A AA AAL AAME AAN AAOI AAON

AAP AAPL AAT AATRL AAUKY AAV AAWW

ABAX ABB ABBV ABC ABCB ABCO ABEV
ABFS ABG ABM ABMD ABR ABT ABTL
ABX ACAD ACAS ACC ACCL ACCO ACE
ACET ACFC ACGL ACHC ACHI ACHN ACI
ACIW ACM ACMP ACN ACO ACOR ACPW
ACRE ACRFY ACRX ACT ACTG ACU ACW
ACWI ACWX ACXM ADBE ADC ADEP ADES
ADI ADK ADM ADNC ADP ADS ADSK
ADT ADTN ADUS ADVS AEB AEC AEE
AEG AEGN AEGR AEH AEIS AEL AEM
AEO AEP AEPI AER AERI AES AET
AETI AEY AF AFAM AFFX AFG AFH
AFL AFPRC AFSD AG AGCO AGG AGI
AGII AGIO AGM AGN AGNC AGO AGQ
AGRO AGTC AGX AGYS AHC AHGP AHH
AHL AHLPRC AHOND AHP AHS AHT AHTPRD
AI AIG AIMC AIN AINV AIQ AIQUY
AIR AIRM AIT AIV AIXG AIZ AJG
AKAM AKAO AKBA AKR AKRX AKS AKZOY
AL ALB ALBPP ALCO ALCS ALE ALEX
ALG ALGN ALGT ALJ ALK ALKS ALL
ALLB ALLE ALLPRB ALLPRC ALLPRE ALLYPRA ALLYPRB
ALNPY ALNY ALOG ALOT ALR ALTR ALTV
ALU ALV ALX ALXA ALXN AMAG AMAP
AMAT AMBC AMBI AMBR AMC AMCC AMCX
AMD AMDA AMED AMG AMGN AMH AMKR
AMNB AMOT AMP AMPPRA AMRB AMRC AMRE
AMRI AMRK AMSF AMSG AMSWA AMT AMTD
AMTG AMWD AMX AMZG AMZN AN ANAC
ANAT ANCX ANDE ANF ANGO ANH ANIK
ANN ANR ANSS ANTH ANW AOD AOL
AON AOS AOSL AP APA APAGF APAM
APC APD APEI APH APO APOG APOL
APTS AQXP AR ARC ARCC ARCP ARCPP
ARCX ARE AREEP AREPRE ARG ARGS ARHPRC
ARI ARIA ARII ARKR ARMH ARMK ARO
AROW ARPI ARR ARRS ARRY ARSD ARTC
ARTNA ARUN ARW ARWR ARX ARY ASA
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 1 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
ASBC ASBI ASC ASCMA ASEI ASFI ASGN
ASH ASML ASNA ASPS ASPX ASR ASRV
ASTE ASUR ASX ASYS ATAX ATEN ATHL
ATHN ATI ATK ATLO ATLS ATMI ATML
ATNI ATO ATR ATRC ATRI ATRO ATRS
ATSG ATTU ATU ATVI ATW AU AUO
AUQ AUXL AUY AV AVA AVAV AVB
AVD AVG AVGO AVHI AVID AVIV AVNR
AVP AVT AVX AVY AWAY AWCMY AWH
AWI AWK AWR AWRE AXAS AXE AXL
AXLL AXP AXS AXSPRD AYI AYR AZN
AZO AZPN AZSEY AZZ B BA BABY
BAC BACPRD BACPRI BACWSA BAGL BAGR BAH
BAK BALT BAM BAMXY BANC BANF BANR
BAP BAS BASFY BAX BAYRY BBBY BBCN
BBD BBG BBGI BBL BBNK BBOX BBRY
BBSI BBT BBTPRD BBTPRE BBW BBX BBY
BC BCA BCBP BCC BCE BCEI BCO
BCOR BCOV BCPC BCR BCRH BCRX BCS
BCSPR BCSPRA BCSPRC BCSPRD BDBD BDC BDE
BDGE BDN BDSI BDX BEAM BEAT BEAV
BEBE BECN BEE BEEPRC BELFA BELFB BEN
BERY BFA BFAM BFB BFCF BFIN BFR
BFS BG BGC BGCP BGFV BGG BGS
BHB BHE BHI BHLB BHP BID BIDU
BIF BIG BIIB BIL BIN BIND BIO
BIOS BIRT BITA BJRI BK BKD BKE
BKH BKLN BKMU BKPRC BKS BKU BKW
BKYF BLDR BLK BLKB BLMN BLMT BLOX
BLT BLUE BLX BMI BMLPRG BMLPRI BMLPRL
BMO BMR BMRC BMRN BMS BMTC BMY
BNCL BND BNFT BNNY BNS BOBE BOCH
BOFI BOH BOKF BOLT BOOM BOTA BP
BPFH BPFHW BPI BPL BPO BPOP BR
BRC BRCD BRCM BREW BRFS BRKB BRKL
BRKR BRKS BRN BRO BRP BRS BRSS
BRT BRX BSAC BSBR BSET BSFT BSMX
BSP BSQR BSRR BSTC BSV BSX BSYBY
BT BTI BTN BTU BTUI BUD BUSE
BV BVN BVX BWA BWC BWEN BWINB
