Professional Documents
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UNIVERSITY OF COPENHAGEN
PhD
thesis
Kathrine
S kak
M adsen,
M Sc
Preface
The
work
presented
in
this
PhD
thesis
was
carried
out
between
February
1,
2008
and
January
31,
2011
at
the
Danish
Research
Centre
for
Magnetic
Resonance,
MR-department,
Copenhagen
University
Hospital
Hvidovre,
Hvidovre,
Denmark
and
the
Center
for
Integrated
Molecular
Brain
Imaging,
CIMBI,
Copenhagen,
Denmark.
Supervisors
Terry
L.
Jernigan,
Professor,
PhD
Danish
Research
Centre
for
Magnetic
Resonance,
MR-department,
Copenhagen
University
Hospital
Hvidovre,
Hvidovre,
Denmark
Center
for
Integrated
Molecular
Brain
Imaging,
CIMBI,
Copenhagen,
Denmark
Center
for
Human
Development,
University
of
California,
San
Diego,
La
Jolla,
California,
United
states
Summary
The
major
aim
of
the
present
PhD
project
was
to
study
relationships
between
brain
microstructure
and
behavioural
and
neuroendocrinological
phenotypes
by
employing
diffusion- weighted
imaging
(DWI)
in
healthy
human
subjects.
The
thesis
builds
on
data
collected
in
two
different
projects;
the
Hubu
(Hjernens
Udvilking
hos
Brn
og
Unge,
in
English
Brain
maturation
in
children
and
adolescents)
project,
and
the
Cimbi
(Center
for
integrated
molecular
brain
imaging)
project.
Four
manuscripts
make
up
the
basis
of
this
thesis,
of
which
two
are
based
on
the
Hubu
cohort,
and
two
are
based
on
the
Cimbi
cohort.
The
Hubu
studies
aimed
to
examine
associations
between
regional
brain
microstructure,
and
response
inhibition
and
visuospatial
motor
performance,
as
assessed
with
the
stop-signal
task
and
a
basic
choice
reaction
time
task
in
a
cohort
of
typically-developing
children
aged
7-13
years.
Both
grey
and
white
matter
regions
continue
to
develop
during
childhood
and
adolescence,
and
indices
of
their
maturation
can
be
obtained
using
DWI.
Though
response
inhibition
and
visuospatial
motor
function
are
known
to
improve
during
childhood
and
adolescence,
little
is
known
about
how
response
inhibition
and
choice
reaction
time
performance
is
correlated
with
structural
brain
development.
In
the
first
study,
better
response
inhibition
performance
was
associated
with
higher
fractional
anisotropy
(FA)
in
the
white
matter
underlying
the
right
inferior
frontal
gyrus
and
presupplementary
motor
area,
adjusted
for
age
effects.
In
the
second
study,
faster
choice
reaction
times
were
associated
with
lower
mean
diffusivity
in
the
corticospinal
tracts
and
the
striatum,
independently
of
age.
The
observed
associations
may
be
related
to
individual
variations
in
the
phase
of
maturation
of
children
of
similar
age,
to
activity-dependent
alterations
in
the
networks
subserving
response
inhibition
and
visuospatial
motor
function,
or
to
more
stable
individual
differences
in
underlying
neural
system
architecture.
The
Cimbi
studies
aimed
to
examine
associations
between
microstructural
asymmetry
of
the
limbic
system,
neuroticism
a
personality
trait
reflecting
the
tendency
to
experience
negative
emotions,
and
circadian
cortisol
measures
in
a
cohort
of
healthy
adults
aged
19-86
years.
The
limbic
system
plays
an
important
role
in
regulating
the
hypothalamic-pituitary-adrenal
(HPA)
axis
as
well
as
aspects
of
emotions,
and
both
neuroendocrine
disturbance
and
increased
negative
emotionality
are
associated
with
the
risk
of
developing
affective
disorders.
However,
the
extent
to
which
architectural
characteristics
of
limbic
structures
may
reflect
individual
differences
in
HPA-axis
activity
and
negative
emotionality
is
unknown.
The
first
study
found
that
higher
neuroticism
scores,
which
were
associated
with
higher
cortisol
awakening
response
ii
(CAR), were also correlated with higher right relative to left cingulum FA. Elevated CAR was associated with the degree of FA asymmetry within both the cingulum and the uncinate fasciculus, but in opposing directions. Specifically, higher CAR was associated with higher right relative to left cingulum FA, and with decreased right relative to left uncinate fasciculus FA. The second study found that higher left relative to right hippocampus mean diffusivity was associated with higher basal cortisol levels. These findings provide a new perspective on the biology of HPA-axis activity and negative emotionality in humans. Overall, the findings suggest that the balance between left- and right-sided limbic circuits may bear an important relationship to HPA-axis activity, and to the tendency to experience negative emotions, raising important questions about the significance of limbic system architecture.
ii
iii
fundet, at hjere neuroticisme niveauer ud over at vre associeret med hjere kortisol opvgningsrespons (CAR), ogs var associeret med hjere FA i hjre cingulum i forhold til venstre cingulum. Endvidere blev en sammenhng mellem hjere CAR og graden af FA asymmetri i bde cingulum og fasciculus uncinatus fundet, som var i modsat retning. Specifikt, s blev hjere CAR associeret med hjere FA i hjre relativ til venstre cingulum, og med lavere FA i hjre relativ til venstre fasciculus uncinatus. I det efterflgende studie blev hjere middel- diffusivitet i venstre relativet til hjre hippocampus associeret med hjere basal kortisol niveauer. Disse fund giver et nyt perspektiv p det biologiske grundlag for HPA-akse regulering og negativ emotionalitet i mennesker. Samlet set foreslr resultaterne, at balancen mellem venstre og hjre limbiske strukturer spiller en betydelig rolle for individuelle variationer i funktionen af HPA-aksen og i tendensen til at opleve negative flelser. Disse nye fund rejser vigtige sprgsml om hvordan det limbiske system er relateret til negativ emotionalitet og neuroendokrine funktioner.
iii
Acknowledgements
Special
thanks
go
to
my
supervisor
Terry
Jernigan
for
academic
supervision,
inspiring
ideas
and
discussions,
and
for
being
able
to
explain
even
complex
things
in
an
understandable
way.
Special
thanks
also
go
to
my
supervisor
William
Baar
for
academic
supervision,
patient
guidance,
encouragement,
and
educative
and
inspiring
discussions.
Grateful
thanks
go
to
Arnold
Skimminge
for
technical
support,
and
to
Sussi
Larsen,
who
did
all
the
MR-scanning.
I
would
also
like
to
thank
all
my
co-authors
on
the
papers
included
in
the
thesis
for
inspiring
collaborations,
and
my
colleagues
at
DRCMR
and
in
Cimbi
for
a
stimulating
working
environment.
I
wish
to
thank
all
volunteers
participating
in
the
studies,
and
especially
the
children
and
their
families
for
their
effort
in
participating
in
the
Hubu
project.
Finally,
I
would
like
to
thank
family
and
friends
for
their
support,
and
in
particular
Pernille
Maj
Svendsen
and
Bettina
Hornbll
for
their
support
in
the
final
phase
of
the
thesis
writing.
iv
Paper
1
Madsen
KS,
Baar
WFC,
Vestergaard
M,
Skimminge
A,
Ejersboe
LR,
Ramsy
TZ,
Gerlach
C,
keson
P,
Paulson
OB,
and
Jernigan
TL
(2009)
Response
inhibition
is
associated
with
white
matter
microstructure
in
children.
Neuropsychologia
48(4):
854-862.
Paper
2
Madsen
KS,
Baar
WFC,
Skimminge
A,
Vestergaard
M,
Siebner
HR,
and
Jernigan
TL.
Brain
microstructural
correlates
of
visuospatial
choice
reaction
time
in
children.
Submitted
Paper
3
Madsen
KS,
Jernigan
TL,
Iversen
P,
Frokjaer
VG,
Mortensen
EL,
Knudsen
GM,
and
Baar
WFC.
Cortisol
awakening
response
and
negative
emotionality
linked
to
asymmetry
in
major
limbic
fibre
bundle
architecture.
Submitted
Paper 4
Madsen KS, Jernigan TL, Iversen P, Frokjaer VG, Knudsen GM, Siebner HR and Baar WFC. Hypothalamic-pituitary-adrenal axis tonus is associated with hippocampal microstructural asymmetry. Submitted
Abbreviations
||
CAR
Cimbi
CST
DARTEL
DRCMR
DTI
DWI
MD
FA
HPA
Hubu
IFG
MRI
PFC
PreSMA
ROI(s)
RT
SD
SSRT
SST
STN
TBSS
parallel
diffusivity
perpendicular
diffusivity
cortisol
awakening
response
center
for
integrated
molecular
brain
imaging
corticospinal
tract
diffeomorphic
anatomical
registration
through
exponentiated
lie
algebra
Danish
research
centre
for
magnetic
resonance
diffusion
tensor
imaging
diffusion-weighted
imaging
mean
diffusivity
fractional
anisotropy
hypothalamic-pituitary-adrenal
hjernens
udvikling
hos
brn
og
unge
-
brain
maturation
in
children
and
adolescents
inferior
frontal
gyrus
magnetic
resonance
imaging
prefrontal
cortex
pre-supplementary
motor
area
region(s)-of-interest
reaction
time
standard
deviation
stop-signal
reaction
time
stop-signal
task
subthalamic
nucleus
tract-based
spatial
statistics
vi
Contents
Preface.......................................................................................................................................................................................i
Summary .................................................................................................................................................................................ii
Dansk
resum...................................................................................................................................................................... iii
Acknowledgements .......................................................................................................................................................... iv
List
of
original
papers........................................................................................................................................................v
Abbreviations ...................................................................................................................................................................... vi
Chapter
2.
Phenotypes...................................................................................................................9
Response
inhibition......................................................................................................................................................9
Visuospatial
choice
reaction
time .......................................................................................................................12
The
Hypothalamic-pituitary-adrenal
axis .......................................................................................................13
Neuroticism ..................................................................................................................................................................17
Paper
2:
Microstructure
and
visuospatial
choice
RT
in
children ..........................................................33
Paper
3:
CAR
and
neuroticism
links
to
limbic
fibre
bundle
asymmetry ............................................34
Paper
4:
HPA-axis
tonus
and
hippocampal
microstructural
asymmetry ..........................................36
Chapter
1
In
this
chapter,
a
brief
introduction
to
diffusion-weighted
imaging
(DWI)
is
given.
The
focus
will
be
on
diffusion
tensor
imaging
(DTI),
and
on
age-related
changes
during
childhood
and
adolescence.
Finally,
the
interpretation
of
diffusion
parameters
will
be
discussed.
Diffusion-weighted imaging
Diffusion-weighted imaging
Moreover, useful diffusion parameters regarding the overall magnitude of the diffusion, the mean diffusivity (MD = (1 + 2 + 3 / 3)), as well as diffusivity parallel (|| = 1) and perpendicular ( = (2 + 3) / 2) to the principal diffusion direction can be derived.
Figure
1.
Left:
Schematic
illustration
of
the
diffusion
tensor
ellipsoid.
The
three
eigenvalues
(1,
2,
3)
correspond
to
the
diffusivities
along
the
3
principal
axes,
and
are
sorted
according
to
their
magnitude
(1
2
3).
The
orientation
of
the
principal
axes
is
given
by
the
3
orthogonal
eigenvectors
(1,
2,
3)
(Figure
from
Jones
2009).
Right:
All
3
diffusion
ellipsoids
have
the
same
mean
diffusivity
(0.7
x
10-3
mm2/s),
but
different
fractional
anisotropy
ranging
from
almost
isotropic
to
anisotropic.
Since
the
mean
diffusivity
is
fixed,
the
parallel
and
perpendicular
diffusivity
must
change
in
opposite
direction
to
get
the
change
in
the
shape
of
the
ellipsoid
(Beaulieu
2009).
Diffusion-weighted imaging
DTI
studies
In
recent
years,
DTI
has
been
applied
in
studies
of
typically-developing
children
and
adolescents
to
investigate
the
microstructure
of
grey
and
white
matter.
Age-related
increases
in
FA
and/or
decreases
in
MD
have
been
reported
in
multiple
locations
with
both
grey
and
white
matter
regions
(Barnea-Goraly
et
al.
2005;
Eluvathingal
et
al.
2007;
Lebel
et
al.
2008;
Snook
et
al.
2005).
Typically
the
increase
in
FA
is
reflecting
a
disproportionate
decrease
in
relative
to
||.
Although
the
physiological
significance
of
these
changes
in
diffusion
parameters
during
childhood
are
still
not
fully
understood,
a
previous
study
of
infants
correlated
increased
FA
(and
decreased
)
with
apparently
increased
neural
conduction
speed,
as
reflected
in
decreased
latency
of
the
first
positive
wave
of
the
visual
evoked
potential
(Dubois
et
al.
2008).
Moreover,
different
white
matter
tracts
and
grey
matter
regions
have
been
found
to
exhibit
distinct
maturational
patterns,
with
diffusion
parameters
in
some
regions
approaching
adult
levels
earlier
than
others
(Fig.
2),
e.g.
the
inferior
longitudinal
fasciculus
and
the
splenium
of
the
corpus
callosum
reach
adult
maturity
levels
early,
whereas
the
major
limbic
fibre
bundles,
the
cingulum
and
uncinate
fasciculus
reach
adult
maturity
levels
relatively
late
in
life
(Lebel
et
al.
2008).
Finally,
it
was
recently
reported
that
white
matter
maturation
proceed
in
an
inferior-to- superior
and
posteriorto-anterior
manner
(Colby
et
al.
2011),
confirming
the
pattern
already
assumed
by
Yakovlev
and
Lecours
(1967).
Figure 2. Left: Magnitude and timing of developmental FA changes, which varies across different brain regions (based on cross-sectional data from 202 subject between 5 to 30 years), The length of the horizontal bars indicate the age in which a given region had reached 90% of its developmental plateau. Right: The maturational curves of 3 white matter tracts that exhibit different maturational trajectories, with early, intermediate and late maturation (Figures from Lebel et al. 2008).
Diffusion-weighted imaging
Diffusion-weighted imaging density may be contributing to observed differences in MD. However, many other tissue parameters may also influence the magnitude of water diffusion, including membrane permeability, cell number and size (Chenevert et al. 2006), myelination and axon diameter of fibres originating or terminating in the hippocampus, as well as number, size and tortuosity of axons, dendrites and astrocytic processes.
Chapter
2
In
this
chapter,
introductions
to
the
behavioural
and
neuroendocrinological
phenotypes
or
measures
examined
in
the
papers
are
given.
The
chapter
consists
of
the
four
sections:
Response
inhibition,
Visuospatial
choice
reaction
time,
Hypothalamic-pituitary-adrenal
axis,
and
Neuroticism.
Phenotypes
Response
inhibition
An
introduction
to
response
inhibition
and
the
neural
network
thought
to
mediate
response
inhibition.
The
focus
will
be
on
studies
using
the
stop-signal
task
(SST),
which
was
used
in
Paper
1.
A
more
detailed
description
of
the
SST
and
the
neural
network
subserving
response
inhibition
is
given
in
Paper
1.
Cognitive
control
Cognitive
control
of
behavior
and
the
capacity
to
inhibit
prepotent
responses
show
marked
development
in
the
course
of
childhood
and
adolescence.
Cognitive
control
of
thoughts,
actions,
and
emotions
is
important
for
normal
adaptive
behaviour,
and
deficits
in
behavioural
control
are
prominent
in
a
variety
of
psychiatric
disorders,
e.g.,
attention
deficit/hyperactive
disorder
(Pliszka
et
al.
2006;
Tillman
et
al.
2008)
and
obsessive-compulsive
disorder
(Enright
and
Beech
1993).
Cognitive
control
of
behaviour
may
be
defined
as
the
flexible
regulation
of
thoughts
and
actions
in
the
presence
of
competing
ones
(Durston
and
Casey
2006).
Cognitive
control
is
involved
in
many
cognitive
functions,
including
motor
response
inhibition
-
the
ability
to
stop/withhold
planned
or
ongoing
motor
responses.
Over
the
years,
investigators
have
developed
experimental
paradigms
designed
to
measure
motor
control,
or
more
specifically
the
capacity
to
inhibit
primed,
or
prepotent,
motor
responses
(Chambers
et
al.
2009).
Among
these
is
the
SST,
which
provides
a
measure
of
a
subjects
ability
to
inhibit
a
prepotent
manual
response
(Logan
and
Cowan
1984).
Developmental
studies
have
found
that
response
inhibition,
as
measured
with
the
SST,
continues
to
improve
throughout
childhood
and
adolescence
(Tillman
et
al.
2008;
Williams
et
al.
1999).
Figure 3. Estimation of the stop-signal reaction time (RT) using the race model (Logan and Cowan 1984). The curve illustrates the distribution of RTs on Go trials. On stop trials, the delay between the go signal and stop signal (stop-signal delay - SSD) varies adaptively throughout the task to produce the SSD 50%, where subjects are able to inhibit 50% of their responses. The stop-signal RT is estimated by subtracting the SSD 50% from the median go RT. The race model assumes that the go and stop processes are in a race with each other and are (mainly) independent of each other (Boucher et al. 2007; Logan and Cowan 1984). Shorter stop-signal RTs index better response inhibition performance. (Figure adabted from van den Wildenberg et al. 2006)
10
Behavioural
and
neuroendocrinological
phenotypes
striatal-pallidal-thalamic-motor
cortical
network,
also
referred
to
as
the
direct
pathway
(Fig.
4).
A
primarily
right-lateralized
network
has
been
implicated
in
response
inhibition,
involving
prominently
the
inferior
frontal
gyrus
(IFG),
as
well
as
the
presupplementary
motor
area
(preSMA),
and
the
subthalamic
nucleus
(STN)
(Aron
et
al.
2007a;
Aron
and
Poldrack
2006).
Several
other
regions,
such
as
the
neostriatum
and
the
primary
motor
cortex
(Boehler
et
al.
2010;
Zandbelt
and
Vink
2010)
have
also
been
suggested
to
be
involved
in
response
inhibition,
although
further
details
on
these
structures
is
not
part
of
this
thesis.
Several
functional
magnetic
resonance
imaging
(fMRI)
studies
have
shown
that
inhibiting
a
prepotent
response
consistently
activates
prefrontal
regions,
particularly
the
right
IFG
and
preSMA,
in
adults
(Rubia
et
al.,
2003;
Aron
and
Poldrack
2006;
Aron
et
al.,
2007;
Chevrier
et
al.,
2007)
as
well
as
in
children
(Cohen
et
al.
2010).
There
is
also
converging
evidence
from
human
lesion
studies
suggesting
that
lesions
in
the
right
preSMA
(Floden
and
Stuss
2006;
Nachev
et
al.
2007)
and
the
right
IFG
(Rieger
et
al.
2003),
particularly
in
the
IFG
sub-region
pars
opercularis
(Aron
et
al.
2003;
Aron
et
al.
2004)
impair
response
inhibition.
The
latter
has
been
confirmed
in
a
study
using
transcranial
magnetic
stimulation,
where
temporary
deactivation
of
the
right
pars
opercularis
selectively
impaired
the
ability
to
stop
an
initiated
response
(Chambers
et
al.
2006).
The
role
of
the
STN
region
in
response
inhibition
is
evidenced
by
fMRI
studies
showing
this
region
to
be
activated
during
stop
trials
(Aron
et
al.
2007a;
Aron
and
Poldrack
2006),
and
by
the
finding
that
deep-brain
stimulation
of
the
STN
improves
response
inhibition
in
patients
with
Parkinsons
disease
(van
den
Wildenberg
et
al.
2006).
Consistently,
STN
lesions
impair
inhibition
in
rodents
(Eagle
et
al.
2008).
Finally and importantly, evidence from a tractography study (Aron et al. 2007a) suggests
that the three regions implicated in response inhibition are interconnected. A possible preSMA-
Figure 4. Schematic diagram of the direct pathway (corticostriato-GPi/SNr), hyperdirect pathway (cortico STN-GPi/SNr) and indirect pathway (cortico-striato- GPe-STN-GPi/SNr). Abbreviations: Cx = cerebral cortex; GPe = globus pallidus (external); GPi = globus pallidus (internal); SNr = substantia nigra pars reticulata; STN = subthalamic nucleus; Str = striatum; Th = thalamus (Figure from Nambu et al. 2002). In simplified terms, activation of the direct pathway reduces the inhibition of thalamic neurons allowing a selected motor response to be activated, whereas activation of the hyper-direct and/or indirect pathways increase the inhibition of thalamic neurons allowing motor responses to be inhibited/ cancelled (Haber and Gdowski 2004; Nambu et al. 2002).
11
IFG
connection
is
further
supported
by
another
tractography
study
in
humans
(Johansen-Berg
et
al.
2004),
whereas
the
existence
of
direct
fibre
connections
between
the
preSMA
and
STN
is
supported
by
tract
tracing
in
monkeys
(Inase
et
al.
1999).
Given
that
the
IFG
and
preSMA
are
connected
to
the
STN,
it
has
been
suggested
that
the
cancelling
process
of
prepotent
responses
may
be
conveyed
to
the
basal
ganglia
via
the
hyperdirect
pathway
(Fig.
4)
(Aron
et
al.
2007a;
Aron
et
al.
2007b).
However,
this
hypothesis
awaits
further
support.
12
Behavioural and neuroendocrinological phenotypes visual target stimulus, and selection, initiation, and execution of an appropriate motor program spatially matched to that target. Thus, we focused on core motor brain structures in this study.
Figure 5. Developmental trajectories of MD and FA in core motor structures (Lebel et al. 2008).
13
linking
the
HPA-axis
to
the
limbic
system
are
shortly
discussed.
A
more
detailed
description
of
the
link
between
HPA-axis
functioning
and
the
limbic
system
is
given
in
Papers
3
and
4.
Figure 6. Curve displaying mean standard error of mean of serum cortisol levels across the night, and within the first hour after awakening. Samples were obtained from 16 young healthy male adults under laboratory conditions. After awakening, a clear increase in cortisol levels that superimpose the rising levels of the night can be observed. This rise in cortisol levels in relation to morning awaking is commonly referred to as the cortisol awakening response (CAR). (Figure from Wilhelm et al. 2007)
14
Behavioural
and
neuroendocrinological
phenotypes
overall
morning
cortisol
secretion
is
estimated
by
either
the
mean
morning
cortisol
level
or
as
the
total
area
under
the
curve
(ground)
of
the
morning
samples
(AUCg).
These
two
measures
are
highly
correlated
(r=0.99).
Note
that
correlations
given
in
this
section
are
based
on
the
cohort
included
in
Papers
3
and
4.
In
the
literature,
several
modeling
approaches
have
typically
been
used
to
try
to
capture
the
dynamics
of
CAR.
Frequently
used
estimates
are
the
area
under
the
curve
increase
(AUCi)
relative
to
the
awakening
sample
(Chida
and
Steptoe
2009;
Vreeburg
et
al.
2010),
the
absolute
difference
score
between
the
peak
sample
and
awakening
sample
(Absdif)
(Chida
and
Steptoe
2009;
Knoops
et
al.
