RAN Signaling Analysis Guide (RAN10.0 - 02)

RAN
10.0
Signalling Analysis Guide
Issue 02
Date 2008-07-30
Part Number
Huawei Proprietary and Confidential
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Huawei Proprietary and Confidential
Contents
About This Document.....................................................................................................................1
1 Cell Setup Procedure.................................................................................................................1-1
1.1 Protocols Related to Cell Setup.......................................................................................................................1-2
1.2 Triggering Conditions of Cell Setup...............................................................................................................1-2
1.3 Signaling Procedure of Successful Cell Setup................................................................................................1-2
1.4 Using the RNC LMT to Trace the Cell Setup Procedure................................................................................1-3
1.5 Elementary Procedures of Cell Setup..............................................................................................................1-6
1.5.1 Resource Status Indication Procedure....................................................................................................1-7
1.5.2 Resource Audit Procedure......................................................................................................................1-7
1.5.3 Cell Setup Procedure..............................................................................................................................1-8
1.5.4 Common Transport Channel Setup Procedure.......................................................................................1-9
1.5.5 Iub User Plane Setup Procedure...........................................................................................................1-10
1.5.6 System Information Update Procedure................................................................................................1-11
1.5.7 Physical Shared Channel Reconfiguration Procedure..........................................................................1-12
1.5.8 Common Measurement Initiation Procedure.......................................................................................1-13
2 Cell Reconfiguration Procedure..............................................................................................2-1
2.1 Protocols Related to Cell Reconfiguration......................................................................................................2-2
2.2 Triggering Conditions of Cell Reconfiguration..............................................................................................2-2
2.3 Signaling Procedure of Cell Reconfiguration.................................................................................................2-2
2.4 Using the RNC LMT to Trace the Cell Reconfiguration Procedure...............................................................2-3
3 Cell Deletion Procedure............................................................................................................3-1
3.1 Protocols Related to Cell Deletion..................................................................................................................3-2
3.2 Triggering Conditions of Cell Deletion..........................................................................................................3-2
3.3 Signaling Procedure of Cell Deletion..............................................................................................................3-2
3.4 Using the RNC LMT to Trace the Cell Deletion Procedure...........................................................................3-3
4 Location Update Procedure......................................................................................................4-1
4.1 Protocols Related to Location Update.............................................................................................................4-2
4.2 Triggering Conditions of Location Update.....................................................................................................4-2
4.3 Signaling Procedure of a Successful Location Update...................................................................................4-2
4.4 Using the RNC LMT to Trace the Location Update Procedure......................................................................4-3
4.5 Elementary Procedures of Location Update....................................................................................................4-5
4.5.1 RRC Connection Setup Procedure.........................................................................................................4-6
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Signalling Analysis Guide Contents
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i
4.5.2 Location Update Procedure....................................................................................................................4-8
4.5.3 Iu Release Procedure..............................................................................................................................4-9
4.5.4 RRC Connection Release Procedure....................................................................................................4-10
5 Outgoing Call Procedure..........................................................................................................5-1
5.1 Protocols Related to an Outgoing Call............................................................................................................5-2
5.2 Triggering Conditions of an Outgoing Call....................................................................................................5-2
5.3 Signaling Procedure of a Successful Outgoing Call.......................................................................................5-2
5.4 Using the RNC LMT to Trace the Outgoing Call Procedure..........................................................................5-4
5.5 Elementary Procedures of an Outgoing Call...................................................................................................5-7
5.5.2 Signaling Connection Setup Procedure (Outgoing Call).....................................................................5-10
5.5.3 Authentication and Security Mode Control Procedure........................................................................5-11
5.5.4 Call Setup Procedure (Outgoing Call).................................................................................................5-13
5.5.5 RAB Setup Procedure..........................................................................................................................5-14
5.5.6 Call Release Procedure (Outgoing Call)..............................................................................................5-16
6 Incoming Call Procedure..........................................................................................................6-1
6.1 Protocols Related to an Incoming Call............................................................................................................6-2
6.2 Triggering Conditions of an Incoming Call....................................................................................................6-2
6.3 Signaling Procedure of a Successful Incoming Call.......................................................................................6-2
6.4 Using the RNC LMT to Trace the Incoming Call Procedure..........................................................................6-4
6.5 Elementary Procedures of an Incoming Call...................................................................................................6-7
6.5.1 Paging Procedure....................................................................................................................................6-8
6.5.3 Signaling Connection Setup Procedure (Incoming Call).....................................................................6-12
6.5.4 Authentication and Security Mode Control Procedure........................................................................6-12
6.5.5 Call Setup Procedure (Incoming Call).................................................................................................6-14
6.5.6 RAB Setup Procedure..........................................................................................................................6-15
6.5.7 Call Release Procedure (Incoming Call)..............................................................................................6-17
7 Intra-Frequency Handover Procedure....................................................................................7-1
7.1 Types of Intra-Frequency Handover...............................................................................................................7-2
7.2 Intra-Frequency Soft Handover Within a NodeB............................................................................................7-2
7.2.1 Protocols Related to Intra-Frequency Soft Handover Within a NodeB.................................................7-3
7.2.2 Triggering Conditions of Intra-Frequency Soft Handover Within a NodeB..........................................7-3
7.2.3 Signaling Procedure of a Successful Intra-Frequency Soft Handover Within a NodeB........................7-3
7.2.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Soft Handover Within a NodeB......7-4
7.2.5 Elementary Procedures of Intra-Frequency Soft Handover Within a NodeB........................................7-5
7.3 Intra-Frequency Soft Handover Between NodeBs in an RNC........................................................................7-8
7.3.1 Protocols Related to Intra-Frequency Soft Handover Between NodeBs in an RNC.............................7-8
7.3.2 Triggering Conditions of Intra-Frequency Soft Handover Between NodeBs in an RNC......................7-8
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7.3.3 Signaling Procedure of a Successful Intra-Frequency Soft Handover Between NodeBs in an RNC
.........................................................................................................................................................................7-9
7.3.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Soft Handover Between NodeBs in an
RNC.................................................................................................................................................................7-9
7.3.5 Elementary Procedures of Intra-Frequency Soft Handover Between NodeBs in an RNC..................7-11
7.4 Intra-Frequency Soft Handover Between RNCs...........................................................................................7-16
7.4.1 Protocols Related to Intra-Frequency Soft Handover Between RNCs.................................................7-17
7.4.2 Triggering Conditions of Intra-Frequency Soft Handover Between RNCs.........................................7-17
7.4.3 Signaling Procedure of a Successful Intra-Frequency Soft Handover Between RNCs.......................7-17
7.4.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Soft Handover Between RNCs.....7-18
7.4.5 Elementary Procedures of Intra-Frequency Soft Handover Between RNCs.......................................7-20
7.5 Intra-Frequency Hard Handover Between NodeBs in an RNC....................................................................7-28
7.5.1 Protocols Related to Intra-Frequency Hard Handover Between NodeBs in an RNC..........................7-29
7.5.2 Triggering Conditions of Intra-Frequency Hard Handover Between NodeBs in an RNC..................7-29
7.5.3 Signaling Procedure of a Successful Intra-Frequency Hard Handover Between NodeBs in an RNC
.......................................................................................................................................................................7-29
7.5.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Hard Handover Between NodeBs in an
RNC...............................................................................................................................................................7-30
7.5.5 Elementary Procedures of Intra-Frequency Hard Handover Between NodeBs in an RNC.................7-32
7.6 Intra-Frequency Hard Handover Between RNCs..........................................................................................7-37
7.6.1 Protocols Related to Intra-Frequency Hard Handover Between RNCs...............................................7-38
7.6.2 Triggering Conditions of Intra-Frequency Hard Handover Between RNCs........................................7-38
7.6.3 Signaling Procedure of a Successful Intra-Frequency Hard Handover Between RNCs......................7-38
7.6.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Hard Handover Between RNCs....7-39
7.6.5 Elementary Procedures of Intra-Frequency Hard Handover Between RNCs......................................7-41
8 Inter-Frequency Handover Procedure....................................................................................8-1
8.1 Types of Inter-Frequency Handover...............................................................................................................8-2
8.2 Inter-Frequency Handover Between NodeBs in an RNC...............................................................................8-2
8.2.1 Protocols Related to Inter-Frequency Handover Between NodeBs in an RNC.....................................8-3
8.2.2 Triggering Conditions of Inter-Frequency Handover Between NodeBs in an RNC.............................8-3
8.2.3 Signaling Procedure of a Successful Inter-Frequency Handover Between NodeBs in an RNC............8-3
8.2.4 Using the RNC LMT to Trace the Procedure of Inter-Frequency Handover Between NodeBs in an RNC
.........................................................................................................................................................................8-4
8.2.5 Elementary Procedures of Inter-Frequency Handover Between NodeBs in an RNC............................8-6
8.3 Inter-Frequency Handover Between RNCs...................................................................................................8-12
8.3.1 Protocols Related to Inter-Frequency Handover Between RNCs........................................................8-13
8.3.2 Triggering Conditions of Inter-Frequency Handover Between RNCs.................................................8-13
8.3.3 Signaling Procedure of a Successful Inter-Frequency Handover Between RNCs...............................8-13
8.3.4 Using the RNC LMT to Trace the Procedure of Inter-Frequency Handover Between RNCs.............8-14
8.3.5 Elementary Procedures of Inter-Frequency Handover Between RNCs...............................................8-16
9 Inter-RAT Handover Procedure..............................................................................................9-1
9.1 Types of Inter-RAT Handover........................................................................................................................9-2
9.2 Inter-RAT CS Handover from WCDMA to GSM..........................................................................................9-2
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9.2.1 Protocols Related to Inter-RAT CS Handover from WCDMA to GSM................................................9-2
9.2.2 Triggering Conditions of Inter-RAT CS Handover from WCDMA to GSM........................................9-3
9.2.3 Signaling Procedure of a Successful Inter-RAT CS Handover from WCDMA to GSM...................... 9-3
9.2.4 Using the RNC LMT to Trace the Procedure of Inter-RAT CS Handover from WCDMA to GSM
.........................................................................................................................................................................9-4
9.2.5 Elementary Procedures of Inter-RAT CS Handover from WCDMA to GSM.......................................9-5
9.3 Inter-RAT CS Handover from GSM to WCDMA..........................................................................................9-8
9.3.1 Protocols Related to Inter-RAT CS Handover from GSM to WCDMA................................................9-9
9.3.2 Triggering Conditions of Inter-RAT CS Handover from GSM to WCDMA........................................9-9
9.3.3 Signaling Procedure of a Successful Inter-RAT CS Handover from GSM to WCDMA...................... 9-9
9.3.4 Using the RNC LMT to Trace the Procedure of Inter-RAT CS Handover from GSM to WCDMA
.......................................................................................................................................................................9-11
9.3.5 Elementary Procedures of Inter-RAT CS Handover from GSM to WCDMA.....................................9-13
9.4 Inter-RAT PS Handover from WCDMA to GSM........................................................................................9-19
9.4.1 Protocols Related to Inter-RAT PS Handover from WCDMA to GSM..............................................9-19
9.4.2 Triggering Conditions of Inter-RAT PS Handover from WCDMA to GSM......................................9-19
9.4.3 Signaling Procedure of Successful Inter-RAT PS Handover from WCDMA to GSM.......................9-20
9.4.4 Using the RNC LMT to Trace the Procedure of Inter-RAT PS Handover from WCDMA to GSM
.......................................................................................................................................................................9-21
9.4.5 Elementary Procedures of Inter-RAT PS Handover from WCDMA to GSM.....................................9-22
9.5 Inter-RAT PS Handover from GSM to WCDMA........................................................................................9-26
10 SRNS Relocation Procedure.................................................................................................10-1
10.1 Types of SRNS Relocation.........................................................................................................................10-2
10.2 Static Relocation.........................................................................................................................................10-2
10.2.1 Protocols Related to Static Relocation...............................................................................................10-2
10.2.2 Triggering Conditions of Static Relocation.......................................................................................10-3
10.2.3 Signaling Procedure of a Successful Static Relocation......................................................................10-3
10.2.4 Using the RNC LMT to Trace the Static Relocation Procedure........................................................10-3
10.2.5 Elementary Procedures of Static Relocation......................................................................................10-6
10.3 Relocation with Cell/URA Update............................................................................................................10-12
10.3.1 Protocols Related to Relocation with Cell/URA Update.................................................................10-13
10.3.2 Triggering Conditions of Relocation with Cell/URA Update..........................................................10-13
10.3.3 Signaling Procedure of a Successful Relocation with Cell/URA Update........................................10-13
10.3.4 Using the RNC LMT to Trace the Procedure of Relocation with Cell/URA Update......................10-15
10.3.5 Elementary Procedures of Relocation with Cell/URA Update........................................................10-17
10.4 Relocation with Hard Handover................................................................................................................10-25
10.4.1 Protocols Related to Relocation with Hard Handover.....................................................................10-26
10.4.2 Triggering Conditions of Relocation with Hard Handover..............................................................10-26
10.4.3 Signaling Procedure of a Successful Relocation with Hard Handover............................................10-26
10.4.4 Using the RNC LMT to Trace the Procedure of Relocation with Hard Handover..........................10-27
10.4.5 Elementary Procedures of Relocation with Hard Handover............................................................10-30
10.5 Directed Signalling Connection re-establishment.....................................................................................10-36
10.5.1 Protocols Related to Directed Signalling Connection re-establishment..........................................10-36
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10.5.2 Triggering Conditions of Directed Signalling Connection re-establishment...................................10-37
10.5.3 Signaling Procedure of Successful Directed Signalling Connection re-establishment....................10-37
11 Location Service Procedure..................................................................................................11-1
11.1 Positioning Methods....................................................................................................................................11-2
11.2 Positioning Based on CELLID+RTT..........................................................................................................11-2
11.2.1 Protocols Related to Positioning Based on CELLID+RTT...............................................................11-2
11.2.2 Triggering Conditions of Positioning Based on CELLID+RTT........................................................11-3
11.2.3 Signaling Procedure of Successful Positioning Based on CELLID+RTT.........................................11-3
11.2.4 Using the RNC LMT to Trace the Procedure of Positioning Based on CELLID+RTT or OTDOA-IPDL
.......................................................................................................................................................................11-3
11.2.5 Elementary Procedures of Positioning Based on CELLID+RTT......................................................11-5
11.3 Positioning Based on OTDOA-IPDL..........................................................................................................11-7
11.3.1 Protocols Related to Positioning Based on OTDOA-IPDL...............................................................11-7
11.3.2 Triggering Conditions of Positioning Based on OTDOA-IPDL........................................................11-7
11.3.3 Signaling Procedure of Successful Positioning Based on OTDOA-IPDL.........................................11-8
11.3.4 Using the RNC LMT to Trace the Procedure of Positioning Based on CELLID+RTT or OTDOA-IPDL
.......................................................................................................................................................................11-8
11.3.5 Elementary Procedures of Positioning Based on OTDOA-IPDL......................................................11-9
11.4 Positioning Based on A-GPS....................................................................................................................11-11
11.4.1 Protocols Related to Positioning Based on A-GPS..........................................................................11-12
11.4.2 Triggering Conditions of Positioning Based on A-GPS..................................................................11-12
11.4.3 Signaling Procedure of Successful Positioning Based on A-GPS...................................................11-12
11.4.4 Using the RNC LMT to Trace the Procedure of Positioning Based on A-GPS...............................11-13
11.4.5 Elementary Procedures of Positioning Based on A-GPS.................................................................11-14
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Figures
Figure 1-1 Signaling procedure of successful cell setup......................................................................................1-3
Figure 1-2 Example of Iub signaling tracing result..............................................................................................1-5
Figure 1-3 Example of Q.AAL2 protocol tracing result......................................................................................1-6
Figure 1-4 Resource status indication procedure.................................................................................................1-7
Figure 1-5 Resource audit procedure...................................................................................................................1-8
Figure 1-6 Cell setup procedure...........................................................................................................................1-9
Figure 1-7 Common transport channel setup procedure....................................................................................1-10
Figure 1-8 Iub user plane setup procedure.........................................................................................................1-11
Figure 1-9 System information update procedure..............................................................................................1-12
Figure 1-10 Physical shared channel reconfiguration procedure.......................................................................1-13
Figure 1-11 Common measurement initiation procedure...................................................................................1-13
Figure 2-1 Cell reconfiguration procedure...........................................................................................................2-2
Figure 3-1 Cell deletion procedure.......................................................................................................................3-2
Figure 4-1 Signaling procedure of a successful location update..........................................................................4-3
Figure 4-2 Example of Uu signaling tracing result..............................................................................................4-5
Figure 4-4 Example of Iu signaling tracing result................................................................................................4-5
Figure 4-5 RRC connection setup procedure on a DCH......................................................................................4-6
Figure 4-6 RRC connection setup procedure on a CCH......................................................................................4-7
Figure 4-7 RRC connection rejected procedure...................................................................................................4-8
Figure 4-8 Location update procedure.................................................................................................................4-8
Figure 4-9 Iu release procedure..........................................................................................................................4-10
Figure 4-10 RRC connection release procedure (from a DCH).........................................................................4-11
Figure 4-11 RRC connection release procedure (from a CCH).........................................................................4-12
Figure 5-1 Signaling procedure of a successful outgoing call.............................................................................5-3
Figure 5-5 RRC connection setup procedure on a DCH......................................................................................5-8
Figure 5-6 RRC connection setup procedure on a CCH......................................................................................5-9
Figure 5-7 RRC connection rejected procedure.................................................................................................5-10
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Figure 5-8 Signaling connection setup procedure..............................................................................................5-10
Figure 5-9 Authentication and security mode control procedure.......................................................................5-12
Figure 5-10 Call setup procedure (outgoing call)...............................................................................................5-13
Figure 5-11 Successful RAB setup procedure...................................................................................................5-14
Figure 5-12 Unsuccessful RAB setup procedure...............................................................................................5-15
Figure 5-13 Call release procedure (outgoing call)............................................................................................5-16
Figure 6-1 Signaling procedure of a successful incoming call.............................................................................6-3
Figure 6-5 Paging procedure (for a UE that is in idle mode or in PCH state)......................................................6-8
Figure 6-6 Paging procedure (for a UE that is in CELL_DCH or CELL_FACH state)......................................6-9
Figure 6-7 RRC connection setup procedure on a DCH....................................................................................6-10
Figure 6-8 RRC connection setup procedure on a CCH....................................................................................6-11
Figure 6-9 RRC connection rejected procedure.................................................................................................6-11
Figure 6-10 Signaling connection setup procedure............................................................................................6-12
Figure 6-11 Authentication and security mode control procedure.....................................................................6-13
Figure 6-12 Call setup procedure (incoming call)..............................................................................................6-14
Figure 6-13 Successful RAB setup procedure...................................................................................................6-16
Figure 6-14 Unsuccessful RAB setup procedure...............................................................................................6-17
Figure 6-15 Call release procedure (incoming call)...........................................................................................6-18
Figure 7-1 Signaling procedure of a successful intra-frequency soft handover within a NodeB.........................7-3
Figure 7-4 Radio link addition procedure............................................................................................................7-5
Figure 7-5 Active set update procedure................................................................................................................7-6
Figure 7-6 Radio link deletion procedure.............................................................................................................7-7
Figure 7-7 Signaling procedure of a successful intra-frequency soft handover between NodeBs in an RNC
...............................................................................................................................................................................7-9
Figure 7-8 Example of Uu signaling tracing result............................................................................................7-10
Figure 7-9 Example of Iub signaling tracing result............................................................................................7-11
Figure 7-10 Example of Q.AAL2 signaling tracing result.................................................................................7-11
Figure 7-11 Radio link setup procedure (intra-RNC handover or GSM to WCDMA CS handover)................7-12
Figure 7-12 Iub user plane setup procedure.......................................................................................................7-13
Figure 7-13 Radio link restoration procedure (intra-RNC handover or GSM to WCDMA CS handover).......7-14
Figure 7-14 Active set update procedure............................................................................................................7-14
Figure 7-15 Radio link deletion procedure.........................................................................................................7-15
Figure 7-16 Iub user plane release procedure.....................................................................................................7-16
Figure 7-17 Signaling procedure of a successful intra-frequency soft handover between RNCs......................7-18
Figures
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Figure 7-18 Example of Uu signaling tracing result..........................................................................................7-20
Figure 7-19 Example of Iub signaling tracing result (source RNC)..................................................................7-20
Figure 7-20 Example of Iub signaling tracing result (target RNC)....................................................................7-20
Figure 7-21 Example of Iur signaling tracing result..........................................................................................7-20
Figure 7-23 Radio link setup procedure (inter-RNC handover).........................................................................7-21
Figure 7-25 Radio link restoration procedure (inter-RNC handover)................................................................7-23
Figure 7-26 Iur user plane setup procedure........................................................................................................7-24
Figure 7-27 Active set update procedure............................................................................................................7-25
Figure 7-30 Iur user plane release procedure.....................................................................................................7-28
Figure 7-31 Signaling procedure of a successful intra-frequency hard handover between NodeBs in an RNC
.............................................................................................................................................................................7-30
Figure 7-33 Example of Iub signaling tracing result..........................................................................................7-31
Figure 7-38 Physical channel reconfiguration procedure...................................................................................7-35
Figure 7-41 Signaling procedure of a successful intra-frequency hard handover between RNCs.....................7-39
Figure 8-1 Signaling procedure of a successful inter-frequency handover between NodeBs in an RNC............8-4
Figure 8-4 Example of Q.AAL2 signaling tracing result.....................................................................................8-6
Figure 8-5 Radio link addition procedure............................................................................................................ 8-7
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Figure 8-6 Radio link setup procedure (intra-RNC handover or GSM to WCDMA CS handover)....................8-8
Figure 8-7 Iub user plane setup procedure...........................................................................................................8-9
Figure 8-8 Radio link restoration procedure (intra-RNC handover or GSM to WCDMA CS handover).........8-10
Figure 8-9 Physical channel reconfiguration procedure.....................................................................................8-10
Figure 8-12 Signaling procedure of a successful inter-frequency handover between RNCs.............................8-14
Figure 9-1 Signaling procedure of a successful inter-RAT CS handover from WCDMA to GSM.....................9-3
Figure 9-5 Relocation preparation procedure.......................................................................................................9-6
Figure 9-6 Iu release procedure............................................................................................................................9-7
Figure 9-7 Radio link deletion procedure.............................................................................................................9-8
Figure 9-8 Signaling procedure of a successful inter-RAT CS handover from GSM to WCDMA...................9-10
Figure 9-9 Example of Uu signaling tracing result............................................................................................9-12
Figure 9-11 Example of Iu signaling tracing result............................................................................................9-13
Figure 9-12 Relocation resource allocation procedure.......................................................................................9-14
Figure 9-15 UE capability enquiry procedure....................................................................................................9-16
Figure 9-16 Security mode control procedure....................................................................................................9-17
Figure 9-17 UTRAN mobility information procedure.......................................................................................9-18
Figure 9-18 Signaling procedure of a successful inter-RAT PS handover from WCDMA to GSM.................9-20
Figure 9-21 Example of Iu signaling tracing result............................................................................................9-22
Figure 9-22 Cell change order from UTRAN procedure...................................................................................9-23
Figures
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Figure 9-23 SRNS context transfer procedure...................................................................................................9-24
Figure 9-24 Iu release procedure........................................................................................................................9-25
Figure 10-1 Signaling procedure of a successful static relocation.....................................................................10-3
Figure 10-3 Example of Iur signaling tracing on the SRNC..............................................................................10-5
Figure 10-4 Example of Iur signaling tracing on the DRNC.............................................................................10-5
Figure 10-5 Example of Iu signaling tracing on the SRNC...............................................................................10-5
Figure 10-6 Example of Iu signaling tracing on the DRNC...............................................................................10-6
Figure 10-7 Relocation preparation procedure...................................................................................................10-7
Figure 10-8 Relocation resource allocation procedure.......................................................................................10-8
Figure 10-9 Relocation commit procedure (static relocation or relocation with cell/URA update)..................10-9
Figure 10-10 UTRAN mobility information procedure...................................................................................10-10
Figure 10-11 UE capability enquiry procedure................................................................................................10-11
Figure 10-12 Iu release procedure....................................................................................................................10-12
Figure 10-13 Signaling procedure of a successful relocation with cell/URA update......................................10-14
Figure 10-14 Example of Uu signaling tracing for the relocation with cell update.........................................10-16
Figure 10-15 Example of Iur signaling tracing on the SRNC..........................................................................10-17
Figure 10-16 Example of Iur signaling tracing on the DRNC.........................................................................10-17
Figure 10-17 Example of Iu signaling tracing on the SRNC...........................................................................10-17
Figure 10-18 Example of Iu signaling tracing on the DRNC...........................................................................10-17
Figure 10-19 Relocation preparation procedure...............................................................................................10-18
Figure 10-20 Relocation resource allocation procedure...................................................................................10-19
Figure 10-21 Cell update procedure.................................................................................................................10-21
Figure 10-22 URA update procedure...............................................................................................................10-22
Figure 10-23 Relocation commit procedure (static relocation or relocation with cell/URA update)..............10-23
Figure 10-26 Signaling procedure of a successful relocation with hard handover..........................................10-27
Figure 10-27 Example of Uu signaling tracing on the SRNC..........................................................................10-29
Figure 10-28 Example of Uu signaling tracing on the DRNC.........................................................................10-29
Figure 10-29 Example of Iu signaling tracing on the SRNC...........................................................................10-29
Figure 10-30 Example of Iu signaling tracing on the DRNC...........................................................................10-30
Figure 10-31 Relocation preparation procedure...............................................................................................10-31
Figure 10-32 Relocation resource allocation procedure...................................................................................10-32
Figure 10-33 Relocation commit procedure (relocation with hard handover).................................................10-33
Figure 10-34 Physical channel reconfiguration procedure...............................................................................10-34
Figure 10-37 Signaling procedure of a successful DSCR................................................................................10-37
Figure 11-1 Signaling procedure of successful positioning based on CELLID+RTT.......................................11-3
Figure 11-2 Example of CDT tracing result.......................................................................................................11-4
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Figure 11-3 UE measurement procedure............................................................................................................11-5
Figure 11-4 RTT measurement procedure.........................................................................................................11-6
Figure 11-5 Signaling procedure of successful positioning based on OTDOA-IPDL.......................................11-8
Figure 11-6 Example of CDT tracing result.......................................................................................................11-9
Figure 11-7 UE measurement procedure..........................................................................................................11-10
Figure 11-8 RTT measurement procedure.......................................................................................................11-11
Figure 11-9 Signaling procedure of successful positioning based on A-GPS.................................................11-13
Figure 11-10 Example of CDT tracing result...................................................................................................11-14
Figure 11-11 UE measurement procedure........................................................................................................11-15
Figures
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Tables
Table 1-1 Triggering conditions of cell setup......................................................................................................1-2
Table 1-2 Messages to be traced...........................................................................................................................1-4
Table 7-1 Types of intra-frequency handover......................................................................................................7-2
Table 7-3 Messages to be traced.........................................................................................................................7-10
Table 8-1 Types of inter-frequency handover......................................................................................................8-2
Table 10-1 Messages to be traced on the SRNC................................................................................................10-4
Table 10-2 Messages to be traced on the DRNC................................................................................................10-4
Table 10-3 Messages to be traced on the SRNC..............................................................................................10-15
Table 10-4 Messages to be traced on the DRNC..............................................................................................10-15
Table 10-5 Messages to be traced on the SRNC..............................................................................................10-28
Table 10-6 Messages to be traced on the DRNC..............................................................................................10-28
Table 11-1 Messages to be traced.......................................................................................................................11-4
Table 11-2 Messages to be traced.......................................................................................................................11-9
Table 11-3 Messages to be traced.....................................................................................................................11-13
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About This Document
Purpose
This document describes the triggering conditions of common signaling procedures, explains
the procedures in normal and abnormal conditions, and presents the ways of signaling tracing
on the RNC LMT.
Version
The following table lists the product versions related to this document.
Product Name Version
RNC V100R010
V200R010
NodeB V100R010
V200R010

