I. Preliminary Statement On August 17, 1966, Dr. Frank P. Kosik received a "Memorandum of Appointment" as Associate Professor of Political Science at Northern State College for the 1966- 1967 academic year and the first summer session of 1967. The terms were set forth in a form document signed by Dr. J. Howard Kramer, President of the College, and by Dr. Kosik. This document includes the following state- ment: "All laws of South Dakota and all policies, rulings and regulations of the South Dakota Board of Regents re- lating to employment in institutions under the adminis- tration of said Board become and are conditions of employment under this extension of contract." The document contains no mention of any further steps to be taken before the appointment can be regarded as final. Dr. Kosik began to teach his classes on September 12, 1966. On September 23, 1966, he was advised in writing that his appointment had not been approved by the South Dakota Board of Regents and that his services were terminated as of that date. He received compensa- tion for the month of September only. Dr. Kosik then sought the advice and assistance of the Washington Office of the American Association of University Professors and, following correspondence between the Washington Office and officials of the College and the Board of Regents with regard to the action taken, the appointment of an ad hoc investigating committee was authorized by the General Secretary. The committee visited the campus of Northern State College on May 8-9, 1967, and met with Dr. Kramer, Dr. L. A. Clarke, Dean of the College, Dr. Russell Brock, 1 The text of this report was written in the first instance by the members o the investigating committee. In accordance with Association practice, the text was sent to the Association's Committee A on Academic Freedom and Tenure, to the teacher at whose request the investigation was conducted, to the administration of Northern State College, and to other per- sons directly concerned in the report. In the light of the sug- gestions received, and with the editorial assistance of the Asso- ciation's Washington Office staff, the report has been revised for publication. Chairman of the Division of Social Science, a number of faculty members, and some students. The committee also met with the Tenure Committee of the South Dakota Board of Regents, consisting of Mrs. Maylou Amunson and Mr. Richard Battey; and Mr. Elgie B. Coacher, the Exec- utive Director of the Board. Subsequently, on May 13, 1967, the committee met with Dr. Kosik in Chicago. The committee was extended courtesy and cooperation during its investigation. This report is based on the evidence ob- tained in these interviews and on documents furnished to the committee. A number of facts are in dispute and, where appropriate, conflicting evidence received by the committee will be indicated. Northern State College is a public institution, located in Aberdeen, the third largest city in South Dakota. Its primary function, as stated in its catalogue, is to prepare students for public school teaching. It offers curricula leading to the degrees of Bachelor of Science in Educa- tion, Bachelor of Science, and Master of Science in Education. In 1966-1967, it had a student body in excess of 2600, most of them residents of South Dakota, and a faculty of approximately 115. It is accredited by the North Central Association of Colleges and Secondary Schools and by the National Council for Accreditation of Teacher Education. Governing responsibility for North- ern State College, as for all public institutions of higher education in South Dakota, is vested in the State's Board of Regents of Education. II. The Position of the South Dakota Board of Regents Regarding Academic Freedom and Tenure The South Dakota Board of Regents is currently the subject of AAUP censure, stemming from its action in the 1958 case of Professor W. W. Worzella, a tenured member of the faculty at South Dakota State College who was dis- charged in violation of accepted academic standards. These standards were at that time also reflected in the regulations then in force at South Dakota State College; however, in reply to an inquiry from the College's Faculty Association, the Board of Regents took the position that these regulations applied only to the internal administra- 306 AAUP B UL L E T I N tion of the College. 2 Following litigation in which the South Dakota Supreme Court held that the regulations were legally unenforceable, there was an Association in- vestigation of the Worzella case, since the issue was not regarded by the Association as one of legal obligation, but of the acceptability to the academic community of the standards applied by the Board. In 1961, the ad hoc inves- tigating committee concluded that: Until the Board of Regents itself subscribes to the principles of academic freedom and academic tenure, those generally accepted principles are not securely based in the State of South Dakota. In light of this history, the present committee feels that a determination of the current attitude of the Board to- wards academic freedom and tenure should be a basic concern of this report. The Board of Regents in 1966 promulgated a new ten- ure policy, which has been a matter of discussion within the state of South Dakota and between the Board and the Association's Washington Office. This policy on tenure contains no mention of academic freedom; rather, it de- scribes tenure as a condition of security, granted in return for the expectation of continued professional growth. Under it, the Board reserves the right, notwithstanding institutional proceedings, to effect dismissals of tenured faculty upon its own motion. Moreover, the Board has re- sisted