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However, evidence fromLatin America calls this argument into question. likely.1
Although Latin American labor movements their record with have often played a leading role in strug respect to democracy has been mixed. In several countries, including Argentina, Mexico, Nicaragua, and Peru, labor move ments actively backed nondemocratic regimes during the latter half of the twentieth gles against dictatorships,
movementswere contingentdemocrats.2
These findings not only challenge arguments that organized labor is a consistent champion of democracy, but they also call into question the essentialist assumption underlying those claims: that labor's political behavior can be reduced to the defense 21
ComparativePolitics
of the material approaches more broadly
October 2006
classes. This analysis as organizations organizational, thus lends support to labor's interests lead
and define
of regimes. Yet the question of why and when labor movements push for, oppose, or remain indifferent to democracy has received little attention.4 Under a stringent procedural definition of democracy, a regime is democratic if four conditions are met. There must be free and fair competitive elections for the
Class
Interests, science
in political
champions of democracy. Goran Therborn, for example, argued that in "the labor movements sought almost everywhere not only for higher wages
inclusionarynature affords greater possibilities of redistributionthan other regime types.Thus, according toRueschemeyer,Stephens, and Stephens,because thework
ing class consistently gains from democracy, and because "those who gain from democracy will be itsmost reliable promoters and defenders," have only to the working
classwill be consistentlyprodemocratic.8
This article breaks with these essentialist assumptions. Organized labor's interests can not be reduced to the material well-being of workers. Although the initial raison d'tre of labor organizations is to protect and advance the material interests of work
22
ments such asArgentine Peronism thatchallenged traditional class hierarchies in the social and cultural realms and incorporated working classes into politics created
union loyalties that can not be explained by material exchange alone. In some cases,
with thepoor,was as leaders'political style, especially their symbolic identification importantas their economic program inwinning and retaining working class sup port.Although these symbolic and socioculturalappealswere frequentlycombined with material appeals, they often helped cement allegiances thatendured long after parties or governmentshad abandoned prolaborpolicies.9 The disjuncturebetweenworkers'material interestsand labor'spolitical orienta by union leadershipautonomy. As a long tradition tions iswidened further of schol
arship dating back to Michels has shown, most labor leaders enjoy considerable
America. Inmany LatinAmerican countries institutional arrangementsthatprotect ed union leadershipsfrom competitive challenges, heightened theirdependence on
state resources, and created mechanisms that were more of state intervention responsive duced union leaderships into union affairs pro to state leaders than to rank-and
file workers." Although union leaders in corporatist systems can not afford to neglect rank-and-file demands entirely, theygenerally enjoy substantial discretion in
terms of which demands they take up and how quickly and strenuously they push
thosedemands.
Autonomy from the rank and file allows union leaders to pursue a diversity of goals, some of which are individual rather than collective, and many of which extend well beyond the material welfare of workers. Frequently, these goals are organiza
tional. Labor organizationsbenefit from governmentpolicies that facilitateunion or provide unions ization,extend or protectmonopolies overworker representation,
with new sources of revenue. Although these organizational resources may benefit workers in the long run by strengthening unions, their pursuit is rarely driven by rank-and-file demands. In some cases, unions have pursued or defended them at the expense of those demands.12 Union leaderships also pursue political goals-such as placing their members or are only loosely related to workers' material partisan allies in public office-that to public office and other positions of power may benefit orga demands. Access
23
ComparativePolitics
October 2006
interests.13 In addition, labor leaders may pursue ideological commitments that are not necessarily or fully sharedby rank-and-file workers. For example, Marxist union leadershave at times supported political forces that, for a variety reasons (including
deference to strategies dictated by the Soviet Union), treated workers' material demands as secondary, at best.