Intended Audience
This document is intended for:
l Field engineers
l System engineers
Change History
Refer to Changes in RAN Signaling Analysis Guide.
Organization
1 Cell Setup Procedure
The cell setup procedure is performed to set up a WCDMA cell. This topic describes cell setup
in terms of protocols, triggering conditions, signaling procedure of successful cell setup, and
signaling tracing on the RNC LMT. This topic also describes the elementary procedures in terms
of functions, triggering conditions, and signaling in normal and abnormal conditions.
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Signalling Analysis Guide About This Document
1
2 Cell Reconfiguration Procedure
The cell reconfiguration procedure is performed to reconfigure a cell in the NodeB. This topic
describes the cell reconfiguration procedure in terms of protocols, triggering conditions,
signaling procedure, and signaling tracing on the RNC LMT.
3 Cell Deletion Procedure
The cell deletion procedure is performed to delete a cell from the NodeB. This topic describes
the cell deletion procedure in terms of protocols, triggering conditions, signaling procedure, and
signaling tracing on the RNC LMT.
4 Location Update Procedure
Location area update is initiated by the UE to inform the CS service domain of the core network
that the UE has entered a new location area. Routing area update is initiated by the UE to inform
the PS service domain of the core network that the UE has entered a new routing area. This
chapter describes the location update in terms of protocols, triggering conditions, signaling
procedure of successful location update, signaling tracing on the RNC LMT, and elementary
procedures. This chapter also describes the elementary procedures in terms of functions,
triggering conditions, procedure, and signaling in abnormal conditions.
5 Outgoing Call Procedure
The outgoing call procedure is performed for a UE to call another terminal, such as a Public
Switched Telephony Network (PSTN) terminal. This topic describes outgoing call setup and
release in terms of protocols, triggering conditions, signaling procedure of a successful outgoing
call, and signaling tracing on the RNC LMT. This topic also describes the elementary procedures
in terms of functions, triggering conditions, and signaling in normal and abnormal conditions.
6 Incoming Call Procedure
In the incoming call procedure, the network calls a UE and the UE responds to the paging. This
topic describes incoming call setup and release in terms of protocols, triggering conditions,
signaling procedure of a successful incoming call, and signaling tracing on the RNC LMT. This
topic also describes the elementary procedures in terms of functions, triggering conditions, and
signaling in normal and abnormal conditions.
7 Intra-Frequency Handover Procedure
The intra-frequency handover procedure is performed to hand over a UE from the WCDMA cell
that it camps on to an intra-frequency WCDMA cell. This topic describes intra-frequency
handover in terms of types, protocols, triggering conditions, signaling procedure of a successful
intra-frequency handover, and signaling tracing on the RNC LMT. This topic also describes the
elementary procedures in terms of functions, triggering conditions, and signaling in normal and
abnormal conditions.
8 Inter-Frequency Handover Procedure
The inter-frequency handover procedure is performed to hand over a UE from the WCDMA cell
that it camps on to an inter-frequency WCDMA cell. This topic describes inter-frequency
inter-frequency handover, and signaling tracing on the RNC LMT. This topic also describes the
9 Inter-RAT Handover Procedure
The inter-RAT handover procedure is performed to hand over a UE from a WCDMA cell to a
GSM cell or the other way round. This topic describes inter-RAT handover in terms of types,
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protocols, triggering conditions, signaling procedure of a successful inter-RAT handover, and
10 SRNS Relocation Procedure
The SRNS relocation procedure is performed to change control from the SRNC of a UE to
another RNC. This topic describes the SRNS relocation in terms of types, protocols, triggering
conditions, signaling procedure of a successful SRNS relocation, and signaling tracing on the
RNC LMT. This topic also describes the elementary procedures in terms of functions, triggering
conditions, and signaling in normal and abnormal conditions.
11 Location Service Procedure
The location service procedure is performed to identify the geographic location of a UE. This
topic describes the location services in terms of positioning methods, protocols, triggering
conditions, signaling procedure of successful positioning, and signaling tracing on the RNC
LMT. This topic also describes the elementary procedures in terms of functions, triggering
Conventions
1. Symbol Conventions
The following symbols may be found in this document. They are defined as follows
Symbol Description
DANGER
Indicates a hazard with a high level of risk that, if not avoided,
will result in death or serious injury.
WARNING
Indicates a hazard with a medium or low level of risk which, if
not avoided, could result in minor or moderate injury.
CAUTION
Indicates a potentially hazardous situation that, if not avoided,
could cause equipment damage, data loss, and performance
degradation, or unexpected results.
TIP Indicates a tip that may help you solve a problem or save your
time.
NOTE
Provides additional information to emphasize or supplement
important points of the main text.
2. General Conventions
Convention Description
Times New Roman Normal paragraphs are in Times New Roman.
Boldface Names of files,directories,folders,and users are in boldface. For
example,log in as user root .
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Italic Book titles are in italics.
Courier New Terminal display is in Courier New.
3. Command Conventions
Boldface The keywords of a command line are in boldface.
Italic Command arguments are in italic.
[ ] Items (keywords or arguments) in square brackets [ ] are optional.
{x | y | ...} Alternative items are grouped in braces and separated by vertical
bars.One is selected.
[ x | y | ... ] Optional alternative items are grouped in square brackets and
separated by vertical bars.One or none is selected.
{ x | y | ... } * Alternative items are grouped in braces and separated by vertical
bars.A minimum of one or a maximum of all can be selected.
[ x | y | ... ] * Alternative items are grouped in braces and separated by vertical
bars.A minimum of zero or a maximum of all can be selected.
4. GUI Conventions
Boldface Buttons,menus,parameters,tabs,window,and dialog titles are in
boldface. For example,click OK.
> Multi-level menus are in boldface and separated by the ">" signs.
For example,choose File > Create > Folder .
5. Keyboard Operation
Key Press the key.For example,press Enter and press Tab.
Key1+Key2 Press the keys concurrently.For example,pressing Ctrl+Alt+A
means the three keys should be pressed concurrently.
Key1,Key2 Press the keys in turn.For example,pressing Alt,A means the two
keys should be pressed in turn.
6. Mouse Operation
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Action Description
Click Select and release the primary mouse button without moving the
pointer.
Double-click Press the primary mouse button twice continuously and quickly
without moving the pointer.
Drag Press and hold the primary mouse button and move the pointer
to a certain position.
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About This Chapter
The cell setup procedure is performed to set up a WCDMA cell. This topic describes cell setup
in terms of protocols, triggering conditions, signaling procedure of successful cell setup, and
1.1 Protocols Related to Cell Setup
The cell setup procedure complies with some 3GPP TS25 protocols and an ITU-T protocol.
1.2 Triggering Conditions of Cell Setup
Cell setup can be triggered either through execution of an MML command or with a resource
audit response from the NodeB.
1.3 Signaling Procedure of Successful Cell Setup
This describes the signaling procedure of successful cell setup. For the messages related to cell
setup failures, refer to the elementary procedures.
1.4 Using the RNC LMT to Trace the Cell Setup Procedure
The signaling tracing function of the RNC LMT can be used to trace the signaling procedure of
cell setup.
1.5 Elementary Procedures of Cell Setup
This describes the elementary procedures of cell setup in terms of triggering conditions and
signaling procedures in normal and abnormal conditions.
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Signalling Analysis Guide 1 Cell Setup Procedure
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1.1 Protocols Related to Cell Setup
The cell setup procedure complies with some 3GPP TS25 protocols and an ITU-T protocol.
The compliance protocols are as follows:
l 3GPP TS25.427 "UTRAN Iur/Iub interface user plane protocol for DCH data streams"
l 3GPP TS25.433 "UTRAN Iub interface Node B Application Part (NBAP) signaling"
l 3GPP TS25.435 "UTRAN Iub interface user plane protocols for Common Transport
Channel data streams"
l ITU-T Q.2630 "AAL type 2 Signalling Protocol"
1.2 Triggering Conditions of Cell Setup
Cell setup can be triggered either through execution of an MML command or with a resource
audit response from the NodeB.
Table 1-1 describes the two triggering conditions.
Table 1-1 Triggering conditions of cell setup
Triggering
Condition
Description Feature
Cell setup is initiated
by the RNC LMT.
Run the ACT CELL command on
the RNC LMT in online mode.
The resource audit
procedure is excluded from
cell setup.
The CRNC receives a
resource audit
response from the
NodeB.
After receiving the resource audit
response from the NodeB, the CRNC
sends a cell setup request to the
NodeB if the cell setup requirements
are fulfilled.
The resource audit
procedure is involved in
cell setup.

1.3 Signaling Procedure of Successful Cell Setup
This describes the signaling procedure of successful cell setup. For the messages related to cell
setup failures, refer to the elementary procedures.
Figure 1-1 shows the signaling procedure of successful cell setup.
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Figure 1-1 Signaling procedure of successful cell setup
Note the following information about the procedure shown in Figure 1-1:
l The resource status indication and resource audit procedures are involved in cell setup only
when the cell setup is triggered with a resource audit response from the NodeB.
l The physical shared channel reconfiguration procedure is involved in cell setup only when
the cell to be set up is a High Speed Downlink Packet Access (HSDPA) cell.
l If IP transport is applied to the Iub interface, the Iub user plane setup procedure is excluded
from cell setup.
1.4 Using the RNC LMT to Trace the Cell Setup Procedure
cell setup.
Prerequisite
l The RNC LMT works properly.
l You are logged in to the RNC as a user authorized to perform tracing management.
Context
Table 1-2 lists the messages to be traced.
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Table 1-2 Messages to be traced
Interface
and Protocol
to Be Traced
Message Name on the LMT Message Name in Protocols
Iub
NBAP_AUDIT_REQ AUDIT REQUEST
NBAP_AUDIT_RSP AUDIT RESPONSE
NBAP_AUDIT_FAIL AUDIT FAILURE
NBAP_CELL_SETUP_REQ CELL SETUP REQUEST
NBAP_CELL_SETUP_RSP CELL SETUP RESPONSE
NBAP_CELL_SETUP_FAIL CELL SETUP FAILURE
NBAP_CELL_DEL_REQ CELL DELETION REQUEST
NBAP_CELL_DEL_RSP CELL DELETION RESPONSE
NBAP_COMM_TRANSP_C
H_SETUP_REQ
COMMON TRANSPORT CHANNEL
SETUP REQUEST
NBAP_COMM_TRANSP_C
H_SETUP_RSP
SETUP RESPONSE
NBAP_COMM_TRANSP_C
H_SETUP_FAIL
SETUP FAILURE
NBAP_SYS_INFO_UPDATE
_REQ
SYSTEM INFORMATION UPDATE
REQUEST
_RSP
RESPONSE
_FAIL
FAILURE
NBAP_PSCH_RECFG_REQ
PHYSICAL SHARED CHANNEL
RECONFIGURATION REQUEST
NBAP_PSCH_RECFG_RSP
RECONFIGURATION RESPONSE
NBAP_PSCH_RECFG_FAIL
RECONFIGURATION FAILURE
NBAP_COMM_MEAS_INI_
REQ
COMMON MEASUREMENT
INITIATION REQUEST
NBAP_COMM_MEAS_INI_
RSP
COMMON MEASUREMENT
INITIATION RESPONSE
NBAP_COMM_MEAS_INI_
FAIL
COMMON MEASUREMENT
INITIATION FAILURE
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Interface
and Protocol
to Be Traced
NBAP_COMM_MEAS_RPR
T
COMMON MEASUREMENT REPORT
Q.AAL2
No message name needs to be
specified.

Procedure
Step 1 Create an Iub tracing task by referring to Creating an RNC Tracing Task.
Figure 1-2 shows an example of Iub signaling tracing result.
Figure 1-2 Example of Iub signaling tracing result
In practice, the messages transmitted during cell setup depend on the configured data. In this
example, an HSDPA cell is set up. During the cell setup, the common transport channel setup
procedure is performed to set up a Secondary Common Control Physical Channel (S-CCPCH),
a Physical Random Access Channel (PRACH), a Paging Indicator Channel (PICH), and an
Acquisition Indicator Channel (AICH). The S-CCPCH carries two Forward Access Channels
(FACHs) and a Paging Channel (PCH). The PRACH carries a Random Access Channel (RACH).
Step 2 Create a Q.AAL2 tracing task by referring to Creating an RNC Tracing Task.
Figure 1-3 shows an example of Q.AAL2 protocol tracing result.
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Figure 1-3 Example of Q.AAL2 protocol tracing result
----End
1.5 Elementary Procedures of Cell Setup
This describes the elementary procedures of cell setup in terms of triggering conditions and
signaling procedures in normal and abnormal conditions.
1.5.1 Resource Status Indication Procedure
The NodeB performs the resource status indication procedure to report its physical resources to
the Control RNC (CRNC).
1.5.2 Resource Audit Procedure
The CRNC performs the resource audit procedure to audit the configuration and status of the
logical resources in the NodeB. The audit may let the CRNC know the logical resources of the
NodeB and re-synchronize its resources with those of the NodeB.
1.5.3 Cell Setup Procedure
The cell setup procedure is performed to set up a cell in the NodeB.
1.5.4 Common Transport Channel Setup Procedure
The common transport channel setup procedure is performed to establish the necessary resources
in the NodeB, regarding the following channels: S-CCPCH, PICH, PRACH, AICH, FACH,
PCH, and RACH.
1.5.5 Iub User Plane Setup Procedure
The Iub user plane setup procedure is performed to set up bearers for data transmission on the
Iub interface.
1.5.6 System Information Update Procedure
The system information update procedure is performed for the NodeB to schedule and update
the system information segments, which are broadcast on the Broadcast Control Channel
(BCCH), according to the parameters in the SYSTEM INFORMATION UPDATE REQUEST
message.
1.5.7 Physical Shared Channel Reconfiguration Procedure
The physical shared channel reconfiguration procedure is performed for the NodeB to
reconfigure the physical channels according to the PHYSICAL SHARED CHANNEL
RECONFIGURATION REQUEST message sent from the CRNC.
1.5.8 Common Measurement Initiation Procedure
The common measurement initiation procedure is performed for the CRNC to request the
initiation of measurements on common resources in a NodeB. The NodeB then initiates the
requested measurements according to the parameters given in the COMMON
MEASUREMENT INITIATION REQUEST message sent from the CRNC.
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1.5.1 Resource Status Indication Procedure
The NodeB performs the resource status indication procedure to report its physical resources to
the Control RNC (CRNC).
Triggering Conditions
The NodeB triggers the procedure in one of the following conditions:
l A local cell is added to the NodeB.
l A local cell is deleted from the NodeB.
l The capabilities of a local cell change at the NodeB.
l A cell changes its capability or resource operational state or both capability and resource
operational state at the NodeB.
l Common physical channels or common transport channels or both common physical
channels and common transport channels change their capabilities at the NodeB.
l A Communication Control Port (CCP) changes its resource operational state at the NodeB.
l A local cell group changes its resource capability at the NodeB.
Procedure
Figure 1-4 shows the resource status indication procedure.
Figure 1-4 Resource status indication procedure
The NodeB sends a RESOURCE STATUS INDICATION message to the CRNC through the
NodeB Control Port (NCP). This message contains the triggering condition and the associated
logical resource information.
1.5.2 Resource Audit Procedure
The CRNC performs the resource audit procedure to audit the configuration and status of the
logical resources in the NodeB. The audit may let the CRNC know the logical resources of the
NodeB and re-synchronize its resources with those of the NodeB.
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The CRNC receives a RESOURCE STATUS INDICATION message from the NodeB.
Procedure
Figure 1-5 shows the resource audit procedure.
Figure 1-5 Resource audit procedure
The procedure shown in Figure 1-5 is described as follows:
1. The CRNC sends an AUDIT REQUEST message to the NodeB through the NCP to initiate
the resource audit procedure.
2. The NodeB sends a response message to the CRNC through the NCP.
l If the audit is successful, the NodeB sends an AUDIT RESPONSE message.
The AUDIT RESPONSE message contains information about common physical
channels of the logical cell, CCP, local cell, and local cell group. The information about
local cell and local cell group is the abstraction of the physical resources of the NodeB.
In this way, the CRNC can allocate the logical resources of the cell according to the
abstract data.
l If the audit fails, the NodeB sends an AUDIT FAILURE message.
NOTE
A complete audit of a NodeB can be performed by one or more audit procedures. Each procedure carries
an audit sequence number.
1.5.3 Cell Setup Procedure
The cell setup procedure is performed to set up a cell in the NodeB.
After receiving the AUDIT RESPONSE message from the NodeB, the CRNC checks whether
the conditions of cell setup are fulfilled and, if fulfilled, sends a CELL SETUP REQUEST
message to the NodeB.
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Whether the conditions of cell setup are fulfilled depends on the following local cell information
reported by the NodeB:
l Downlink power range
l Minimum spreading factor
l HSDPA cell capability of the NodeB
l High Speed Downlink Shared Channel (HS-DSCH) resource information, which is used
to set up an HSDPA cell
l Common transport channel and physical channel information
l CCP and NCP information
Procedure
Figure 1-6 shows the cell setup procedure.
Figure 1-6 Cell setup procedure
1. The CRNC sends a CELL SETUP REQUEST message to the NodeB through the NCP.
The NodeB then sets up a new cell according to the parameters given in the message.
l If the cell is set up, the NodeB sends a CELL SETUP RESPONSE message.
l If the cell fails to be set up, the NodeB sends a CELL SETUP FAILURE message.
1.5.4 Common Transport Channel Setup Procedure
The common transport channel setup procedure is performed to establish the necessary resources
in the NodeB, regarding the following channels: S-CCPCH, PICH, PRACH, AICH, FACH,
PCH, and RACH.
The NodeB sends a CELL SETUP RESPONSE message to the CRNC.
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Procedure
Figure 1-7 shows the common transport channel setup procedure.
Figure 1-7 Common transport channel setup procedure
1. The CRNC sends a COMMON TRANSPORT CHANNEL SETUP REQUEST message
to the NodeB through the NCP.
One message can be used to configure only one of the following combinations:
l One S-CCPCH and the related FACHs, PCH and PICH
l One PRACH and the related RACH and AICH
l If the common transport channels are set up, the NodeB sends a COMMON
TRANSPORT CHANNEL SETUP RESPONSE message.
l If the common transport channels fail to be set up, the NodeB sends a COMMON
TRANSPORT CHANNEL SETUP FAILURE message. At the same time, the cell
deletion procedure is triggered.
1.5.5 Iub User Plane Setup Procedure
Iub interface.
The Iub user plane setup procedure can be triggered in one of the following conditions:
l The common transport channels are set up.
l The dedicated transport channels are set up.
Procedure
Figure 1-8 shows the Iub user plane setup procedure.
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Figure 1-8 Iub user plane setup procedure
1. The CRNC uses the ALCAP protocol to send a QAAL2 ESTABLISH REQUEST message
to the NodeB.
2. The NodeB uses the ALCAP protocol to send a response message to the CRNC.
l If the Iub data transport bearers are set up, the NodeB sends a QAAL2 ESTABLISH
CONFIRM message.
l If an Iub data transport bearer fails to be set up, the NodeB sends a QAAL2 ESTABLISH
RELEASE CONFIRM message.
1.5.6 System Information Update Procedure
The system information update procedure is performed for the NodeB to schedule and update
the system information segments, which are broadcast on the Broadcast Control Channel
(BCCH), according to the parameters in the SYSTEM INFORMATION UPDATE REQUEST
message.
The system information update procedure can be triggered in one of the following conditions:
l Physical shared channels are reconfigured.
l Cells are reconfigured.
l All common transport channels are set up.
Procedure
Figure 1-9 shows the system information update procedure.
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Figure 1-9 System information update procedure
1. The CRNC sends a SYSTEM INFORMATION UPDATE REQUEST message to the
NodeB through the NCP.
The message includes the system information that is broadcast in segments on the BCCH
and the scheduling information of each segment.
2. The NodeB schedules and updates the system information segments on the BCCH
according to the parameters in the message.
l If the system information is updated, the NodeB sends a SYSTEM INFORMATION
UPDATE RESPONSE message.
l If the system information fails to be updated, the NodeB sends a SYSTEM
INFORMATION UPDATE FAILURE message. At the same time, the cell deletion
procedure is triggered.
1.5.7 Physical Shared Channel Reconfiguration Procedure
The physical shared channel reconfiguration procedure is performed for the NodeB to
reconfigure the physical channels according to the PHYSICAL SHARED CHANNEL
RECONFIGURATION REQUEST message sent from the CRNC.
The system information is updated and the cell to be set up is an HSDPA cell.
Procedure
Figure 1-10 shows the physical shared channel reconfiguration procedure.
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Figure 1-10 Physical shared channel reconfiguration procedure
1. The CRNC sends a PHYSICAL SHARED CHANNEL RECONFIGURATION
REQUEST message to the NodeB through the NCP to initiate the reconfiguration of the
resources on the HS-DSCH and Enhanced UL DCH (E-DCH).
l If the physical shared channels are reconfigured, the NodeB sends a PHYSICAL
SHARED CHANNEL RECONFIGURATION RESPONSE message.
l If the physical shared channels fail to be reconfigured, the NodeB sends a PHYSICAL
SHARED CHANNEL RECONFIGURATION FAILURE message.
1.5.8 Common Measurement Initiation Procedure
The common measurement initiation procedure is performed for the CRNC to request the
initiation of measurements on common resources in a NodeB. The NodeB then initiates the
requested measurements according to the parameters given in the COMMON
MEASUREMENT INITIATION REQUEST message sent from the CRNC.
The cell is set up and activated.
Procedure
Figure 1-11 shows the common measurement initiation procedure.
Figure 1-11 Common measurement initiation procedure
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1. The CRNC sends a COMMON MEASUREMENT INITIATION REQUEST message to
the NodeB through the NCP to initiate the common measurement initiation procedure. The
message includes the measurement object type (such as cell and RACH), common
measurement type (such as transmit carrier power and received total wide band power),
and report characteristics (such as On-Demand report, periodic report, and event report).
2. The NodeB initiates the requested measurement according to the parameters given in the
message.
l If the measurement requested by the CRNC is initiated, the NodeB sends a COMMON
MEASUREMENT INITIATION RESPONSE message.
l If the measurement requested by the CRNC fails to be initiated, the NodeB sends a
COMMON MEASUREMENT INITIATION FAILURE message.
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About This Chapter
The cell reconfiguration procedure is performed to reconfigure a cell in the NodeB. This topic
describes the cell reconfiguration procedure in terms of protocols, triggering conditions,
signaling procedure, and signaling tracing on the RNC LMT.
2.1 Protocols Related to Cell Reconfiguration
The cell reconfiguration procedure complies with a 3GPP TS25 protocol.
2.2 Triggering Conditions of Cell Reconfiguration
Cell reconfiguration is triggered when the parameters of the cell in the NodeB are modified on
the RNC LMT.
2.3 Signaling Procedure of Cell Reconfiguration
This describes the signaling procedure of cell reconfiguration.
2.4 Using the RNC LMT to Trace the Cell Reconfiguration Procedure
cell reconfiguration.
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2.1 Protocols Related to Cell Reconfiguration
The cell reconfiguration procedure complies with a 3GPP TS25 protocol.
The compliance protocol is the 3GPP TS25.433 "UTRAN Iub interface Node B Application
Part (NBAP) signaling".
2.2 Triggering Conditions of Cell Reconfiguration
Cell reconfiguration is triggered when the parameters of the cell in the NodeB are modified on
the RNC LMT.
To modify parameters of the cell in the NodeB, run the MOD CELL command online on the
RNC LMT.
2.3 Signaling Procedure of Cell Reconfiguration
This describes the signaling procedure of cell reconfiguration.
Figure 2-1 shows the cell reconfiguration procedure.
Figure 2-1 Cell reconfiguration procedure
1. The CRNC sends a CELL RECONFIGURATION REQUEST message to the NodeB
through the NCP. The NodeB then reconfigures the cell according to the parameters given
in the message.
l If the cell is reconfigured, the NodeB sends a CELL RECONFIGURATION
RESPONSE message.
l If the cell fails to be reconfigured, the NodeB sends a CELL RECONFIGURATION
FAILURE message.
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2.4 Using the RNC LMT to Trace the Cell Reconfiguration
Procedure
cell reconfiguration.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Iub
NBAP_CELL_RECFG_REQ
CELL RECONFIGURATION
REQUEST
NBAP_CELL_RECFG_RSP
CELL RECONFIGURATION
RESPONSE
NBAP_CELL_RECFG_FAIL CELL RECONFIGURATION FAILURE