the inclusion of any provisions governing nonten- ured faculty subject to dismissal in the midst of a term appointment (although one of the members of the Board suggested that such regulations might be adopted in the future). Dates of notice and numerous procedures are in- adequate in terms of the 1940 Statement of Principles on Academic Freedom and Tenure and the 1958 Statement on Procedural Standards in Faculty Dismissal Proceedings. It is the conclusion of this committee that the Board of Regents' conception of academic freedom and tenure con- tinues to differ significantly from the conception of aca- demic freedom and tenure as it is generally understood in the academic community. The regulations as revised continue to show a lack of sensitivity to the essence of academic freedom and to the position of a teacher. There is an unwillingness to recognize that a teacher is not merely an employee, but a person who has a special re- sponsibility to explore and transmit knowledge. The deci- sion of the South Dakota Supreme Court in the Worzella case has been given the broadest possible interpretation as requiring the Board to exercise extensive control over all public instruction in higher education in the state. 3 The 2 See "Academic Freedom and Tenure: South Dakota State College," AAUP Bulletin, Autumn, 1961. 3 Following the decision in that case, a faculty committee of the State University of South Dakota School of Law undertook to analyze the legal issues involved and concluded as follows: The case must be considered as limited to deciding only that a tenure policy would not be legally enforceable against the Board of Regents unless the Board were to delegate their powers, but that any such delegation of power is prohibited by the statute defining the Board's powers as well as by the State Constitution. Moreover, the case cannot be construed as prohibiting the Board from Office of the Attorney General of South Dakota, for exam- ple, in response to a request from the Board, has stated in an opinion: The relationship between a professor or instructor at a col- lege or university and those that employ him is nothing more nor nothing less than an employer-employee relation- ship. In the present case, the Attorney General's Office has taken the position that there was technically no contract be- tween the Board and Dr. Kosik, and therefore "any claim of violation of academic freedom and tenure cannot be sustained." This view cannot be reconciled with recent statements of the United States Supreme Court making clear that public employment may not be denied or con- ditioned on grounds violative of the First Amendment. As emphasized recently by the Court in Keyishian v. The Board of Regents of the University of the State of New York et al., 385 U.S. 589,603 (1967), Our Nation is deeply committed to safeguarding academic freedom, which is of transcendant value to all of us and not merely to the teachers concerned. That freedom is therefore a special concern of the First Amendment, which does not tolerate laws that cast a pall of orthodoxy over the class- room. "The vigilant protection of constitutional freedom is nowhere more vital than in the community of American schools." The classroom is peculiarly "the marketplace of ideas." The Nation's future depends upon leaders trained through wide exposure to that robust exchange of ideas which discovers truth "out of a multitude of tongues [rather] than through any kind of authoritative selection." The view expressed by the South Dakota Attorney Gener- al's Office appears to represent the conception of the law held by state officials in South Dakota and it is a belief that colors the Board's attitude. It is a belief which runs counter to the perspectives of the American com- munity of higher education, which does not gauge aca- demic freedom by the status of an official contract and which sees in the status of its academic persons something more than an employer-employee relationship. It became clear to the ad hoc committee as a result of its discussions that the Board of Regents was not aware of a potential threat to academic freedom by the dismissal of a nontenured teacher, especially one whose contract had not formally been approved. The conception of a teacher as an employee rather than a person having a special responsibility in searching for knowledge dies hard. The members of the Board whom the committee inter- viewed specifically stated that it was not the Board's policy to provide a hearing for a nontenured person. Further, they stated that an institution could properly terminate the services of a teacher prior to the expiration of a term adopting and enforcing a tenure policy purely as a matter of internal discretion; it cannot be interpreted as holding that to pursue such a policy would be an abuse of dis- cretion; and it cannot be interpreted as enjoining the Board or the institutions under the Board's control from continuing to give tenure policies the effects they are designed to achieve. "Academic Tenure at South Dakota's State Supported Colleges and Universities," 5 S.D.L. Rev. 31, 32-3 (1960). See also Clark Byse, "Academic Freedom, Tenure and the Law: A Comment on Worzella v. Board of Regents," 73 Harv. L. Rev. 304 (1959) . AUT UMN 1968 307 appointment if the administrative officials concluded that it was desirable to do so. They suggested that a compre- hensive policy applicable to all teachers, tenured and non- tenured, might be promulgated in the future. At present, however, it is clear that the nontenured teacher enjoys no protection, substantive or procedural, from summary dis- missal by the Board of Regents or by the administrative officials of the institutions under its control. III. Academic Freedom