contributionin the volume
Values of the Human Person : Contemporary Challenges – Romanian philosophical studies / ed.: Mihaela Pop. - Bucureşti: Editura Universităţii din Bucureşti, 2013
Bibliogr. Index ISBN 978-606-16-0332-9
I. Pop, Mihaela (ed.)
Original Title
The disunity of anthropology.
Reflections from a philosophy of science perspective
contributionin the volume
Values of the Human Person : Contemporary Challenges – Romanian philosophical studies / ed.: Mihaela Pop. - Bucureşti: Editura Universităţii din Bucureşti, 2013
Bibliogr. Index ISBN 978-606-16-0332-9
I. Pop, Mihaela (ed.)
contributionin the volume
Values of the Human Person : Contemporary Challenges – Romanian philosophical studies / ed.: Mihaela Pop. - Bucureşti: Editura Universităţii din Bucureşti, 2013
Bibliogr. Index ISBN 978-606-16-0332-9
I. Pop, Mihaela (ed.)
Reflections from a philosophy of science perspective
1
Richard David-Rus, postdoctoral fellow Romanian Academy, Iasi Branch
Abstract Inspired by the recent debate between the more scientifically oriented anthropologists and the ones that place anthropology among humanities, I address the issue of the unity of the discipline for topic of unity of science was a major one in the classical neopositivist conception of science. After presenting the traditional view and asses its inadequacy for the question of unity of anthropology I will explore some recent modalities of approaching the issue. Local integration will be considered as a plausible form and ways to articulate it will be discussed. The role of models and modeling processes will be also emphasized as a frame to implement a pertinent approach to local integration. Keywords: unity of science, anthropology, types of integration, models
The proximal motivation for the present paper was given by the recent debate among anthropologists triggered by the redefinition of the long term objective of the American Association of Anthropologists. While the old status stated as a long term objective to advance anthropology as the science that studies humankind in all its aspects according to the recent restatement the association seeks to advance public understanding of humankind in all its aspects. This change triggered a series of reactions coming from the anthropologists involved in scientific areas of the discipline and reactivated deeper splits existing in the scientific community. A recent number of the journal Nature published a commentary by A. Kuper and J Marks (2011) on this situation, taking a stance on the media announcement of the crisis of anthropology on one side, and trying to identify the real need behind the debate. By going beyond the parties positions and the anti-science conspiracy accusations around which much of the debate dwelled, the authors claim from the beginning that the real shocker emerging from the debate is linked to the fact that anthropologists cannot agree on what the discipline is about. One can define anthropology in general as an umbrella type of discipline that comprises subdisciplines from the different registers of both the natural sciences and the social and human sciences.
1 ACKNOWLEDGEMENT: This paper was made within The Knowledge Based Society Project supported by the Sectorial Operational Program Human Resources Development (SOP HRD), Financed by the European Social Fund and by the Romanian Government under the contract POSDRU/89/1.5/S/56815.
As Kuper and Marks (2011) also emphasize, the main subdisciplines from the distinct registers have in general ignored each other during the history of the discipline. The 80s set apart by being characterized by a radicalization and an open conflict between the different orientations. This radicalization was driven especially by the developments in the frame of two movements: sociobiology and cultural theory that polarized the reductionist attitudes placing the ultimate study of human behavior either in the biological realm or in the realm of humanities. The consequence of this radicalization was a centrifugal movement of the constitutive disciplines of anthropology towards the domains that legitimize their identity. Leaving aside the radical approaches from different particular tendencies, the need for a comprehensive investigation from different perspectives of the human phenomenon made interdisciplinarity to be promoted at the educational and administrative level in academic life and research. Despite this, as the two mentioned authors also emphasize, anthropologists seldom collaborate in research projects that breach their disciplinary specialties. Nevertheless, the real worry the authors point to is the fact that one cannot find at all any major preoccupation in actual anthropology for understanding the human nature as a whole and the connections between its biological, social and cultural forms. Their conclusion points to the existence of an acute need of a truly comparative science of human beings throughout their history, and all over the world.