Procedure
Create an Iub tracing task by referring to Creating an RNC Tracing Task.
----End
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Signalling Analysis Guide 2 Cell Reconfiguration Procedure
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About This Chapter
The cell deletion procedure is performed to delete a cell from the NodeB. This topic describes
the cell deletion procedure in terms of protocols, triggering conditions, signaling procedure, and
signaling tracing on the RNC LMT.
3.1 Protocols Related to Cell Deletion
The cell deletion procedure complies with a 3GPP TS25 protocol.
3.2 Triggering Conditions of Cell Deletion
Cell deletion can be triggered in different conditions, for example, when the common transport
channels fail to be set up.
3.3 Signaling Procedure of Cell Deletion
This describes the signaling procedure of cell deletion.
3.4 Using the RNC LMT to Trace the Cell Deletion Procedure
cell deletion.
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Signalling Analysis Guide 3 Cell Deletion Procedure
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3.1 Protocols Related to Cell Deletion
The cell deletion procedure complies with a 3GPP TS25 protocol.
The compliance protocol is the 3GPP TS25.433 "UTRAN Iub interface Node B Application
Part (NBAP) signalling".
3.2 Triggering Conditions of Cell Deletion
Cell deletion can be triggered in different conditions, for example, when the common transport
channels fail to be set up.
The cell deletion procedure can be triggered in one of the following conditions:
l The common transport channels fail to be set up.
l The system information fails to be updated.
l The common transport channels are deleted.
l The cell is deactivated on the RNC LMT.
l The cell is deleted on the RNC LMT.
3.3 Signaling Procedure of Cell Deletion
This describes the signaling procedure of cell deletion.
Figure 3-1 shows the cell deletion procedure.
Figure 3-1 Cell deletion procedure
1. The CRNC sends a CELL DELETION REQUEST message to the NodeB through the NCP.
2. The NodeB performs the following operations:
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l Deletes the cell and any remaining common and dedicated channels within the cell. The
states of the deleted cell and common channels are set to "Not existing".
l Initiates release of the user plane transport bearers for the removed common and
dedicated channels.
l Deletes all radio links and all NodeB communication contexts within the cell.
3. When the cell is deleted, the NodeB sends a CELL DELETION RESPONSE message to
the CRNC through the NCP.
If the CELL DELETION REQUEST message includes a C-ID IE value that does not exist
in the NodeB, the NodeB sends through the NCP to the CRNC the CELL DELETION
RESPONSE message, in which the value of Criticality Diagnostics is "Not
existing".
3.4 Using the RNC LMT to Trace the Cell Deletion
Procedure
cell deletion.
Prerequisite
Context
Interface and Protocol
to Be Traced
Message Name on the
LMT
Message Name in Protocols
Iub
NBAP_CELL_DEL_REQ CELL DELETION REQUEST
NBAP_CELL_DEL_RSP CELL DELETION RESPONSE

Procedure
Create an Iub tracing task by referring to Creating an RNC Tracing Task.
----End
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Signalling Analysis Guide 3 Cell Deletion Procedure
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About This Chapter
Location area update is initiated by the UE to inform the CS service domain of the core network
that the UE has entered a new location area. Routing area update is initiated by the UE to inform
the PS service domain of the core network that the UE has entered a new routing area. This
chapter describes the location update in terms of protocols, triggering conditions, signaling
procedure of successful location update, signaling tracing on the RNC LMT, and elementary
procedures. This chapter also describes the elementary procedures in terms of functions,
triggering conditions, procedure, and signaling in abnormal conditions.
4.1 Protocols Related to Location Update
The location update procedure complies with some 3GPP TS25 protocols and an ITU-T protocol.
4.2 Triggering Conditions of Location Update
Location update is triggered after the UE is powered on.
4.3 Signaling Procedure of a Successful Location Update
This describes the signaling procedure of a successful location update. For the messages related
to location update failures, refer to the elementary procedures.
4.4 Using the RNC LMT to Trace the Location Update Procedure
a location update.
4.5 Elementary Procedures of Location Update
This describes the elementary procedures of location update in terms of triggering conditions
and signaling procedures in normal and abnormal conditions.
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Signalling Analysis Guide 4 Location Update Procedure
4-1
4.1 Protocols Related to Location Update
The location update procedure complies with some 3GPP TS25 protocols and an ITU-T protocol.
l 3GPP TS25.331 "Radio Resource Control (RRC)"
l 3GPP TS25.413 "UTRAN Iu interface RANAP signalling"
l 3GPP TS25.433 "UTRAN Iub interface Node B Application Part (NBAP) signalling"
4.2 Triggering Conditions of Location Update
Location update is triggered after the UE is powered on.
After being powered on, the UE searches for a cell and then receives broadcast messages. Then,
the UE triggers the location update procedure.
4.3 Signaling Procedure of a Successful Location Update
This describes the signaling procedure of a successful location update. For the messages related
to location update failures, refer to the elementary procedures.
Figure 4-1 shows the signaling procedure of a successful location update.
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Figure 4-1 Signaling procedure of a successful location update
l The RRC connection can be set up on a DCH or a CCH. This procedure takes the RRC
connection set up on the DCH as an example.
l If IP transport is applied to the Iub interface, no ALCAP procedure is performed on the Iub
interface after radio links are set up or deleted.
4.4 Using the RNC LMT to Trace the Location Update
Procedure
a location update.
Prerequisite
Context
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4-3
Interface
and Protocol
to Be Traced
Uu
RRC_RRC_CONNECT_REQ RRC CONNECTION REQUEST
RRC_RRC_CONN_SETUP RRC CONNECTION SETUP
RRC_RRC_CONN_REJ RRC CONNECTION REJECT
RRC_RRC_CONNECT_SET
UP_CMP
RRC CONNECTION SETUP
COMPLETE
RRC_INIT_DIRECT_TRANS
F
INITIAL DIRECT TRANSFER
RRC_DL_DIRECT_TRANSF DOWNLINK DIRECT TRANSFER
RRC_UL_DIR_TRANSF UPLINK DIRECT TRANSFER
RRC_RRC_CONN_REL RRC CONNECTION RELEASE
RRC_RRC_CONN_REL_CM
P
RRC CONNECTION RELEASE
COMPLETE
Iub
NBAP_RL_SETUP_REQ RADIO LINK SETUP REQUEST
NBAP_RL_SETUP_RSP RADIO LINK SETUP RESPONSE
NBAP_RL_SETUP_FAIL RADIO LINK SETUP FAILURE
NBAP_RL_RESTORE_IND RADIO LINK RESTORE INDICATION
NBAP_RL_DEL_REQ RADIO LINK DELETION REQUEST
NBAP_RL_DEL_RSP RADIO LINK DELETION RESPONSE
Iu
RANAP_INITIAL_UE_MES
SAGE
INITIAL UE MESSAGE
RANAP_COMMON_ID COMMON ID
RANAP_DIRECT_TRANSFE
R
DIRECT TRANSFER
RANAP_IU_RELEASE_CO
MMAND
IU RELEASE COMMAND
RANAP_IU_RELEASE_CO
MPLETE
IU RELEASE COMPLETE

Procedure
Step 1 Create a Uu tracing task by referring to Creating an RNC Tracing Task.
Figure 4-2 shows an example of Uu signaling tracing result.
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Figure 4-2 Example of Uu signaling tracing result
Step 3 Create an Iu tracing task by referring to Creating an RNC Tracing Task.
Figure 4-4 shows an example of Iu signaling tracing result.
Figure 4-4 Example of Iu signaling tracing result
----End
4.5 Elementary Procedures of Location Update
This describes the elementary procedures of location update in terms of triggering conditions
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4-5
4.5.1 RRC Connection Setup Procedure
The RRC connection setup procedure is performed for the UE to set up a signaling connection
to the SRNC. RRC connection setup is always initiated by the UE. One UE has a maximum of
one RRC connection at a time.
4.5.2 Location Update Procedure
The location update procedure is performed to update the location of a UE.
4.5.3 Iu Release Procedure
The Iu release procedure is performed for the CN to release an Iu connection and all the UTRAN
resources related only to that Iu connection.
4.5.4 RRC Connection Release Procedure
The RRC connection release procedure is performed to release the signaling connection and all
radio bearers between the UE and the UTRAN.
The UE in idle mode initiates the RRC connection setup procedure when the NAS of the UE
requests the establishment of a signaling connection.
Procedure
When the SRNC receives an RRC CONNECTION REQUEST message from the UE, the Radio
Resource Management (RRM) module of the RNC determines whether to accept or reject the
RRC connection request, based on a specific algorithm. If accepting the request, the RRM
module further determines whether to set up the RRC connection on a Dedicated Channel (DCH)
or on a Common Channel (CCH), based on a specific RRM algorithm. Typically, an RRC
connection is set up on the DCH.
Figure 4-5 shows the procedure for setting up an RRC connection on a DCH.
Figure 4-5 RRC connection setup procedure on a DCH
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1. The UE sends an RRC CONNECTION REQUEST message to the SRNC through the
uplink CCCH, requesting the establishment of an RRC connection.
2. Based on the cause in the RRC connection request and the system resource status, the SRNC
determines to set up the RRC connection on a DCH and allocates the Radio Network
Temporary Identity (RNTI), radio resources, and L1 and L2 resources. Then the SRNC
sends a RADIO LINK SETUP REQUEST message to the NodeB, requesting the NodeB
to allocate the specific radio link resources required for an RRC connection.
3. The NodeB responds with a RADIO LINK SETUP RESPONSE message to the SRNC
after successfully preparing the resources.
4. The SRNC uses the ALCAP protocol to set up the Iub user plane transport bearer and
performs the synchronization between the SRNC and the NodeB. This procedure is
optional. It is required for the ATM-based Iub interface only.
5. The SRNC sends an RRC CONNECTION SETUP message to the UE through the downlink
CCCH. The message contains the information about the DCH allocated by the SRNC.
6. The UE sends an RRC CONNECTION SETUP COMPLETE message to the SRNC
through the uplink Dedicated Control Channel (DCCH) that is just set up. The message
indicates that the RRC connection setup procedure ends.
Figure 4-6 shows the procedure for setting up an RRC connection on a CCH.
Figure 4-6 RRC connection setup procedure on a CCH
determines to set up the RRC connection on a CCH. The SRNC maps the logical channel
of the UE onto a specific CCH in the cell. The SRNC then sends an RRC CONNECTION
SETUP message to the UE through the downlink CCCH. The message contains the
information about the CCH.
through the uplink CCCH. The message indicates that the RRC connection setup procedure
ends.
Figure 4-7 shows the RRC connection rejected procedure.
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4-7
Figure 4-7 RRC connection rejected procedure
2. The SRNC determines to reject the RRC connection request, based on a specific algorithm.
Then, the SRNC sends an RRC CONNECTION REJECT message to the UE. The message
indicates the reason for rejecting the RRC connection request.
4.5.2 Location Update Procedure
The location update procedure is performed to update the location of a UE.
An RRC connection is set up between the UE and the Serving RNC (SRNC).
Procedure
Figure 4-8 shows the location update procedure.
Figure 4-8 Location update procedure
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1. The UE sends an INITIAL DIRECT TRANSFER message to the SRNC through the RRC
connection. The message contains the Non Access Stratum (NAS) information to be sent
to the CN by the UE.
2. The SRNC sends an INITIAL UE MESSAGE to the CS service domain of the CN through
the Iu interface. The message indicates LOCATION UPDATE REQUEST and contains
the UE information, such as the Temporary Mobile Subscriber Identity (TMSI),
International Mobile Subscriber Identity (IMSI), and Location Area Identity (LAI).
The SRNC sends an INITIAL UE MESSAGE to the PS service domain of the CN through
the Iu interface for routing area update. The message indicates ATTACH REQUEST and
contains the Routing Area Identity (RAI)
3. The CN updates the location area information of the UE and saves the new LAI. The CN
might also perform authentication and ciphering. Then, the CN sends a DIRECT
TRANSFER message to the SRNC. The message indicates LOCATION UPDATE
ACCEPT and contains the TMSI that is assigned to the UE.
For routing area update, the CN updates the routing area information of the UE and saves
the new RAI. The CN might also perform authentication and ciphering. Then, the CN sends
a DIRECT TRANSFER message to the SRNC. The message indicates ATTACH ACCEPT
and contains the TMSI that is assigned to the UE
4. The SRNC transparently sends the contents of the DIRECT TRANSFER message to the
UE through a DOWNLINK DIRECT TRANSFER message.
5. The UE receives the LOCATION UPDATE ACCEPT information and sends an UPLINK
DIRECT TRANSFER message to the SRNC. The message contains the information such
as the NAS information and the CN ID.
For routing area update, it is the ATTACH ACCEPT information that the UE receives.
6. The SRNC transparently sends the contents of the UPLINK DIRECT TRANSFER message
to the CN through a DIRECT TRANSFER message. The DIRECT TRANSFER message
indicates TMSI REALLOCATION COMPLETE.
For routing area update, it is ATTACH COMPLETE that the DIRECT TRANSFER
message indicates.
4.5.3 Iu Release Procedure
The Iu release procedure can be triggered in one of the following conditions:
l The transaction between the UE and the CN is complete.
l The UTRAN requests the CN to release the resources on the Iu interface by, for example,
sending an IU RELEASE REQUEST message.
l The Serving Radio Network Subsystem (SRNS) is relocated.
l The SRNS relocation is canceled after a relocation resource allocation procedure is
complete.
Procedure
Figure 4-9 shows the Iu release procedure.
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4-9
Figure 4-9 Iu release procedure
1. The CN sends an IU RELEASE COMMAND message to the SRNC to initiate the Iu release
procedure. The message indicates the cause for the release of the signaling connection.
NOTE
After sending the IU RELEASE COMMAND message, the CN will not send further RANAP
connection-oriented messages on this particular connection.
2. The SRNC releases the related UTRAN resources and then sends an IU RELEASE
COMPLETE message to the CN.
After an RAB is released, the SRNC judges whether the RRC connection carries any other RAB
of the UE. If judging that the RRC connection does not carry any other RAB of the UE, the
SRNC initiates an RRC connection release procedure.
Procedure
Based on the resource occupied by the RRC connection, there are two types of RRC connection
release procedure: release of an RRC connection from a DCH and release of an RRC connection
from a CCH.
NOTE
If an RRC connection needs to be released after a successful outgoing call, the RRC connection on the
DCH is released. If a radio bearer fails to be set up, the RRC connection on the CCH is released.
I. Releasing an RRC Connection from a DCH
Figure 4-10 shows the procedure for releasing an RRC connection from a DCH.
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Figure 4-10 RRC connection release procedure (from a DCH)
1. The SRNC sends an RRC CONNECTION RELEASE message to the UE through the
DCCH.
NOTE
The SRNC may send the RRC CONNECTION RELEASE message several times to increase the
probability of proper reception of the message by the UE. The RRC SNs of these messages are the
same. The number of retransmissions and the transmission intervals are determined by the SRNC. If
the SRNC does not receive an RRC CONNECTION RELEASE COMPLETE message from the UE
after sending the RRC CONNECTION RELEASE message for four times, the SRNC judges that the
UE has released the RRC connection.
2. The UE sends an RRC CONNECTION RELEASE COMPLETE message to the SRNC.
3. The SRNC sends a RADIO LINK DELETION REQUEST message to the NodeB,
requesting the NodeB to delete the radio link resources in the NodeB.
4. After releasing the resources, the NodeB sends a RADIO LINK DELETION RESPONSE
message to the SRNC.
5. (Optional; required for the ATM-based Iub interface only) The SRNC uses the ALCAP
protocol to initiate an Iub user plane transport bearer release procedure. Then, the RRC
connection release procedure ends.
II. Releasing an RRC Connection from a CCH
Figure 4-11 shows the procedure for releasing an RRC connection from a CCH.
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4-11
Figure 4-11 RRC connection release procedure (from a CCH)
CCCH.
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About This Chapter
The outgoing call procedure is performed for a UE to call another terminal, such as a Public
Switched Telephony Network (PSTN) terminal. This topic describes outgoing call setup and
release in terms of protocols, triggering conditions, signaling procedure of a successful outgoing
call, and signaling tracing on the RNC LMT. This topic also describes the elementary procedures
in terms of functions, triggering conditions, and signaling in normal and abnormal conditions.
5.1 Protocols Related to an Outgoing Call
The outgoing call procedure complies with some 3GPP TS25 protocols and an ITU-T protocol.
5.2 Triggering Conditions of an Outgoing Call
An outgoing call is made by a UE when the UE calls another terminal.
5.3 Signaling Procedure of a Successful Outgoing Call
This describes the signaling procedure of a successful outgoing call. For the messages related
to outgoing call failures, refer to the elementary procedures.
5.4 Using the RNC LMT to Trace the Outgoing Call Procedure
an outgoing call.
5.5 Elementary Procedures of an Outgoing Call
This describes the elementary procedures of an outgoing call in terms of triggering conditions
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Signalling Analysis Guide 5 Outgoing Call Procedure
5-1
5.1 Protocols Related to an Outgoing Call
The outgoing call procedure complies with some 3GPP TS25 protocols and an ITU-T protocol.
5.2 Triggering Conditions of an Outgoing Call
An outgoing call is made by a UE when the UE calls another terminal.
Therefore, the triggering condition is that a UE calls a mobile phone or fixed-line phone when
the UE camps on a cell.
5.3 Signaling Procedure of a Successful Outgoing Call
This describes the signaling procedure of a successful outgoing call. For the messages related
to outgoing call failures, refer to the elementary procedures.
Figure 5-1 shows the signaling procedure of a successful outgoing call.
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Figure 5-1 Signaling procedure of a successful outgoing call
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5-3
interface after radio links are set up, reconfigured, or deleted.
l If IP transport is applied to the Iu-CS interface, no ALCAP procedure is performed on the
Iu-CS interface after an RAB is set up or a call is released.
5.4 Using the RNC LMT to Trace the Outgoing Call
Procedure
an outgoing call.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_RRC_CONNECT_SET
UP_CMP
COMPLETE
F
RRC_SECURITY_MODE_C
MD
SECURITY MODE COMMAND
RRC_SECURITY_MODE_C
MP
SECURITY MODE COMPLETE
RRC_SECURITY_MODE_F
AIL
SECURITY MODE FAILURE
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Interface
and Protocol
to Be Traced
RRC_RB_SETUP RADIO BEARER SETUP
RRC_RB_SETUP_CMP RADIO BEARER SETUP COMPLETE
RRC_RB_SETUP_FAIL RADIO BEARER SETUP FAILURE
RRC_RRC_CONN_REL_CM
P
COMPLETE
Iub
NBAP_RL_RECFG_PREP
RADIO LINK RECONFIGURATION
PREPARE
NBAP_RL_RECFG_REDAY
READY
NBAP_RL_RECFG_FAIL
FAILURE
NBAP_RL_RECFG_COMMI
T
COMMIT
NBAP_RL_RECFG_CANCE
L
CANCEL
Iu
SAGE
INITIAL UE MESSAGE
R
DIRECT TRANSFER
RANAP_SECURITY_MODE
_COMMAND
RANAP_SECURITY_MODE
_COMPLETE
RANAP_SECURITY_MODE
_REJ
SECURITY MODE REJECT
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5-5
Interface
and Protocol
to Be Traced
RANAP_RAB_ASSIGNMEN
T_REQ
RAB ASSIGNMENT REQUEST
RANAP_RAB_ASSIGNMEN
T_RESP
RAB ASSIGNMENT RESPONSE
RANAP_IU_RELEASE_CO
MMAND
IU RELEASE COMMAND
RANAP_IU_RELEASE_CO
MPLETE
IU RELEASE COMPLETE