and Tenure at Northern State College The committee found that the conception of a teacher as an employee, no more, no less, is reflected very strongly at Northern State College. This was indicated by the Pres- ident, by the Dean of the College, and by most of the faculty members whom the committee interviewed. Few of the latter hold the doctorate, and a number have entered college teaching after serving as public school teachers. Many faculty members refer to themselves as employees and do not expect to have a voice in the government of the institution. It is the responsibility of the administra- tion and the Board to set policy for the institution; their responsibility, as they see it, is to "do their job." Most of those interviewed went out of their way to affirm confid- ence in the administration. They expressed little if any concern about Dr. Kosik's dismissal. The idea of granting a hearing to a newly arrived and nontenured professor seemed novel to them. Most of the individuals interviewed by the ad hoc com- mittee strongly insisted that the faculty possessed academic freedom, and in one sense they appear to be correct. The committee did not learn of any attempt made by the administration to direct the manner in which any teacher conducts his classes. It was reported that some professors had in fact criticized the American political and economic system in class. In a more significant sense, however, it is doubtful if academic freedom exists or is understood. Most of the individuals interviewed by the ad hoc committee repeatedly said that the community of Ab- erdeen and the state of South Dakota were conservative in outlook, and the implication of their remarks appeared to be that professors were obligated to conduct themselves accordingly. While it was mentioned that some faculty members had marched in a demonstration criticizing American policy in Vietnam, the general tendency was to recognize that a teacher who exceeded the limits of what the local community found tolerable jeopardized his posi- tion. It appeared that the limitations on the scope of academic inquiry were voluntarily assumed rather than coercively imposed, but with the threat of penalty remain- ing in the background. This lack of understanding of the scope of academic freedom is most significant. Interviews with faculty mem- bers indicated that the faculty generally supported the ad- ministration in dismissing Dr. Kosik without knowing much about the issues at stake. It showed little concern about the absence of a hearing. As one faculty member put it: "The decision should be made by the administration, since they have the responsibility for this sort of thing." While the committee was extended cooperation and cour- tesy, there was no attempt to disguise hostility over the fact that "outsiders" were questioning what happened at the College. Some of the faculty members interviewed im- mediately reported the content of the interviews to the Dean. Dr. Kosik was viewed as an "outsider," disturbing an atmosphere that one faculty member described as "con- genial." It is in this context that the facts of the case must be considered. IV. A Chronology of Events Dr. Kosik's association with Northern State College lasted a little over a month, and he taught classes for only two weeks. A brief chronology of the events can be sup- plied: August 17, 1966 - September 6, 1966 - September 12, 1966- September 14, 1966 September 15, 1966- September 16, 1966- September 19, 1966- September 22, 1966- September 23, 1966- Dr. Kosik and President Kramer execute the memorandum of ap- pointment. Dr. Kosik undertakes duties in connection with registration. Classes begin. Complaints against Dr. Kosik are made to Dean Clarke, primarily from students in his American Government class. Some students seek to drop the class, but are refused permission. Dr. Brock, the head of the Divi- sion of Social Science, discusses the complaints with Dr. Kosik. A letter is sent to the President of the Board of Regents by an inter- ested citizen. Dean Clarke discusses the com- plaints with Dr. Kosik. A conference between President Kramer, Dean Clarke, Dr. Brock and Dr. Kosik is held. President Kramer tells Dr. Kosik that, in his judgment, the Board of Re- gents will not approve his con- tract if he continues to act as he has. There is disputed testimony as to whether President Kramer said he would recommend ap- proval to the Board. The Board of Regents meet in regular session in Madison, South Dakota, with the presidents of the colleges and universities present. From Aberdeen, Dean Clarke calls President Kramer, saying that complaints against Dr. Kosik by students are increasing. Presi- dent Kramer, after informal dis- cussions with the Regents, decides not to recommend appointment. The Regents indicate they will not approve the appointment if 308 A A UP BULLETIN it is placed before them for con- sideration and President Kramer deletes Dr. Kosik's name from the agenda. Dean Clarke hands Dr. Kosik a letter advising him that his appointment was not ap- proved and that his services are terminated. V. The Complaints against Dr. Kosik Since there was neither a specification of charges nor a hearing nor any of the other elements of accepted aca- demic due process, it cannot be stated with certainty pre- cisely why Dr. Kosik's appointment was not approved. However, it is agreed by all that the decision resulted from what happened in his classes between September 12 and September 23. As to the specific reasons for the termi- nation of Dr. Kosik's services, the investigating committee discussed this matter with administrative officers and faculty members at Northern State College. It also exam- ined affidavits of complaints prepared, apparently