FOIA request was received on November 1, 2013 and assigned case number CNAL2014F000007. Requested a copy of the JAGMAN Investigation into the Apri l 8, 2013 mishap involving an f18f jet that was lost in the Arabian Sea. By withholding parts of the investigation, your request has been partially denied. An appeal must be postmarked no later than 60 calendar days after the date of this letter to be considered.
FOIA request was received on November 1, 2013 and assigned case number CNAL2014F000007. Requested a copy of the JAGMAN Investigation into the Apri l 8, 2013 mishap involving an f18f jet that was lost in the Arabian Sea. By withholding parts of the investigation, your request has been partially denied. An appeal must be postmarked no later than 60 calendar days after the date of this letter to be considered.
FOIA request was received on November 1, 2013 and assigned case number CNAL2014F000007. Requested a copy of the JAGMAN Investigation into the Apri l 8, 2013 mishap involving an f18f jet that was lost in the Arabian Sea. By withholding parts of the investigation, your request has been partially denied. An appeal must be postmarked no later than 60 calendar days after the date of this letter to be considered.
1279 FRANKLIN ST. NORFOLK, VIRGINIA 23511-2494 Mr . Daniel G. Lamothe National Security Foreign Policy Magazine 11 Dupont Circle NW, Ste 600 Washington DC 20036 Dear Mr . Lamothe: 5720 Ser N01L/ 284 Dec 12, 2013 This letter responds to your Freedom of Information Act (FOIA) email request of November 1 , 2013 seeking a copy the JAGMAN Investigation into the Apri l 8 , 2013 crash of the Class A mishap involving an F- 18F jet that was lost in the Arabian Sea. Your request was received by this office on November 18 , 2013 and assigned case number CNAL2014F000007 . Subsequent clarification of your request indicated that you will accept the basic investigatory materials at this time with the opportunity to obtain copies of the enclosures if desired at a later date . The investigation has been paginated at the bottom right hand corner for easier reference . The enclosed pages have been reviewed under applicable portions of the FOIA statute (5 U. S.C . 552) and Secretary of the Navy Instruction 5720 . 42F . This review indicated a requirement to delete the names , ranks and email addresses of military members under 5 U. S . C. 552(b) (6). Release of this information would result in a clearly unwarranted invasion of personal privacy . Deletions have been indicated by placing an exemption code in place of the redacted material . By withholding parts of the investigation, your request has been partially denied . Because your request has been partially denied, you are advised of your right to appeal this determination in writing to the Judge Advocate General , General Litigation (Code 14) , 1322 Patterson Avenue , Suite 3000 , Washington Navy Yard , DC 20374 - 5066 . I am the official responsible for the partial denial of your request. An appeal must be postmarked no later than 60 calendar days after the date of this letter to be considered. A copy of this letter should be enclosed along with a statement explaining why you believe your appeal should be granted . It is recommended that both the letter of appeal and its envelope bear the notation , " Freedom of Information Act Appeal ." 5720 Ser NOl L/ 28 4 J?. ec 12, 2013 There are no fees associated with the processing of your request . n e w ~ J . WELSH ptai n , JAGC , U.S. Navy y direction of the Commander Enclosure : 1 . Repor t of I nvestigation w/o encl 2 DEPARTMENT OF THE NAVY COMMANDER NAVAL AIR FORCE ATLANTIC 1279 FRANKLIN ST. NORFOLK, VIRGINIA 23511-2494 5830 Ser N01L/247 7 Nov 13 From: To: Subj: Commander, Naval Air ForceAtlantic File ACTION OF THE FINAL REVIEWING AUTHORITY REGARDING THE COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTH ARABIAN SEA Ref: (a) (b)(6) ltr 5800 of 23 Apr 13 (b) JAG Manual, Chapter II 1. Reference (a) has been reviewed in accordance with reference (b). Further endorsement is considered unnecessary; therefore, the investigation is final and will be retained at this command for a period of two years from the date of this action. Any further correspondence. regarding this matter should be forwarded accordingly. 2. Summary. On 8 April 2013, while VFA 103 F/A-18F aircraft 206 (BUNO 166616) was conducting inflight refueling with a US Air Force KC-135 over Afghanistan, the tanker's refueling drogue separated from its hose and the basket ' remained lodged on 206Js extended refueling probe. Fuel from the refueling drogue was ingested in 206's right engine, causing damage. During the transit back to USS DWIGHT D. EISENHOWER (CVN 69) in the North Arabian Sea, the right engine experienced compressor stalls. The loss of motive flow transfer capability (due to the extended probe) significantly reduced the amount of fuel available in the aircraft's wing tanks. Once in the vicinity of EISENHOWER, a decision was made to divert 206 to Oman. During the divert, the right engine failed, and 206 did not have sufficient fuel to continue the divert on a single engine. Upon return to the ship for landing, 206's left engine also flamed out due to fuel starvation, requiring the aircrew to eject approximately 1.5 NM behind t he carrier. 3. The reference (a) report of investigation has been substantially re-written. The final investigatiqn is included as an appendix. The findings of fact, opinions, and recommendations, as contained in this report of investigation, are approved. 000001
Subj : ACTION OF THE FINAL REVIEWING AUTHORITY REGARDING THE COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTH ARABIAN SEA 4. In accordance with section 0223(b ) of reference (b), a complete copy of t he investigation is. forwarded to Commander, Naval Safety Center. 5. Point of contact for this matter i s (b )(6) Copy t o: COl'iNAVSAFECEN COMUSNAVCENT/COMUSFIFTHFLT CS FWL VFA 122 COMCARSTRKGRU 8 CVW 7 VFA 103 USS DWIGHT D. EISENHOWER (CVN 69) (b )(6) 2 (b)(6) (b )(6) 000002 . - ------ DEPARTMENT OF THE NAVY Commander, Cerrler Strtke Group EIGHT Unk60104 FPO AE SECOND ENDORSEMENT on (b)(6) , USN, 1 tr 5800 of 23 Apr 13 From: Commander, Carrier Strike Group EIGHT To: Commander, Naval Air Force Atlantic 5830 . Ser N02/ 064 21 May 13 Subj: COMMAND INVESTIGATION INTO CLASS "N' MISHAP OF VFA-103. F/A-18F BUNO 166616 THAT 1320 ON 8 APRIL 2013 1. I concur with the findings of fact, .opinions and recommendations of the investigating officer. 2. Summary. On 08 April 2013, VFA-.103 F/A-18F .Aircraft 206 (BUNO 166616), was involv.ed in an aircraft mishap w.hile returning to USS DWIGHT D. (CVN 69)-', located in the Nortp Arabian Sea, from a scheduled daytime mission in support of Operation ENDURING FREEDOM (OEF). During airborne refueling in Afghanistan, caused the u.s. Air Force KC-135 refueling basket to detach from its .hose .and remain affixed to the extended probe of A/C 206. During the transit back to. the carrier, A/C 206 experienced right engine stalls, degraded engine operation, and ultimately flameout of both the right and left engines. Both aircrew safely ejected wi-th no major injuries, (l.nd were recovered at sea. The total cost of equipment iost in the mishap. (including the aircraft) is $59,732t379.93. 3. The primary cause of the mishap is attributed to d.eficiencies in Crew Resource Management by the pilot, comprised of (1) failure to communi cate timely and prqper1y with the Weapons Syetem Operator (WSO) or the squadron representatives (SR), who could have assisted with the emergency; and (2) failure .to use established NATOPS emergency procedures and checklists. Copy to.: COMNAVSAFECEN CVW-7 ' . . . VFA-103 (b )(6) (b )(6) I i 000003 . . i \ '' . i I ' - - - --- - ----- ------ ,. -. -.. . -------------,----------.--:- - : ' .. . 0 ' I " : . '. : ' . .. . .. <II . . .. . DEPARTMENt OF NAVY . ' COMMANDe.R. CARRiER AIR WINOSBVEN . t1NlT 60108 . . . FPC AE 6950M4os. 5800 Ser: NOQ/113 . 30 Apr 13 : -: , . . '::. .. ' .. . . .- . .. .. / .. -.. :' ; - FIRST ENDORSEMENT ON . (b)(6.) ,_ usN 1tr ssqo .of 23. Apr 13 From: Commander, Carri er Air Wing SEVEij: To: Commander, Naval Air Force, Atlantic Via: Commander, Carrier St-rikeGroup E:iGHT Subj: COMMAND. . INVESTIGATION INTO CLASS "A" MISiiAP OF VFA..:.H)3 F/l6F BONO n 66616 THAT OCC)JRRED AT 1320 :oN. a AI?E\!.I. ' 2.013 . . 1. and forwarded. , 2. On 9 April 2013 l (b)(6) _ to. con'cluct a investigation inquidng int'o the tact and ciicumstai:lces of YFA-103's Class .. ''A" .Mishap of .a April 2013. (b)(6) reviewed all , relevant evidence, .. . . , i !'l tervi ewed numero1,1_s wi tnessesJ and coo,rdl nated with (b_)(6) for legal advice and inves'tigative. support ' durihg the c6urse o.f the 'i nvestigation. The. results of the were wi.thin the sctJpe and measure of my request and the: final product submitted: to me today . is well. recei -ved. I have no disagreement with his finqings of Fact, Opini_ons or Recommendations as 'stated in enclosure (l). As stated i n the results, (b)(6) . concluded. that.. th.e cause of the ... . rnisl)ap was. the inability .to in-fl,i.ght refuel (-IFR) a.nd fuel dt1e. te trapped fuel. Significant .factors included a failure of the aircraft commander. to -properly asse.ss aircraft. Qamage _lmpa_cting the -IFR compounded by of a large amount of fuel t:h;rough the engine intake .. and f ailing to associate the PERF 90 caution with a damaged engine. .., : . . Recotmlendations incl uded. CVW-7 emphasis and r.evj,.&w pQ];,icy . regarding a,ircraft ' . . " l <:!. nd as soon as . possible;, when compounding :emergenCies .could . _r esult i n' inj.ury or loss of Hfe. upqate Nfl.7'0Ps/SO!?s t .o . grea ter detail i n the 'fue). .transfer and. fuel . feed . . 4. I concur with recommendations that no . p'uni tive , ot - adl\\inistrative action t;ake-o ag'!inst the crew of .VictQry 206 and tl:\at . the injt1i:es suffe.red.- by (b)(6) : . .. . I ' ...... . :. .-. . ' . (b)(6) and . (b)(6). to be. in th'e ;line of duty not . due to . . . ... . misconquct . Copy to: CNO . (N09G) COMNAVAIRLANT Naval Safety CO, VFA-103 (b)(6) .. : : ,_ ... :r.. . .. _.; _ .r : . .: .. . (b)(6) . . . . : .. ., . , ;, ...../; . . ;,::>>>/ . . .... : . ; : . . t; :,_;:' .1: ..... ,, . - : .; ... -. . ( .,,:' :\ .:" :. ;. . . .. .. _. . . . , .; .. - . . . . .. . :-.: .! I 000004' .. . . I ' .. , :. 