Professional Documents
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New York, Geneva,
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Nairobi,
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HS:HS/037/13E
ISBN Number (Series): 978-92-1-132028-2
ISBN Number (Volume): 978-92-1-132573-7
March 2012
Evaluation Report 6/2012
March 2012
ii evaluation of the un-habitat liaison offices
HS:HS/037/13E
ISBN Number(Series): 978-92-1-132028-2
ISBN Number(Volume): 978-92-1-132573-7
Disclaimer
The designations employed and the presentation of the material in this publication do not imply
the expression of any opinion whatsoever on the part of the Secretariat of the United Nations con-
cerning the legal status of any country, territory, city or area or of its authorities, or concerning the
delimitation of its frontiers of boundaries.
Views expressed in this publication do not necessarily reflect those of the United Nations Human
Settlements Programme, the United Nations, or its Member States.
Excerpts may be reproduced without authorization, on condition that the source is indicated.
Acknowledgements
Author: Nefise Bazoglu
Editor: Olubusiyi Sarr
Design & Layout: Andrew Ondoo
Evaluation of the UN-Habitat Liaison Offices iii
Table of Contents
EXECUTIVE SUMMARY vi
i Introduction vi
ii Methodology vi
iii Key Findings vii
iv Challenges viii
v Conclusions ix
vi Key Recommendations xi
1. INTRODUCTION 1
1.1 Background and Context 1
1.2 Role and Functions of Liaison Offices 2
1.3 Purpose and Objectives of the Evaluation 3
1.4 Outline of the Report 4
3. EVALUATION FINDINGS 6
3.1 Key Findings of the Evaluation 6
3.2 Strategic and Operational Issues Across the Liaison Offices 25
5. ANNEXes
ANNEX I: Terms of Reference 32
ANNEX II: List of Interviewees and Respondents to Email Survey 36
iv evaluation of the un-habitat liaison offices
LIST OF TABLES
Table 3.1: New York Office Allocated Budgets for 2008 – 2011 (in USD) 7
Table 3.2: Geneva Office Allocated Budgets for 2008 – 2011 (in USD) 13
Table 3.3: Brussels Office Allocated Budgets for 2008 – 2011 (in USD) 18
Table 3.4: Washington, D.C., Office Allocated Budgets for 2008 – 2011 (in USD) 21
Evaluation of the UN-Habitat Liaison Offices v
EXECUTIVE SUMMARY
Organizational and Technical The liaison offices have forged key part-
Representation nerships. Some of these partnerships are
the Inter-Agency Standing Committee,
The offices have represented UN-Habitat at the United Nations Office for the Coordi-
political and technical levels within United nation of Humanitarian Affairs, the Office
Nations agencies, intergovernmental and of the United Nations High Commissioner
regional bodies and civil society. The New for Refugees, the International Federa-
York office has played a critical role in fol- tion of Red Cross and Red Crescent Soci-
lowing up on UN-Habitat’s work programme eties, the World Health Organization, the
approval processes lobbied delegates to the International Labour Organization, and
United Nations General Assembly for nego- the United Nations International Strategy
tiating critical resolutions of interest to the for Disaster Reduction. Others are the Nor-
agency and participated in a wide range of wegian Refugee Council and non-govern-
working groups, task forces and executive mental organization consortia in Geneva,
committees, including the United Nations the United Nations Children’s Fund, the
Executive Committee on Humanitarian Af- United Nations Development Programme,
fairs and the Inter-Agency Standing Com- and the United Nations Executive Commit-
mittee. The Geneva office has focused more tee on Humanitarian Affairs. Partners also
on programmatic aspects of humanitar- include the United Nations Development
ian aid, representing UN-Habitat in meet- Group in New York, European Union in-
ings aimed at resolving humanitarian chal- stitutions in Brussels, the World Bank, Cit-
lenges. The office has actively represented ies Alliance, the Inter-American Develop-
UN-Habitat and participated in the Con- ment Bank, the Organization of American
solidated Appeal Processes, and the United States, and the Inter-America Coalition for
Nations Central Emergency Relief Fund. The the Presentation of Violence in Washing-
Brussels office has represented UN-Habitat ton, D.C. These partners have appreciated
in the European Union and its subsidiary UN-Habitat’s activities, events and contribu-
bodies and institutions, advocating policy tions.
dialogue that has led to improved working
relationships between the agency and the Advocacy
European Union. The Washington office
New York, Geneva, Washington, D.C., and
has represented UN-Habitat in political and
Brussels host a range of events — interna-
technical meetings of the Global Environ-
tional conferences, forums and meetings —
ment Facility, the Organization of American
through which liaison offices have taken the
States, and the World Bank. This represen-
initiative to promote UN-Habitat’s mission
tation has improved UN-Habitat’s visibility
and priorities. In addition, the offices have
and, among its partners, demonstrated its
played a key role in promoting UN-Habitat
unique technical capacity.
major events including World Habitat Day,
the World Urban Forum, World Water Day,
viii evaluation of the un-habitat liaison offices
ministerial conferences and the launch of the visibility of UN-Habitat. However, UN-
global reports on human settlements. The Habitat headquarters in Nairobi has been
New York office serves as the UN-Habitat concerned that the liaison offices have been
focal point for the Department of Public working in isolation and have failed to share
Information of the United Nations Secretar- adequate information.
iat and this has improved the communica-
tion and advocacy of UN-Habitat activities. Fundraising
UN-Habitat has developed a number of nor- The contributions of UN-Habitat liaison of-
mative products on humanitarian issues un- fices have attracted funding and helped
der the Geneva office’s leadership, including to establish new partnerships. The Geneva
the Inter-Agency Standing Committee Strat- office has participated in Consolidated Ap-
egy and Action Plan for Meeting Humani- peals Process and the Central Emergency
tarian Challenges in Urban Areas, the post- Relief Fund, which has resulted in increased
disaster and post-conflict land guidelines, humanitarian financing for UN-Habitat field
risk mapping and shelter needs assessment projects over the past three years (USD
model and shelter project catalogue. The 6.1 million in 2009; USD18.7 million in
Brussels office has added value to advocacy 2010; USD 80.4 million in 2011). In 2008,
and marketing of UN-Habitat priorities with- the Brussels office lobbied the European
in European Union institutions. As a conse- Commission resulting in a contribution of
quence, sustainable urban development is- about USD 7 million earmarked funds to
sues are a priority on the European Union UN-Habitat for the implementation of the
agenda. The Washington office has elevat- first phase of projects in the Africa, Carib-
ed discussions on sustainable urbanization bean and Pacific Group of States. The Eu-
issues among United States policymakers by ropean Commission further approved about
engaging them through the global celebra- USD 14 million for the second phase to proj-
tions of World Habitat Day 2009, and the ects in these countries. Pipeline projects and
process of the World Urban Forum 2010, programmes worth EUR 77 million (more
which led to attendance of a 50-member than USD 100 million) are under negotia-
United States delegation at the fifth Forum tion with the Commission as of December
and the development of a framework for 2011. Contributions of non-earmarked
sustainable urbanization. These efforts have from United States of America funding in-
raised awareness of UN-Habitat’s work, sus- creased from USD 148,000 in 2007 to USD
tainable urbanization and in some cases, led 2 million in 2011.
to the introduction of legislations on urban
development and poverty reduction.
iV. Challenges
Information Sharing To improve the effectiveness of the liaison
offices, it is necessary to address some of
Sharing of information with other United
the key constraints and challenges, which
Nations agencies and relevant intergov-
were identified by the evaluation team and
ernmental, regional organization as well as
apply to all UN-Habitat’s liaison offices.
civil society organizations has also increased
Evaluation of the UN-Habitat Liaison Offices ix
A disconnect between the UN-Habitat Rio+20 in 2012 and Habitat III in 2016. Dis-
headquarters and liaison offices: Aside cussions with the liaison offices in Geneva
from the geographical isolation of Nairobi and New York, partner organizations and
from the global cities of the Northern Hemi- staff at headquarters revealed that office
sphere where the offices are located, there staff lacked the capacity to deal with liai-
is an organizational distance between the son and programme functions. At the same
offices and headquarters. While staff mem- time, partners emphasized the importance
bers at the offices feel isolated from the of UN-Habitat providing technical expertise
mainstream programme, those from head- to processes. There is a need to review of-
quarters feel that the offices fail to provide fice priorities so that efficiency and effec-
enough substantive information to partners tiveness in their technical and liaison roles
based in cities hosting the liaison offices. can be maximized.
