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Cricopharyngeal Dysphagia in
Dogs:The Lateral Approach for
Surgical Management
Lysimachos G. Papazoglou, DVM, PhD, MRCVS*
F. A. Mann, DVM, MS, DACVS, DACVECC
Jennifer J. Warnock, DVM
Kug Ju Eddie Song, DVM
University of Missouri–Columbia
ABSTRACT: Cricopharyngeal dysphagia occurs in dogs when there is achalasia or asynchrony of the
cricopharyngeal muscle. Differentiation of other causes of dysphagia and preoperative stabilization
of the patient are essential for a successful outcome. Cricopharyngeal myectomy or myotomy using
a lateral or ventral approach is the preferred treatment.
T
he swallowing process may be divided into the cricopharyngeal phase of swallowing, the
oropharyngeal, esophageal, and gastro- thyropharyngeal muscle contracts while the cri-
esophageal phases.1 The oropharyngeal copharyngeal muscle relaxes, allowing passage of
phase of swallowing may be further subdivided the bolus from the pharynx to the esophagus.1
into oral, pharyngeal, and cricopharyngeal At other times, and as soon as the bolus is com-
phases. Impairment of any part of the oropha- pletely transported into the esophagus, the
ryngeal phase of swallowing may result in dys- cricopharyngeal muscle constricts continuously,
phagia. 2 In the oral phase of swallowing, thereby closing the proximal esophagus to pre-
prehension and formation of a food bolus (which vent entrance of air into the esophagus during
is moved to the tongue base) occur.1,2 Oral dys- respiration and to prevent gastroesophageal
phagia is characterized by decreased tongue reflux into the pharynx.
movements and difficulty in bolus accumula- Cricopharyngeal dysphagia (CPD) is an
tion.2 During the pharyngeal phase of swallow- upper esophageal sphincter abnormality that
ing, the bolus is delivered to the caudal pharynx occurs with inadequate relaxation of the
by coordinated contraction of the pharyngeal cricopharyngeal muscle (achalasia) or failure of
muscles.1 Pharyngeal dysphagia is characterized synchronization between pharyngeal contraction
by interrupted movement of the bolus from the and cricopharyngeal relaxation (asynchrony)
oropharynx to the hypophar- during swallowing. 2–5 Esophageal dysphagia
Send comments/questions via email to ynx and by impaired initiation occurs when there is difficulty transporting the
editor@CompendiumVet.com of the involuntary portion of bolus through the esophageal body.2 Gastro-
or fax 800-556-3288. the swallowing reflex.2 During esophageal dysphagia results when there is a
Visit CompendiumVet.com for *Dr Papazoglou is now affiliated
problem transporting the bolus through the cau-
full-text articles, CE testing, and CE with Aristotle University of dal esophageal sphincter.2
test answers. Thessaloniki, Greece. CPD is uncommon in dogs, and its underly-
Case Report
A 1-year-old castrated English cocker spaniel the left pelvic limb and pharyngeal muscles were within
weighing 24.2 lb (11 kg) was referred to the Veterinary normal limits. A percutaneous endoscopic gastrostomy
Medical Teaching Hospital, University of Missouri– tube was placed on the left side, and the dog underwent
Columbia, with a history of chronic coughing and left lateral cricopharyngeal myectomy as already
regurgitation after eating. The dog had a low body described.10,20 The resected cricopharyngeal muscle was
condition score (i.e., 2 of 9). The complete blood count submitted for histopathologic examination. The
and serum biochemistry profile results included slight specimen was stained with hematoxylin–eosin, modified
neutrophilia and lymphocytosis. The result of a serologic trichrome, periodic acid–Schiff, ATPase at pH levels of
examination for Ehrlichia canis infection was positive. A 9.8 and 4.3, esterase, nicotinamide adenine
neurologic examination disclosed no abnormalities. An dinucleotide–tetrazolium reductase, acid phosphatase,
acetylcholine antibody titer was within normal limits. alkaline phosphatase, oil red O, and staphylococcal
Thoracic radiography detected a bronchial and protein A conjugated with horseradish peroxidase. The
interstitial pattern that was most evident in the left results of histopathology showed moderate variability in
caudal lung lobe. Barium swallow videofluoroscopy myofiber size, with scattered, round atrophic fibers.