In short,whereas Rueschemeyer, Stephens, and Stephens and others assume that labor movements focus almost exclusively on maximizing workers'material gains, labor interestscan be definedmore broadly to includeorganizational, political, ideo logical, and careerbenefits. Two implicationsfollow from thisdiscussion. First, ide
ological commitments and political, organizational, and sociocultural payoffs may
during the latter half of the 1980s. Second, political regimes that guarantee voting union
otherworker benefits increased. Historically, a variety of inclusionaryauthoritarian regimes have offered union leadersavenues for achieving their collective and indi
vidual benefits goals. In twentieth century Latin America, for example, revolutionary and
governments.
leaders' material,
organizational,
Explaining
Labor's
Orientation
toward Democracy:
Partisan
Alliances
and
Regime Alternatives
If labor movements logical goals, nondemocratic and ideo pursue a variety of material, political, organizational, and if many of those goals may be met under both democratic and is likely to regimes, then organized labor's support for democracy
24
StevenLevitskyand ScottMainwaring vary according to thehistorical andpolitical context. Inotherwords, labor,likeother organized interests, is a contingent democratic actor.Under what conditionswill labor movements supportor oppose democracy?Two factors are of critical impor tance: labor's dominantpartisan linkageand availableregimealternatives. Partisan Linkages In part, labororientations towarddemocracy hinge on their partisan alliances.Most peak-level labor leaders in LatinAmerica have historically For unions, theparty-union with one political party or another.14 aligned themselves
"exchange" often brought new channels of access to the state, key organizational
resources, and a variety of prolabor socioeconomic policies. For parties, they Many party-laboralliances brought critical electoral andmobilizational support.15 became institutionalizedover time. Political careers, overlapping leaderships,and deeply rootedpolitical identitiescreatedvested interestsinmaintaining the alliance,
such thatmany union leaders came to value the party for its own sake.16 Thus, despite important changes in the party's program or strategy.17 insti
tutionalized alliances became "sticky," in that unions remained committed to it Labor's political alliances vary considerably. Unions have historically supported governments,parties, and candidateswhose programs includedhigher wages, the extensionof worker benefits, and otherpolicies aimed at incomeorwealth redistrib
ution. Yet such policies have come in a variety of ideological variants, and distinct packages, including social democracy, Marxism in its many forms of populism.
1945: Marxist and populist parties. Marxist partieswere committed to the long-term overthrow of capitalism. Although they frequently fought for democracy when
exclusionary authoritarian viewed regimes were democracy in power, and although as a means of achieving they often worked broader socioeco to
democracy. Populist partiesmobilized labor from above, often from positions in the state. Although they generally espoused prolabor policies and often sought to open up 25
ComparativePolitics
exclusionary political
October 2006
regimes, many populist parties in Latin America have histori
cally displayed aweak commitment to liberaldemocracy.Populistmovements tend ed to be weakly institutionalized, personalistic, and highlymajoritarian,often to the point of disregardingthe rightsof politicalminorities and other institutionalfeatures
of liberal democracy. Populist governments in Argentina, Brazil, Mexico, and other
countries demonstrated little tolerance for opposition parties or respect for basic civil liberties,and thepopulistAmerican PopularRevolutionary Alliance (APRA) in Peru routinelyengaged inviolence against elected governments. Available Regime Alternatives
bility of alternative alternatives
regime types play crucial roles in shaping the strategies of instru labor movements can be expected
mocratic alternatives. They may do so in a context of unstable or highly polarized in which revolutionary outcomes are perceived as possible. In such a democracies context, Marxist labor movements may pursue maximalist strategies that put democ ratic regimes at risk. Labor may also be indifferent to (and even oppose) democracy when inclusionary authoritarian regimes are in power. In Latin America in the twen tieth century, a variety of nondemocratic revolutionary and populist governments offered labor movements substantial material, democratic organizational, alternatives and symbolic benefits.
labor movements
their semiauthoritarian
together to produce four possible outcomes with respect to labor's orientation toward democracy. Democratic party-labor alliances can be expected to support democracy in all regime contexts. In the case of instru
authoritarian regimes in the late 1970s but then continued that weakened the fragile democracies that replaced them.