5800 From: (b)(6) , USN To: Commander, Carrier Air Wing SEVEN Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN 'THE NORTHERN ARABIAN SEA . Ref: (a) Chapter II, JAGMAN (2012 ed.) Encl: ( 1) (2) (3) ( 4) ( 5) (6) (7) ( B l (9) (10) (11) (12) (13) (14) (15) (16) (17) (18) (19) (20) (21) (22) (23) (24) (25) (26) (27) (28) (29) (30) (31) (32) (33) (34) (35) (36) (37) (38) (39) ( 40) ( 41) Carrier Air Wing SEVEN ltr 5830 Ser N00/078 of 9 Apr 13 Letter from (b)(6) , USN, dtd 14 Apr 13 Mishap transcript from CATTC/ILART of 8 Apr 13 Xray Papa Watch log of 8 Apr 13 USS DWIGHT D EISENHOWER (CVN 69) Tactical Action Officer (TAO) log of 8 Apr 13 (b)(6) , USN, ltr of 17 Apr 13 VFA- 103 Flight Schedule of 8 Apr 13 Costs associated with lost aircraft and equipment USS DWIGHT D EISENHOWER (CVN 69) Air plan for 8 Apr 13 Statement of (b)(6) , USN, dtd 13 Apr 13 Statement of (b)(6) , USN, and notes from interview dtd 12 Apr 13 (b )(6) Statement of , USN, Aircrew summary dtd 11 Apr 13 (b)(6) Statement of (b)(6) , USN, . USN, Fl i ght Surgeon dtd 20 Apr 13 Aircrew summary dtd 12 Apr 13 Statement of (b)(6) (b)(6) Weather forecast for 8 Apr 13 USN, dtd 13 Apr 13 , USN, dtd 13 Apr 13 Statement of _(b)(6) . USN, and e-mail dtd 13 Apr 13 Statement of statement of 15 Apr 13 and Statement of (b)(6) , USN, dtd 10 Apr 13 (b)(6) , USN, and summary of interview dtd email dtd 22 Apr 13 (b)(6) _, USN, dtd 14 Apr 13 (b)(6) , USN, dtd 12 Apr 13, and email dtd Statement of 22 Apr 13 Summary of interview with (b)(6) , USN, dtd 15 Apr 13 Summary of Miser and Pyramid communications fr om 8 Apr 13 Statement of (b)(6) USN, dtd 15 Apr 13 Statement of (b)(6) , USN, dtd 18 Apr 13 Statement of (b)(6) , USN, dtd 17 Apr 13 Compact Disc (CD) containing a copy of Aircraft 206 Deployable Flight Incident Recorder Set . (DFIRS) data from 8 Apr 13 Email from (b)(6) 1 USN, dtd 12 Apr 13 NATOPS excerpt V-ib-1 NATOPS excerpt V-15-1 NATOPS excerpt V-15-3 NATOPS excerpt I-2-47 Emails from (b)(6) NATOPS excerpt I-2-14 NATOPS excerpt V-16-8 and (b)(6) dtd 16-17 Apr 13 Statement of (b)(6) , USN, undated VFA-103 Aircrew list of 8 Apr 13 Statement of (b)(6) NATOPS excerpts (miscellaneous) 1 USN, dtd 18 Apr 13 (b)(6) Memorandum for the Record of 15 Oct 13 000005 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA PRELIMINARY STATEMENT 1. Pursuant to enclosure (1) and in accordance with reference (a), a Command Investigation was conducted to inquire into the facts and circumstances of a: Class A aviation mishap involving the loss of an F/A-18F Super Hornet that occurred on 08 April 2013 while conducting routine operations in the Northern Arabian Sea. Both the mishap pilot, {b)(6) , USN, and the mishap WSO, {b)(6) , USN, were recovered at sea after a successful ejection from the aircraft. Each sustained minor injuries. 2. I am qualified to conduct this investigation in accordance with 10 U.s . c. 2255 and A-2-n of reference (a). I am a graduate of the Naval Aviation Safety Command Course. 3. I have met each of the Convening Authority' s directives. I have investigated the cause of the accident and provided my opinions as to any fault, neglect or responsibility. I have also provided recommendations to mitigate the possibility of this type of mishap happening in the future. 4. USS DWIGHT o. EISENHOWER (CVN 69) was on. the 46th day of deployment when the mishap occurred. The ship was conducting routine operations in the Northern Arabian Sea while on her 2013 deployment in support of Operation Enduring Freedom (OEF) . 5. All relevant information was collected. The original USS DWIGHT D. EISENHOWER (CVN 69) Air Department and Operations Department records are retained by the Air Department and Operations Department onboard. All records regarding Mishap Aircraft and Mishap Aircrew, to include the Maintenance log, are retai ned by Strike Fighter Squadron 103 (VFA-103), homeported at NAS Oceana, Virginia. All documentary evidence enclosed is either the original or a true representation of the original document. 6. . (b)(6) , USN, assisted me in this investigation. 7. There were no extensions of time requested. 8. All times given are listed in both Zulu (Z) and Local (L) time. This was done to synchronize the differences in time listed in the substantiating enclosures or provided by witnesses in their statements. 9. References to the mishap aircraft varied according to the witnesses. It was alternatively identified as VFA-103 Aircraft 206, BEARCAT 21, and VICTORY 206. For consistency arid clarity purposes, it is referred to as VICTORY 206 throughout this report 10. Witness recollections varied significantly as to the timing and sequence of events following VICTORY 206's refueling . This was particularly true in the last 30 minutes leading up to the aircrew's ejection; witness recollections as to fuel states, projected overhead or divert fuel state, communications and other events differed significantly. For obvious reasons enclosure (3) the t I I ranscr1pt of CATCC/ILART recordings of radio transmissions on 8 April 2013 was used as a a?ainst which other witness statements, often captured days after the av1at1on m1shap occurred, were reconciled. Moreover , it is that . not all of the radio transmissions were captured or reflected Accordingly, the findings of fact contained in this 1nvest1gat1on required the Investigating Officer to reconcile the differences 2 000006 - --------------------- - Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA in testimony to reconstruct the mishap sequence of events. In any event, the exact sequencing of events did not preclude the Investigating Officer from determining the underlying cause of this mishap. 11. Findings of fact in italics contain background information that is necessary for a complete understanding of this mishap. This includes information regarding operation of the F/A-18E/F as well as information influencing decisi6ns made on 8 April 2013. FINDINGS OF FACT I. INTRODUCTION 1. Aircraft side number 206, BUNO 166616, was lost at sea at approximately 0920Z/1320L on 8 April 2013 in the North Arabian Sea (NAS), approximately 1.5 NM aft of the DWIGHT D. EISENHOWER (CVN 69) (hereinafter referred to as "IKE"). [Encls (2), (3), (4), (5), (6), (10), (il), (15), (i6), (19), (20), (21), (22), (26), (27), (29) and (37)] II . BACKGROUND Aircraft 206 , BUNO 166616 (Lot 27) 2. The aircraft involved in the mishap was F/A-.18F Super Hornet, side number 206, assigned to Strike Fighter Squadron ONE ZERO THREE (VFA-103). [Encls (2) , (7), (10 ) , (11) and (21)] 3. VFA-103 was in compliance with all required and pertinent maintenance directives for Aircraft 206. [Encl (2)) 4. Aircraft 206 had flown 38 hours since the last phase inspection and had 3,371.5 total hours on the airframe. The flight hour threshold for aircraft rework had not been reached . [Encl (2 ) ) 5. There were no recent codes noted during preflight and servlclng for both engines was well within limits. Likewise, there were no outstanding gripes on the engine . The right engine had 3, 322.4 hours and the left engine had 4, 119. 4 . [Encl ( 2) ] 6. There were no outstanding maintenance actions or issues related to the fuel system, engines, or hydraulic systems for aircraft BUNO 166616 when it was accepted for flight on 8 April 2013. [Encl (2)) The F/A- 18E/F Sys tems 7. The F-18 is fitted with four internal fuselage tanks (Tanks 1 through 4), two internal wing tanks (left and right. Tanks 2 and 3 are ehgine feed tanks while Tanks 1, 4, and the wing tanks are transfer tanks. The plane's fuel capacity can be increased by adding up to four 480 gallon external fuel tanks on the centerline, inboard or midboard pylons. (Enol (40)] 8. The F-18's fuel system is composed of the following subsystems: engine feed, motive flow, fuel transfer , tank pressurization and vent , therma l management, refueling, fuel dump, fuel quantity indicating, and fuel low indicating. [Encl (40)] 3 000007 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA 9. Fuel is transferred from the wing tanks to Tank 4 by two motive flow powered ejector pumps, one in each tank. When Tank 4 is less than full, the Signal Data Computer opens both wing motive flow control valves, which direct motive flow to the ejector pumps and transfer fuel from the wing tanks to Tank 4. When Tank 4 is full, the motive flow control valves are closed and normal wing transfer is inhibited. If motive flow is lost on one side (single engine shutdown), the cross-motive shutoff valve opens so that one motive flow system can power the ejector pumps in both wing tanks. If both motive flow systems are lost, the wing tanks gravity transfer to Tank 4. Barik angle changes . or a steady sideslip may be required to gravity transfer all available wing fuel . [Encl (35)) 10. External fuel, including from the centerline tank, is transferred by regulated engine bleed air pressure applied to all installed external tanks with weight off wheels. External tank pressurization is terminated for inflight refueling (PROBE -switch in EXTEND). [Encl (40)] 11. The EXT TANKS transfer switches are for the pylon tanks and the centerline tanks. With the external tanks pressurized, fuel transfers when the FUEL LO caution is displayed regardless of the position of the EXT TANKS transfer switches. When in the ORIDE position, pressurization is applied and is transferred from all external tanks for which the switches are not in STOP . In the NORM position, normal transfer and refueling of controlled external tank(s) is permitted. In the STOP position, transfer and refueling of controlled external tank (s) is prevented except with a FUEL LO caution. [Encl (40)) 12. During refueling, the soc opens all refuel valves, allowing fuel to transfer into all internal tanks. External tank pressurization is terminated when the probe is extended, allowing the refuel/defuel line to fill all installed external tanks (EXT TANKS switch(es) not in STOP). With the PROBE switch in EXTEND or EMERG EXTD, normal internal wing transfer is not available. Gravity transfer is still available. [Encl (40)) 13. Motive flow transfer from the wings is disabled with the IFR probe extended. Transfer will happen only through the gravity check valves when the pilot rolls the wings at least five (5) degrees. The transfer rate then depends on the amount of fuel in the wings and the amount of roll induced in the aircraft for gravity feed. The NATOPS