2010),
and
the
mean
increase
(MnInc:
awakening
sample
subtracted
from
the
mean
of
the
following
morning
samples)
(Chida
and
Steptoe
2009;
Wust
et
al.
2000).
Which
CAR
estimate
one
chooses
depends
on
the
question
one
wants
to
answer.
In
Papers
3
and
4
we
wanted
to
use
an
estimate
that
highly
reflected
HPA-axis
reactivity,
but
not
the
overall
morning
cortisol
secretion.
However,
AUCi,
MnInc
and
Absdif
all
show
substantial
correlations
with
the
mean
morning
cortisol
level
(r=0.58-0.75),
and,
thus
partly
reflect
the
dynamics
of
CAR,
and
partly
the
overall
morning
cortisol
output.
In
Papers
3
and
4,
we
estimated
the
dynamics
of
CAR
as
the
difference
between
the
maximum
and
mean
morning
cortisol
level
relative
to
the
mean
morning
cortisol
level
(see
methods
sections
in
Thesis,
or
Papers
3
and
4).
Importantly,
this
CAR
estimate
was
not
correlated
with
overall
morning
cortisol
output
(p=0.67).
Moreover,
this
estimate
of
CAR
is
significantly
correlated
with
Adif
(p=0.02),
but
not
with
AUCi
or
MnInc
(ps0.29).
15
such
a
relationship,
but
one
observed
that
smaller
hippocampal
volumes
were
correlated
with
higher
evening
cortisol
levels,
as
well
as
with
higher
morning
cortisol
levels
after
receiving
dexamethasone
(a
synthetic
glucocorticoid)
the
night
before
(Knoops
et
al.
2010).
Recently,
higher
mean
cortisol
levels
were
also
associated
with
regionally
reduced
frontal
cortical
thickness
(Kremen
et
al.
2010).
16
Behavioural and neuroendocrinological phenotypes afternoon salivary cortisol levels were associated with decreased volume and neuron number in the left, but not the right dentate gyrus (van der Beek et al. 2004). Further, in a recent study (Zach et al. 2010) 3 weeks of corticosterone treatment in rats was associated with alterations of hippocampal volume asymmetry as well as measures of the number of neurons in hippocampal subfields. Moreover, the adverse and possible asymmetric effects of cortisol are not only restricted to the hippocampus. A study in rats found that chronic treatment with high doses of dexamethasone significantly reduced the volume of the left anterior cingulate gyrus, and to a lesser extent the right, suggesting that left anterior cingulate may be more vulnerable to prolonged high cortisol levels than the right (Cerqueira et al. 2005). Further, another study in rats found that chronic psychosocial stress suppressed proliferation and survival of newborn cells in to a greater extent in the left medial PFC than in the right (Czeh et al. 2007). Overall, these studies suggest that cortisol have differential effects on left and right limbic structures.
Neuroticism
This
section
gives
a
brief
introduction
to
the
personality
trait
neuroticism
and
to
the
brain
structural
correlates
of
negative
emotionality
related
traits
with
the
focus
on
limbic
structures.
17
higher
neuroticism
scores
were
associated
with
increased
bilateral
mid-cingulate
cortex
volume.
Further,
higher
neuroticism
scores
have
been
associated
with
thinner
cortical
thickness
in
the
anterior
portions
of
the
left
orbitofrontal
cortex
(Wright
et
al.
2006).
Moreover,
neuroticism
has
been
positively
correlated
with
frontolimbic
serotonin
2A
receptor
binding
(Frokjaer
et
al.
2008).
Other
structural
MRI
studies
have
investigated
the
neuroticism
related
temperamental
trait
Harm
Avoidance
(as
measured
with
Temperament
and
Character
Inventory).
Higher
harm
avoidance
scores
have
been
associated
with
larger
right
anterior
cingulate
cortex
surface
area
(Pujol
et
al.
2002),
and
with
larger
left
amygdala
volume
in
females,
but
not
in
males
(Iidaka
et
al.
2006).
Furthermore,
higher
harm
avoidance
scores
have
been
negatively
associated
with
right
hippocampal
volume,
and
in
females,
but
not
males
with
left
anterior
PFC
volume.
In
addition,
one
DTI
study
reported
that
higher
trait
anxiety
(as
measured
with
the
State
Trait
Anxiety
Inventory)
was
associated
with
lower
FA
in
the
amygdalaventromedial
PFC
pathway
(Kim
and
Whalen
2009).
Finally,
fMRI
studies
have
also
linked
neuroticism
to
the
limbic
system.
One
study
reported
that
higher
neuroticism
scores
were
associated
with
increased
amygdala
and
subgenual
anterior
cortex
activity
in
high
vs.
low
emotional
conflict
trials
(Haas
et
al.
2007).
Interestingly,
a
recent
fMRI
study
of
negative
emotional
vs.
neutral
faces
found
that
neuroticism
was
positively
associated
with
right
amygdala
-
dorsomedial
PFC
functional
connectivity,
but
negatively
correlated
with
left
amygdala
anterior
cingulate
connectivity
(Cremers
et
al.
2010),
implying
that
hemispheric
asymmetry
in
the
connectivity
of
these
structures
may
be
important
for
negative
emotionality.
18
Chapter
3
This
chapter
presents
brief
descriptions
of
the
motivations
for
conducting
the
studies
included
in
this
thesis
along
with
the
main
hypotheses
of
each
paper
(for
more
detail
see
Papers
1-4).
The
major
aim
of
the
PhD
project
was
to
study
relationships
between
brain
microstructure
and
behavioural
and
neuroendocrinological
phenotypes
by
employing
diffusion-weighted
imaging
(DWI)
in
healthy
human
subjects.
Hypotheses
In
Paper
1,
we
hypothesized
that
better
response
inhibition
performance
(lower
SSRT)
would
be
associated
with
higher
FA
in
the
white
matter
underlying
the
right
IFG
and
the
right
preSMA,
independently
of
age.
In Paper 2, we hypothesized that faster 5-choice RTs would be associated with lower MD in the corticospinal tracts and the neostriatum, and with higher FA in the corticospinal tracts, independently of age.
19
Hypotheses
In
Paper
3,
we
hypothesized
that
CAR
and
neuroticism
would
be
associated
with
the
extent
of
FA
asymmetry
in
the
cingulum
and
uncinate
fasciculus.
In
Paper
4,
we
hypothesized
that
mean
basal
morning
and
afternoon/evening
cortisol
levels
would
be
associated
with
the
extent
of
hippocampal
MD
asymmetry.
20
Chapter
4
In
this
chapter,
a
brief
description
of
the
methods
used
in
the
thesis
is
provided.
A
more
detailed
description
of
most
of
the
methods
can
be
found
in
the
papers.
All
studies
were
conducted
as
part
of
the
Hubu
and
Cimbi
projects.
Methods
Projects
Hubu
The
Hubu
project
is
an
ongoing
longitudinal
project
of
children
and
adolescents
that
was
initiated
in
2007.
With
6-months
interval,
subjects
undergo
structural
MRI
(including
DWI)
and
behavioural
assessments,
including
neuropsychological
testing
and
questionnaires.
In
addition,
genetic
and
biochemical
determinants
are
assessed.
In
Autumn
2010,
the
seventh
assessment
round
was
completed.
Data
included
in
this
thesis
is
from
the
baseline
of
this
project.
Cimbi
Cimbi
is
founded
on
collaboration
between
several
research
institutions
in
the
Copenhagen
area,
among
which
the
DRCMR
and
the
Neurobiology
Research
Unit
at
Rigshospitalet.
One
of
the
key
areas
of
research
in
Cimbi
is
the
investigation
of
neural
correlates
of
personality
dimensions
and
HPA-axis
activity
that
predispose
individuals
for
developing
affective
disorders.
Healthy
adult
volunteers
undergo
an
extensive
assessment
battery,
including
neuroimaging
(structural
MRI,
DWI,
fMRI
and
PET),
behavioural
assessments,
such
as
personality
and
neuropsychological
assessments,
as
well
as
assessments
of
genetic
and
biochemical
(e.g.
cortisol)
determinants.
This
thesis
includes
the
DWI,
personality
and
cortisol
data
collected
within
the
framework
of
Cimbi.
21
Methods
Subjects
Hubu
Ninety-two
typically-developing
children
aged
7
to
13
from
three
schools
(1st6th
graders)
in
the
Copenhagen
suburban
area
(Kge
kommune)
were
enrolled
in
the
study.
According
to
a
parent
report,
no
subjects
had
any
known
history
of
neurological
or
psychiatric
disorders
or
significant
brain
injury.
The
age
and
gender
distribution
of
the
whole
subject
group
is
given
in
Table
1.
Prior
to
participation,
all
children
assented
to
the
procedures
and
informed
written
consent
was
obtained
from
the
parents/guardians
after
oral
and
written
explanation
of
the
study
aims
and
study
procedures.
The
study
was
approved
by
the
local
Danish
Committee
for
Biomedical
Research
Ethics
(protocol
H-KF-01-131/03).
Based
on
exclusion
criteria
(specified
in
Papers
1
and
2),
27
subjects
were
excluded
for
further
studies
in
Paper
1,
and
17
subjects
in
Paper
2.
Thus,
a
total
of
65
subjects
were
included
in
Paper
1
and
75
subjects
in
Paper
2.
Table
1.
Age
and
gender
distribution
of
subjects
participating
in
the
Hubu
study*.
Age
(mean
SD)
Gender
(female/male)
1st/2nd
graders
3rd/4th
graders
5th/6th
graders
8.2
0.5
18
/
14
10.1
0.4
19
/
15
12.2
0.4
16
/10
All
subjects
10.0
1.6
53
/
39
*Children enrolled in the study were scanned either in the months just before (when in 1st, 3rd or 5th grade) or just after (when in 2nd, 4th or 6th grade) the summer holiday in July SD = standard deviation.
Cimbi
Sixty-nine
healthy
adults
aged
19
to
86
years
(mean
standard
deviation
(SD)
=
38.219.2)
with
no
history
of
neurological
or
psychiatric
disorders
or
brain
injury
and
no
MR
contraindications
as
assessed
with
screening
questionnaires
were
included.
No
subjects
took
psychoactive
drugs,
steroids,
hormone
replacements
or
drugs
of
abuse,
including
anabolic
steroids.
Six
subjects
received
antihypertensive
treatment
with
thiazide
diuretics,
ACE
inhibitors,
or
angiotensin
II
receptor
antagonists
and
all
were
normotensive.
No
participants
received
beta-blocking
agents.
The
study
was
approved
by
the
local
Danish
Committee
for
Biomedical
Research
Ethics
(protocol
number
(KF)
01
2006-20)
and
performed
in
accordance
with
the
Declaration
of
Helsinki.
Informed
written
consent
was
obtained
from
all
subjects
prior
to
participation.
Fifty-eight
of
the
initial
69
subjects
also
agreed
to
collect
salivary
cortisol
samples
at
home.
Of
these,
11
subjects
were
excluded
(for
details
on
exclusion
criteria
see
Papers
3
and
4),
and,
thus,
48
subjects
were
included
in
analyses
involving
cortisol
measures.
Furthermore,
1
of
the
48
subjects
was
excluded
from
analyses
involving
PM
cortisol
levels
(see
Paper
4).
22
Methods
Behavioural
assessments
Stop-signal
task
Response
inhibition
performance
was
assessed
using
the
stop-signal
task
(SST),
which
provides
a
measure
of
a
subjects
ability
to
inhibit
a
prepotent
manual
response,
i.e.,
the
stop-signal
reaction
time
(SSRT).
The
SST
consists
of
frequent
go
and
infrequent
stop
trials.
In
go
trials,
subjects
have
to
respond
as
quickly
and
accurately
to
a
go
stimulus
as
possible.
In
stop
trials,
an
acoustic
stop
signal
is
presented
at
some
delay
after
the
go
stimulus,
and
subjects
must
attempt
to
withhold
or
cancel
their
motor
responses.
By
adaptively
varying
the
delay
between
the
go
and
the
stop
signals
during
the
task,
a
stop
signal
delay
can
be
found
for
each
individual
that
results
in
successful
inhibition
of
the
motor
response
on
50%
of
the
stop
trials.
The
SSRT
is
then
estimated
by
subtracting
this
delay
from
the
subjects
median
response
latency
on
go
trials.
A
detailed
description
of
the
task
can
be
found
in
Paper
1.
NEO-PI-R
Personality
was
assessed
using
the
Danish
version
of
the
240-item
self-report
questionnaire
NEO-PI-R
(NEO
Personality
Inventory
Revised),
which
assesses
the
broad
dimensions
of
the
5
fundamental
personality
traits:
Neuroticism,
Extraversion,
Agreeableness,
Conscientiousness
and
Openness.
The
Danish
translation
of
NEO-PI-R
has
been
psychometrically
evaluated
in
a
cohort
of
600
subjects
(Hansen
et
al.
2004).
In
Paper
3,
we
only
focused
on
neuroticism,
and,
thus,
the
rest
of
this
section
will
do
so
as
well.
Neuroticism
scores
are
based
on
the
added
data
of
48
items/statements
(for
examples
see
Table
2),
which
subjects
evaluate
on
how
well
each
of
the
statements
fit
their
personality
by
using
a
5-point
Likert
scale
(Costa
and
McCrae
1992).
23
Methods
Table
2.
Examples
of
NEO-PI-R
neuroticism
items
I
can
handle
myself
pretty
well
in
a
crisis
I
often
get
angry
at
the
way
people
treat
me
I
often
worry
about
things
that
might
go
wrong
Too
often,
when
things
go
wrong,
I
get
discouraged
and
feel
like
giving
up
I
rarely
feel
fearful
or
anxious
Sometimes
I
do
things
on
impulse
that
I
later
regret
Neuroticism
consists
of
6
sub-scales
(facets):
anxiety,
angry
hostility,
depression,
self- conscientiousness,
vulnerability,
and
impulsiveness.
In
the
Danish
version
of
NEO-PI-R
and
in
line
with
the
American
version,
the
first
5
facets
show
high
factor
loadings
on
neuroticism
(0.67- 0.84),
while
the
loading
for
the
latter
(0.37)
is
lower
(Hansen
et
al.
2004).
Neuroticism
reflects
an
individuals
tendency
to
experience
negative
emotions,
such
as
anger,
anxiety,
cheerlessness,
guilt,
sadness
and
worries,
as
well
as
susceptibility
to
stress.
24
Methods Importantly, this estimate reflects the dynamics of the CAR, while it is not significantly correlated with the mean morning cortisol level (p=0.67), nor highly dependent on the first awakening sample (p=0.79).
MRI
acquisition
All
Hubu
and
Cimbi
subjects
were
scanned
on
the
same
3
Tesla
Siemens
Magnetom
Trio
MR
scanner
(Siemens,
Erlangen,
Germany)
with
an
eight-channel
head
coil
(Invivo,
FL,
USA)
at
the
DRCMR.
All
subjects
were
scanned
using
the
same
MRI
protocol
consisting
of
(not
in
acquisition
order):
high-resolution
T1-weighted
and
T2-weighted
images
of
the
whole
head
were
acquired
using,
respectively,
3D
magnetization
prepared
rapid
gradient
echo
(MPRAGE)
and
3D
turbo
spin
echo
sequences,
whole
brain
DW
images
were
acquired
using
a
twice-refocused
balanced
spin
echo
sequence
that
minimised
eddy
current
distortion
(Reese
et
al.
2003),
and
a
gradient
echo
based
field
map
sequence
(for
sequence
parameters,
see
papers).
The
total
acquisition
time
was
around
45
minutes.
Image
evaluation
Before
initiating
the
MR-image
analyses,
and
blind
to
the
behavioural
and
neuroendocrinological
data,
raw
images
from
all
subjects
were
visually
inspected
to
ascertain
the
data
quality.
Further,
an
experienced
neuroradiologist
(Per
keson,
DRCMR)
evaluated
baseline
images
from
all
Hubu
subjects,
and
based
on
this
evaluation
one
subject
was
excluded
due
to
incidental
findings.
Based
on
the
quality
inspection
of
the
Hubu
data,
17
subjects
in
Paper
1,
and
12
subjects
in
Paper
2
were
excluded
from
further
analysis,
because
of
reduced
DW
image
quality
due
to
movement
or
susceptibility
artefacts.
Fewer
subjects
were
excluded
in
Paper
2
than
in
Paper
1
due
to
optimisation
of
the
noise
threshold
used
in
RESTORE
to
fit
our
data
(see
RESTORE
section
below).
No
Cimbi
subjects
with
NEO-PI-R
or
cortisol
data
were
excluded
due
to
poor
image
quality.
25
Methods
Figure 7. Schematic overview of the data preprocessing pipeline. MR-images are illustrated as black lined boxes. Methods applied to the images are depicted as blue boxes. The main preprocessing steps involved aligning the images to the same space, correcting the images for geometric distortions, movement correction of the DW images, estimation of the diffusion tensor, and skull stripping of the DTI images (see methods sections in Papers 1-4 for a written description of the data preprocessing). Abbreviations: Coreg = coregistered, Corr = corrected, DW = diffusion weighted, MNI = Montreal Neurological Institute (space), RESTORE = robust estimation of tensors by outlier detection, T1W = T1-weighted, T2W = T2-weighted.
RESTORE
In
the
data
preprocessing
pipeline,
the
diffusion
tensor
was
estimated
using
the
RESTORE
(robust
estimation
of
tensors
by
outlier
detection)
algorithm,
which
uses
iteratively
reweighted
least-squares
regression
to
identify
potential
outliers
and
subsequently
exclude
them
(Chang
et
al.
2005).
The
current
implementation
of
RESTORE
requires
setting
a
noise
standard
deviation
(SD)
threshold.
In
an
attempt
to
optimize
the
outlier
detection
for
our
data,
outlier
maps
were
calculated
based
on
varying
noise
SD
thresholds
on
both
good
quality
and
corrupted
(with
slice
or
local
dropouts)
DWI
data.
A
threshold,
in
which
slice
and
local
dropouts
were
detected
as
outliers
without
rejecting
good
quality
data,
was
used
in
the
preprocessing
pipeline
in
Papers
2- 4).
Because
of
this
optimization,
subjects
who
previously
had
been
excluded
in
Paper
1
due
to
semi-poor
data
(e.g.
a
few
slice
dropouts
in
different
slices)
were
included
in
Paper
2.
It
is
recognized,
however,
that
our
current
approach
does
not
take
into
account
that
the
noise
in
the
data
most
certainly
varies
across
the
images.
26
Methods
Figure 8. TBSS skeleton at varying thresholds ranging from non to FA > 0.3 overlaid on the mean FA map. Skeleton voxels with high FA values are coloured yellow, while lower FA values are coloured orange - red. With increasing FA threshold more areas with low FA and/or high inter-subject variability gets excluded.
Next,
each
subjects
aligned
FA
image
is
projected
onto
the
mean
skeleton
by
locating
the
highest
local
FA
value
in
the
direction
perpendicular
to
the
skeleton
tracts
(Fig.
9).
ROIs
were
drawn
onto
the
study-specific
skeleton.
Since
the
TBSS
procedure
projects
individual
FA
values
and
other
DTI
derived
parameters
onto
a
common
framework,
i.e.,
the
mean
study-specific
skeleton,
one
can
extract
each
subjects
individual
measures
directly
by
delineating
a
ROI
once.
Figure 9. TBSS skeleton in red overlaid on an individual subjects FA map. For each subject, the aligned FA image is projected onto the study-specific skeleton by locating the voxels with the highest local FA value in the direction perpendicular to the skeleton tracts and assigning the value of these voxels to the skeleton at this standardized location. This results in a mapping of each voxel location in the skeleton to a specific voxel in the individual FA maps (Figure from FSL web page: www.fmrib.ox.ac.uk/fslcourse/lectures/fdt.pdf ).
27
Methods
Figure
10.
Schematic
overview
of
the
data
processing
used
for
extracting
diffusivity
measures
and
volumes
from
grey
matter
ROIs.
MR-images
are
depicted
as
black
lined
boxes.
Methods
applied
to
the
images
are
illustrated
as
blue
boxes.
Different
tools
were
used
to
move
between
spaces.
DARTEL
was
used
to
move
between
native
T1
space
and
DARTEL
space
(Average
T1
template),
while
Fnirt
was
used
to
move
between
native
T1
and
native
DWI
space.
The
main
processing
steps
involved
warping
the
native
T1- weighted
images
into
DARTEL
space,
using
calculated
deformation
flow
fields,
creating
an
average
study
specific
T1
template,
drawing
of
ROIs
in
template
space,
projecting
the
ROIs
back
to
native
T1
space
and
then
to
native
DWI
space,
thresholding
the
ROI
images
to
exclude
potential
partial
volume
voxels,
and
to
extract
mean
diffusion
parameters
from
the
ROIs
for
each
individual
(see
methods
sections
in
Papers
2
and
4
for
a
written
description
of
the
data
processing).
Abbreviations:
Coreg
=
coregistered,
Corr
=
corrected,
DARTEL
=
Diffeomorphic
Anatomical
Registration
Through
Exponentiated
Lie
Algebra,
DTI
=
diffusion
tensor
images,
DWI
=
diffusion
weighted
image,
Fnirt
=
FMRIBs
nonlinear
image
registration
tool,
GM
=
grey
matter,
ROIs
=
regions-of-interest,
T1W
=
T1-weighted,
T2W
=
T2-weighted,
WM
=
white
matter.
28
Methods
Regions-of-interest
All
studies
included
in
this
thesis
were
designed
to
test
a
priori
hypotheses
about
the
relation- ships
between
the
microstructure
of
specific
brain
regions,
and
behavioural
or
neuroendocrine- logical
phenotypes.
Given
the
regional
specific
a
priory
hypotheses
and
to
gain
power,
a
region- of-interest
(ROI)
approach
was
used
in
all
studies.
Neither
a
whole
brain,
voxel-wise
analysis
of
the
effects
(appropriately
adjusted
for
test-multiplicity),
nor
a
restricted
voxel-wise
analysis
with
small
volume
correction
was
deemed
appropriate
for
testing
our
a
priori
hypotheses.
To
test
our
hypotheses,
mean
diffusion
parameters
(FA,
MD,
||
and
)
were
extracted
from
specific
ROIs,
which
are
mentioned
below
for
each
study.
Detailed
descriptions
of
the
anatomical
location
of
the
ROIs
can
be
found
in
the
methods
sections
in
the
papers.
In
Paper
1,
mean
FA,
||
and
were
extracted
from
ROIs
in
the
white
matter
skeleton
segments
underlying
the
right
IFG
(pars
opercularis)
and
right
preSMA
to
test
our
a
priory
hypotheses.
To
assess
the
anatomical
specificity
of
observed
effects
in
the
right
ROIs,
mean
diffusion
parameters
were
extracted
from
the
whole
skeleton
(used
as
a
measure
of
global
white
matter)
as
well
as
from
ROIs
in
the
white
matter
underlying
the
left
IFG
and
left
preSMA.
In
Paper
2,
mean
MD
(and
FA)
was
extracted
from
skeleton
segments
within
the
left
and
right
CSTs
and
from
left
and
right
putamen
and
caudate
nucleus.