upon invitation, by six students following Dr. Kosik's departure. Dr. Kosik, who asserts that other students had intervened in his behalf, was given no opportunity to see or com- ment upon these affidavits. The committee concluded that the grounds for the termination of Dr. Kosik's services fall into three main categories: (1) alleged attacks on the American system of government and on American (and especially Midwestern) culture; (2) alleged use of profan- ity and vilification of students; and (3) alleged attacks on the College administration and faculty colleagues. There were indications that Dr. Kosik's appointment was re- jected not so much because of any single reason as because of the sum of the complaints. One faculty member con- cluded that the action against Dr. Kosik was taken "be- cause he was not compatible with what was expected here." Let us consider each of the abovementioned categories of the complaint. A. Alleged Attacks on the American System of Gov- ernment and American Culture The "un-American" declarations are as follows (ex- cerpts have been taken verbatim from student affidavits submitted to the Washington Office by the Executive Director of the Board of Regents): He hated the Midwest, hated our climate; the hog stench as he traveled in the country. . . . The patriotism we show our flag nauseates him. He is not impressed with the ad- vances we have made in science or medicine. The American way of life is that of dishonesty and distortion according to him. Statements said by Dr. Kosik: "American lawyers are shy- sters and judicial justice is one of vengeance." He said that there is nothing in this land that is good. He said that we were going to study how to get rid of the American government. Dr. Kosik lectured against our country. Stating "there is nothing good in America." . . . He talked against our United States flag. Stating the sight of our flag "nauseated hjm." The U.S. flag should fly under the United Nations' flag. With respect to the above statements, when they were shown to him by the investigating committee, Dr. Kosik's basic position was that his remarks were taken out of con- text. An example of this, according to Dr. Kosik, is that his quoted remark about the American flag was made within the context of an introductory lecture devoted to the demonstration of the necessity of courageous and up- right objectivity in the study of politics and, specifically, in the context of his remarks on the dangers of concretized symbols, i.e., on the lethal substitution of the symbolic (ideological) for the real. 4 Both Dr. Kosik's teaching methods and his temperament seem to go far in explaining the comments he made. He stated to the committee that he considers it the responsi- bility of the political science teacher to denationalize the subject, to assume nothing but to question everything. He offered the belief that students must be disabused of patri- otism and emotion before they can take a universal and scientific view of their subject. And he made clear that he does not shrink from controversy in dealing with ideas he deems vital. Dr. Kosik acknowledged that his teaching methods and the content and organization of his class- room work might not be commonplace, but he insisted they were true to the facts and animated by a quickening sense of urgency born of the fact that the nation was at war. The climate at Northern State College goes far in ex- plaining the force of the reaction to Dr. Kosik's classroom performance. The students were unprepared for a man of foreign birthDr. Kosik was born in Czechoslovakia but is a naturalized citizenwho made strong statements about controversial issues. Clearly, his teaching did not meet the expectations of some of the students or of the administration. One student who prepared an affidavit said, "he had taught absolutely nothing from the book" while in class and this observation is noted in other affidavits. Dr. Kosik told his classes that they would com- prehend him in time, and he says he appealed to Presi- dent Kramer to give him a month and his classes would understand him. Actually, and in contrast to what is indicated in the prepared affidavits, there is evidence that Dr. Kosik may have been an effective and a popular teacher. The ad hoc committee interviewed four students selected by the ad- ministration who were not among those who had pre- pared affidavits, two of whom had been in Dr. Kosik's classes. All testified that Dr. Kosik had made an excellent impression as a stimulating teacher and that he had at- tracted to his lectures a number of persons not enrolled in his courses for credit. * Dr. Kosik states further that his remark reportedly re- ferring to getting "rid of the American government" was "made during the discussion on freedom as self-government and the tendency inherent in all governments to obliterate it through the extension of its powers through the assumption of new responsibilities and, therefore, of controls," and that the statement "' there was nothing good in America,' is only the introductory part of the thought that the good in politics is and must always be located in the subjects alone and that the governments are never justified in giving precedence to the essentially neutral existential context to man." AUTUMN 1968 309 B. Alleged Use of Profanity and Vilification of Stu- dents It was alleged in the student affidavits that in the class- room Dr. Kosik employed profanity and made personal attacks on students. Dr. Kosik admits to using strong lan- guage but asserts that his teaching did not involve profan- ity. It is impossible to ascertain the validity of these allegations in the absence of a proper hearing. On the is- sue of profanity and vilification, the