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 2 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
BWLA BWLD BWS BX BXMT BXP BXPPRB
BXS BYD BYI BZH C CA CAAS
CAB CAC CACC CACH CACI CACQ CAE
CAG CAH CAKE CALD CALM CALX CAM
CAMP CAP CAR CARA CAS CASH CASS
CASY CAT CATM CATO CATY CAVM CAW
CB CBAN CBB CBD CBEY CBF CBG
CBI CBK CBL CBLPRD CBLPRE CBM CBNJ
CBNK CBOE CBPO CBPX CBR CBRL CBS
CBSA CBSH CBSO CBST CBT CBU CBZ
CCC CCF CCG CCH CCI CCIH CCIPRA
CCJ CCK CCL CCMP CCNE CCO CCOI
CCRN CCU CCUR CCV CDCO CDE CDI
CDNS CDR CDW CDZI CE CEB CECE
CECO CEF CEL CELG CEMP CENT CENTA
CENX CEO CEQP CERN CERS CET CEVA
CF CFCPRA CFCPRB CFFN CFI CFN CFNB
CFNL CFR CFRUY CFX CG CGEMY CGG
CGI CGIX CGNX CHA CHC CHCO CHD
CHDN CHDX CHEF CHEUY CHEV CHFC CHFN
CHH CHK CHKE CHKP CHL CHMI CHMT
CHRW CHS CHSCN CHSCO CHSP CHTP CHTR
CHU CHUY CI CIA CIB CICHY CIE
CIEN CIFC CIM CINF CIR CIRFP CISG
CIT CIU CIX CJES CKEC CKH CKP
CKSW CL CLACU CLB CLC CLD CLDN
CLDT CLDX CLFD CLGX CLH CLI CLMS
CLMT CLNY CLR CLRO CLS CLTX CLUB
CLVS CLW CLX CLY CM CMA CMAWS
CMC CMCO CMCSA CMCSK CME CMG CMI
CMK CMLP CMLS CMN CMO CMOPRE CMP
CMRX CMS CMT CMTL CNA CNBC CNBKA
CNC CNCE CNCO CNHI CNI CNK CNL
CNMD CNO CNP CNPZP CNQ CNQR CNSI
CNSL CNTY CNVR CNW CNX COB COBR
COBZ CODE CODI COF COFPRP COFWS COG
COH COHR COHU COKE COL COLB COLM
COMM CONE COO COP COR CORE CORR
CORT COST COT COTY COUP COV COVS
COWN CP CPA CPB CPE CPF CPHC
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 3 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
CPHD CPIX CPK CPL CPLA CPN CPRC
CPRJ CPRK CPRN CPRSCL CPRT CPS CPSI
CPSS CPT CPWR CQB CQH CR CRAI
CRAY CRDA CRDB CREE CRESY CRH CRI
CRL CRM CRMT CROX CRR CRRC CRS
CRTO CRUS CRV CRVL CRWN CRWS CRY
CRZBY CRZO CS CSBK CSCD CSCO CSFL
CSG CSGP CSGS CSH CSII CSIQ CSJ
CSL CSOD CSPI CSS CST CSTE CSTM
CSU CSV CSVI CSWC CSX CTAS CTB
CTBI CTCT CTG CTL CTO CTP CTQ
CTRN CTRP CTRX CTS CTSH CTT CTU
CTW CTWS CTX CTXS CTZPRA CUB CUBE
CUBEPRA CUBI CUI CUK CUNB CUTR CUZ
CVA CVBF CVC CVCO CVD CVE CVG
CVGI CVGW CVI CVLT CVO CVRR CVS
CVT CVTI CVU CVX CW CWB CWBC
CWCO CWEI CWGL CWH CWHPRD CWHPRE CWST
CWT CX CXO CXP CXW CY CYBE
CYBX CYD CYH CYN CYNPRC CYS CYSPRB
CYT CYTK CZNC CZWI CZZ D D010589
DAKT DAL DAN DANG DANOY DAR DATA
DAVE DB DBA DBC DBD DBOEY DCI
DCIN DCM DCO DCOM DCT DCUA DCUB
DD DDC DDR DDRPRJ DDRPRK DDS DE
DECK DEI DEL DENN DEO DEPO DEST
DF DFE DFRG DFS DFSPRB DFT DFTPRA
DFZ DG DGAS DGI DGICA DGII DGS
DGX DHI DHIL DHR DHT DHX DIA
DIN DIOD DIS DISCA DISCK DISH DK
DKL DKS DKT DLA DLB DLLR DLPH
DLRPRE DLRPRG DLTR DLX DMD DMND DMRC
DNB DNKN DNR DOC DOOR DORM DOV
DOW DOX DPS DPZ DRAD DRC DRE
DREPRK DRH DRI DRII DRIV DRL DRNA
DRQ DRUNF DSCI DSGX DSPG DST DSW
DSX DTE DTEGY DTK DTLAPR DTLK DTQ
DTSI DTT DTV DUC DUK DV DVA