showed normal movement of the barium from the oral Abundant endomysial, perimysial, and adipose
cavity to the pharynx. Attempts to propel the bolus into connective tissues were seen. Necrotic fibers were also
the esophagus were unsuccessful because the upper present, and intramuscular nerve branches moderately
esophageal sphincter was not adequately relaxed. A depleted of myelinated fibers were seen. The dog
diagnosis of CPD was made, and the dog was prescribed recovered uneventfully from anesthesia and started
doxycycline (50 mg PO bid for 3 weeks) and discharged enteral feeding via the gastrostomy tube.
from the hospital. The dog was offered ice cubes 12 days after surgery
Seven days later, the dog was readmitted to the and had canned food and water 14 days after surgery
hospital to undergo surgery for CPD. Results of a without showing signs of regurgitation. Forty-five days
clinical examination of the oral cavity and larynx, with after surgery, the owner reported that the dog was eating
the patient under light anesthesia, were normal. Results canned and dry food normally, without regurgitation or
of an intraoperative electromyographic examination of coughing.
ing causes have been attributed to neuromuscular dys- including myasthenia gravis, laryngeal paralysis, and
functions.6–10 The following should be included in the esophageal stricture.21 Of the 45 dogs reported on to
differential diagnosis of dysphagia: space-occupying date, 65% were female and 35% were male. The most
masses, foreign bodies, cleft palate, strictures, traumatic common breeds identified included the cocker spaniel
lesions, and neuromuscular diseases.11 Pharyngeal dys- (20%), springer spaniel (9%), Bouvier des Flandres (9%),
phagia has clinical signs similar to those of CPD, and golden retriever (6.5%), miniature poodle (4%), and
differentiation between these two types of dysphagia is standard poodle (4%). A genetic component of CPD has
very important because surgical intervention for CPD been identified in golden retrievers22 and has been sug-
may worsen pharyngeal dysphagia.12 Positive-contrast gested to exist in cocker spaniels.8,18 In addition, muscu-
videofluoroscopy is reliable in confirming the diagnosis lar dystrophy of hereditary origin has been proposed as a
of CPD and in differentiating the condition from other cause of dysphagia in Bouvier des Flandres.9
causes of dysphagia.8,13
According to the literature, 45 dogs ranging in age SURGICAL ANATOMY
from 5 weeks to 10 years have reportedly had surgery for The cranial esophagus is dorsal to the larynx and left
CPD. 1,6,8–10,14–20 The disorder has reportedly affected of the midline. The upper esophageal sphincter is
mostly young dogs, but cases of older dogs with CPD formed by the thyropharyngeal and cricopharyngeal
have also been reported.8,21 In a recent study21 of 14 dogs muscles. The thyropharyngeal muscles originate from
undergoing surgery for CPD, the median age was 15 the lateral surface of the thyroid cartilage lamina and
months at initial evaluation compared with a median age course dorsally and cranially over the dorsal border of
of 5.5 months for dogs in previous reports.1,6,8–10,14–20 This the thyroid lamina and insert on the median dorsal sur-
age difference as described in the study has been attrib- face of the pharynx in a bilaterally symmetric fashion.