Procedure
As shown in Figure 5-2, multiple RRC_UL_DIR_TRANSF messages and
RRC_DL_DIRECT_TRANSF messages are traced. That is because the UE and the RNC
exchange signaling several times during the outgoing call procedure. The
RRC_UL_DIR_TRANSF messages have different contents, and so do the
RRC_DL_DIRECT_TRANSF messages.
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As shown in Figure 5-4, multiple RANAP_DIRECT_TRANSFER messages are traced. That
is because the RNC and the CN exchange signaling several times during the outgoing call
procedure. The RANAP_DIRECT_TRANSFER messages have different contents.
----End
5.5 Elementary Procedures of an Outgoing Call
This describes the elementary procedures of an outgoing call in terms of triggering conditions
5.5.2 Signaling Connection Setup Procedure (Outgoing Call)
The signaling connection setup procedure is performed to exchange the NAS information
between the UE and the CN. The NAS information is related to authentication, service request,
connection setup, and so on.
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5.5.3 Authentication and Security Mode Control Procedure
The authentication and security mode control procedure is performed for the UE and the network
to implement bi-directional authentication and to negotiate and configure the integrity protection
algorithm and ciphering algorithm. This procedure ensures integrity and correctness of signaling.
5.5.4 Call Setup Procedure (Outgoing Call)
The call setup procedure is performed to set up a call.
5.5.5 RAB Setup Procedure
The RAB setup procedure is performed to set up a user plane bearer.
5.5.6 Call Release Procedure (Outgoing Call)
The call release procedure is performed to release services and resources after a call ends.
Procedure
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ends.
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5-9
5.5.2 Signaling Connection Setup Procedure (Outgoing Call)
The UE sends a direct transfer message to initiate the signaling connection setup procedure.
Procedure
Figure 5-8 shows the signaling connection setup procedure.
Figure 5-8 Signaling connection setup procedure
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connection. The message contains the initial NAS information to be sent to the CN by the
UE.
2. The SRNC receives the INITIAL DIRECT TRANSFER message from the UE and sends
an INITIAL UE MESSAGE to the CN over the Iu interface. The INITIAL UE MESSAGE
contains the NAS information to be sent to the CN by the UE. The content of the NAS
information is CM SERVICE REQUEST.
3. The CN sends a response message to the SRNC.
l If accepting the request, the CN sends a CONNECTION CONFIRM (CC) message to
the SRNC. The message indicates that the SCCP connection is set up. After receiving
the message, the SRNC confirms that the signaling connection is set up.
l If rejecting the request, the CN sends a CONNECTION REJECT (CJ) message to the
SRNC. The message indicates that the SCCP connection fails to be set up. After
receiving the message, the SRNC confirms that the signaling connection fails to be set
up and then initiates the RRC release procedure.
The UE and the CN exchange signaling. The network initiates the authentication and security
mode control procedure.
Procedure
Figure 5-9 shows the authentication and security mode control procedure.
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5-11
Figure 5-9 Authentication and security mode control procedure
1. The CN sends a DIRECT TRANSFER message to the SRNC. The message indicates
AUTHENTICATION REQUEST.
3. The UE sends an UPLINK DIRECT TRANSFER message to the SRNC.
to the CN through a DIRECT TRANSFER message, indicating AUTHENTICATION
RESPONSE. If the UMTS Subscriber Identity Module (USIM) judges that the
authentication is successful, the UE returns a message with an XRES IE.
5. The CN sends a SECURITY MODE COMMAND message to the SRNC to initiate the
security mode control procedure. The message contains the information about the supported
ciphering and integrity protection algorithms.
6. The SRNC sends a SECURITY MODE COMMAND message to the UE to inform the UE
of the integrity protection and ciphering algorithms that the UTRAN selects.
7. The UE sends a response message to the SRNC.
l If the integrity protection and ciphering algorithms are configured successfully, the UE
sends a SECURITY MODE COMMAND COMPLETE message to the SRNC. The
SRNC then sends a SECURITY MODE COMMAND COMPLETE message to the CN.
The message contains the information about the integrity protection and ciphering
algorithms that the UE uses.
l If the UE does not support the integrity protection and ciphering algorithms, the UE
sends a SECURITY MODE COMMAND FAILURE message to the SRNC. The
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message contains the error information and the reason for the failure. The SRNC then
sends a SECURITY MODE COMMAND REJECT message to the CN.
5.5.4 Call Setup Procedure (Outgoing Call)
The UE initiates a call.
Procedure
Figure 5-10 shows the call setup procedure.
Figure 5-10 Call setup procedure (outgoing call)
1. The UE sends an UPLINK DIRECT TRANSFER message to the SRNC. The message
contains the number of the called party and the information about the bearer capability of
the call.
to the CN through a DIRECT TRANSFER message.
3. The CN sends a DIRECT TRANSFER message to the SRNC. The message indicates CALL
PROCEEDING and contains the information about the negotiated bearer capability of the
call.
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5-13
5. A Radio Access Bearer (RAB) is set up. For details, refer to 5.5.5 RAB Setup
Procedure.
6. When the called terminal rings, the CN sends a DIRECT TRANSFER message to the
SRNC. The message indicates ALERTING.
CONNECT, which means that the called party has answered the call.
to the CN through a DIRECT TRANSFER message, indicating CONNECT
ACKNOWLEDGE.
The call is set up. The calling and called parties begin the conversation.
A call is set up.
Procedure
I. Setting Up an RAB Successfully
Figure 5-11 shows the successful RAB setup procedure.
Figure 5-11 Successful RAB setup procedure
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1. The CN sends an RAB ASSIGNMENT REQUEST message to the SRNC to initiate the
RAB setup procedure.
2. (Optional; applicable to the ATM-based Iu-CS interface only) The SRNC maps the Quality
of Service (QoS) parameters for the RAB to the AAL2 link characteristic parameters and
radio resource characteristic parameters. Based on the AAL2 link characteristic parameters,
the ALCAP on the Iu interface initiates an Iu user plane transport bearer setup procedure.
3. The SRNC sends a RADIO LINK RECONFIGURATION PREPARE message to the
NodeB, requesting the NodeB to prepare for adding one or more DCHs to the existing radio
links for carrying the RAB.
4. The NodeB allocates the associated resources and then sends a RADIO LINK
RECONFIGURATION READY message to the SRNC.
5. (Optional; required for the ATM-based Iub interface only) The Iub ALCAP at the SRNC
initiates an Iub user plane transport bearer setup procedure. The NodeB and the SRNC
perform synchronization by exchanging uplink and downlink synchronization frames in
the DCH frame protocol.
6. The SRNC sends a RADIO BEARER SETUP message to the UE.
7. The SRNC sends a RADIO LINK RECONFIGURATION COMMIT message to the
NodeB.
8. After performing the radio bearer setup, the UE sends a RADIO BEARER SETUP
COMPLETE message to the SRNC.
9. The SRNC sends an RAB ASSIGNMENT RESPONSE message to the CN. The RAB is
set up.
II. Failing to Set Up an RAB
Figure 5-12 shows the unsuccessful RAB setup procedure.
Figure 5-12 Unsuccessful RAB setup procedure
2. The SRNC sends an RAB ASSIGNMENT RESPONSE message to the CN. The message
indicates the ID of the RAB that fails to be set up and the reason for the failure.
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5.5.6 Call Release Procedure (Outgoing Call)
A call ends and the calling party hangs up.
Procedure
Figure 5-13 shows the call release procedure.
Figure 5-13 Call release procedure (outgoing call)
to the CN through a DIRECT TRANSFER message, indicating DISCONNECT. This
content informs the CN that the UE has hanged up.
RELEASE to request release of the call.
to the CN through a DIRECT TRANSFER message, indicating RELEASE COMPLETE.
7. The CN sends an IU RELEASE COMMAND message to the SRNC to request call release
on the Iu interface. The message indicates the reason for the Iu release.
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8. (Optional; applicable to the ATM-based Iu-CS interface only) The ALCAP protocol on the
Iu interface initiates an Iu data transport bearer release procedure.
9. The SRNC sends an IU RELEASE COMPLETE message to the CN.
Procedure
from a CCH.
NOTE
DCCH.
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5-17
NOTE
CCCH.
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About This Chapter
In the incoming call procedure, the network calls a UE and the UE responds to the paging. This
topic describes incoming call setup and release in terms of protocols, triggering conditions,
signaling procedure of a successful incoming call, and signaling tracing on the RNC LMT. This
topic also describes the elementary procedures in terms of functions, triggering conditions, and
signaling in normal and abnormal conditions.
6.1 Protocols Related to an Incoming Call
The incoming call procedure complies with some 3GPP TS25 protocols.
6.2 Triggering Conditions of an Incoming Call
An incoming call is received by a UE when a mobile phone or fixed-line phone calls the UE.
6.3 Signaling Procedure of a Successful Incoming Call
This describes the signaling procedure of a successful incoming call. For the messages related
to incoming call failures, refer to the elementary procedures.
6.4 Using the RNC LMT to Trace the Incoming Call Procedure
an incoming call.
6.5 Elementary Procedures of an Incoming Call
This describes the elementary procedures of an incoming call in terms of triggering conditions
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Signalling Analysis Guide 6 Incoming Call Procedure
6-1
6.1 Protocols Related to an Incoming Call
The incoming call procedure complies with some 3GPP TS25 protocols.
6.2 Triggering Conditions of an Incoming Call
An incoming call is received by a UE when a mobile phone or fixed-line phone calls the UE.
Therefore, the triggering condition is that a network pages a UE that camps on a cell.
6.3 Signaling Procedure of a Successful Incoming Call
This describes the signaling procedure of a successful incoming call. For the messages related
to incoming call failures, refer to the elementary procedures.
Figure 6-1 shows the signaling procedure of a successful incoming call.
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Figure 6-1 Signaling procedure of a successful incoming call
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6-3
interface after radio links are set up, reconfigured, or deleted.
l If IP transport is applied to the Iu-CS interface, no ALCAP procedure is performed on the
Iu-CS interface after an RAB is set up or a call is released.
6.4 Using the RNC LMT to Trace the Incoming Call
Procedure
an incoming call.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_PAGING_TYPE1 PAGING TYPE 1
RRC_PAGING_TYPE2 PAGING TYPE 2
RRC_RRC_CONNECT_SET
UP_CMP
COMPLETE
F
RRC_SECURITY_MODE_C
MD
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Interface
and Protocol
to Be Traced
RRC_SECURITY_MODE_C
MP
RRC_SECURITY_MODE_F
AIL
RRC_RB_SETUP RADIO BEARER SETUP
RRC_RB_SETUP_CMP RADIO BEARER SETUP COMPLETE
RRC_RB_SETUP_FAIL RADIO BEARER SETUP FAILURE
RRC_RRC_CONN_REL_CM
P
COMPLETE
Iub
NBAP_RL_RECFG_PREP
PREPARE
NBAP_RL_RECFG_REDAY
READY
NBAP_RL_RECFG_FAIL
FAILURE
NBAP_RL_RECFG_COMMI
T
COMMIT
NBAP_RL_RECFG_CANCE
L
CANCEL
Iu
RANAP_PAGING PAGING
SAGE
INITIAL UE MESSAGE
R
DIRECT TRANSFER
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6-5
Interface
and Protocol
to Be Traced
RANAP_SECURITY_MODE
_COMMAND
RANAP_SECURITY_MODE
_COMPLETE
RANAP_SECURITY_MODE
_REJ
SECURITY MODE REJECT
RANAP_RAB_ASSIGNMEN
T_REQ
RAB ASSIGNMENT REQUEST
RANAP_RAB_ASSIGNMEN
T_RESP
RAB ASSIGNMENT RESPONSE
RANAP_IU_RELEASE_CO
MMAND
IU RELEASE COMMAND
RANAP_IU_RELEASE_CO
MPLETE
IU RELEASE COMPLETE

Procedure
As shown in Figure 6-2, multiple RRC_UL_DIR_TRANSF messages and
RRC_DL_DIRECT_TRANSF messages are traced. That is because the UE and the RNC
exchange signaling several times during the incoming call procedure. The
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RRC_UL_DIR_TRANSF messages have different contents, and so do the
RRC_DL_DIRECT_TRANSF messages.
As shown in Figure 6-4, multiple RANAP_DIRECT_TRANSFER messages are traced. That
is because the RNC and the CN exchange signaling several times during the incoming call
procedure. The RANAP_DIRECT_TRANSFER messages have different contents.
----End
6.5 Elementary Procedures of an Incoming Call
This describes the elementary procedures of an incoming call in terms of triggering conditions
6.5.1 Paging Procedure
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The paging procedure is performed when the CN calls a UE.
6.5.3 Signaling Connection Setup Procedure (Incoming Call)
6.5.5 Call Setup Procedure (Incoming Call)
6.5.7 Call Release Procedure (Incoming Call)
6.5.1 Paging Procedure
The paging procedure is performed when the CN calls a UE.
A terminal calls the UE.
Procedure
I. Paging a UE that Is in Idle Mode or in PCH State
Figure 6-5 shows the procedure for paging a UE that is in idle mode or in PCH state.
Figure 6-5 Paging procedure (for a UE that is in idle mode or in PCH state)
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1. The CN sends a PAGING message to the SRNC.
2. The SRNC initiates the paging procedure by sending a PAGING TYPE 1 message to the
UE through the Paging Control Channel (PCCH) on an appropriate occasion.
NOTE
The paging occasion is related to the International Mobile Subscriber Identity (IMSI) of the UE. The
UTRAN may page the same UE on several occasions to increase the probability of proper reception
of the paging message by the UE.
3. The UE in idle mode or in PCH state monitors the paging and receives the paging message
from the network layer.
The paging procedure ends.
II. Paging a UE that Is in CELL_DCH or CELL_FACH State
Figure 6-6 shows the procedure for paging a UE that is in CELL_DCH or CELL_FACH state.
Figure 6-6 Paging procedure (for a UE that is in CELL_DCH or CELL_FACH state)
1. The CN sends a PAGING message to the SRNC.
2. The SRNC initiates the paging procedure by sending a PAGING TYPE 2 message to the
UE through the DCCH.
3. The UE receives the PAGNG TPYE 2 message, reads it, and then reports to the NAS the
information such as the paging cause and the paging record type identifier.
The paging procedure ends.
Procedure
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ends.
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6.5.3 Signaling Connection Setup Procedure (Incoming Call)
The UE sends a direct transfer message to initiate the signaling connection setup procedure.
Procedure
Figure 6-10 shows the signaling connection setup procedure.
Figure 6-10 Signaling connection setup procedure
connection. The message contains the initial NAS information to be sent to the CN by the
UE.
2. The SRNC receives the INITIAL DIRECT TRANSFER message from the UE and sends
an INITIAL UE MESSAGE to the CN through the Iu interface. The INITIAL UE
MESSAGE contains the NAS information to be sent to the CN by the UE. The content of
the NAS information is PAGING RESPONSE.
l If accepting the request, the CN sends a CONNECTION CONFIRM (CC) message to
the SRNC. The message indicates that the SCCP connection is set up. After receiving
the message, the SRNC confirms that the signaling connection is set up.
l If rejecting the request, the CN sends a CONNECTION REJECT (CJ) message to the
SRNC. The message indicates that the SCCP connection fails to be set up. After
receiving the message, the SRNC confirms that the signaling connection fails to be set
up and then initiates the RRC release procedure.
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The UE and the CN exchange signaling. The network initiates the authentication and security
mode control procedure.
Procedure
Figure 6-11 shows the authentication and security mode control procedure.
Figure 6-11 Authentication and security mode control procedure
AUTHENTICATION REQUEST.
to the CN through a DIRECT TRANSFER message, indicating AUTHENTICATION
RESPONSE. If the UMTS Subscriber Identity Module (USIM) judges that the
authentication is successful, the UE returns a message with an XRES IE.
5. The CN sends a SECURITY MODE COMMAND message to the SRNC to initiate the
security mode control procedure. The message contains the information about the supported
ciphering and integrity protection algorithms.
6. The SRNC sends a SECURITY MODE COMMAND message to the UE to inform the UE
of the integrity protection and ciphering algorithms that the UTRAN selects.
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l If the integrity protection and ciphering algorithms are configured successfully, the UE
sends a SECURITY MODE COMMAND COMPLETE message to the SRNC. The
SRNC then sends a SECURITY MODE COMMAND COMPLETE message to the CN.
The message contains the information about the integrity protection and ciphering
algorithms that the UE uses.
l If the UE does not support the integrity protection and ciphering algorithms, the UE
sends a SECURITY MODE COMMAND FAILURE message to the SRNC. The
message contains the error information and the reason for the failure. The SRNC then
sends a SECURITY MODE COMMAND REJECT message to the CN.
6.5.5 Call Setup Procedure (Incoming Call)
A UE receives a call from the CN.
Procedure
Figure 6-12 shows the call setup procedure.
Figure 6-12 Call setup procedure (incoming call)
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SETUP and contains the number of the calling party and the bearer capability of the call.
indicates CALL CONFIRM and contains the information about the negotiated bearer
capability of the call.
5. An RAB is set up. For details, refer to 6.5.6 RAB Setup Procedure.
to the CN through a DIRECT TRANSFER message, indicating ALERTING to request the
called terminal to ring.
to the CN through a DIRECT TRANSFER message, indicating CONNECT. This means
that the called party has answered the call.
CONNECT ACKNOWLEDGE.
A call is set up.
Procedure
I. Setting Up an RAB Successfully
Figure 6-13 shows the successful RAB setup procedure.
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Figure 6-13 Successful RAB setup procedure
2. (Optional; applicable to the ATM-based Iu-CS interface only) The SRNC maps the Quality
of Service (QoS) parameters for the RAB to the AAL2 link characteristic parameters and
radio resource characteristic parameters. Based on the AAL2 link characteristic parameters,
the ALCAP on the Iu interface initiates an Iu user plane transport bearer setup procedure.
3. The SRNC sends a RADIO LINK RECONFIGURATION PREPARE message to the
NodeB, requesting the NodeB to prepare for adding one or more DCHs to the existing radio
links for carrying the RAB.
4. The NodeB allocates the associated resources and then sends a RADIO LINK
RECONFIGURATION READY message to the SRNC.
5. (Optional; required for the ATM-based Iub interface only) The Iub ALCAP at the SRNC
initiates an Iub user plane transport bearer setup procedure. The NodeB and the SRNC
perform synchronization by exchanging uplink and downlink synchronization frames in
the DCH frame protocol.
6. The SRNC sends a RADIO BEARER SETUP message to the UE.
7. The SRNC sends a RADIO LINK RECONFIGURATION COMMIT message to the
NodeB.
8. After performing the radio bearer setup, the UE sends a RADIO BEARER SETUP
COMPLETE message to the SRNC.
9. The SRNC sends an RAB ASSIGNMENT RESPONSE message to the CN. The RAB is
set up.
II. Failing to Set Up an RAB
Figure 6-14 shows the unsuccessful RAB setup procedure.
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Figure 6-14 Unsuccessful RAB setup procedure
2. The SRNC sends an RAB ASSIGNMENT RESPONSE message to the CN. The message
indicates the ID of the RAB that fails to be set up and the reason for the failure.
6.5.7 Call Release Procedure (Incoming Call)
A call ends and the calling party hangs up.
Procedure
Figure 6-15 shows the call release procedure.
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Figure 6-15 Call release procedure (incoming call)
DISCONNECT to inform the UE that the calling party has hanged up.
indicates RELEASE which requests release of the call.
RELEASE COMPLETE.
7. The CN sends an IU RELEASE COMMAND message to the SRNC to request call release
on the Iu interface. The message indicates the reason for the Iu release.
8. (Optional; applicable to the ATM-based Iu-CS interface only) The ALCAP protocol on the
Iu interface initiates an Iu data transport bearer release procedure.
9. The SRNC sends an IU RELEASE COMPLETE message to the CN.
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Procedure
from a CCH.
NOTE
DCCH.
NOTE
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CCCH.
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About This Chapter
The intra-frequency handover procedure is performed to hand over a UE from the WCDMA cell
that it camps on to an intra-frequency WCDMA cell. This topic describes intra-frequency
intra-frequency handover, and signaling tracing on the RNC LMT. This topic also describes the
7.1 Types of Intra-Frequency Handover
Based on the connections between the UE and the network during the handover, intra-frequency
handovers are categorized into two types: intra-frequency soft handover and intra-frequency
hard handover.
7.2 Intra-Frequency Soft Handover Within a NodeB
The procedure of intra-frequency soft handover within a NodeB is performed to hand over a UE
from a cell to an intra-frequency cell that is controlled by the same NodeB.
7.3 Intra-Frequency Soft Handover Between NodeBs in an RNC
The procedure of intra-frequency soft handover between NodeBs in an RNC is performed to
hand over a UE from a cell to an intra-frequency cell that is controlled by another NodeB in the
same RNC.
7.4 Intra-Frequency Soft Handover Between RNCs
The procedure of intra-frequency soft handover between RNCs is performed to hand over a UE
from a cell to an intra-frequency cell that is controlled by another RNC.
7.5 Intra-Frequency Hard Handover Between NodeBs in an RNC
The procedure of intra-frequency hard handover between NodeBs in an RNC is performed to
same RNC.
7.6 Intra-Frequency Hard Handover Between RNCs
The procedure of intra-frequency hard handover between RNCs is performed to hand over a UE
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Signalling Analysis Guide 7 Intra-Frequency Handover Procedure
7-1
7.1 Types of Intra-Frequency Handover
Based on the connections between the UE and the network during the handover, intra-frequency
handovers are categorized into two types: intra-frequency soft handover and intra-frequency
hard handover.
Table 7-1 lists the types of intra-frequency handover.
Table 7-1 Types of intra-frequency handover
Type Subtype Description
Intra-
frequency soft
handover
Intra-frequency soft handover
within a NodeB, that is, softer
handover
During an intra-frequency soft handover,
the UE sets up a connection to the target
cell before disconnecting from the source
cell.
During an intra-frequency hard handover,
the UE disconnects from the source cell
before setting up a connection towards the
target cell.
Intra-frequency soft handover is common,
and intra-frequency hard handover is
applied only in special scenarios, for
example, a handover between two RNCs
where no Iur interface exists.
between NodeBs in an RNC
between RNCs
Intra-
frequency
hard handover
Intra-frequency hard handover
between NodeBs in an RNC
Intra-frequency hard handover
between RNCs

7.2 Intra-Frequency Soft Handover Within a NodeB
The procedure of intra-frequency soft handover within a NodeB is performed to hand over a UE
from a cell to an intra-frequency cell that is controlled by the same NodeB.
7.2.1 Protocols Related to Intra-Frequency Soft Handover Within a NodeB
The procedure of intra-frequency soft handover within a NodeB complies with some 3GPP TS25
protocols.
7.2.2 Triggering Conditions of Intra-Frequency Soft Handover Within a NodeB
Intra-frequency soft handover within a NodeB is the intra-frequency soft handover where the
source and target cells are controlled by the same NodeB.
7.2.3 Signaling Procedure of a Successful Intra-Frequency Soft Handover Within a NodeB
This describes the signaling procedure of a successful intra-frequency soft handover within a
NodeB. For the messages related to handover failures, refer to the elementary procedures.
7.2.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Soft Handover Within a
NodeB
an intra-frequency soft handover within a NodeB.
7.2.5 Elementary Procedures of Intra-Frequency Soft Handover Within a NodeB
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This describes the elementary procedures of intra-frequency soft handover within a NodeB in
terms of triggering conditions and signaling procedures in normal and abnormal conditions.
7.2.1 Protocols Related to Intra-Frequency Soft Handover Within a
NodeB
The procedure of intra-frequency soft handover within a NodeB complies with some 3GPP TS25
protocols.
7.2.2 Triggering Conditions of Intra-Frequency Soft Handover
Within a NodeB
Intra-frequency soft handover within a NodeB is the intra-frequency soft handover where the
source and target cells are controlled by the same NodeB.
The handover is triggered when the signal quality of the serving cell is degraded or the load of
the serving cell is heavy.
7.2.3 Signaling Procedure of a Successful Intra-Frequency Soft
Handover Within a NodeB
This describes the signaling procedure of a successful intra-frequency soft handover within a
NodeB. For the messages related to handover failures, refer to the elementary procedures.
Figure 7-1 shows the signaling procedure of a successful intra-frequency soft handover within
a NodeB.
Figure 7-1 Signaling procedure of a successful intra-frequency soft handover within a NodeB
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7.2.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency
Soft Handover Within a NodeB
an intra-frequency soft handover within a NodeB.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_ACTIVE_SET_UPDAT
E
ACTIVE SET UPDATE
E_CMP
ACTIVE SET UPDATE COMPLETE
E_FAIL
ACTIVE SET UPDATE FAILURE
Iub
NBAP_RL_ADD_REQ RADIO LINK ADDITION REQUEST
NBAP_RL_ADD_RSP RADIO LINK ADDITION RESPONSE
NBAP_RL_ADD_FAIL RADIO LINK ADDITION FAILURE