Lack of policy or guidelines on the work Clear reporting and accountability lines
of liaison offices: This is further complicat- are not in place: Structurally, the liaison
ed by the overwhelming responsibility each offices are in the Office of the Executive Di-
office bears for liaising and for performing rector and report to it on all matters. Given
programme functions. For instance, the that liaison offices are involved in advocacy,
New York office is involved in a continous organizational and technical representation,
series of meetings with the United Nations programming, resource mobilization, infor-
Secretariat, intergovernmental processes, mation sharing and follow-up, reporting to
inter-agency matters and outreach activi- the Office of the Executive Director does not
ties with partners outside the United Na- optimize cooperation with the rest of the
tions System. The Geneva office collabo- agency in terms of substantive programme
rates with various United Nations agencies, issues and day-to-day administration.
especially those in the humanitarian sector
dealing with post-conflict and post-disaster V. Conclusions
affairs. The Brussels office focuses on the in-
The liaison offices have successfully repre-
stitutions of the European Union, and the
sented UN-Habitat within constraints of lim-
Washington, D.C., office deals with inter-in-
ited resources. The New York office has pro-
stitutional affairs, including fostering coop-
vided political representation of UN-Habitat.
eration with international and intergovern-
For the period from Rio+20 in 2012 to the
mental institutions such as the World Bank
Habitat III in 2016, intense political work is
and the Organization of American States.
foreseen and a boost is needed either by ro-
Limited resources and capacities in li- tation of relevant staff over critical periods
aison offices: The scale of the demands or by re-prioritizing the work of the office
and the high expectations the offices must and improve technical representation. The
meet are disproportionate to the capacity liaison office in Geneva has demonstrated
and low staff levels. These demands will its added value, representing UN-Habitat
grow as a new vision of UN-Habitat takes in technical meetings and improving the
root and as the organization prepares for visibility and recognition of UN-Habitat’s
x evaluation of the un-habitat liaison offices
technical capacity which has contributed to based management approach; priorities and
increase funding for humanitarian projects clear expectations have to be articulated for
and forged partnerships. The Brussels office each office; reporting lines have be clarified
has shown positive results in the area of re- to improve efficiency and internal collabora-
source mobilization. By defining key func- tion, and minimum resources have to be set
tion and priorities, the office could further aside for offices to fulfil their responsibili-
tap into resource mobilization opportunities ties. Communication between offices and
and a growing community of UN agencies headquarters must improve.
represented in Brussels. The Washington,
D.C., office has in a short period of time, Scenario I: Maintain the Status Quo
demonstrated its potential for resource mo- In the view of the limited resources available,
bilization and building of partnerships. the liaison offices are maintained under the
same arrangements but each will need to be
The achievements of the liaison offices are
redefined in terms of priorities, terms of ref-
highly dependent on the local institutional
erences established, reporting lines aligned
context in which they are working, and
with the new organizational structure. This
the context determines to a large extent
could strengthen the relationship between
the prioritization of functions. This assess-
the offices and headquarters, but the of-
ment found that staff levels and budgets
fices’ effectiveness in the delivery of results
varied significantly between the liaison of-
would only improve negligibly, at best. One
fices. Over the period of 2008 to 2011, the
disadvantage of maintaining the status quo
budget of the liaison office has decreased
is the lack of adequate presence and regular
overall, in particularly that of the Washing-
substantive inputs to technical representa-
ton, D.C. and Brussels offices. At the same
tion, which UN-Habitat’s partners perceive
time there is no indication that the work-
as the agency’s lack of commitment.
load required to maintain the functions of
the liaison offices has decreased based on
Scenario II: Concentrate on Liaison
interviews of staff at the offices and head-
Functions
quarters.
Liaison offices will not be much involved
vi. Scenarios in technical representation; headquarters
would be sending substantive inputs and
The future of the liaison offices, based on staff to the liaison offices to participate in
their achievements, strengths and challeng- technical meetings and working groups.
es has been captured in three scenarios. Under this option UN-Habitat liaison offices
Each scenario has its advantages and disad- would, at a minimum, consist of the head of
vantages and builds on the individual office the office, one professional staff, one infor-
scenarios contained in the assessment of mation officer and an administrative staff.
each of the offices. Regardless of the option The offices could add stronger informa-
preferred, there is a need for policy guide- tion and communication function to their
lines on liaison offices. Their roles have to be work portfolio as well as a well-structured
redefined and aligned with the new project- resource mobilization function. Although
Evaluation of the UN-Habitat Liaison Offices xi
this option may lead to cost savings overall, vii. Key Recommendations
one of the disadvantages of this option is
Recommendation 1:
that opportunities may be missed because
Nairobi is located geographically far from Enhance the contribution of the liaison of-
key global policymakers, nodes of resource fices in the new project-based management
allocation and distribution, and centres of approach. Changes should be considered
excellence. in view of three scenarios, (maintain status
quo, concentrate on liaison functions, or
Scenario III: Strengthen Liaison strengthening of the offices) for long-term
Offices decision-making on the future of the liaison
office. Strategic guidelines should be devel-
The technical strengthening of the offices
oped based on the roles and tasks of each li-
could be achieved by creating fully fledged
aison office with key priorities, contribution
substantive offices in a substantive area
to the project-based approach, and expec-
(e.g. humanitarian aid), transforming the
tations of headquarters and contribution to
office teams to match the substantive ar-
partnerships.
eas in question, or simply increasing staff
capacity. To this aim, the offices could be Recommendation 2:
integrated into the agency’s skills inventory, Develop terms of reference to spell out
so as to enable staff swaps and rotation be- the priorities and tasks of each liaison of-
tween headquarters and liaison offices. At fice. Heads of offices would then be held
the same time, job descriptions of liaison of- accountable for the delivery of the tasks
fice staff should be reviewed and additional specified. Job descriptions of liaison office
personnel assigned to offices to cover those staff also need to be reviewed to ensure
areas of highest priority for UN-Habitat with their alignment with the new organizational
adequate budgets approved for the of- structure.
fices. This option could involve systematic
integration of the liaison office staff in the Recommendation 3:
project teams at headquarters. The scenar- Establish new reporting and communication
io would come with incremental costs but lines in alignment with the organizational
would strengthen presence, efficiency and structure. Liaison offices could report on the
effectiveness of the liaison offices. The New administrative and management matters to
York and Geneva offices could thrive as the the Office of Executive Director and the Of-
strong outposts of the UN-Habitat’s advo- fice of Management, and provide substan-
cacy, outreach and communications func- tive reports to the Project Office. The report-
tions and could improve their effectiveness ing lines should also take into consideration
on humanitarian affairs. The Washington, the extent to which technical contribution
D.C. and Brussels offices could be strength- is expected from liaison office staff and en-
ened and tap into donor opportunities that suring support from substantive offices at
exist in the United States and the European headquarters in Nairobi.
Union.
xii evaluation of the un-habitat liaison offices
Recommendation 4: Recommendation 5:
Establish, as modus operandi, that technical Clarify fundraising expectations for liaison
advice should be the domain of UN-Habitat offices and develop appropriate fundraising
headquarters and provided by headquarters strategies while linking them horizontally or
substantive offices to the liaison offices. vertically to the resource mobilization struc-
While the existing liaison office staff should tures at UN-Habitat headquarters.
strengthen their “generalist” profiles, there
should also be a minimum number of staff
specialized in the technical competencies
relevant to the particular liaison office.