specifically states: (a) with the PROBE switch in EXTEND position, normal internal wing transfer is not available, but gravity transfer is still available; (b) wing tanks will gravity transfer to Tank 4 when motive flow systems are lost; and (c) bank angle changes or a steady slideslip may be required to gravity transfer all available wing fuel. NATOPS does not contain any information regarding the rate fuel will transfer from the wings via gravity feeding. [Encls (34) and (40)) 14. The APU is a small gas turbine engine used to generate a source of air to power the Air Turbine Starter (ATS) for normal engine start. A hydraulic motor powered by the APU accumulator is used to start the APU. The APU receives fuel the left engine feed line upstream of the left engine feed shutoff val ve, Dur1n? operation, the APU shaft turns a separate compressor which suppl1es a1r for main engine start. (Encl (40)) 15. The . hydraulic.power supply system is a dual pressure system (3,000 and 5,000 ps1), The a1rcraft uses hydraulic power to actuate primary flight surfaces and to run several utility hydraulic functipns, such as the landing gear and the refueling probe. Two hydraulic accumulators provide emergency 4 000008 Subj : COMl1AND INVESTIGATION INTO THE FACTS AND .CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA hydraulic power for critical utility functions. The hydraulic power supply system incorporates two independent hydraulic systems, HYD 1 (powered by the left engine) and HYD 2 (powered by the right engine). Each system is divided into two branches providing four independent hydraulic circuits. HYD 1 circuits are dedicated solely to flight controls. HYD 2A powers both flight controls and most utility hydraulic functions. HYD 2B powers the flight controls and arresting hook and pressurizes both the APU and emergency brake accumulators. [Encl (40)] 16. Two hydraulic accumulators are provided in the HYD 2B circuit: the APU accumulator and the brake accumulator. The APU accumulator provides hydraulic pressure to start the APU (last alternative to restart an engine airborne). With a HYD 2 failure (inoperable righ engine), pressure from the APU accumulator can also be used to emergency extend the landing gear or the refueling probe inflight. [Encl (40)) Aircrew 17. The Aircraft Commander {pilot): (b)(6) (1310) (hereinafter referred to as "the mishap pilot") was commissi-oned through the USNA and designated a Naval Aviator on 27 AUG 2004. (b)(6) completed FRS training at Strike Fighter Squadron ONE TW9 FIVE (VFA-125) and has deployed multiple times to the Middle East in support of Operation ENDURING FREEDOM (OEF). He has 1959.7 total flight hours, 649.6 hours in F/A-18 E/F and 980.7 hours in F/A-18 C/D and has flown 55 flights in Afghanistan in support of OEF. [Encls (6), (10), (12) and (41)) 18. At the time of the mishap, the mishap pilot had a current Medical Up Chit, was current and NATOPS Qualified in the F/A-18F, had a current and valid Instrument Check, and was a qualified Mission Commander. [Encl (12)) 19. The mishap pilot stated that he had approximately 8 hours of sleep the night prior to the mishap. (Encl (41)] 20. The Weapons Systems Officer (WSO): b ) ~ ) (1320) (hereinafter referred to as "the mishap WSO") was commissioned through the USNA and designated a Naval Flight officer on 31 July 2008 . (b)(6) completed FRS training at Strike Squadron ONE ZERO SIX (VFA-106) in July of 2009 and is on his second deployment to the Middle East in support of OEF. He has 1262.3 total flight hours, 1077.7 hours in the F/A-lBF and 13.1 hours in the F/A-l8B/D and flown 43 flights in Afghanistan in support of OEF. IEncls (14) and (41)) 21. At the time of the mishap, the mishap WSO had a current Medical Up Chit , was current and NATOPS Qualified in the F/A-18F, had a current and valid Instrument Check and was a qualified Mission Commander. [Encl (14)) 22. The mishap WSO stated he had an "ample 5 hours" of sleep the night pr ior to the mishap and that he averages 5-7 hours of sleep a day. [Encl (11)) III. 8 APRIL 2013 Preflight to Refueling Incident 23. The Mishap Sortie was scheduled and approved for flight by Commandi ng Officer, VFA 103. The flight was scheduled for a 0400Z/0800L launch and a 5 000009 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA lOOOZ/14001 recovery in support of an OPERATION ENDURING FREEDOM Close Air Support (CAS) mission over Afghanistan. [Encls (6), (7), (8), (9), (2-1) and (24)] 24. The Mishap Sortie was scheduled in support of IKE' s 8 April 2013 Air [Encl (9)] 25. The weather brief for the morning mission was as follows: The weather forecast at launch was Visual Meterological Conditions (VMC). At launch, few to scattered clouds at 3,000-5,000 feet and scattered clouds at 8,000 feet. Visibility was forecasted as 4-6 nautical miles (NM)/2-4 NM in dust. Winds were west-northwest at 10 knots gusting to 15. Thunderstorms up to 45,000 feet were forecast for the Boulevard (the transit corridor from the North Arabian Sea to Afghanistan) and southern areas of Afghanistan. Moderate turbulence between 28,000-32,000 feet was forecast for the Boulevard and Iran/Pakistan border. No turbulence was forecast in the area of Afghanistan that BEARCAT 21 and 22 would be conducted airborne refueling . [Encl (17)) 26. The mishap pilot and mishap WSO stated they received a good, standard OEF mission brief from CVIC with weather being the main focus of the brief. The mishap pilot recalled thunderstorms briefed from the through central/eastern Afghanistan. The mishap WSO stated the expectations were for layers and thunderstorms on the northern half of the Boulevard info Afghanistan and multiple layers in the south and east Afghanistan.. Divert weather was briefed, but not discussed. [Encls (10) and (11)) 27. VICTORY 206 launched at 0800, completed standard checks and reported ready for mission. VICTORY 206 was assigned the OEF mission callsign of BEARCAT 21. The original lead jet experienced a left generator failure and to IKE, resulting in the launch of the spare, VFA-143 Aircraft 112, callsign BEARCAT 22, flown by (b)(6) , VFA-143 (b)(6) (hereinafter referred to as "BEARCAT 22"). [Encls (4), (6), (10), (11) and (18)] 28. The mishap pilot and mishap WSO reported the weather on the Boulevard was not an issue. Enroute to their first tanker, during the transit through Pakistan and into the southern port.ion of Afghanistan, they encountered thunderstorms up to 31,000 feet and spots of rain up to 45,000 feet. Once the controlling agency gave clearance above the weather, a Climb to 33,000 ft , the weather was workable and below the aircraft. The aircraft were able to descend to below 30,000 for their first refueling. Light turbulence was encountered during the first tanking evolution but it did not affect the refueling. However, BEARCAT 22 stated he could see storms developing in the area and to the west. [Encls (10), (11), (18) and (41)) 29. For their mid-cycle tanking evolution, the aircraft used the same tanker track as they used for their initial refueling. With cloud layers at approximately 23,000 feet, no turbulence and clear weather at tanking altitude, 206 joined up and connected with SHELL 73, US Air Force KC-135 , without 1nc1dent. [Encls (10), (11) and (18)) 30. The first.s minutes of this refueling evolution, during which Victory 206 took on 14,800 pounds of gas , likewise was without incident. SHELL 73 and VICTORY 206 hit a section of clear air turbulence upon enter1ng southern part of the track, significantly jarring both the basket and refuel.lng boom. [Encls (10), (11) and (18)) 000010 6 Subj: COM1'1AND INVESTIGJ\TION INTO THE FJ\CTS 1\ND CIRCUMSTJ\N.CES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA 31. 1\fter approximately 2 minutes of tanking in significant turbulence and reaching 15,300 pounds of gas, the boom unexpectedly moved below the nose of VICTORY 206 and then back up, resulting in the hose becoming wrapped around the basket. (Encls (10) and (11)] 32. The mishap pilot brought the throttles to idle to back out of the basket; when simultaneously, the boom returned back above the nose and the hose detached from the basket. [Encls (10) and (11)) 33. BEARCAT 22, flying port observation at the time of the drogue separation, did not notice any significant deviations between VICTORY 206 and SHELL 73 or observe the boom movement or the basket separate from the boom. [Encl (18)) Land as Soon as Practical vs. Possible: The Initial Divert Decision 34. After backing away from SHELL 73 , the VICTORY 206 aircrew recognized that the tanker's refueling basket was still attached to VICTORY 206's inflight refueling(IFR) probe and fuel was pouring out of the hose in the direction of the right intake. They surmised that a significant amount of fuel from the now-separated refueling hose had entered the right engine intake of the mishap aircraft. [Encls (10) and (11)) 35. The aircrew then received a R ENG caution with aural tone, a Full Authority Digital Engine Control (FADEC) advisory, channels A and B on the right engine lined out and PERF 90 in red on the engine page. [Encls (10) and (11)) 36. The FADEC, mounted on each engine casing, controls engine operation. Each FADEC computer has two central processor units, channel A and channel B, and is integrated with the mission computers, flight control computers and throttles. Normally, both FADEC channels monitor engine and control system operation with one channel in control and the other in standby. a. Engine status is reported by the FADEC and appears on the ENG STAUTS line of the ENG display. These include NORM, PERF90, AB FAIL, THRUST, IDLE and SHUTDOWN. b. FADEC/engine degrades fall into two categories: minor failures which do not affect engine operability and significant failures that do affect engine operability. (1) Due to a high level of redundancy, most minor control system failures do not cause any degradation in engine performance (ENG STATUS remains NORM) Inflight cockpit indications for these types of failures include: FADEC and BIT advisories. (2) Significant failures which do cause degradation in engine performance (inflight and on the ground) include: L or R ENG caution and voice ~ l e t ; :ADEC and BIT advisories; ENG STATUS change on the ENG display; DEGD lndlcatlon for the affected engine channel on the BIT/HYDRO MECH display; and both CH A and