To
assess
the
anatomical
specificity
of
observed
effects,
mean
MD
was
extracted
from
the
whole
skeleton,
and
from
a
combined
ROI
covering
the
left
and
right
nucleus
accumbens
(nAcc)
and
amygdala.
Moreover,
left
and
right
putamen
and
caudate
volumes
were
extracted
to
determine
the
degree
to
which
putamen
and
caudate
volumes
may
have
contributed
to
the
observed
effects.
In
Paper
3,
mean
FA,
||
and
were
extracted
from
skeleton
segments
within
the
left
and
right
cingulum
and
uncinate
fasciculus.
The
data
from
the
left
and
right
ROIs
were
then
used
to
calculate
the
asymmetry
of
these
structures:
Asymmetry
(%)
=
((2
*
(Left
-
Right))
/
(Left
+
Right))
*
100
The
cingulum
and
uncinate
fasciculus
asymmetries
were
used
to
test
our
main
hypotheses.
To
assess
the
anatomical
specificity
of
observed
effect,
mean
FA
was
extracted
from
skeleton
segments
in
the
whole
left
or
right
hemisphere
and
used
to
calculate
global
hemispheric
white
matter
asymmetry.
In
Paper
4,
mean
MD
was
extracted
from
left
and
right
hippocampus,
and
hippocampal
MD
asymmetry
was
calculated
to
test
our
main
hypothesis.
To
assess
the
anatomical
specificity
of
observed
effects,
mean
MD
was
extracted
from
the
left
and
right
amygdala
to
calculate
amygdala
MD
asymmetry.
Furthermore,
left
and
right
hippocampal
volumes
were
extracted
to
determine
the
degree
to
which
hippocampal
volumes
may
have
contributed
to
the
observed
effects.
29
Methods
Statistical
analyses
Statistical
analyses
were
performed
with
SPSS
software.
In
all
papers,
specific
hypotheses
were
tested
using
multiple
linear
regression
models.
The
a
priori
hypotheses
for
each
paper
can
be
found
in
the
Hypotheses
section
of
this
thesis,
as
well
as
in
the
papers.
Main
models
were
checked
for
the
assumptions
of
normality
(Shapiro-Wilk
tests),
linearity
(scatter
plots),
no
or
little
multicollinearity
(tolerance,
variance
inflation
factor),
no
outliers
(standardised
residuals
within
3
SDs),
homoscedasticity
(scatter
plots),
and
absence
of
autocorrelation
(Durbin-Watson
tests).
All
assumptions
of
multiple
linear
regression
were
fulfilled,
expect
for
the
assumption
of
normality
in
some
cases.
In
these
cases,
appropriate
data
transformation
yielded
normality
of
the
residuals
(for
details,
see
Papers
2-4).
The
statistical
tests
were
performed
hierarchically,
meaning
that
we
first
tested
our
a
priori
hypotheses,
and
next,
contingent
on
observing
significant
effects
in
our
a
priori
hypotheses,
conducted
several
planned
follow-up
analyses
to
explore
the
nature
of
the
observed
associations.
The
follow-up
analyses
were
performed
to:
a) assess
the
anatomical
specificity
of
observed
effects,
i.e.
the
extent
to
which
the
phenotypes
exhibited
a
relatively
specific
relationship
to
diffusion
parameters
within
the
hypothesized
ROIs
relative
to
other
regions.
These
analyses
were
performed
by
including
diffusion
parameters
from
a
control
region
as
an
additional
covariate
(together
with
the
hypothesized
ROI)
in
the
models
predicting
the
phenotype.
b) assess
the
relative
contribution
of
the
left
and
right
ROIs.
This
was
particularly
important
in
Papers
3
and
4,
where
the
a
priori
hypotheses
concerned
asymmetry,
since
observed
effects
may
have
been
driven
entirely
by
either
the
left
or
the
right
ROI.
These
analyses
were
performed
by
including
both
the
left
and
the
right
ROI
simultaneously
in
the
models
as
two
separate
predictors
of
the
phenotype,
as
well
as
by
modelling
the
left
or
right
ROI
individually.
c) assess
the
degree
to
which
the
volume
of
the
grey
matter
structures
may
have
contributed
to
the
observed
MD
effects,
since
the
MD
effect
may
have
been
driven
by
variability
in
the
volume
of
a
given
grey
matter
structure.
These
analyses
were
performed
by
including
the
volume
of
the
hypothesized
ROI
as
an
additional
covariate
(together
with
the
MD
of
this
ROI)
in
the
models
predicting
the
phenotype.
In
addition,
the
volumes
themselves
were
also
assessed
in
separate
models.
These
follow-up
analyses
were
only
performed
in
Papers
2
and
4.
In addition to these analyses, several other follow-up analyses were performed in each paper (for details see Papers 1-4).
30
Chapter
5
In
this
chapter,
the
main
findings
in
the
4
papers
will
be
summarized
for
each
paper
separately.
For
a
more
detailed
description
of
the
results
please
see
Papers
1-4.
Main results
*Linear regression models are presented in rows. Predictors are presented in columns. Each model is referred to with a number in the leftmost column, representing the models: 1) Right IFG FA, adjusted for age; 2) Right preSMA FA, adjusted for age; 3) Right IFG and right preSMA, adjusted for age. Abbreviations: SSRT = stopsignal reaction time, IFG = inferior frontal gyrus, PreSMA= presupplementary motor area, FA = fractional anisotropy.
31
Main results
Figure
11.
Partial
regression
plots
of
the
stop-signal
reaction
time
(SSRT)
as
a
function
of
a)
right
inferior
frontal
gyrus
(IFG)
FA,
adjusted
for
age
and
b)
right
presupplementary
motor
area
(preSMA)
FA,
adjusted
for
age.
Note
that
residualized
measures
are
plotted.
Dotted
lines
indicate
95%
confidence
intervals.
Given the significant associations with FA, follow-up analyses were done to assess the
anatomical specificity of the effects by adjusting for either whole skeleton (global white matter) FA, or for FA within the corresponding left ROI. The effects of both right ROIs remained significant in these extended models (Table 4), suggesting the relationships between SSRT and white matter underlying the right IFG and preSMA are not mediated by global increases in FA. The and || were investigated to further explore the nature of the observed FA effects. A
similar
relationship
with
SSRT
as
found
for
FA
was
observed
for
,
but
not
for
||
(see
Paper
1
for
more
details).
Thus,
FA
and
of
the
white
matter
underlying
the
right
IFG
and
right
preSMA
exhibit
associations
with
SSRT
that
are
not
attributable
to
age
or
more
global
white
matter
measures
of
these
parameters.
Table
4.
Linear
regression
models
predicting
SSRT
from
FA:
follow-up
analyses*
Model
1
2
Right IFG p -0.339 0.0032 -0.372 0.0010 Right PreSMA -0.243 p 0.044
Model 3 4
-0.367 0.0019
* Multiple linear regression models are presented in rows. Predictors are presented in columns. Each model is referred to with a number in the leftmost column, representing the models: [1,3] Right ROI, adjusted for age and whole skeleton FA; [2,4] Right ROI, adjusted for age and corresponding left ROI FA. Abbreviations: SSRT = stop signal reaction time, IFG = inferior frontal gyrus, PreSMA =presupplementary motor area, FA = fractional anisotropy.
32
Main
results
Table
5.
Linear
regression
models
predicting
5-choice
reaction
time
(RT)
with
mean
diffusivity
(MD)
of
the
corticospinal
tracts
(CST)
and
neostriatum*
Model
1
1a
1b
Model
2
2a
2b
R2
0.400
0.238
0.402
R2
0.424
0.276
0.455
0.310
0.510
0.715
CST
MD
p
0.004
0.000004
0.002
-0.433
-0.457
Age
-0.451
-0.450
p
0.0001
0.0001
Age
p
<0.0001
<0.0001
Whole
skeleton
-0.451
p
0.049
*Each row in the table represents a separate regression model. Models 1 and 2 were adjusted for age, gender and handedness. Models with a were adjusted for gender and handedness. Models with b were adjusted for age, gender, handedness, and whole skeleton MD or nucleus accumbens (nAcc)/amygdala MD. For each model, R2 is given in the leftmost column, and the regression coefficient () and the significance level (p) are given for each variable included in the model. Gender and handedness effects were non-significant (ps 0.27), and are not included in the table.
33
Main results
Figure 12. Partial regression plots of the 5-choice reaction time (RT) as a function of MD within the (a) corticospinal tracts or (b) neostriatum, adjusted for age, gender and handedness. The regression coefficient () and the significance level (p) for each MD variable are given in the lower right corner of each plot. Note that residualized measures are plotted. Dotted lines indicate 95% confidence intervals.
Moreover,
both
caudate
MD
(=0.261,
p=0.018)
and
putamen
MD
(=0.231,
p=0.046)
remained
significant
predictors
of
5-choice
RT
when
including,
respectively,
caudate
volume
(p=0.51)
and
putamen
volume
(p=0.91)
in
the
models,
suggesting
that
the
association
between
neostriatal
MD
and
5-choice
RT
was
not
mediated
by
differences
in
striatal
volumes.
By
themselves,
neither
caudate
volume,
nor
putamen
volume
was
significantly
associated
with
5-choice
RT
(ps0.49,
see
Paper
2
for
more
details).
Thus,
MD
in
the
CSTs,
putamen,
and
caudate
nuclei
exhibit
associations
with
5-choice
RT
that
are
not
attributable
to
age
or
more
general maturational
34
Main results Table 6. Results for the a priori hypotheses predicting cortisol awakening response or neuroticism with cingulum or uncinate fasciculus fractional anisotropy (FA) asymmetry. Cortisol Awakening Response (n=48)* Cingulum FA asymmetry Uncinate FA asymmetry Neuroticism (n=69)** Cingulum FA asymmetry Uncinate FA asymmetry -0.357 -0.063 0.002 0.591 -0.288 0.293 0.045 0.039 p
*Models predicting cortisol measures were adjusted for age, gender, time-interval between awakening and the first cortisol sample, and sample position of the cortisol morning peak (1st vs. 2nd-4th position). **Models predicting neuroticism were adjusted for age, and gender.
In an additional follow-up analysis, in which cingulum and uncinate fasciculus FA asymmetries were modelled simultaneously to test for possible additive effects, both ROI FA asymmetries exhibited relatively independent relationships with CAR that approached significance (R2=0.298, cingulum: =-0.256, p=0.067; uncinate fasciculus: =0.262, p=0.059). Follow-up analysis, testing the anatomical specificity of the observed FA asymmetry effects, showed that both cingulum (=-0.314, p=0.034) and uncinate fasciculus (=0.320, p=0.040) FA asymmetries remained significant predictors of CAR, when including global white matter hemispheric FA asymmetry (ps0.40) in the models, suggesting that the associations between the limbic FA asymmetries and CAR were not mediated by a general hemispheric asymmetry Results from the a priori hypothesis regarding neuroticism are presented in Table 6. As hypothesized, neuroticism was significantly associated with cingulum FA asymmetry, adjusted for age and gender (Table 6). Such a relationship, however, was not observed for uncinate fasciculus FA asymmetry (Table 6). Follow-up analyses showed that left cingulum FA was negatively (=-0.800, p=0.002) and right cingulum FA was positively (=0.722, p=0.003) associated with neuroticism, when modelled simultaneously. Models including only left or right cingulum FA yielded no significant effects on neuroticism (ps0.264), again suggesting that it is the relationship between left and right cingulum FA that mediated the association with neuroticism, and not FA in left or right cingulum individually. When assessing the anatomical specificity of the cingulum effect, cingulum FA asymmetry (=-0.363, p=0.002) continued to be significantly associated with neuroticism with global hemispheric FA asymmetry (p=0.83) included in the model. Finally, corroborating previous findings (Portella et al. 2005), higher neuroticism scores were found to be significantly associated with higher CAR (=0.309, p=0.029). An overview of the results is given in Figure 13.
35
Main results
Figure
13.
Schematic
overview
of
the
direction
of
the
significant
associations
between
neuroticism,
cortisol
awakening
response
(CAR),
and
FA
asymmetry
in
the
cingulum
(blue)
and
uncinate
fasciculus
(magenta).
Positive
associations
are
depicted
with
a
+
imbedded
in
green
lines.
Negative
associations
are
depicted
with
a
-
imbedded
in
red
lines.
Neuroticism
was
negatively
associated
with
cingulum
FA
asymmetry,
with
higher
neuroticism
scores
correlating
with
higher
right
cingulum
FA
relative
to
left
cingulum
FA.
Similar
to
neuroticism,
CAR
was
negatively
associated
with
cingulum
FA
asymmetry,
i.e.
higher
CAR
correlated
with
higher
right
cingulum
FA
relative
to
left
cingulum
FA.
In
contrast,
CAR
was
associated
positively
with
uncinate
fasciculus
FA
asymmetry,
with
higher
CAR
correlating
with
lower
right
relative
to
left
uncinate
fasciculus
FA.
Finally,
neuroticism
and
CAR
exhibited
a
positive
relationship.
36
Main results Table 7. Results from a priori hypotheses and follow-up analyses predicting cortisol measures. R2 0.286 0.295 0.217 0.234 Hippocampus MD asymmetry 0.373 0.366 0.418 0.409 P 0.008 0.010 0.005 0.006 Hippocampal volume asymmetry 0.106 0.139 P 0.455 0.348
*In models predicting mean morning cortisol level, effects of hippocampus MD asymmetry were tested after adjusting for age, age2, gender, time interval between awakening and taking the first cortisol sample (and hippocampal volume asymmetry). **In models predicting mean PM cortisol level, effects of hippocampus MD asymmetry were adjusted for age, age2, and gender (and hippocampal volume asymmetry).
Assessing the anatomical specificity of the hippocampus MD asymmetry effects, revealed that hippocampus MD asymmetry remained a significant predictor of mean morning (=0.426, p=0.003) and PM (=0.426, p=0.006) cortisol levels when including amygdala MD asymmetry (morning: =-0.265, p=0.057; PM: =-0.043, p=0.77) in the models, suggesting that the hippocampus MD asymmetry effects are not mediated by a general limbic MD asymmetry. Follow-up analyses also assessed the degree to which hippocampal volume may have contributed to the observed effects. The associations between hippocampus MD asymmetry and the mean morning and PM cortisol levels remained significant when including hippocampal volume asymmetry in the models (Table 7). No significant associations were observed between hippocampal volumes and mean cortisol levels (ps0.11, see Paper 4 for further details).
Figure
14.
Partial
regression
plots
of
the
main
findings.
Left)
Mean
morning
cortisol
level
is
plotted
as
a
function
of
hippocampus
mean
diffusivity
(MD)
asymmetry,
adjusted
for
age,
age2,
gender,
time-interval
between
awakening
and
first
cortisol
sample.
Right)
The
logarithm-transformed
mean
afternoon/evening
(PM)
cortisol
level
plotted
as
a
function
of
hippocampus
MD
asymmetry,
adjusted
for
age,
age2,
and
gender.
Note
that
residualized
measures
are
plotted.
Dotted
lines
indicate
95%
confidence
intervals.
37
38
Chapter
6
The
main
findings
in
the
papers
will
be
discussed
in
general
terms
in
the
following.
A
more
detailed
discussion
of
the
findings
can
be
found
in
the
individual
papers.
The
two
Hubu
papers
(1
and
2)
will
be
discussed
together
as
will
the
two
Cimbi
papers
(3
and
4),
in
that
the
discussions
of
the
findings
within
the
two
projects
are
highly
related.
General discussion
Hubu
papers
In
the
two
Hubu
papers
(Papers
1
and
2),
behavioural
performance
on
two
different
tasks
was
found
to
be
associated
with
regional
specific
microstructure
in
children
aged
7
to
13
years.
Specifically,
in
Paper
1
we
found
that
better
response
inhibition
performance
(lower
SSRT)
was
significantly
associated
with
higher
FA
in
the
white
matter
underlying
the
right
IFG
and
right
preSMA,
after
adjusting
for
age
effects.
In
Paper
2,
we
found
that
lower
CST
and
neostriatal
MD,
adjusted
for
age,
gender,
and
handedness,
were
significantly
associated
with
faster
5-choice
RTs
on
a
basic
visuospatial
motor
task.
39
General discussion
associations
between
behavioural
performance
and
FA/MD
within
specific
regions
would
remain
significant
after
controlling
for
age;
i.e.,
that
even
among
children
of
similar
age,
those
with
higher
FA
or
lower
MD
in
the
specific
hypothesized
regions
would
exhibit
stronger
response
inhibition
and
5-choice
RT
performance.
These
hypotheses
were
confirmed.
Anatomical
specificity
In
follow-up
analyses,
we
addressed
the
question
whether
the
associations
between
behavioural
performance
and
regional
microstructure
(response
inhibition:
right
IFG
and
preSMA,
5-choice
RT:
CSTs
and
neostriatum)
were
anatomically
specific,
i.e.,
the
extent
to
which
response
inhibition
and
5-choice
RT
performance
exhibited
a
relatively
specific
relationship
to
FA/MD
in
these
regions
relative
to
others.
This
is
an
important
question,
since
FA
increases
and
MD
decreases
concurrently
in
many
brain
regions
during
childhood
and
adolescence
(Colby
et
al.
2011;
Eluvathingal
et
al.
2007;
Lebel
et
al.
2008;
Snook
et
al.
2005),
and,
thus
the
observed
effects
could
be
reflecting
more
global
maturational
differences
in
FA/MD.
However,
the
function-structure
relationships
remained
significant
when
including
control
regions
(measures
of
global
white
matter
or
other
grey
matter
regions)
as
additional
covariates
in
the
models.
Therefore,
the
observed
relationships
between
behavioural
performance
and
regional
FA/MD
within
the
motor
and
response
inhibition
networks
are
not
likely
to
be
driven
by
global
FA/MD
differences,
but
may
be
more
strongly
related
to
the
microstructure
of
the
specific
regions.
40
General
discussion
associated
with
maturation
(Fig.
15).
This
is
plausible
since
individual
differences
in
behavioural
performance
have
been
associated
with
FA
and
MD
variability
in
adults
(Forstmann
et
al.
2008;
Gold
et
al.
2007;
Konrad
et
al.
2009;
Piras
et
al.
2010;
Tuch
et
al.
2005)
as
well
as
children.
It
is
also
possible
that
dynamic
processes,
perhaps
associated
with
activity
levels
in
the
neural
circuits
throughout
childhood
could
influence
the
microstructure
within
the
motor
and
response
inhibition
networks.
A
recent
study
of
adults
examined
changes
in
DTI
parameters
in
connection
with
6
weeks
of
practice
in
a
complex
whole-body
balancing
task,
observing
negative
correlations
between
improvements
in
motor
performance
and
MD
changes
in
bilateral
anterior
centrum
semiovale,
left
brain
stem,
and
right
internal
capsule
(Taubert
et
al.
2010).
Moreover,
another
DTI
study
found
accelerated
white
matter
development
(higher
FA)
in
the
sagittal
stratum
in
preterm
relative
to
full-term
infants
at
term
equivalent
age,
possibly
as
a
result
of
increased
intensity
of
sensorimotor
stimulation
associated
with
extrauterine
life
(Gimenez
et
al.
2008).
Thus,
the
individual
differences
observed
in
the
present
study
could
partly
reflect
variability
in
the
experiences,
learning
and
skill
acquisition
of
the
children.
Figure
15.
Hypothetic
examples
of
three
different
maturational
trajectories
of
regional
FA.
Our
findings
that
even
among
children
of
similar
age,
those
with
higher
regional
FA
have
better
response
inhibition
performance
which
may
reflect
differences
in
the
phase
of
maturation
within
these
regions.
This
is
illustrated
with
the
black
and
blue
lines
that
have
the
same
starting
and
ending
points
but
where
the
black
line
has
a
steeper
maturational
trajectory
than
the
blue.
Our
findings
may
also
reflect
stable
individual
differences,
as
illustrated
with
the
parallel
black
and
red
lines
where
the
red
line
always
has
higher
FA
than
the
black.
Longitudinal studies are needed to help distinguish between these, and other explanations.
Cimbi
papers
In
the
two
Cimbi
papers
(Papers
3
and
4),
we
present
novel
findings
relating
cortisol
measures
and
neuroticism
with
microstructural
asymmetry
in
limbic
structures.
Specifically,
higher
CAR
was
negatively
associated
with
cingulum
FA
asymmetry,
i.e.,
increased
right
relative
to
left
FA,
and
positively
associated
with
uncinate
fasciculus
FA
asymmetry,
i.e.,
decreased
right
relative
to
left
FA.
Higher
neuroticism
scores
were
correlated
with
higher
CAR,
and
with
diminished
cingulum
FA
asymmetry.
Moreover,
higher
mean
morning
and
PM
cortisol
levels
were
positively
associated
with
hippocampus
MD
asymmetry,
i.e.,
decreased
right
relative
to
left
MD.
Importantly,
these
associations
were
mediated
by
a
discrepancy
between
diffusion
parameters
of
the
left
and
right
limbic
structures,
and
not
driven
by
diffusion
parameters
in
left
or
right
41
General discussion
limbic
structures
individually.
42
General discussion levels than the right (Cerqueira et al. 2005). It may well be that these effects also are reflected in the white matter.
43
General discussion
significant
differences
were
observed
in
the
healthy
control
subjects
(Frodl
et
al.
2002).
In
addition,
disruption
of
the
diurnal
profile
of
the
HPA-axis
has
been
found
in
psychiatric
disorders,
such
as
post-traumatic
stress
disorder
(Chida
and
Steptoe
2009;
Handwerger
2009),
anxiety
disorder
(Vreeburg
et
al.
2010)
and
major
depression
(Aubry
et
al.
2010;
Chida
and
Steptoe
2009;
Handwerger
2009;
Vreeburg
et
al.
2009).
Further,
higher
CAR
and
basal
cortisol
levels
as
well
as
higher
neuroticism
scores
have
been
linked
to
an
increased
risk
of
developing
affective
disorders
(Adam
et
al.
2010;
Kendler
et
al.
2006;
Kendler
et
al.
2004).
Since
both
increased
HPA-axis
activity
and
negative
emotionality
may
increase
the
risk
of
developing
affective
disorders,
one
might
speculate
whether
limbic
microstructural
asymmetries
are
brain
structural
markers
for
a
predisposition
or
risk
for
developing
affective
disorders.
However,
further
studies
are
needed
to
address
this
question.
44
Chapter
7
In
this
final
chapter,
it
is
discussed
how
data
collected
in
the
Hubu
cohort
can
be
used
to
address
some
of
the
questions
that
have
arisen
from
the
studies
in
the
present
thesis.
Future work
Future
work
So
far,
Hubu
has
collected
data
from
7
time-points
with
6-months
interval
in
approximately
70
children
and
adolescents.
This
longitudinal
dataset
will
help
us
to
determine
whether
individual
differences
among
children
in
the
course
of
their
cognitive
development
are
mirrored
by
individual
differences
in
the
maturational
trajectories
of
relevant
neural
systems,
and
how
such
associations
in
developmental
trajectories
may
relate
to
and
modify
associations
with
other,
more
stable,
neuroarchitectural
attributes.