Evaluation of the UN-Habitat Liaison Offices 1
1. INTRODUCTION
of cross-cutting issues such as gender and better results within priority areas; estab-
youth were also prioritized. Campaign- lishment of cooperation mechanisms at all
ing structures including the World Urban levels; and intensification of efforts to raise
Forum, ministerial conferences and expert the agency’s profile. In rationalizing the or-
group meetings were also put in place. ganizational structure to optimize efficiency,
productivity, transparency and accountabil-
Commensurate with its status and substan-
ity, the agency has adopted a project-based
tive focus, UN-Habitat’s work programme
management approach. The evaluation of
for 2004-2005 was structured around four
its liaison offices aims at enhancing their
sub-programmes corresponding to four
contribution towards improving the agen-
divisional structures. In addition to the
cy’s performance in the new project-based
sub-programmes, the Executive Direction
organization.
Management and the Programme Support
Division became part of the organizational
1.2 ROLE AND FUNCTIONS OF
structures for implementation of UN-Habitat
objectives, with all liaison offices structurally LIAISON OFFICES
under the Executive Direction Management. The prime function of a liaison office is to
represent UN-Habitat. These offices are in
The Office of Internal Oversight Services’
cities of global importance, hosting United
2005 in-depth evaluation of UN-Habitat
Nations agencies, international institutions,
commended the organization’s achieve-
multilateral and non-governmental organi-
ments. However, given its broad mandate
zations. Moreover, these are cities in which
and limited resources, it recommended
donors provide a wide diversity of oppor-
sharpening of UN-Habitat’s focus for
tunities for UN-Habitat. The liaison offices
greater impact. Thus, UN-Habitat devel-
are to use every opportunity to market the
oped the Medium-Term Strategic and In-
mandate and activities of UN-Habitat.
stitutional Plan (MTSIP) for 2008-2013 to
strengthen the programme and channel The generic functions of the liaison offices
delivery through six focus areas: advocacy, can be summarized as follows:
monitoring and partnerships; urban plan-
ning, management and governance; land Organizational and technical rep-
and housing; urban infrastructure and basic resentation, acting as representa-
services; human settlements financing; and tives of UN-Habitat in numerous
excellence in management. With the intent events, meetings, some being politi-
of increasing partnership, the Washington cal and others technical
office was established in 2007. Forging partnerships with United
Nations agencies, intergovernmen-
The implementation of the first phase of the
tal and regional organizations, insti-
MTSIP (2008-2009) was assessed in a 2010
tutions, donors as well as civil society
peer review. The review recommended fur-
ther reforms including the establishment
of an organizational structure to achieve
Evaluation of the UN-Habitat Liaison Offices 3
2. EVALUATION APPROACH,
METHODOLOGY AND LIMITATIONS
3. EVALUATION FINDINGS
3.1 KEY FINDINGS OF THE The New York Liaison Office was established
EVALUATION in 1978. Its capacity, however, remained
quite low (one professional and one general
This chapter has two sections. The first sec- services staff) until the early 2000s. The ca-
tion (3.1) presents the findings of the as- pacity of the office was increased when the
sessment of the liaison offices. It provides United Nations Centre for Human Settle-
a description of the background, achieve- ments was elevated to the Human Settle-
ments, challenges and scenarios for each ments Programme in 2001. Currently, the
office. Staffing levels, budget and achieve- office has five professionals (1 D-1, 1 P-5,
ments of the liaison offices were assessed 1 P-4, and 1 P-3, and a junior professional
against their expected functions in terms of officer). In addition, the office frequently
organizational and technical representation, uses interns for its work. Table 3.1, provides
partnerships, advocacy, information sharing a summary of approved funds for the office
and fundraising. The next section (3.2) con- over the last four years. However, the table
tains an analysis of strategic and operational does not include staff costs. The approved
issues of systemic nature affecting the ef- budgets decreased by 67 per cent from USD
ficiency and effectiveness of the liaison of- 64,000 in 2009 to USD 21,042 in 2011. In-
fices. formation on actual resources allocated to
the office in 2011 was not provided to the
3.1.1 NEW YORK LIAISON OFFICE
evaluation team. The Programme Support
Office Background Division informed that such information
New York City hosts the headquarters and was difficult to collate because office costs
secretariat of the United Nations Organi- were taken from different sources in 2011
zation and for this alone the city is impor- and not necessarily from approved budgets.
tant in the world development context. The office does not pay rent (N/A) because
The United Nations General Assembly, the it is housed in the United Nations building.
United Nations Security Council, the United Table 3.1, which excludes staff costs, does
Nations Economic and Social Council, and not allow for a detailed cost-benefit analy-
the headquarters of a number of the orga- sis. However, the table clearly indicates that,
nization’s agencies such as United Nations aside from staff, the liaison operation in
Development Programme, the United Na- New York has a very limited budget.
tions Children’s Fund all operate from New
York City. In addition, the city is host to a
number of multilateral and non-govern-
mental organizations, companies and cen-
tres of knowledge.
Evaluation of the UN-Habitat Liaison Offices 7
Table 3.1: New York Office Allocated Budgets for 2008 – 2011 (in USD)
dynamics and nuances which, in turn, could value, particularly in the protection (emer-
feed into the corporate vision. Milestone gency response) and shelter (early recovery)
documents prepared by headquarters in clusters of humanitarian response, but also
Nairobi, in some cases, undergo a critical re- in the inter-agency platforms on issues of
formulation (much beyond editing) in order land, housing and planning — substantive
to be able to increase UN-Habitat’s negoti- issues which are the niche of UN-Habitat.
ating power in New York. Participation in the Executive Committee is
crucial as about 60 per cent of UN-Habitat’s
The pattern of collaboration between
budget comes from humanitarian aid.
UN-Habitat headquarters and the New York
office, in substantive areas, shows that The office is proving to be instrumental in
teams at headquarters prepare technical pushing UN-Habitat towards the new proj-
documents while the New York office con- ect-based reform approach; the new part-
duct lobbying and networking. Often, the nerships forged for the emerging projects
New York office reviews and modifies these of the UN-Habitat are evidence of this ef-
technical documents to conform to the fort. A significant example is the initiative
Secretariat’s format. Although it may not transforming cities through place-making
be perceived as such, the evaluation team and public spaces, where the office initiated
concludes that there is a reasonably good and supported the formalization of a part-
rapport between the work of headquarters nership between the UN-Habitat and the
and the New York office as most resolutions Project for Public Spaces, a New York non-
during the Commission of Sustainable De- profit organization founded in 1975 with a
velopment, UN-Women and UN-Water have mission to create and sustain public places
been adopted in the way the agency has that build communities. This strategic new
formulated them. partnership is directly linked to the Urban
Planning and Design Branch.
Partnerships: The New York office partici-
pates in a wide range of working groups Advocacy: New York hosts a wide range of
and taskforces providing substantive in- international conferences and events. The
puts to policies and programmes. This liaison office has used these occasions as
participation has increased the visibility of an entry point to promote UN-Habitat’s mis-
UN-Habitat work amongst other United sion and priorities. This has resulted in in-
Nations agencies and partners. The partici- corporating sustainable urbanization issues
pation of the office in the Executive Com- in reports of the High Level Committee on
mittee for Humanitarian Affairs (ECHA) Programmes, the Executive Committee for
and the Inter-Agency Standing Committee Economic and Social Affairs, the United Na-
(IASC), the supporting efforts of the Geneva tions Development Group, for example. It
Office, the Regional Offices and the Disas- has also promoted major UN-Habitat events
ter Management Section raise the profile of such as World Habitat Day, World Water
UN-Habitat in the humanitarian community. Day, and the World Urban Forum. In addi-
The community sees UN-Habitat as adding tion, the New York office continues to sup-
Evaluation of the UN-Habitat Liaison Offices 9
Secretary-General Ban Ki-moon (front, centre) and Executive Director, UN-Habitat, Joan Clos with mayors
and regional authorities on sustainable development and the UN Rio+20 Conference at United Nations
Headquarters in New York. The meeting was organized by UN-Habitat, 2012 © United Nations
port partnerships such as the Earth Institute consultant) have improved the sharing of
at Columbia University and feeds directly information. As a result, promotion of ma-
into projects on land, legislation and gov- jor UN-Habitat events, including the World
ernance, as well as research and capacity- Water Day, World Habitat Day, launches of
building projects. the Global Report on Human Settlements,
and of the Haiti Operations as Shelter Clus-
The office has made good use of students
ter are fully integrated in the activities of the
from the distinguished universities of New
United Nations Department of Public Infor-
York working as interns, especially for on-
mation, an indication of improved efficiency
line advocacy. This group, which the junior
and effectiveness of UN-Habitat advocacy
professional officer and other young profes-
activities, which have contributed to the
sionals coordinate, has successfully put the
urban cause.