CH B lined out on the ENG display. [Encl (40)] 000011 7 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA 37. A PERF 90 indicates that the engine will produce at least 90 thrust, and may exhibit slow transients. Afterburner is not inhibited. A PERF 90 is a "Land as Soon as Practical" emergency. [Encls (18) and ( 4 0)) 38. "Land as soon as practical" means extended flight is not recommended. The landing site and duration of flight . is at the discretion of the pilot in command. [Encl (40)) 39. BEARCAT 22 conducted a visual inspection of the aircraft (VICTORY 206) and then discussed the situation with VICTORY 206 ' s aircrew. VICTORY 206 passed that they had 15,500 lbs of fuel and showed a PERF 90 advisory on the right engine. VICTORY 206' s aircre.w stated that they believed the PERF 90 was caused by the large amount of fuel that was ingested by the right engine immediately following the refueling incident. This made sense to BEARCAT 22 because of the amount of fuel that spewed from the severed hose after the drogue separation and before the tanker crew was able to secure the flow. No other information (e.g., regarding engines, etc . ) was discussed'. [Encls (10), (11) and (18)) 40. VICTORY 206 elected to return to IKE because a PERF 90 is a "Land as Soon as Practical" emergency, they had sufficient fuel to attempt a shipboard arrestment and divert if necessary, theY perceived there were no other engine issues, and CAG's direction was that aircraft with "Land as Soon as Practicaln emergencies should return to IKE. The pilot assessed at this point that they would have 6,500 lbs of fuel when overhead IKE, enough for 6 landing attempts at IKE or 4 landing attempts and enough fuel to divert. [Encls (10), (11) and (18)) 41. BEARCAT 22 concurred. In his oplnlon, based upon the information relayed to him, VICTORY 206 only had a slightly degraded engine that would not go into afterburner, and in keeping with CVW-7 policy to return to the ship with a "land as soon as practicaln emergency, it made sense that VICTORY 206 would elect to return to IKE. BEARCAT 22 felt confident that VICTORY 206 would not have any issues recovering on IKE . If other, more serious engine issues had been reported, such as compressor stalls, poor throttle response or other abnormalitieB, BEARCAT 22 stated he would have recommended VICTORY 206 divert to Kandahar, an operational coalition airfield in Afghanistan. [Encl (18) ) 42. CVW-7 aircrew conducting OEF Missions were under CVW-7 instruction to l and at the nearest suitable airfield for "Land as Soon as Possible" emergencies and recover aboard IKE for "Land as Soon as Practital" emergencies. This guidance was not delineated in a written instruction,. but was more of a "Commander ' s intent'' initially put out by the previous Air Wing commander and inherited by the current Commander. As it was not formalized, it did not address compound emergencies and was never intended to substitute for aircrew judgment. it was more of a strong preference that CVW 7 aircraft be brought back to the carrier if the aircrew did not have to land as soon as possible. [Encls (11 ), (18), (23) and (41)) 43. ''Land as soon as Possiblen means to land at the first site which a safe landing can be made. [Encl (40) 44. CAG's guidance, as understood by the mishap pilot, is that for Land as Soon.as Practical emergencies, the crew should bring the aircraft back to the carrler; for Land as Soon as Possible emergencies, the crew should land at the suitable field in Afghanistan. Following the mishap, the mishap pilot Oplned that this guidance could lead some aircrews to attempt to return to the 000012 8 - -- . - ---- - - Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA ship when the more prudent decision might be divert in Afghanistan. pilot believed the decision should be left to the pilot in command. (10)) The mishap [Encl 45. The mishap WSO observed that there was a less stringent interpretation of "Land as Soon as Practical" when he flew OEF missions with VFA-32 with {leadership) "not as hard over on getting [the aircraft) back to the boat." [Encl (11)) 46. CVW-7 did not maintain a maintenance detachment in Kandahar as other air wings had done. This decision was based upon an assessment by the former Commander, and as continued by the current air wing commander that the costs of maintaining such a detachment outweighed its benefits. Specifically, that there would be a significant amount of unused manpower at the detachment while any aircraft diverted to Kandahar would likely require additional tools, personnel and equipment that could be flown in to repair an aircraft that had diverted. [Encls (23)) 47. The CVW-7 Operations Officer acknowledged that CVW-7's decision not to maintain a maintenance detachment at Kandahar could be interpreted as a signal not to land there, but stated that this was not the reason for the divert mindset of the Air Wing Commander. [Encl (23)) 48. BEARCAT 22 opined that it is generally accepted by pilots flying OEF missions in Afghanistan that any diverts are going to be long diverts back to the ship. Although diverts to shore landing fields are available when necessary, the logistical challenges associated with getting a detachment into Afghanistan following an in-country divert, coupled with the operational impacts associated with the loss of a jet and aircrew for several days means that pilots may not take a conservative approach when it comes to divert decisions. While not willing to say whether this puts undue pressure to bring an aircraft back to the ship, BEARCAT 22 did not believe the mishap pilot's decision was "overly aggressiveH at the time based upon the information on hand. [Encl ( 18) ) 49. The weather forecast for the diverts in Afghanistan was briefed as poor with Instrument Meteorological Conditions prevailing. [Encls (10) and (21)) VICTORY 206's Return Flight to IKE 50. Having made the decision to RTB to IKE, both VICTORY 206 and BEARCAT 22 communicated VICTORY 206's status and intentions to air traffic controllers (PYRAMID and MISER) for relay back to IKE via the CAOC. a. VICTORY 206 passed their estimated overhead fuel state of 6500 lbs t o the Control and Reporting Center for Afghanistan to relay via the CAOC to IKE. BEARCAT 22 took the lead in coordinating VICTORY 206's return back to IKE. The mishap WSO stated they al.so requested PYRAMID inform IKE that the tanker basket was attached to the refueling probe. b. BEARCAT 22 passed that VICTORY 206 took the drogue off SHELL BEARCAT 22 from refueling from SHELL 73, and asked PYRAMID to coordlnate through the CAOC to let IKE know that VICTORY 206 was returning to IKE the next cycle. BEARCAT 22 subsequently communicated to PYRAMID to conf1rm that the drogue was still on VICTORY 206's probe and VICTORY 206 000013 9 \ ' Subj: INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA anticipated to be overhead IKE at OBOOZ/12001 . The time of BEARCAT 22's communications were at 0718-19Z/lll8-19L. [Encls (10), (11), (15), (18) and (24)} 51. The CAOC relayed to IKE that VICTORY 206 was returning early because it sustained probe damage while refueling and was unable to refuel and that it would be overhead at approximately 0800Z/1200L, and then corrected the overhead time to 0845Z/1245L after an update from VICTORY 206. Overhead fuel state was anticipated to be 4500 lbs. This information was passed approximately 30 minutes prior to the corrected overhead time (45 minutes later) and was wiqely disseminated to appropriate persons. It was not passed that the refueling basket was still on VICTORY 206' s IFR probe. [Encls (11), (15), (16), (20), ( 2 2 ) , ( 2 4 ) , ( 2 5 ) and ( 2 6 ) ) 52. A bingo profile of 4700 lbs to Masirah was originally calculated. When told that VICTORY 206 would be close to BINGO when they reached IKE, the IKE co directed IKE Air Ops Officer that VICTORY 206 was to divert immediately to Masirah if they could not arrive with a minimum of 4700 lbs. Time of this conversation t ook place prior to 0830Z/1230L. There is no indication that this was passed to VICTORY 206. [Encls (15), (20), (22), (25) and (26)] Centerline Tank not Transferring 53. Approximately halfway down the Boulevard, the mishap pilot and mishap WSO noticed that the centerline fuel tank was not transferring. The mishap pilot placed the EXT TANK switch into the ORIDE position, and the centerline fuel tank began transferring normally. [Encls (10) and (11)) 54. The right engine then experienced a momentary compressor stall which stopped after the mishap pilot retarded the right throttle. [Encls (10) and {11)) . 55. Around this time, the mishap WSO also noted and informed the mishap pilot that the right engine inlet temperature was high. [Encl (11)] Wing transfer issues 56. The mishap pilot and mishap WSO also noticed that fuel from the wing tanks was transferring slower than normal. The mishap pilot recalled that each wing tank had approximately 1,500 lbs of fuel. They stated they noticed this approximately 200 NM from IKE or two-thirds of the way down t he Boulevard and about the time they established solid communications with XP (Air Wing representative in CVIC, a separate space on the ship from CATCC, where squadron representatives are located). [Ehcls (10), (11)] 57. The mishap pilot assumed the fuel in the wings was gravity feeding, and attempted to aid the gravity feed by slipping and cross controlling for approximately 15 minutes. [Encl (10)] 58. NAVAIR F-18 engineers subsequently calculated that the transfer rate for ?ravity feeding fuel in wing tanks is about 10 pounds a minute. In this case, have up to 40 minutes to transfer all of the useable fuel from t he w1ng tanks in a best-case scenario, and would have involved flying the for 15 minutes continuously at an angle of bank greater than 5 degrees and in a sideslip. This would have to be done for each wing and would 000014 10 Subj: COMMAND INVESTIGATION INTO THE 'FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA have transferred all but 150 pounds of fuel out of the wing tanks. [Encls (34) and ( 41) 1 VICTORY 206 Communications with XP 59. VICTORY 206 informed XP they would be overhead IKE with 4,500-5,000 lbs . of fuel with expectation of being able to attempt one Case III approach and then execute a divert to Masirah. The mishap aircrew also asked XP to assist with the BINGO profile numbers to Masirah, which they expected would be around 4,500 lbs of fuel. The mishap aircrew stated that they had discussed with XP the slow transfer of fuel out of the wing tanks, 10-20 lbs per minute, and asked for any techniques to increase wing transfer . (Note: The mishap WSO recalled informing XP they would be at 4 800 lbs of fuel on the ball.) [Encls ( 10) , (11) 1 (15) 1 (21) 1 (22) 1 (25)) 60. (b)(6) , airborne as the WSO in VICTORY 210 being flown by (b)(6) . (hereinafter "CSG Commander"), recalled hearing VICTORY 206 provide the update to XP along with the PERF 90 indication. (b)(6) came up on MIDS A (a separate communications frequency) and asked VICTORY 206 to confirm the damage to the refueling probe was the reason they would be unable to conduct an airborne refueling. VICTORY 206 replied that there was damage to the probe, but did not specify the nature of the damage or that the refueling basket was stuck on the probe. [Encls (21)) 61. Aboard IKE, the bingo profile to Masirah was recalculated to 4500 lbs (4.5) based upon a 70-knot headwind and using a 100, vice 150, drag count. [Encls (15), (22) and (27)] 62. With the new profile, the decision was made to give VICTORY 206 one pass at IKE before diverting to Masirah. [Encls (16) and (22)] 63. VICTORY 206 was then instructed by XP to contact the CATCC squadron representative (SR) on Button 18 . [Encls (10) and (27)] VICTORY 206 Communications with SR . 