26
Table
1 Determinants
of Labor Movement
Orientations
America
Perceived Viability of Pro-Labor __ondemocratic Alternative Low High
Regime Orlentation of
Partisan Allyv
Liberal Democratic
Instrumental
mentalist
(Marxist or populist) party-labor alliances, labor support for democracy depends on the regime context. To the extent that inclusionary nondemocratic alter natives are perceived to be feasible (for example, when such regimes were in power or revolutionary are taken seriously), instrumentalist party-labor alternatives alliances may be expected to be indifferent, ambivalent, or even opposed to democ racy. If the party-labor alliance is democratic or if there is no viable inclusionary If the party-labor alliance is authoritarian alternative, labor will be prodemocratic. instrumentalist and attractive nondemocratic alternatives are perceived to exist, then Stephens, and labor may well work against democracy. Whereas Rueschemeyer, in this framework they are Stephens treat cases in the lower left box as exceptional, just as theoretically plausible as any other outcome. In fact, cases that fell in the in Latin America between 1945 and 1989. lower left box were widespread
Latin American
Party-Labor
Linkages
after 1945
Why did some Latin American labor movements consistently favor democracy, while others did not? Four major patterns of party-labor linkage existed in Latin America
27
ComparativePolitics
October 2006
after 1945: democratic,Marxist, populist, and no dominant linkage.Most Latin American labor movements contain competing ideologies and orientations toward The focus in classifying cases here is on the dominantpolitical force democracy.18
within labor movements. In a few cases, particularly Brazil and Peru, majority con cases, trol of labor movements shifted over time from one party to another. Inmost
ments aligned themselveswith populist parties. InArgentina theGeneralWorkers Peronistfrom 1945 to 2000.Union support Confederation(CGT) was overwhelmingly
for populist leader Juan Peron was rooted in a vast array of material, that he provided first as labor secretary (1943-45) organizational, and symbolic benefits and later as presi turn of Peronist demonstrated an
overthrow in 1955, and his death in 1974, as well as themarket-oriented movement. InMexico Revolutionary Confederation For most of its history, Peron and his top supporters aligned itself with
PresidentCarlosMenem during the 1990s. Peronism was a near-prototypical populist attitudetoward ambiguousandhighly instrumental democracy.20
the bulk of the labor movement the Institutional Party (PRI) and its precursor from 1945 to 2000.21 Although Mexican
party authoritarian regime, the PRI's weak commitment to democracy is clear. In Peru organized labor was initially mobilized by APRA, a populist party created by Rauil Haya de la Torre. The Peruvian Labor Congress APRA APRA's in 1944, was Peru's largest labor confederation (CTP), which was until created by the late 1960s, when the labor movement. APRA it never installed an and insurrectionary
demonstrated
shift to the right eroded the CTP's position within an ambiguous commitment to democracy. Although
it employed violence
In Bolivia, Chile, Nicaragua, and post-1968 Dominant Linkage toMarxist Parties Peru, the dominant wing of labor movements aligned itself with Marxist parties. The Bolivian labor movement, which was among the most militant in Latin America, was led by Marxists Central for most (COB) was of the post-1945 period.23 Although the Bolivian Workers' initially forged out of an alliance with the populist Nationalist
28
StevenLevitskyand Scott Mainwaring Revolutionary Movement (MNR) in the aftermath of the 1952 revolution,these ties
eroded over the course of the 1950s. In 1963 the COB broke with the MNR govern ment. After the 1964 coup Marxists gained the dominant position in the labor move
dominant party linkage. The Chilean labormovement, which was organized into theUnified Workers Confederation(CUT)beginning in 1953,was pluralist, in that it containedcompeting Socialist,Communist,Christian Democratic,andRadical groups.However, the confed eration was usuallydominated by theSocialist (PSCh)andCommunist (PCCh) parties. Although theCommunistsandSocialistsworkedwithin Chile's democraticinstitutions, they remainedcommitted to the goal of socialist revolution,andmuch of the PSCh acceptedthe legitimacy of armedstruggle.25 InNicaragua the labormovement aligned itself with the SandinistaNational Liberation Front (FSLN) from the late 1970s through 2000. Organized laborsupported
the FSLN in the insurrection against dictator Anastasio Somoza, and the dominant
In Brazil, Venezuela, and post-1989 Linkage to Democratic Parties Chile, dominant labor organizations were affiliated with democratic parties. In Brazil labor's partisan linkages have always been fragmented and have changed over time, but