UN-Habitat mandate on the map of social
media. Currently, UN-Habitat’s mandate Challenges
feature widely on Twitter and Facebook due
The office operates on a reactive
to the activities of the interns.
strategy. Priorities are unclear. Al-
Information sharing: The information though the New York Liaison Office
and communication activities of the office is on a steep learning curve in being
(by a communications expert working as a more selective regarding the over-
10 evaluation of the un-habitat liaison offices
son office was viewed in a “guest of relevant staff over critical periods or by
capacity”, operating freely and urgently tackling the main challenges.
equipped with resources in a gener-
The senior management of UN-Habitat
ally resource-poor office environment
need to define a strategy of operations for
could easily have created managerial
the New York liaison office, which would
problems. UN-Habitat’s information
strike the optimal balance between United
work in New York is too important
Nations matters and those related to New
to be hampered by managerial issues
York City. The current “introvert” nature of
that might hinder the effectiveness
the New York liaison office could be trans-
of the consultant in the near future.
formed to more “extrovert” one and as-
Resource mobilization is not a sume a reasonable dose of a “New Yorker”
mandate of the New York of- identity. This could be done by strengthen-
fice. While New York is a hub of ing outreach to partners. Slowly, the office
the global corporate world, the pri- is beginning to explore opportunities in
vate sector and donors; the office the city that are outside the circle of con-
has not yet tapped into the potential ventional partners, such as with Project for
these institutions offer UN-Habitat. Public Space. However, other opportunities
So far, the office has failed to devote remain untapped.
enough time to resources mobiliza-
tion because its mandate excludes With the new reform and project-based
this activity. Moreover, the focal management approach, there is need to re-
point for foundations and funds is define the terms of reference for the office,
at the Washington, D.C., Liaison Of- balancing the internal and external duties of
fice. The New York office, however, representing UN-Habitat. Without agreed
experiments with the online resource priorities, expected accomplishments and
mobilization paths. However, these indicators of achievements it is difficult to
initiatives cannot yet be taken due measure the effectiveness of the office.
to the absence of a legal framework
Reporting and communication between the
of the United Nations Secretariat for
office and headquarters require improve-
fundraising online.
ment as the current modus operandi fails to
Conclusions encourage collaboration between the two;
between the New York and Geneva offices;
The New York office has been successful
and between the New York and Washing-
over the years in the political representa-
ton, D.C., offices.
tion of UN-Habitat. However, with Rio+20
in 2012 and the Habitat III in 2016, quick The reporting line of the non-liaison and
solutions should be found to the main chal- the political representation functions should
lenges discussed above. For this extraordi- be vertically tied to the individual projects
nary period, which requires intense political or strategic functions in Nairobi. More spe-
work, a boost is needed either by rotation cifically, the Professional Officer at P-4 level
12 evaluation of the un-habitat liaison offices
working on humanitarian aid should also in view of the vast opportunities that New
report to the Risk Reduction and Rehabili- York and the United Nations offer in the
tation Branch; the information consultant area of advocacy, information and commu-
(or officer) should also report to the Ad- nications.
vocacy, Information and Communications
Unit at headquarters, and so on. In order to Scenario 3: Expand the office to
guide the strategic approach and priorities include resource mobilization,
that will shape the terms of reference for information and communications
the New York Liaison Office, the evaluation functions.
team proposes three possible scenarios: The office becomes more outreach-oriented
within New York and carves out a niche for
Scenario 1: Maintain status quo.
the resource mobilization function, either
The office continues to operate within its by bringing in specialized capacity or train-
current work package, which embodies ing the existing staff. The office taps into
a strong liaison function combined with a the vast resource opportunities that exist in
defined niche in humanitarian aid coupled New York and North America as a whole,
with a strategic focus on information and including online and non-conventional re-
communication. To alleviate current bottle- source mobilization strategies.
necks, reporting and staffing issues need to
The office responsible for resource mobili-
be resolved. This can be done by instating
zation at UN-Habitat’s headquarters could
a vertical reporting relationship to head-
benefit from the experience of the United
quarters on thematic functions; improving
Nations Children’s Fund and other United
technical representation; streamlining at-
Nations agencies that excel in online fund-
tendance at United Nations meetings; bet-
raising. If the resource mobilization function
ter defining the niche areas of staff accord-
is given a more visible and formal place in
ing their experience and background; and
the New York office then the staff should
bringing the New York City factor into the
report to the resource mobilization office
liaison office’s work.
at headquarters. The senior management
Scenario 2: Expand the office so it could also consider dividing responsibilities
formally embraces the information as focal points for donors and partners ac-
and communications function cording to the location. The New York office
within its work portfolio. would be the focal point for organizations
and foundations in the city, while the Wash-
Although the work of the office has tradi-
ington, D.C., office would be focal point for
tionally focused on liaison functions, de-
foundations, the Inter-American Develop-
mands dictate a strengthening of tasks that
ment Bank and other organizations in the
go beyond this and into the areas of disaster
United States capital.
management, information and communica-
tions. A more established standing needs to
be given to information and communica-
tion, by providing better defined teamwork,
Evaluation of the UN-Habitat Liaison Offices 13
Table 3.2: Geneva Office Allocated Budgets for 2008 – 2011 (in USD)
The transfer of the staff member, who was 1 Offices costs are not included in the costs
specialized in humanitarian aid, also marked for 2011. The office costs were not part of
the expansion of the Geneva office from the approved funds but covered from dif-
ferent sources. At the time of the evaluation
that of a purely liaison function to a semi- the Programme Support Division was not
technical entity. Later in 2006, another staff able to provide information on sources and
member (P-5 level) was seconded to the amounts.
14 evaluation of the un-habitat liaison offices
Organizational and Technical Repre- and Natural Disasters: Guidance for Practi-
sentation: The Geneva office has focused tioners. It has also produced shelter needs
mainly on humanitarian activities, repre- assessment tools for the Assessment and
senting UN-Habitat among humanitarian Classification of Emergencies (ACE) Proj-
partners and in the Inter-Agency Standing ect: Mapping of Key Emergency Needs As-
Committee Working Group and Reference sessment and Analysis Initiative; and pub-
Groups for Meeting Humanitarian Chal- lished a series on Shelter Projects (catalogue
lenges in Urban Areas. This has resulted in published annually); and Local Estimate of
improved visibility and recognition of UN- Needs for Shelter and Settlement (LENSS)
Habitat’s unique technical capacity in the Tool Kit—a useful means for assessing
humanitarian field. housing and settlement needs after a crisis.