64. VICTORY 206 provided the SR with an overview of the situation. The mishap pilot informed him that they were approximately 130 NM from IKE with 6,200 lbs of fuel and estimated they would be overhead IKE with "probably about 4,600 or 4,700 lbs." The mishap pilot also briefed the right engine issues (FADEC advisory, PERF 90 condition possibly due to fuel ingestion, and engine surgi ng slightly) and that they had incurred probe damage and thus would not be able to refuel while airborne. No indication was given that the drogue was still on VICTORY 206's IFR probe or any other indication of engine problems. 0834Z/1234L-0835Z/1235L. [Encls (3), (15), (19), (20) and (27 ) ) 65. VICTORY 206 was then briefed it would get one pass at IKE and would divert t o Masirah if the landing attempt was unsuccessful . VICTORY 206 was also briefed that the bingo to Masirah was 4.5 with a 70- knot headwind. Normal bring profile, when flown correctly, has the aircraft on deck with a fuel state of 2.0 . 0836Z/1236L. [Encls (3), (15), (16), (19), (20), (22), (27 ) ) 66. pilot then passed that there was approximately 1,100 lbs of 1n the 1nternal wing fuel tanks , tanks 1 and q were empty, and Tanks 2 and 3 under 2000 lbs. He also stated the assumed the tanks were gravity feed1ng, going down about 10-20 lbs every minute. [Note: transcript has 10 lbs 000015 11 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA every 20 seconds, but other witness statements put it at 10-20 lbs per minute.] [Encls (3), (11), (19), (20), (21), (27)) 67. VICTORY 206 was advised to check to make sure the INTR WING control (used to isolate the wing tanks) switch in the NORM position (normal transfer from and refueling of internal wing tanks permitted), and not the INHIBIT position (normal transfer from and refueling of the wing tanks is prevented) . [Encls (3), (11) and (40)] 68. Twenty seconds later, the mishap pilot was asked "what would you call your 'usable' fuel"? The mishap pilot replied, "3,700 lbs, if no additional fuel transferred from the wings." At this point, the mishap pilot -stated he understood he had to change his assumptions regarding fuel status. From this point forward, he began only refe-rring to the fuel in tanks 2 and 3, excluding the fuel in the wing tanks. The mishap pilot later reflected that this was when he first realized that VICTORY 206 . was in any in-extremis situation. 0836Z/1236L. [Encls (3) and (10)) 69. VICTORY 206 was then directed to monitor their wings for about 5 minutes, at which point they would decide whether they needed to divert to Masirah while they would begin reviewing the NATOPS to investigate the wing transfer rate issues. [Encls (3), (21) and (27)] 70. VICTORY 206 was not displaying a FUEL XFER caution light at this time. [Encl (3)] The CSG Commander Intervenes 71. A few seconds later, the CSG Commander, still airborne and monitoring the dialogue between VICTORY 206 and the SR, came up on Button 18 and said, "I want you to send 206 to Masirah now. " The time was 0838Z/1238Z. [Encls (3), (10), (11), (15), (19), (20), (21), (22), (25), (26) and (27) J 72. The IKE CO heard the CSG Commander's order, but did not know why he had ordered VICTORY 206 to divert. The CO stated he had been waiting to see if VICTORY 206 was going to be able to arrive on final approach at or above the bingo amount. [Encl (26)) 73. The CSG Commander, (b)(6) (b)(6) and was exper1encea 1n maKing divert decisions, explained that two courses of action (COA) came to mind as .he monitored the conversation between VICTORY 206 and the SR: COA #1 would be for VICTORY 206 to attempt an approach to IKE and if unsuccessful, divert to Masirah; and COA #2 was to make the decision to divert while VICTORY 206 was still at altitude, thereby not expending the fuel on an approach. The CSG -Commander directed COA #2 for the following reasons: the stated fuel on deck at Masirah was 1.3, which, while than the amount specified by the NATOPS, was still enough to sustain eng1ne thrust; the unknown status of the wing fuel quantity and transfer; less than two miles of visibility at IKE; the BINGO profile needed to be executed perfectly in light of the distance and the headwinds; and finally, the "Hail Mary" of the ship approach in that if the mishap pilot was unsuccessful the aircrew was now committed to the aircraft remaining 1n the v1c1n1ty of the ship with no possibility of diverting or refuel ing . (b)(6) viewed this option as a plan Of last resort with very high risk in that lt would be a potential landing or controlled ejection [Encl (19) J 000016 12 ' ' Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN. THE NORTHERN ARABIAN SEA 74. The CSG Commander stated having decided upon COA i2 based upon the information available at the time, he acknowledged his role as the CSG Commander and associated risk with his decisions, but wanted to preclude any indecisiveness by the representatives in AIROPS; therefore, he directed what he thought was the safest COA, a divert to Masirah. This was his only radio transmission during the entire evolution. He pointed out that no one rebutted his decision on the radio or did VICTORY 206's mishap pilot state that he did not have enough fuel to make the divert. [Encl (19)) 75. The SR acknowledged the CSG Commander's order and immediately ordered VICTORY 206 to divert to Masirah. The time was 0838Z/ 1238L. [Encls (3), (10) and (27)] Changes to the Divert Field 76. VICTORY 206 acknowledged the order to divert to Masirah, approximately 250 NM away, and commenced climbing to 42,000 feet, the altitude specified for the BINGO profile. (b)(6) believed they were within 10NM of IKE's position at this time. [Encls (:j), (10) and (ll)] 77. VICTORY 206 inquired about diverting to Muscat, but was denied. Muscat, although 84 miles closer than Masirah (from the end of the Boulevard), is not the "diplomatically preferred" divert. CAG OPS stated that, per .the Defense the US Embassy in are significant sensitivities regarding diverting US military aircraft, even unarmed, into Muscat. Tactical aircraft diverts are almost always sent to Masirah, which is about twice as far away as Muscat, even though Muscat is briefed as an option. Thus, when it was thought that VICTORY 206 was "just a normal divert" and could make it to Masirah with at least 2,000 lbs of fuel, Muscat was not considered as an option. 0840Z/1240L. [Encls (3), (10), (11), (18), (20), (22) and (41)] 78. As VICTORY 206 passed 39,000 feet, the mishap pilot informed the SR that they were unable to maintain the BINGO profile airspeed of 200 KCAS. He reported the wing fuel continued to transfer very slowly, and that they were down to about 2,600 lbs of usable fuel. The mishap pilot stated they calculated they would reach Masirah with 1,200 to 1,300 lbs of fuel, compared to 2, 000 lbs if they diverted to Muscat. 0851Z/1251L. [Encls (3), (10), (11), (15) I (19) I {20) 1 (21) I (22) I (26) and (27)] 79. VICTORY 206 requested to diver to Muscat, and at 0853Z/1253L, was directed to proceed to Muscat. He was also directed to jettison his ordnance, but to keep his centerline fuel tank. The IKE CO stated VICTORY 206 was overhead the carrier at this time . [Encls (3), (10), (11) 1 (15), (19), (2 0) , {21), (22), {26), (27) and (29)] 80. In order to jettison its ordnance, VICTORY 206 was told that it would need clear the sea space below them "to the best of their ability" either or by using their surface search radar or FLIR. [Encls (3) 1 (11), (15) 1 (20), (21) and (22)] 81. 206 replied that it did not have the ability or the fuel to get down from current altitude of 38,000 feet to a reasonable altitude to SEL the ordnance. CO, IKE then informed them that the airspace and sea space vicinity were clear based upon radar and other ship's naviaation and systems (SSDS and GCCS-M). At this point, VICTORY 206 was' 13 000017 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA approximately 25 NM north of IKE. 0853Z/1253L-0856Z/1256L. [Encls (3) 1 (11) 1 (21); (22), !26) and (27)) 82. The SR then discussed Selective Jettison (SEL JET) procedures with the aircrew. [Encls (3), (11), (19), (21) and 27)] 83 . In the process of discussing SEL JET .procedures with VICTORY 206, the SR received word that Muscat had fallen below weather minimums (below 1 mile visibility with a ceiling of less than 100 feet), and re-directed VICTORY 206's divert to Masirah. Victory 206 executed 1 50 to 60 degree left heading change back towards Masirah. 08S7Z/1257L. [Encls (3)1 (10), (11), (15), (19), (20), (21), (22), (27) and (29)) 84. Divert weather conditions were updated and posted at 08855Z/1255L, and showed the following conditions: Masirah - winds 250 at 13 knots and 2 miles visibility from dust (0600Z/1000L observation). Muscat- winds of 030 at 11 knots and 1 statute mile of visibility due to dust (0850Z/1250L observation) (Note: The updated weather conditions for these diverts did not list information on ceilings.) [Encl (17)). 