they have generally been democratic. During Brazil's first period of democracy
(1946-64), the Brazilian Labor Party (PTB) and the Brazilian Communist Party (PCB)
movement.Although thePTB was divided within the labor competed for dominance most party leaders were commit between liberal democratsand instrumental populists,
ted democrats. The PCB (which was banned in 1947 but functioned in a semiclandes tine manner) was an instrumental Marxist party. In the context of a fragmented labor
ComparativePolitics
labor movement
October 2006
rule in the 1970s. It remained divided, but the United Workers' Central Party (PT). Although the PT's lead
ership was dividedbetween Marxist instrumentalists and committeddemocrats,the lat tergenerallyheld theupperhand.28
Venezuela is perhaps the clearest case of a stable democratic party-labor linkage. From the time of its creation in 1947 until 1998 theVenezuelan Workers Confederation (CTV) was the only major labor confederation inVenezuela. Various parties competed leadership during the postwar period, but the confederation was almost always dominated by unionists with ties to Democratic Action (AD).29 AD played a major role in establishing Venezuela's first democratic regime and was a consistently democratic actor in the decades after 1948.30 Finally, the post-1989 Chilean labor movement was democratic. Although the labor movement remained aligned with the Socialists and Communists after the 1973 coup, for the CTV
liberal democracy.31
A Case of No Dominant Party-Labor Linkage Colombia is the only case of no dominant partisan affiliation among labor organizations. During the 1930s and 1940s the dominant Confederation of Colombian Workers (CTC) maintained close ties to the Liberal Party.32 During the 1950s, however, theUnion of Colombian Workers (UTC), which declared itself apolitical, emerged as the country's largest labor confeder ation. According to Urrutia, the UTC "did not commit itself to any political party," which made the "Colombian experience.. .radically different from that of other Latin American nations."33 Beginning in the 1970s, the labor movement fragmented, as sever al labor confederations competed alongside many unaffiliated unions. In this context, Colombia: existing partisan linkages eroded, and no new dominant party-labor alliance emerged.34 Table 2 summarizes the linkages between labor and parties that prevailed in these nine cases between 1945 and 2000. In most cases dominant labor organizations were affiliated to either Marxist (Bolivia, Nicaragua, pre-1973 Chile, post-1968 Peru) or pop ulist (Argentina, Mexico, pre-1968 Peru) parties. Hence the vast majority of party-labor alliances were characterized by instrumental attitudes toward democracy. Consistently prodemocratic labor movements were the exception, not the rule.
Labor
Support
for Democratic
and Nondemocratic
Regimes
Labor support for democracy depended on both the dominant party-labor linkage and on the regime context. This framework, can be used to examine organized labor's sup in these nine Latin American lack of support for democracy countries port-or
30
Steven Levitsky and Scott Mainwaring Table 2 Dominant Linkages Countries Years 1945-2000 1946-52 1952-63 1963-1985 1945-62 1962-64 1979-2000 1945-73 1.989-2000 1947-2000 1945-2000 1979-2000 1945-68 1968-92 1945-98 Dominant Partisan Linkage Populist (Peronism) Marxist Mixed MaistPopulist Marxist Deniocratic (PTB) Mixed MarxistDemocratic (PCB-PT3) Democratic (PT) Marxist (Socialist/Communist parties) Democratic (Socialist .Communist) No dominant partisan linkages OnrginallyPopulist (PRI) Marxist (FSLN) Populist (APRA) Marxist (Comlmunist Party Democratic (AD) (MNR)
between
Labor Movements
and Political
Parties
in
Brazil
Chile
Venezuela
between 1945 and 2000. The case analysis suggests a clear relationship among partisan linkage, regime context, and labor practice. In cases of democratic partisan linkage, labormovements did not support authoritarian regimes, back coups against elected gov ernments, or engage in regime-threatening mobilization under democracy. In cases of Marxist and populist partisan linkages, labor behavior hinged on the regime context. Where democracy was the predominant regime or the only feasible alternative to right wing dictatorship, Marxist and populist-led labor movements supported democracy. But where inclusionary nondemocratic regimes were either in power or perceived to be viable alternatives, they routinely worked against democracy. Organized labor may work against democracy in three ways. First, itmay support the extraconstitutional removal of an elected government. Second, it may actively support a nondemocratic regime, which may entail opposing efforts to democratize the regime. Third, politically polarizing union mobilization in pursuit of revolution ary goals may-perhaps inadvertantly destabilize democratic regimes.