ad hoc committee questioned two students who had been in Dr. Kosik's classesa sophomore woman in American Government and a senior man in Comparative Government. Neither proved aware of any allegations of profanity and neither recalled his using language that shocked them. Both ex- pressed great admiration for Dr. Kosik's ability as a teacher, and one had told his parents about the class because he had found it so interesting. C. Alleged Attacks on College Administration and Faculty Colleagues It is undisputed that Dr. Kosik had no high regard for either his colleagues or the officials of the College. Accord- ing to student affidavits, he said the following: At the September 20 lecture Dr. Kosik called Northern an imprisonment. He said he would not serve "under a Hitler, Stalin or a Kramer." He called Dr. Kramer "an old man living in the past." We had a "Kramer regime" at Northern. I feel these are very unAmerican statements. His colleagues are beyond redemption. Dr. Kosik acknowledges having made these remarks. He notes, however, that the comment about President Kramer followed his September 19 meeting with him at which Dr. Kosik gained the impression that his contract would not be approved. On September 20, Dr. Kosik says he in- formed his class that he was in danger of being dismissed and discussed the problem he was having with the admin- istration. The committee does not think these remarks appropriate, but whether they should justify dismissal, or whether they actually became a substantial factor in the decision to dismiss, is questionable. There are some grounds for concluding that Dr. Kosik became more vehe- ment in his language when he learned that he was going to be dismissed, and that his comments on the administra- tion either dated from this time or became more intense then. A Postcript on the Complaints It appears, then, that the above three categories of charges constituted the case against Dr. Kosik. Each of the three received mention as the reason for the dismissal by some of the faculty members interviewed by the ad hoc committee, and both the administrative officials and the members of the Board of Regents mentioned all three to the committee without singling out one as the primary cause. Still, there is reason to conclude that Dr. Kosik's criticisms of the United States at least precipitated the ac- tion against him. Very shortly after the beginning of classes on September 12, a student in his American Gov- ernment class informed her father, who was active in a lo- cal veterans' organization post, of what she had heard in class. The father contacted an attorney in Redfield, South Dakota, who reported in a letter to the President of the Board of Regents what he described as typical statements made by Dr. Kosik in class. A copy of this letter was fur- nished the ad hoc committee by the administration. A number but not all of these quoted statements were criti- cal of America. The writer was of the opinion that "a professor of this nature" could well be responsible for stu- dent demonstrations, and he added: "I would prefer this would be handled fairly quietly unless it's absolutely nec- essary that the matter be brought out public. I know the . . . [veterans' organization] could come out with an alle- gation of this type of a teacher in the system, which could have an adverse effect on what I consider one of the better schools in the state and could have other ramifications." The Redfield attorney sent a copy of this letter to Presi- dent Kramer, whose reply of September 16 (also submit- ted to the ad hoc committee) indicates agreement on the undesirability of Dr. Kosik as a member of the faculty but on grounds that are general rather than specific. President Kramer wrote: This situation distresses me a great deal. I am not sure just exactly what action we will take under the circum- stances, but you may be assured that as far as we are con- cerned, this gentleman has no support whatsoever and we will take whatever steps are necessary to curb the sort of things that he is apparently doing. I am sure that you realize that I do not, nor do I believe any of the rest of the staff on the campus, approve this sort of activity. It is unfortunate that we get this kind of person on our faculties, but in these days of extreme shortage of qualified faculty members and in view of the fact that staffing is a highly competitive problem, it is inevitable that errors will some- times be made. You may be assured that there will be no delay in tackling this problem. VI. Dr. Kosik's Dismissal At the outset, it is necessary to emphasize that, in the view of the Board of Regents, technically Dr. Kosik was not dismissed. The Board takes the position that legally there had never been a contract of employment, since only the board could conclude a valid contract and it had not done so. The Office of the Attorney General of the State of South Dakota, asked for its opinion by the Board, advised that "as there was no contract of employment, and at most an offer [by Kosik] to enter a contract of em- ployment, which offer was rejected, the several claims made by Dr. Kosik and the Association [AAUP] must of necessity be found untenable and erroneous." It was also stated by the Attorney General's Office that, in the ab- sence of a contract, there could be no claim of a violation of academic freedom. Apart from the question of the va- lidity of the Attorney General's position with respect to the existence of a legally enforceable contract, under ac- cepted academic standards Dr. Kosik had in fact entered an appointment, which was not described as subject to Board approval in the memorandum that he and the President signed, and he had actually begun serving as a member of the teaching faculty. Also, the conception of academic freedom as dependent upon a technically or formally entered contract is completely unacceptable. 