Partner organizations, UNHCR and IFRC,
Partnerships: UN-Habitat Geneva part-
have appreciated collaborating with the Ge-
ners include the Office of the United Na-
neva office and expressed interest in con-
tions High Commissioner for Refugees, the
tinuing the collaboration in the future. The
World Health Organization, the Interna-
United Nations Development Programme
tional Organization for Immigration, The
(UNDP) believes that UN-Habitat’s expertise
International Federation of Red Cross and
and mandate in human settlements makes
Red Crescent Societies, the Norwegian Ref-
it an invaluable addition to the humanitar-
ugee Council, the United Nations Develop-
ian aid effort.
ment Programme, the United Nations Popu-
lations Fund, the World Food Programme, Fundraising: The office has actively partici-
the Food and Agricultural Organization of pated in the Consolidated Appeals Process
the United Nations, the United Nations In- that the Office for the Coordination of Hu-
ternational Strategy for Disaster Reduction manitarian Affairs has directed and in the
and non–governmental organization con- Central Emergency Relief Fund, facilitating
sortia. The technical capacity on humanitar- the approval of funding for UN-Habitat
ian aid helped strengthen the partnerships humanitarian projects. This has resulted
of the Disaster Management Programme at in increase of humanitarian financing for
UN-Habitat headquarters over the last de- UN-Habitat field projects over the last three
cade with other organizations, as well as years through the Appeal Process, the Flash
with the Inter-Agency Standing Committee. Appeal and Relief Fund (USD 6.1 million in
New partnerships have also been forged 2009, USD 18.7 million in 2010, and USD
with the International Labour Organization, 80.4 million in 2011). An important reason
for example. for these achievements is the harmonious
teamwork that existed between UN-Habitat
Advocacy: The office has collaborated with
headquarters and the Geneva office.
partners in advocacy activities. It has pro-
duced normative products under the aegis
of the Inter-Agency Standing Committee
Strategy and Action Plan for Meeting Hu-
manitarian Challenges in Urban Areas; Land
Evaluation of the UN-Habitat Liaison Offices 15
The annual Shelter Projects publication provides a compilation of shelter programmes targeting humanitarian
managers and shelter programme staff from local, national and international organizations. © UN-Habitat
not be attributed to the lack of capacity per in the Geneva office significantly weakens
se, but due to the particular skills composi- accountability and affects performance of
tion of staff. that office. The office officially reports to
the UN-Habitat Office of the Executive Di-
Sharing of information with headquar-
rector, which has no capacity to supervise
ters is below the desired level: Although
on humanitarian issues.
part of the Geneva office’s functions is to
participate in intergovernmental and inter- Missed programme opportunities on
agency meetings and to share information information and communications:
with UN-Habitat headquarters, participation The Geneva office could make more effi-
in such meetings has been ad hoc. cient use of the city, as does the one in New
York. One strategic organizational function
Limited capacity to provide substantive
with a high potential to flourish is the area
support to global programmes: The Ge-
of information and communications, which
neva office may seem overstaffed, however,
could benefit from collaboration with the
its technical capacity is insufficient to cover
wide range of institutions in Geneva.
disaster management, risk reduction emer-
gency and rehabilitation work. Only one Conclusions
of its four professional staff members has
The Geneva Liaison Office has demonstrated
a background in the field of emergencies
its added value in terms of being a resource
and rehabilitation. Without clear descrip-
to the Geneva-based international humani-
tions of posts that are aligned with humani-
tarian community. The office represents
tarian work for liaising with Geneva-based
UN-Habitat in technical meetings and has
organizations, the technical capacity in the
improved the visibility and recognition of
Geneva office remains limited. The United
the agency’s unique technical capacity, con-
Nations Development Programme, the Of-
tributed increased funding for humanitarian
fice for the Coordination of Humanitarian
projects and forged partnerships. There is,
Affairs and the Office of the United Nations
however, a need to further strengthen its
High Commissioner for Refugees have re-
technical competence by realigning its skills
affirmed the need for a technically strong
composition so it can be a more effective
UN-Habitat in dealing with various proj-
player in the international humanitarian
ects. The United Nations Development
community.
Programme believes that UN-Habitat has
expertise to offer in solving humanitarian The office’s working relationship and en-
crises but rarely finds it present in the work- gagement with headquarters has not been
ing groups dealing with issues of substance. optimal and representation in intergovern-
mental meetings has been ad hoc. There
Unclear reporting lines and weak ac-
is a need to clarify functions of the office,
countability: Lack of clear reporting lines
develop terms of reference and revisit job
between the substantive section at head-
descriptions of professional staff to ensure
quarters, the Disaster Management Pro-
alignment with the new project-based
gramme and the humanitarian aid function
structure. Existing reporting and communi-
Evaluation of the UN-Habitat Liaison Offices 17
Table 3.3: Brussels Office Allocated Budgets for 2008 – 2011 (in USD)
ties. This is evident from the memoranda of Fundraising: The Brussels office has
understanding between UN-Habitat and the played a critical catalytic role in fundrais-
Secretariat of the African, Caribbean and ing. In 2008, the European Commission
Pacific Group of States (ACP) in 2004; with (EC) contributed USD 7 million in funds to
the European Commission in 2006; and support projects in African, Caribbean and
with the Committee of the Regions in 2010. Pacific Group of States, capitalizing on the
In addition, global events and conferences interest the European Union had shown in
have been celebrated in Brussels, including UN-Habitat’s Regional Urban and Strategic
the World Habitat Day (2002), the European Profiles. In 2010, the European Commission
Commission and UN-Habitat Nanjing Inter- further approved about USD 14 million for
national Conference on Sustainable Urban the second phase of project implementation
Development (2005) in Nanjing, China; the in the African, Caribbean and Pacific coun-
European Commission and UN-Habitat Re- tries. As of December 2011, pipeline proj-
gional Workshop on Urbanization Challeng- ects and programmes worth EUR 77 million
es in Africa (2005) in Nairobi, Kenya. Others (more than USD100 million) were being
are the Tripartite ACP, EU and UN-Habitat negotiated with the European Commission
Conference on Urbanization Challenges targeting projects on low carbon initiatives,
and Poverty Reduction in African, Carib- water and sanitation, development of urban
bean and Pacific Group of States (2009) in energy corridors in Africa, and development
Nairobi; and the Joint Conference on Small of a social, economic, geographical infor-
and Medium Cities with the Belgium Royal mation system for African Cities.
Academy of Sciences (2009) in Brussels.
Co-chairs at the first joint conference on the Africa, Caribbean and the Pacific Group of Countries (ACP I)
Opening Ceremony, held in collaboration with the European Union and UN-Habitat, 2009 © UN-Habitat
20 evaluation of the un-habitat liaison offices
Partnerships: The Brussels office has forged European Union. It is a common strategy
partnerships with various organizations, in- and trend for United Nations agencies to
cluding European Union institutions (that is strengthen their offices in Brussels. Cur-
the European Commission, the European rently, there are 27 United Nations agencies
Investment Bank, the European Parliament); with representations in Brussels, including
the Belgian government; United Nations recently established ones such as UN Wom-
agencies in Brussels; and the African, Carib- en; the United Nations Educational, Scien-
bean and Pacific Group’s Secretariat. Other tific and Cultural Organization; the United
partners are the Economic Community of Nations Office on Drugs and Crime; and the
West African States; the Common Market United Nations Department of Peacekeep-
for Eastern and Southern Africa; the Inter- ing Operations.
national Organization of La Franchophonie;
There is a need to clarify key functions and
associations, including Friends of Europe;
priorities on which the office could con-
associations of architects and academic in-
centrate its efforts, taking into account the
stitutions, including Ghent University; the
expectations of headquarters and those of
media; and civil society organizations.
the organizations and partners with which
Challenges UN-Habitat is liaising.
The Office is understaffed and faced severe This evaluation proposes two scenarios for
budget cuts in 2011. This makes its smooth the future course of the Brussels Liaison
running difficult and could slow down the Office:
momentum of partnership activities, which
have been built over the last nine years. Scenario 1: Maintain the status quo
The office to continue with one senior pro-
The office expressed unsatisfactory inter-
fessional officer and maintain the existing
action, engagement and communication
relationships with the European Union in-
from headquarters. UN-Habitat headquar-
stitutions while continuing to work on the
ters has not involved the Brussels office in
funding of projects that are in the pipeline.
UN-Habitat’s strategic meetings and events,
Seed funding for resource mobilization ac-
and staff at the office cited examples of
tivities, however, is required to obtain more
how it was not asked to participate in the
positive results.
23rd Session of the Governing Council and
was not involved in the organization of the
Scenario 2: Strengthen the office,
Sixth Session of the World Urban Forum
keeping the focus on the liaison
hosted by Naples, Italy.
and fundraising function
Conclusions In view of the funding opportunities that
are yet to be realized, strengthening the of-
The achievements of the Brussels office
fice would be a strategic decision. It would
are positive and encouraging. Building
necessitate increasing the minimum staff
upon the momentum already generated,
personnel in Brussels to include the head of
UN-Habitat should strengthen the office
the office, one substantive officer, one com-
to tap into funding opportunities of the
munications officer and one support staff.