DVN DVY DW DWA DWCH DWRE DWSN
DX DXB DXCM DXLG DXPE DXR DXYN
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 4 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
DY DYAX DYN E EA EAB EAD
EAE EAGLU EARN EAT EBAY EBF EBIO
EBMT EBR EBS EBSB ECA ECH ECHO
ECIFY ECL ECOL ECOM ECPG ECYT ED
EDE EDGW EDMC EDR EDU EE EEFT
EEI EEM EEP EEQ EFA EFC EFII
EFSC EFX EGAN EGAS EGBN EGHT EGL
EGLT EGN EGO EGOV EGP EGRX EGY
EHTH EIG EIGI EIX EJ EL ELGX
ELLI ELNK ELOS ELP ELRC ELS ELSPRC
ELU ELX ELY EMC EMCI EME EMKR
EML EMMS EMN EMR ENB ENDP ENH
ENHPRA ENHPRB ENI ENL ENLC ENLK ENR
ENS ENSG ENT ENTA ENTG ENTR ENV
ENZ EOC EOD EOG EONGY EOPN EOX
EPAM EPAX EPAY EPB EPD EPE EPIQ
EPL EPM EPOL EPP EPR EPZM EQIX
EQM EQR EQU EQY ERA ERC ERF
ERIE ERJ EROC ESBF ESC ESCA ESE
ESGR ESI ESIO ESL ESLT ESNT ESP
ESRT ESRX ESS ESSA ESSX ESV ESXB
ETE ETF ETFC ETH ETM ETN ETR
EUO EUSA EV EVBS EVC EVEP EVER
EVHC EVOK EVOL EVR EVRY EVTC EW
EWBC EWC EWG EWJ EWL EWM EWN
EWS EWT EWU EWW EWX EWY EWZ
EXA EXAC EXAM EXAR EXAS EXC EXE
EXEL EXFO EXH EXK EXL EXLS EXP
EXPD EXPE EXPO EXPR EXR EXTR EXXI
EZA EZPW EZU F FAF FANG FANUY
FARM FARO FAST FATE FB FBC FBHS
FBIZ FBMI FBNK FBP FBR FBRC FBT
FC FCBC FCCY FCEA FCEB FCF FCFS
FCH FCHPRA FCN FCNCA FCS FCSC FCX
FDEF FDML FDO FDP FDS FDX FE
FEIC FEIM FELE FES FET FEYE FEZ
FF FFBC FFBH FFG FFIC FFIV FFKT
FFKY FFNM FFNW FGL FHCO FHN FHY
FI FIATY FIBK FICO FIG FII FINL
FIO FIS FISI FISV FITB FITBI FIVE
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 5 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
FIVN FIX FIZZ FL FLDM FLEX FLIC
FLIR FLML FLO FLR FLS FLT FLTX
FLWS FLXN FLXS FLY FMBI FMC FMCC
FMCKL FMD FMER FMNB FMS FMX FN
FNB FNF FNFG FNGN FNHC FNLC FNMA
FNMAG FNMAI FNMAM FNSR FNV FOE FOFI
FOR FORM FORR FOSL FOX FOXA FOXF
FPO FPOPRA FPP FPRX FR FRBK FRC
FRD FRED FRF FRGI FRM FRME FRNK
FRP FRS FRT FRX FSBK FSC FSL
FSLR FSP FSRV FSS FSTR FSYS FTD
FTEK FTI FTK FTNT FTR FUBC FUL
FULT FUNC FUR FURX FVE FWLT FWRD
FXCB FXCM FXE FXEN FXI G GA
GABC GABPRD GABPRG GAIA GAIN GAME GAS
GASS GB GBCI GBL GBLI GBNK GBX
GCA GCAP GCI GCO GD GDOT GDX
GDXJ GE GEF GEFB GEL GENC GEO
GEOS GES GEVA GF GFED GFF GFI
GFIG GFN GFSZY GG GGAL GGB GGG
GGNPRB GGP GGPPRA GGT GHC GHDX GHL
GHM GIB GIFI GIII GIL GILD GIMO
GIS GK GKNT GLAD GLCH GLD GLDD
GLF GLOG GLPI GLPW GLRE GLT GLUU
GLW GLYC GM GMAN GMCR GME GMED
GMF GMLP GMT GNC GNCA GNCMA GNE
GNMK GNTX GNW GOLD GOOD GOOG GOOGL
GOV GPC GPI GPIC GPK GPN GPOR
GPOVY GPRE GPS GPT GPTPRA GPX GRA
GRAM GRC GRFS GRIF GROW GRPN GRPU
GRT GRTPRI GS GSBC GSF GSH GSIG
GSIT GSK GSL GSM GSOL GSPRA GSPRC
GSPRD GSPRI GSPRJ GST GT GTAT GTE
GTI GTIV GTLS GTN GTNA GTT GTU
GTY GUID GVA GWPH GWR GWRE GWRU
GWW GXP GY GZT H HA HAE
HAFC HAIN HAL HALL HALO HAR HART
HAS HASI HAYN HBAN HBAPRD HBCP HBHC