Adolescence
is
associated
with
an
increased
incidence
of
neuropsychiatric
disorders,
such
as mood, anxiety and substance use disorders (for review see Paus et al. 2008). In Hubu, we have collected cortisol data from one time point and longitudinal data on neuroticism and basic emotional processing. This allows us to examine whether the relationships between limbic microstructural asymmetries, and HPA-axis activity and negative emotionality are present in children and adolescents, or whether these relationships emerge during this age period. In relation to this, longitudinal data on stressful life events have been collected, allowing us to examine how environmental stress may relate to and modify such associations. Finally, in Hubu we also collected data on genetics, and sex hormones. This allows us to
examine how genetic variability as well as variability in hormonal levels link to differences in individual maturational trajectories and developing cognitive and emotional functions.
45
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Paper 1
Neuropsychologia
journal homepage: www.elsevier.com/locate/neuropsychologia
Danish Research Centre for Magnetic Resonance, Copenhagen University Hospital, Hvidovre, Denmark Center for Integrated Molecular Brain Imaging, Copenhagen, Denmark Faculty of Health Sciences, University of Copenhagen, Denmark d Center for Human Development, University of California, San Diego, CA, United States e Learning Lab Denmark, Danish School of Education, University of Aarhus, Copenhagen, Denmark
b c
a r t i c l e
i n f o
a b s t r a c t
Cognitive control of thoughts, actions and emotions is important for normal behaviour and the development of such control continues throughout childhood and adolescence. Several lines of evidence suggest that response inhibition is primarily mediated by a right-lateralized network involving inferior frontal gyrus (IFG), presupplementary motor cortex (preSMA), and subthalamic nucleus. Though the brains bre tracts are known to develop during childhood, little is known about how bre tract development within this network relates to developing behavioural control. Here we examined the relationship between response inhibition, as measured with the stop-signal task, and indices of regional white matter microstructure in typically-developing children. We hypothesized that better response inhibition performance would be associated with higher fractional anisotropy (FA) in bre tracts within right IFG and preSMA after controlling for age. Mean FA and diffusivity values were extracted from right and left IFG and preSMA. As hypothesized, faster response inhibition was signicantly associated with higher FA and lower perpendicular diffusivity in both the right IFG and the right preSMA, possibly reecting faster speed of neural conduction within more densely packed or better myelinated bre tracts. Moreover, both of these effects remained signicant after controlling for age and whole brain estimates of these DTI parameters. Interestingly, right IFG and preSMA FA contributed additively to the prediction of performance variability. Observed associations may be related to variation in phase of maturation, to activity-dependent alterations in the network subserving response inhibition, or to stable individual differences in underlying neural system connectivity. 2009 Elsevier Ltd. All rights reserved.
Article history: Received 24 March 2009 Received in revised form 27 August 2009 Accepted 4 November 2009 Available online 10 November 2009 Keywords: Brain maturation Cognitive development Diffusion tensor imaging Executive control Fractional anisotropy MRI
1. Introduction Development of cognitive control of behaviour continues throughout childhood and adolescence (Williams, Ponesse, Schachar, Logan, & Tannock, 1999). Cognitive control of thoughts, actions, and emotions is important for normal behaviour, and decits in behavioural control are prominent in a variety of psychiatric disorders, e.g., attention decit/hyperactive disorder (Pliszka et al., 2006) and obsessivecompulsive disorder (Enright & Beech, 1993). In recent years, investigators have developed experimental paradigms designed to measure motor control, or more specically the capacity to inhibit primed, or prepotent, motor
Corresponding author at: Danish Research Centre for Magnetic Resonance, MRDepartment, Section 340, Copenhagen University Hospital, Hvidovre, Kettegaard All 30, 2650 Hvidovre, Denmark. Tel.: +45 3632 3323; fax: +45 3647 0302. E-mail address: kathrine@drcmr.dk (K.S. Madsen). 0028-3932/$ see front matter 2009 Elsevier Ltd. All rights reserved. doi:10.1016/j.neuropsychologia.2009.11.001
responses (Chambers, Garavan, & Bellgrove, 2009). Among these is the Go/NoGo task. It is relatively easy to measure variability in the speed of a motor response using response latency; however, it is more difcult to assess the time a subject needs to inhibit a response, since no response occurs on successful NoGo trials. Thus, the primary measure of inhibitory function on Go/NoGo tasks is the number of errors of commission during inhibit conditions. The stop-signal task (SST) provides a more continuous measure of a subjects ability to inhibit a prepotent manual response (Logan & Cowan, 1984). The subjects task in the SST is to make a motor response to a visual target as rapidly as possible; however, on infrequent trials an acoustic stop signal occurs at some delay after the visual target. When the stop signal is detected, the subject must attempt to withhold, or cancel, the motor response. Obviously when the stop signal occurs very late in the trial (long stop-signal delay), the subject will not be able to inhibit the response, whereas when it occurs very soon after the visual target (short stop-signal delay), success in inhibiting the response is much more likely. The
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stop-signal delay is varied dynamically during the task so that the subject succeeds in inhibiting the response on stop trials approximately 50% of the time. A stop-signal reaction time, or SSRT, is then computed for each subject by subtracting this average stopsignal delay from the median response latency for Go trials (on which no stop-signal occurs). In this way, a continuous measure is constructed of the estimated time needed to inhibit a response. Studies using the SST have implicated several brain structures in a neural network subserving response inhibition. Responding is thought to be mediated by a premotor-striatal-pallidal-motor cortical network, whereas a primarily right-lateralized network, involving prominently the inferior frontal gyrus (IFG), as well as the presupplementary motor area (preSMA), and the subthalamic nucleus (STN), has been implicated in response inhibition (Aron, Behrens, Smith, Frank, & Poldrack, 2007; Aron & Poldrack, 2006). Several functional magnetic resonance imaging (fMRI) studies have shown that inhibiting a prepotent response consistently activates prefrontal regions, particularly the right IFG, in adults (Aron et al., 2007; Aron & Poldrack, 2006; Chevrier, Noseworthy, & Schachar, 2007; Rubia, Smith, Brammer, & Taylor, 2003) as well as in children (Cohen et al., 2007). Moreover, human lesion studies suggest that the right IFG is critical for response inhibition (Rieger, Gauggel, & Burmeister, 2003), i.e., lesions in the IFG sub-region pars opercularis impair response inhibition (Aron, Fletcher, Bullmore, Sahakian, & Robbins, 2003; Aron, Robbins, & Poldrack, 2004). The latter has been conrmed in a study using transcranial magnetic stimulation, where temporary deactivation of the right pars opercularis selectively impaired the ability to stop an initiated response (Chambers et al., 2006). In addition, a recent study found that FA within the right IFG correlated with response inhibition measured with the Simon task in a small group of adults (Forstmann et al., 2008). Further, fMRI studies have found the right preSMA to be activated during stop trials (Aron et al., 2007; Aron & Poldrack, 2006). The involvement of the right preSMA in response inhibition has also been corroborated by human lesion studies (Floden & Stuss, 2006; Nachev, Wydell, Oneill, Husain, & Kennard, 2007). Moreover, weak microstimulation of neurons in the supplementary eye eld improves stop task performance by delaying saccadic initiation in monkeys (Stuphorn & Schall, 2006). Another monkey study, using a switching task designed to examine control over automatic responses, found that successful switching from an automatic to a volitionally controlled response selectively increased the activity of preSMA neurons. In addition, electrical stimulation in the preSMA increased the proportion of successful switch trials (Isoda & Hikosaka, 2007). The role of the STN region in response inhibition is evidenced by fMRI studies showing this region to be activated during stop trials (Aron et al., 2007; Aron & Poldrack, 2006), and by the nding that deep-brain stimulation of the STN improves response inhibition in patients with Parkinsons disease (van den Wildenberg et al., 2006). Consistently, STN lesions impair inhibition in rodents (Eagle et al., 2008). Finally and importantly, evidence from a tractography study (Aron et al., 2007) suggests that the three regions implicated in response inhibition are interconnected. A possible preSMA-IFG connection is further supported by another tractography study in humans (Johansen-Berg et al., 2004), whereas the existence of direct bre connections between the preSMA and STN is supported by tract tracing in monkeys (Inase, Tokuno, Nambu, Akazawa, & Takada, 1999). Brain maturation is a complex ongoing process during childhood and early adulthood. Conventional structural MRI studies have demonstrated morphological changes in grey and white matter structures during childhood and adolescence consistent with cellular maturational processes, i.e., synaptic pruning and myelination (Giedd et al., 1999; Gogtay et al., 2004; Jernigan, Trauner, Hesselink, & Tallal, 1991; Paus et al., 1999; Sowell et al., 2004); and different grey matter structures exhibit distinct maturational tra-
jectories (Gogtay et al., 2004; Jernigan et al., 1991; Sowell et al., 2004). Furthermore, gradual increases in global white matter volume as well as regional white matter density, have been reported in children and adolescents, possibly reecting age-related increase in axonal diameter and ongoing myelination across this age range (Giedd et al., 1999; Paus et al., 1999, 2001). However, conventional structural MRI provides limited information about the underlying white matter microstructural properties. Diffusion tensor imaging (DTI) measures the diffusion of water molecules in tissue. In white matter, diffusion perpendicular to highly organised bre bundles is hindered relative to diffusion parallel to the bres, causing diffusion anisotropy (Beaulieu, 2002). An estimate of the degree of diffusion directionality, fractional anisotropy (FA), as well as diffusivity parallel ( ) and perpendicular ( ) to the principal diffusion direction can be derived by tting the diffusion measurements of each voxel to the diffusion tensor model (Basser, Mattiello, & LeBihan, 1994; Beaulieu, 2002). In recent years, DTI has been applied in studies of typicallydeveloping children and adolescents (Eluvathingal, Hasan, Kramer, Fletcher, & Ewing-Cobbs, 2007; Lebel, Walker, Leemans, Phillips, & Beaulieu, 2008; Snook, Paulson, Roy, Phillips, & Beaulieu, 2005). Age-related increases in FA have been reported in multiple locations within white matter, reecting a disproportionate decrease in relative to , possibly due to ongoing myelination and/or an increase in bre density (Eluvathingal et al., 2007; Lebel et al., 2008; Snook et al., 2005). Although the physiological signicance of these changes in diffusion parameters during childhood are still not fully understood, a previous study of infants correlated increased FA (and decreased ) with apparently increased neural conduction speed, as reected in decreased latency of the rst positive wave of the visual evoked potential (Dubois et al., 2008). Different white matter tracts exhibit distinct maturational patterns, with diffusion parameters in some tracts approaching adult levels earlier than others (Lebel et al., 2008). The relationship between age-related changes in white matter microstructural properties and the concurrent development of cognitive control in children is poorly understood. White matter microstructural changes in the fronto-striatal network have been correlated with faster reaction times in the Go/NoGo task, particularly in conditions more demanding of inhibition, in a small group of children (Liston et al., 2006). However, processing factors other than inhibitory function may also inuence reaction times on Go trials of the Go/NoGo task. There are currently no reports of associations between white matter microstructure and the specic measure of response inhibition from the SST, the stop-signal reaction time, in children. Here we report associations between response inhibition performance and regional white matter microstructure in typically-developing children. The major hypothesis of the study was that better response inhibition, adjusted for age, would be associated with higher FA in ber tracts within the right IFG. Secondary hypotheses were that such relationships might also be observed for tracts in the right preSMA region. The parallel and perpendicular diffusivities were investigated to further explore the observed effects, since these diffusion parameters may provide additional information about the underlying white matter microstructure. Post-hoc analyses, including whole brain or left hemisphere region-of-interest estimates of FA and , were also performed to further explore the anatomical specicity of the effects.
2. Materials and methods 2.1. Subjects Ninety-two typically-developing children aged 713 from three schools (1st6th graders) in the Copenhagen area were inducted into the study. Prior to participation, all children assented to the procedures and informed written con-
1st/2nd gradersa Age (mean SD) Gender (female/male) Handedness (right/left) Parents average years of education (mean SD) 8.3 0.5 12/10 19/3 13.9 1.7
Abbreviation: SD = standard deviation. a Children enrolled in the study were scanned either in the months just before (when in 1st, 3rd or 5th grade) or just after (when in 2nd, 4th or 6th grade) the summer holiday.
sent was obtained from the parents/guardians after oral and written explanation of the study aims and study procedures. The study was approved by the local Danish Committee for Biomedical Research Ethics (H-KF-01-131/03), and conducted in accordance with the Declaration of Helsinki. Twenty-seven of the participating subjects (17 girls, 10 boys) were subsequently excluded for the following reasons: incidental ndings on MRI (1 subject), not completing the scanning session (3 subjects), not assessed on the SST due to failure of the response box (6 subjects), and reduced image quality as described below (17 subjects). Thus, 65 subjects were included in the present study (mean age std: 10.1 1.6, 36 girls, 29 boys). According to a parent report, no subjects had any known history of neurological or psychiatric disorders or signicant brain injury. There were no signicant differences between the included and the excluded subjects on age, gender, parental education, or handedness (as assessed with the Edinburgh handedness inventory). Demographic data from the included subjects are presented in Table 1. 2.2. Stop-signal task The stop-signal task (SST) was administered using the Cambridge Neuropsychological Test Automated Battery (Cambridge Cognition Ltd., Cambridge, UK). The SST consists of go and stop trials (Fig. 1). Subjects sit in front of a computer monitor, with each index nger resting on a response button. A circle is presented for 500 ms, followed by an arrow pointing either left or right. Subjects are instructed to press the left or right button (i.e., with the left or right index nger), depending on the direction of the arrow, without making any mistakes, and to press as fast as possible. The test consists of two parts. In the rst part, there are 16 Go training trials without an auditory stop-signal to introduce the subjects to the press pad. In the second and longer part, an auditory stop-signal occurs in 25% of the trials. When the tone occurs, subjects must try to withhold their responses. The time between the onset of the arrow and the auditory stop signal, i.e., the stop-signal delay (SSD), changes adaptively throughout the test, depending on the subjects past performance, so that responses are inhibited successfully approximately 50% of the time for each subject. The shorter the SSD, the more likely it is that the subject will be able to
inhibit his or her response. The SST is administered in 5 blocks of 64 trials. Each block is divided into four sub-blocks of 16 trials (12 go trials and 4 stop trials in random order). There is no gap between the sub-blocks and they are not evident to the subject. After each block, a feedback screen is displayed showing a histogram representation of the subjects reaction time on Go trials. The histogram shown after the rst block is identical for all subjects. The test administrator explains to the subject that if he/she can go faster, it will show in the next histogram, before encouraging him/her to go faster. The feedback after each of the last four blocks is the subjects go reaction time in relation to the rst block, and consists of a histogram containing the rst block and the relative performance of all previous blocks. The primary behavioural outcome measure is the stop-signal reaction time (SSRT), which measures how fast subjects can inhibit a prepotent response. The SSRT is estimated using the race model (Logan & Cowan, 1984) by subtracting the SSD50, where subjects are able to inhibit 50% of their responses, from the median go RT. The race model assumes that the go and stop processes are in a race with each other and are (mainly) independent (Boucher, Palmeri, Logan, & Schall, 2007; Logan & Cowan, 1984). To get a stable estimate of the SSRT, the trials in the rst half of the dataset were treated as training trials to familiarize subjects with the auditory stop-signal, and the SSRT used for statistical analysis was estimated from trials in the last half of the task. 2.3. Image acquisition All subjects were scanned using a 3T Siemens Magnetom Trio MR scanner (Siemens, Erlangen, Germany) with an eight-channel head coil (Invivo, FL, USA). Subjects were scanned the same day as the SST was administered. All acquired scans were aligned parallel to the anterior commisureposterior commisure (ACPC) line. Diffusion-weighted (DW) images of the whole brain were acquired using a twicerefocused balanced spin echo sequence that minimised eddy current distortion (Reese, Heid, Weisskoff, & Wedeen, 2003). Ten non-DW images (b = 0) and 61 DW images, encoded along independent collinear diffusion gradient orientations (Cook, Symms, Boulby, & Alexander, 2007; Jansons & Alexander, 2003), were acquired with a b value of 1200 s/mm2 (TR = 8200 ms; TE = 100 ms, FOV = 220 mm 220 mm, matrix = 96 96, GRAPPA: acceleration factor = 2; number of reference lines = 48, 61 transverse slices with no gap, 2.3 mm 2.3 mm 2.3 mm voxels, NEX = 1, acquisition time = 9.50 min). A gradient echo based eld map sequence (TR = 530 ms, TE[1] = 5.19 ms and TE[2] = 7.65 ms, FOV = 256 mm 256 mm; matrix = 128 128, 47 transverse slices with no gap, voxel size = 2 mm 2 mm 3 mm, NEX = 1, acquisition time = 2.18 min) was acquired to correct geometric distortions caused by B0 magnetic eld inhomogeneities. T2 -weighted images of the whole head were acquired using a 3D turbo spin echo sequence (TR = 3000 ms, TE = 354 ms, FOV = 282 mm 282 mm, matrix = 256 256, 192 sagittal slices with no gap, 1.1 mm 1.1 mm 1.1 mm voxels, NEX = 1, acquisition time = 8.29 min) for generating brain masks. T1 -weighted and proton density weighted images were also acquired in the imaging session, but these images were not used in the analysis reported here. 2.4. Image evaluation All subjects images were evaluated by an experienced neuroradiologist. Prior to image analysis, and blind to behavioural data, the raw images from all subjects were visually checked to ascertain the quality of the data. As described above, based on this inspection, 17 subjects had signicantly reduced image quality due to movement or susceptibility artefacts and were excluded from further analysis.
Fig. 1. The stop-signal task consists of go and stop-signal trials. A circle is presented for 500 ms, followed by a presentation of an arrow pointing either left or right. Subjects are instructed to respond as fast as possible by pressing a left or right button, depending on the direction of the arrow. In the stop trials, an auditory stopsignal occurs after the presentation of the arrow, and on these trials subjects must try to withhold their responses. The latency to the sound (the stop-signal delay [SSD]) varies dynamically throughout the study to produce the SSD50, where subjects are able to inhibit approximately 50% of their responses. The stop-signal reaction time (SSRT) is calculated as the median go RT minus the SSD50, according to the race model (Logan & Cowan, 1984).
2.5. Image analysis Images were preprocessed using pipelines implemented in Matlab, using mainly SPM2 routines. DW images were oriented to the MNI coordinate system and corrected for geometric distortions due to B0 inhomogeneities. The rst B0 image was coregistered to MNI space using a rigid transformation (6 parameter mutual information), after which all DW images were coregistered (no reslicing) to the rst B0 image. Next, all coregistered images were corrected for geometric distortions using the acquired B0 eld map (Andersson, Hutton, Ashburner, Turner, & Friston, 2001) and resliced into the MNI coordinate system using trilinear interpolation. Note that
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Fig. 2. (a) Coronal and sagittal slices of the mean skeleton (yellow) overlaid on the target FA image. The blue segments are the IFG (inferior frontal gyrus, pars opercularis) ROIs and the red segments are the preSMA (presupplementary motor area) ROIs. (b) Midsagittal view showing the planes (in green) of the three coronal sections in the top row. The planes indicated in white and green represent the coronal views of the effect-size maps shown in Figs. 3 and 4.
morphology of the pars opercularis (Tomaiuolo et al., 1999). The boundaries of the IFG ROIs were found by using anatomical information visible in the target FA map, where the vertical ramus of the lateral ssure and the inferior part of the precentral sulcus, indicated by low FA values, were used as landmarks to dene the anterior and posterior boundaries of the pars opercularis. The skeleton dened the superior boundary, in that the lateral part of the pars opercularis segment was perpendicular to the segment going into the pars triangularis. The right IFG ROI contained 379 voxels and the left contained 322 voxels. The location of the preSMA ROIs was based on MNI coordinates derived from published functional and structural studies (Behrens, Jenkinson, Robson, Smith, & Johansen-Berg, 2006; Johansen-Berg et al., 2004), and dened between MNI x = 0 and x = 20. However, based on the anatomical information provided by the target FA map, the posterior and anterior boundaries were set to MNI x = 5 and x = 14 for the right and x = 6 and x = 15 for the left preSMA ROI, respectively. The right preSMA ROI included 295 voxels and the left ROI included and values from all four ROIs and the whole skeleton 311 voxels. Mean FA, were extracted for each subject for statistical analyses. We initially attempted to include a ROI in the internal capsule, given that the subthalamic nucleus (STN) has been implicated in response inhibition (Aron & Poldrack, 2006; van den Wildenberg et al., 2006) and bre tracts connecting the IFG and preSMA with the STN have been found (Aron et al., 2007). However, due to the lack of clear landmarks delimiting the relevant segments of the internal capsule, it was deemed not feasible to dene an appropriate ROI on the mean skeleton. 2.7. Statistical analysis The statistical analyses were performed with SPSS 15.0 using multiple linear regression models predicting SSRT. Multicollinearity between the predictors was assessed for all models. The statistical tests were performed hierarchically. The major hypotheses that right IFG FA and right preSMA, adjusted for age, would be signicantly and negatively associated with SSRT were tested with = 0.025. Planned follow-up analyses were contingent on observing signicant associations with FA in the primary analyses. Follow-up analyses were done to assess the anatomical specicity of the effects, either by adjusting for the whole skeleton FA or by adjusting for the corresponding left hemisphere ROI FA. The parallel and perpendicular diffusivities were investigated to further explore the nature of these observed effects by following the same statistical analysis protocol as for the FA data. An additional follow-up analysis was conducted to predict SSRT with the right IFG FA and the right preSMA FA measures simultaneously. Exploratory models including either gender or age by gender interaction effects revealed no signicant gender effects and, thus, models presented do not include gender. Two effect-size maps are presented to provide further anatomical information about the association between FA and SSRT (Jernigan, Gamst, Fennema-Notestine, & Ostergaard, 2003). The effect-size maps are t-maps of the correlation between FA and SSRT, however the sign of the correlations are reversed so that correlations between high FA and better response inhibition performance (lower reaction time) are shown in warm colours (red to yellow). The maps are presented with and without adjusting for age, respectively. The t-maps were generated using the Monte Carlo permutation test with 10,000 permutations implemented in the randomise program within FSL (Nichols & Holmes, 2002).
this procedure involves only one reslicing step. The diffusion tensor was tted using the RESTORE algorithm (Chang, Jones, & Pierpaoli, 2005) implemented in Camino ( 1 ) and (( 2 + 3 )/2) were calculated. A brain mask (Cook et al., 2006), and FA, based on the T2 -weighted image was automatically created using SPM2 segmentation routines and morphological operations and applied to the FA and diffusivity images. Because our hypotheses relate to the degree of anisotropy in specic bre tracts, we used a region-of-interest (ROI) approach to extract FA and diffusivity measures from specic ROIs for each subject. However, we rst used tract-based spatial statistics (TBSS) (Smith et al., 2006) to accomplish spatial normalisation and to align the bre tracts across children. Specically, FSL 4.0.1 (Smith et al., 2004) was used to align all subjects FA images into a common space using the nonlinear registration IRTK (Rueckert et al., 1999). A study-specic target, the groups most representative FA image, was identied by aligning each subjects FA image to every other subjects FA image. The target FA image was aligned to 1 mm3 MNI space using afne registration, and subsequently all subjects FA images were then aligned to this study-specic target FA image. A cross-subject mean FA image was created and thinned to create a mean FA skeleton, representing the centres of all tracts common to the group. The mean FA skeleton was thresholded at FA > 0.25, and contained 103,503 1 mm3 interpolated isotropic voxels, corresponding to approximately one quarter of the voxels with FA above 0.25. Each subjects aligned FA image was then projected onto the study-specic skeleton by locating the voxels with the highest local FA value in the direction perpendicular to the skeleton tracts and assigning the value of these voxels to the skeleton at this standardised location. Note that this results in a mapping of each voxel location in the skeleton to a specic voxel in the individual FA maps. In addition, the nonlinear warps and the skeleton projections and data. were applied to the 2.6. Regions-of-interest Regions-of-interest (ROIs) were drawn onto the study-specic skeleton overlaid on the target FA map. Since the TBSS procedure projects individual FA values and other DTI derived parameters onto a common framework, i.e., the mean studyspecic skeleton, one can extract each subjects individual measures directly by delineating a ROI once. The ROIs were placed in the right and left IFG (pars opercularis) and in the right and left preSMA (Fig. 2). The right and left pars opercularis were located using a brain atlas (Duvernoy, 1999) and published information about the
3. Results Behavioural measures for the SST and the FA measures for the four ROIs are presented in Table 2. The subjects inhibited approximately 50% of their responses in the stop trials, indicating that the adaptive tracking algorithm performed as expected. Separate statistics are provided for boys and girls, but no gender differences approached signicance (Ps > 0.37).