810 A A UP B UL L E T I N Apart from legal considerations, however, the members of the Tenure Committee of the Board agreed that the con- tract would have been approved pro forma had it not been for what had occurred during the first several days of classes. The action of the board must therefore be considered as a dismissal within the meaning of the 1940 Statement of Principles on Academic Freedom and Tenure and the 1958 Statement on Procedural Standards in Faculty Dis- missal Proceedings. Dr. Kosik received a one-year appointment from the President. On this basis, he had en- tered into his duties. He was, in effect, discharged prior to the expiration of the year for what had happened during the first few days of classes. This is exactly the kind of sit- uation contemplated by the 1940 Statement and the ac- tion of the Board amounts to a dismissal within the meaning of the Statement. The relevant provision of the 1940 Statement is that: . . . dismissal for cause of a teacher previous to the expiration of a term appointment, should, if possible, be considered by both a faculty committee and the governing board of the institution. In all cases where the facts are in dispute, the accused teacher should be informed before the hearing in writing of the charges against him and should have the op- portunity to be heard in his own defense by all bodies that pass judgment upon his case. He should be permitted to have with him an advisor of his own choosing who may act as counsel. There should be a full stenographic record of the hearing available to the parties concerned. In the hear- ing of charges of incompetence the testimony should include that of teachers and other scholars, either from his own or from other institutions. There was no attempt to comply with the provisions of the 1940 Statement in Dr. Kosik's case. Dr. Kosik began teaching his classes on Monday, Sep- tember 12. By Wednesday, September 14, complaints against him had been made, primarily to Dean Clarke. On Thursday, September 15, Dr. Russell Brock, the Chair- man of the Division of Social Science, conferred with Dr. Kosik. According to Dr. Kosik, "I was approached by Dr. Brock, who, to my surprise, voiced what could not have been a just and honorable criticism of my work but a cu- rious and timidity frightened reaction to some second- hand information or rather covert denunciation and per- haps some undue intervention of certain elements in the academic process." Dr. Brock maintains that he told Dr. Kosik of the statements attributed to him and discussed with him the substance and method of his teaching. He says he suggested that Dr. Kosik would have more success with his classes and lose fewer students if he moderated his language. Dr. Kosik asserts that there was no mention of his language in this discussion. He states that he urged Dr. Brock to attend one of his classes. It is agreed that neither Dr. Brock nor any other member of the faculty or administration ever visited Dr. Kosik's classes. On Friday, September 16, Dr. Brock discussed the matter with Dean Clarke, and they then concluded that, in view of the 1940 Statement, the services of Dr. Kosik should not be termi- nated. Dr. Brock took the position throughout that Dr. Kosik's contract should have been approved and that he should have been permitted to teach for the year. His affidavit states, "I did not believe that a teacher's compe- tence or character should be judged after-only one week of classes, not did I wish our college to gain a reputation as a place where conformity of opinion was enforced." Later in the day on September 16, Dean Clarke sum- moned Dr. Kosik to a conference. The two men agree that the following took place: Dean Clarke advised Dr. Kosik that students had complained about Dr. Kosik's failure to teach the subject matter expected in courses for which students had enrolled and about his manner of presenting material. Dean Clarke reportedly told Dr. Ko- sik that he did not have to teach from the textbook, but did suggest that he "establish rapport" with his students. Dr. Kosik invited Dean Clarke to attend his classes. Dr. Kosik stated it to be his impression that this meeting "re- solved all difficulties and satisfactorily answered all ques- tions." On Monday, September 19, President Kramer sum- moned Dr. Kosik to a meeting at which Dean Clarke and Dr. Brock were also present. There is a substantial dispute as to what occurred. Dr. Kosik takes one position and President Kramer, supported by Dean Clarke and Dr. Brock, takes another. According to Dr. Kosik, he de- manded that President Kramer defend his freedom to teach his subject "according to his conscience and best knowledge" and President Kramer's reply was negative. President Kramer, on the other hand, contends that Dr. Kosik wanted him to approve the substance of what he was teaching. This he refused to do, but said that he would defend Dr. Kosik's liberty to teach. The partic- ipants agree to having discussed the fact that Dr. Kosik's contract had not yet been approved by the Board of Regents. In the words of President Kramer, as recorded by the investigating committee: At that time, I clearly pointed out to Dr. Frank Kosik that his contract was not valid until it had been approved by the South Dakota Board of Regents; I also pointed out that unless he discontinued his character assassination of students and administration, discontinued his use of inap- propriate language in the classroom, and got down to doing the job for which he was hired, namely, the teaching of political science, that the probabilities