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ABSTRACT
The paper aims to analyse the impact of emergency on the federal
structure. The paper will make a comparative study of various
Constitutions, mainly USA, Switzerland, West Germany and India.
Canada might also been analysed with respect to the impact of
external emergency. Its main aim is to analyse and evaluate the
Indian position with respect to the other Constitutions as to
the extent to which the federal powers are eroded during
these times.
SYNOPSIS
Title
The title of my paper is Federalism: Impact of Emergency. I
particularly chose this topic to examine the Impact that the
imposition of an Emergency will have on the federal structure
under various constitutions.
Relevance
Federalism is a system of government which has had a huge
amount of impact in the modern world. It has been a political
thought which has many dimensions and has been interpreted in
many ways. In the subject of Comparative Constitution, federalism
forms a very interesting and important case of study. When the
Indian, perspective is taken, federalism has not been a concept of
much debate until the emergency. However, in post emergency
India, the concept of federalism has been brought into light and has
been examined. Hence, a comparative analysis of the impact of
emergency in the federal structure remains very relevant.
Research Methodology
The research methodology that will be adopted is purely doctrinal
and analytical in nature. Various noted texts, articles, primary
legislations are being studied and a comparative analysis will be
done. All the materials referred will duly be acknowledged.
Research Questions
3
Hypothesis
Emergency is a situation in which essentially the federal structure
in all Constitutions is eroded to an extent. The Federal structure in
India has often been criticised for being oriented towards the
Union. However, a comparison with other constitutions on the
impact of emergency on the federal structures proves that it is not
so.
Chapter 1
INTRODUCTION
Federalism is a political philosophy in which the power to govern is
shared between National and State governments, creating what is
often called a federation.1 Dicey stated that federalism is a national
constitution for a body of states which desires union and does not
desire unity. The essence of a federation is the existence of union
and its states and the division of power between the union and the
states. Federalism also serves the purpose of preventing the rise of
an autocratic government which absorbs the powers of others and
threatens the liberty of an individual.
In Federal Constitutions such as United States of America,
Australia and Canada, the defence of the war power is conferred on
the Federation. The power which is limited in times of peace
expands in times of war or imminent threat of war. 2 And during a
war, for practical purposes, these federal governments function as a
unitary government, since in the modern times, it is essential that
the total resources of the country be available to be mobilised by
the Central government. The extent of the war powers is often left
to the interpretation of the courts.
Emergency presents very unique circumstances. In India, the
concept of federalism by itself has not been given high importance
and was not subjected to much debate until the Emergency has
been imposed in India. Till then the existence of the Congress
government in the Centre and large number of States prevented
the problem of Federal government coming to the power. However,
when the Janata Party came to the power at the Centre and in a
large number of states, after the parliamentary and state elections
which were held in 1977, a few states in which the Congress
Ministries continued to function suddenly became aware of that our
constitution was a federal one and that the states have the rights
which they could enforce against the Union.
In importance that emergency played in India with respect to
federalism can be seen from the facts that the chapter of
Federalism in India started to feature only from the third edition
1
2
Available at http://www.princeton.edu/~achaney/tmve/wiki100k/docs/Federalism.html
Available at http://www.mightylaws.in/729/indian-constitution-federal
H. M. Seervai, Constitutional Law of India, Vol. 1, 4th Edn, Universal Law Publishing
Co., 1991
4
H. M. Seervai, Constitutional Law of India, Vol. 1, 4th Edn, Universal Law Publishing
Co., 1991, p. 283
Chapter 2
EXTERNAL EMERGENCY
When in 1959, Dicey in his book Law of Constitution opined5 that in
comparison to a unitary government, a federal government would
be a weak government, he was without the experience of the two
world wars which have eventually ended up changing the federal
system (including that of the United States of America with which
he primarily made his analysis).
In the modern times, there is very little doubt that in case of war or
any other external aggression, active participation or passive
defence would equally call prompt, effective and unified response.