Procedure
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----End
7.2.5 Elementary Procedures of Intra-Frequency Soft Handover
Within a NodeB
This describes the elementary procedures of intra-frequency soft handover within a NodeB in
7.2.5.1 Radio Link Addition Procedure
The radio link addition procedure is performed to add one or more radio links towards a UE.
7.2.5.2 Active Set Update Procedure
The active set update procedure is performed to update the active set of radio links between the
UE and the UTRAN.
7.2.5.3 Radio Link Deletion Procedure
The radio link deletion procedure is performed to release resources in a NodeB for one or more
established radio links towards a UE.
Radio Link Addition Procedure
The CRNC sends a RADIO LINK ADDITION REQUEST message.
Procedure
Figure 7-4 shows the radio link addition procedure.
Figure 7-4 Radio link addition procedure
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7-5
1. The CRNC sends a RADIO LINK ADDITION REQUEST message to the NodeB. After
receiving the message, the NodeB reserves the necessary resources and configures the new
radio link or links according to the parameters given in the message.
2. The NodeB sends a response message to the CRNC.
l If all the requested radio links are added, the NodeB saves the value of the Configuration
Generation ID IE contained in the RADIO LINK ADDITION REQUEST message and
sends a RADIO LINK ADDITION RESPONSE message.
l If any radio link fails to be added, the NodeB sends a RADIO LINK ADDITION
FAILURE message. The message contains the failure cause in the Cause IE.
Active Set Update Procedure
UE and the UTRAN.
The active set update procedure can be triggered in either of the following conditions:
l Radio link addition
l Radio link deletion
Procedure
Figure 7-5 shows the active set update procedure.
Figure 7-5 Active set update procedure
1. The SRNC sends an ACTIVE SET UPDATE message to the UE. If a radio link needs to
be added, the message indicates radio link addition. If a radio link needs to be deleted, the
message indicates radio link deletion.
2. The UE adds or deletes the radio links according to the Radio Link Addition Information
or Radio Link Removal Information IE contained in the ACTIVE SET UPDATE message.
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l If adding or deleting the radio links successfully, the UE sends an ACTIVE SET
UPDATE COMPLETE message on the DCCH by using Acknowledged Mode (AM)
Radio Link Control (RLC).
l If the ACTIVE SET UPDATE message contains the configuration not supported by the
UE or if the active set does not contain the radio links specified by the Radio Link
Removal Information IE, the UE sends an ACTIVE SET UPDATE FAILURE message.
Radio Link Deletion Procedure
The CRNC sends a RADIO LINK DELETION REQUEST message.
Procedure
Figure 7-6 shows the radio link deletion procedure.
Figure 7-6 Radio link deletion procedure
1. The CRNC sends a RADIO LINK DELETION REQUEST message to the NodeB. After
receiving the message, the NodeB deletes the radio links specified by the message.
l If all the radio links are deleted, the NodeB sends a RADIO LINK DELETION
RESPONSE message.
l If any radio link fails to be deleted, the NodeB sends a RADIO LINK DELETION
RESPONSE message. The Criticality Diagnostics field in the message indicates the
failure cause.
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7.3 Intra-Frequency Soft Handover Between NodeBs in an
RNC
The procedure of intra-frequency soft handover between NodeBs in an RNC is performed to
same RNC.
7.3.1 Protocols Related to Intra-Frequency Soft Handover Between NodeBs in an RNC
The procedure of intra-frequency soft handover between NodeBs in an RNC complies with some
3GPP TS25 protocols and an ITU-T protocol.
7.3.2 Triggering Conditions of Intra-Frequency Soft Handover Between NodeBs in an RNC
Intra-frequency soft handover between NodeBs in an RNC is the intra-frequency soft handover
where the source and target cells are controlled by different NodeBs in an RNC.
7.3.3 Signaling Procedure of a Successful Intra-Frequency Soft Handover Between NodeBs in
an RNC
This describes the signaling procedure of a successful intra-frequency soft handover between
NodeBs in an RNC. For the messages related to handover failures, refer to the elementary
procedures.
7.3.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Soft Handover Between
NodeBs in an RNC
an intra-frequency soft handover between NodeBs in an RNC.
7.3.5 Elementary Procedures of Intra-Frequency Soft Handover Between NodeBs in an RNC
This describes the elementary procedures of intra-frequency soft handover between NodeBs in
an RNC in terms of triggering conditions and signaling procedures in normal and abnormal
conditions.
7.3.1 Protocols Related to Intra-Frequency Soft Handover Between
NodeBs in an RNC
The procedure of intra-frequency soft handover between NodeBs in an RNC complies with some
Between NodeBs in an RNC
Intra-frequency soft handover between NodeBs in an RNC is the intra-frequency soft handover
The handover is triggered when the SRNC finds that another cell has higher signal quality than
the serving cell or that the load of the serving cell is heavy.
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Handover Between NodeBs in an RNC
procedures.
Figure 7-7 shows the signaling procedure of a successful intra-frequency soft handover between
NodeBs in an RNC.
Figure 7-7 Signaling procedure of a successful intra-frequency soft handover between NodeBs
in an RNC
l During the handover, NodeB 1 is the source NodeB and NodeB 2 is the target NodeB.
Soft Handover Between NodeBs in an RNC
an intra-frequency soft handover between NodeBs in an RNC.
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7-9
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
E
ACTIVE SET UPDATE
E_CMP
E_FAIL
Iub
Q.AAL2
specified.

Procedure
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Figure 7-10 shows an example of Q.AAL2 signaling tracing result.
Figure 7-10 Example of Q.AAL2 signaling tracing result
----End
This describes the elementary procedures of intra-frequency soft handover between NodeBs in
conditions.
7.3.5.1 Radio Link Setup Procedure (Intra-RNC Handover or GSM to WCDMA CS Handover)
The radio link setup procedure (intra-RNC handover or GSM to WCDMA CS handover) is
performed to set up a radio link in an SRNC-controlled NodeB for a UE.
7.3.5.2 Iub User Plane Setup Procedure
Iub interface.
7.3.5.3 Radio Link Restoration Procedure (Intra-RNC Handover or GSM to WCDMA CS
Handover)
The radio link restoration procedure (intra-RNC handover or GSM to WCDMA CS handover)
is performed for a NodeB to notify the CRNC that the uplink synchronization of one or more
radio links is achieved or re-achieved.
UE and the UTRAN.
7.3.5.6 Iub User Plane Release Procedure
The Iub user plane release procedure is performed to release data transport bearers from the Iub
interface.
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7-11
Radio Link Setup Procedure (Intra-RNC Handover or GSM to WCDMA CS
Handover)
The CRNC sends a RADIO LINK SETUP REQUEST message.
Procedure
Figure 7-11 shows the radio link setup procedure (intra-RNC handover or GSM to WCDMA
CS handover).
Figure 7-11 Radio link setup procedure (intra-RNC handover or GSM to WCDMA CS
handover)
1. The CRNC sends a RADIO LINK SETUP REQUEST message to the NodeB. After
radio link according to the parameters given in the message.
l If the radio link is set up, the NodeB saves the value of the Configuration Generation
ID IE contained in the RADIO LINK SETUP REQUEST message and sends a RADIO
LINK SETUP RESPONSE message.
l If the radio link fails to be set up, the NodeB sends a RADIO LINK SETUP FAILURE
message. The message contains the failure cause.
Iub User Plane Setup Procedure
Iub interface.
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Procedure
to the NodeB.
CONFIRM message.
Radio Link Restoration Procedure (Intra-RNC Handover or GSM to WCDMA CS
Handover)
The NodeB detects UL signals from the UE. That is, the NodeB finishes UL synchronization
with the UE.
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7-13
Procedure
Figure 7-13 shows the radio link restoration procedure (intra-RNC handover or GSM to
WCDMA CS handover).
Figure 7-13 Radio link restoration procedure (intra-RNC handover or GSM to WCDMA CS
handover)
After performing UL synchronization with the UE, the NodeB sends a RADIO LINK RESTORE
INDICATION message to the CRNC.
UE and the UTRAN.
Procedure
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Procedure
RESPONSE message.
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7-15
failure cause.
Iub User Plane Release Procedure
interface.
The transport channels on the Iub user plane need to be removed.
Procedure
Figure 7-16 shows the Iub user plane release procedure.
Figure 7-16 Iub user plane release procedure
1. The CRNC uses the ALCAP protocol to send a QAAL2 RELEASE REQUEST message
to the NodeB.
l If the Iub data transport bearers are released, the NodeB sends a QAAL2 RELEASE
CONFIRM message to confirm the release.
l If an Iub data transport bearer fails to be released, the NodeB sends a QAAL2 RELEASE
CONFIRM message that indicates the failure cause.
7.4 Intra-Frequency Soft Handover Between RNCs
The procedure of intra-frequency soft handover between RNCs is performed to hand over a UE
7.4.1 Protocols Related to Intra-Frequency Soft Handover Between RNCs
The procedure of intra-frequency soft handover between RNCs complies with some 3GPP TS25
protocols and an ITU-T protocol.
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7.4.2 Triggering Conditions of Intra-Frequency Soft Handover Between RNCs
Intra-frequency soft handover between RNCs is the intra-frequency soft handover where the
source and target cells are controlled by different RNCs.
7.4.3 Signaling Procedure of a Successful Intra-Frequency Soft Handover Between RNCs
RNCs. For the messages related to handover failures, refer to the elementary procedures.
7.4.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Soft Handover Between
RNCs
an intra-frequency soft handover between RNCs.
7.4.5 Elementary Procedures of Intra-Frequency Soft Handover Between RNCs
This describes the elementary procedures of intra-frequency soft handover between RNCs in
7.4.1 Protocols Related to Intra-Frequency Soft Handover Between
RNCs
The procedure of intra-frequency soft handover between RNCs complies with some 3GPP TS25
l 3GPP TS25.423 "UTRAN Iur interface RNSAP signalling"
Between RNCs
Intra-frequency soft handover between RNCs is the intra-frequency soft handover where the
Handover Between RNCs
Figure 7-17 shows the signaling procedure of a successful intra-frequency soft handover
between RNCs.
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7-17
Figure 7-17 Signaling procedure of a successful intra-frequency soft handover between RNCs
l If IP transport is applied to the Iur interface, no ALCAP procedure is performed on the Iur
Soft Handover Between RNCs
an intra-frequency soft handover between RNCs.
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Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
E
ACTIVE SET UPDATE
E_CMP
E_FAIL
Iub
Iur
RNSAP_RL_SETUP_REQ RADIO LINK SETUP REQUEST
RNSAP_RL_SETUP_RSP RADIO LINK SETUP RESPONSE
RNSAP_RL_SETUP_FAIL RADIO LINK SETUP FAILURE
RNSAP_RL_RESTORE_IND RADIO LINK RESTORE INDICATION
Q.AAL2
specified.

Procedure
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7-19
Figure 7-19 shows an example of Iub signaling tracing on the source RNC.
Figure 7-19 Example of Iub signaling tracing result (source RNC)
Figure 7-20 shows an example of Iub signaling tracing on the target RNC.
Figure 7-20 Example of Iub signaling tracing result (target RNC)
Step 3 Create an Iur tracing task by referring to Creating an RNC Tracing Task.
Figure 7-21 shows an example of Iur signaling tracing result.
Figure 7-21 Example of Iur signaling tracing result
----End
Between RNCs
This describes the elementary procedures of intra-frequency soft handover between RNCs in
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7.4.5.1 Radio Link Setup Procedure (Inter-RNC Handover)
The radio link setup procedure for inter-RNC handover is performed to set up a radio link in a
DRNC-controlled NodeB for a UE.
Iub interface.
7.4.5.3 Radio Link Restoration Procedure (Inter-RNC Handover)
The radio link restoration procedure for inter-RNC handover is performed for a NodeB to notify
the SRNC that the uplink synchronization of one or more radio links is achieved or re-achieved.
7.4.5.4 Iur User Plane Setup Procedure
The Iur user plane setup procedure is performed to set up bearers for data transmission on the
Iur interface.
UE and the UTRAN.
interface.
7.4.5.8 Iur User Plane Release Procedure
The Iur user plane release procedure is performed to release data transport bearers from the Iur
interface.
Radio Link Setup Procedure (Inter-RNC Handover)
The SRNC sends a RADIO LINK SETUP REQUEST message.
Procedure
Figure 7-23 shows the radio link setup procedure for inter-RNC handover.
Figure 7-23 Radio link setup procedure (inter-RNC handover)
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1. The SRNC sends a RADIO LINK SETUP REQUEST message to the DRNC.
2. The DRNC sends a RADIO LINK SETUP REQUEST message to the target NodeB.
3. The NodeB reserves the necessary resources and configures the new radio link according
to the parameters given in the message.
4. The NodeB reports the radio link setup result to the DRNC.
message.
5. The DRNC reports the radio link setup result to the SRNC.
l If the radio link is set up, the DRNC sends a RADIO LINK SETUP RESPONSE
message.
l If the radio link fails to be set up, the DRNC sends a RADIO LINK SETUP FAILURE
message, indicating the failure cause.
Iub interface.
Procedure
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to the NodeB.
CONFIRM message.
Radio Link Restoration Procedure (Inter-RNC Handover)
with the UE.
Procedure
Figure 7-25 shows the radio link restoration procedure for inter-RNC handover.
Figure 7-25 Radio link restoration procedure (inter-RNC handover)
1. After performing UL synchronization with the UE, the NodeB sends a RADIO LINK
RESTORE INDICATION message to the DRNC.
2. The DRNC sends a RADIO LINK RESTORE INDICATION message to the SRNC.
Iur User Plane Setup Procedure
Iur interface.
The DCHs are set up.
Procedure
Figure 7-26 shows the Iur user plane setup procedure.
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7-23
Figure 7-26 Iur user plane setup procedure
1. The SRNC uses the ALCAP protocol to send a QAAL2 ESTABLISH REQUEST message
to the DRNC.
2. The DRNC uses the ALCAP protocol to send a response message to the SRNC.
l If the Iur data transport bearers are set up, the DRNC sends a QAAL2 ESTABLISH
CONFIRM message.
l If an Iur data transport bearer fails to be set up, the DRNC sends a QAAL2 ESTABLISH
UE and the UTRAN.
Procedure
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Procedure
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RESPONSE message.
failure cause.
interface.
Procedure
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to the NodeB.
Iur User Plane Release Procedure
interface.
The transport channels on the Iur user plane need to be removed.
Procedure
Figure 7-30 shows the Iur user plane release procedure.
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7-27
Figure 7-30 Iur user plane release procedure
1. The SRNC uses the ALCAP protocol to send a QAAL2 RELEASE REQUEST message
to the DRNC.
l If the Iur data transport bearers are released, the DRNC sends a QAAL2 RELEASE
l If an Iur data transport bearer fails to be released, the DRNC sends a QAAL2 RELEASE
7.5 Intra-Frequency Hard Handover Between NodeBs in an
RNC
The procedure of intra-frequency hard handover between NodeBs in an RNC is performed to
same RNC.
7.5.1 Protocols Related to Intra-Frequency Hard Handover Between NodeBs in an RNC
The procedure of intra-frequency hard handover between NodeBs in an RNC complies with
some 3GPP TS25 protocols and an ITU-T protocol.
7.5.2 Triggering Conditions of Intra-Frequency Hard Handover Between NodeBs in an RNC
Intra-frequency hard handover between NodeBs in an RNC is the intra-frequency hard handover
7.5.3 Signaling Procedure of a Successful Intra-Frequency Hard Handover Between NodeBs in
an RNC
This describes the signaling procedure of a successful intra-frequency hard handover between
procedures.
7.5.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Hard Handover Between
NodeBs in an RNC
an intra-frequency hard handover between NodeBs in an RNC.
7.5.5 Elementary Procedures of Intra-Frequency Hard Handover Between NodeBs in an RNC
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This describes the elementary procedures of intra-frequency hard handover between NodeBs in
conditions.
7.5.1 Protocols Related to Intra-Frequency Hard Handover Between
NodeBs in an RNC
The procedure of intra-frequency hard handover between NodeBs in an RNC complies with
some 3GPP TS25 protocols and an ITU-T protocol.
7.5.2 Triggering Conditions of Intra-Frequency Hard Handover
Intra-frequency hard handover between NodeBs in an RNC is the intra-frequency hard handover
7.5.3 Signaling Procedure of a Successful Intra-Frequency Hard
procedures.
Figure 7-31 shows the signaling procedure of a successful intra-frequency hard handover
between NodeBs in an RNC.
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7-29
Figure 7-31 Signaling procedure of a successful intra-frequency hard handover between NodeBs
in an RNC
Hard Handover Between NodeBs in an RNC
an intra-frequency hard handover between NodeBs in an RNC.
Prerequisite
Context
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Issue 02 (2008-07-30)
Interface
and Protocol
to Be Traced
Uu
RRC_PH_CH_RECFG
PHYSICAL CHANNEL
RECONFIGURATION
RRC_PH_CH_RECFG_CMP
PHYSICAL CHANNEL
RECONFIGURATION COMPLETE
RRC_PH_CH_RECFG_FAIL
PHYSICAL CHANNEL
Iub
Q.AAL2
specified.

Procedure
RAN
7-31
----End
7.5.5 Elementary Procedures of Intra-Frequency Hard Handover
This describes the elementary procedures of intra-frequency hard handover between NodeBs in
conditions.
Iub interface.
Handover)
7.5.5.4 Physical Channel Reconfiguration Procedure
The physical channel reconfiguration procedure is performed to set up, reconfigure, or release
a physical channel.
interface.
Handover)
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Procedure
CS handover).
handover)
Iub interface.
Procedure
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7-33
to the NodeB.
CONFIRM message.
Handover)
with the UE.
Procedure
WCDMA CS handover).
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Issue 02 (2008-07-30)
handover)
Physical Channel Reconfiguration Procedure
a physical channel.
The SRNC sends a PHYSICAL CHANNEL RECONFIGURATION message.
Procedure
Figure 7-38 shows the physical channel reconfiguration procedure.
Figure 7-38 Physical channel reconfiguration procedure
1. The SRNC sends a PHYSICAL CHANNEL RECONFIGURATION message to the UE to
request reconfiguration of a physical channel.
2. The UE saves the IEs of the UE, Radio Bearer (RB), transport channel, and physical
channel.
l If successfully reconfiguring the physical channels specified by the PHYSICAL
CHANNEL RECONFIGURATION message, the UE sends a PHYSICAL CHANNEL
RECONFIGURATION COMPLETE message on the uplink DCCH by using AM RLC.
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7-35
l If failing to reconfigure the physical channels specified by the PHYSICAL CHANNEL
RECONFIGURATION message, the UE restores the configuration to the old physical
channel configuration and sends a PHYSICAL CHANNEL RECONFIGURATION
FAILURE message on the DCCH by using AM RLC. The value of the Failure cause
IE contained in the PHYSICAL CHANNEL RECONFIGURATION FAILURE
message is "physical channel failure".
Procedure
RESPONSE message.
failure cause.
interface.
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Issue 02 (2008-07-30)
Procedure
to the NodeB.
7.6 Intra-Frequency Hard Handover Between RNCs
The procedure of intra-frequency hard handover between RNCs is performed to hand over a UE
7.6.1 Protocols Related to Intra-Frequency Hard Handover Between RNCs
The procedure of intra-frequency hard handover between RNCs complies with some 3GPP TS25
7.6.2 Triggering Conditions of Intra-Frequency Hard Handover Between RNCs
Intra-frequency hard handover between RNCs is the intra-frequency hard handover where the
7.6.3 Signaling Procedure of a Successful Intra-Frequency Hard Handover Between RNCs
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7-37
7.6.4 Using the RNC LMT to Trace the Procedure of Intra-Frequency Hard Handover Between
RNCs
an intra-frequency hard handover between RNCs.
7.6.5 Elementary Procedures of Intra-Frequency Hard Handover Between RNCs
This describes the elementary procedures of intra-frequency hard handover between RNCs in
7.6.1 Protocols Related to Intra-Frequency Hard Handover Between
RNCs
The procedure of intra-frequency hard handover between RNCs complies with some 3GPP TS25
7.6.2 Triggering Conditions of Intra-Frequency Hard Handover
Between RNCs
Intra-frequency hard handover between RNCs is the intra-frequency hard handover where the
7.6.3 Signaling Procedure of a Successful Intra-Frequency Hard
Figure 7-41 shows the signaling procedure of a successful intra-frequency hard handover
between RNCs.
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Issue 02 (2008-07-30)
Figure 7-41 Signaling procedure of a successful intra-frequency hard handover between RNCs
Hard Handover Between RNCs
an intra-frequency hard handover between RNCs.
Prerequisite
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7-39
Context
Interface
and Protocol
to Be Traced
Uu
RRC_PH_CH_RECFG
PHYSICAL CHANNEL
RECONFIGURATION
RRC_PH_CH_RECFG_CMP
PHYSICAL CHANNEL
PHYSICAL CHANNEL
Iub
Iur
Q.AAL2
specified.