HBI HBIO HBM HBNC HBNK HBOS HBP
HCA HCACU HCBK HCC HCCI HCKT HCN
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 6 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
HCNPRI HCNPRJ HCOM HCP HCSG HD HDB
HDNG HDS HE HEES HEI HEIA HELE
HELI HEOP HERO HES HF HFBC HFC
HFFC HFWA HGH HGR HHC HHS HI
HIBB HIG HIGWS HII HIL HILL HIMX
HITK HITT HIW HKXCY HL HLF HLIT
HLS HLSS HLT HLX HMC HME HMHC
HMIN HMN HMNF HMST HMSY HMTV HMY
HNH HNI HNNMY HNP HNR HNRG HNT
HOFT HOG HOLI HOLX HOMB HOME HON
HOS HOT HOV HOVNP HP HPAC HPP
HPPPRB HPQ HPT HPTPRD HPTX HPY HR
HRB HRC HRG HRL HRS HRT HRTX
HSBC HSC HSEA HSEB HSFCPRB HSH HSIC
HSII HSKA HSNI HSON HSP HST HSTM
HSY HT HTA HTBI HTBK HTCO HTGC
HTH HTHIY HTHT HTLD HTLF HTS HTSPRA
HTWO HTWR HTZ HUBB HUBG HUM HUN
HURC HURN HUSIPRH HUSIPRZ HVB HVT HW
HWAY HWBK HWCC HWKN HXL HY HYLD
HZNP HZO I IACI IAG IAPLY IART
IAT IAU IBA IBB IBCA IBCP IBKC
IBKR IBM IBN IBOC IBP IBTX ICA
ICAD ICE ICEL ICFI ICGE ICLR ICON
ICPT IDA IDCC IDEXY IDG IDRA IDSY
IDT IDTI IDU IDXX IEC IEF IEH
IEMG IEP IESC IEX IFF IFNNY IFT
IG IGE IGM IGN IGT IGTE IGV
IHC IHG IHS IIF III IIIN IILG
IIN IIVI IJH IJJ IJK IJR IJS
IJT IKGH IL ILF ILMN IM IMAX
IMGN IMKTA IMMR IMMU IMN IMO IMOS
IMPV IMS INAP INBK INCY INDB INFA
INFI INFN INFY ING INGN INGR ININ
INN INNPRA INP INPH INSM INSY INT
INTL INTT INTU INTX INWK INXN INZ
IO IOSP IP IPAR IPCC IPCM IPE
IPG IPHI IPHS IPI IPLPRD IPRA IPXL
IQNT IR IRC IRDM IRE IRET IRF
IRIX IRM IRS IRT IRWD ISBC ISCA
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 7 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
ISF ISH ISIG ISIL ISIS ISL ISLE
ISM ISNS ISRG ISS ISSC ISSI IT
ITB ITC ITCI ITF ITG ITIC ITMN
ITRI ITT ITUB ITW ITYBY IVAC IVC
IVE IVR IVV IVW IVZ IWB IWD
IWF IWM IWN IWO IWP IWR IWS
IWV IWW IWZ IX IXYS IYC IYE
IYG IYH IYJ IYK IYM IYR IYT
IYW IYZ JACK JAH JAKK JASO JAZZ
JBAXY JBL JBLU JBSS JBT JCI JCOM
JCS JDSU JEC JFBI JFC JGW JIVE
JJSF JKHY JLL JMBA JMP JNJ JNK
JNPR JNS JOBS JOE JONE JOUT JOY
JPM JPMPRA JPMPRD JPMWS JRN JWA JWN
K KAI KALU KAMN KAR KATE KB
KBALB KBE KBH KBR KCE KCG KCLI
KED KEG KELYA KEM KEP KEQU KERX
KEX KEY KEYW KFN KFRC KFY KGC
KHOLY KIE KIM KIMPRH KIMPRJ KIN KINS
KIRK KKD KKPNY KKR KLAC KLIC KMB
KMG KMI KMP KMPR KMR KMT KMTUY
KMX KN KND KNL KNX KO KOF
KOG KONA KONG KOP KOPN KORS KOS
KPTI KR KRC KRE KRFT KRG KRGPRA
KRNY KRO KS KSS KSU KT KTCC
KTEC KTOS KUBTY KVHI KW KWR KYTH
L LABL LACO LAD LADR LAKE LAMR
LANC LAND LAQ LAWS LAYN LAZ LB
LBAI LBTYA LBTYK LBY LCAV LCI LCUT
LDF LDL LDOS LDR LDRH LE LEA
LEAF LECO LEE LEG LEN LENB LF
LFC LFL LFUS LG LGF LGIH LGL
LGND LGP LH LHCG LHO LHOPRH LII
LIN LINC LINTB LION LIOX LIWA LKFN
LKQ LL LLL LLTC LLY LM LMAT
LMCA LMIA LMNR LMNX LMOS LMT LNBB
LNC LNCE LNCO LNCWS LNDC LNG LNKD