This would obviously be obstructed when the resources and
decision making is divided amongst two coordinating but separate
governments. This lead to most post- war federal Constitutions
providing for express provisions in the Constitution itself which
federal system temporarily into a unitary one in case of such
external emergency. Prominent amongst those federations are India
and West Germany.
In countries such as USA or Australia whose Constitution has been
defined before the events of the devastating wars, there is a lack of
specific emergency powers. However, the Judiciary in these states
has come to the rescue and aided in the expansion of the federal
power, by a liberal interpretation of the powers of defence which
the Federal Legislature already has under the Constitution. 6
The impact of the external emergency upon the federal structure
will be studied under the two different heads of (a) Judicial
Interpretation and (b) Emergency Provisions provided under the
Constitution.
A.
Expansion
Interpretation
of
Federal
Powers
through
Judicial
2.1. USA
5
A.V. Dicey, Law of Constitutional Law, 10th Edn., Universal Law Publishing Co., 1885, p.
138
6
C.H. WHEARE, Federal Government, 4th Edn., Oxford University Press, 1963, p. 199.
11
10
11
Chapter 3
INTERNAL EMERGENCY
The present chapter aims to deal with the incidence of emergency
which is cause by internal or domestic violence, in so far as it has
12
19
13
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are
bound
to
provide
it.
(2) Whenever the cantonal government is unable to summon
help, the competent federal authority may intervene without
being called upon; this authority is bound to do so whenever
the security of Switzerland is at stake.
(3) In the event of a federal intervention, the federal
authorities shall ensure that the provisions of Article 5 are
observed.
(4) The costs shall be borne by the Canton requesting or
giving cause for a federal intervention, unless the Federal
Assembly should decide otherwise in view of special
circumstances.23
Article 16 has been used in various occasions and the following
conclusions can be drawn by the use:
1. The words necessary measures indicate that the foregoing
powers are virtually unlimited and this includes the raising of
troops, sending them, appointing a commissioner to take over
the civil administration of the Canton after the military
operations.
2. The object of such federal intervention would be:(a)The term to suppress internal disorder is a very wide
expression which includes not only the armed rebellion but
also the riots resulting from a general strike. Usually the
federal government is moved by the Cantonal government,
however, the federal government can move on its own when
such an application is made impossible due to the extent of
the disorder or when it would threaten the national security
on the whole.
(b) To protect a Canton from the aggression from another
canton or the threat thereof.
(c) To protect the territorial sovereignty of a canton, its
Constitution, the rights and liberties of its people and the
right and the powers conferred by the people on the
authority.
3.3 India
In India, the internal emergency is covered under Article 355 of the
Constitution which is analogus to the provision under Article IV
23
15
section 4. The words that have been used under this are internal
disturbance. In the year 1976, an amendment was made to Article
352 which substituted the words internal disturbances with
armed rebellion. During this time, no such amendment was made
to the Article 355. This was done so that even in times of peace, the
Union is competent to perform its duty under Article 355 to meet
any serious breakdown of law and order in a state, by restoring to
means other than under Article 352, such as1. Issuing directions to the State governments under Articles
256-257 and in case of failure the Union may apply Article 356
read with Article 365.
2. The union may send its armed forces in aid of the civil power
of the state concerned to suppress the disorder. There would
be no problem in such cases when the state itself considers
the aid of the Union forced necessary in the view of the
inadequacy of its police force to meet an abnormal situation.
Such as in the case of Bihar. The question arises as to whether
the union can send in its force without the request made by
the state unilaterally. This can be answered by the amendment
of 1976 which has inserted Entry 2A in list 1 and the
amendment of Entry 1 and 2 in list 1. After this amendments,
it can be safelt said that the union can send in its forces in
cases of internal disturances which need not be any thing
like armed rebellion but my be a grave situation of law and
order which in the opinion of the Union, the state police are
unable to deal with. The Union forces which are deployed
during this time are be in the control of the Union completely.
Article 257A which has been inserted by the 1976 amendment
has provided that these forces shall be under the control of
the state government but this has been subsequently been
removed by the 44th amendment.