85. At 0858Z/1258L, VICTORY 206 reported that it had jettisoned its air-to- ground ordnance: a GBU-32, a GBU-38 and a GBU-51 1 a total of 2,199 lbs. [Encls (3), (8), (10), (11), (15), (19), (20) and (41)) The Loss of One Engine 86. At 0901Z/1301L 1 VICTORY 206 reported R STALL, R ENG and R ENG FLAMEOUT cautions with the right engine RPM stuck at 67 . A few seconds later, VICTORY 206 reported the flameout went away, but they were getting intermittent stalls with the throttle at about 70. [Encls (3), (10), (11), (15), (19), (20), ( 2 6) 1 ( 2 7) and ( 2 9) ) 87. VICTORY 206 also stated it would be unable to make it to Masirah [Encls (3), (10), (11) and (22)] 88. VICTORY 206 was instructed to jettison centerline tank and move the throttle to idle. 0902(13)Z/ 1302(13)L. [Encls {3) 1 (11), (15) and (20)) 89. VICTORY 206 reported the jettison of the centerline fuel tank 39 seconds later. [Encl (3), {11), (15) and (22)) 90. At 0903Z/1303L, the SR began walking VICTORY 206 through the Single Engine Flameout procedure. The first part of this procedure called for to attempt an auto restart of the engine. [Encls (3), (10), (21) and (27)] 91. The optimum restart envelope is below 25,000 feet. [Encl (31)] 92. At 0904Z/1204L, the mishap pilot reported the engine had failed to restart. Engine was at 67 with exhaust gas temperature around 850-900 Celcius. The SR then informed VICTORY 206 that it would now be a single engine bingo and that IKE would recalculate the bingo requirements. [Encl (3)] 93. VICTORY 206 reported its usable fuel as 1400 lbs with 900 lbs in each wing tank that was still transferring slowly. 0904Z/1304L. [Encl (3)) 000018 Subj: INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA Return to IKE 94. Aboard IKE, it was determined that VICTORY 206 would only have 800 lbs of fuel on deck Masirah, well below the single-engine bingo minimum of 1800 pounds, and Muscat weather precluded a divert to that airfield. At this point, it was determined to have VICTORY 206 RTB to IKE. [Encls (10), (11), (15), (16), (20), (22), (25), (26), (29)) 95. It was calculated that VICTORY 206's fuel rema1n1ng, if successfully landing on IKE on first pass, would be 1400 lbs. [Encl (26)) 96. VICTORY 206 was estimated to be approximately 40 NM from IKE and iSO NM from Masirah and at a very high altitude (most likely still around 39,00D feet). (Encls (15), (20) and (22)) 97. At 0905Z/1205L, VICTORY 206 was directed to turn back toward IKE and was informed that IKE was going to take them for an approach. Although this reversal of course was the fourth destination change for VICTORY 206, the previous adjustments to diverts had all been done with the aircraft at altitude and with relatively small heading changes required (e.g, less than 60). (Encls (3), (10), (11), (22) and (27)] 98. Having turned towards IKE, the mishap pilot continued maneuvering the aircraft with wing slices and wing dips in an effort to expedite graviiy feed of the fuel from the wing tanks. [Encl (11)] 99. Additionally, having begun his descent, the mishap pilot then attempted to restart the right engine by crossbleeding. There is no indication that he discussed his intention to do this with the mishap WSO or the SR. The attempted crossbleed yielded 0 RPM with the crank switch returning to the OFF position. (Encls (3), (10), (11), (27) and (34)). 100. The mishap pilot recalled his fuel state at this point as 900 lbs of usable fuel with 1000 lbs in each wing tank. [Encl (10)] 101. When the attempted crossbleed proved unsuccessful, the mishap pilot then attempted an Auxiliary Power Unit (APU) engine restart via the APU switch. He did not discuss this with the mishap WSO or the SR who was backing them up on NATOPS procedures. [Encls (3), (10), (11) and (27)] 102. An APU restart is the last alternative for restarting an engine and uti l izes the APU accumulator to start the APU, The prescribed APU restart envelope is below 10,000 ft and below 250 KCAS. Finally, start i ng the APU while airborne may result in a Bleed Air Leak Detection (BALD) shutdown due to ingestion of exhaust gasses into the APU ducting. The BALD system is designed to protect the aircraft from damage resulting from a bleed air leak. [Encls ( 31 ) and ( 4 0) ] 103. Normal landing gear extension requires an operable right engine to hydraulic pressure to lower the gear. Emergency landing gear extension lS a back to normal gear extension and also uses the APU accumulator. Without an operabl e right engine, once the APU accumulator is depleted in an attempt to a failed engine airborne, it is not available for emergency gear [Encl (40)) 15 000019 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA 104. The mishap pilot held the APU switch in place for approximately 20 seconds, and then shut it off without bringing the APU online. VICTORY 206 was descending through approximately 30, 000 feet . (Encls (10) and (11)) 105 . After the APU switch shut off, VICTORY 206 received dual bleed warnings, which were automatically extinguished via the BALD sys tem. [Encls (10) and (11) J 106. Both aircrew pulled their green rings to provide emergency oxygen. [Encls (10) and (11)] Final Approach 107. At 0908Z/1308L, the SR talked VICTORY 206 through the Single Engine Approach and Landing and Emergency Extension of Landing Gear procedures. The SR briefed that it was "going to be a half- flap. approach" and that they wer e going to "have to blow your gear down" (e.g., extend gear via using APU accumulator). (Encls (3), {10), (11), {15) , !l6), (20), {21) and (27)] 108. VICTORY 206's fuel state put at approximately 1400 lbs of useable fuel. 0908 {45) Z/1308 (45) L. [Encls (3), {11) and {27)) 109. The SR VICTORY 206 to switch the flaps switch to half and then instructed him to "rotate [the landing gear] handle" and "pull it to detent" at which point "the gear should blow down with the APU accumulator." He then concluded by stating, "let us know when you're 3 down and locked." . Time of transmissions took place between 0909Z/1309L and 0910Z/1310L; [Ehcl (3)) 110. The emergency landing gear extension is mechanically controlled by the LDG GEAR handle in the front cockpit and uses hydraulic pressure provided by the APU accumulator. Emergency extension is mechanically activated by rotating the LDG GEAR handle 90 degrees clockwise and pulling to detent (approximately 1.5 inches) . Emergency landing gear extension opens the hydraulic ar ming valve and directs APU accumulator pressure to the emergency selector valves. APU accumulator pressure is used to unlock the doors , releasing the landing gear uplocks and is applied to the drag brace locking actuator and sidebraces downlock actuator. The nose landing gear then extends by freefall aided by airloads and the drag brace locking actuators while the main landing gear extends by freefall aided by the sidebrace downlock actuator. (Encl (33)] 111. The mishap pilot informed the SR that he did not get any indication of the gear down after he rotated and pulled the LOG GEAR switch. VICTORY 206's position was approximately lONM from IKE. 0912Z/1312L. [Encls (3 ), {10), (16 ) and (19)] 112 . The SR then told 206 to "crank the right motor to spin the HYDs to get the gear down.'' This effort failed with the right engine RPM not coming back up. 0912Z/1312L-0912Z/1312L. [Encls {3), (10) and (27)] 113 .. The SR then instructed VICTORY 206 to recycle the circuit breakers by pull1ng them out and replacing them. This likewise failed with the landing gear remaining in the up position. 0913Z/1:313L-0913Z/1313L. [Encls (3), (10), (11) and (27)) 16 000020 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA 114. VICTORY 206 was then instructed to emergency extend the IFR probe by switching it from normal to emergency extend to see if that would trigger the val ve. 0914(26)Z/1314(26)L. [Encl s (3) 1 (10) 1 (11), (15), (19) and (21)) 115. It is at this time that VICTORY 206 first informs IKE that the probe was still extended with the refueling basket lodged upon it. The mishap pilot attempted to cycle probe anyway. [Encls (10), (15), (19) 1 (27) and (29) J 116. At 0915Z/1215L, VICTORY 206 reported its fuel state as 700 lbs . Airspeed was 143 KCAS. [Encls (3) and (22)) 117. VICTORY 206 was then instructed to attempt a crossbl eed restart of the right engine for the purpose of energi zing HYD 2 to get the gear down. He was instructed to bring the left engine up to 90 , and then to MIL. The crossbleed attempt yielded 0 RPM with the ENG CRANK switch again returning to the OFF position. This occurred at 0915Z/1315L. [Encls (3) 1 (15), (20), (21), (27) and (34)] 118. VICTORY 206 accelerated to 260 KCAS, but the right engine did not restart. RPM indications remained at 0 with approximately 1000 PSI in HYD 2. HYD 1 was reported as normal . 0916Z/1316L. [Encls (3) and (27) ) 119. The SR then directed VICTORY 206 to again push the LDG GEAR handle in and pull it to up, check the circuit breakers, and then attempt to drop the gear down. This resulted in the nose gear coming down, but the mairi landing gear remained in the up position. 