Procedure
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Issue 02 (2008-07-30)
----End
7.6.5 Elementary Procedures of Intra-Frequency Hard Handover
Between RNCs
This describes the elementary procedures of intra-frequency hard handover between RNCs in
Iub interface.
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7-41
Iur interface.
a physical channel.
interface.
interface.
Procedure
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Issue 02 (2008-07-30)
message.
message.
Iub interface.
Procedure
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7-43
to the NodeB.
CONFIRM message.
with the UE.
Procedure
Iur interface.
Procedure
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to the DRNC.
CONFIRM message.
a physical channel.
Procedure
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7-45
channel.
Procedure
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RESPONSE message.
failure cause.
interface.
Procedure
to the NodeB.
interface.
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7-47
Procedure
to the DRNC.
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Issue 02 (2008-07-30)
About This Chapter
The inter-frequency handover procedure is performed to hand over a UE from the WCDMA cell
that it camps on to an inter-frequency WCDMA cell. This topic describes inter-frequency
inter-frequency handover, and signaling tracing on the RNC LMT. This topic also describes the
8.1 Types of Inter-Frequency Handover
Inter-frequency handovers are categorized into two types: handover within an RNC and
handover between RNCs.
8.2 Inter-Frequency Handover Between NodeBs in an RNC
The procedure of inter-frequency handover between NodeBs in an RNC is performed to hand
over a UE from a cell to an inter-frequency cell that is controlled by the same RNC.
8.3 Inter-Frequency Handover Between RNCs
The procedure of inter-frequency handover between RNCs is performed to hand over a UE from
a cell to an inter-frequency cell that is controlled by another RNC.
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Signalling Analysis Guide 8 Inter-Frequency Handover Procedure
8-1
8.1 Types of Inter-Frequency Handover
Inter-frequency handovers are categorized into two types: handover within an RNC and
handover between RNCs.
Table 8-1 lists the types of inter-frequency handover.
Table 8-1 Types of inter-frequency handover
Type Subtype Description
Inter-
frequency
handover
within an
RNC
Inter-frequency handover
within a NodeB
The procedures of the two subtypes are
similar. They are described in the
procedure of inter-frequency handover
between NodeBs in an RNC.
between NodeBs
Inter-
frequency
handover
between
RNCs
between RNCs without
relocation
When a UE performs an inter-frequency
handover between RNCs with UE-not-
involved relocation, an Iur interface must
be configured between the two RNCs.
When a UE performs an inter-frequency
handover between RNCs with UE-
involved relocation, no Iur interface exists
between the two RNCs.
between RNCs with UE-not-
involved relocation
between RNCs with UE-
involved relocation

8.2 Inter-Frequency Handover Between NodeBs in an RNC
The procedure of inter-frequency handover between NodeBs in an RNC is performed to hand
over a UE from a cell to an inter-frequency cell that is controlled by the same RNC.
8.2.1 Protocols Related to Inter-Frequency Handover Between NodeBs in an RNC
The procedure of inter-frequency handover between NodeBs in an RNC complies with some
8.2.2 Triggering Conditions of Inter-Frequency Handover Between NodeBs in an RNC
Inter-frequency handover between NodeBs in an RNC is the inter-frequency handover where
the source and target cells are controlled by different NodeBs in an RNC.
8.2.3 Signaling Procedure of a Successful Inter-Frequency Handover Between NodeBs in an
RNC
This describes the signaling procedure of a successful inter-frequency handover between
procedures.
8.2.4 Using the RNC LMT to Trace the Procedure of Inter-Frequency Handover Between
NodeBs in an RNC
an inter-frequency handover between NodeBs in an RNC.
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8.2.5 Elementary Procedures of Inter-Frequency Handover Between NodeBs in an RNC
This describes the elementary procedures of inter-frequency handover between NodeBs in an
RNC in terms of triggering conditions and signaling procedures in normal and abnormal
conditions.
8.2.1 Protocols Related to Inter-Frequency Handover Between
NodeBs in an RNC
The procedure of inter-frequency handover between NodeBs in an RNC complies with some
8.2.2 Triggering Conditions of Inter-Frequency Handover Between
NodeBs in an RNC
Inter-frequency handover between NodeBs in an RNC is the inter-frequency handover where
the source and target cells are controlled by different NodeBs in an RNC.
8.2.3 Signaling Procedure of a Successful Inter-Frequency
This describes the signaling procedure of a successful inter-frequency handover between
procedures.
Figure 8-1 shows the signaling procedure of a successful inter-frequency handover between
NodeBs in an RNC.
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8-3
Figure 8-1 Signaling procedure of a successful inter-frequency handover between NodeBs in
an RNC
l The radio link setup procedure shown in the figure applies when the source and target cells
of the handover are controlled by different NodeBs. If the source and target cells are
controlled by the same NodeB, the radio link setup procedure should be replaced by the
radio link addition procedure, and the radio link restoration procedure is excluded.
8.2.4 Using the RNC LMT to Trace the Procedure of Inter-Frequency
an inter-frequency handover between NodeBs in an RNC.
Prerequisite
Context
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Interface
and Protocol
to Be Traced
Uu
RRC_PH_CH_RECFG
PHYSICAL CHANNEL
RECONFIGURATION
RRC_PH_CH_RECFG_CMP
PHYSICAL CHANNEL
PHYSICAL CHANNEL
Iub
NBAP_RL_ADD_REQ RADIO LINK ADDITION REQUEST
NBAP_RL_ADD_RSP RADIO LINK ADDITION RESPONSE
NBAP_RL_ADD_FAIL RADIO LINK ADDITION FAILURE
Q.AAL2
specified.

Procedure
RAN
8-5
----End
8.2.5 Elementary Procedures of Inter-Frequency Handover Between
NodeBs in an RNC
This describes the elementary procedures of inter-frequency handover between NodeBs in an
RNC in terms of triggering conditions and signaling procedures in normal and abnormal
conditions.
8.2.5.1 Radio Link Addition Procedure
Iub interface.
Handover)
a physical channel.
interface.
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Issue 02 (2008-07-30)
Radio Link Addition Procedure
The CRNC sends a RADIO LINK ADDITION REQUEST message.
Procedure
Figure 8-5 shows the radio link addition procedure.
Figure 8-5 Radio link addition procedure
1. The CRNC sends a RADIO LINK ADDITION REQUEST message to the NodeB. After
radio link or links according to the parameters given in the message.
l If all the requested radio links are added, the NodeB saves the value of the Configuration
Generation ID IE contained in the RADIO LINK ADDITION REQUEST message and
sends a RADIO LINK ADDITION RESPONSE message.
l If any radio link fails to be added, the NodeB sends a RADIO LINK ADDITION
FAILURE message. The message contains the failure cause in the Cause IE.
Handover)
RAN
8-7
Procedure
Figure 8-6 shows the radio link setup procedure (intra-RNC handover or GSM to WCDMA CS
handover).
Figure 8-6 Radio link setup procedure (intra-RNC handover or GSM to WCDMA CS handover)
Iub interface.
Procedure
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Issue 02 (2008-07-30)
to the NodeB.
CONFIRM message.
Handover)
with the UE.
Procedure
Figure 8-8 shows the radio link restoration procedure (intra-RNC handover or GSM to WCDMA
CS handover).
RAN
8-9
handover)
a physical channel.
Procedure
channel.
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Procedure
RESPONSE message.
failure cause.
interface.
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8-11
Procedure
to the NodeB.
8.3 Inter-Frequency Handover Between RNCs
The procedure of inter-frequency handover between RNCs is performed to hand over a UE from
a cell to an inter-frequency cell that is controlled by another RNC.
8.3.1 Protocols Related to Inter-Frequency Handover Between RNCs
The procedure of inter-frequency handover between RNCs complies with some 3GPP TS25
8.3.2 Triggering Conditions of Inter-Frequency Handover Between RNCs
Inter-frequency handover between RNCs is the inter-frequency handover where the source and
target cells are controlled by different RNCs.
8.3.3 Signaling Procedure of a Successful Inter-Frequency Handover Between RNCs
This describes the signaling procedure of a successful inter-frequency handover between RNCs.
For the messages related to handover failures, refer to the elementary procedures.
8.3.4 Using the RNC LMT to Trace the Procedure of Inter-Frequency Handover Between RNCs
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Issue 02 (2008-07-30)
an inter-frequency handover between RNCs.
8.3.5 Elementary Procedures of Inter-Frequency Handover Between RNCs
This describes the elementary procedures of inter-frequency handover between RNCs in terms
of triggering conditions and signaling procedures in normal and abnormal conditions.
8.3.1 Protocols Related to Inter-Frequency Handover Between
RNCs
The procedure of inter-frequency handover between RNCs complies with some 3GPP TS25
l 3GPP TS25.423 "UTRAN Iur interface RNSANP signalling"
8.3.2 Triggering Conditions of Inter-Frequency Handover Between
RNCs
Inter-frequency handover between RNCs is the inter-frequency handover where the source and
target cells are controlled by different RNCs.
8.3.3 Signaling Procedure of a Successful Inter-Frequency
This describes the signaling procedure of a successful inter-frequency handover between RNCs.
For the messages related to handover failures, refer to the elementary procedures.
Figure 8-12 shows the signaling procedure of a successful inter-frequency handover between
RNCs.
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8-13
Figure 8-12 Signaling procedure of a successful inter-frequency handover between RNCs
8.3.4 Using the RNC LMT to Trace the Procedure of Inter-Frequency
an inter-frequency handover between RNCs.
Prerequisite
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Context
Interface
and Protocol
to Be Traced
Uu
RRC_PH_CH_RECFG
PHYSICAL CHANNEL
RECONFIGURATION
RRC_PH_CH_RECFG_CMP
PHYSICAL CHANNEL
PHYSICAL CHANNEL
Iub
Iur
Q.AAL2
specified.

Procedure
RAN
8-15
----End
8.3.5 Elementary Procedures of Inter-Frequency Handover Between
RNCs
This describes the elementary procedures of inter-frequency handover between RNCs in terms
of triggering conditions and signaling procedures in normal and abnormal conditions.
Iub interface.
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Issue 02 (2008-07-30)
Iur interface.
a physical channel.
interface.
interface.
Procedure
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8-17
message.
message.
Iub interface.
Procedure
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Issue 02 (2008-07-30)
to the NodeB.
CONFIRM message.
with the UE.
Procedure
Iur interface.
Procedure
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8-19
to the DRNC.
CONFIRM message.
a physical channel.
Procedure
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Issue 02 (2008-07-30)
channel.
Procedure
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8-21
RESPONSE message.
failure cause.
interface.
Procedure
to the NodeB.
interface.
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Procedure
to the DRNC.
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8-23
About This Chapter
The inter-RAT handover procedure is performed to hand over a UE from a WCDMA cell to a
GSM cell or the other way round. This topic describes inter-RAT handover in terms of types,
protocols, triggering conditions, signaling procedure of a successful inter-RAT handover, and
9.1 Types of Inter-RAT Handover
Based on the direction of handover, inter-RAT handovers are categorized into two types: inter-
RAT handover from WCDMA to GSM and inter-RAT handover from GSM to WCDMA.
9.2 Inter-RAT CS Handover from WCDMA to GSM
The procedure of inter-RAT CS handover from WCDMA to GSM is performed to hand over
the CS services of a UE from the WCDMA system to the GSM system.
9.3 Inter-RAT CS Handover from GSM to WCDMA
The procedure of inter-RAT CS handover from GSM to WCDMA is performed to hand over
the CS services of a UE from the GSM system to the WCDMA system.
9.4 Inter-RAT PS Handover from WCDMA to GSM
The procedure of inter-RAT PS handover from WCDMA to GSM is performed to hand over the
PS services of a UE from the WCDMA system to the GSM system.
9.5 Inter-RAT PS Handover from GSM to WCDMA
The procedure of inter-RAT PS handover from GSM to WCDMA is performed through cell
reselection to WCDMA that is initiated by the UE.
RAN
Signalling Analysis Guide 9 Inter-RAT Handover Procedure
9-1
9.1 Types of Inter-RAT Handover
Based on the direction of handover, inter-RAT handovers are categorized into two types: inter-
RAT handover from WCDMA to GSM and inter-RAT handover from GSM to WCDMA.
Based on domains, inter-RAT handovers from WCDMA to GSM and those from GSM to
WCDMA are further categorized into the following types:
l Inter-RAT CS handover from WCDMA to GSM
l Inter-RAT PS handover from WCDMA to GSM
l Inter-RAT CS handover from GSM to WCDMA
l Inter-RAT PS handover from GSM to WCDMA
9.2 Inter-RAT CS Handover from WCDMA to GSM
The procedure of inter-RAT CS handover from WCDMA to GSM is performed to hand over
the CS services of a UE from the WCDMA system to the GSM system.
9.2.1 Protocols Related to Inter-RAT CS Handover from WCDMA to GSM
The procedure of inter-RAT CS handover from WCDMA to GSM complies with some 3GPP
TS25 protocols.
9.2.2 Triggering Conditions of Inter-RAT CS Handover from WCDMA to GSM
The signal quality of the WCDMA cell that the UE camps on is dissatisfactory or the load of
9.2.3 Signaling Procedure of a Successful Inter-RAT CS Handover from WCDMA to GSM
This describes the signaling procedure of a successful inter-RAT CS handover from WCDMA
to GSM. For the messages related to handover failures, refer to the elementary procedures.
9.2.4 Using the RNC LMT to Trace the Procedure of Inter-RAT CS Handover from WCDMA
to GSM
an inter-RAT CS handover from WCDMA to GSM.
9.2.5 Elementary Procedures of Inter-RAT CS Handover from WCDMA to GSM
This describes the elementary procedures of inter-RAT CS handover from WCDMA to GSM
in terms of triggering conditions and signaling procedures in normal and abnormal conditions.
9.2.1 Protocols Related to Inter-RAT CS Handover from WCDMA
to GSM
The procedure of inter-RAT CS handover from WCDMA to GSM complies with some 3GPP
TS25 protocols.
RAN
Issue 02 (2008-07-30)
9.2.2 Triggering Conditions of Inter-RAT CS Handover from
WCDMA to GSM
In such a condition, if the signal quality of a neighboring GSM cell is satisfactory and its load
is relatively light, the UE will be handed over from the WCDMA cell to the GSM cell.
9.2.3 Signaling Procedure of a Successful Inter-RAT CS Handover
from WCDMA to GSM
This describes the signaling procedure of a successful inter-RAT CS handover from WCDMA
Figure 9-1 shows the signaling procedure of a successful inter-RAT CS handover from
WCDMA to GSM.
Figure 9-1 Signaling procedure of a successful inter-RAT CS handover from WCDMA to GSM
l This figure presents only a brief of the signaling between the MSC server and the MSC
(GSM) and that between the MSC (GSM) and the BSC (GSM).
l The SRNC sends a HANDOVER FROM UTRAN COMMAND message to the UE. The
message contains the RAB ID, the activation time, the GSM frequency, and the GSM
information in bit strings.
RAN
9-3
9.2.4 Using the RNC LMT to Trace the Procedure of Inter-RAT CS
Handover from WCDMA to GSM
an inter-RAT CS handover from WCDMA to GSM.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_HO_FROM_UTRAN_C
MD_GSM
HANDOVER FROM UTRAN
COMMAND
RRC_HO_FROM_UTRAN_F
AIL
HANDOVER FROM UTRAN FAILURE
Iub
Iu
RANAP_RELOCATION_RE
QUIRED
RELOCATION REQUIRED
RANAP_RELOCATION_CO
MMAND
RELOCATION COMMAND
RANAP_RELOCATION_PR
EPARATION_FAILURE
RELOCATION PREPARATION
FAILURE
RANAP_IU_RELEASE_CO
MMAND
IU RELEASE COMMAND
RANAP_IU_RELEASE_CO
MPLETE
IU RELEASE COMPLETE

Procedure
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Issue 02 (2008-07-30)
----End
9.2.5 Elementary Procedures of Inter-RAT CS Handover from
WCDMA to GSM
This describes the elementary procedures of inter-RAT CS handover from WCDMA to GSM
9.2.5.1 Relocation Preparation Procedure
The relocation preparation procedure is performed to prepare resources for relocation of the
SRNS.
9.2.5.2 Iu Release Procedure
Relocation Preparation Procedure
SRNS.
The relocation preparation procedure can be triggered in either of the following conditions:
l During an SRNS relocation, the SRNC sends a RELOCATION REQUIRED message.
RAN
9-5
l During an inter-RAT CS handover from WCDMA to GSM, the SRNC sends a
RELOCATION REQUIRED message.
Procedure
Figure 9-5 shows the relocation preparation procedure.
Figure 9-5 Relocation preparation procedure
1. The SRNC sends a RELOCATION REQUIRED message to the CN. The message contains
certain information such as relocation type, relocation cause, source PLMN, source LAC,
source SAC, target PLMN, and target LAC.
2. The CN interacts with the target RNC or the target network system, such as the GSM
system, to prepare relevant resources.
l If the target RNC or the target network system prepares the relevant resources
successfully, the CN sends a RELOCATION COMMAND message when the
preparation is complete. The message contains the L3 information IE, which carries the
information about the relevant resources allocated by the target RNC or the target
network system.
l If the resources partially or totally fail to be allocated, the CN sends a RELOCATION
PREPARATION FAILURE message.
Iu Release Procedure
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Issue 02 (2008-07-30)
complete.
Procedure
NOTE
Procedure
RAN
9-7
RESPONSE message.
failure cause.
9.3 Inter-RAT CS Handover from GSM to WCDMA
The procedure of inter-RAT CS handover from GSM to WCDMA is performed to hand over
the CS services of a UE from the GSM system to the WCDMA system.
9.3.1 Protocols Related to Inter-RAT CS Handover from GSM to WCDMA
The procedure of inter-RAT CS handover from GSM to WCDMA complies with some 3GPP
TS25 protocols.
9.3.2 Triggering Conditions of Inter-RAT CS Handover from GSM to WCDMA
The signal quality of the GSM cell that the UE camps on is dissatisfactory or the load of the
serving cell is heavy.
9.3.3 Signaling Procedure of a Successful Inter-RAT CS Handover from GSM to WCDMA
This describes the signaling procedure of a successful inter-RAT CS handover from GSM to
WCDMA. For the messages related to handover failures, refer to the elementary procedures.
9.3.4 Using the RNC LMT to Trace the Procedure of Inter-RAT CS Handover from GSM to
WCDMA
an inter-RAT CS handover from GSM to WCDMA.
9.3.5 Elementary Procedures of Inter-RAT CS Handover from GSM to WCDMA
This describes the elementary procedures of inter-RAT CS handover from GSM to WCDMA
RAN
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9.3.1 Protocols Related to Inter-RAT CS Handover from GSM to
WCDMA
The procedure of inter-RAT CS handover from GSM to WCDMA complies with some 3GPP
TS25 protocols.
9.3.2 Triggering Conditions of Inter-RAT CS Handover from GSM
to WCDMA
The signal quality of the GSM cell that the UE camps on is dissatisfactory or the load of the
serving cell is heavy.
In such a condition, if the signal quality of a neighboring WCDMA cell is satisfactory and its
load is relatively light, the UE will be handed over from the GSM cell to the WCDMA cell.
9.3.3 Signaling Procedure of a Successful Inter-RAT CS Handover
from GSM to WCDMA
This describes the signaling procedure of a successful inter-RAT CS handover from GSM to
WCDMA. For the messages related to handover failures, refer to the elementary procedures.
Figure 9-8 shows the signaling procedure of a successful inter-RAT CS handover from GSM
to WCDMA.
RAN
9-9
Figure 9-8 Signaling procedure of a successful inter-RAT CS handover from GSM to WCDMA
l This figure presents only a brief of the signaling between the MSC server and the MSC
(GSM) and that between the MSC (GSM) and the BSC (GSM).
l After receiving a RADIO LINK RESTORE INDICATION message, the RNC sends a
RELOCATION DETECT message to the MSC server to inform the MSC server that the
UE has been handed over from GSM to WCDMA.
l After the UE is handed over, it sends a HANDOVER TO UTRAN COMPLETE message
to the RNC. If the handover fails, the UE reports the failure to the GSM system.
l After receiving a HANDOVER TO UTRAN COMPLETE message, the RNC sends a
RELOCATION COMPLETE message to the MSC server. In addition, the RNC controls
the UE to perform the UTRAN mobility information procedure, the UE capability enquiry
procedure, and the security mode control procedure.
l In practice, the signaling messages traced may differ from the signaling message shown in
the figure in terms of the sequence.
RAN
Issue 02 (2008-07-30)
9.3.4 Using the RNC LMT to Trace the Procedure of Inter-RAT CS
Handover from GSM to WCDMA
an inter-RAT CS handover from GSM to WCDMA.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_HO_UTRAN_CMP HANDOVER TO UTRAN COMPLETE
RRC_UTRAN_MOBIL_INF
O
UTRAN MOBILITY INFORMATION
RRC_UTRAN_MOBIL_INF
O_CONFIRM
CONFIRM
RRC_UTRAN_MOBIL_INF
O_FAILURE
FAILURE
RRC_UE_CAP_ENQUIRY UE CAPABILITY ENQUIRY
RRC_UE_CAP_INFO UE CAPABILITY INFORMATION
RRC_UE_CAP_INFO_CONF
IRM
UE CAPABILITY INFORMATION
CONFIRM
RRC_SECURITY_MODE_C
MD
RRC_SECURITY_MODE_C
MP
RRC_SECURITY_MODE_F
AIL
Iub
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9-11
Interface
and Protocol
to Be Traced
Iu
RANAP_RELOCATION_RE
Q
RELOCATION REQUEST
RANAP_RELOCATION_RE
Q_ACK
RELOCATION REQUEST
ACKNOWLEDGE
RANAP_RELOCATION_FAI
LURE
RELOCATION FAILURE
RANAP_RELOCATION_DE
TECT
RELOCATION DECTECT
RANAP_RELOCATION_CO
MPLETE
RELOCATION COMPLETE