Table 2 Behavioural measures of the SST and fractional anisotropy measures of the region-of-interest.* . Behavioural measure Median correct Go RT (ms) Mean SSD 50% (ms) Percentage inhibition SSRT (ms) Region-of-interest Right IFG Right preSMA Left IFG Left preSMA All subjects 504.4 287.1 50.5 217.3 103.5 104.9 0.1 60.4 Girls 510.3 297.5 50.9 212.9 114.1 109.0 0.1 59.1 Boys 497.0 274.1 49.9 222.8 90.2 99.9 0.1 62.5
All subjects FA 0.405 0.435 0.411 0.444 0.025 0.034 0.031 0.024
Abbreviations: SST = stop-signal task, SD = standard deviation, RT = reaction time, SSRT = stop-signal reaction time, SSD = stop-signal delay. * All values are Mean SD.
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Table 3 Linear regression models predicting SSRT from FA: a priori hypotheses.a . Right IFG Model [1] [2] [3] [4] [5] [6] R
2
Right preSMA P 0.00024 0.319 0.0038 0.002 0.023 0.037 0.00026 0.0029 0.0022 0.377 0.268 0.221 P
0.396
0.00018
Each model is referred to with a number in the leftmost column, representing the models: [1] right IFG FA, adjusted for age; [2] right preSMA FA, adjusted for age; [3] right IFG FA; [4] right preSMA FA; [5] right IFG and right preSMA FA; [6] right IFG and right preSMA, adjusted for age. Models [1] and [2] test the a priori hypotheses (see text for details). Abbreviations: SSRT = stop-signal reaction time, IFG = inferior frontal gyrus, PreSMA = presupplementary motor area, and FA = fractional anisotropy. a Linear regression models are presented in rows. Predictors are presented in columns.
3.1. Associations between SSRT and DTI parameters within IFG and preSMA Results for the primary and secondary hypotheses are presented in Table 3, where each row represents a separate, planned model predicting SSRT. As hypothesized, right IFG FA, adjusted for age, was signicantly and negatively associated with SSRT (Fig. 3a and Table 3, model 1), indicating that better response inhibition is associated with higher mean FA values within the right IFG. A similar signicant relationship was observed for right preSMA FA (Fig. 3b and Table 3, model 2). When not controlling for age, which itself was signicantly and negatively correlated with SSRT (R2 = 0.212, = 0.460, P = 0.0001) the effects were slightly larger (Table 3, models 3 and 4). Interestingly, when entered as predictors simultaneously, either alone or adjusting for age, both right IFG and preSMA FA remained signicant predictors of SSRT (Table 3, models 5 and 6), suggesting that these effects are additive. Results from follow-up analyses of the FA data, testing for the anatomical specicity of the above-mentioned effects, are presented in Table 4. When adjusting for age and whole skeleton FA, right IFG FA as well as right preSMA FA remained signicant predictors of SSRT (Table 4, models 1 and 3), suggesting that the association between SSRT and right IFG and preSMA FA were not mediated by global increase in FA. In both models, the additional effect of whole skeleton FA did not reach signicance, though whole skeleton FA, adjusted for age, was itself signicantly and negatively associated with SSRT (R2 = 0.288, = 0.304, P = 0.013). Furthermore, the right hemisphere FA values remained signicant when controlling for age and the corresponding left hemisphere ROI FA values (Table 4, models 2 and 4). The additional contributions of the latter did not approach signicance in either case. Although left IFG FA by itself was correlated with SSRT (R2 = 0.075, P = 0.028), this association was not signicant after controlling for age (P = 0.09),
and left preSMA FA did not exhibit a signicant association with SSRT (P = 0.62). The parallel and perpendicular diffusivities were investigated to further explore the nature of these effects. Both right IFG and preSMA were signicantly and positively associated with SSRT alone (Table 5, models 1 and 5) or when controlling for age (Table 5, models 2 and 6) or for left hemisphere ROI (Table 5, models 4 and 8). When controlling for both age and whole skeleton , the effect of right IFG remained signicant, though the effect of right preSMA did not (Table 5, models 3 and 7, respectively). Whole skeleton , adjusted for age, was signicantly and positively related with SSRT (R2 = 0.307, = 0.333, P = 0.005). These effects contrasted with those for parallel diffusivity. Neither right IFG nor right preSMA was signicantly associated with SSRT, with or without adjusting for age (P > 0.5). However, whole skeleadjusted for age was signicantly and positively correlated ton with SSRT (R2 = 0.267, = 0.242, P = 0.035). Collinearity diagnostics were performed for all of the regression models and multicollinearity among the explanatory variables in the models was low (tolerance = 0.460.99, variance ination factor = 1.012.17). 3.2. Effect-size map The present study was designed to test specic anatomical hypotheses about the relationship between right IFG and preSMA bre tract microstructure and variability in SST performance in children. Therefore neither a whole brain, voxel-wise analysis of the effects (appropriately adjusted for test-multiplicity), nor a restricted voxel-wise analysis with small volume correction was deemed appropriate for testing these a priori hypotheses. However, since the analysis we used produces estimates of the effect size at each voxel, we have provided visualisation of the effect-size
Fig. 3. Partial regression plots of the stop-signal reaction time (SSRT) as a function of (a) right inferior frontal gyrus (IFG) FA, adjusted for age and (b) right presupplementary motor area (preSMA) FA, adjusted for age.
K.S. Madsen et al. / Neuropsychologia 48 (2010) 854862 Table 4 Linear regression models predicting SSRT from FA: follow-up analyses.a . Right IFG Model [1] [2] R
2
859
Age P 0.0032 0.00099 0.361 0.409 Age P 0.044 0.0019 0.349 0.431 P 0.0037 0.00015 P 0.0019 0.00020
0.383 0.372
0.243 0.367
0.334 0.328
Each model is referred to with a number in the leftmost column, representing the models: [1,3] right ROI, adjusted for age and whole skeleton FA; [2,4] right ROI, adjusted for age and corresponding left ROI FA. Abbreviations: SSRT = stop-signal reaction time, IFG = inferior frontal gyrus, PreSMA = presupplementary motor area, and FA = fractional anisotropy. a Multiple linear regression models are presented in rows. Predictors are presented in columns.
maps. These maps show the distribution of t-values in skeleton voxels, and are presented to provide additional information about the anatomical distribution of associations between response inhibition performance and FA in white matter. Two maps are provided, the rst (Fig. 4) displaying the association between FA and SSRT controlling for age, and the second (Fig. 5) displaying the direct association of FA and SSRT. The contrast has been coded so that association of lower SSRT (better response inhibition) with higher FA yields positive t-values. Increasing positive t-values are shown in warm colours ranging from red to yellow, whereas decreasing negative t-values are shown in cool colours ranging from dark blue to light blue. The position of the depicted coronal slices is indicated in Fig. 2b. Slices 5, 10, and 13 are through the ROI locations and are the same as those shown in Fig. 2a, top row. Slice 18 shows the effects in the hand area in the motor cortex. In general, the associations between higher FA and better response inhibition appear to be modestly stronger when not correcting for age. In Fig. 6, sagittal views of the effect-size map show clusters of voxels with relatively high t-values within the internal capsule. Some clusters appear to be located in the posterior limb of the internal capsule. 4. Discussion The present study examined associations between response inhibition performance and white matter microstructure within IFG (pars opercularis) and preSMA in children aged 713 years. As hypothesized, higher FA in bre tracts within right IFG and preSMA was signicantly associated with better response inhibition. Since both FA (Lebel et al., 2008) and response inhibition (Williams et
Table 5 Linear regression models predicting SSRT from Right IFG Model [1] [2] [3] [4] R
2
al., 1999) increase throughout childhood and adolescence, a correlation between these measures could represent a nonspecic association attributable to unmeasured factors indexed by chronological age. For example, since height also increases in children over this age range, one might expect to nd a simple correlation between height and response inhibition within a group of children with varying ages. However, since height has little direct relationship to cognitive functioning in children, one would expect the correlation between these variables to be substantially reduced after controlling for age statistically. Thus, we hypothesized that the associations between SSRT and FA within the right IFG and preSMA would remain signicant after controlling for age; i.e., that even among children of similar age, those with higher FA in right IFG and right preSMA would exhibit stronger response inhibition performance. These hypotheses were conrmed. Several planned follow-up analyses were conducted to explore the nature of these associations. We were interested to assess the anatomical specicity of the associations between response inhibition performance and bre structure within the right IFG and preSMA, i.e., the extent to which response inhibition exhibited a relatively specic relationship to FA in this bre tract relative to others. This is an important question, since it is known that FA increases concurrently in many bre tracts during childhood (Lebel et al., 2008). Mean FA for the whole skeleton, adjusted for age, was modestly correlated with SSRT, suggesting that global individual differences in white matter microstructure between children of similar age are mediating this association. However, the effects on SSRT of FA in the right IFG and in the right preSMA remained signicant when this global measure of FA was included as a
follow-up analyses.a . Age P 0.000017 0.00014 0.0097 0.0013 0.360 0.346 0.355 Age P 0.0016 0.0059 0.145 0.011 0.403 0.342 0.409 P 0.00042 0.0037 0.00042 P 0.00090 0.0024 0.0014 Whole skeleton P Left IFG P
0.063
Whole skeleton P
Left PreSMA P
0.218
Each model is referred to with a number in the leftmost column, representing the models: [1,5] right ROI ; [2,6] right ROI , adjusted for age; [3,7] right ROI , adjusted for age and whole skeleton ; [4,8] right ROI , adjusted for age and corresponding left ROI . Abbreviations: SSRT = stop-signal reaction time, IFG = inferior frontal gyrus, PreSMA = presupplementary motor area, and = perpendicular diffusivity. a Linear regression models are presented in rows. Predictors are presented in columns.
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Fig. 6. Effect-size map of the negative association between SSRT and FA with (a) and without (b) adjusting for age. The effect-size map is overlaid on the target FA image. The colour bar shows the mapping of colours to the values of the t-statistics. All voxels on the skeleton are coloured. The sagittal slices were selected to show clusters of voxels with relatively high t-values within the internal capsule. The MNI coordinates for the images are given above the images.
Fig. 4. Effect-size map of the negative association between SSRT and FA adjusted for age. The effect-size map is overlaid on the target FA image. The colour bar shows the mapping of colours to the values of the t-statistics. All voxels on the skeleton are coloured. Images are shown with the subjects right side on the right side (neurological convention). The MNI coordinates for the coronal images are given under each image. The IFG and preSMA ROIs were located in slice 5, 10 and 13 (see Fig. 2a, top row).
Fig. 5. Effect-size map of the negative association between SSRT and FA. The effectsize map is overlaid on the target FA image. The colour bar shows the mapping of colours to the values of the t-statistics. All voxels on the skeleton are coloured. Images are shown with the subjects right side on the right side (neurological convention). The MNI coordinates for the coronal images are given under each image. The IFG and preSMA ROIs were located in slice 5, 10 and 13 (see Fig. 2a, top row).
covariate, and in these models the effect of the global measure no longer approached signicance. This suggests that the relationships between response inhibition and FA within the right IFG and preSMA are not likely to be mediated by global white matter FA differences and may be more strongly related to the structure in specic tracts. Moreover, results from similar analysis controlling for FA in the left hemisphere ROIs, suggested that the effects of structure in the right hemisphere tracts were more robust than effects of structure in the left hemisphere tracts. This pattern is consistent with a signicant degree of anatomical specicity of the effects relating FA and SSRT performance; and it is consistent with previous studies suggesting that a primarily right-lateralized network involving IFG and preSMA mediates response inhibition (Aron et al., 2007, 2003; Chambers et al., 2006; Floden & Stuss, 2006; Nachev et al., 2007). Interestingly, when predicting SSRT performance with right IFG and right preSMA FA simultaneously (with or without adjusting for age), both regions remained signicant predictors. This suggests that increased FA in bre tracts within the right IFG and right preSMA may contribute additively to better response inhibition performance. TBSS improves inter-subject registration of brain bre tracts relative to prior methods for performing spatial normalisation of FA images (Smith et al., 2006) and the method obviates the need for extensive spatial smoothing. Thus, the use of TBSS in the present study aimed to increase the sensitivity of our ROI approach relative to ROI methods used in previous DTI studies in children. We averaged FA over the segments of the tract skeleton that corresponded to the expected location of the targeted tracts after applying TBSS to align the tracts across subjects. This was considered to be a more objective way of estimating FA within a comparable portion of the tract within each individual than subjective (manual) delineation of regions within the white matter, and a more powerful test of our hypothesis than a voxel-wise approach. However, the method produces only an approximation of FA in the targeted tracts, and in future studies it may be possible to employ better validated tractography methods that dene the tracts based on connectivity, or new methods using probabilistic atlases (Hagler et al., 2009) to more denitively assess the structure in particular bre tracts. We performed additional analyses of parallel and perpendicular diffusivities to further investigate the effects found in the right IFG and preSMA, since these diffusion parameters may provide additional information about the underlying white matter microstructure. We found a similar relationship between SSRT and to that observed with FA in the bre tracts within the right appeared weaker and were IFG and preSMA. The effects of
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not signicant. This suggests that the increase in FA associated with better response inhibition performance is mainly driven by decreased . Although interpretation of changes in DTI parameters is not straightforward, previous studies suggest that may be more sensitive to changes in myelination (Song et al., 2003, 2005). Using a mouse model of retinal ischemia, a DTI and histology study revealed a gradual decrease in relative anisotropy, caused by, at rst, decrease in , corresponding with the timing of axonal degeneration, followed by increase in , associated with optic nerve demyelination (Song et al., 2003). Another rodent study, using a model of experimental de- and remyelination of the corpus callosum, found that continuous cuprizone (neurotoxin) treatment caused demyelination of the callosal bres, reected by increased . When the treatment was discontinued, the effects were reversed, and the progression of bre remyelination was consistent with decrease in (Song et al., 2005). Although does not measure myelin directly, these ndings suggest that the degree of myelination may be contributing to the observed effects in the present study. Age-related FA increases in bre tracts have been linked to decreases in in previous studies (Lebel et al., 2008). However, other tissue parameters, such as axonal diameter, packing density, spacing, or number; extracellular volume fraction; or tract geometry may also contribute to changes in FA and (Beaulieu, 2002; Madler, Drabycz, Kolind, Whittall, & MacKay, 2008; Schwartz et al., 2005). Previous studies have linked the STN to response inhibition (Aron & Poldrack, 2006; van den Wildenberg et al., 2006), and bre tracts connecting the IFG and preSMA with STN pass through the internal capsule (Aron et al., 2007). Due to the lack of clear landmarks delimiting these bres within the internal capsule, we were not able to dene an appropriate ROI in the internal capsule that distinguished these tracts. However, in the effect-size maps displaying the associations between higher FA and better response inhibition performance, clusters with relatively high t-values were observed in the internal capsule (Fig. 6). Though it is not possible to conclude whether or not these connections are contained in the observed clusters, the pattern observed in the effect-size maps suggests that the internal capsule may be an important part of the neural circuit mediating variability in response inhibition in this study. Future studies employing tractography may provide additional evidence. As mentioned above, these ndings suggest that even among children of similar age, higher FA and lower in right IFG and preSMA are associated with better response inhibition performance. Many questions remain about what such age-adjusted variability in FA and might represent. It may reect individual differences in trajectories of bre tract maturation of the neural system subserving response inhibition, i.e., differences in the phase of IFG and preSMA development among children of similar age. It is plausible that this variability could mediate, at least to some extent, the association between response inhibition performance and white matter microstructure found in the present study, since both white matter structure (Lebel et al., 2008) and inhibitory control (Williams et al., 1999) continue to develop across this age range. Alternatively, it could represent individual differences in the structure of the bre tracts (perhaps reecting differences in the underlying neural system connectivity) that emerge earlier during brain development and remain stable in spite of superimposed biological changes associated with development. This is plausible since individual differences in behavioural performance have been associated with FA variability in adults (Forstmann et al., 2008; Gold, Powell, Xuan, Jiang, & Hardy, 2007; Wolbers, Schoell, & Buchel, 2006) as well as children. It is also plausible that the difference in microstructure of the bre tracts are inuenced by dynamic processes, possibly associated with activity levels in the neural circuits. In a recent DTI study, accelerated white matter development (higher FA) in the sagittal
stratum was found in preterm relative to full-term infants at term equivalent age, possibly as a result of increased intensity of sensorimotor stimulation associated with extrauterine life (Gimenez et al., 2008). Thus, the differences observed in the present study could reect variability in the experiences and learning of the children. Finally, genetic variability may play a role in mediating these differences. 5. Conclusion FA and within the right IFG and preSMA exhibit associations with SSRT that are not attributable to age and the associations do not appear to reect behavioural effects of global white matter development. Further, the contributions of right IFG and preSMA FA to the prediction of response inhibition appear to be additive. Children may vary in the phase of maturation in the network subserving response inhibition, and this variability may mediate the associations. Alternatively, the associations could be mediated by individual differences among the children in underlying neural system connectivity, or to more transient differences associated with dynamic (perhaps activity-dependent) processes. Longitudinal observations are needed to help distinguish between these, and other, possibilities. Acknowledgements This work was supported by the Danish Medical Research Council, University of Copenhagens Research Priority Area Body and Mind, and the Lundbeck Foundation. References
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Paper 2
Danish Research Centre for Magnetic Resonance, Copenhagen University Hospital, Hvidovre, Denmark Center for Integrated Molecular Brain Imaging, Copenhagen, Denmark Faculty of Health Sciences, University of Copenhagen, Copenhagen, Denmark Center for Human Development, University of California, San Diego, La Jolla, CA, US
Corresponding Author Kathrine Skak Madsen Danish Research Centre for Magnetic Resonance Copenhagen University Hospital, Hvidovre Kettegaard All 30 DK-2650 Hvidovre, Denmark Email: Kathrine@drcmr.dk, Phone: +45 38623323, Fax: +45 36470302
Acknowledgements This work was supported by the Danish Medical Research Council and the Lundbeck Foundation.
Abstract
The corticospinal tracts and the basal ganglia continue to develop during childhood and adolescence, and indices of their maturation can be obtained using diffusion-weighted imaging. Here we show that a simple measure of visuomotor function is correlated with diffusion parameters in the corticospinal tracts and neostriatum. In a cohort of 75 typically-developing children aged 7 to 13 years, mean 5choice reaction times (RTs) were assessed. We hypothesized that children with faster choice RTs would show lower mean diffusivity (MD) in the corticospinal tracts and neostriatum and higher fractional anisotropy (FA) in the corticospinal tracts, after controlling for age, gender, and handedness. Mean MD and/or FA were extracted from the right and left corticospinal tracts, putamen, and caudate nuclei. As predicted, faster 5-choice RTs were associated with lower MD in the corticospinal tracts, putamen, and caudate. MD effects on RT were bilateral in the corticospinal tracts and putamen, while right caudate MD was more strongly related to performance than was left caudate MD. Our results suggest a link between motor performance variability in children and diffusivity in the motor system, which may be related to: individual differences in the phase of fibre tract and neostriatal maturation in children of similar age, individual differences in motor experience during childhood (i.e., usedependent plasticity), and/or more stable individual differences in the architecture of the motor system.
Introduction
Perceptual-motor speed continues to develop throughout childhood and adolescence (Kail 1991), yet little is known about how increasing perceptual-motor expertise is related to structural brain development. Increasing speed of processing can involve a wide range of sensory, cognitive and motor functions, and has been studied at the behavioural level with many different choice reaction time (RT) tasks (Konrad et al. 2009; Madden et al. 2004; Miller and Low 2001). In this study, we wished to clarify whether choice RT on a simple behavioural task was correlated with microstructure within the motor network. Our focus was on core motor brain structures, namely the major motor output pathway, the corticospinal tract (CST), and the neostriatum (putamen and caudate nuclei), which has been implicated in movement selection, initiation and execution (Bohr et al. 2007; Gerardin et al. 2004; Haber and Gdowski 2004). The CSTs and neostriatum continue to develop during childhood and adolescence (Jernigan et al. 1991; Lebel et al. 2008; Sowell et al. 1999), and indices of their maturation can be obtained using diffusion-weighted imaging (DWI). DWI is sensitive to the diffusion of water molecules. In white matter, water diffusion is less hindered parallel than perpendicular to the fibre bundles, ostensibly due to occluding cellular structures, i.e., axonal membranes and surrounding myelin sheaths, causing diffusion anisotropy. In grey matter, diffusion is also hindered by cellular structures, but it is relatively isotropic (at clinical voxel sizes) (Beaulieu 2009). By employing the diffusion tensor model, useful measures can be derived, including fractional anisotropy (FA) estimating the degree of diffusion directionality, mean diffusivity (MD), and diffusivity parallel (||) and perpendicular () to the principal diffusion direction (Basser et al. 1994; Beaulieu 2009). Studies applying DWI in children and adolescents have reported age-related increases in FA and/or decreases in MD within both white and grey matter structures (Eluvathingal et al. 2007; Lebel et al. 2008; Snook et al. 2005). Lebel et al. (2008) observed that diffusion parameters within the motor network, including the CST, putamen, and caudate nuclei, exhibit protracted age-related changes continuing into early adulthood. Focusing on the subjects studied by Lebel et al. (2008) within the current samples age range (7 to 13 years), strong age-related reductions in MD are apparent in both CSTs and neostriatal structures across this range. Age-related increases in FA were also prominent in CSTs, but neostriatal FA changes were more variable, and less strongly related to age, in this age group. A growing number of DWI studies in children have linked regional white matter microstructure to performance levels on, e.g., reading (Niogi and McCandliss 2006), response inhibition (Madsen et al. 2010), and working memory (Vestergaard et al. 2010). In healthy young right-handed adults, faster right- relative to left-handed responses have been correlated with higher FA in the left corticospinal tract in an auditory simple reaction time task (Bohr et al. 2007). However, no studies have examined the relationship between the microstructure of motor pathways and perceptual-motor speed as
reflected by choice RT in developing children. Here we tested the hypotheses that in typicallydeveloping children faster 5-choice RT would be associated with lower MD in the CSTs and neostriatum, and higher FA in the CSTs, independently of age.
