) EARL RINGO ) ) Plaintiffs-Appellants, ) ) v. ) No. 14A-266 ) GEORGE A. LOMBARDI, et al., ) ) Defendants-Appellees. )
SUGGESTIONS IN OPPOSITION TO PLAINTIFF EARL RINGOS MOTION FOR STAY OF EXECUTION I. This Court should analyze the stay application under the Hill v. McDonough standard. In Hill v. McDonough, 547 U.S. 573 (2006), this Court held that a pending lawsuit does not entitle a condemned inmate to a stay of execution as a matter of course, and that the State and crime victims have an important interest in the timely execution of a death sentence. Id. at 583-84. This Court held stay applicants seeking a stay based on a suit challenging the manner in which the State plans to execute them must meet all the elements of a stay, including showing a significant possibility of success on the merits. Id. at 584. This Court cited Mazurek v. Armstrong, 520 U.S. 968, 972 (1997) (per curiam), for the proposition that a preliminary injunction [is] not granted unless the movant, by a 2 clear showing, carries the burden of persuasion. Hill, 547 U.S. at 584. Ringo does not carry that burden. II. Ringos Eighth Amendment claim does not entitle him to a stay and this has not changed because inmates have always received a pre-execution sedative to calm them before executions. Ringo alleges his execution using pentobarbital will violate the Eighth Amendment ban on cruel and unusual punishment. A three judge plurality in Baze held that for a risk of harm from execution to violate the Eighth Amendment the conditions presenting the risk must be sure or very likely to cause serious illness and needless suffering, and give rise to sufficiently imminent dangers. Baze v. Rees, 535 U.S. 35, 50 (2008) (internal quotations omitted, emphasis in the Baze decision). A majority of this Court recently relied on the sure or very likely to cause serious illness and needless suffering standard in rejecting an application to vacate a stay of execution. Brewer v. Landrigan, 131 S. Ct. 445 (2010). Therefore, in order to survive a motion to dismiss, the plaintiffs must at least present a plausible claim that Missouri execution procedures are sure or very likely to cause serious illness and needless suffering, and give rise to sufficiently imminent dangers. The standard for surviving a motion to dismiss is easier for a plaintiff to meet than the significant possibility of success on the merits of the 3 claim standard evaluated as one of the four factors a plaintiff must prove for a stay under Hill. The test, set out by the three judge plurality in Baze, not only requires that the alleged suffering be sure or very likely to occur, but also that the risk of potential suffering be needless. The plurality held [s]ome risk of pain is inherent in any means of executionno matter how humaneif only from the prospect of error in following the procedure. It is clear then the Constitution does not demand the avoidance of all risk of pain in carrying out executions. Baze, 553 U.S. at 44. In addressing the requirement that the sure or very likely suffering also be needless, the plurality indicated such suffering was needless if the State, without a legitimate penological justification refused to adopt a feasible, readily implemented alternative, which substantially reduces a risk of severe pain. Id. at 52. Ringo fails both prongs of the Baze test. Missouri carried out nine executions using pentobarbital in nine months, and no observer has seen anything inconsistent with those executions all being rapid and painless. (Def. Ex. 1, statements from nearly 200 witnesses over nine executions supporting the position that all Missouri executions using 4 pentobarbital have been rapid and painless). It is implausible to allege Missouris use of pentobarbital in executions is sure or very likely to cause serious illness and needless suffering when, time-after-time, that has not happened. The United States Court of Appeals sitting en banc has held that [w]ithout plausible allegations of a feasible and more humane alternative method of execution, or purposeful design by the State to inflict unnecessary pain, the plaintiffs have not stated an Eighth Amendment claim. In re Lombardi, 741 F.3d 888, 896 (8th Cir. 2014) (en banc), cert. denied, sub nom. Zink v. Lombardi, No. 13- 8435 (Apr. 7, 2014). Ringo has not alleged a specific plausible alternative more humane method of execution, and does not allege the State has purposefully designed its execution method in order to cause unnecessary pain. Because Missouri executions have all been rapid and painless, such an allegation would be implausible in any event. Ringo presents an opinion from an expert asserting various things could go wrong with Missouri executions, but never have. A speculative parade of horribles does not satisfy the requirements of a viable Eighth Amendment claim. The standard for an Eighth Amendment claim is sure or very likely to cause serious illness and unnecessary pain, and 5 Ringo does not make an allegation that has a significant possibility of success under that standard or even under the lesser standard for surviving a motion to dismiss. This Court rejected essentially the same evidence now offered by Ringo as insufficient when vacating the Franklin stay of execution in November 2013. Nicklasson, Smulls, Taylor, Ferguson, Rousan, Winfield, and Worthington also presented the same evidence to this Court found the evidence insufficient. Plaintiff Middleton did not even seriously pursue an Eighth Amendment lethal injection claim in his stay litigation, instead concentrating on issues more specific to his case. Accordingly, Ringo is not entitled to a different result on the same evidence. A. Ringo does not comply with In re Lombardi by merely stating some unspecified more humane method of execution exists. Ringo alleges that because he is willing to say some unspecified method of execution that would be constitutional exists, he has complied with In re Lombardi. That argument is wrong. What Ringo is really saying is that all he needs to do to meet the test of In re Lombardi is recite