0916Z/1316L. [Encls (3) and (27)) 120. VICTORY 206 was then instructed to accelerate to 350 knots in an attempt to rotate/windmill the right motor for the purpose of energizing HYD 2, which would in turn, enable them to get the main landing gear down. 0917Z/1317L. [Encls (3), (10 ) , (11), (15), (19) , (20), (21) and (27)) 121. At 0917Z/1317L, VICTORY 206 reported "3 down and locked" at which point they were instructed to land. VICTORY 206 was approximately 4NM from IKE with an airspeed between 250-300 knots. [Encls (3), (10) 1 (11 ) , (16), (19) 1 (21), (22) and (27)] 122. At 0918Z/1218L, VICTORY 206 was at 2 miles behind IKE at 2500 feet, left of course and above glideslope. The LSO a contact" cal l followed by "you're high and lined up left." [Encls (3), (10), (11), (15), (16) , (19), (20), (21) and (27)) Fuel Starvation and Ejection 123. As 206 was executing the last portion of his S-turn t owards IKE, the flamed out, and all electrical power was lost . Estimated el evabon was 1200 feet. The time was 0919Z/1219L. [Encls (3) (6 ) (10) (11) and ( 2 0 ) J ' ' ' 124. The mishap pilot . felt the jet roll slightly to the right. He responded with a left lateral stlck and full left rudder, which momentarily stopped the roll. The aircraft then made an uncommanded pitch over to about 30-40 degrees nose low and rolled right. [Encls (10), (11) and (16)] 1 25. At approximately 0919Z/1219L, with VICTORY 206 descending below 1 1 000 feet at approximately 1.5 NM behind IKE, and with the aircraf t in a steep a ngl e 17 000021 Subj: COMMAND INVESTIGATION INTO THE FACTS CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA of bank (estimated 45 degrees with 20-degree nose low), the mishap pilot released the controls and pulled the ejection handle. The mishap pilot ' estimated the aircraft was at 60 degree nose down and a 20 degree right wing down when he initiated ejection. The mishap pilot made no ejection call. Two good chutes were immediately observed. [Encls (3), (6), (10), (11), (15), (16), (19) 1 (20) 1 (21) I (22) I (25) I (26) I (27) I (29) and (37)] 126. The total duration of VICTORY 206's last flight was approximately 5 hours and19minutes. [Encls (3), (7) and (9)] 127. At the time of the ejection, the mishap WSO was unaware that the mishap pilot had lost control of the aircraft and assumed he was moving the aircraft away from the carrier for ejection. The mishap WSO was not in proper body position as he was leaning forward to view the clearance away from the ship. [Encl (11) l 128. The aircraft continued a slow roll to port while diving towards the wake of the ship. It impacted the water port side of the wake left wing down and nose low. [Encls (15), (16) and (20)) 129. Review of the Deployable Flight Incident Recorder Set (DFIRS) indicated that there was a total of 1,983 lbs of fuel in the MA at the moment ejection was initiated. Each tank indicated the following amount: Tank 1, 20 lbs; Tank 2, empty; Tank 3, 320 lbs; Tank 4 - 11 lbs; left wing i nternal tank - 902 lbs; right wing internal tank- 606. [Encl (28)] 130. The mishap pilot blacked out momentarily upon ejection, but regained consciousness as he was f l oating under his parachute. He had about 5-10 seconds under the canopy before hitting the water. During this time, he saw the mi shap WSO slumped in his harness about 50-70 yards away and the spot where VICTORY 206 had entered the water. [Encls (6) and (10)] 131. The mishap pilot, with his mask still on, did not complete IROK procedures whi l e in the air. Upon impacting the water, the SEAWARS system automatically detached him from his parachute. He sank approximately, 10 feet before his LPU automatically i nflated. As his mask was still on, he was able to breathe while submerged. The mishap pilot surfaced under his parachute, requi ring him to use the hand-over-hand method to get out from under it. He then used his shroud cutter to cut 5-6 shroud lines to disentangle himself. The mishap pilot then removed his mask and, with difficulty due to the injuries sustained to his hands, was able to remove his lap belt that released his seat pan. [Encls (6) and (10)] 132. The mishap WSO likewise blacked out momentarily, but regained while under his canopy, which he was under longer than the mishap enabling him to check his canopy and then release one side of his'. mask. The waited until his feet impacted the water before manually releasl.ng h1s parachute harness. His LPU inflated automatically. (Encls (6 ) and (11)] b 1e3h3: dTihKeEmishfap pilot and mishap WSO landed in the water approximately 1.5 NM l.n a ew seconds after ejecting. (Encls (3), (16), (37)] 13 4. The hands and knuckles were swollen, and both hands sustained Sl.gnl.f t 1 l.Can acerat1ons, and were bleeding profusely. [Encl (10)] 18 000022 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA 135 . The mishap pilot and mishap wso, who landed approximately 100 yards from each other, swam to within 10- 30 of other before the helicopter was overhead. [Encls (6) and (10)) Helicopter Rescue 136. CANVAS 611 was the recovery plane guard helicopter stationed in port delta when VICTORY 206's a i rcrew ejected. [Encls (3) , (6), (16), (37) and (39)] 137. CANVAS 611 was conducting a ferry mi s sion from FGS HAMBURG (F220) to IKE while tasked with plane guard duties . At the time of ejection, CANVAS 611 was carryingthreepassengers. [Encls (3) , (37) and (39)) 138. At 0919/13191, CANVAS 611 was directed to the downed aircrew with the LSO providing an initial vector to their location . [Encls (3), (16), (37) and (39)] 139. CANVAS 611 requested to drop the three passengers off on IKE before executing the SAR to ensure room was available if a litter recovery was required. This request was denied with -CANVAS 611 being directed to immediately proceed to the survivors and begin SAR operations. [Encls (3) , (37) and (39) J 140. CANVAS 611 arrived on-scene at approximately 0921Z/1321L, and lowered the rescue swimmer. rEncls (3) I (6)' (16)' (37)' (39) l 141. The mishap wso was recovered by a rescue swimmer via a hoist recovery at 0934Z/1334L. [Encls (4), (5), (6) , (15), (16) 1 (22), (37) and (39)) 142. The mishap pilot was recovered by rescue swimmer via hoist recovery at 0945Z/1345L. [Encl (4), (5), (6), (15), (16) , (22), (37) and (39)1 143. CANVAS 611 landed on IKE at approximately 0948Z/1348L. [Encls (4), (5), ( 16) , ( 2 2) and ( 3 9) ] 144. The aircrew of CANVAS 611 had no complications during the recovery of first survivor, the mishap WSO. During recovery of the second survivor, the mishap pilot, his parachute drifted between CANVAS 611 and the second survivor due to current and winds . [Encls (6), (37) and (39)] 145. Weather conditions at time 76 deg F, air temperature 81 deg vertical visibility of 6,000 ft. caps. (Encl ( 6) and ( 37)] of recovery were as .follows: water temperature F, wind 185 at 5 kts, 3 NM visibility, and a The s ea state was 5 ft swells with no white 146. CANVAS 611 ' s crew chief stated having three passengers inside of the helicopter made it difficult for the aircrew to prepare the cabin for survivor pickup and would have made a litter pickup very difficult. Had the latter been required, aircraft seats and racks would have been required to be discarded in order to make room for the litters. [Encls (6), (37) and (39)) Post-mishap status of aircrew 147. The had all of his proper flight gear and safety equipment but was not wear1ng hls gloves at the time he initiated ejection. Specific gear worn and used can be found in enclosure (6). [Encls (6), (10) and (38) ) 19 000023 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA } ~ A ~ h P mishao oilot sustained a (b)(6) (b ){6) 1 .10 ~ h P miAhno oilot's life stressors (b )(6) (b)(6) 150. The mishap pilot had no indicators of alcohol use or intoxication at the time of the mishap. Post - mishap testing did not indicate an illegal drug use. (Encl (13) J 1 "1 'T'h"' mi Ah;m oilot was ; (b)(6) (b)(6) 152. The mishap pilot tested positive or morphine which was prescribed and given to him after t he ejection. [Encl (13)] 153 . The mishap WSO had all his proper flight gear and safety equipment and was properly wearing his flight gear when ejection was initiated. Specific gear worn and used can be found in encl osure (6). (Encls (6), (11) and (38)) (b)(6) (b )(6) { 1 3} ) 155 . The mishap WSO stated during recovery operations, the horse coli ar (LPU- 36) was very tight around his neck and caused extreme discomfort. [Encl {11)] 156. The mis hap WSO indicated no life stressors at the time of the mishap. [Encl ( 13)) 157 . Post-mishap testing indicated no alcohol use or intoxication or i l licit drug use by the mishap WSO. [Encl {13)] Closing notes 158. The total cost of the F/A- lBF Super Hornet aircraft BUNO # 166616 and equipment, not including the refueling drogue , lost in the mishap is $59,732,379.93. The aircraft cost $41,250,457.00 USD and the additional equipment totaled $18,459,437.02. [Encl (8}] 159. During the entire evo ution and radio exchanges, IKE co was only told and heard expected fuel on deck at the diverts and then at IKE. At no point while 20 000024 subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATI ON MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA monitoring the radios and preparing IKE to receive the mishap aircraft was a fuel state passed to the Captain. [Encl (26)) OPINIONS 1 . A likely unavoidable separation of an air refueling drogue, leaving the basket attached to V;I:CTORY 206's probe, was the beginning of this mishap chain of events. The direct cause of the loss of VICTORY 206 was extended operations with a damaged right engine (due to fuel ingestion) that eventually failed, and the subsequent flameout of the left engine due to fuel starvation. However , inadequate crew resource management (CRM) at nearly every level of the chain of command contributed to the outcome of this mishap. [FOFs (30), (31), (32), (34), (35), (36), (37), (39), (40), (41), (50), (54), (55), (60), (64) , (86), (92), (93), (99 ) , (100 ) , (101 ) , (116), (123) and (129)) 2. The first significant link in the causal chain of this mishap (e . g ., contributing factor) was the aircrew' s failure to accurately assess the status of the aircraft's right engine immediately following the refueling incident. Having just torn the refueling basket from SHELL 73 and the sudden appearance of a PERF 90 caution, the aircrew failed to the possibility the right engine had sustained serious damage from the ingestion of foreign object debris (FOD). While believing that the ingestion of fuel may have impacted engine operability, the aircrew did not consider the possibility that they were dealing with a compound emergency or see the need to take a more cautious approach regarding the operation of the right engine. This init i al failure to if" the engine significantly increased the risk of a mishap, leading to a decision to execute the long transit from IKE on a dual engine P.rofile . Ultimately, this engine flamed out after it was determined VICTORY 206 ' s useable fuel status was significantly lower than initially calculated and upon attempting to execute the bingo profile specified for an F/A-18 E/F with both engines online . [FOFs (34), (35), (36), (37), (38), (39), (40), (50), (51), (52), (53), (54), (55), (56), (59), (64), (68), (76 ) , (78) and (86)) 3. The aircrew's and wingman's collective decision to have VICTORY 206 return to IKE based on the guidance that a PERF 90 is a "Land as Soon as Practical" emergency is particularly troublesome. Understanding that a PERF 90 caution is listed as such in NATOPS (and the PCL), it is not a s ubstitute for exercising sound