*** The above conclusion as well as the situation discussed raises directly the issue of the relations between the biological and the social approaches on human nature and implicitly the issue of the unity of the anthropological enterprise. The aim of the present paper is to address these issues from the perspective of philosophy and methodology of science. I will address therefore the problem of how can the quest for the unity of anthropological field be posed nowadays. Ill also discuss the means through which the integration of the different approaches is explored and emerges in actual scientific practice. Following this path Ill discuss and back a position that appears to be pertinent in the actual context of research and argue for the important role a modelistic frame would have in such an investigation. Now regarding the epistemological and methodological reflection on anthropological research, one might say that philosophy of science was in general guided and dominated (not unjustified) by the reference to fundamental sciences esp. to fundamental physics. Anthropology was completely ignored as a reference science and the potential philosophical subjects relevant to anthropological investigation made their way in topics from philosophy of social sciences or of biological sciences. One might suggests with pertinence that the situation is a consequence of the multidisciplinary and interdisciplinary character of the field. Another reason for its neglect might be found in the fact that philosophers placed anthropology more in the camp of social sciences or even in the humanities register and in the frame of these disciplines it was seen as a discipline of secondary interest. Whichever would be the reasons for its neglect, it does not seem to be justifiable in the context of actual preoccupations in philosophy of science. The dismiss of the classical conception on science that promoted a unified view built through reductive relations between scientific disciplines, opened the possibility of adopting a more flexible view that makes room for a variety of scientific modalities that engage various relations beside reductive ones. Taking into consideration this context we can say that anthropology due to its inherent multidisciplinary and interdisciplinary nature represents a very interesting case, insufficient explored and rich in consequences.
The classical philosophical view on unity of science
From the point of view of philosophy of science the relevant preoccupation to our discussion is the one regarding the topic of unity of science and the relations between the different scientific disciplines. The subject of unity of science was one of the major entries on the working agenda of the neopositivistic conception on science. It is linked to the names of such prominent adherents of this orientation as O Neurath and R. Carnap who were behind the project of an encyclopedia of the unified science. The two authors held two different view on how the unity should be conceived. The Carnap variant is a stronger reductive model the pyramidal model. It is characterized by logical constructions from basic concepts and reductive connections between the concepts from different levels. The laws from different sciences are connected and reduced to the genuine fundamental laws of physics. Carnaps approach stresses a conceptual precision, deductive systematization and logical rigor. The other variant promoted by O.Neurath is a less reductive. His model adopts the image of encyclopedia as a metaphor for the way he sees the unity science. Instead of a single rigorous language, he acknowledges the existence in science of imprecise terms from ordinary language. He rejects a strong physicalistic reductionism and makes room for the soft sciences as social and human sciences. His unity of science is meant to promote conversations and interactions across existing domains through local exchanges and cross-fertilizations. Taken into account the recent directions of research in philosophy of science, O Neuraths view proves to be relevant for the actual research agenda. It proves to be relevant for our issue as it will become clear further in my paper. In the postwar neopozitivistic landscape we can identify two major moments that reflect the subject of the unity of science. The first one is related to Hempels model of scientific explanation a general model that is meant to be an universal account on scientific explanation valid for any scientific field. The second moment is related to the classical model of inter-theoretical reduction developed by E Nagel in his influential book The Structure of Science (1979). Ill first briefly discuss the two models starting with the last one since it bears directly on the relation between different scientific disciplines. According to Nagels account the reduction relation between two theories T1 and T2 implies two fundamental requirements. The first requirement refers to the connectivity of the terms belonging to the two different theories and reflects the need for the continuity of the meaning of the theoretical terms from T1 and T2. It is a condition on the preservation of the reference for the concepts in the two theories. The second requirement refers to the relation of derivability between the laws of the two theories. The laws of the reducible theory are to be derived from the laws of the basic theory towards which the reduction is done. The first condition proved to be problematic and generated numerous counterarguments. One of the most used counterarguments make reference to the multiple realizability of the predicates of the reducible science. In the classical example of the reduction of psychology to neurobiology a predicate as pain specific to a psychological theory can be realized by multiple neuronal states in the brain. The argument from multirealizability inhibits this way the possibility of a biunivocal relationship between the semantics of the two involved theories. Meanwhile, the second condition is neither unproblematic. A strict deductive relation between the laws of the two theories as Nagel proposes is of a too restrictive nature. As many examples from science show including the classical reduction of thermodynamics to statistical mechanics, there are many additional