LNT LO LOCK LOGI LOGM LOJN LOPE
LORL LOV LOW LPDX LPI LPL LPLA
LPNT LPSN LPT LPTN LPX LQD LQDT
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 8 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
LRCX LRLCY LRN LSCC LSI LSTR LTC
LTM LTRE LTXC LUB LUK LUKOY LULU
LUV LUX LVLT LVMUY LVNTA LVS LXFR
LXFT LXK LXP LXU LYB LYG LYGPRA
LYTS LYV LZB M MA MAA MAC
MAG MAKSY MAN MANH MANT MAR MAS
MASI MAT MATR MATW MATX MBB MBFI
MBI MBRG MBT MBTF MBUU MBVT MBWM
MCBC MCC MCD MCDFF MCEP MCF MCGC
MCHP MCHX MCK MCO MCRI MCRL MCRS
MCS MCY MD MDAS MDC MDCA MDCI
MDCO MDLZ MDP MDR MDRX MDSO MDT
MDU MDVN MDXG MDY MEAS MED MEI
MEIP MEMP MENT MEOH MEP MERC MERPRF
MERPRK MERU MET METPRB METR MFA MFC
MFG MFI MFLX MFRI MFRM MFSF MG
MGA MGAM MGCD MGEE MGI MGLN MGM
MGNX MGPI MGRC MHFI MHGC MHH MHK
MHLD MHLDO MHO MHR MIC MIDD MIG
MIL MILL MIND MINI MITEY MITT MIXT
MJN MKC MKL MKTO MKTX MLAB MLHR
MLI MLNK MLNX MLP MLR MLU MMC
MMI MMLP MMM MMP MMS MMSI MMYT
MN MNI MNR MNRK MNRO MNST MNTA
MNTG MNTX MO MOBI MOCO MOD MODN
MOFG MOGA MOH MON MOO MORN MOS
MOSY MOV MOVE MPAA MPC MPEL MPLX
MPW MPWR MPX MRC MRCY MRH MRIN
MRK MRLN MRO MRTN MRVC MRVL MS
MSA MSCC MSCI MSEX MSFG MSFT MSG
MSI MSJ MSL MSM MSO MSON MSPRE
MSPRF MSTR MSZ MT MTB MTCN MTD
MTDR MTEX MTG MTGE MTH MTK MTLQU
MTN MTOR MTRN MTRX MTSC MTSI MTU
MTW MTX MTZ MU MUR MUSA MVC
MVG MVNR MW MWA MWE MWG MWIV
MWO MWR MWV MWW MX MXIM MXL
MXWL MYCC MYE MYL MYRG N015919 NADL
NAII NANO NATH NATI NATL NATR NAUH
NAVG NBBC NBCB NBHC NBIX NBL NBN
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Easy To Borrow List *
Friday, April 11, 2014
Page 9 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
NBR NBTB NC NCBC NCFT NCI NCIT
NCLH NCMI NCR NCS NCT NDAQ NDRO
NDSN NDZ NE NECB NEE NEEPRC NEEPRG
NEEPRI NEEPRP NEM NEO NEOG NEU NEWM
NEWP NEWS NEXWU NFBK NFG NFLX NFX
NG NGD NGG NGL NGLS NGPC NGS
NGVC NHC NHI NHTB NI NICE NICK
NILE NJR NKE NKSH NKTR NL NLS
NLSN NLY NLYPRD NM NMBL NMFC NMIH
NMR NMRX NNA NNBR NNI NNN NNNPRD
NOA NOC NOG NOK NOR NORD NOV
NOVB NOW NP NPBC NPK NPO NPSP
NPTN NQP NR NRCIA NRF NRFPRB NRG
NRIM NRP NRZ NS NSC NSH NSIT
NSP NSR NSRGY NSSC NSTG NSU NTAP
NTCT NTE NTES NTGR NTI NTIC NTK
NTL NTLS NTRS NTT NTWK NU NUAN
NUE NUS NUTR NUVA NVAX NVDA NVDQ
NVEC NVG NVGS NVMI NVO NVR NVS
NVSL NWBI NWE NWHM NWL NWLI NWN
NWPRC NWPX NWS NWSA NWY NX NXPI
NXST NXTM NYCB NYCBPRU NYMT NYNY NYT
O OABC OAK OAS OB OC OCFC
OCIR OCLR OCN OCR ODC ODFL ODP
OEF OEH OESX OFC OFCPRL OFIX OFLX
OGE OGS OGXI OHI OI OIH OII
OIIM OIS OKE OKSB OLBK OLED OLN
OLP OMC OMCL OME OMG OMI OMN
ONB ONE ONNN ONTX ONTY ONVI OPEN
OPHT OPLK OPRE OPRF OPY ORA ORAN
ORB ORBC ORBK ORCL OREX ORI ORIG
ORIT ORKLY ORLY ORN ORRF OSBC OSGIQ
OSHC OSIR OSIS OSK OSM OSTK OSUR
OTEX OTTR OVAS OVBC OVTI OWW OXFD