Chapter 4
EMERGENCY OWNING TO BREAKDOWN
CONSTITUTIONAL MACHINERY
OF
Article 356 of the Indian Constitution gives the right to the Union to
suspend the state legislature and executive and to assume its
16
The Supreme Court has held that the question whether a state has
a republican form of government or not is a political question and
that the determination by the Congress cannot be questioned by
the courts.24 The responsibility for this duty and power thus
devolved on the congress.
In short, the violation of the guarantee of the republican form of
government in a state cannot be challenged in the courts. 25 Even
though the question has been held to be non-justifiable, it has been
brought before the Supreme Court on many occasions and it is
during these unsuccessful litigations, that the nature of the
American provisions in the Constitution can be understood. The
court has refused to interfere in instances such as when even by a
state introduced devices of direct democracy, such as initiative or
referendum26, even by such a referendum the state statue is
invalidated. The court has however observed that even though it
refused to interfere with the distribution of power among the state
institutions where democracy form is retained, the setting up of a
military government as the permanent form of government of a
state would be denial of the republican form. 27 In short, the court
would not interfere with the acts of the congress made in discharge
of its duty to maintain a republican form of government in a state 28
or with the acts done by the President in executing such acts 29 or
acts done by a state in alleged violation of the Republican
guarantee in Article IV, Section 4.30
The court would however, interfere where the Union in performing
its duty to maintain the republican form of government in a state,
violates some other provision of the Constitution. Such as in the
case of Coyle v. Smith31 where the Supreme court has held that the
statue passed by the state of Oklahoma locating its capital was
valid notwithstanding its agreement with the Union by virtue of the
act of the Congress which has imposed the limitation.
24
25
26
27
28
29
30
31
18
32
33
34
19
22
25
26
27
Id. at 6.8.07.
Id. at 6.8.09 and 6.8.10
Dr. Durga Das Basu, Comparative Federalism, 2nd Ed., Lexis Nexis, 1987, p. 317
A.I.R. 1977 SC 1361.
28
29
30
45
32
CONCLUSION
The current paper mainly looks into the Constitutions of USA,
Switzerland, and India. It has been tried to gauge the impact of an
emergency on the federal structure of these Constitutions and
evaluate the provisions of the Indian Constitution in comparison to
the other Constitutions.
Emergency in general is a not an ordinary situation but an extra
ordinary one where the day to day activities of the government
have been disturbed for some reason and extra ordinary measures
have been called for in response to the same. The Federal structure
as a whole represents an inherent weakness as has been noted by
A.V. Dicey in comparison to a unitary form of government since in a
unitary form of government when faced with such situations the
resources of the country remain united and can be efficiently used.
In the Federal system, various provisions have been introduced into
the Constitution itself which intended to remedy this flaw. In some
cases the judiciary has stepped in enhanced the power of the Union
such times. The basic principle behind these attempts to remedy
the inherent weakness is that in cases of emergency, the powers of
the federal government are expanded. However, the extent to which
such an expansion takes place is what has been observed in the
current paper.
The main differences that are found in all the enforcement of all the
types of emergency between the Indian Constitution and other
Constitutions are broadly that,
1. The words which have been used in the Indian Constitution
are broad in their scope as compared to the other
Constitutions and are capable of wide interpretations. The
words used by other Constitutions are less broad usually and
although Switzerland sometimes tend to use equally broad
words (such as necessary measures and internal disorder in
Article 16 of the Switzerland Constitution for Internal
emergency measures), the interpretation that is made under
the Indian Constitution is lead to higher erosion of the federal
powers than in other constitutions.
2. The federal powers expand during these emergencies both to
the legislative power and executive power of the state under
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REFERENCES
Books
A.V. Dicey, Law of Constitutional Law, 10th Edn., Universal Law
Publishing Co., 1885
C.H. WHEARE, Federal
University Press, 1963
Government,
4th
Edn.,
Oxford
36