extra-assumptions that are involved in the process of getting the laws of the reducible theory from the basic one. Regarding the other important model of unity, Hempels model of scientific explanation is a general unifying schema intended to account for all scientific explanations independent of the particular scientific domain in which it was developed. It construes the explanation as a deductive (or inductive in case of statistical explanation) inference form laws and boundary conditions. The subsequent critique showed its limitation to the application in social and historical disciplines. The schema discloses its limitation also through the fact that it bans any influence of pragmatic factors on the explanatory processes. The reactions against the two models intensified with the critique of the neopositivistic conception on science. Even after the dismiss of the received view on science, the models marked the working agenda on the two topics of scientific explanation and theoretical reduction in subsequent debates. The reactions against Nagels model took various forms covering a large spectrum of antireductionism. The radical sort of antireductionism could be found in the well-known works of Thomas Kuhn (1996) and Paul Feyerabend (1975). The consequences of their type of position bring about an isolationism and an extreme form of relativism between scientific theories. The main drawback of such an isolationism is that fact that it cannot account for the interactions and the fertile exchanges that exists between the different scientific theories. More moderate forms of reductionism were also advanced in different variants 2 but they were nonetheless disputed in their generality and run into insoluble difficulties. 3
The preoccupation for the topic of unity in the last decades of the XXth century diversified and took particular forms. After the dismiss of the received view on science the centrality of units as laws or theories was challenged and subsequently their exclusive roles in approaching the unity of science. Alternatives units and modes of knowledge were taken more seriously into consideration for the unity issue. The inquiry became also more focused on specific fields of science. Taken into account the limitation of the reductionist program in the study of unity, the possibility of non-reductive sorts of unification caught the attention of the philosophers.
Characteristics of anthropological research
The inadequacy of pure reductive relation among the subdisciplines of anthropology as well as the radical antireductionist view could be easily seen in case of the anthropological disciplines. As anthropological research spans a wide spectrum of explanatory registers, from the molecular level of biochemical and biological research up to the social investigation of institutions and cultures, we would need a stronger version of unity by reduction. The reductionist view on such a large scale will have affinities with the initial neopositivist intention of the grand unification. It certainly does not make sense to put anymore in these terms the unity question. Reductive relations are implausible on a global scale but they might be quite workable on a smaller one. Such relations might appear and operate in delimited areas between different more restricted domains of research. In more particular cases of anthropological research one might encounter such reductive explanations that will try to biologically explain some social behavior. The issue of reduction has to be tackled in this particular setting with an eye to the specific context of scientific inquiry in which the claim takes place. Anthropology clearly forces upon us a pluralistic view. In a time of still great influence of the neopositivism, there were authors that recognized the plurality of the explanatory forms in anthropological research. S.T. Goh (1971) offers us such an analysis. He identifies and compares three
2 A widely discussed one uses the concept of supervenience adapted from philosophy of mind. 3 For a updated review see Jordi Cats article in Stanford Encyclopedia of Philosophy. different positions regarding explanation in anthropology. A first one places it in a Hempelian frame regarding anthropology as a homothetic science. Such anthropologists as Radcliffe-Brown or Marvin Harris saw the aim of anthropology in discovery scientific laws. The second one takes into account the historicist reaction to the DN model and sees anthropology as mainly dealing with particular sorts of statements, without aiming at discovering general laws. According to this view Anthropology is history simply because as a matter of brute fact, anthropologists are interested in historical-idiographic problems(Goh 1971, 342).The works of many classical anthropologists as Boas, Lowie, Radin, Kroeber, Evans-Pritchard are oriented to particular analysis and descriptions. The third orientation draws on the ideas of the philosopher P Winch for whom the understanding in the social sciences is different from the one in natural sciences. The task of the anthropologist is to make sense of the behavior of the individual people by contextualizing the behavior in the frame of the purposes, motives, beliefs and norms of behavior of that people. For Goh none of the above approaches exhaust the multiplicity of anthropological explanatory forms. Anthropology is both science and history and we can find endeavors belonging to both register s of inquiry. The explanatory practice reveals that anthropologists use a plethora of explanations and Goh suggest therefore that the best way to account for explanation in anthropology is a methodological eclectism. Due to the complexity of the biological and social systems investigated, anthropological research engages a large variety of scientific representations. Different representations capture some aspects of the systems from specific perspective, under some theoretical setting. As Mitchell (1997, 2003) also emphasized (and Ill discuss her ideas in a further section) it is improbable that these representations enter in derivability and translatability relations as the classical reductive view requires. They constitute rather different descriptions from distinct registers of investigations that could be best integrating on a local scale.