a formula that alleges the Missouri execution procedure is not the safest procedure that is theoretically possible. That is not naming a feasible constitutional alternative method of execution 6 that would substantially reduce a serious risk of pain, which is what Baze and In re Lombardi require. The seven plaintiffs executed since this Courts In re Lombardi decision have had the same argument available, and nothing relevant changed on this issue after their executions. B. The Bucklew stay was based on Bucklews unique health problems. Ringo alleges the United States Supreme Courts grant of stay to Russell Bucklew challenges the legal landscape created by its denial of stays to other Missouri inmates executed with pentobarbital. It does not. In his stay application to this Court, Bucklew alleged that his lawsuit is based on the unique risks to him arising from the unstable, untreatable vascular tumors-cavernous hemangiomathat fill his head, neck, and throat, and that his execution with any chemical would violate the Eighth Amendment. Bucklew did not challenge the use of pentobarbital to execute a person not suffering from his allegedly unique condition, and he argued the stress of execution with any drug could cause him to hemorrhage and suffocate. The Bucklew stay has no application to Ringo, who is not suffering from cavernous hemangioma. Rather, the relevant precedents in Ringos case are the stay denials to 7 Franklin, Nicklasson, Smulls, Taylor, Ferguson, Rousan, Winfield, and Worthington who all made the same Eighth Amendment argument Ringo makes. The Winfield, Middleton, and Worthington executions in June, July, and August 2014 occurred after the stay of the Bucklew execution in May. Nothing relevant changed after their executions. C. The district court did not find Ringo is entitled to a stay of execution on the first prong of In re Lombardi analysis by dismissing the Zink litigation based on the second prong. Ringo argues that the district court order dismissing nine claims in the Zink litigation, but letting the tenth claim survive for two weeks before the court ultimately dismissed it in a later order, supports the argument that he is entitled to a stay of execution. It does not. Ringo is arguing that because the district court dismissed the Eighth Amendment claim in the Zink litigation based on the second prong of In re Lombardi, rather than the first, he is entitled to a stay of execution because he has a significant possibility of success on the first prong, and in his view the district court misunderstands the second prong. In order to survive a motion to dismiss a claim must merely be plausible. Walker v. Barrett, 650 F.3d 1198, 1203 (8th Cir. 2011). But the claim must have a significant possibility of success on the merits to be part of the support 8 for a stay of execution. Hill, 547 U.S. at 584. This Court vacated Franklins stay of execution and denied Nicklassons stay motion based on essentially the same evidence Ringo presents, before In re Lombardi was decided. The thrust of those decisions was that Franklin and Nicklasson did not meet what is now the first prong of the In re Lombardi test. The fact that the district court dismissed the Zink litigation based on the second prong of the In re Lombardi test does not change that. Additionally, Winfield, Middleton, and Worthington were executed in June, July, and August 2014, after the district court analysis Ringo alleges justifies a stay. D. Alleged difficulties in Arizona, Ohio, and Oklahoma executions do not support the stay of a Missouri execution when Missouri executions using pentobarbital have been uniformly rapid and painless. Missouri has carried out nine executions using pentobarbital as the lethal chemical since November 2013. All those executions have been rapid and painless. Defendants Exhibit 1 to this pleading contains nearly 200 witness statements from the nine executions many from members of the media. None indicate any inmate suffered any discomfort at all. The witness statements from the most recent executions, the executions of Middleton and Worthington, indicate that 9 within seconds of the injection of the lethal chemical, pentobarbital, a conscious inmate rapidly fell asleep. E. Ringos allegation of a conflict interest by counsel does not change the elements of a viable Eighth Amendment claim. Ringo argues the pleading requirements for an Eighth Amendment claim set out in In re Lombardi must be changed because pleading a viable claim may have consequences that are not to his advantage, and, therefore, his counsel allegedly has a conflict of interest that prevents counsel from pleading a viable claim. Specifically, he alleges if counsel does plead the existence of a viable more humane method of execution, the State might use it, increasing his chances of being executed, over a system in which he has the possibility of having a method of execution condemned with no viable alternative in place. But it is Ringo who must choose whether to bring an Eighth Amendment claim challenging the method of execution. He must make that choice knowing that bringing the suit may have disadvantages as well as advantages. What Ringo is really saying is that he should be able to tailor the required elements of a claim so that there are no potential disadvantages in bringing the claim, because if he cannot, counsel who represents him in the suit necessarily has a conflict of 10 interest. That is not the law. A civil suit challenging the constitutionality of a method of execution is not a habeas corpus action seeking to prevent the execution itself. Counsel does not have conflict of interest because pleading requirements do not allow him to change one into the other, which is what Ringo is really arguing. Additionally, Missouri has carried out seven executions since the In re Lombardi decision. Nothing relevant on this issue has changed since those seven executions. F. The fact that Missouri inmates have received pre- execution sedatives to help them remain calm does not make Ringos execution violate the Eighth Amendment.