OXM OXY OZM OZRK P PAA PAAS
PAC PACB PACD PACW PAG PAGG PAGP
PAH PANW PAR PATK PATR PAY PAYX
PB PBCT PBF PBH PBI PBR PBRA
PBS PBY PBYI PCAR PCBK PCCC PCG
PCH PCL PCLN PCMI PCOM PCP PCRFY
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Easy To Borrow List *
Friday, April 11, 2014
Page 10 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
PCRX PCTI PCTY PCYC PCYO PDCE PDCO
PDFS PDH PDII PDLI PDM PDN PDP
PDS PEB PEBO PEBPRA PEG PEGA PEGI
PEI PENN PENX PEOP PEP PER PERF
PERI PERY PES PESI PETM PETS PETX
PF PFBC PFBI PFBX PFE PFF PFG
PFGPRB PFMT PFPT PFS PFSW PG PGC
PGEM PGH PGI PGNX PGR PGTI PH
PHG PHH PHI PHIIK PHM PHX PHYS
PICO PID PII PIKE PIN PINC PIR
PJC PKBK PKD PKE PKG PKI PKOH
PKT PKX PKY PL PLAB PLCE PLCM
PLD PLKI PLL PLOW PLPC PLT PLUS
PLXS PLXT PM PMBC PMC PMCS PMCT
PMD PMFG PMT PNC PNCPRP PNCPRQ PNCWS
PNFP PNK PNM PNNT PNR PNRA PNW
PNX PNY POAHY PODD POL POM POOL
POR POST POT POWI POWL POWR POZN
PPBI PPC PPCYY PPG PPH PPL PPLPRW
PPP PPRUY PPS PPSI PQ PRA PRAA
PRCP PRE PREPRE PREPRF PRFT PRGO PRGS
PRGX PRI PRIM PRISB PRK PRLB PRMW
PRO PROV PRSC PRSS PRTA PRU PRXL
PSA PSAPRR PSAPRS PSAPRT PSAPRU PSAPRV PSAPRW
PSAPRX PSAPRY PSB PSBPRS PSBPRT PSBPRV PSDV
PSEC PSEM PSIX PSLV PSMI PSMT PSO
PST PSTB PSX PSXP PTC PTCT PTEN
PTIE PTLA PTP PTR PTRY PTSI PTX
PUBGY PUK PUKPR PULB PULS PVA PVH
PVTB PWE PWOD PWR PWRD PWX PX
PXD PXLW PZE PZN PZZA Q QADA
QCOM QDEL QEP QEPM QGEN QIHU QIWI
QLGC QLIK QLTI QLTY QLYS QNST QQQ
QRE QSII QTS QTWO QUAD QUMU R
RAD RAI RAIL RALY RAND RARE RAS
RATE RAVN RAX RBA RBC RBCAA RBGLY
RBS RCAP RCI RCII RCKB RCKY RCL
RCMT RCPT RDC RDEN RDI RDN RDNT
RDSA RDSB RDSMY RDWR RDY RE RECN
REG REGI REGN REGPRF REIS RELL REM
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 11 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
REMY REN RENT RES RESCU RESI REV
REX REXI REXR REXX RF RFMD RFP
RFPRA RGA RGC RGEN RGLD RGLS RGS
RH RHHBY RHI RHT RICE RICK RIG
RIGL RIO RJET RJF RJI RKT RKUS
RL RLD RLGT RLGY RLH RLI RLJ
RLOC RLOG RLYP RM RMAX RMBS RMCF
RMGN RNDY RNET RNG RNR RNRPRC RNST
RNWK ROC ROCK ROG ROIAK ROIC ROIQU
ROK ROL ROLL ROP ROSE ROST ROVI
RP RPAI RPAIPRA RPM RPRX RPT RPTP
RPXC RRC RRD RRGB RRMS RRTS RS
RSE RSG RSO RSOPRB RSPP RST RSTI
RSX RSYS RT RTEC RTH RTI RTIX
RTN RTRX RUSHA RUSHB RUTH RVBD RVNC
RVP RVSB RWC RWR RWT RWX RXN
RY RYAAY RYL RYN RZA S SAAS
SABA SAEX SAFM SAFRY SAFT SAH SAIA
SAIC SALE SALM SALT SAM SAMG SANM
SANPRE SANW SAP SAPE SASR SATS SAVE
SBAC SBCF SBGI SBGL SBGSY SBH SBMRY
SBNY SBRA SBRCY SBS SBSA SBSI SBUX
SBY SC SCAI SCBT SCCO SCEDN SCEPRF
SCEPRG SCEPRH SCG SCHL SCHW SCHWPRB SCI
SCL SCLN SCMP SCOR SCPB SCS SCSC
SCSS SCTY SCVL SCX SDLP SDR SDRL
SDS SDY SE SEAC SEAS SEE SEIC
SEM SEMG SENEA SEOAY SF SFE SFG