were that it would not be approved. According to Dr. Kosik, the discussion focused upon the substance of what he had been saying in the classroom rather than the language which he employed. President Kramer says that it was still his intention to recommend approval and that he so advised Dr. Kosik. Dr. Kosik, however, contends that President Kramer said that he would not recommend approval and that this was the first time in his career such a thing had happened. Dr. Kosik states that he demanded a hearing before the Regents and that President Kramer assured him that he would get a hearing. President Kramer reports having told Dr. Kosik that he could ask for a hearing, and Dr. Clarke having said he would take Dr. Kosik to Madison, where the Board would be meeting. Dr. Kosik did not address a re- quest for a hearing directly to the Board and none was offered. On Thursday, September 22, President Kramer was in AUT UMN 1968 311 Madison along with the heads of the other state colleges and universities for the Board's regular meeting. The ap- proval of Dr. Kosik's contract was on the agenda under Northern State College for the next day. President Kra- mer informed the ad hoc committee that on Thursday he spoke informally to some members of the Board, suggest- ing that the contract be approved and that formal dis- missal proceedings be initiated. According to him, there was no response to this suggestion. He notes someone then having told him it was being said that, if Kramer did not fire Kosik, then Kramer himself should be fired. President Kramer reports having received a call late Thursday after- noon from Dean Clarke, who said "things were getting worse by the minute" and that the contract should not be approved. According to President Kramer, he decided that evening not to recommend approval. On Friday morning, the agenda for Northern State College was considered. There was no suggestion at any time during the meeting that Dr. Kosik be given a hearing. The Executive Director of the Board stated to the investigating committee that the Board's minutes for Friday, September 23, show that the Board would not approve the appointment of Dr. Ko- sik, that President Kramer asked permission to delete the matter from the agenda, and that he was directed to do so. This done, President Kramer then telephoned Dean Clarke, and a letter announcing termination of his serv- ices was issued to Dr. Kosik over Dean Clarke's signature that same day. It is not necessary to speculate whether responsibility for the action taken against Dr. Kosik should be assigned to the Board of Regents or to the College administration or to both. It is clear that President Kramer and Dean Clarke had come to favor the action. It is equally clear that the Board of Regents would not have approved the appointment. Furthermore, neither President Kramer nor Dean Clarke nor the Board took any move to provide a hearing for Dr. Kosik. All were in agreement as of Sep- tember 22 that Dr. Kosik's appointment should not be approved and that his services should be terminated im- mediately. All parties concerned went out of their way to make this point to the investigating committee. One can only speculate on what would have happened if the contract had been approved prior to the time that Dr. Kosik began teaching. (It was only because he was en- gaged late in the year that the matter of approval of the contract did not come before the Board until the meeting on September 22.) Members of the Committee on Tenure did state that it is not the policy of the Board to give a hearing to nontenured persons and that a person could be summarily dismissed for cause by the administration or by the Board prior to the expiration of his contract. As pointed out previously, under the policy of the Board of Regents only tenured persons are entitled to a hearing prior to dismissal for cause. The Board could have de- ferred approval until the charges were appropriately investigated, but apparently this alternative was not con- sidered. President Kramer and Dean Clarke have taken the position that it is for the administration of the Col- lege to determine whether a person is competent to con- tinue teaching. Nonetheless, the fact that the contract had not yet been formally approved is an element in the picture. President Kramer has suggested to us that the Board may have feared incurring financial liability to Dr. Kosik by approv- ing the contract. Equally significant may have been the view, as reflected in the opinion of the Office of the Attor- ney General, that the Board had the right to disapprove the contract, and by doing so could avoid any question of dismissal. Likewise, the opinion of the State Supreme Court in the Worzella case may have influenced the Board's decision. The absence of existing procedures re- garding nontenured persons may also have been a factor influencing the Board's decision to act summarily. There- fore, while the action of the Board is to be considered a dismissal, the fact that Dr. Kosik's contract had not been officially approved no doubt influenced the reasoning which led to that action. We thus have a situation where a new teacher, with a contract not yet formally approved, goes to a highly con- servative area and, in his first days of teaching, is accused of attacking the United States political system and the American way of life, of using profanity, and of disparag- ing the College administration and his colleagues. The institution and its governing board have not seen fit to adopt procedures calling for due process in the dismissal of nontenured persons. The President and the Dean of the College favor terminating the services of the teacher. There is perhaps a concern with avoiding legal