Global versus local sort of approaches
The traditional approaches to unity of science can be characterized as being of a global sort. They look at the unification on the large scale, involving theories or scientific fields or scientific disciplines. This is in a straight sense the legacy of the neopositivistic view on science trying to describe and subsume in one universal language (using formal means) the variety of scientific forms belonging to different disciplines. T goal was to make explicit the single valid methodology of scientific thinking and the unique valid structure of science. Despite the rejection of the neopositivistic conception of science due mainly to the historical critique from the 60s, the influence of the older agenda can be identified in the subsequent period. We can see it in the topic of scientific explanation that was driven by the search of a general account for types of explanations in all disciplines even after the dismiss of Hempels model. Such are the important accounts proposed by Friedman (1974) or Kitcher (1989) defining the unificationist approach on explanation as well as Salmons causalist approach (1998). It can be detected also in the projects that sought to provide a general analysis of the structure of science that should account for any sort of scientific theory. Such is the semantic conception of theories htat rejected the neopositivist syntactic view i.e. the received view and intended to provide a more adequate analysis of the nature of scientific theories Starting with the last two decades of the XXth century one can detect a move towards a different way of philosophical investigation. Nick Huggett (2000) described this tendency as localism with reference to the positions articulated in the realism-antirealism debate. The articulation of local philosophies that characterize it is meant to indicate the fact that the way problems are raised and are solved involve the recourse to specific scientific programs using local resources and elements in the frame of these programs. It rejects this way the appeal to prior determined views on science and scientific knowledge that should determine and guide the philosophical inquiry. Localism is also linked and stimulated the rise of a more radical position in regard to the unity of science issue the one arguing for the disunity of science. In this sense Jan Hacking argues for the disunity of science in terms of local unities (Hacking 1996) The local sort of unity becomes a more plausible and workable solution than the global and formal accounts on unity. The local tendency in philosophical research intensified in the last decade and stimulated new insights into older problems. Such an expression can be found in the philosophical research that reconsidered scientific models and modeling practices as important elements in production of scientific knowledge. In another text (David-Rus 2009, 2011) dealing with the explanation topic, I was arguing for a local type of solution which I saw as a plausible one taken into account the actual philosophical tendencies. In the same text I have argued for a specific setting that provides consistency to such a local approach , This was a modelistic setting in which models are taken as reference units, as bearers of explanatory processes. As I suggested above a local perspective on unity is a plausible one under which a fruitful investigation could be engaged. In a following section, I will also take into consideration a modeling frame and the ways the unity problem can be addressed in such a frame.
Forms of pluralism
Localism brings with it a pluralistic perspective on unity. Pluralism can be of many forms and shapes involving different registers metaphysical, ontological epistemic methodological etc. I will be esp. concerned with the one involving explanations. First a distinction that has to be introduce in the discussion 4 . It is one between the plurality and pluralism. The first one is a characteristic of the state of scientific inquiry in sciences today. The last one is the view about this state in considering it as a eliminable situation or not form the very nature of scientific knowledge The antireductionist reaction already induces or prepared the way of a pluralistic view. The most usually one is the one we encounter relative to theoretical frames and conceptual schema. Nevertheless in its radical forms as we saw it lead to the unproductive form of isolationism. One widely spread way to put the pluralistic is the levels of organization schema. According to it the world is stratified on different registers (that we might regard from an ontological or an epistemological angle) starting with the microlevel entities up to the macrolevel ones. So in the biological realm we have at the bottom the particles level on which the next level, the one of molecules build. We find research at these levels in biochemistry and molecular biology disciplines. The level of cells is the next one and organism and populations are the higher ones. If we are to regard the social phenomena we can start with the levels of individuals but we can go also lower to the psychological states level and could build up till the social institutions and whole societies or cultures levels. One straight type of pluralism can be conceived as a competitive one, implying a competition between different explanatory descriptions and the elimination of the less performing explanation. But this does not represent in an adequate way the scientific practice. As other authors also emphasized 5 there is no certainty that the best explanation at a moment will remain so in the future. So alternative explanations are not all dismissed and eliminated; on the contrary it is reasonable to develop such alternatives if they have chances to succeed in the future. So some of the explanation and models are in direct competition but there are also other that are not actually mutually exclusive, and show a sort of compatibility. We encounter here another kind of pluralism, a compatible sort of pluralism. Under this view different explanations coexist in a area of research without any pretention of an integration. According to one view the different strata from the organizational schema are also levels of different analysis that are pretty autonomous. We might see in this way distinct registers of explanations