SFL SFM SFNC SFST SFTBY SFUN SFXE
SGA SGEN SGI SGK SGM SGMA SGMO
SGMS SGNT SGTPY SGTZY SGU SGY SGYP
SH SHBI SHEN SHG SHLM SHLO SHO
SHOO SHOR SHOS SHPG SHW SHY SI
SIAL SID SIF SIFI SIG SIGA SIGI
SIGM SIL SILC SIMG SIMO SINA SIRI
SIRO SIVB SIX SJI SJM SJR SJW
SKH SKM SKT SKUL SKX SKY SKYW
SLAB SLB SLCA SLF SLG SLGN SLH
SLI SLM SLP SLRC SLV SLW SLXP
SM SMA SMCI SMED SMFG SMG SMH
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Easy To Borrow List *
Friday, April 11, 2014
Page 12 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
SMI SMLP SMP SMPL SMRT SMSMY SMTC
SNA SNAK SNBC SNCR SNDK SNE SNFCA
SNH SNHN SNHY SNI SNN SNOW SNP
SNPS SNSS SNV SNX SNY SO SOCB
SOFO SOHO SOHU SOMLY SON SONA SONC
SONS SORL SOXX SP SPA SPAN SPAR
SPB SPDC SPF SPG SPH SPHQ SPHS
SPIL SPLK SPLS SPN SPNC SPNS SPPI
SPR SPSC SPTN SPW SPY SQBK SQI
SQM SRC SRCE SRCL SRDX SRE SREV
SRI SRLP SRNE SRT SSD SSEZY SSI
SSL SSLT SSNC SSNI SSP SSRI SSS
SSTK SSW SSWPRC SSWPRD SSWPRE SSYS ST
STAA STAG STAR STAY STBA STBZ STC
STCK STE STFC STI STJ STKL STKS
STL STLD STM STML STMP STN STNG
STNR STO STR STRA STRL STRM STRP
STRS STRT STRZA STSA STT STTLL STWD
STX STZ SU SUBK SUI SUNE SUP
SURG SUSP SUSQ SUSS SUTNY SVNLY SVU
SVVC SWAY SWC SWFT SWGAY SWI SWJ
SWK SWKS SWM SWN SWX SWY SWZ
SXC SXCL SXI SXL SXT SYA SYBT
SYK SYKE SYMC SYNA SYNL SYNM SYNT
SYRG SYT SYUT SYX SYY SZMK T
T013626 TA TAC TACT TAHO TAL TAM
TAP TARO TASR TAST TATYY TAXI TAYC
TBBK TBF TBI TBNK TCAP TCB TCBI
TCBK TCBPRB TCK TCO TCOPRJ TCOPRK TCPC
TCRD TCX TD TDC TDE TDF TDG
TDJ TDS TDW TDY TE TECD TECH
TECUB TEF TEG TEL TEN TEO TEP
TER TESO TESS TEVA TEX TEZNY TFM
TFSL TFX TG TGA TGE TGI TGP
TGT TGTX THC THFF THG THI THLD
THO THOR THR THRD THRM THRX THS
THST TI TIA TIBX TICC TIF TILE
TINY TIP TIS TISA TISI TIVO TJX
TK TKC TKGBY TKMR TKPPY TKR TLF
TLK TLLP TLM TLMR TLOG TLP TLT
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 13 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
TLYS TM TMH TMHC TMK TMNG TMO
TMP TMUS TNAV TNC TNDM TNGO TNP
TNXP TOF TOFC TOL TORM TOT TOWN
TOWR TPC TPCA TPHS TPLM TPRE TPVG
TPX TQNT TR TRAK TRBAA TRC TREE
TREX TRGP TRGT TRI TRIB TRIP TRK
TRLA TRMB TRMK TRMR TRN TRNO TRNS
TRNX TROW TROX TRP TRQ TRR TRS
TRST TRV TRVN TRW TS TSBK TSC
TSCDY TSCO TSEM TSH TSLA TSM TSN
TSO TSRA TSRE TSRO TSRYY TSS TSU
TTC TTEC TTEK TTGT TTHI TTI TTM
TTMI TTPH TTS TTWO TU TUES TUMI
TUP TV TW TWC TWI TWIN TWMC
TWO TWOU TWTC TWX TX TXI TXMD
TXN TXRH TXT TYC TYL TYPE TZOO
UA UACL UAL UAM UBA UBFO UBNK
UBNT UBP UBPPRF UBS UBSH UBSI UCBA
UCBI UCFC UCP UCTT UDR UEIC UEPS
UFCS UFI UFPI UFPT UFS UGI UGP
UHAL UHS UHT UIHC UIL UIS UL
ULBI ULTA ULTI UMBF UMH UMPQ UN
UNF UNFI UNH UNICY UNM UNP UNS
UNT UNTD UNTY UPI UPMKY UPS URBN
URI URS USA USAC USAK USAP USB