Procedure
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Issue 02 (2008-07-30)
----End
9.3.5 Elementary Procedures of Inter-RAT CS Handover from GSM
to WCDMA
This describes the elementary procedures of inter-RAT CS handover from GSM to WCDMA
9.3.5.1 Relocation Resource Allocation Procedure
The relocation resource allocation procedure is performed to allocate resources from the target
RNS for an SRNS relocation.
Handover)
9.3.5.4 UE Capability Enquiry Procedure
The UE capability enquiry procedure is performed to request a UE to transmit its capability
information related to any radio access network so that the network can perform data
configuration based on the UE capability.
9.3.5.5 Security Mode Control Procedure
The security mode control procedure is performed to configure or reconfigure one or both of the
ciphering algorithm and the integrity protection algorithm for a UE.
9.3.5.6 UTRAN Mobility Information Procedure
The UTRAN mobility information procedure is performed for the network to allocate a new
UTRAN Radio Network Temporary Identifier (U-RNTI) or Cell Radio Network Temporary
Identifier (C-RNTI) to a UE or to inform the UE of mobility-related information such as timer
values and CN domainrelated information.
Relocation Resource Allocation Procedure
The relocation resource allocation procedure can be triggered in either of the following
conditions:
l During an SRNS relocation, the CN applies for resources from the target RNC.
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l During an inter-RAT CS handover from GSM to WCDMA, the CN applies for resources
from the target RNC.
Procedure
Figure 9-12 shows the relocation resource allocation procedure.
Figure 9-12 Relocation resource allocation procedure
1. The CN sends a RELOCATION REQUEST message to the target RNC. The message
contains certain information, such as the IMSI of the UE, CN domain indicator, target cell
identifier, encryption, integrity protection, Iu signaling connection ID, handover cause, and
RAB parameters.
2. The target RNC allocates radio resources for the relocation.
3. The target RNC sends a response message to the CN.
l If the resources are allocated, the target RNC sends a RELOCATION REQUEST
ACKNOWLEDGE message. The message contains the radio resources and other
parameters allocated to the UE. The parameters include the UTRAN Radio Network
Temporary Identifier (U-RNTI), RAB, transport layer and physical layer information,
chosen encryption algorithm, and chosen integrity protection algorithm.
l If the resources partially or totally fail to be allocated or the target RNC rejects the SRNS
relocation for some reason, the target RNC sends a RELOCATION FAILURE message,
indicating the failure cause.
Handover)
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Procedure
CS handover).
handover)
Handover)
with the UE.
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9-15
Procedure
WCDMA CS handover).
handover)
UE Capability Enquiry Procedure
The UTRAN sends a UE CAPABILITY ENQUIRY message to acquire the UE capability
information related to any radio access network.
Procedure
Figure 9-15 shows the UE capability enquiry procedure.
Figure 9-15 UE capability enquiry procedure
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1. The SRNC sends a UE CAPABILITY ENQUIRY message to the UE through the downlink
DCCH using AM RLC.
2. The UE sends a UE CAPABILITY INFORMATION message to the SRNC through the
uplink DCCH using AM or UM RLC. The message contains the information about UE
capabilities.
3. The SRNC reads the UE capability information and then sends a UE CAPABILITY
INFORMA CONFIRM message to the UE through the downlink DCCH using AM or UM
RLC.
Security Mode Control Procedure
The security mode control procedure is performed to configure or reconfigure one or both of the
ciphering algorithm and the integrity protection algorithm for a UE.
The ciphering algorithm or the integrity protection algorithm has changed.
Procedure
Figure 9-16 shows the security mode control procedure.
Figure 9-16 Security mode control procedure
1. Through a SECURITY MODE COMMAND message sent to the UE, the SRNC starts or
reconfigures one or both of the ciphering and integrity protection configurations for the
RBs or one CN domain and for all Signaling Radio Bearers (SRBs).
l If the UE completes configuring or reconfiguring the relevant parameters for one or
both of the ciphering and integrity protection algorithms, the UE sends a SECURITY
MODE COMPLETE message to inform the SRNC of the completion.
l If the SECURITY MODE COMMAND message contains neither Ciphering mode info
IE nor Integrity protection mode info IE or if each of the two IEs has inconsistent
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information, the UE sends a SECURITY MODE FAILURE message, indicating the
failure of the security mode control procedure as well as the failure cause.
UTRAN Mobility Information Procedure
The SRNC sends a UTRAN MOBILITY INFORMATION message to the UE.
Procedure
Figure 9-17 shows the UTRAN mobility information procedure.
Figure 9-17 UTRAN mobility information procedure
1. The SRNC sends a UTRAN MOBILITY INFORMATION message to the UE.
2. The UE starts to update the related fields according to the values of the IEs carried in the
message.
l If the UE succeeds in conducting the operations specified by the UTRAN MOBILITY
INFORMATION message, the UE sends a UTRAN MOBILITY INFORMATION
CONFIRM message.
l If the UE fails to conduct the operations specified by the UTRAN MOBILITY
FAILURE message, indicating the failure cause.
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9.4 Inter-RAT PS Handover from WCDMA to GSM
The procedure of inter-RAT PS handover from WCDMA to GSM is performed to hand over the
PS services of a UE from the WCDMA system to the GSM system.
9.4.1 Protocols Related to Inter-RAT PS Handover from WCDMA to GSM
The procedure of inter-RAT PS handover from WCDMA to GSM complies with some 3GPP
TS25 protocols.
9.4.2 Triggering Conditions of Inter-RAT PS Handover from WCDMA to GSM
9.4.3 Signaling Procedure of Successful Inter-RAT PS Handover from WCDMA to GSM
This describes the signaling procedure of a successful inter-RAT PS handover from WCDMA
9.4.4 Using the RNC LMT to Trace the Procedure of Inter-RAT PS Handover from WCDMA
to GSM
an inter-RAT PS handover from WCDMA to GSM.
9.4.5 Elementary Procedures of Inter-RAT PS Handover from WCDMA to GSM
This describes the elementary procedures of inter-RAT PS handover from WCDMA to GSM in
9.4.1 Protocols Related to Inter-RAT PS Handover from WCDMA
to GSM
The procedure of inter-RAT PS handover from WCDMA to GSM complies with some 3GPP
TS25 protocols.
9.4.2 Triggering Conditions of Inter-RAT PS Handover from
WCDMA to GSM
l When the UE is in CELL_PCH, URA_PCH, or CELL_FACH state, the UE initiates cell
reselection to perform a handover to GSM.
l When the UE is in CELL_DCH state, the UTRAN sends a CELL CHANGE ORDER
message to the UE to perform a handover to GSM.
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9.4.3 Signaling Procedure of Successful Inter-RAT PS Handover
from WCDMA to GSM
This describes the signaling procedure of a successful inter-RAT PS handover from WCDMA
Figure 9-18 shows the signaling procedure of a successful inter-RAT PS handover from
WCDMA to GSM.
Figure 9-18 Signaling procedure of a successful inter-RAT PS handover from WCDMA to GSM
l When the PS data volume is low, the UE may be in CELL_PCH, URA_PCH, or
URA_FACH state. Based on the parameters in the system information, the UE can initiate
cell reselection to perform a handover to GSM. The cell reselection is initiated with an
SRNS CONTEXT REQUEST message sent from the SGSN to SRNC.
l After cell reselection to a GSM cell, the NodeB sends a RADIO LINK FAILURE
INDICATION message because the UE stops the transmission towards the WCDMA cell.
This message, however, is unnecessary to the procedure of inter-RAT PS handover from
WCDMA to GSM.
l After the UE accesses a GSM cell, the SGSN directly sends an IU RELEASE COMMAND
message to the SRNC, if the Packet Data Protocol (PDP) context does not need to be
transferred.
l The SRNS context transfer is unnecessary to the procedure of inter-RAT PS handover from
WCDMA to GSM.
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9.4.4 Using the RNC LMT to Trace the Procedure of Inter-RAT PS
Handover from WCDMA to GSM
an inter-RAT PS handover from WCDMA to GSM.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_CELL_CHANGE_ORD
ER_FROM_UTRAN
CELL CHANGE ORDER FROM
UTRAN
RRC_CELL_CHANGE_ORD
ER_FROM_UTRAN_FAIL
CELL CHANGE ORDER FROM
UTRAN FAILURE
Iub
NBAP_RL_FAIL_IND RADIO LINK FAILURE INDICATION
Iu
RANAP_SRNS_CONTEXT_
REQ
SRNS CONTEXT REQUEST
RANAP_SRNS_CONTEXT_
RESP
SRNS CONTEXT RESPONSE
RANAP_SRNS_DATA_FOR
WARD_COMMAND
SRNS DATA FORWARD COMMAND
RANAP_IU_RELEASE_CO
MMAND
IU RELEASE COMMAND
RANAP_IU_RELEASE_CO
MPLETE
IU RELEASE COMPLETE

Procedure
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9-21
----End
9.4.5 Elementary Procedures of Inter-RAT PS Handover from
WCDMA to GSM
This describes the elementary procedures of inter-RAT PS handover from WCDMA to GSM in
9.4.5.1 Cell Change Order from UTRAN Procedure
The cell change order from UTRAN procedure is performed to hand over, under the control of
the network, a UE in CELL_DCH state to a GSM cell when the RABs established in the
WCDMA system are only from the PS domain.
9.4.5.2 SRNS Context Transfer Procedure
The SRNS context transfer procedure is performed to transfer SRNS contexts from the source
RNC to the SGSN.
Cell Change Order from UTRAN Procedure
The cell change order from UTRAN procedure is performed to hand over, under the control of
the network, a UE in CELL_DCH state to a GSM cell when the RABs established in the
WCDMA system are only from the PS domain.
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The network decides to hand over the UE to the GSM system.
Procedure
Figure 9-22 shows the cell change order from UTRAN procedure.
Figure 9-22 Cell change order from UTRAN procedure
1. Through a CELL CHANGE ORDER FROM UTRAN message, the SRNC orders the UE
to perform a cell change to the GSM system. The message contains certain IEs about the
target cell. The IEs include BSIC, Band indicator, BCCH ARFCN, and NC mode.
2. Upon reception of the CELL CHANGE ORDER FROM UTRAN message, the UE starts
timer T309 and initiates access to the GSM cell.
l If the UE accesses the GSM cell before the timer expires, the procedure ends.
l If the UE fails to access the GSM cell before the timer expires, the UE sends a CELL
CHANGE ORDER FROM UTRAN FAILURE message to the SRNC.
SRNS Context Transfer Procedure
The SRNS context transfer procedure is performed to transfer SRNS contexts from the source
RNC to the SGSN.
During the inter-RAT PS handover from WCDMA to GSM, the 2G equipment needs to get the
PDP contexts of the UE from the 3G equipment.
Procedure
Figure 9-23 shows the SRNS context transfer procedure.
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9-23
Figure 9-23 SRNS context transfer procedure
1. The SGSN sends an SRNS CONTEXT REQUEST message to the SRNC. The message
includes the list of RABs whose contexts should be transferred.
2. The SRNC sends an SRNS CONTEXT RESPONSE message to the SGSN.
l If the transfer is successful, the message contains RAB IDs that include the sequence
numbers for the downlink and uplink GTP PDUs and PDCP SDUs.
l If the SRNC fails to identify the ID of the RAB whose context should be transferred to
the SGSN, the SRNS CONTEXT RESPONSE message contains a Cause IE whose
value is "Invalid RAB ID".
complete.
Procedure
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NOTE
Procedure
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9-25
RESPONSE message.
failure cause.
9.5 Inter-RAT PS Handover from GSM to WCDMA
The procedure of inter-RAT PS handover from GSM to WCDMA is performed through cell
reselection to WCDMA that is initiated by the UE.
For details, refer to 4 Location Update Procedure.
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Issue 02 (2008-07-30)
About This Chapter
The SRNS relocation procedure is performed to change control from the SRNC of a UE to
another RNC. This topic describes the SRNS relocation in terms of types, protocols, triggering
conditions, signaling procedure of a successful SRNS relocation, and signaling tracing on the
RNC LMT. This topic also describes the elementary procedures in terms of functions, triggering
10.1 Types of SRNS Relocation
Based on whether the connection between the UE and the DRNC is set up during the relocation,
SRNS relocation is categorized into two types: UE-not-involved relocation and UE-involved
relocation.
10.2 Static Relocation
The static relocation procedure is performed to change control from the SRNC of a UE to the
DRNC. The relocation is triggered after a radio link is added to the DRNC for the UE. An Iur
interface exists between the two RNCs involved in the relocation.
10.3 Relocation with Cell/URA Update
The procedure of relocation with cell/URA update is performed to change control from the
SRNC of a UE to the DRNC. The relocation is triggered by a cell update or URA update when
the UE performs cell reselection to a cell in another RNC.
10.4 Relocation with Hard Handover
The procedure of relocation with hard handover is performed to change control from the SRNC
of a UE to the DRNC. The relocation is triggered when the UE performs an inter-RNC hard
handover, which can be either an intra-frequency hard handover or an inter-frequency handover.
No Iur interface exists between the two RNCs involved in the relocation.
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Signalling Analysis Guide 10 SRNS Relocation Procedure
10-1
10.1 Types of SRNS Relocation
Based on whether the connection between the UE and the DRNC is set up during the relocation,
SRNS relocation is categorized into two types: UE-not-involved relocation and UE-involved
relocation.
UE-not-involved reloaction:
l Static relocation: The relocation is triggered after a radio link is added to the DRNC for the
UE
l Relocation with cell/URA update: This type of relocation is triggered when the UE
performs a cell reselection to a cell under an RNC between which and the SRNC no Iur
interface exists.
UE-involved SRNS relocation :
l Relocation with hard handover: An SRNS relocation is triggered when the UE performs
an inter-RNC hard handover where no Iur interface exists between the two RNCs.
10.2 Static Relocation
The static relocation procedure is performed to change control from the SRNC of a UE to the
DRNC. The relocation is triggered after a radio link is added to the DRNC for the UE. An Iur
interface exists between the two RNCs involved in the relocation.
10.2.1 Protocols Related to Static Relocation
The static relocation procedure complies with some 3GPP TS25 protocols.
10.2.2 Triggering Conditions of Static Relocation
All the radio links connected to the UE exist only in the DRNC.
10.2.3 Signaling Procedure of a Successful Static Relocation
This describes the signaling procedure of a successful static relocation. For the messages related
to relocation failures, refer to the elementary procedures.
10.2.4 Using the RNC LMT to Trace the Static Relocation Procedure
a static relocation.
10.2.5 Elementary Procedures of Static Relocation
This describes the elementary procedures of static relocation in terms of triggering conditions
10.2.1 Protocols Related to Static Relocation
The static relocation procedure complies with some 3GPP TS25 protocols.
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10.2.2 Triggering Conditions of Static Relocation
All the radio links connected to the UE exist only in the DRNC.
After a radio link is added to the DRNC for the UE, if all the radio links exist only in the DRNC
between which and the SRNC an Iur interface is available, the SRNC initiates the static relocation
procedure.
10.2.3 Signaling Procedure of a Successful Static Relocation
This describes the signaling procedure of a successful static relocation. For the messages related
to relocation failures, refer to the elementary procedures.
Figure 10-1 shows the signaling procedure of a successful static relocation.
Figure 10-1 Signaling procedure of a successful static relocation
If the DRNC does not obtain the information about the UE capability, the DRNC initiates a UE
capability enquiry procedure.
10.2.4 Using the RNC LMT to Trace the Static Relocation Procedure
a static relocation.
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10-3
Prerequisite
Context
Table 10-1 and Table 10-2 list the messages to be traced.
Table 10-1 Messages to be traced on the SRNC
Interface
and Protocol
to Be Traced
Iur RNSAP_RELOC_COMMIT RELOCATION COMMIT
Iu
RANAP_RELOCATION_REQU
IRED
RELOCATION REQUIRED
RANAP_RELOCATION_COM
MAND
RELOCATION COMMAND
RANAP_RELOCATION_PREP
ARATION_FAILURE
FAILURE
RANAP_IU_RELEASE_COMM
AND
IU RELEASE COMMAND
RANAP_IU_RELEASE_COMP
LETE
IU RELEASE COMPLETE

Table 10-2 Messages to be traced on the DRNC
Interface
and Protocol
to Be Traced
Uu
RRC_UTRAN_MOBIL_INF
O
RRC_UTRAN_MOBIL_INF
O_CONFIRM
CONFIRM
RRC_UTRAN_MOBIL_INF
O_FAILURE
FAILURE
IRM
CONFIRM
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Issue 02 (2008-07-30)
Interface
and Protocol
to Be Traced
Iur RNSAP_RELOC_COMMIT RELOCATION COMMIT
Iu
RANAP_RELOCATION_RE
Q
RELOCATION REQUEST
RANAP_RELOCATION_RE
Q_ACK
RELOCATION REQUEST
ACKNOWLEDGE
LURE
RELOCATION FAILURE
RANAP_RELOCATION_DE
TECT
RELOCATION DETECT
RANAP_RELOCATION_CO
MPLETE
RELOCATION COMPLETE

Procedure
Figure 10-3 shows an example of Iur signaling tracing on the SRNC.
Figure 10-3 Example of Iur signaling tracing on the SRNC
Figure 10-4 shows an example of Iur signaling tracing on the DRNC.
Figure 10-4 Example of Iur signaling tracing on the DRNC
Figure 10-5 shows an example of Iu signaling tracing on the SRNC.
Figure 10-5 Example of Iu signaling tracing on the SRNC
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10-5
Figure 10-6 shows an example of Iu signaling tracing on the DRNC.
Figure 10-6 Example of Iu signaling tracing on the DRNC
----End
10.2.5 Elementary Procedures of Static Relocation
This describes the elementary procedures of static relocation in terms of triggering conditions
SRNS.
10.2.5.3 Relocation Commit Procedure (Static Relocation or Relocation with Cell/URA Update)
The relocation commit procedure is performed to execute the change of control from the SRNC
of a UE to the DRNC.
10.2.5.4 UTRAN Mobility Information Procedure
SRNS.
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Procedure
network system.
conditions:
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10-7
Procedure
RAB parameters.
Relocation Commit Procedure (Static Relocation or Relocation with Cell/URA
Update)
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The CN sends a RELOCATION COMMAND message to the SRNC.
Procedure
Figure 10-9 shows the relocation commit procedure for the static relocation or relocation with
cell/URA update.
Figure 10-9 Relocation commit procedure (static relocation or relocation with cell/URA update)
1. The SRNC sends a RELOCATION COMMIT message to the DRNC. If an RAB supporting
lossless SRNS relocation is available on the Iu-PS interface, the RELOCATION COMMIT
message carries the GTP-U and PDCP sequence numbers required for data forwarding.
Then, the SRNC initiates data forwarding.
2. The DRNC sends a RELOCATION DETECT message to the CN to notify the CN of the
detection of the relocation commitment.
3. The original DRNC sends a RELOCATION COMPLETE message to the CN to notify that
the relocation is successful.
UTRAN Mobility Information Procedure
The SRNC sends a UTRAN MOBILITY INFORMATION message to the UE.
Procedure
Figure 10-10 shows the UTRAN mobility information procedure.
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10-9
Figure 10-10 UTRAN mobility information procedure
1. The SRNC sends a UTRAN MOBILITY INFORMATION message to the UE.
2. The UE starts to update the related fields according to the values of the IEs carried in the
message.
l If the UE succeeds in conducting the operations specified by the UTRAN MOBILITY
CONFIRM message.
l If the UE fails to conduct the operations specified by the UTRAN MOBILITY
FAILURE message, indicating the failure cause.
Procedure
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DCCH using AM RLC.
capabilities.
RLC.
complete.
Procedure
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10-11
NOTE
10.3 Relocation with Cell/URA Update
The procedure of relocation with cell/URA update is performed to change control from the
SRNC of a UE to the DRNC. The relocation is triggered by a cell update or URA update when
the UE performs cell reselection to a cell in another RNC.
10.3.1 Protocols Related to Relocation with Cell/URA Update
The procedure of relocation with cell/URA update complies with some 3GPP TS25 protocols.
10.3.2 Triggering Conditions of Relocation with Cell/URA Update
When the UE performs cell reselection to a cell in another RNC, a CCH cannot be set up on the
Iur interface or the attempt to set up a CCH on the Iur interface fails.
10.3.3 Signaling Procedure of a Successful Relocation with Cell/URA Update
This describes the signaling procedure of a successful relocation with cell/URA update. For the
messages related to relocation failures, refer to the elementary procedures.
10.3.4 Using the RNC LMT to Trace the Procedure of Relocation with Cell/URA Update
a relocation with cell/URA update.
10.3.5 Elementary Procedures of Relocation with Cell/URA Update
This describes the elementary procedures of relocation with cell/URA update in terms of
triggering conditions and signaling procedures in normal and abnormal conditions.
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10.3.1 Protocols Related to Relocation with Cell/URA Update
The procedure of relocation with cell/URA update complies with some 3GPP TS25 protocols.
10.3.2 Triggering Conditions of Relocation with Cell/URA Update
When the UE performs cell reselection to a cell in another RNC, a CCH cannot be set up on the
Iur interface or the attempt to set up a CCH on the Iur interface fails.
10.3.3 Signaling Procedure of a Successful Relocation with Cell/
URA Update
This describes the signaling procedure of a successful relocation with cell/URA update. For the
Figure 10-13 shows the signaling procedure of a successful relocation with cell/URA update.
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10-13
Figure 10-13 Signaling procedure of a successful relocation with cell/URA update
l The DRNC acquires the SRNC ID of the UE from the URNTI IE in the CELL UPDATE
message and then sends an UPLINK SIGNALLING TRANSFER INDICATION message
to the SRNC to indicate that the UE requests a cell update.
l To initiate a cell update, the UE sends a CELL UPDATE message to the DRNC. To initiate
a URA update, the UE sends a URA UPDATE message to the DRNC.
l After a successful cell update, the DRNC sends a CELL UPDATE CONFIRM message to
the UE. After a successful URA update, the DRNC sends a URA UPDATE CONFIRM
message to the UE.
l After receiving the CELL UPDATE CONFIRM or URA UPDATE CONFIRM message
from the DRNC, the UE can send a PHYSICAL CHANNEL RECONFIGURATION
COMPLETE message (for the cell update) or a UTRAN MOBILITY INFORMATION
CONFIRM message (for the URA update) to the DRNC. This response from the UE is
optional.
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l If the DRNC does not obtain the information about the UE capability, the DRNC initiates
a UE capability enquiry procedure.
10.3.4 Using the RNC LMT to Trace the Procedure of Relocation
with Cell/URA Update
a relocation with cell/URA update.
Prerequisite
Context
Interface
and
Protocol to
Be Traced
Iur
RNSAP_UL_SIG_TRANSF_IN
D
UPLINK SIGNALLING TRANSFER
INDICATION
RNSAP_RELOC_COMMIT RELOCATION COMMIT
Iu
RANAP_RELOCATION_REQ
UIRED
RELOCATION REQUIRED
MAND
RELOCATION COMMAND
ARATION_FAILURE
FAILURE
RANAP_IU_RELEASE_COM
MAND
IU RELEASE COMMAND
LETE
IU RELEASE COMPLETE

Interface
and Protocol
to Be Traced
Uu RRC_CELL_UPDATE CELL UPDATE
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10-15
Interface
and Protocol
to Be Traced
RRC_URA_UPDATE URA UPDATE
RRC_CELL_UPDATE_CON
FIRM
CELL UPDATE CONFIRM
RRC_URA_UPDATE_CONF
IRM
URA UPDATE CONFIRM
RRC_PH_CH_RECFG_CMP
PHYSICAL CHANNEL
RRC_UTRAN_MOBIL_INF
O_CONFIRM
CONFIRM
IRM
CONFIRM
Iur
RNSAP_UL_SIG_TRANSF_I
ND
UPLINK SIGNALLING TRANSFER
INDICATION
RNSAP_RELOC_COMMIT RELOCATION COMMIT
Iu
RANAP_RELOCATION_RE
Q
RELOCATION REQUEST
RANAP_RELOCATION_RE
Q_ACK
RELOCATION REQUEST
ACKNOWLEDGE
LURE
RELOCATION FAILURE
RANAP_RELOCATION_DE
TECT
RELOCATION DETECT
RANAP_RELOCATION_CO
MPLETE
RELOCATION COMPLETE

Procedure
Figure 10-14 shows an example of Uu signaling tracing for the relocation with cell update.
Figure 10-14 Example of Uu signaling tracing for the relocation with cell update
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Figure 10-15 shows an example of Iur signaling tracing on the SRNC.
Figure 10-15 Example of Iur signaling tracing on the SRNC
Figure 10-16 shows an example of Iur signaling tracing on the DRNC.
Figure 10-16 Example of Iur signaling tracing on the DRNC
----End
10.3.5 Elementary Procedures of Relocation with Cell/URA Update
This describes the elementary procedures of relocation with cell/URA update in terms of
SRNS.
10.3.5.3 Cell Update Procedure
The cell update procedure is performed to update the UE-related information on the UTRAN
side when the location of a UE changes. In addition, the cell update procedure takes the role of
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10-17
monitoring the RRC connection, switching the status of the RRC connection, reporting errors,
and transferring information.
10.3.5.4 URA Update Procedure
The URA update procedure is performed to update the URA-related location information on the
network side when the location of a UE changes.
10.3.5.5 Relocation Commit Procedure (Static Relocation or Relocation with Cell/URA Update)
SRNS.
Procedure
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network system.
conditions:
Procedure
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10-19
RAB parameters.
Cell Update Procedure
The cell update procedure is performed to update the UE-related information on the UTRAN
side when the location of a UE changes. In addition, the cell update procedure takes the role of
monitoring the RRC connection, switching the status of the RRC connection, reporting errors,
and transferring information.
The cell update procedure can be triggered in one of the following conditions:
l Cell reselection
l Re-entering the service area
l Periodical cell update
l Radio link failure
l Paging response
l Uplink data transmission
l RLC unrecoverable error
Procedure
Figure 10-21 shows the cell update procedure.
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Figure 10-21 Cell update procedure
1. The UE sends a CELL UPDATE message to the RNC. The message contains the
information such as the Serving RNC Radio Network Temporary Identifier (S-RNTI) and
the SRNC ID.
2. The RNC sends a CELL UPDATE CONFIRM message to the UE. The message contains
the information such as the U-RNTI and the IEs about the transport channels, physical
channels, and radio bearers.
3. According to related IEs in the received message, the UE may respond with messages or
not. If the UE responds, the message can be one of the following messages:
l UTRAN MOBILITY INFORMATION CONFIRM
l PHYSICAL CHANNEL RECONFIGURATION COMPLETE
l TRANSPORT CHANNEL RECONFIGURATION COMPLETE
l RADIO BEARER RECONFIGURATION COMPLETE
l RADIO BEARER RELEASE COMPLETE
URA Update Procedure
The URA update procedure is performed to update the URA-related location information on the
network side when the location of a UE changes.
The URA update procedure can be triggered in either of the following conditions:
l URA reselection
l Periodical URA update
Procedure
Figure 10-22 shows the URA update procedure.
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10-21
Figure 10-22 URA update procedure
1. The UE sends a URA UPDATE message to the RNC to initiate the URA update. The
message contains the cause for the URA update and the IEs such as the U-RNTI.
2. The RNC sends a URA UPDATE CONFIRM message to the UE. The message contains
the new C-RNTI and U-RNTI or the information about the new ciphering and integrity
protection modes.
3. The UE responds optionally. If there is a response, the UE sends a UTRAN MOBILITY
INFORMATION CONFIRM message to the RNC after taking the new parameters into
effect.
Relocation Commit Procedure (Static Relocation or Relocation with Cell/URA
Update)
Procedure
Figure 10-23 shows the relocation commit procedure for the static relocation or relocation with
cell/URA update.
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Issue 02 (2008-07-30)
Figure 10-23 Relocation commit procedure (static relocation or relocation with cell/URA
update)
1. The SRNC sends a RELOCATION COMMIT message to the DRNC. If an RAB supporting
lossless SRNS relocation is available on the Iu-PS interface, the RELOCATION COMMIT
message carries the GTP-U and PDCP sequence numbers required for data forwarding.
Then, the SRNC initiates data forwarding.
2. The DRNC sends a RELOCATION DETECT message to the CN to notify the CN of the
detection of the relocation commitment.
Procedure
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10-23
DCCH using AM RLC.
capabilities.
RLC.
complete.
Procedure
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Issue 02 (2008-07-30)
NOTE
10.4 Relocation with Hard Handover
The procedure of relocation with hard handover is performed to change control from the SRNC
of a UE to the DRNC. The relocation is triggered when the UE performs an inter-RNC hard
handover, which can be either an intra-frequency hard handover or an inter-frequency handover.
No Iur interface exists between the two RNCs involved in the relocation.
10.4.1 Protocols Related to Relocation with Hard Handover
The procedure of relocation with hard handover complies with some 3GPP TS25 protocols.
10.4.2 Triggering Conditions of Relocation with Hard Handover
The UE in CELL_DCH state performs an inter-RNC hard handover, which can be either an
intra-frequency hard handover or an inter-frequency handover.
10.4.3 Signaling Procedure of a Successful Relocation with Hard Handover
This describes the signaling procedure of a successful relocation with hard handover. For the
10.4.4 Using the RNC LMT to Trace the Procedure of Relocation with Hard Handover
a relocation with hard handover.
10.4.5 Elementary Procedures of Relocation with Hard Handover
This describes the elementary procedures of relocation with hard handover in terms of triggering
conditions and signaling procedures in normal and abnormal conditions.
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10-25
10.4.1 Protocols Related to Relocation with Hard Handover
The procedure of relocation with hard handover complies with some 3GPP TS25 protocols.
10.4.2 Triggering Conditions of Relocation with Hard Handover
The UE in CELL_DCH state performs an inter-RNC hard handover, which can be either an
intra-frequency hard handover or an inter-frequency handover.
In such a condition, if no Iur interface exists between the two RNCs, the SRNC performs a
relocation with hard handover.
10.4.3 Signaling Procedure of a Successful Relocation with Hard
Handover
This describes the signaling procedure of a successful relocation with hard handover. For the
Figure 10-26 shows the signaling procedure of a successful relocation with hard handover.
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Issue 02 (2008-07-30)
Figure 10-26 Signaling procedure of a successful relocation with hard handover
l During the relocation with hard handover, if an RAB supporting lossless SRNS relocation
is available on the Iu-PS interface, the SRNC sends the GTP-U and PDCP sequence
numbers to the DRNC through the FORWARD SRNS CONTEXT message. The sequence
numbers are required for data forwarding.
l After receiving a RADIO LINK RESTORE INDICATION message from the NodeB, the
DRNC sends a RELOCATION DETECT message to the CN.
l If the DRNC does not obtain the information about the UE capability, the DRNC initiates
a UE capability enquiry procedure.
10.4.4 Using the RNC LMT to Trace the Procedure of Relocation
with Hard Handover
a relocation with hard handover.
Prerequisite
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10-27
Context
Interface
and Protocol
to Be Traced
Uu
RRC_PH_CH_RECFG
PHYSICAL CHANNEL
RECONFIGURATION
PHYSICAL CHANNEL
Iu
RANAP_RELOCATION_REQU
IRED
RELOCATION REQUIRED
MAND
RELOCATION COMMAND
ARATION_FAILURE
FAILURE
RANAP_FORWARD_SRNS_C
ONTEXT
FORWARD SRNS CONTEXT
RANAP_IU_RELEASE_COMM
AND
IU RELEASE COMMAND
LETE
IU RELEASE COMPLETE