31
ComparativePolitics
October 2006
This development the attractiveness and theperceivedviability of socialist revolution. movements to pursuemaximalist strategiesthat, though encouraged Marxist-led labor not directly antiregime,threatened economic andmilitary elites and therebyincreased
the likelihood that those elites would to the test. A prioritization support amilitary coup. The emergence of a revo stability in such a
electoral authoritarian regimes such as the one created by Per6n inArgentina. Most bolic benefits, as well as unprecedented access to political power. Governments
32
between dictatorship, and theCGT stronglysupportedthe electedPeronistgovernment 1973 and 1976. However, unionmobilization and violence helped trigger the 1976
coup.38
Labor and Peronismwere more solidly prodemocratic after 1976, in partbecause regimeoptionsnarrowed. Peronistunionsplayed amajor role inmobilizing opposition authoritarian After 1983, as democracybecame to the 1976-83 bureaucratic regime.39 nondemocraticalternativeslost viability,Peronist and consolidatedand inclusionary labor leadersconsistentlydefendeddemocracy. For example, theCGT unambiguously opposed military uprisingsin 1987 and 1990. Bolivia
democracy
Victor PazEstenssoro in 1964.41 tarycoupdeposedelectedpresident The labor movement actively opposedmost of themilitary dictatorshipsthatgov
erned Bolivia mental between 1964 and 1982. However, as was union leaders maintained an instru attitude toward democracy, seen in their support for the leftist military
most COB
of the proletariat."43 Unions mobilized against the democratic government of Hernan Siles Suazo (1982-85) almost as vigorously as they had against earlier dictatorships. Even as Bolivia's fledgling democracy crumbled in the face of hyperinflation, the COB played amaximalist been amuch Brazil game. Devastated by the closing of the tinmines less powerful actor in the subsequent two decades. in 1985, labor has
Between 1946 and the early 1960s the Brazilian labor movement consistently backed the democratic regime, notwithstanding the significant Communist influence in its leadership. In part, it did so because there was no viable alternative to democracy
that offered labor better benefits and greater access to power. In the polarized context of the early 1960s, however, themovement became radicalized. Although the CGT contin ued to back Goulart's government from 1962 to 1964, itsmobilization and maximalist demands were factors in triggering the 1964 coup.4 The bulk of the Brazilian labor movement opposed and the "new unionism" presence played a leading role in pushing the 1964-85 military regime, the
of instrumentalist Marxist
ComparativePolitics
October 2006
Chile AlthoughChile's Marxist-dominatedlabor movementworkedwithin the liberal democraticregime throughout the 1945-1973 period, it adoptedan increasingly maxi malist position as Chilean politics polarizedduring the 1960s and 1970s.Despite their commitmentto constitutional rule, the Marxist parties thatcontrolledtheCUT during thisperiod soughta socialist transformation of society.The SocialistPartywas divided
over the "electoral game." The party's radical wing, which gained ascendance during the
1960s, disavowed the electoralroad to socialism and openly espoused armed struggle. Socialist leadersdeclaredthattheirparticipationindemocraticinstitutions was "merely
a prelude to an eventual institutional rupture."46 The left's revolutionary push accelerat ed with the election of Socialist President Salvador Allende in 1970. Leftist and labor
mobilizationunder Allende,which includedanunprecedented levelof strikesand facto ry occupations, heightened the perceived threat to the economic andmilitary elite,
which countermobilized played with a brutal coup in 1973.47
Democratic
tion and generally cooperated with the center-leftDemocratic Concertation govern ments.49
Colombia The Colombian labor movement has been characterized by a weak pres ence in national politics, organizational fragmentation, and a lack of a dominant parti san orientation. Within this context, the bulk of the labor movement has backed democ racy since 1945. Most labor leaders opposed the dictatorship of Gustavo Rojas Pinilla (1953-57) and maintained a consistently prodemocratic orientation after the 1958 tran
electoral playing field was tremendously uneven, and the regime resorted to violence, fraud, and vote buying where necessary. The CTM and other major labor confederations were unwavering in their support for the PRI, even during the 1980s and 1990s, when
34
StevenLevitskyand Scott Mainwaring economic austeritybroughta steepdecline inworkers' incomes. When thedemocracy
movement took hold beginning in the late 1980s, the CTM became notoriously fied as one of the pillars of the PRI's authoritarian, antireform wing.52 Mexico one of the few cases discussed here in which transition. dominant party-labor linkage was forged in the the dominant ment actively opposed a democratic Nicaragua As inMexico, identi is thus
Nicaragua's
were held in 1984, civil andpolitical liberties Although elections were frequently violat
ed. Strike activity was restricted; government opponents were subject to harassment and arrest, and the leading opposition newspaper, La Prensa, was closed for substantial peri ods of time. The CST remained a pillar of the Sandinista od, despite the steep decline economic collapse. Between by 30 percent, movement in workers' regime throughout the 1979-90 peri living standards triggered by the post-1984
1985 and 1990, real per capita income inNicaragua fell fell by more than 75 percent.54 Nevertheless, CST They did so because they enjoyed the lead
as a labor-friendly
Peru Under its populist (1944-68) andMarxist (post-1968) leaderships, the Peruvian labor movementmaintained an instrumental attitude towarddemocracy. In
1948 the CTP backed APRA against helped the elected as it engaged in conspiracies and violent mobilizations Its actions ultimately trigger a coup.55 During the 1970s the CGTP backed the populist military regime led by General Juan Velasco (1968-75). Velasco's government undertook a government reforms and actively to the military supported non-Aprista government existed" labor organizations, that no viable the Communist-led alternative CGTP. CGTP leaders "concluded of Jose Luis Bustamente.