Counsel in this Zink v Lombardi lawsuit challenging Missouris lethal injection procedures, in which Ringo is a plaintiff, deposed Dave Dormire, Director of the Division of Adult Institutions, on January 15, 2014 (Def. Ex. 3). Counsel for the plaintiffs asked Director Dormire about a chemical log showing the use of Versed (midazolam), which had been previously disclosed to plaintiffs in discovery (Def. Ex. 3 at 88-89). Director Dormire testified that the Versed may be used as a sedative either at the inmates request or if determined necessary by the doctor with the Directors approval (Def. Ex. 3 at 88-89). 11 In a separate portion of the deposition, Director Dormire testified that the Department had purchased midazolam and hydromorphone as potential lethal chemicals, but had not adopted a protocol for their use (Def. Ex. 3 at 141-46). He then testified that the Department does not at this time plan to use hydromorphone and midazolam as lethal chemicals in executions, and that he believed using those drugs as the lethal chemicals in executions would require a new protocol (Def. Ex. 3 at 6-7). Nothing has changed. It is unfair for Ringo to take Director Dormires answers about not using midazolam and hydromorphone as part of a two-lethal-chemical execution protocol, which was considered but not adopted by the Department, and apply those answers to the use of Versed (midazolam) as a pre-execution sedative. This is particularly true when he discussed the use of Versed (midazolam) as a pre-execution sedative, in an entirely different part of the deposition. Counsel in the Zink v. Lombardi suit deposed George Lombardi, Director of the Department of Corrections, on January 17, 2014 (Def. Ex. 4). Counsel questioned Director Lombardi about the chemical logs from the Nicklasson and Franklin executions, both of which mentioned 12 Versed (Def. Ex. 4 at 52). Director Lombardi testified that Versed (midazolam) is given as a pre-execution sedative, either based on an inmates request or if the doctor decides it should be used (Def. Ex. 4 at 52-53). In an entirely different portion of the deposition, counsel asked Director Lombardi about a draft execution protocol, which was not adopted, using midazolam and hydromorphone, as a two-lethal- chemical execution method (Def. Ex. 4 at 20-21). Director Lombardi testified that Missouri had never carried out an execution with hydromorphone and midazolam (Def. Ex. 4 at 20). The Director testified that Missouri would not use midazolam in an execution because the Department has pentobarbital (Def. Ex. 4 at 21). He specifically stated we will not use those drugs. (Def. Ex. 4 at 21). Ringo quotes the portion of Director Lombardis testimony about not using midazolam and hydromorphone in a two-lethal-chemical execution protocol and claims it is contradicted by drug logs showing its use as a pre-execution sedative. Director Lombardi testified that Versed (midazolam) had been used as a pre-execution sedative in the Nicklasson and Franklin executions, and that Missouri procedures 13 called for its use either at the request of the inmate or the doctor. It is unfair for Ringo to accuse Director Lombardi of giving inaccurate testimony based on taking his answers on one subject (an alternative execution protocol, which was not adopted) out of context and applying them to questions on another subject (the use of Versed as a pre- execution sedative), particularly when in another part of the deposition he clearly explained that Versed (midazolam) has been used as a pre- execution sedative, and may be so used in the future. Furthermore, Ringo has long known that valium may be used as a pre-execution sedative. In fact, he lost a challenge to its use as a pre- execution sedative on a summary judgment motion in 2011 in Ringo v. Lombardi (Def. Ex. 6, Order Granting Summary Judgment in Ringo v. Lombardi, 09-4095, Document 263). The United States District Court for the Western District of Missouri denied the claim for failing to state an injury in fact (Def. Ex. 6, Order Granting Summary Judgment in Ringo v. Lombardi, 09-4095, Document 263). Also, Ringo has long been aware that Missouri uses lidocaine to numb the injection site before inserting an intravenous line in lethal injection cases. The