USBPRH USBPRM USBPRN USCR USEG USG USLM
USM USMO USNA USO USPH USTR UTEK
UTHR UTIW UTL UTMD UTX UTXPRA UUU
UVSP UVV UZA V VAC VAL VALE
VALEP VALU VAR VASC VB VBK VC
VCLT VCRA VCYT VDE VDSI VE VEA
VECO VFC VG VGK VGR VHI VHT
VIA VIAB VICR VIDE VIG VIP VIPS
VISI VITC VIV VIVO VKQ VLCCF VLGEA
VLO VLP VLRS VLY VMC VMI VMO
VMW VNCE VNDA VNET VNM VNO VNOD
VNOPRK VNOPRL VNQ VNRBP VNTV VO VOD
VOE VOLC VOXX VOYA VPFG VPG VPRT
VR VRA VRNS VRNT VRSK VRSN VRTS
VRTU VRTX VRX VSAT VSB VSEC VSH
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 14 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.
VSI VSR VSTM VTI VTNR VTR VTRB
VTSS VTV VUG VVC VVI VVTV VVUS
VWO VXF VXX VXZ VYM VZ VZA
WAB WABC WAFD WAG WAGE WAIR WAL
WASH WAT WBB WBC WBCO WBK WBS
WCC WCG WCIC WCN WD WDAY WDC
WDFC WDR WEC WEN WERN WES WETF
WEX WEYS WFC WFCPRJ WFCPRL WFCPRN WFCPRP
WFCPRQ WFCPRR WFCWS WFD WFM WFT WG
WGL WGO WGP WHF WHG WHR WHZ
WIBC WIFI WIN WINA WIP WIRE WIT
WLB WLDN WLFC WLH WLK WLL WLP
WM WMAR WMB WMGI WMIH WMK WMT
WNC WNR WNRL WNS WOOF WOR WPC
WPP WPPGY WPX WPZ WR WRB WRBPRB
WRD WRE WRES WRI WSBC WSBF WSFS
WSH WSM WSO WSR WST WSTC WSTG
WSTL WTBA WTFC WTFCW WTI WTM WTR
WTS WU WWAV WWD WWE WWW WWWW
WX WY WYN WYNN X XEC XEL
XES XHB XIN XIV XL XLE XLF
XLI XLK XLNX XLP XLRN XLS XLU
XLV XLY XME XNCR XNPT XOMA XON
XOOM XOXO XPH XRAY XRM XRS XRX
XSD XUE XWES XXIA XYL Y YAHOY
YDKN YELP YHOO YNDX YOKU YORW YPF
YUM YY ZAGG ZBRA ZEP ZEUS ZFC
ZHNE ZIGO ZINC ZION ZIONW ZIONZ ZIOP
ZIPR ZIXI ZLC ZLTQ ZMH ZNGA ZQK
ZTS ZUMZ
Apex Clearing Corporation
Easy To Borrow List *
Friday, April 11, 2014
Page 15 of 15
* Information used to generate this easy-to-borrow list is less than 24 hours old and the securities included on this list may be assumed available for
borrowing without directly contacting Apex Clearing Corporation for a stock locate. You may rely on this list to satisfy the reasonable grounds
determination required pursuant to SEC Regulation SHO Rule 203b(1)(ii); however, your reliance upon this list for affirmative determination purposes
is premised upon the fact that the security is delivered by settlement date. Accordingly, you are not permitted to accept an order for or execute a short
sale in a particular security that is not reflected on this list without taking additional steps to ensure the security's availability. Also please understand
that you are not permitted to short IPOs until 30 days after they have begun trading. Furthermore, any stock that is not margin eligible cannot be
shorted, which includes any security under $5.00 a share. You should maintain copies of this daily list in your files to comply with the documentation
requirements of the locate provisions for short sales according to industry regulations.