were best served by cooperating with the government.56 Thus, after initially oppos ing the 1968 coup, the CGTP embraced the military government beginning in 1969, backing it even after Velasco's successor, General Francisco Morales Bermuidez, shifted to the right in 1975. Not until the massive wave of popular tion of 1977 did the CGTP join antigovernment protests.57 Although labor mobilization during 1977-78 sector mobiliza
35
ComparativePolitics
October 2006
United Left rejected liberaldemocracy in favorof thatconstituted theCGTP-backed and revolutionarystruggle.59 Polarizationand guerrillaviolence popular insurrection helped justify Alberto Fujimori's autogolpe in 1992.
Venezuela After The CTV was a consistently democratic actor between 1948 and 1998.
the 1948 coup the CTV played a central role in the struggle against the Perez the first four decades of the new democratic aggressive regime, CTV leaders exer for
ic governing style-which
many Venezuelan elites that he sought to install an takeover of the CTV-convinced in an effort to remove authoritarian regime. In this context, the CTV actively mobilized Chavez by extraconstitutional means, and in April 2002 it supported a failed coup against Chavez. Table 3 provides (1979-90), democracy was widespread ported nondemocratic a summary of the nine cases. As it shows, labor action against in the post-1945 period. InMexico (1945-2000), Nicaragua
labor movements actively sup and Argentina (1946-55) regimes. In Chile during the early 1970s and in Bolivia and Peru during the 1980s they pursued revolutionary goals inways that undermined democratic Peru (1968-75),
Conclusion
Contrary to Rueschemeyer, Stephens, and Stephens, labor is not a consistent champion of democracy, at least not in Latin America after 1945. Rather, it is a contingent democ ratic actor, and it is necessary do or do not support democratic to explore the conditions under which regimes. labor movements
36
Table 3 Partisan Linkage, Regime Alternatives, Case Type of Party-Labor Linkag Populist Perceived Viable Alternative to Democracy? 1945-1976:Yes 1976-No Yes Yes
- - - - --------------1963-4:
1945-2000
Labor Behavior
Argentina
Bolivia
1946-52
Marxist
_
1946-55: Backed authoritaran regime 1955-76:Regime-threatening behavior : 1976- Democratic Opposed dictatorship
_
Mixed Marxis
-i
Marxist
Democratic
_
1964-70, 1971-80: Anti-authoritarian 1970-7 : Backed leftistmilitary rule __________ ___________1982-85:ReJime threateningbehavior Democratic No Generally yes Ambipous
. . . ........... .. .
Brazil
1962-64
Mixed
.
Democratic Marxist
Democratic
. . ......... . .
No dominant
affiliation
Populist Marxist
Backed authoritarianregime 1979-90: Backed revolutionaryregime 1990-20%: Regime-threatening violence 1 947-48: Regime threatening 1 1948-68: Generally pro-democratic 1969-77: Backed military regime
1980-92: Regime threatenng beavior
Venezuela 1,945-1998
Organized labor's support for democracy hinged on two political factors: partisan labor movements alliances and the regime context. Although a few Latin American period, most were affiliated with liberal democratic parties during the 1945-2000 aligned themselves with Marxist and populist parties with instrumental attitudes toward supported democracy when it was predominant democracy. These labor movements
37
ComparativePolitics
October 2006
and/or when inclusionary were deemed nonviable,butwhen authoritarian alternatives inclusionary authoritarian regimesexisted orwere perceivedas viable alternatives,they oftenworked againstdemocracy. This analysiscalls intoquestion an important elementof Rueschemeyer,Stephens, andStephens' theoryabout the relationship between capitalist developmentanddemoc
ments' racy. Their balance of class power argument rests on the assumption that labor move regime orientations hinge on thematerial interests of the working class. Such an
assumption ignores the relative autonomy of most labor leaders, the multiple and diverse nature of those leaders' interests, and the fact thatmany of those interests may be satisfied inways that bring few material benefits for workers. The fact that Latin American labor movements have not consistently championed
mobilization
38
creatingmore egalitarian societies and inclusionarypolities.68 As LatinAmerican labormovements weakened during the 1980s and 1990s, many of the region's democracies were characterized by increasing socioeconomic inequality.