Evaluation of the UN-Habitat Liaison Offices 21
It is recommended that the office be head- New York office and temporarily
ed by a Director at D-1 level in line with the served as head of both New York and
practice in UN-Habitat’s other liaison offices. Washington,D.C., offices. He returned to
the Washington. D.C., office in May 2011.
Regardless of which scenario is preferred,
The office is a “one man’s bureau” with
there is a need to clarify reporting and com-
a limited budget. Table 3.4 shows the ap-
munications lines with UN-Habitat head-
proved budgets for the office for 2008-
quarters and regional offices so as to carry
2011. Over this period, the budget has de-
out liaison and programmatic functions ef-
clined from USD 58,400 to USD 6,800. The
ficiently and effectively.
head of the office informed the evaluation
team that important missions could not be
3.1.4 WASHINGTON, D.C.,
undertaken, unless the third party paid for
LIAISON OFFICE
the mission, because the office did not have
Office Background a travel budget.
The Washington, D.C., Liaison Office was
Achievements
established in September 2007 to develop
relationships; raise funds; and advocate Significant results were achieved with the
urbanization issues with the United States establishment of the Washington, D.C., of-
Congress, the United States Government fice. First, there was a more than 10-fold
departments and other international or- increase in the United States’ contribution
ganizations and institutions. It is headed to non-earmarked funding by widening
by a Director at D-1 level. The Director of the array of partners to include senior poli-
the Washington office was transferred cymakers in the White House and others.
from UN-Habitat headquarters when he Second, the Director of the office has been
was working as a Professional Officer on successful in finding new entry points for
inter-institutional affairs at P-5 level. In UN-Habitat’s programmes to the many po-
2010, he was appointed Director of the tential opportunities that exist in Washing-
Table 3.4: Washington, D.C., Office Allocated Budgets for 2008 – 2011 (in USD)
Staff Costs - - - -
technical submissions, liaising with the ment Facility and the Inter-American Coali-
Global Environment Facility country tion for the Prevention of Violence.
focal points (Bolivia) as well as provid-
ing regular updates and advice on how Challenges
UN-Habitat could best position itself in Insufficient capacity and resourc-
such a highly competitive and political es: There are huge demands on the
process.” Washington office while its capacity
is insufficient to meet all expecta-
Partnerships: The office has forged part-
tions. The office is run by one pro-
nerships with various departments, organi-
fessional and with a tiny budget. Of-
zations and institutions including the World
ficial missions are undertaken only
Bank, Cities Alliance, the Inter-American
if the third party organization pays.
Development Bank, the Rockefeller Foun-
While institutions based in the Unit-
dation, the Ford Foundation, the William
ed States have taken steps to formu-
J. Clinton Foundation, the Global Environ-
late policies on sustainable urbaniza-
tion, it has been difficult to sustain
the momentum that was created by
World Habitat Day in 2009 and the
Fifth Session of the World Urban Fo-
rum. Efforts should be put into reviv-
ing the momentum by using the pre-
paratory process of the Sixth Session
of the World Urban Forum in 2012
and World Urban Campaign to pre-
sent the vision and new reform of
UN-Habitat.
Less than optimal connectedness
to UN-Habitat headquarters and
the New York office: Information
from the Office of the Executive Di-
rector is ad hoc and confined to po-
litical issues and events pertaining to
the Executive Director. In addition,
the roles and responsibilities between
the New York and Washington of-
Director Domestic Policy Council, United States of fices are not clearly demarcated. The
America and Co-Chair, World Habitat Day Honorary
reporting relationship with the head-
Committee Ms. Melody Barnes during a video
message delivered by President Obama at the 2009 quarters is also unclear. Linked to this
World Habitat day Opening Ceremony held in challenge is the splitting of partners
Washington, D.C. © UN-Habitat
between the New York and Wash-
24 evaluation of the un-habitat liaison offices
ington offices. For example, while tion is still low compared to what
the Washington office is focal point the country provides to other United
for foundations and funds, whose Nations agencies. United States
core offices are in New York; the government departments and foun-
New York Office acts as de facto fo- dations have made it clear that an
cal point for the Inter-American De- increase in the funding to UN-Hab-
velopment Bank, which is headquar- itat would depend on how quickly
tered in Washington, D.C. the United States economy recovers
from global recession and on how
Strategic partnerships and rela-
well UN-Habitat translates its new vi-
tionship with the World Bank:
sion into a set of clearly defined and
The Washington office has identi-
measurable outcomes. With only one
fied new funding and programming
person working in the Washington
entries that the United States capital
office, it is not possible to lobby and
offers to the UN-Habitat programme.
mobilize a large set of members of
However, success also bred its own
Congress and external actors.
challenges. As the number of part-
ners has proliferated and activities in- Conclusions
creased, there have not been enough
The liaison office has made notable achieve-
resources to nurture all important
ments in the relative short time of its ex-
relationships established. According
istence. It has demonstrated its potential
to the Director of the Washington,
for successful resource mobilization and
D.C., office, the relationship of the
that there are more opportunities for fun-
liaison office with the World Bank,
draising, which remain untapped. Formal
which was established at the politi-
and information consultations with senior
cal level, has continued on a low-key
policymakers and representative of United
level since 2010. The reason seems
States Departments of State, and others,
to be a protocol error that occurred
have supported the resource mobilization
during the Fifth Session of the World
activities and representation of UN-Habitat.
Urban Forum’s opening session, and
The office has built key partnerships, as it
UN-Habitat has failed to apologise
has been done with the Global Environment
formally to the Bank. There is a need
Facility. The two scenarios proposed for the
to how UN-Habitat should handle its
Washington office are quite similar to those
strategic partners at global events
for Brussels:
like the Forum to avoid similar inci-
dents in the future.
Scenario 1: Maintain the status quo
Underutilized fundraising oppor-
In view of the financial constraints the sta-
tunities within the United States.
tus quo is kept with the staffing situation
Although considerable progress
and office space, but with provision for cer-
has been made in increasing volun-
tain improvements in resource mobilization
tary contributions from the United
and communications. First, the niche of the
States to UN-Habitat, the contribu-
Washington office should be on resource
Evaluation of the UN-Habitat Liaison Offices 25
mobilization activities by focusing on lob- ners but seek to do so in ways that would
bying the United States legislative bodies, not weaken efficiency. There is a need for
non-governmental organizations and part- UN-Habitat to work closely with the Facil-
ners in the city. This is only possible by pro- ity’s Council and Secretariat to ensure that
viding seed funding to the office. Second, UN-Habitat is afforded implementing part-
communications between the office and ner status, speedily. The Washington office
UN-Habitat headquarters need improve- would benefit from an information and
ment. communication function, not necessarily
through the recruitment of new staff, but
Scenario 2: Strengthen the office through coordination with a communica-
with one more professional staff tions officer at the New York office.
and a proper office space.