4 Introduced also in the volume Scientific Pluralism edited by Kellert et al. 5 As for example Kitcher, 1991. that do not intersect. Hypotheses can compete only within specific levels and not inter-levels. Sherman (1988) develops such a view reviving the classical classification proposed by Tinbergen (1963) on different types of questions. But this proved to be wrong as Mitchell (2002) challenged the Shermans account and showed that his view fails to capture adequately the relations between alternative explanations. She shows that solutions to questions at one level (e.g. developmental) influence and have impact on the possible solutions on another level (e.g. evolutionary). The other point is that competitions that occur at one level does not necessary imply mutually exclusive alternatives. We often do see intralevel competition among hypothesis that do not exclude each other. A pertinent option is given by the sort of integrative pluralism promoted by Sandra Mitchell (1997, 2002, 2003). Such a view admits the coexistence of different areas of investigation as in compatible pluralism but makes a point in emphasizing also an integrative tendency of the investigation. In order to explain her position we have to make reference to the way phenomena are represented in different modalities. Though Mitchell seems to reduce explanation to the causal sort and take causal mechanisms as the goal of our representation, her position can be claimed with more generality, that includes also other types of explanatory forms, as for example the functional ones that are so common in biological disciplines. The main point hinges on the fact that our representation are capturing only some features of the complex phenomena under investigations. The representations deployed in science are the product of simplification, idealization and approximation which makes them apt to describe and treat the features of interest. The complex biological or social phenomena are this way partially described in such representation. In fact a system can be seen from different views such as an individual human being as a biological system can be at the same time a host to a parasite, a consumer in a ecosystem, a phenotypic expression of a set of genotypes, a mammalian organism (Mitchell 2003, 182) etc. Of course the social register will multiply these representations. These target different causal registers that could be seen as complementary and partially overlapping.
Local integration, models and explanations
The integration backed by Mitchell is one involving models that target such different causal mechanisms. The integration is of a local sort that implies local unification in contradistinction to global one as advocated by Friedman and Kitcher. Local theoretical unify some of the models without making reference to a general overall unified corpus of knowledge, neither to strictly reductionist relationship between representations. On the contrary it makes evident the existence of a variety of strategies through which the interdisciplinary interaction takes place. The pluralisms reflected also in the many types of integration taking place at different levels of abstraction and in different modalities. Previous research already revealed such sort of integration. Such is the work of Darden and Maull (1977) that investigated differed forms of interfiled relations such as physical localization and part-whole relations, identifying a structure underlying a function, identifying a cause in one field and the effect in another field etc. Bechtel and Richardson (2010) also investigated such integrative modalities esp in connection to different levels of organization and transfer of conceptual frames to a new domain. Mitchell (1997) also identifies there types of integration: one involving mechanical rules that determine the joint effects of independent additive causal processes, a second concerning local theoretical unification through which we jointly model more features of complex systems and third concerning explanatory concrete integration in highly complex cases that makes integration specific to the situation or only a narrow class of situations. With particular reference to the study of human nature from both biological and social perspectives, Mitchell and collaborators (1997) identify three such major strategies that are at work in case of such integrations. A first strategy is characterized by the attempts to build a common language between the different scientific registers. A good example is hte anthropomorphic discourse that is used in disciplines as ethology and primatology. A second strategy can be identified through the metaphoric transfer of models between the biological and the social disciplines. A good illustration is given by the populational models developed by some authors (as Boyd and Richerson) for the study of culture evolution. A last strategy is given by the use of mathematical techniques of probabilistic and statistical inference. These techniques are used in both biological and social investigations. The second strategy suggests engaging a modeling view for approaching the issues of unification and unity. I will further discuss in more detail some aspects related to such a perspective.