United States District Court for the Western 14 District of Missouri dismissed a challenge by Ringo and his co-plaintiffs to the use of lidocaine in the original complaint in Zink v. Lombardi in 2011, finding they had not shown an injury in fact from their claim challenging the use of lidocaine to numb the injection site (Def. Ex. 5, Zink v. Lombardi, Order Granting in Part Motion to Dismiss, Document 31 at 7-9). Because Ringo has long known that Missouri uses Versed (midazolam) as a pre-execution sedative, that Missouri uses valium as a pre-execution sedative, and that Missouri uses lidocaine to avoid injection-site pain, he has no plausible argument that he is now surprised by this information. Ringo has taken portions of depositions out of context, and has strategically decided to classify pre-execution procedures as, in his view, part of the execution itself in order to create the appearance of contradiction. But there is no contradiction. Ringo has also long been aware that Missouri uses Versed and valium as pre-execution sedatives before executions, at the inmates request or at the discretion of the anesthesiologist. In addition, he has also long been aware that Missouri has used lidocaine to numb the injection site before insertion of the intravenous line, at the discretion of 15 the anesthesiologist. Versed, valium, and lidocaine are not used as lethal chemicals and are not part of the execution itself. As mentioned above, the district court dismissed Ringos claim under the standard for failure to state a claim on which relief can be granted. Further, in granting a writ of mandamus preventing certain discovery, this Court found the Eighth Amendment claim then presented was not viable. The claim has not become any more viable because Ringo now also complains that he may be given pre-execution sedatives to calm him before his execution, and that he may be given lidocaine at the injection site so the insertion of an intravenous line does not cause him discomfort. But, if Ringo were to establish a demonstrated risk of severe pain, which he has not, and successfully propose as a feasible alternative constitutional method of execution foregoing pre-execution sedatives and lidocaine, which he has not, the proper remedy would be an order to the Department carry out his execution without the use of pre-execution sedatives, unless Ringo requests them, not an order to cancel the execution, as Ringo asks.
16 III. Ringos failed Due Process Clause, Equal Protection Clause, and deliberate indifference to medical needs claims do not become meritorious based on other inmates receipt of a sedative to help calm them before there executions. The district court found Ringos Due Process Clause, Equal Protection Clause, and deliberate indifference to medical needs claims do not state a plausible claim on which relief can be granted, let alone reach the higher level of having the significant possibility of success on the merits required for a stay (Def. Ex. 8). The claims do not become more viable because inmates have received pre-execution sedatives to help calm them before executions. If the claims did become viable, which they do not, the remedy would be for this Court to order the Department not to give sedatives unless Ringo requests them, not to cancel his execution. IV. Conclusion This Court should deny the motion for a stay of execution.
17 Respectfully submitted, CHRIS KOSTER Attorney General /s/Michael J. Spillane MICHAEL J. SPILLANE Assistant Attorney General Counsel of Record Missouri Bar No. 40704 P.O. Box 899 Jefferson City MO 65102 Phone: 573.751.1307 Fax: 573.751.3825 mike.spillane@ago.mo.gov ATTORNEYS FOR DEFENDANTS CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the foregoing is emailed this day, the 9th day of September, and will be mailed, postage prepaid, the 10th day of September, to this Court and to counsel for Earl Ringo who are listed below:
John William Simon Constitutional Advocacy, L.L.C. 7201 Delmar Blvd. Suite 201 St. Louis, MO 63130-4106 (314) 604-6982 simonjw1@yahoo.com
Richard H. Sindel & Kay Parish Sindel Sindel & Noble, P.C. 8000 Maryland, Suite 350 Clayton, MO 63105 (314) 721-6040 kparish@sindellaw.com 18
/s/Michael J. Spillane MICHAEL J. SPILLANE Assistant Attorney General