The office needs strengthening urgently 3.2 STRATEGIC AND
with additional staff and money. Resource OPERATIONAL ISSUES
mobilization within the United States when across the liaison
enhanced will enable the office to engage
offices
with important partners such as the Inter-
American Development Bank, the Organi- The efficiency and effectiveness of the liai-
zation of American States, the Global Envi- son offices are, to a large extent, shaped by
ronment Facility and the World Bank in the the strength and the dynamics of the par-
overall UN-Habitat programme. These part- ent organization in Nairobi, as well as the
ners possess funds and political influence type of interaction between headquarters
which, if tapped, could advance sustain- and the liaison offices. The findings below
able urbanization and ensure their involve- support this general argument as most of
ment in normative debates on policy and the issues pertain to ways in which the of-
field operations. The consultative processes fices are linked to headquarters. The evalu-
with these partners could be supported if ation team identified a number of issues of
greater human and financial resources were systemic nature that affect the efficiency
given to the office. In particular, the evolv- and effectiveness of all liaison offices.
ing partnership with the Global Environ-
The problem of connectedness to
ment Facility is of critical importance to UN-
substantive programmes at
Habitat. Increasingly, the Facility recognises
UN-Habitat’s headquarters
UN-Habitat’s ability to add value to projects
dealing with pressing environmental issues, Liaison offices and UN-Habitat headquarters
particularly in UN-Habitat’s domain of ur- have a good understanding of the report-
ban services, housing and transport as they ing lines and coordination between the Ex-
relate to the Facility’s priorities of energy ecutive Director and the Office of the Ex-
efficiency, climate change mitigation and ecutive Director. There are issues, however,
adaptation. Member States of the Facility’s about their relationships with the substan-
Council, including the United States Depart- tive programmes. A considerable number
ment of the Treasury, are keen to expand the of staff in Nairobi assumed, as understood
number of the Facility’s implementing part- from the interviews, that the primary client
26 evaluation of the un-habitat liaison offices
inter-institutional affairs including foster- team concludes that credit belongs to both
ing cooperation with the World Bank, the sides, with each distinct and complemen-
Organization of American States and oth- tary role they play. While substantive work
ers. Given the diverse functions and tasks is done by the core programme (at head-
of each office, there is a need to develop a quarters or by their staff at the particular
coherent policy for all liaison offices, with liaison office), nurturing the necessary rela-
clear definition of the roles and responsi- tionships with partners, following up with
bilities and showing where each office can the political and administrative procedures
bring its comparative advantage to bear in of the last phases plays a very critical role.
representation, advocacy, information shar- The solution is to raise the awareness of
ing, fundraising and programming. Aside headquarters staff of the importance of the
from generic terms of reference, each office catalytic roles played at the last stages of an
should formulate its unique contribution ac- activity. In order to succeed at these stages,
cording to the resources and unique institu- liaison offices go through a work-intensive
tional opportunities offered in the particular and time-consuming process investing in
city of their location. relationships and speaking authoritatively at
meetings while applying appropriate diplo-
Less than optimal team spirit matic behaviour and patience. Headquarters
between the professionals at staff should also understand that colleagues
UN-Habitat headquarters and the at the liaison offices manage different types
liaison offices is a hindrance to the of challenges, one of which is UN-Habitat
One UN-Habitat goal being a relatively small organization in the
This manifests itself, especially, in the ques- UN family of agencies.
tion of attribution. Put simply who gets the
Capacity of technical contribution is
credit for the important accomplishments,
limited in liaison offices
fundraising and partnerships established be-
comes a bigger concern than the overall re- The capacity problem manifests itself in dif-
sult. For instance, the Geneva office believes ferent ways in the offices. The Washington,
that it has improved the visibility and recog- D.C., and Brussels offices lack sufficient
nition of UN-Habitat’s unique technical ca- staff; each operates as a single-staff office,
pacity in humanitarian issues. The office has which limits their contribution. However,
increased funding for emergency projects the capacity issues in the New York and the
and improved programme and project for- Geneva offices are more qualitative. A Di-
mulation in the risk reduction field. In con- rector at D-1 level manages the office and
trast, the headquarters team, especially that is supported by four or five professional
of the Disaster Management Programme, is staff. However, the skills composition of
equally strong in attributing success to itself, the office may not necessarily be optimal
because of the partnerships the Programme or there may be an inappropriate division
has forged from Nairobi, the technical work of labour among staff. Key UN-Habitat
it has produced and the country networks partners in Geneva (such as United Nations
it has already put in place. The evaluation Development Programme (UNDP), Office of
28 evaluation of the un-habitat liaison offices
the United Nations High Commissioner for to its limited budget official missions could
Refugees (UNHCR), Office for the Coordina- only be undertaken if a third party paid
tion of Humanitarian Affairs (OCHA), Nor- for travel and other expenses. Staff at the
wegian Refugee Council (NRC) in Geneva) Brussels, Geneva and New York offices ex-
emphasized having UN-Habitat’s technical pressed concern about the mobilization of
expertise in the specialized themes of the resources without a (seed) budget to sup-
organization (housing and land) was impor- port the activities. However, when funds are
tant for the overall impact of the humani- secured, the offices have no control over
tarian aid programme. An effective Liaison their use. The funds are directed to regional
Office requires a certain degree of technical offices and country teams for implementa-
knowledge in a relevant field of expertise tion of projects.
that can be applied appropriately in rel-
evant task forces and working groups. The Reporting relations between
Geneva team did not have enough capac- headquarters and the liaison offices
ity to cover disasters, risk management or are less than optimal
rehabilitation. Of the five professional staff, Although the location of the offices is struc-
only one has a background in disaster and turally within the Office of the Executive
risk management or rehabilitation work. Director and report to it, this clearly sepa-
This limits the Geneva office in representing rates them from other substantive offices.
UN-Habitat adequately in technical meet- Reporting to the Office of the Executive Di-
ings and committees. rector for all matters is not the optimal situ-
ation because it does not deal with admin-
Clarity on fundraising expectations
istrative matters on a daily basis and is not
is needed
a substantive office. For purposes of effec-
All liaison offices indicated that the budget tiveness, liaison offices could report to the
allocations to their offices were inadequate. Office of Management for administrative
This is particularly a concern of the Brussels matters and to the individual project direc-
and Washington, D.C., offices where each tors on substantive issues.
has one professional staff member. The
Washington, D.C., office indicated that due
Evaluation of the UN-Habitat Liaison Offices 29
1. Introduction
UN-Habitat is undertaking an evaluation of The Istanbul+5 Conference in 2001, was a
its liaison offices in New York, Geneva, Brus- special session of the General Assembly on
sels and Washington, D.C., within the con- the implementation of the Habitat Agenda.
text of its current reform, with the overall The session recommended strengthen-
objective of rationalizing the organizational ing the Centre. This led to the decision of
structure to optimize efficient and effec- the regular session of the General Assem-
tive delivery of its mandates and priorities bly to elevate the Centre to a fully-fledged
at the country, regional and global levels. “Programme” now known as the United
UN-Habitat’s Evaluation Unit will undertake Nations Human Settlements Programme
the review with an external evaluator to as- (UN-Habitat), through Resolution 56/206 of
sess implications for the liaison offices, sup- 21 December 2001. Other important deci-
porting the effort. sions in Resolution 56/206 include strength-
ening the normative role of UN-Habitat,
2. Background and Context designating the agency as the focal point
The United Nations Human Settlements Pro- within the United Nations System for hu-
gramme (UN-Habitat) is the agency for hu- man settlements and establishing the World
man settlements. It has the mandate from Urban Forum to foster debate on human
the United Nations General Assembly to settlements. Adoption of Resolution 56/206
promote socially and environmentally sus- also showed the commitment of Member
tainable towns and cities with the goal of States to the implementation of the Millen-
providing adequate shelter for all. It has a nium Development Goal target of achieving
normative and an operational mandate. a significant improvement in the lives of at
least 100 million slum dwellers by 2020.
The UN-Habitat was initially established as The outcome of the World Summit on Sus-
the United Nations Centre for Human Set- tainable Development in 2002 further gave
tlements in 1977 through General Assembly UN-Habitat the responsibility for monitoring
Resolution 32/162. In 1996, during the Sec- and reporting on progress in achieving the
ond United Nations Conference on Human targets on access to safe drinking water and
Settlements, a new normative mandate halving the proportion of people who do
for the Centre was added: to support and not have access to basic sanitation.
monitor the implementation of the Habitat
Agenda which the General Assembly subse-
quently approved.