uted to the concurrent existence of acquired disorders, The cricopharyngeal muscle originates from the lateral
surface of the cricoid cartilage and spreads over the dor- dres with muscular dystrophy undergoing surgery for
sal surface of the esophagus across the midline and ends CPD showed incoordination in the pharyngeal phase of
by narrowing its belly to the contralateral aspect of the swallowing in addition to CPD.9 Aspiration pneumonia
cricoid cartilage. The borders of the cricopharyngeal and and/or bronchitis has been reported in 46% of the 45
thyropharyngeal muscles are obscured as the fibers dogs that underwent surgery for CPD.1,8,10,15–18,21 Laryn-
blend together. 5,23 In contrast to what has been geal paralysis and masticatory myositis have also been
reported,23 recent studies5 in normal puppies and adult reported preoperatively in dogs with CPD.21
dogs have shown that the cricopharyngeal muscle is
unpaired (i.e., single). The cricopharyngeal muscle is Surgical Technique
innervated by the glossopharyngeal nerve and the pha- Cricopharyngeal myotomy or myectomy, alone or
ryngeal branch of the vagus nerve.24 The cricopharyn- combined with thyropharyngeal myotomy or myectomy,
geal muscle receives its blood supply primarily from is the definitive treatment of dogs with CPD to relieve
branches of the cranial thyroid artery. clinical signs and facilitate swallowing. 3,4,6,10,16,21,25,26
During cricopharyngeal myotomy, the muscle is tran-
SURGICAL MANAGEMENT sected along the dorsal midline to the esophageal mus-
Preoperative Considerations and Care cularis.4,6 Cricopharyngeal myectomy involves partial
Preoperative stabilization of dehydrated and debili- excision of the cricopharyngeal muscle after elevating
tated patients is mandatory for a successful outcome4 the muscle fibers from the esophageal muscularis. 3
and includes administration of intravenous fluids and Cricopharyngeal surgery may be performed using the
electrolytes as well as antimicrobials to prevent aspira- standard ventral midline approach. 3,4,6 A lateral
tion pneumonia. To obtain optimal nutritional status, a approach has recently been described for myotomy or
percutaneous endoscopic gastrostomy tube should be myectomy of the cricopharyngeal muscle.10,20,21,26 This
placed in dogs with persistent dysphagia. Electromyog- approach is similar to that used for cricoarytenoid laryn-
raphy of the pharyngeal and laryngeal muscles is useful goplasty in dogs with laryngeal paralysis.27
in excluding other abnormalities associated with the Of the 45 dogs receiving surgical treatment of
pharyngeal phase of swallowing or laryngeal paralysis CPD,1,6,8–10,14–21 53% had cricopharyngeal myotomy, 25%
that may adversely affect the outcome.9,21 Preoperative had cricopharyngeal myectomy, 9% had cricopharyngeal
electromyographic recordings in four Bouvier des Flan- and thyropharyngeal myotomy, and 13% had cricopha-
Figure 3. The thyroid cartilage is identified (grasped Figure 4. The thyropharyngeal muscle (grasped with
with forceps). forceps) and cricopharyngeal muscle (CP) can be easily
identified by dissection of the loose connective tissue
around the thyroid cartilage.
Tube gastrostomy should be considered in patients that may be difficult to manage effectively in the presence of
fail to maintain their body weight after surgery and that esophageal hypomotility and megaesophagus. 21 In a
have persistent dysphagia.21 Fluid therapy and antimi- study9 of 24 Bouvier des Flandres with dysphagia asso-
crobials may be continued in the presence of aspiration ciated with muscular dystrophy, four had surgery for
pneumonia. 28 Postoperative complications following CPD and three died 2 days after surgery because of
cricopharyngeal myotomy or myectomy may include aspiration pneumonia. The concurrent presence of pha-
laryngeal paralysis, fibrosis, esophageal wall perforation, ryngeal dysphagia in those three dogs may have been
recurrence of dysphagia, and pharyngocutaneous fistula- responsible for the unfavorable outcome. One dog expe-
tion.29 Persistent or recurrent dysphagia and aspiration rienced dysphagia attributed to fibrosis and contracture
pneumonia were the most common short- and long- after undergoing cricopharyngeal myotomy for CPD.
term postoperative complications reported in 23 of the The dog underwent endoscopic bougienage without
45 dogs that underwent surgery for CPD.8,9,14,18,21 The much success and was euthanized. 14 Thus some au-
management of aspiration pneumonia may include ad- thors 3,5,18 support performing myectomy rather than
ministration of intravenous fluids and/or antimicrobials, myotomy to ensure complete removal of the muscle
positive-pressure ventilation via tracheostomy tube or fibers and prevent the previously described complica-
oxygen support via nasal tube, nebulization, and tion. However, others4 favor myotomy as long as muscle
coupage.21 Aspiration pneumonia has been diagnosed in fibers are all recognized and transected. Two dogs have
12 dogs, 10 of which died or were euthanatized as a had revision of previous CPD surgery because of partial
result of the complication 12 hours to 4 years after sur- or transient resolution of dysphagia. One dog under-
gery; two dogs survived.8,9,18,21 Aspiration pneumonia went cricopharyngeal, thyropharyngeal, and hyopharyn-
REFERENCES
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1. Achalasia refers to
a. failure of the cricopharyngeal muscle to relax.
b. asynchrony of the cricopharyngeal and thyropharyngeal muscles.
c. failure of the cricopharyngeal muscle to contract.
d. failure of the thyropharyngeal muscle to relax.