* Children enrolled in the study were scanned either in the months just before (when in 1st, 3rd or 5th grade) or just after (when in 2nd, 4th or 6th grade) the summer holiday.
manual response spatially matched to that target. The children were sitting in front of a touch screen and were instructed to press a button on a response pad with the index finger of the dominant hand. After a random delay, between 750 and 2250 ms, a yellow dot was presented in one of the circles displayed on the screen, and subjects were required to release the button and touch the yellow dot on the screen as fast as possible. In an initial block of trials, the yellow dot appeared in a single circle located centrally on the screen. In the subsequent block of 5-choice trials, the yellow dot appeared (randomly) in one of five circles visible on the screen (Figure 1). Both blocks were divided into a practice and a test phase. The training phases each consisted of 5 trials. Subjects who failed to perform 4 of the 5 practice trials correctly received a second practice phase before the test phase. Each test phase consisted of 15 trials. For each block, button release time, movement time, and accuracy scores were recorded. The behavioural measure used to test the hypotheses was button release time for the 5-choice test trials (referred to as 5-choice RT), which estimates the time taken to select and initiate the movement. Error rates were very low (47 of 75 subjects produced no errors). However, data from error trials were excluded from the calculations. Z-scores for trial RTs were computed within each subject (by block) and trials with a Z-score above 3 were excluded (as outliers) from the calculation of the mean RTs. Movement times were not used for the analyses, because this measure clearly reflected not only individual differences in movement speed, but also individual differences in response style. The subjects were required to physically touch the display screen. Some subjects consistently decelerated their movements as they approached the screen in order to touch it softly, while others elected to stab the screen with more force.
Figure 1. Set-up of the 5-choice reaction time (RT) task. Subjects sit in front of a touch screen and are instructed to press a button on a pad in front of them. After a random delay, a yellow dot appears in one of five circles. Subjects must release the button as quickly as possible and touch the yellow dot. The 5-choice RT was defined as the average time it took to release the button on accurate choice RT trials.
Image acquisition
All subjects were scanned using a 3T Siemens Magnetom Trio MR scanner (Siemens, Erlangen, Germany) with an eight-channel head coil (Invivo, FL, USA). All acquired scans were aligned parallel
to the anterior commissureposterior commissure line. T1-weighted images of the whole head were acquired using a 3D MPRAGE sequence (TR = 1550 ms, TE = 3.04 ms, matrix 256 x 256, 192 sagittal slices, 1 x 1 x 1 mm3 voxels, acquisition time = 6:38). T2-weighted images of the whole head were acquired using a 3D turbo spin echo sequence (TR = 3000 ms, TE = 354 ms, FOV = 282 x 216, matrix = 256 x 196, 192 sagittal slices, 1.1 x 1.1 x 1.1 mm3 voxels, acquisition time = 8:29). Whole brain diffusion-weighted (DW) images were acquired using a twice-refocused balanced spin echo sequence that minimized eddy current distortion (Reese et al. 2003). Ten non-DW images (b = 0) and 61 DW images (b = 1200 s/mm2), encoded along independent collinear diffusion gradient orientations, were acquired (TR = 8200 ms, TE = 100 ms, FOV = 220 x 220, matrix = 96 x 96, GRAPPA: factor = 2, 48 lines, 61 transverse slices with no gap, 2.3 x 2.3 x 2.3 mm3 voxels, acquisition time = 9:50). A gradient echo field map was acquired to correct B0 field distortions (TR = 530 ms, TE[1] = 5.19 ms and TE[2] = 7.65 ms, FOV = 256 x 256; matrix = 128 x 128, 47 transverse slices with no gap, voxel size = 2 x 2 x 3 mm3, acquisition time = 2:18).
Image evaluation
All subjects images were evaluated by an experienced neuroradiologist. Prior to image analysis, and blind to behavioural data, the raw images from all subjects were visually inspected to ascertain the quality of the data. Based on this inspection, 12 subjects were deemed to have significantly reduced DW image quality due to movement or susceptibility artefacts and were excluded from further analysis. An additional 6 subjects (3 boys and 3 girls, 3 right- and 3 left-handers) had reduced T1weighted image quality and were not included in analyses involving grey matter regions-of-interest (ROIs), but were included in all other analyses.
Image preprocessing
Images were preprocessed using pipelines implemented in Matlab, using mainly SPM5 (Wellcome Department of Cognitive Neurology, University College London, UK) routines. T1-weighted and T2weighted images were corrected for spatial distortions due to non-linearity in the gradient system of the scanner (Jovicich et al. 2006). The T2-image was coregistered (no reslicing), using a 6-parameter mutual information rigid transformation to the T1-image. In the DWI analysis, each subjects mean b0 image was coregistered (no reslicing), to the T2-image, after which all DW images were coregistered (no reslicing) to the mean b0 image. Next, all coregistered images were corrected for geometric distortions using a voxel displacement map based on both the acquired B0 field map (Andersson et al. 2001) and the scanner specific gradient non-linearities (Jovicich et al. 2006). Finally, all images were resliced using trilinear interpolation. Note that this procedure involves only one reslicing step. The diffusion gradient orientations were adjusted to account for any rotation applied during registration. The diffusion tensor was fitted using the RESTORE algorithm with a noise standard deviation of 30 (Chang et al. 2005) implemented in Camino, and fractional anisotropy (FA), mean diffusivity (MD =
(1 + 2 + 3) / 3) as well as diffusivity parallel (|| = 1) and perpendicular ( = (2 + 3) / 2) to the principal diffusion direction were calculated. A brain mask based on the T2-weighted image was applied to the FA and diffusivity images.
Figure 2. (a) The corticospinal tract ROIs in red and the symmetric TBSS skeleton in yellow overlaid on the group mean symmetric FA map. (b) In the top images, DARTEL space ROIs in the putamen (magenta), caudate nucleus (blue), and the combined nucleus accumbens and amygdala (cyan) overlaid on the symmetric average of the DARTEL-warped T1-images of all subjects. The four images in the bottom right illustrate the thresholded ROIs in native DWI space of two individuals. (c) Smoothed 3D versions of the ROIs depicted together with a representation of the right hemisphere of the symmetric average DARTEL-warped grey and white matter segmentations.
Grey matter ROIs ROIs of the caudate nuclei and putamen were constructed to extract the MD and volume of these structures. In order to examine the anatomical specificity of the neostriatal effects, we constructed an ROI of nearby, but functionally distinct, subcortical grey matter, namely the combined nucleus
accumbens (nAcc) and amygdala (nAcc/amygdala). This ROI thus serves as a control region for comparison to the neostriatal ROIs. ROIs were drawn onto the symmetric average of the DARTELwarped T1-images of all subjects (Fig. 2b,c). To ensure that the striatal ROIs for which MD was extracted included only fully-volumed grey matter, an approximately one-voxel thick layer of grey matter at the outer border was not included. Resulting binary ROIs were resliced into native T1-space using inverse deformation fields and trilinear interpolation, and then binarized using a threshold of 0.5. To transform ROIs from native T1-space to native DTI space all subjects FA images were warped to the subjects own native T1-image using FNIRT. Using the inverse warp field, ROIs were resliced into native DTI space using trilinear interpolation and binarized. The binary ROIs were multiplied with the subjects own FA image thresholded at FA < 0.25 to exclude potential white matter (partially-volumed) voxels. The mean ( standard deviation (std)) volume of the ROIs, from which MD were extracted, were: left putamen = 4,311 (432), right putamen = 4,011 (444), left caudate nucleus = 2,750 (348), right caudate nucleus = 2,918 (372), left nAcc/amygdala = 1,093 (120), and right nAcc/amygdala = 1,093 (120). Mean MD values were extracted from all ROIs for each subject and used in statistical analyses. Four ROIs including the whole left and right putamen and caudate nuclei were delineated to estimate the volumes of these structures. The mean ( std) number of 1 mm3 voxels in the ROIs were: left putamen = 4,544 (460), right putamen = 4,562 (455), left caudate nucleus = 3,954 (424), right caudate nucleus = 3,954 (443). Further, total brain volume was extracted from all subjects (mean std = 1,300,289 118,353). For use in statistical analyses, relative volumes of the putamen and caudate were calculated: (ROI / brain volume). Note that for the left-handed subjects, the values of the left and right ROIs were flipped after extraction, to yield ROIs that were contra- and ipsilateral to the dominant hand.
Statistical analysis
Statistical analyses were performed in SPSS software (SPSS 19, SPSS
Inc.,
Chicago,
USA). Analyses involving white matter ROIs were based on 75 individuals, while analyses involving grey matter ROIs included data from 69 individuals. Two-tailed t-tests were used to compare boys and girls on the behavioural and ROI measures. Age effects on the behavioural and ROI measures, adjusted for gender and handedness, were examined using linear regression models. Specific hypotheses were tested using multiple linear regression models. To fulfil assumptions of normality of the residuals, mean RTs were transformed using the equation: 1 (1 / mean RT). After transforming the behavioural data, all data were approximately normally distributed according to Shapiro-Wilk tests. All other assumptions for linear regression were fulfilled. The statistical tests were performed hierarchically. Our main hypotheses were that faster 5-choice RT would be associated with lower MD in the CSTs and neostriatum as well as with higher FA in the CSTs, after adjusting for age, gender and
handedness. These hypotheses were tested at a statistical threshold of p 0.017 (Bonferroni corrected for 3 tests), while follow-up analyses were considered significant when p 0.05. Planned follow-up analyses were contingent on observing significant associations with MD or FA in the primary analyses. Follow-up analyses were performed 1) to assess the anatomical specificity of the effects, either by adjusting for whole skeleton MD in models with CST MD, or by adjusting for nAcc/amygdala MD in models with neostriatal MD; 2) to assess the contribution of the ipsi- and contralateral ROIs to the effects; and 3) to determine whether a measure of simple RT mediated the effects on choice RT. To further explore the nature of the observed CST MD effects, || and were examined, since these diffusion parameters sometimes provide additional information about the underlying white matter microstructure. Additional planned follow-up analyses were performed to assess the relative contributions of putamen and caudate nucleus MD, as well as the degree to which putamen and caudate volumes may have contributed to the observed effects. Finally, based on the results, post hoc analyses were performed on caudate MD to assess whether the effect was lateralized, by modelling ipsi- and contralateral caudate MD simultaneously, at first for the whole subject group, and then for the right- and left-handers separately. Two effect-size maps are presented to provide further anatomical information about the association between MD and 5-choice RT across the white matter skeleton and the neostriatum (Jernigan et al. 2003). Both maps were only based on the right-handed subjects, and included data from, respectively, 66 and 63 subjects for the skeleton map and the neostriatum map. The effect-size maps are t-maps of the correlation between MD and 5-choice RT, adjusted for age and gender. Positive correlations, i.e., lower MD with faster 5-choice RTs, are shown in warm colours (red to yellow). The effect-size map of the neostriatum was based on the warped MD image smoothed with a 4 mm FWHM Gaussian kernel.
Results
Simple and 5-choice RTs as well as diffusion parameter measures of the ROIs are summarized in Table 2. Separate statistics are provided for boys and girls, but no gender differences approached significance (ps > 0.17), except for putamen MD (p = 0.043) and nAcc/amygdala MD (p = 0.055). Scatter plots of the relationship between age and the main variables are shown in Figure 3. Significant age effects, after adjusting for gender and handedness, were observed on the behavioural measures (5choice RT: p = 10-7; simple RT: p = 10-6) and on the ROI MD (CST: p = 0.00004; neostriatal: p = 0.00008, nAcc/amygdala: p = 0.05) and FA (CST: p = 0.0004) measures, but not on the neostriatal volumes (ps 0.15). All models below were adjusted for age, gender and handedness, unless otherwise noted.
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Table 2. Mean standard deviation of the behavioural measures and DTI measures within the regionsof-interest. All subjects Behavioural measure Mean 5-choice RT (ms) a Mean simple RT (ms) Regions-of-interest CST FA a CST MD (10 mm /s)
-3 -3 -3 2 a 2 b a
Girls 361.2 65.8 330.0 59.3 0.568 0.021 0.738 0.020 0.810 0.017 0.796 0.018 0.830 0.020 0.852 0.019
Boys 352.0 51.6 317.6 46.4 0.572 0.022 0.734 0.022 0.807 0.019 0.786 0.020 0.838 0.024 0.862 0.024
357.3 59.9 324.7 54.2 0.570 0.022 0.736 0.021 0.809 0.018 0.791 0.019 0.833 0.022
2 b b b
-3
0.858 0.022
Data from 75 subjects; Data from 69 subjects. Abbreviations: RT = reaction time, CST = corticospinal tract, FA = fractional anisotropy, MD = mean diffusivity, nAcc = nucleus accumbens.
Figure 3. Scatter plots of a) 5-choice reaction time (RT transformed values), b) corticospinal tract (CST) FA, c) neostriatal MD and d) CST MD by age (in years). To visualize the relationships across age, a model-free smoothing spline ( =70) was applied to the data.
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Table 3. Multiple linear regression models predicting 5-choice reaction time with diffusion parameters within the corticospinal tracts Corticospinal tracts Model 1 2 2a 2b R2 0.374 0.424 0.276 0.455 -0.176 0.310 0.510 0.715 p 0.095 0.004 0.000004 0.002 -0.505 -0.433 . -0.457 Age p <10-5 <0.0001 . <0.0001 Whole skeleton . . . -0.451 p . . . 0.049
Each row in the table represents a separate regression model. Model 1 and 2 were adjusted for age, gender and handedness. Model 2a were adjusted for gender and handedness. Model 2b was adjusted for age, gender, handedness and whole skeleton MD. For each model, R2 is given in the leftmost column, and the regression coefficient () and the significance level (p) are given for each variable included in the model. Gender and handedness effects were non-significant (ps 0.27), and are not included in the table.
Follow-up analysis, testing the anatomical specificity of the observed MD effect, showed that CST MD remained significant when including mean MD of the whole skeleton in the model (Table 3(2b)), suggesting that the association between 5-choice RT and MD in the CSTs is not mediated by a global decrease in MD. Assessing the relative contribution of the ipsi- and contralateral CST to the observed effect revealed that MD in both the ipsilateral ( = 0.326, p = 0.005) and contralateral CST ( = 0.339, p = 0.004) were significantly and positively associated with 5-choice RT, suggesting a bilateral CST effect. Moreover, the CST MD remained a significant predictor of 5-choice RT ( = 0.204, p = 0.003) when including simple RT ( = 0.701, p = 10-14) as a covariate in the model. By itself, simple RT did not exhibit a significant relationship with CST MD ( = 0.15, p = 0.18). To further explore the nature of the observed CST MD effect, the || and were examined, revealing that faster 5-choice RT was significantly associated with both lower CST || ( = 0.222, p = 0.023) and lower CST ( = 0.244, p = 0.023).
Figure 4. Partial regression plots of the 5-choice reaction time (RT) as a function of MD within the (a) corticospinal tracts or (b) neostriatum, adjusted for age, gender and handedness. The regression coefficient () and the significance level (p) for each MD variable are given in the lower right corner of each plot. Note that residuals are plotted.
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Table 4. Multiple linear regression models predicting 5-choice RT with mean diffusivity (MD) of striatal regions-of-interest (ROIs)
Model 3 3a 3b 4 4a 4b 5 5a 5b R2 0.400 0.238 0.402 0.395 0.227 0.397 0.381 0.178 0.384
MD in ROI* 0.282 0.485 0.311 0.271 0.478 0.260 0.234 0.429 0.284 p 0.012 0.00003 0.019 0.017 0.00005 0.027 0.037 0.0005 0.057 *Putamen *Caudate nuclei
Each row in the table represents a separate regression model. Models 3, 4 and 5 were adjusted for age, gender and handedness. Models with a were adjusted for gender and handedness. Models with b were adjusted for age, gender, handedness, and nucleus accumbens (nAcc)/amygdala MD. For each model, R2 is given in the leftmost column, and the regression coefficient () and the significance level (p) are given for each variable included in the model. Gender and handedness effects were non-significant (ps 0.29), and are not included in the table.
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Results from the follow-up analyses of regional MD in the putamen and caudate nuclei are given in Table 4. Faster 5-choice RT was significantly associated with lower MD in both the caudate (Table 4(4)) and the putamen (Table 4(5)), and the effects became stronger when excluding age as a covariate in the models (Table 4(4a,5a)). Further, effects of caudate and putamen MD remained significant when including nAcc/amygdalar MD as an additional covariate in the models (Table 4(4b,5b)). Follow-up analyses were performed to assess the potential influence of individual variation in striatal volumes on the observed effects by including the relative volume of the putamen or caudate nucleus as an additional covariate in the models. Both caudate MD ( = 0.261, p = 0.018) and putamen MD ( = 0.231, p = 0.046) remained significant predictors of 5-choice RT when including, respectively, caudate volume ( = -0.066, p = 0.51) and putamen volume ( = 0.012, p = 0.91) in the models, suggesting that the association between neostriatal MD and 5-choice RT is not mediated by differences in striatal volumes. By themselves, neither caudate volume nor putamen volume was significantly associated with 5-choice RT (ps 0.49). Moreover, neither caudate MD, nor putamen MD was significantly correlated with, respectively, caudate volume ( = -0.030, p = 0.83) or putamen volume ( = 0.288, p = 0.095), indicating that volume and MD may reflect distinct biological properties of the neostriatum. Follow-up analyses assessed the relative contributions of MD in the ipsi- and contralateral putamen and caudate on 5-choice RT. When modelled individually, the effects of ipsilateral ( = 0.221, p = 0.050) and contralateral ( = 0.215, p = 0.051) putamen MD on 5-choice RT were of similar size, suggesting that the effect of putamen MD was bilateral. However, for caudate MD, the association between 5-choice RT and MD in the ipsilateral caudate ( = 0.310, p = 0.008) appeared to be stronger than that for the contralateral caudate ( = 0.180, p = 0.097), which only approached significance. To further investigate the laterality of the caudate MD effect, post hoc analyses were conducted, in which ipsi- and contralateral caudate MD were included in the same model. When modelled simultaneously, ipsilateral ( = 0.312, p = 0.038), but not contralateral caudate MD ( = 0.003, p = 0.98) exhibited a significant relationship with 5-choice RT. Analyzing the right-handers (n=63) and left-handers (n=6) separately revealed that for the right-handers, MD in the right caudate ( = 0.309, p = 0.050), but not the left caudate ( = -0.013, p = 0.93) exhibited a relationship with 5choice RT. For the left-handed subjects, 5-choice RT appeared to exhibit a stronger, though not significant, relationship with MD in the right caudate ( = 1.244, p = 0.23) relative to that of the left caudate ( = -0.048, p = 0.92). Thus, the association between 5-choice RT and caudate MD may be, to some degree, lateralized.
Effect-size maps
The primary goal of this study was to test specific anatomical hypotheses about the relationship between microstructure of the CST and neostriatum and variability in 5-choice RT performance in children. Therefore neither a whole brain, voxel-wise analysis of the effects (appropriately adjusted for
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test-multiplicity), nor a restricted voxel-wise analysis with small volume correction was deemed appropriate for testing these a priori hypotheses. However, since the analyses we used produce estimates of the effect size at each voxel, we have provided visualization of the effect-size maps. The maps show the distribution of t-values in skeleton (Figure 5) or neostriatal (Figure 6) voxels and thus, provide complementary information about the regional distribution of associations between 5-choice RT performance and MD in the brain, adjusted for age and gender.
Figure 5. Effect-size map based on data from the right-handed subjects (N=66) of the association between 5choice reaction time and mean diffusivity, adjusted for age and gender. The effect-size map is overlaid on the mean symmetric FA images. The association of faster 5-choice RT with lower MD values yields positive tvalues shown in warm colours, while negative t-values are shown in cool colours. The colour bar shows the colour mapping of all skeleton voxels to the values of the uncorrected t-statistics (t = 0 = p = 1; t = 1.294 = p = 0.2; t = 1.995 = p = 0.05; t = 2.648 = p = 0.01). The MNI coordinates for the coronal images are given under each image. In the lower right corner, the coronal slices shown are depicted on the midsagittal image with the coronal slice 35 displayed to the far left and coronal image -78 to the far right. Images are shown with the subjects right side on the right (neurological convention). The CST ROIs were located between slice -10 and 35.
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For the right-handed children only, the map of the TBSS skeleton revealed some areas with apparent relationships between MD and 5-choice RT performance comparable with those in the CSTs (Figure 4), although it should be emphasized that these maps show uncorrected t-values. The symmetric skeleton as a whole contained 102,154 voxels, of which 10,308 voxels, or 10.1 %, displayed t-values greater than 1.995 (a value associated with an uncorrected p < 0.05). In comparison, 38.0 % of the voxels within the left CST ROI and 34.0 % of the voxels within the right CST ROI had t-values exceeding this value. Additionally, to further compare the results from the ROI analyses with the number of uncorrected significant voxels within the CSTs, a t-map based on all 75 subjects (lefthanders left-right flipped) included in the CST ROI analyses was generated (not shown). In this map, 9.6 % of the skeleton voxels had associated t-values greater than 1.995, while 43.3 % of the voxels within the ipsilateral CST ROI and 62.0 % of the voxels within the contralateral CST ROI had t-values exceeding this value.
Figure 6. Effect-size map based on the right-handed subjects (N=63) of the association between 5-choice reaction time and mean diffusivity (MD), adjusted for age and gender. The effect-size map is overlaid on the symmetric average of the DARTEL-warped T1-images of all subjects. The association of faster 5-choice RT with lower MD values yields positive t-values shown in warm colours, while negative t-values are shown in cool colours. The colour bar shows the colour mapping of voxels within caudate nucleus, putamen and nucleus accumbens to the values of the uncorrected t-statistics (t = 0 = p = 1; t = 1.294 = p = 0.2; t = 1.995 = p = 0.05; t = 2.648 = p = 0.01). Two sagittal slices through the left and right putamen are shown in the top row, and 8 axial slices are shown in the lower 2 rows. Coordinates in DARTEL space are given under each image. Top right, the axial slices shown are depicted on the midsagittal image with the axial slice 20 representing the most superior slice shown and axial slice -8 the most inferior. Axial images are shown with the subjects right side on the right (neurological convention).
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From the map of the skeleton voxels (Figure 5), several clusters exceeding t-values greater than 1.995 were apparent. Among these were clusters located in the right inferior fronto-occipital fasciculus/uncinate fasciculus (cluster not shown), bilateral cingulum (slices -15 to -25), left superior longitudinal fasciculus (slice -25), and in the white matter underlying the precuneus (slice -65) and cuneus (slice -78) cortices bilaterally, in addition to a number of smaller clusters visible in the effectsize map. Interestingly, the effect-size map of the neostriatum revealed that some regions of the neostriatum appear to exhibit a closer relationship with 5-choice RT than others (Figure 6). An apparent ventrorostral to dorsocaudal gradient of low to high t-values was observed in the putamen, most notable in the two sagittal images.