Evaluation of the UN-Habitat Liaison Offices 33
Commensurate with its status and substan- • Advocacy: Advocate for UN-Habitat ar-
tive focus, UN-Habitat’s work programme eas of concern across the five sectors of
for 2004-2005 was structured around the agency, including intersectoral and
four sub-programmes, unlike the two sub- humanitarian issues
programmes in 2002-2003. The four sub-
• Information broker: Channel infor-
programmes that the General Assembly
mation between the various parts of
approved are: shelter and sustainable hu-
UN-Habitat and with other United Na-
man settlements development; monitoring
tions agencies and relevant governmen-
the Habitat Agenda; regional and techni-
tal and regional organizations
cal cooperation; and the human settlement
financing. In addition to the four sub- • Partnership mobilizer: Forge partner-
programmes, the Executive Direction and ships with United Nations agencies, in-
Management and the Programme Support tergovernmental and regional organiza-
Division have become part of programmatic tions, donors and civil society
framework structures for implementation of
4. Purpose and Objectives
the UN-Habitat objectives. The UN-Habitat
liaison offices in New York, Geneva, Brus- UN-Habitat is undertaking new organiza-
sels and Washington are structurally in the tional reform where it is to be a project-
Executive Direction and Management. based organization, and brings together
normative and operational work under
3. Role and Function of Liaison each project. This process will be managed
Offices through a project-based accountability ap-
proach. This project approach necessitates
The liaison offices perform functions
assessment of the reform and its implication
of coordination and representation of
to liaison offices. The purpose of this evalu-
UN-Habitat. The offices participate in the
ation is to assess the roles, relevance, effi-
work of the General Assembly, the Econom-
ciency and effectiveness and implications of
ic and Social Council and other intergov-
the new reform on liaison offices.
ernmental bodies, and in interdepartmental
and inter-agency meetings. The offices pro- 4a. Specifically, the evaluation will:
vide substantive support in meetings and
• Assess the effectiveness of offices in rep-
policy dialogues on human settlements.
resenting UN-Habitat, particularly in in-
They also carry out advocacy and outreach
ter-agency setting
activities. The roles of the offices can be
summarized as follows: • Assess the efficiency and effectiveness
of the offices channelling information
• Organizational representational: Act
between UN-Habitat, other United Na-
as representatives of UN-Habitat at the
tions agencies and intergovernmental
political level and working group level
institutions
within the United Nations and the rel-
evant intergovernmental and regional
organizations
34 evaluation of the un-habitat liaison offices
• Supports the evaluation process in ad- • Must possess very good interpersonal
ministering and analysing the survey skills and the ability to work in a mul-
findings, and conducting interviews with ticultural environment, with a commit-
relevant stakeholders and UN-Habitat ment to timeliness and quality
staff
• Fluency as well as excellent writing skills
• Conducts assessment and analyse data in English and French is essential as most
that will support, findings, conclusions data collection will be in English
and recommendations
9. Timeframe and Remuneration
• Organizes and participate in meetings of
relevant stakeholders in liaison offices lo- The assignment will take two months (40
cations days), from 15 November through 26 De-
cember 2011. The activity, timeframe and
• Leads the report drafting process
consultancy fee are broken down as fol-
• Finalizes the report based on feedback lows. The remuneration for the support
and comments provided on the draft re- consultant will be at a rate of P-5/D-1.
port
10. Deliverable and Reporting
• Prepares a debriefing presentation on
key findings of the evaluation and leads • A draft evaluation report, prepared by
the presentation to UN-Habitat senior the consultant, will be circulated by
management UN-Habitat for comments
• The final evaluation report will prepared
8. Consultant’s Qualifications and
and presented in English. The report will
Expertise
be presented in a logic manner follow-
• Advanced degree in social and economic ing the UN-Habitat’s standard format of
development, evaluation or other relat- evaluation report. It should be a concise
ed fields report presenting evidenced findings,
lessons learned and actionable recom-
• At least 10 years of relevant experience
mendations
in social and economic development of
which at least five should be in research • The final report must meet the
and evaluation UN-Habitat quality criteria in line with
the terms of reference. Payment may
• Familiarity with the United Nations Sys-
be withheld until the evaluation report
tem and preferably with knowledge and
meets the assessment criteria of the
familiarity with UN-Habitat’s work
evaluation report
• Demonstrated experience in team lead-
ership
• Proven knowledge and experience in
working with international organiza-
tions is required, as is the ability to write
clearly and effectively
36
1 Raf Tuts Chief, Urban Environmental Planning Branch raf.tuts@unhabitat.org +254 20 7623726
3 Susanne Bech Programme Officer, Monitoring and Evaluation Unit Susanne.Bech@unhabitat.org +254 20 76223236
4 Paul Taylor Chief, Office of the Excutive Director paul.taylor@unhabitat.org +254 20 76223218
evaluation of the un-habitat liaison offices
6 Axumite Gebre-Egziabher Director, Shelter and Sustainable Human Settlements Division Axumite.Gebre-Egziabher@unhabitat.org +254 20 76226748
8 Eduardo Moreno Head, City Monitoring Branch eduardo.moreno@unhabitat.org +254 020 762 32149
Nayoka.Martinez-Backstrom@unhabitat.
9 Martinez Nayoka Networking Officer Urban Development Branch +254 20 762 5013
org
10 Jaana Mioch Special Adviser, Office of the Deputy Executive Director jaana.mioch@unhabitat.org +254 20 762324062
11 Daniel Biau Consultant - (former Director of Regional and Technical Co-operation Division) biau.daniel@gmail.com
12 Ana Moreno Chief, Information Services Section anna.moreno@unhabitat.org +254 20 762 23065
13 Naison Mutizwa-Mangiza Senior Adviser , Office of the Executive Director naison.mutizwa-mangiza@unhabitat.org +254 20 762 23045
14 Gora Mboup Chief, Global Urban Observatory Section gora.mboup@unhabitat.org +254 20 76225031
No. Name Title, Department Email address Telephone number
15 Swalha Saad Associate Finance & Budget Officer, Management Support & Knowledge System swalha.saad@unhabitat.org
16 Jane Nyakairu Chief, Management Support & Knowledge System jane.nyakairu@unhabitat.org +254 20 762 24502
19 Mohammed El-Sioufi Head, Shelter Branch mohamed.elsioufi @unhabitat.org +254 20 762 3219
20 Clarissa Augustinus Chief, Land, Tenure and Property Administration Section clarissa.augustinus@unhabitat.org +254 20 7624652
21 Ruiwei Zhao Associate Programme Management Officer Programme Support Division ruiwei.zhao@unhabitat.org +254 20 7622 5237
22 Remy Sietchiping Global Land Tool Network Specialist Land, Tenure and property Administration remy.sietchiping@unhabitat.org +254 -20- 7623858
Section
24 Jan Meeuwissen Acting Director, Regional Office for Africa and Arab States Jan.Meeuwissen@unhabitat.org +254 20 7623210
25 Paulius Kulikauskas Senior Human Settlements Adviser, Technical Advisory Branch Paulius.Kulikauskas@unhabitat.org +254 20 7623051
26 Alain Grimard Acting Director, Regional Office for Latin America and the Carribean Alain@onuhabitat.org +55 21 3235-8550
27 Ansa Masaud Human Settlments Officer, Disaster Management Programme Ansa.Masaud@unhabitat.org +254 20 7625080
Evaluation of the UN-Habitat Liaison Offices
37
38
PARTNERS
33 Stewart Sarkozy- Director, Office for International and Philanthropic Innovations, Department of Stewart.g.sarkozy-banoczy@hud.gov
evaluation of the un-habitat liaison offices
34 Justin E. Scheid Assistant, Office for International and Philanthropic Innovations, Housing and
Urban Development
35 Charles Dujon Legislative Director, Office of Hon. Jesse Jackson Jr.US Member of Congress, Justin.e.scheid@hud.gov
Illinois
No. Name Title, Department Email address Telephone number
GENEVA OFFICE
PARTNERS
Senior Physical Planner, Office of the United Nations High Commissioner for
Manoucher Lolaci lolachi@unhcr.org
41 Refugees +41227398727
40 Loretta Hieber Girardet Emergencies officer, Policy Development and Studies Branch – Office for the hieber-girardet@un.org +41-22-917-1395
Coordination of Humanitarian Affairs, Geneva
BRUSSELS OFFICE
Brussels,
Belgium
New York, Geneva,
USA Switzerland
Washington, D.C.,
USA
Nairobi,
Kenya
HS:HS/037/13E
ISBN Number (Series): 978-92-1-132028-2
ISBN Number (Volume): 978-92-1-132573-7
March 2012