liability and the belief that this can be done by refusing to ap- prove the contract. There may also be the belief that refusing to approve the contract will avoid any question of dismissal. Furthermore, there is little sensitivity to the nature of academic freedom, to the special responsibility of the teacher in the search for truth. The Board of Regents has asserted that it acted prop- erly. It is reinforced by legal interpretation stressing its absolute power over the public institutions in the state. The members of the Board, President Kramer, and Dean Clarke remain convinced that they did the "right" thing. When tested, however, against the principles contained in the 1940 Statement and the generally accepted princi- ples of academic freedom and academic due process, it is abundantly clear that the action taken against Dr. Kosik was improper and violative of those principles. Dr. Kosik was removed from a teaching position two weeks after the beginning of classes. No hearing was held either before a faculty committeeno such committee ex- isted at Northern State College, and the faculty was not formally or directly involved in the case at allor before the Board of Regents. It is, therefore, impossible to de- termine precisely why he was dismissed, what was con- sidered by the members of the Board in arriving at their decision, or what evidence or considerations Dr. Kosik might have produced in his own defense. There is every reason to believe that the political views expressed by Dr. Kosik in the classroom had a significant effect upon the decision to dismiss. In a sub- sequent reconsideration of the Kosik case by the Board of Regents following communications from the Associa- tion's Washington Office, the Board's position was then 312 AAUP B UL L E T I N stated by its Executive Director to be as follows: The South Dakota Board of Regents met on January 19, 20, 1967, at which time they again reviewed the Kosik case. After further study and review, it is the opinion of the Board that in this case there is no issue of academic prin- ciple. The only principles listed are those of basic morality, decency, and allegiance to those principles for which many Americans fought and died. Basic to the principle of academic freedom is the freedom to disagree with principle, no matter how venerated. If a hearing had been held, it could have been established whether or not Dr. Kosik's dismissal was due to what he was trying to teach. If, on the other hand, the use of profanity and vilifica- tion was a substantial factor in causing the dismissal, the absence of a hearing is even more significant. The picture painted by the administration, based on reports from students, was that Dr. Kosik was using shocking and obscene language. Dr. Kosik denies that he employed such language. Student affiants claimed that he did, but stu- dents whom the committee interviewed did not recollect that they were "shocked" by his language. A hearing could have determined the kind and extent of language Dr. Kosik was using in the classroom. A hearing could have determined the seriousness of this charge. The same is true with respect to the charge of attacks on the ad- ministration and colleagues. In the absence of a hearing, the accuracy and seriousness of such charges cannot be determined. VII. Conclusions The actions of the administration of Northern State College and the South Dakota Board of Regents relating to Dr. Frank P. Kosik constitute a severe violation of the principles and procedures set forth in the 1940 Statement of Principles on Academic Freedom and Tenure and the 1958 Statement on Procedural Standards in Faculty Dis- missal Proceedings. This case demonstrates the necessity for those procedures that comprise academic due process. If such procedures had been followed, either Dr. Kosik would not have been dismissed or the precise grounds and the evidence for dismissal would have become known. The failure of the administration of Northern State College and the South Dakota Board of Regents to act in accordance with academic due process cannot be justified. It is difficult to say that the generally accepted prin- ciples of academic freedom and tenure are any more secure in South Dakota's public institutions of higher education today than they were at the time of the As- sociation's 1961 investigation which led to censure of the Board of Regents. The current regulations of the Board of Regents are mute on academic freedom, procedurally inadequate on due process for tenured faculty members, and again mute on due process for those without tenure. The case of Dr. Kosik indicates that the principles of academic freedom and tenure are still unable to with- stand an actual test in South Dakota's public colleges and universities. If the experience at Northern State College is any example, the principles seem hardly even to be understood. Winston U. Solberg (History), University of Illinois, Chairman Robert A. Sedler (Law), University of Kentucky Investigating Committee Committee A on Academic Freedom and Tenure has by vote authorized publication of this report in the AAUP Bulletin: Sanford H. Kadish (Law), University of California, Berkeley, Chairman Members: Richard P. Adams (English), Tulane Uni- versity; Bertram H. Davis (English), Washington Office, ex officio; David Fellman (Political Science), University of Wisconsin; William P. Fidler (English), Washington Office; C. William Heywood (History), Cornell College; William J. Kilgore (Philosophy), Baylor University; Walter P. Metzger (History), Columbia University; C. Dallas Sands (Law), University of Alabama; Victoria Schuck (Political Science), Mount Holyoke College. AUT UMN 1968 313
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