judgment, considering all the other available information and taking into account their collective experience to determine the appropriate course of action. Although NATOPS does not cover compound emergencies, even "Land as Soon as Practical" emergencies caution against extended flight. With a damaged right engine and inability to airborne refuel, the crew of VICTORY 206 should have realized the severity of the situation and the cascading effects that could compound this emergency. Despite the lack of air wing maintenance a suitable airfield wa s available in A,fghanistan to safely land t h1s a1rcraft. While not responsible for this mishap, BEARCAT 22 should have been.more assertive in assessing this potential compound emergency as weli as the 1n-country divert decision process. {FOFs (35) , (36), (37), (38), (39), (40), (41), (46 ) and (47) J 4 . failures to accurately assess their aircraft's condition and su1tab1l1ty for extended flight was compounded by their interpretation of Commander ' s vague divert guidance for aircraft operation over which neither covered compound emergencies nor was intended to be a s ubstltute for sound aircrew judgment. Nonetheless, it is clear from aircrew statements that this guidance contributed to a mindset where, having 21 000025 '. Subj; -- -- - - ------ - - -- - -- -------------- COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES THE AVIATION l-1ISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA categorized an aircraft emergency as "Land as Soon as Practical" while on an_ OEF mission, aircrew were expected to get their aircraft back to IKE . An Air Wing Commander's guidance must be critically and routinely reviewed with CVW aircrew to ensure intent is clear, sufficient coverage of the areas" that will inevitably come up is provided, and aircrew are confident of their critical role in the decision-making process. [FOFs (39), (40), (41), (42), (44) and (45)] 5. The col lective failure by the mishap . pilot, mishap WSO, and wingman to recognize the impact an extended refueling probe would have on centerline ahd internal wing tank transfer is significant . VICTORY 206's decision to return to IKE was based upon an assumption that all the fuel from their centerline and internal wing tanks would be available. Indeed, VICTORY 206 estimated its overheard available fuel state when it reached IKE would be at least 4,500 lbs (initially set at 6,500 lbs), enough fuel to attempt to land on the carrier and still divert to Masirah, if necessary. It was only after they had committed to returning to IKE that they realized that wing fueL transfer was very slOW) and that approximately 3,000 lbs of wing tank fuel may be unavailable (gravity feed only, but with aircraft maneuvering required). Proper recognition of the impact that the extended IFR probe would have on their useable fuel may have caused VICTORY 206 to realize the precarious nature theit fuel state (overhead fuel state would have ranged from 3,500 to 1,500 lbs ) , and made it clear that the idea of returning to IKE was not the best of course of action. (FOFs (9), (10), (11), (12), (13), (34), (39), (40), (4i), (50), (53), (56), (57), (66), (67), (68) and (98)) 6. The lack of NATOPS guidance on the transfer rate for gravity feeding when motive flow capability is lost also contributed to this mishap. Upon recognizing that motive flow of fuel from the wing tanks was lost, the pilot attempted to ai d the gravity feeding by slipping and cross controlling as called upon by NATOPS for approximately 15 minutes. Subsequent to this mishap it was determined that he needed another 25 minutes to transfer all of the useable fuel from the wing tanks in .a best-case scenario and would have involved flying the aircraft for 40 minutes continuously at an angle of bank greater than 5 degrees and i n a slideslip. Although the aircrew and IKE personnel eventually based divert decisions solely upon useable fuel (e.g., f uel inside the fuselage), knowledge of this slow transfer rate would have greatly enhanced decision-making, saving valuabt"e time and fuel in the process. [FOFs (9), (13}, (57) and (58)] 7. A lack of adherence to the fundamentals of CRM, specifi cal ly effective communications among all decision-makers to fully understand the extent of VICTORY 206's emergency, also contributed to this mishap. VICTORY 206's initial request of the CRC in Afghanistan to pass their aircraft status and intentions back to the ship did not get communicated accurately (no awareness at the ship of the basket still attached to the probe). Once VICTORY 206 was back within communications range of the CVN, the aircrew could have done a much better job painting the full picture of their emergency, aircraft system's status and useable fuel states for the CVW representative (not in CATCC), the squadron representative (in CATCC) and all those listening intently on the "rep" frequency. That said, CRM is a two-way process and the initial questioning . of VICTORY 206 by either the CVW representative or squadron representatlve should have been more assertive and directive. The fact that no one on the ship was aware that the IFR probe was extended with the basket still attached unti l minutes before ejection clearly reinforces the inadequacy of the 22 000026 Subj: COMMAND INVESTIGATION INTO THE FACTS AND CIRCUMSTANCES SURROUNDING THE AVIATION MISHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA initial dialogue to determine the status of VICTORY 206's fuel system for all decision-makers . {FOFs (50), (51), (59), (60), (64 ) , (66), (68) and (115)) 8 . As the emergency progressed in the vicinity of the ship, the mishap pilot's communications to his WSO and squadron representative were unsatisfactory. Even more critical to the outcome of this he never discussed intention to restart the right engine usin-g the APU before moving any switches. Had that conversation taken place, it woul d likely have generated concerns from the mishap WSO and squadron representative (and any others familiar with the basic hydraulic/APU systems on an F-18F) that an APU restart attempt would result in the depletion of hydraulic pressure needed to emergency extend the landing gear. Loss of emergency functionality subsequently required eight minutes of additional flight time to rectify (e.g., get the gear down and locked) during which the majority of VICTORY 206is remaining fuel was expended while attempting to windmill the right engine to regain HYD 2 pressure in a last- ditch effort to get the landing gear down and locked. In taking these actions without referencing the PCL, communicating with his WSO or consulting with the SR aboard IKE, the mishap pilot violated the most basic tenants. of CRM, and the APU restart attempt led to the self-induced, compound emergencies that would ult i mately dim any prospects of a successful recovery aboard the CVN. {FOFs (15), (16), (99), (101), (102), (103), (104); (1{)5 ) , (106), (109 ) , (110), (111), (112), (113), (114) 1 (116), (117), (118), (119), (120) and (121)) 9. The CSG Commander's decision to direct VICTORY 206 to Masirah was the correct one based upon the available information (3.7 useable fuel and no information passed at this time by VICTORY 206 that i t had a degraded right engine). As recognized by the CSG Commander himself, his decision to intervene (and bypassing the IKE CO in the process) was not one in which he made lightly and should be the exception. CSG Commanders, especially one who is airborne as a pilot in command, must exercise restraint in such circumstances and to the extent P,Ossiblel rely on their subordinates to make the correct calls. [FOFs (64), (68), (71), (72 ) , (73) and (74)) 10. The changes to VICTORY 206 1 s destination from IKE to Masirah, Masirah to Muscat, Muscat back to Masirah1 and finally back to IKE did not significantly contribute to this mishap. While recognizing that fuel was expended in executing these course changes , all were made at altitude and with the exception of the final 180-degree turn back to IKE, all were less than 60 degrees. [FOFs (71), (76) 1 (79) 1 (83), (96) and (98) J 11. Although weather conditions was the reason that VICTORY 206 did not divert to Muscat, there is widespread perception that although i t is l i sted as one of two fields for carriers operating in the North Arabian Sea, the perceptlon lS t hat it is not a viable option due for dipl omatic reas ons. [FOFs (77) and (83)] 12. The mishap pilot's injuries were sustained in the line of duty and not due to misconduct. (FOFs (125), (131) , (134) and (148)] 1 3. The mishap WS0 1 s injuries were sustained in the line of duty and not due to mi sconduct. [FOFs (127) and (154)] RECOHHENDA'riONS 1. In light of the fact it is impossible to cover every possible contingency that may arise, cognizant commanders need to arm aircrew with the tools to ma ke 23 000027 Subj: COMMAND I NVESTIGATION INTO THE FACTS AND CI RCUMSTANCES SURROUNDING THE AVIATI ON MI SHAP THAT OCCURRED ON 08 APRIL 2013 IN THE NORTHERN ARABIAN SEA s ound decisions in t he cockpit. As a community, we must remain vigilant against a mindset i n which a diver t is viewed upon as a sign of weakness or inferior airmanship. Aircrew must have confidence that wel l -reasoned di vert decisi ons will be supported by the chain of command. [Opinions ( 1)- ( 4) ) 2. The f acts of this mishap and the safety investigation report should be bri efed t o all Hornet, Super ~ o r n e t and Growler squadrons to raise their s i tuational awareness on t he decisi ons made in the cockpit and the l essons learned regardi ng the operation of the F/A-18 c-G. {Opinions (1) -(8)) 3. A copy of thi s investigati on be forwarded to commanding Officer, VFA-122, the F/ A- 18E/F Model Manager, with a recommendati on that the NATOPs be updated to provide guidance on the gravity feed fuel transfer rate . [Opinion (6)] 4. A copy of thi s investigation be forwarded to commander, U.S. Navy Central Command (NAVCENT ) , wi th a request that his staff review the continued identificat ion of Muscat, oman, as a viable di vert opt i on. If necessary, provi de CSGs and CVWs guidance regarding the type of emergencies/ aircraft confi gurati ons that would be acceptable to land at Muscat International Airport. [Opi ni on (11)) 5. No disciplinary be taken against the VIcTORY 206 aircrew. [Opinions (1)- (13 )) (b )(6) 24 000028