Nevertheless, the contrast between the 1960s and 1970s, when strong and often radi
calized labor movements were oftenmet with right-wingcoups, and the contempo raryperiod of unprecedented democratic stability amid growing laborweakness makes it clear that there is little relationship between laborstrengthand regime out comes inLatinAmerica.
At a broader theoretical level, organized labor's interests are not always best satis
fied under democratic regimes.This argument is consistentwith theoriesof democ ratization that emphasize actors' contingent and interactivepreferences.69 It chal lenges theoriesthatsee laboras immutably and consistentlyprodemocratic.
NOTES
We are grateful toMauricio Archila, Claudia Baez Camargo, Frances Hagopian, Ren? Antonio Mayorga, comments. James McGuire, for helpful Guillermo and Ken Roberts O'Donnell, Armesto, Alejandra Claudia Baez Camargo, and Annabella Espa?a provided research assistance. 1. Dietrich Rueschemeyer, and John D. Stephens, Capitalist Development Evelyne Huber Stephens,
see Goran and Democracy of Chicago Press, University 1992). For similar arguments, (Chicago: New Left Review, "The Rule of Capital and the Rise of Democracy," 103 (May-June Therborn, 1977); "The Travail of Latin American Goran Therborn, New Left Review, 113 (January-April Democracy," Transition Theory: The Labor Movement, 1979), 71-109; Glenn Adler and Eddie Webster, "Challenging to Democracy in South Africa," Politics and Society, 23 (March 1995), Radical Reform, and Transition inNamibia 75-106; Gretchen Bauer, Labor and Democracy Press, 1998); Ellen (Athens: Ohio University Meiksins Wood, Democracy Press, 1995). against Capitalism (Cambridge: Cambridge University this phrase from Eva Bellin, 2. We borrow Democrats: Industrialists, Labor, and "Contingent Democratization in Late Developing 52 (January 2000), World Politics, 175-205. Several Countries," as uniformally other analyses have cautioned against treating Latin American labor movements prodemo see Ruth Berins Collier, in labor movements' cratic actors. On variation roles in democratic transitions, toward Democracy: The Working Press, (Cambridge: Cambridge University to Democracy: A Framework for Analysis," State, in Western Europe Class and Elites and South America in Transitions "Labor Movements 1999); J. Samuel Valenzuela, 21 (July 1989), 445-72. On labor sup Politics, Comparative The Paradox of Revolution: Kevin J.Middlebrook, Labor, the
Paths
The Johns Hopkins University Press, 1995); Claudia "From Silent Acquiescence to Active Resistance: to Market Labor Leaders' Responses Camargo, inMexico" of Notre Dame, 2002). Oriented Economic Reform (Ph.D. diss., University Baez 3. Ruth Berins Press, Collier and David Collier, Shaping the Political Arena (Princeton: under Princeton authoritarian University 4. One 1991). is Bellin, although her analysis is limited to labor movements
port for authoritarian regimes, see Bellin; inMexico and Authoritarianism (Baltimore:
exception
"The Rule of Capital and Rise of Democracy," p. 34. classes may support Stephens, and Stephens, p. 8, recognize that organized working Rueschemeyer, nondemocratic regimes when they are "initially mobilized by a charismatic but authoritarian leader or a hege monic party linked to the state apparatus." However, they explicitly treat such instances as exceptions. 6.