Interface
and Protocol
to Be Traced
Uu
RRC_PH_CH_RECFG_CMP
PHYSICAL CHANNEL
IRM
CONFIRM
Iu
RANAP_RELOCATION_RE
Q
RELOCATION REQUEST
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Issue 02 (2008-07-30)
Interface
and Protocol
to Be Traced
RANAP_RELOCATION_RE
Q_ACK
RELOCATION REQUEST
ACKNOWLEDGE
LURE
RELOCATION FAILURE
RANAP_FORWARD_SRNS_
CONTEXT
FORWARD SRNS CONTEXT
RANAP_RELOCATION_DE
TECT
RELOCATION DETECT
RANAP_RELOCATION_CO
MPLETE
RELOCATION COMPLETE

Procedure
Figure 10-27 shows an example of Uu signaling tracing on the SRNC.
Figure 10-27 Example of Uu signaling tracing on the SRNC
Figure 10-28 shows an example of Uu signaling tracing on the DRNC.
Figure 10-28 Example of Uu signaling tracing on the DRNC
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10-29
----End
10.4.5 Elementary Procedures of Relocation with Hard Handover
This describes the elementary procedures of relocation with hard handover in terms of triggering
SRNS.
10.4.5.3 Relocation Commit Procedure (Relocation with Hard Handover)
a physical channel.
SRNS.
Procedure
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Issue 02 (2008-07-30)
network system.
conditions:
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10-31
Procedure
RAB parameters.
Relocation Commit Procedure (Relocation with Hard Handover)
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Issue 02 (2008-07-30)
Procedure
Figure 10-33 shows the relocation commit procedure for the relocation with hard handover.
Figure 10-33 Relocation commit procedure (relocation with hard handover)
1. When an RAB supporting lossless SRNS relocation is available on the Iu-PS interface, the
SRNC sends a FORWARD SRNS CONTEXT message to the SGSN to ask the SGSN to
transfer the GTP-U and PDCP sequence numbers to the DRNC. The sequence numbers are
required for data forwarding.
2. After receiving the FORWARD SRNS CONTEXT message, the SGSN forwards the
message to the DRNC.
3. The UE is handed over from the SRNC to the DRNC through a physical channel
reconfiguration procedure. After receiving a RADIO LINK RESTORE INDICATION
message from the NodeB, the DRNC sends a RELOCATION DETECT message to the
CN.
a physical channel.
Procedure
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10-33
channel.
Procedure
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Issue 02 (2008-07-30)
DCCH using AM RLC.
capabilities.
RLC.
complete.
Procedure
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10-35
NOTE
10.5 Directed Signalling Connection re-establishment
The RNC will send a RRC CONNECTION RELEASE message with cause "Directed Signalling
Connection re-establishment (DSCR)" when it is unable to contact the SRNC to validate the UE
due to lack of Iur connection.
10.5.1 Protocols Related to Directed Signalling Connection re-establishment
The Directed Signalling Connection re-establishment procedure complies with some 3GPP
TS25 protocols.
10.5.2 Triggering Conditions of Directed Signalling Connection re-establishment
This describes when the Directed Signalling Connection re-establishment occurs.
10.5.3 Signaling Procedure of Successful Directed Signalling Connection re-establishment
This describes the signaling procedure of a successful Directed Signalling Connection re-
establishment.
10.5.1 Protocols Related to Directed Signalling Connection re-
establishment
The Directed Signalling Connection re-establishment procedure complies with some 3GPP
TS25 protocols.
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Issue 02 (2008-07-30)
l 3GPP TS23.060 "General Packet Radio Service (GPRS)"
10.5.2 Triggering Conditions of Directed Signalling Connection re-
establishment
This describes when the Directed Signalling Connection re-establishment occurs.
The RNC will send a RRC CONNECTION RELEASE message with cause "Directed Signalling
Connection re-establishment" when it is unable to contact the SRNC to validate the UE due to
lack of Iur connection.
10.5.3 Signaling Procedure of Successful Directed Signalling
Connection re-establishment
This describes the signaling procedure of a successful Directed Signalling Connection re-
establishment.
Figure 10-37 shows the signaling procedure of a successful Directed Signalling Connection re-
establishment.
Figure 10-37 Signaling procedure of a successful DSCR
The UE sets up an RRC connection to RNC 1, which is the SRNC. During the relocation, RNC
1 is the source RNC and RNC 2 is the target RNC.
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10-37
The signaling procedure is as follows:
1. RNC 1 decides to initiate a DSCR procedure.
2. RNC 1 sends RNC 2 a DOWNLINK SIGNALLING TRANSFER REQUEST message,
requesting RNC 2 to send an RRC CONNECTION RELEASE message to the UE.
3. RNC 2 sends the UE an RRC CONNECTION RELEASE message with "Release cause"
of "directed signalling connection re-establishment".
4. After receiving the message, the UE releases the current RAB and RRC connection and
then enters the idle mode.
5. The UE performs a cell reselection procedure to find a suitable cell.
6. After the UE finds a suitable cell, the UE re-establishes an RRC connection and RABs
immediately.
7. The UE sends RNC 2 a ROUTE AREA UPDATE message to initiate a URA update.
8. The SGSN requests data forwarding from RNC 1. Then, RNC 1 forwards data packets,
except those unacknowledged, to the SGSN.
9. The UE sends the SGSN a DIRECT TRANSFER message to request setup of a service.
10. The SGSN initiates an RAB establishment procedure.
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Issue 02 (2008-07-30)
About This Chapter
The location service procedure is performed to identify the geographic location of a UE. This
topic describes the location services in terms of positioning methods, protocols, triggering
conditions, signaling procedure of successful positioning, and signaling tracing on the RNC
LMT. This topic also describes the elementary procedures in terms of functions, triggering
11.1 Positioning Methods
Three standard positioning methods are available in a WCDMA system. They are CELLID
+RTT, OTDOA, and A-GPS.
11.2 Positioning Based on CELLID+RTT
When the CELLID+RTT positioning method is adopted, the location of a UE is identified based
on the coverage area of the reference cell and the RTT measurements performed on all the cells
in the active set of the UE.
11.3 Positioning Based on OTDOA-IPDL
When the OTDOA-IPDL positioning method is adopted, the location of a UE is identified based
on the arrival time differences of CPICH signals from three inter-NodeB cells to the UE, which
measures the differences.
11.4 Positioning Based on A-GPS
When the A-GPS positioning method is adopted, the location of a UE is identified based on the
GPS positioning-assistance data and GPS pseudo-range measurement results collected by the
RNC.
RAN
Signalling Analysis Guide 11 Location Service Procedure
11-1
11.1 Positioning Methods
Three standard positioning methods are available in a WCDMA system. They are CELLID
+RTT, OTDOA, and A-GPS.
Typically, in terms of the horizontal accuracy, Network Assisted GPS (A-GPS) ranks first,
Observed Time Difference Of Arrival (OTDOA) second and CELLID+RTT third. RTT is short
for Round Trip Time. Exceptions, however, may exist. For example, in places where obstacles
exist in large number and not enough satellite signals are found, the A-GPS positioning method
may fail or perform with poor accuracy. In that case, the CELLID+RTT positioning method may
provide higher accuracy.
11.2 Positioning Based on CELLID+RTT
When the CELLID+RTT positioning method is adopted, the location of a UE is identified based
on the coverage area of the reference cell and the RTT measurements performed on all the cells
in the active set of the UE.
11.2.1 Protocols Related to Positioning Based on CELLID+RTT
The procedure of positioning based on CELLID+RTT complies with some 3GPP TS22, TS23,
and TS25 protocols.
11.2.2 Triggering Conditions of Positioning Based on CELLID+RTT
The CN initiates a positioning request and the RNC chooses the UE-assisted CELLID+RTT
positioning method.
11.2.3 Signaling Procedure of Successful Positioning Based on CELLID+RTT
This describes the signaling procedure of successful positioning based on CELLID+RTT. For
the messages related to positioning failures, refer to the elementary procedures.
11.2.4 Using the RNC LMT to Trace the Procedure of Positioning Based on CELLID+RTT or
OTDOA-IPDL
positioning based on CELLID+RTT or OTDOA-IPDL.
11.2.5 Elementary Procedures of Positioning Based on CELLID+RTT
This describes the elementary procedures of positioning based on CELLID+RTT in terms of
11.2.1 Protocols Related to Positioning Based on CELLID+RTT
The procedure of positioning based on CELLID+RTT complies with some 3GPP TS22, TS23,
and TS25 protocols.
l 3GPP TS22.071 "Location Services (LCS)"
l 3GPP TS23.271 "Functional stage 2 description of LCS"
l 3GPP TS25.305 "User Equipment (UE) positioning in Universal Terrestrial Radio Access
Network (UTRAN)"
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Issue 02 (2008-07-30)
11.2.2 Triggering Conditions of Positioning Based on CELLID+RTT
The CN initiates a positioning request and the RNC chooses the UE-assisted CELLID+RTT
positioning method.
After receiving the positioning request from the CN, the RNC chooses the UE-assisted CELLID
+RTT positioning method based on the factors such as the QoS of positioning, the positioning
method configured on the RNC side, and the positioning capability of the UE.
11.2.3 Signaling Procedure of Successful Positioning Based on
CELLID+RTT
This describes the signaling procedure of successful positioning based on CELLID+RTT. For
Figure 11-1 shows the signaling procedure of successful positioning based on CELLID+RTT.
Figure 11-1 Signaling procedure of successful positioning based on CELLID+RTT
l The CN sends an authenticated LOCATION REPORTING CONTROL message to the
SRNC, and the SRNC chooses the UE-assisted CELLID+RTT positioning method.
l The SRNC performs location calculation based on the RTT measurement results and the
known location of each cell and then reports the positioning results to the CN through a
LOCATION REPORT message.
11.2.4 Using the RNC LMT to Trace the Procedure of Positioning
Based on CELLID+RTT or OTDOA-IPDL
RAN
11-3
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_MEAS_CTRL MEASUREMENT CONTROL
RRC_MEAS_RPRT MEASUREMENT REPORT
RRC_MEAS_CTRL_FAIL
MEASUREMENT CONTROL
FAILURE
Iub
NBAP_DECIC_MEAS_INIT_
REQ
DEDICATED MEASUREMENT
INITIALIZATION REQUEST
RSP
INITIALIZATION REPONSE
Iu
RANAP_LOCATION_REPO
RTING_CONTROL
LOCATION REPORTING CONTROL
RANAP_LOCATION_REPO
RT
LOCATION REPORT

Procedure
Create a Call Data Tracing (CDT) task for a UE in positioning by referring to Creating an RNC
Tracing Task.
Figure 11-2 shows an example of CDT tracing on the positioning based on CELLID+RTT.
Figure 11-2 Example of CDT tracing result
----End
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Issue 02 (2008-07-30)
11.2.5 Elementary Procedures of Positioning Based on CELLID
+RTT
This describes the elementary procedures of positioning based on CELLID+RTT in terms of
11.2.5.1 UE Measurement Procedure
The UE measurement procedure is performed for the RNC to request a report of attributes from
the UE.
11.2.5.2 RTT Measurement Procedure
Dedicated for positioning, the RTT measurement procedure is performed by the NodeB to
measure the Round Trip Time (RTT) for one or more cells.
UE Measurement Procedure
the UE.
After receiving a LOCATION REPORTING CONTROL message from the CN, the RNC
initiates the UE measurement procedure for the location service.
Procedure
Figure 11-3 shows the UE measurement procedure.
Figure 11-3 UE measurement procedure
1. The SRNC sends a MEASUREMENT CONTROL message to the UE to request the UE
to perform measurements based on the positioning method:
l CELLID+RTT positioning method: UE Rx-Tx type 2 measurement (or UE Rx-Tx type
1 measurement, if the UE does not support the UE Rx-Tx type 2 measurement)
RAN
11-5
l OTDOA-IPDL positioning method: OTDOA type 2 measurements between the
reference cell and the neighboring cells, and UE Rx-Tx type 2 measurement in the
reference cell (if the UE is in CELL_DCH state)
l A-GPS positioning method: GPS pseudo-range measurement and Doppler
measurement
l If the measurements are successful, the UE sends a MEASUREMENT REPORT
message to report the measurement results.
l If the UE does not support the measurement requested by the SRNC or if the
measurement results exceed the maximum number of criteria supported by the UE, the
UE sends a MEASUREMENT CONTROL FAILURE message.
RTT Measurement Procedure
After receiving a LOCATION REPORTING CONTROL message from the CN, the RNC starts
to perform an RTT measurement for the cells in the active set or for the reference cell.
Procedure
Figure 11-4 shows the RTT measurement procedure.
Figure 11-4 RTT measurement procedure
1. The CRNC sends a DEDICATED MEASUREMENT INITIALIZATION REQUEST
message to the NodeB to request the NodeB to perform an RTT measurement. The
measurement object varies with the positioning method as follows:
l CELLID+RTT positioning method: cells in the active set
l OTDOA-IPDL positioning method: reference cell
l If the measurement is successful, the NodeB sends a DEDICATED MEASUREMENT
INITIALIZATION REPONSE message to report the measurement results.
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Issue 02 (2008-07-30)
l If the measurement requested by the CRNC fails to be initialized, the NodeB sends a
DEDICATED MEASUREMENT INITIALIZATION FAILURE message to inform
the CRNC of the failure.
11.3 Positioning Based on OTDOA-IPDL
When the OTDOA-IPDL positioning method is adopted, the location of a UE is identified based
on the arrival time differences of CPICH signals from three inter-NodeB cells to the UE, which
measures the differences.
11.3.1 Protocols Related to Positioning Based on OTDOA-IPDL
The procedure of positioning based on OTDOA-IPDL complies with some 3GPP TS22, TS23,
and TS25 protocols.
11.3.2 Triggering Conditions of Positioning Based on OTDOA-IPDL
The CN initiates a positioning request and the RNC chooses the UE-assisted OTDOA-IPDL
positioning method.
11.3.3 Signaling Procedure of Successful Positioning Based on OTDOA-IPDL
This describes the signaling procedure of successful positioning based on OTDOA-IPDL. For
11.3.4 Using the RNC LMT to Trace the Procedure of Positioning Based on CELLID+RTT or
OTDOA-IPDL
11.3.5 Elementary Procedures of Positioning Based on OTDOA-IPDL
This describes the elementary procedures of positioning based on OTDOA-IPDL in terms of
11.3.1 Protocols Related to Positioning Based on OTDOA-IPDL
The procedure of positioning based on OTDOA-IPDL complies with some 3GPP TS22, TS23,
and TS25 protocols.
Network (UTRAN)"
11.3.2 Triggering Conditions of Positioning Based on OTDOA-
IPDL
The CN initiates a positioning request and the RNC chooses the UE-assisted OTDOA-IPDL
positioning method.
RAN
11-7
After receiving the positioning request from the CN, the RNC chooses the UE-assisted OTDOA-
IPDL positioning method based on the factors such as the QoS of positioning, the positioning
method configured on the RNC side, and the positioning capability of the UE.
11.3.3 Signaling Procedure of Successful Positioning Based on
OTDOA-IPDL
This describes the signaling procedure of successful positioning based on OTDOA-IPDL. For
Figure 11-5 shows the signaling procedure of successful positioning based on OTDOA-IPDL.
Figure 11-5 Signaling procedure of successful positioning based on OTDOA-IPDL
SRNC, and the SRNC chooses the UE-assisted OTDOA-IPDL positioning method.
l If the UE is in CELL_DCH state, the SRNC performs the RTT measurement in the reference
cell.
l The SRNC performs location calculation based on the known location of each cell, the
results of the OTDOA measurement, and the measurement results of the Relative Time
Difference (RTD) between the reference cell and the neighboring cells. Then, the SRNC
reports the positioning results to the CN through a LOCATION REPORT message.
Based on CELLID+RTT or OTDOA-IPDL
Prerequisite
RAN
Issue 02 (2008-07-30)
Context
Interface
and Protocol
to Be Traced
Uu
RRC_MEAS_CTRL_FAIL
MEASUREMENT CONTROL
FAILURE
Iub
REQ
INITIALIZATION REQUEST
RSP
INITIALIZATION REPONSE
Iu
RANAP_LOCATION_REPO
RTING_CONTROL
RANAP_LOCATION_REPO
RT
LOCATION REPORT

Procedure
Tracing Task.
Figure 11-6 shows an example of CDT tracing on the positioning based on CELLID+RTT.
----End
11.3.5 Elementary Procedures of Positioning Based on OTDOA-
IPDL
This describes the elementary procedures of positioning based on OTDOA-IPDL in terms of
RAN
11-9
the UE.
11.3.5.2 RTT Measurement Procedure
the UE.
Procedure
measurement
RAN
Issue 02 (2008-07-30)
RTT Measurement Procedure
After receiving a LOCATION REPORTING CONTROL message from the CN, the RNC starts
to perform an RTT measurement for the cells in the active set or for the reference cell.
Procedure
Figure 11-8 shows the RTT measurement procedure.
Figure 11-8 RTT measurement procedure
1. The CRNC sends a DEDICATED MEASUREMENT INITIALIZATION REQUEST
message to the NodeB to request the NodeB to perform an RTT measurement. The
measurement object varies with the positioning method as follows:
l CELLID+RTT positioning method: cells in the active set
l OTDOA-IPDL positioning method: reference cell
l If the measurement is successful, the NodeB sends a DEDICATED MEASUREMENT
INITIALIZATION REPONSE message to report the measurement results.
l If the measurement requested by the CRNC fails to be initialized, the NodeB sends a
DEDICATED MEASUREMENT INITIALIZATION FAILURE message to inform
the CRNC of the failure.
11.4 Positioning Based on A-GPS
When the A-GPS positioning method is adopted, the location of a UE is identified based on the
GPS positioning-assistance data and GPS pseudo-range measurement results collected by the
RNC.
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11-11
11.4.1 Protocols Related to Positioning Based on A-GPS
The procedure of positioning based on A-GPS complies with some 3GPP TS22, TS23, and TS25
protocols.
11.4.2 Triggering Conditions of Positioning Based on A-GPS
The CN initiates a positioning request and the RNC chooses the UE-assisted A-GPS positioning
method.
11.4.3 Signaling Procedure of Successful Positioning Based on A-GPS
This describes the signaling procedure of successful positioning based on A-GPS. For the
messages related to positioning failures, refer to the elementary procedures.
11.4.4 Using the RNC LMT to Trace the Procedure of Positioning Based on A-GPS
positioning based on A-GPS.
11.4.5 Elementary Procedures of Positioning Based on A-GPS
This describes the elementary procedures of positioning based on A-GPS in terms of triggering
11.4.1 Protocols Related to Positioning Based on A-GPS
The procedure of positioning based on A-GPS complies with some 3GPP TS22, TS23, and TS25
protocols.
Network (UTRAN)"
11.4.2 Triggering Conditions of Positioning Based on A-GPS
The CN initiates a positioning request and the RNC chooses the UE-assisted A-GPS positioning
method.
After receiving the positioning request from the CN, the RNC chooses the UE-assisted A-GPS
positioning method based on the factors such as the QoS of positioning, the positioning method
configured on the RNC side, and the positioning capability of the UE.
11.4.3 Signaling Procedure of Successful Positioning Based on A-
GPS
This describes the signaling procedure of successful positioning based on A-GPS. For the
messages related to positioning failures, refer to the elementary procedures.
Figure 11-9 shows the signaling procedure of successful positioning based on A-GPS.
RAN
Issue 02 (2008-07-30)
Figure 11-9 Signaling procedure of successful positioning based on A-GPS
SRNC, and the SRNC chooses the UE-assisted A-GPS positioning method.
l The SRNC calculates the 3-D location of each satellite that is involved in the positioning,
according to the GPS satellite ephemeris. With the results of measurement based on A-
GPS, the SRNC performs location calculation. Then, the SRNC reports the positioning
results to the CN through a LOCATION REPORT message.
Based on A-GPS
positioning based on A-GPS.
Prerequisite
Context
Interface
and Protocol
to Be Traced
Uu
RRC_MEAS_CTRL_FAIL
MEASUREMENT CONTROL
FAILURE
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11-13
Interface
and Protocol
to Be Traced
Iu
RANAP_LOCATION_REPO
RTING_CONTROL
RANAP_LOCATION_REPO
RT
LOCATION REPORT

Procedure
Tracing Task.
Figure 11-10 shows an example of CDT tracing result.
----End
11.4.5 Elementary Procedures of Positioning Based on A-GPS
This describes the elementary procedures of positioning based on A-GPS in terms of triggering
the UE.
the UE.
Procedure
RAN
Issue 02 (2008-07-30)
measurement
RAN
11-15

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