Discussion
The present study examined associations between 5-choice RT performance and microstructure within the motor network in children aged 7 to 13 years. As hypothesized, faster choice RT was significantly associated with lower CST and neostriatal MD, adjusted for age, gender and handedness. Effects of CST and putamen MD were bilateral, while MD in right caudate nucleus exhibited a stronger relationship with 5-choice RT than did MD in the left caudate nucleus. Because both RTs (Kail 1991) and MD (Lebel et al. 2008) decrease throughout childhood and adolescence, a simple correlation between these measures could represent a non-specific association attributable to unmeasured factors that are indexed by chronological age (for further discussion see Madsen et al. 2010). Thus, we hypothesized that the association between 5-choice RT and motor system MD would remain significant after controlling for age, i.e., that even among children of similar age, those with lower CST and neostriatal MD would exhibit faster choice RT. These hypotheses were confirmed. Our follow-up analyses provided further clues about the nature of these associations. First, we addressed the question whether the associations between 5-choice RT and microstructure within the CSTs and neostriatum were anatomically specific, i.e., the extent to which 5-choice RT exhibited a relatively specific relationship to MD in these regions relative to others. This is an important question, since MD decreases concurrently in many brain regions during childhood and adolescence (Eluvathingal et al. 2007; Lebel et al. 2008). The relationship between 5-choice RT of CST and neostriatal MD remained significant when including, respectively, whole skeleton MD or nAcc/amygdalar MD as covariates in the models. Therefore, we infer that the relationship between 5choice RT and MD within these regions is not likely to be driven by global MD differences, but may be more strongly related to the microstructure of specific regions. Analyses of || and showed that faster 5-choice RT was associated with both lower || and lower in the CSTs. These findings may explain why we only observed effects of CST MD, and not of CST FA. Although interpretation of differences in DTI parameters is not straightforward, some studies suggest that may be more sensitive to changes in myelination (Schwartz et al. 2005; Song et
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al. 2003; Song et al. 2005), while || may be more sensitive to differences in axonal diameter (Schwartz et al. 2005). Yet it should be noted that other tissue parameters, such as axon density, spacing, and number, and crossing fibres and tract geometry may also contribute to differences in and || (Beaulieu 2009; Schwartz et al. 2005). Whatever the neuroantomical correlate of or || might be, our observation of similar effects of and || provides no further evidence regarding the cellular basis of these effects. We also sought evidence that variability in the volumes of putamen and caudate might be relevant to our effects, and we found none. The relationship between choice RT and neostriatal MD remained significant when including the relative volumes as additional covariates in the models, suggesting that the effects are more closely linked to the microstructure than to the volumes of these structures. Little is known about the biological bases of variability in grey matter MD, particularly in healthy individuals. Lower MD has been related to higher cell density in tumours (Chenevert et al. 2006; Gibbs et al. 2009), suggesting that differences in cell (neuron and glia) density may be contributing to the observed neostriatal effects in the present study. Other tissue parameters, such as cell size, myelination or diameter of axons originating or terminating in the neostriatum, or membrane permeability, may also contribute to differences in MD (Chenevert et al. 2006). We also examined the mediating role of simple RT on the observed effects. The MD effects on 5-choice RT remained significant when including simple RT in the models, suggesting that the increased task demand for response selection may be particularly relevant to the association between choice RT and motor system MD in normal children. Alternatively, this pattern may be related to more general differences in task difficulty. Previous studies of young adults examining relationships between choice RT and white matter microstructure generally employed more complex choice RT tasks that also placed high demands on visual discrimination, response inhibition, and/or working memory (Konrad et al. 2009; Madden et al. 2004; Tuch et al. 2005). These studies mainly focused on regions outside the motor system and found effects in pathways supporting visuospatial attention. The choice RT task used in the present study mainly requires response selection and initiation, but little/no visual discrimination, response inhibition, or working memory. Thus, we focused on relationships with regions within the motor system known to be involved in movement selection and execution (Gerardin et al. 2004). However, in the TBSS effect-size map (Figure 5), some clusters exhibiting an apparent relationship with choice RT are present in regions similar to those found in adults (Konrad et al. 2009; Tuch et al. 2005), suggesting that regions supporting visuospatial attention may also be related to childrens performance on the present task. Future studies are necessary to address this in more detail. In the effect-size map of the neostriatum (Figure 5), an apparent ventrorostral to dorsocaudal gradient of low to high t-values may be observed in the putamen. Previous studies have shown a rostrocaudal functional gradient of inputs in the neostriatum, where motor and premotor cortices mainly project to dorsal and caudal areas of the putamen (Draganski et al. 2008; Haber 2003; Haber
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and Gdowski 2004; Lehericy et al. 2004), suggesting that the putamen voxels with high t-values observed in the present study may be within the regions involved in motor control. However, further studies are needed to elucidate the relationship between choice RT performance and MD within specific neostriatal regions. Our findings suggest that even among children of similar age, lower MD within core motor structures is associated with faster 5-choice RTs. Questions remain regarding the neurobiological interpretation of such age-adjusted relationships between individual variability in MD and choice RT. This structure-function relationship may reflect individual differences in the maturational trajectories of the motor system, i.e., differences in the phase of CST and neostriatal maturation among children of similar age. It is plausible that this variability could mediate, at least to some extent, the associations found in the present study, since both microstructure (Lebel et al. 2008) and RTs (Kail 1991) continue to develop across this age range. Alternatively, the variability in motor system MD may reflect individual differences in the architecture of the motor system (perhaps differences in the underlying connectivity) that emerge earlier during brain development and remain stable in spite of superimposed biological changes associated with maturation. This is plausible since individual differences in behavioural performance have been associated with MD variability in adults (Konrad et al. 2009; Piras et al. 2010) as well as children. It is also possible that dynamic processes, perhaps associated with activity levels in the neural circuits throughout childhood could influence the microstructure within the motor network. A recent study of adults examined changes in DTI parameters in connection with 6 weeks of practice in a complex whole-body balancing task, observing negative correlations between improvements in motor performance and MD changes in bilateral anterior centrum semiovale, left brain stem, and right internal capsule (Taubert et al. 2010). Thus, the individual differences observed in the present study could reflect variability in sensorimotor experiences and skill acquisition of the children. In conclusion, individual differences in 5-choice RT performance were associated with individual differences in MD within the CSTs and neostriatum. These relationships were not attributable to age and did not appear to reflect behavioural effects of a more general maturational decrease in MD across the brain. Children of similar age may vary in the phase of maturation in the motor network, and this variability may mediate the observed associations. The associations could also be mediated by more stable individual differences in the architecture of the motor system, or to more transient differences associated with dynamic (perhaps activity-dependent) processes. Longitudinal observations are needed to further clarify these important questions.
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Paper 3
Cortisol awakening response and negative emotionality linked to asymmetry in major limbic fibre bundle architecture
Kathrine Skak Madsena,b,c*; Terry L. Jernigana,b,c,d; Pernille Iversena,b; Vibe G. Frokjaerb,e; Erik Lykke Mortensenb,f; Gitte M. Knudsenb,c,e; William F.C. Baara,b
a b c d e f
Danish Research Centre for Magnetic Resonance, Copenhagen University Hospital, Hvidovre, Denmark Center for Integrated Molecular Brain Imaging, Copenhagen, Denmark Faculty of Health Sciences, University of Copenhagen, Copenhagen, Denmark Veterans Affairs Center of Excellence for Stress and Mental Health, La Jolla, CA, United States Neurobiology Research Unit, Rigshospitalet, Copenhagen, Denmark Institute of Public Health and Center for Healthy Aging, University of Copenhagen, Copenhagen,
Denmark
Corresponding author
Kathrine Skak Madsen Danish Research Centre for Magnetic Resonance Copenhagen University Hospital, Hvidovre Kettegaard All 30 2650 Hvidovre, Denmark Phone: +45 3632 3323, Fax: +45 3647 0302, E-mail: kathrine@drcmr.dk
Abstract
The limbic system plays an important role in regulating the hypothalamic-pituitary-adrenal (HPA) axis as well as aspects of emotion, and both neuroendocrine disturbance and increased negative emotionality are associated with risk for developing affective disorders. However, the extent to which the architecture of connections between limbic structures may be linked to individual differences in basal HPA-axis reactivity and negative emotionality is unknown. Here we tested the hypotheses that microstructural asymmetry of the major limbic fibre bundles would be associated with cortisol awakening response (CAR) and neuroticism, a personality trait associated with the tendency to experience negative emotions. Sixty-nine healthy adults were studied with diffusion-weighted imaging, and fractional anisotropy (FA) was extracted from the cingulum and uncinate fasciculus. Higher neuroticism scores, which were associated with higher CAR, were also correlated with higher right relative to left cingulum FA. Elevated CAR was associated with the degree of FA asymmetry within both the cingulum and the uncinate fasciculus, but in opposing directions. These results suggest that the balance between left- and right-sided limbic circuits may bear an important relationship to hypothalamic-pituitary-adrenal axis reactivity, and to the tendency to experience negative emotions, and they raise important questions about the significance of limbic system architecture.
1. Introduction
The limbic system plays a central role in emotionality and stress regulation. Limbic structures, such as the medial prefrontal cortex (PFC), amygdala, and hippocampus, have been associated with negative affect (Drevets et al. 2008, Phillips et al. 2008, Cremers et al. 2010) and have been implicated in modulating the response to stress by regulating the hypothalamic-pituitary-adrenal (HPA)-axis (Sullivan and Gratton 1999, Jankord and Herman 2008, Dedovic et al. 2009). Basal HPA-axis activity follows a distinct diurnal profile, with increasing plasma cortisol levels during the second half of the night, peaking approximately 30 minutes after morning awakening, i.e. the cortisol awakening response (CAR), followed by a gradual decrease thereafter (Pruessner et al. 1997, Wilhelm et al. 2007, Fries et al. 2009). Disruption of the diurnal profile of the HPA-axis has been found in psychiatric disorders, such as post-traumatic stress disorder (PTSD) (Chida and Steptoe 2009), anxiety disorder (Vreeburg et al. 2010) and major depression (Chida and Steptoe 2009, Vreeburg et al. 2009). Moreover, high CAR and mean morning cortisol secretion have been associated with high scores on measures of neuroticism (Portella et al. 2005), a personality trait reflecting a tendency towards experiencing negative emotions, e.g., anxiousness, sadness, and difficulties coping with stress. Like CAR, high neuroticism scores have been linked to mood and anxiety disorders, such as phobias, panic disorder, and major depression (Bienvenu et al. 2001). Moreover, both variables show substantial heritability (Jang et al. 1996, Wust et al. 2000, Kendler et al. 2006). Prospective studies indicate that both high CAR and high neuroticism scores increase the risk of developing major depression (Kendler et al. 2004, Kendler et al. 2006, Adam et al. 2010). The relationship between diurnal cortisol profiles and human limbic brain structures is unclear and available data are sparse. Higher mean cortisol levels have been associated with regionally reduced frontal cortical thickness (Kremen et al. 2010), and inconsistently with hippocampal volume (Pruessner et al. 2007, Knoops et al. 2010, Kremen et al. 2010). Interestingly, a growing body of data suggests that HPAaxis functioning may be related to hemispheric lateralization. Indeed, stroke patients with left-sided, but not right-sided, infarctions showed increased morning cortisol levels compared to controls (Lueken et al. 2009). Moreover, healthy subjects with impaired cortisol suppression in response to dexamethasone had smaller left and substantially larger right than left anterior cingulate gyrus volumes as compared to suppressors (MacLullich et al. 2006). Furthermore, presenting an emotionally adverse film to the right hemisphere in healthy controls resulted in a consistently higher increase in phasic cortisol secretion than when presented to the left hemisphere (Wittling and Pfluger 1990). Additionally, findings from animal studies suggest that the left and right hemisphere may be differentially related to HPA-axis functioning (for review, see Cerqueira et al. 2008). In rodents right but not left medial PFC lesions significantly suppressed stress-induced increases in corticosterone levels in repeatedly restrained animals, suggesting that the right mPFC may be activating physiological stress responses (Sullivan and Gratton 1999). It has
been suggested that the left medial PFC may be modulating the neuroendocrine stress responses through interhemispheric inhibition (Sullivan 2004). Finally, an EEG study in monkeys found that animals with greater right relative to left frontal activity had higher plasma cortisol levels (Kalin et al. 1998). Overall, the balance between left and right prefrontal structures appears to be important for HPA-axis regulation and function. Studies investigating the relationship between limbic structures and neuroticism reported negative associations between neuroticism and right amygdala grey matter concentration (Omura et al. 2005), and right dorsomedial PFC and left medial temporal lobe volume (DeYoung et al. 2010). Moreover, neuroticism has been positively correlated with frontolimbic serotonin 2A receptor binding (Frokjaer et al. 2008). Interestingly, a recent functional magnetic resonance imaging (fMRI) study of negative emotional vs. neutral faces found that neuroticism was positively associated with right amygdala - dorsomedial PFC functional connectivity, but negatively correlated with left amygdala anterior cingulate connectivity (Cremers et al. 2010), implying that hemispheric asymmetry in the connectivity of these structures may be important for negative emotionality. Until now, MRI studies investigating how structural connections between limbic structures may underlie HPA-axis function and neuroticism are lacking. The cingulum bundle and the uncinate fasciculus are two major limbic fibre tracts that connect areas including amygdala and parahippocampal region with anterior cingulate and medial PFC, and orbitofrontal cortex, respectively (Schmahmann and Pandya 2006). Diffusion-weighted imaging (DWI), which is sensitive to the diffusion of water molecules, allows investigation of the microstructure of the brain in vivo. In white matter, cellular structures, like the axonal membrane and surrounding myelin sheath, hinder diffusion of water perpendicular relative to parallel to a fibre bundle, thereby causing diffusion anisotropy (Beaulieu 2009). The diffusion tensor model is used to estimate parameters such as fractional anisotropy (FA), and diffusivities parallel (||) and perpendicular () to the principal diffusion direction. FA reflects the degree of diffusion directionality, which in white matter can be influenced by microstructural properties, such as axonal density, organization, and myelination (Beaulieu 2009). Diffusion tensor imaging (DTI) studies show that cingulum and uncinate fasciculus reach maturity relatively late with FA values peaking around the mid-thirties (Lebel et al. 2008, Westlye et al. 2009) followed by an at first slow, and subsequently more rapid, decrease in FA around the 6th decade (Westlye et al. 2009). Studies in healthy subjects consistently report higher FA in the left relative to the right cingulum (Park et al. 2004, Gong et al. 2005), whereas uncinate fasciculus asymmetry findings have been inconsistent (Park et al. 2004, Hasan et al. 2009). Nevertheless, in a post mortem study, the right uncinate fasciculus was relatively larger and contained more axons than the left (Highley et al. 2002). The functional importance of these asymmetries is illustrated by findings that subjects with bipolar disorder
had higher FA in the left and lower FA in the right uncinate fasciculus than controls (Versace et al. 2008). Moreover, subjects with PTSD had lower left cingulum FA compared to controls (Kim et al. 2006). Overall, available evidence suggests that the balance between left and right-sided limbic structures may be relevant for HPA-axis reactivity, and negative emotionality. To our knowledge, there are currently no DTI studies linking CAR and neuroticism with characteristics of fibre tracts in the brain. Here we examined the relationship between neuroticism, cortisol measures, and major limbic fibre bundle asymmetry. Specifically, we tested the hypotheses that CAR and neuroticism would be associated with FA asymmetry in the cingulum and uncinate fasciculus. Follow-up analyses were conducted to test the specificity of observed relationships.
2. Methods
2.1. Subjects
Sixty-nine healthy adults aged 19-86 years with no history of neurological or psychiatric disorders or brain injury and no MR contraindications were included. No subjects took psychoactive drugs, steroids, hormone replacements or drugs of abuse, including anabolic steroids. Subjects had a body-mass-index (BMI) below 35. Six subjects received antihypertensive treatment with thiazide diuretics, ACE inhibitors, or angiotensin II receptor antagonists and all were normotensive. No participants received beta-blocking agents. Fifty-eight of the 69 subjects agreed to collect salivary cortisol samples. Of these, ten subjects were excluded because of less than four samples within the first hour after awakening (N=7), not following the saliva-sampling schedule (N=2), and reporting intense exam related stress (N=1). Thus, 48 subjects were included in analyses involving cortisol measures. Demographic data for the whole and the cortisolcollecting group are presented in Table 1.
Table 1. Demographic data of the whole group and the subgroup in whom awakening cortisol was measured * Whole group (N=69) Age (mean std) Gender (male / female) Education (mean std) Handedness (right / left) Antihypertensive treatment 38.2 19.2 45 / 24 3.7 1.5 64 / 5 6 Cortisol group (N=48) 37.4 19.3 34 / 14 3.9 1.3 45 / 3 4
* Subgroups with or without cortisol data did not differ significantly on any of the demographic variables (Ps0.16)
The study was approved by the local Danish Committee for Biomedical Research Ethics (protocol (KF) 01-2006-20) and performed in accordance with the Declaration of Helsinki. Informed written consent was obtained from all subjects prior to participation.
and assigning the values of these voxels to the skeleton at this standardized location. Note that this results in a mapping of each voxel location in the skeleton to a specific voxel in the individual FA maps. Finally, the nonlinear warps and skeleton projections were applied to the || and data.
Figure 1. Regions-of-interest in the uncinate fasciculus (blue) and cingulum (red), and TBSS skeleton (yellow) overlaid on the group mean fractional anisotropy (FA) map. Axial (z), coronal (y) and sagittal (x) views of the ROIs with corresponding MNI coordinates for each slice.
CAR and cingulum FA asymmetry simultaneously to assess whether their contributions to neuroticism were shared or independent. The || and were investigated to further explore the nature of observed FA findings, since higher FA could be due to increased || and/or decreased .
3. Results
Neuroticism, cortisol and ROI FA measures are summarized in Table 2. Left cingulum FA was significantly larger than right cingulum FA (P<10-23). The opposite was true for uncinate fasciculus FA (P=0.05). Further, women had significantly higher neuroticism (P=0.002) and lower CAR (P=0.037) levels than men, after adjusting for age. Table 2. Mean standard deviation values for the neuroticism, region-of-interest (ROI) and cortisol measures Whole group (N=69) Personality Neuroticism score Left cingulum Right cingulum Left uncinate fasciculus Right uncinate fasciculus ROI FA asymmetry measures Cingulum asymmetry Uncinate asymmetry Cortisol measures Cortisol Awakening Response (%) MeanMorning cortisol level (nmol/L) N/A N/A 49.1 27.0 8.64 4.20 53.1 27.2 8.17 4.20 39.4 24.8 9.79 4.13 5.8 2.8 -1.1 4.5 6.2 2.9 -1.0 4.3 6.2 2.6 -0.4 4.5 5.1 3.2 -2.3 4.5 73.4 17.6 0.559 0.034 0.526 0.029 0.461 0.032 0.466 0.032 70.5 17.9 0.562 0.037 0.528 0.031 0.462 0.034 0.467 0.033 68.7 17.3 0.566 0.034 0.531 0.029 0.467 0.030 0.469 0.031 82.1 15.1 0.547 0.031 0.520 0.029 0.451 0.033 0.462 0.033 ROI fractional anisotropy (FA) measures Cortisol group (N=48) Men (N=45/34)* Women (N=24/14)*
* Note that for the personality and ROI measures there were 45 males and 24 females, whereas for the cortisol measures there were 34 males and 14 females. Abbreviations: FA = Fractional Anisotropy.
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presented in Table 4. When entering left and right cingulum FA simultaneously as predictors of CAR, left was negatively and right was positively associated with CAR (Table 4(a). In contrast, left uncinate fasciculus FA was positively and right was negatively associated with CAR, when modelled simultaneously (Table 4(b)). Notably, no significant correlations with CAR were found when modelling the left or right ROIs separately (Table 4(b)), indicating that it is the relationship between the left and right ROIs that exhibited associations with CAR, and not the left or right ROIs individually.
Table 3. Results for the a priori hypotheses predicting cortisol awakening response or neuroticism with cingulum or uncinate fasciculus fractional anisotropy (FA) asymmetry. * Cortisol Awakening Response (n=48)** Cingulum FA asymmetry Uncinate FA asymmetry Neuroticism (n=69)*** Cingulum FA asymmetry Uncinate FA asymmetry -0.357 -0.063 0.002 0.591 -0.288 0.293 0.045 0.039 P
* The standardized regression coefficient for the variables of interest controlling for model covariates. ** Models predicting cortisol measures were adjusted for age, gender, time-interval between awakening and the first cortisol sample, and sample position of the cortisol morning peak (first vs. second-fourth position). *** Models predicting neuroticism were adjusted for age, and gender.
Follow-up analysis, testing the anatomical specificity of the observed FA asymmetry effects, showed that both cingulum (=-0.314, P=0.034) and uncinate fasciculus (=0.320, P=0.040) FA asymmetries remained significant predictors of CAR, when including global white matter hemispheric FA asymmetry (Ps0.40) in the models, suggesting that the associations between the limbic FA asymmetries and CAR are not mediated by a general hemispheric asymmetry. Moreover, observed associations did not significantly change when expanding the models to include one of the additional covariates mentioned in point 3 in the statistical section. To further investigate that the number of days between the cortisol sampling and MR-scan was not a cofounding factor, additional analyses were made in a subgroup with less that 1-month interval between these assessments (N=38). In this subgroup, both cingulum (=-0.375, P=0.021) and uncinate (=0.320, P=0.042) FA asymmetries remained significant predictors of CAR, demonstrating that the effects are not mediated by varying intervals between the assessments. When entering cingulum and uncinate fasciculus FA asymmetries simultaneously as predictors, both asymmetries exhibited relatively independent relationships with CAR (cingulum: =-0.256, P=0.067; uncinate fasciculus: =0.262, P=0.059).
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Figure 2. Partial regression plots of the main findings. In the top row, the logarithm-transformed cortisol awakening response (CAR) is plotted as a function of a) cingulum and b) uncinate fasciculus fractional anisotropy (FA) asymmetry, adjusted for age, gender, time-interval between awakening and first cortisol sample, and cortisol peak sample position (first vs. second through fourth samples). Both fibre tract FA asymmetries exhibited significant but opposite relationships with CAR. In plot c), neuroticism was significantly and negatively associated with cingulum FA asymmetry, adjusted for age and gender. In plot d), neuroticism exhibited a significant positive relationship with CAR, adjusted for age, gender, time-interval between awakening and first cortisol sample, and cortisol peak sample position (first vs. other morning samples). Note that residualized measures are plotted. Dotted lines indicate 95% confidence intervals.