*** In order to understand the modelistic view we must recall the fact that philosophy of science in its classical form as mainly determined by the logical empiricism and its legacy is centered on the concept of scientific theory. Many of the main topics o of philosophy of science (as confirmation, progress etc) are closely linked to the clarification of the nature of scientific theories. Among the different ways to react to the limitations of this view a major move is constituted by the reconsideration of the role and importance models play in scientific knowledge. As the recent of this move shows, this frame open the possibility of a reconfiguration and restatement of old problems that induce the possibility of overcoming the old deadlocks. We can see the contribution of models at the unity problem at different levels of scientific inquiry. Mitchell and collaborators (1997) mention them in connection to the metaphorical transfer of concepts among biological disciplines and from them to social and cultures studies. This is a way of seeking a more general unification than a strictly local one, targeting for example in Boyd and Richerson (2005) populational studies on culture, the complex phenomena of culture. But Mitchell types of integration besides the above strategy she mentions could be put in a modeling framing, gaining this way more consistency in the investigation. Her local theoretical unification sort of integration would in many cases involve building a more comprising model that integrates the more specific causal mechanism. It is a characteristic of the theoretical models to bring together submodels, mechanisms or representations of some features of the phenomenon that were described previously. By focusing on such types of models in specific scientific modeling episodes one might identify more clearly the modalities the different submodels and representations are merged and pieced together. The modeling frame provides a setting that identifies better the units at work and the relations between them in the process of integration. The other type of integration that Mitchell identifies could be also illuminated in a modeling context. It is the integration through explanation of concrete phenomena, integration that targets a highly complex system in which many factors are at work. The modeling process proposed to account for the situation would be of a quite particular sort specific to the situation and contextual factors., which will make it inadequate for applications to other systems or for the extraction of a more general algorithm. In fact the actual configuration of complex processes resulting from biological and sociological causal mechanisms will be determined on a case to-case basis (Mitchell et al. 1997, 124). Both types of integration discussed above, the local theoretical unification one and the explanation of concrete phenomena, could be addressed in a frame that represents explanation through modeling processes. In my previous work (David-Rus 2009, 2011) I have argued for the plausibility of an approach that articulates the explanatory processes in the modeling processes; and I have suggested a particular schema developed by Hartmann and Frigg (2005) as a good starting point. The schema also called the LOOP schema, involves four main processes taking in the model and between the model and the represented system. The first two steps are called identification steps. In the first one we identify the occurrence in the target (OIT as they call it), i.e., the behavior of interest in the target system that has to be explained. In the second identifying step, the occurrence in the model (OIM) is identified, i.e., the element in the model that corresponds to the occurrence in the target that we wish to explain. The next two steps are called the explanatory steps. In the first one, called explanation_1 we have to reproduce the OIM in the model, meaning that the OIM has to follow from the basic assumptions of the model. Follow is not made more explicit in any way but is not reducible to deduction as in the DN model. The fourth and last step, called explanation_2, involves the translation of knowledge obtained in the model (and about the model) to the target system. This way what holds true in the model approximately carries over to the real system. The LOOP schema is a general empty schema that makes sense ply if applied to particular modeling episodes. Approaching such episodes that are illustrations of the types of integration previously discussed we can better illuminate the articulation of the integration process and its more general characteristics.
Final Remarks
In order to draw to an end my discussion I will wrap up the main points and moral of my discussion. Conceiving the unity of science was an important goal in classical philosophy of science. Inspired by scientific progress at the beginning of the XXth century, philosophers envisage an ideal image of hierarchical order and reductive relations that brings together the way science explains reality through its fundamental theories. Anthropology was in a delicate position due to its particular object of study, the human nature, and its implications. From the unified methodological perspective tis unity could be seen as a more local problem concerning the reduction of the social sciences to the biological ones. Nevertheless as research advanced in these domains esp. in the second half of the last century unveiling the complexity of the systems studies and the autonomy from the physicalist sciences, it became clear that such a grand unification picture has no correspondence in reality. Philosophical research focused on more local approaches and unveiled a plethora of interesting aspects of scientific knowledge. The disunity of science became a more plausible idea to represent the actual situation. Regarding the anthropological investigation, the actual situation does not imply that questions regarding the human nature should not be anymore asked. It is quite justified to rise them but the obsession of a unique answer might not be justified. Instead science rather offers us a patchwork of solutions from which one can choose. It makes for a rich and stimulating perspective, in my view.
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