regimes. 5. Therborn,
39
ComparativePolitics
October 2006
Press, 2003), p. (Cambridge: Cambridge University and James Robinson, "A Theory of Political Acemoglu For a classic alternative view, Review, 91 (September 2001), 938-63. class authoritarianism, Political Man: The Social Bases analysis of working see Daron Books, 1960), pp. 87-179. and Stephens, p. 57. by James P. Brennan, The Labor Wars and Redistribution
7. Carles Boix, Democracy 13. For a similar assumption, Transitions," American Economic see Seymour Martin Lipset's (Garden City: Anchor of Politics 8. Rueschemeyer, Stephens, 9. This theme Work and Labor
in C?rdoba, 1955-1976: is developed Ideology, in an Argentina Industrial City (Cambridge, Mass.: Harvard University Politics Press, Peronism and Integration: and the Argentine James, Resistance Working Class, 1994); and Daniel 1945-1976 Press, 1988), 14-40. (Cambridge: Cambridge University 10. 11. Roberto Michels, See Ruth Berins Political Collier
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pp. 161, 181. Mayorga, Collier and Collier, Shaping the Political Arena, pp. 552-55; in the Brazilian E. Keck, "The New Unionism Margaret
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in Nicaragua, and the Popular Classes 53. "Stabilization, Destabilization, Latin American Research Review, 26 (1990), 55-88; Richard Stahler-Sholk, "The Dog That 1979-1988," and Economic Adjustment in Nicaragua Didn't Bark: Labor Autonomy under the Sandinista and UNO 28 (1995), 77-102. Governments," Politics, Comparative inNicaragua," and the Popular Classes Destabilization, "Stabilization, Stahler-Sholk, p. 83. Collier and Collier, Shaping the Political Arena, pp. 328-30. Huber See also Balbi, pp. 59-67; Haworth, 56. pp. 106-13; Cynthia p. 70. Stephens, Evelyne of Populism in Peru: 1975-1990" "The Democratic Left and the Persistence Sanborn, (Ph.D. diss., Harvard University, 1991), pp. 105-10. 54. 55. 57. 58. 59. 60. 61. 62. Sanborn, Roberts, pp. 104-28. pp. 213-14. Ibid., pp. 250-53. pp. 39-40. McCoy, the Political Arena. Ellner; Collier and Collier, Shaping to Rueschemeyer, Stephens, and Stephens, p. 46: "It is the growth of a counter-hegemo the working class... that is critical for the promotion classes and especially of democra O'Donnell, (Berkeley: Modernization and Bureaucratic Authoritarianism: Studies in South
American
"Reflections O'Donnell, Studies, 1973); Guillermo on the Patterns of Change in the Bureaucratic-Authoritarian 12 State," Latin American Research Review, in Latin America ed., The New Authoritarianism 1978), 3-38; David Collier, (Princeton: (Winter Princeton University Press, 1979).
Institute of International
in Argentina, Costa Rica, El Salvador, Guatemala, Mexico, 64. Labor movements Chile, Colombia, lost between 25 and 70 percent of their memberships between 1985 and and Venezuela Peru, Uruguay, ILO World Labor Report: Industrial Relations, 1995. See International Labor Organization, Democracy "Economic in Latin America: and Stability ILO, 1998); John Weeks, (Geneva: Impact on Integration and Training Paper No. Labor" (Geneva: International Labor Office Employment 18, 1998). Brazil was an and Peru in the early and mid 1980s. and John D. Stephens, "The Paradoxes of Contemporary Rueschemeyer, and Social Dimensions," 29 (April 1997), 332; Formal, Participatory, Politics, Democracy: Comparative and the Chilean and Mexican and Marcus Kurtz, Free Market Democracy Countryside (New York: make similar Press, arguments. 2004), Cambridge University 67. and Stephens; Roberts; Kurtz. Huber, Rueschemeyer, 66. Evelyne Huber, Dietrich 68. Routledge Huber, Rueschemeyer, and Kegan Paul, 1983); and Stephens; Walter Korpi, The Democratic John D. Stephens, The Transition from 1979). of Democratic Class Capitalism (London: Struggle to Socialism to this trend. exception include Bolivia 65. Exceptions
and Re-Equilibration Crisis, Breakdown, Regimes: O'Donnell and Philippe C Schmitter, Press, 1978); Guillermo (Baltimore: The Johns Hopkins University Democracies Transitions from Authoritarian about Uncertain Rule: Tentative Conclusions (Baltimore: The Johns Hopkins University Press, 1986)
42