Further exploration of the nature of the observed FA asymmetry effects revealed that cingulum || asymmetry (=-0.335, P=0.039), but not cingulum asymmetry (=0.165, P=0.266), was significantly associated with CAR. In contrast, uncinate fasciculus asymmetry (=-0.323, P=0.024), but not || asymmetry (=0.141, P=0.379) was significantly associated with CAR. In 10 of 48 subjects, the cortisol peak occurred in the awakening sample, making it uncertain whether the actual peak was captured or occurred before the awakening sample. Post hoc comparison of peakafter-awakening (N=38) and peak-at-awakening subgroups (N=10) revealed that in the peak-afterawakening subgroup, CAR exhibited significant relationships with cingulum (=-0.348, P=0.025) and uncinate fasciculus FA asymmetry (=0.369, P=0.016). No significant associations were observed in the peak-at-awakening subgroup (Ps0.46). Exploratory analyses of mean morning cortisol levels showed no significant association with cingulum FA asymmetry (P=0.97), though a positive association with uncinate fasciculus FA asymmetry approached significance (=0.259; P=0.062).
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Table 4. Follow-up analyses assessing the relative contribution of fractional anisotropy (FA) in left and right regions-of-interest (ROIs) on cortisol awakening response or neuroticism Left ROI FA * Cortisol awakening response (n=48)** Cingulum a Cingulum Cingulum
b b
Right ROI FA P * P
-0.662 -0.059
0.050 0.734
0.687 0.127
0.039 0.458
0.546 0.275
0.035 0.159
-0.441 -0.054
0.108 0.800
Neuroticism (n=69)*** Cingulum a Cingulum b Cingulum b -0.800 -0.144 0.002 0.264 0.053 0.669 0.722 0.003
* The standardized regression coefficient for the variables of interests controlling for model covariates. ** Models predicting cortisol awakening response either by modelling left and right ROI FA simultaneously (a) or individually (b) were adjusted for age, gender, time-interval between awakening and the first cortisol sample, and sample position of the cortisol morning peak (first vs. second-fourth position). *** Models predicting neuroticism response either by modelling left and right ROI FA simultaneously (a) or individually (b) were adjusted for age, and gender.
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When assessing the anatomical specificity of the cingulum effect, cingulum FA asymmetry (=0.363, P=0.002) continued to be significantly associated with neuroticism with global hemispheric FA asymmetry (P=0.83) included in the model. Furthermore, the observed association between neuroticism and cingulum FA asymmetry remained unchanged when including potentially mediating factors (see point 3 in statistical section) as additional covariates. Moreover, when analysing the subgroup with less than 1month interval between the NEO-PI-R assessment and MR-scan (N=46), cingulum FA asymmetry (=0.460, P=0.001) remained significantly associated with neuroticism. Exploring the diffusivities showed that cingulum asymmetry (=0.438, P=0.0008), but not cingulum || asymmetry (=-0.206, P=0.183) was significantly associated with neuroticism.
4. Discussion
In the current study, we present novel findings relating CAR and neuroticism with microstructural asymmetry in major limbic fibre tracts. An overview of the main findings is given in Figure 3. Specifically, higher CAR was negatively associated with cingulum FA asymmetry, i.e., increased right relative to left FA, and positively associated with uncinate fasciculus FA asymmetry, i.e., decreased right relative to left FA. Higher neuroticism scores were correlated with diminished cingulum FA asymmetry. Importantly, these associations were mediated by the relationship between left and right fibre tract FA and not driven by FA in either the left or right fibre tract individually. Moreover, including a global white matter hemispheric FA asymmetry measure in the models did not change the asymmetry effects, indicating that the effects are likely to be anatomically specific and not associated with general hemispheric asymmetry. Further, effects remained when including factors that potentially could influence CAR, neuroticism and/or the diffusion parameters (Clow et al. 2004, Hansen et al. 2004, Westlye et al. 2009).
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Figure 3. Schematic overview of the direction of the significant associations between neuroticism, cortisol awakening response (CAR), and fractional anisotropy (FA) asymmetry in the two major limbic fibre tracts: cingulum (blue) and uncinate fasciculus (magenta). Positive associations are depicted with a + imbedded in green lines. Negative associations are depicted with a - imbedded in red lines. Neuroticism was negatively associated with cingulum FA asymmetry, with higher neuroticism scores correlating with higher right cingulum FA relative to left cingulum FA. Similar to neuroticism, CAR was negatively associated with cingulum FA asymmetry, i.e., higher CAR correlated with higher right cingulum FA relative to left cingulum FA. In contrast, CAR was associated positively with uncinate fasciculus FA asymmetry, with higher CAR correlating with lower right relative to left uncinate fasciculus FA. Finally, neuroticism and CAR exhibited a positive relationship. Note that the depicted fibre tracts are smoothed versions of the ROIs used in the present study.
Interestingly, the associations between cingulum and uncinate fasciculus FA asymmetries and CAR were statistically in opposite directions. Moreover, the effects of the two fibre tract asymmetries on CAR appeared to be relatively independent of each other. While increased right relative to left cingulum FA was expected to be associated with higher CAR, we did not anticipate an opposite relationship for uncinate fasciculus FA asymmetry (i.e., decreased right relative to left FA with higher CAR). The direction of the cingulum FA asymmetry association corresponds with findings showing that nonsuppressors to dexamethasone had substantially larger right than left anterior cingulate gyrus volume, while suppressors exhibited symmetry in this region (MacLullich et al. 2006). It is also congruent with animal studies suggesting that functions of the right medial PFC may enhance neuroendocrine responses (Sullivan and Gratton 1999, Sullivan 2004, Cerqueira et al. 2008), and that greater right relative to left frontal activity may increase cortisol levels (Kalin et al. 1998). Previous data relevant to the observed opposite effects for the cingulum and the uncinate fasciculus are very sparse. A recent study found that subjects responding to a stressful task with increased cortisol levels showed decreased activation in left anterior cingulate (innervated by left cingulum) and right orbitofrontal cortex (receiving connections from the right uncinate) relative to non-responders (Pruessner et al. 2008). Moreover, findings from animal
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studies suggest that prelimbic and infralimbic cortices may have differential regulatory influences on HPA-axis activity, in that these regions have different efferent projection patterns to regions implicated in, respectively, stress inhibition and excitation (for review, see Herman et al. 2005). However, this awaits additional support. Further studies need to elucidate the opposite effects of cingulum and uncinate fasciculus FA asymmetries may have on CAR. At present, we can only speculate about the neurobiological significance of the observed relationship between CAR and limbic fibre tract asymmetries. Prefrontal and limbic structures have high densities of corticoid receptors, and are thus, thought to be implicated in exerting negative feedback of the HPA-axis (Reul et al. 2000, Sanchez et al. 2000). Although the medial- and orbitofrontal cortices (potentially through connections with limbic structures, e.g. hippocampus and amygdala, via the cingulum and the uncinate fasciculus) may be involved in regulation of the HPA-axis, these structures may also be affected by cortisol. A study in rats found that chronic treatment with high doses of dexamethasone significantly reduced the volume of the left anterior cingulate gyrus, and to a lesser extent the right, suggesting that left anterior cingulate may be more vulnerable to prolonged high cortisol levels than the right (Cerqueira et al. 2005). It may well be that these effects also are reflected in the white matter. Overall, the present findings could reflect a) the effects of limbic connectivity on functional regulation of the HPA-axis, b) effects on the neural architecture of varying levels of secreted hormones, c) some combination of these factors, or d) a third factor influencing both CAR and structural properties of the fibre tracts. Our observation that higher neuroticism scores were associated with increased right relative to left cingulum FA is consistent with findings from a recent fMRI study, in which higher neuroticism scores were associated with increased right amygdala - dorsomedial PFC, and decreased left amygdala anterior cingulate cortex functional connectivity (Cremers et al. 2010). The present findings suggest that asymmetry in the structural connectivity may underlie the above observed asymmetry in functional connectivity. We found that asymmetry in uncinate fasciculus , but not ||, was significantly associated with CAR, suggesting that this effect may be related to asymmetry in axonal density, organization and/or myelination of the uncinate fasciculus (Schwartz et al. 2005, Beaulieu 2009). The cingulum findings were more complex, in that || asymmetry was associated with CAR, while asymmetry was associated with neuroticism. || may reflect increased axonal diameter, though many other factors, like axonal number and organization, may also contribute to differences in both and || (Schwartz et al. 2005, Beaulieu 2009). Cingulum diffusion parameters may also be affected by bundle size, e.g., increased partial volume effects may reduce FA in smaller fibre bundles (Vos et al. 2011). The present cingulum findings could therefore be affected by the structural properties intrinsic to the tracts or to the size of the cingulum, which could affect the underlying diffusivities in the cingulum differently.
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Microstructural asymmetries of major limbic fibre tracts have been related to affective disorders (Kim et al. 2006, Drevets et al. 2008, Versace et al. 2008). A recent study found that subjects with bipolar disorder had higher left and lower right uncinate fasciculus FA relative to control subjects (Versace et al. 2008). Another study found that subjects with PTSD had lower left cingulum FA compared to controls. Moreover, on average the PTSD group had higher right than left cingulum FA, while the control group had higher left relative to right cingulum FA (Kim et al. 2006). Since both higher CAR and neuroticism scores have been linked to an increased risk of developing affective disorders (Kendler et al. 2004, Kendler et al. 2006, Adam et al. 2010), we speculate whether uncinate fasciculus and cingulum microstructural asymmetries are brain structural markers for a predisposition or risk for developing affective disorders. However, further studies are needed to address this question. In the present study, we estimated the dynamics of CAR as the difference between the maximum and mean morning cortisol level relative to the mean morning cortisol level. Frequently used other modelling approaches are estimates of the area under the curve increase (AUCi) relative to the awakening sample (Chida and Steptoe 2009, Vreeburg et al. 2010), the absolute difference score (Adif) between the peak sample and awakening sample (Chida and Steptoe 2009, Knoops et al. 2010), and the mean increase (awakening sample subtracted from the mean of the following morning samples) (Wust et al. 2000, Chida and Steptoe 2009). The present estimate of CAR was significantly correlated with Adif (P=0.02), but not with AUCi or mean increase (Ps0.29). Unlike the present estimate, AUCi and Adif show substantial correlations with the mean morning cortisol level. Moreover, AUCi, Adif and mean increase estimates of CAR highly rely on the awakening sample, which may be influenced by discrepancies in the time-interval between reported awakening and the first sample (Clow et al. 2004). To further minimize the influence of these discrepancies, we included the time-interval between reported awakening and the first sample as a covariate in all models containing cortisol measures. In around 20% of the subjects the maximum cortisol level was observed in the awakening sample. For these subjects, it is not possible to infer whether the awakening samples include the peak, or whether the cortisol levels peaked before the awakening samples were taken, for instance due to discrepancies in actual awakening and reported awakening, or because they may have a different response to awakening. We attempted to control for this uncertainty by including an additional covariate in all models describing whether the peak was in the awakening sample or in the subsequent samples. Further, when splitting subjects into peak-at-awakening and peak-after-awakening subgroups, the observed associations between CAR and ROI asymmetries became stronger in the peakafter-awakening subgroup. In the peak-at-awakening subgroup no associations were observed, potentially due to uncertainty of the peak or lack of statistical power. Some limitations to the present study should be noted. First, cortisol samples were collected over a single day, which might give a less precise estimate of CAR than if samples were collected over two or
17
more days. Second, the number of days between the different assessments (MRI, NEO-PI-R, and cortisol sampling) differed between subjects. Notably, including the number of days between assessments as a covariate, or excluding subjects with more than 1 month between assessments did not change the results. Moreover, neuroticism generally remains stable in adulthood (Caspi et al. 2005), and CAR shows relatively high intra-subject stability (Pruessner et al. 1997), though factors such as job stress and general life stress may influence CAR (Chida and Steptoe 2009). Although, these limitations may have added noise to the data, it is unlikely that they mediated the observed results, and effects may have been stronger without these limitations. In conclusion, our findings provide a new perspective on the biology of basal HPA-axis reactivity and negative emotionality in humans. Our study significantly extends previous animal work by showing that in humans the balance between left- and right-sided limbic circuits is significantly associated with individual variations in HPA-axis reactivity, and with the tendency to experience negative emotions. Critically, our findings raise important questions how limbic circuits are related to negative emotionality and neuroendocrine functions.
Acknowledgements
The study was performed within the framework of the Center for Integrated Molecular Brain Imaging. This work was supported by the Lundbeck Foundation and the Dagmar Marshalls Foundation. TLJ receives support for this work from the Veterans Affairs Center of Excellence for Stress and Mental Health, La Jolla, CA, United States.
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Paper 4
Danish Research Centre for Magnetic Resonance, Copenhagen University Hospital, Hvidovre, Denmark Center for Integrated Molecular Brain Imaging, Copenhagen, Denmark Faculty of Health Sciences, University of Copenhagen, Denmark Veterans Affairs Center of Excellence for Stress and Mental Health, San Diego, La Jolla, CA, United
States
5
Corresponding author Kathrine Skak Madsen Danish Research Centre for Magnetic Resonance MR-department, section 340 Copenhagen University Hospital, Hvidovre Kettegaard All 30 2650 Hvidovre Denmark Phone: +45 3662 3323, Fax: +45 3647 0302, E-mail: kathrine@drcmr.dk
Abstract
The hippocampus plays a central role in hypothalamic-pituitary-adrenal (HPA) axis regulation. Yet, morphometric studies linking hippocampal volumes to basal HPA-axis activity have produced inconsistent results. In the light of growing evidence for hemispheric lateralization in brain systems regulating arousal and emotion, we used diffusion-weighted imaging in healthy adults to test the hypotheses that individual variations in mean morning and afternoon/evening cortisol levels would be associated with the degree of hemispheric asymmetry in hippocampal mean diffusivity (MD). As predicted, higher left relative to right hippocampus MD was associated with higher basal cortisol levels. Associations were not attributable to hippocampal volume asymmetry, and no correlation between volume and MD was observed, suggesting that MD and volume index distinct biological properties of the hippocampus. The associations between hippocampal MD asymmetry and basal cortisol levels raises a number of possibilities, among them a potential asymmetric role of the hippocampus on HPA-axis regulation, or conversely, that individual variations in secreted cortisol, perhaps associated with stress, may have lateralized effects on hippocampal microstructure. The relationship between hippocampal MD asymmetry and HPA-axis tonus underscores that hemispheric asymmetries should be taken into account when trying to unravel links between the architecture of the limbic system and neuroendocrine functions.
Introduction
The hippocampus plays an important role in stress regulation by modulating the hypothalamic-pituitaryadrenal (HPA)-axis (Jankord and Herman 2008, Dedovic et al. 2009). The HPA-axis regulates the secretion of cortisol in response to stress and is critically involved in coping with bodily and environmental challenges (Fries et al. 2009). Under normal conditions, basal HPA-axis activity follows a distinct diurnal profile, with plasma cortisol levels peaking approximately 30 minutes after morning awakening, commonly referred to as cortisol awakening response (CAR), followed by a gradual decrease in cortisol levels during the rest of the day (Pruessner et al. 1997, Clow et al. 2009, Fries et al. 2009). Disruption of the normal diurnal profile of the HPA-axis has been found in several psychiatric disorders. Although not consistently, lower basal cortisol levels and lower CAR have been associated with fatigue, burnout, and post-traumatic stress disorder (Chida and Steptoe 2009, Handwerger 2009), while higher morning cortisol levels have been associated with anxiety disorder (Vreeburg et al. 2010) and major depression (Chida and Steptoe 2009, Handwerger 2009, Vreeburg et al. 2009). Moreover, individuals with high CAR may have an increased risk of developing major depression (Adam et al. 2010). Finally, prolonged increases in cortisol level, for instance induced by chronic stress, have adverse effects on hippocampal neurons and glial cells (Starkman et al. 1992, Sapolsky 2000, Rajkowska and MiguelHidalgo 2007, Jauregui-Huerta et al. 2010). Previous research on the relationship between human brain structure and cortisol measures as an index of HPA-axis function has typically focused on the hippocampus in healthy subjects and pathological conditions (Wolf et al. 2002, Buchanan et al. 2004, Pruessner et al. 2007, Knoops et al. 2010). Bilateral and unilateral hippocampal damage has been reported to abolish the morning response, while preserving overall cortisol levels throughout the day (Buchanan et al. 2004). In patients with elevated cortisol levels due to Cushings syndrome, hippocampal volume was negatively correlated with mean plasma cortisol levels (Starkman et al. 1992), and following treatment to reduce glucocorticoid levels, patients had a significant increase in hippocampal volume, which correlated with a decrease in 24-hour urinary cortisol levels (Starkman et al. 1999). In healthy individuals, studies relating cortisol measures to hippocampal volume have yielded inconsistent results. In a small cohort of 13 young subjects, higher morning cortisol levels were associated with larger hippocampal volumes (Pruessner et al. 2007). By contrast, two studies in large, middle-aged cohorts (N>380) did not find such a relationship (Knoops et al. 2010, Kremen et al. 2010) but one of these reported that smaller hippocampal volumes were correlated with higher evening cortisol levels, as well as with higher morning cortisol levels after dexamethasone administration (Knoops
et al. 2010). Another study found that smaller hippocampi were associated with higher morning adrenocorticotropin levels and higher 24-hour urine cortisol levels (Wolf et al. 2002). Further, prolonged high basal cortisol levels have also been associated with age-related hippocampal atrophy in elderly subjects (Lupien et al. 1998). Magnetic resonance imaging (MRI) studies of HPA-axis function in humans have mainly focused on brain activity, or on gray matter volumes or cortical thickness. In recent years, diffusion-weighted imaging (DWI), which is sensitive to the diffusion of water molecules, has been increasingly used to study microstructural properties of the human grey and white matter in vivo. In white matter, water diffuses more readily parallel than perpendicular to fibre bundles, ostensibly because of the hindering effects of cellular structures such as the axonal membranes and surrounding myelin sheaths, causing diffusion anisotropy. In grey matter, diffusion is also hindered by cellular structures, but the diffusion directionality is generally isotropic because of the relatively large imaging voxels that are employed (Beaulieu 2009). By fitting the DWI measurements of each voxel to the diffusion tensor model, several useful measures can be derived, such as fractional anisotropy (FA), estimating the degree of diffusion directionality, as well as mean diffusivity (MD), estimating the overall magnitude of water diffusion in a given voxel (Basser et al. 1994, Beaulieu 2009). Some DWI studies have studied hippocampal MD in healthy individuals. Hippocampal MD remains relatively stable in adulthood until the fifties and then progressively increases with age (Carlesimo et al. 2010). Two recent studies in healthy subjects found lower MD in the hippocampus in healthy adults who had a higher level of education (Piras et al. 2010) and showed better memory performance (Carlesimo et al. 2010), suggesting a link between hippocampal MD and function. Moreover, increased hippocampal MD has been observed in patients with unipolar major depression (Abe et al. 2010) and schizophrenia (Spoletini et al. 2011) relative to healthy control subjects. A single DWI study reported on hemispheric asymmetry of hippocampal microstructure, where healthy subjects and subjects with mild cognitive impairment showed higher MD in the right relative to left hippocampus (Muller et al. 2007). This observation ties in with a growing body of data suggesting that hemispheric lateralization is linked to the HPA-axis. Stroke patients with left-sided, but not right-sided, infarctions showed increased morning cortisol levels compared to controls (Lueken et al. 2009). In chronically-restrained (stressed) pigs, higher basal afternoon cortisol levels were associated with decreased volume and neuron number in the left, but not the right dentate gyrus (van der Beek et al. 2004). Using DWI, we recently found that the degree of microstructural asymmetry in the two major limbic fibre bundles, the cingulum and uncinate fasciculus, were associated with individual differences in the CAR (Madsen et al., Submitted). This raises the possibility that the individual expression of structural asymmetry between left and right limbic structures bear a relationship to HPA-axis functioning.
Following-up on our previous work, we used DWI to test the hypothesis that MD asymmetry in the human hippocampus predicts individual variations in tonic HPA-axis output as reflected by mean morning and mean afternoon/evening (PM) cortisol levels.
Participants
Fifty-eight healthy adults aged 19-86 years were included. None of them had any self-reported history of neurological or psychiatric disorders or brain injury or contraindications for MR. None of them took psychoactive drugs, steroids, hormone replacements, or drugs of abuse, including anabolic steroids. Subjects had a body-mass-index (BMI) below 35 kg/m2 (i.e., were not severely obese). Four subjects received antihypertensive treatment with thiazide diuretics, ACE inhibitors, or angiotensin II receptor antagonists and all were normotensive. No participants received beta-blocking agents. Handedness was assessed with the Edinburgh Handedness Inventory. Educational level after basic school was scored on a five-point scale (1 - No education; 2 - Special worker; 3 - Skilled worker; 4 - Longer theoretical education, 5 Academic education). Ten of the 58 subjects were excluded because less than four saliva samples were available within the first hour after awakening (N=7), not following the saliva sampling schedule (N=2), or because the participant reported intense exam related stress (N=1). In total, 48 subjects aged 19-86 years were included in the statistical analyses. For one of those subjects, PM cortisol levels were not available. Demographic data of the 48 subjects are presented in Table 1. The study was approved by the local (Copenhagen and Frederiksberg) Committee for Biomedical Research Ethics (protocol (KF) 01-2006-20, and performed in accordance with the Declaration of Helsinki. Informed written consent was obtained from all subjects prior to participation. Table 1. Demographic data of the participants (N=48). Age (years)* Gender (male / female) BMI (kg/m )* Education (group score)* Handedness (right / left)
*Values are given as mean standard deviation
2
Image acquisition
All subjects were scanned using a 3T Siemens scanner (Siemens, Erlangen, Germany) with an eightchannel head coil (Invivo, FL, USA). All acquired scans were aligned parallel to the anterior commisure posterior commisure line. T1-weighted images of the whole head were acquired using a 3D MPRAGE sequence (TR=1550 ms, TE=3.04 ms, matrix=256x256, 192 sagittal slices with no gap, 1 mm3 isotropic voxels). T2-weighted images of the whole head were acquired using a 3D turbo spin echo sequence (TR=3000 ms, TE=354 ms, matrix=256x196, 192 sagittal slices, 1.1x1.1x1.1 mm3 isotropic voxels). Whole brain diffusion weighted (DW) images were acquired using a twice-refocused balanced spin echo sequence that minimised eddy current distortion (Reese et al. 2003). Ten non-DW images (b=0) and 61 DW images (b=1200), encoded along independent collinear diffusion gradient orientations, were acquired
(TR=8200 ms; TE=100 ms; FOV=220x220, matrix=96x96; GRAPPA: factor 2, 48 lines; 61 transverse slices; no gap; 2.3x2.3x2.3 mm3 voxels). A gradient echo field map was acquired to correct B0 field distortions (Andersson et al. 2001) (TR=530 ms; TE[1]=5.19 ms and TE[2]=7.65 ms; FOV=256x256; matrix=128x128; 47 transverse slices; no gap, 2x2x3 mm3 voxels).
Image preprocessing
Raw images were visually inspected to ascertain data quality. Images were preprocessed using pipelines implemented in Matlab, using mainly SPM5 routines. T1-weighted and T2-weighted images were corrected for spatial distortions due to non-linearity in the gradient system of the scanner (Jovicich et al. 2006). The T2-image was coregistered (no reslicing), using a 6 parameter mutual information rigid transformation to the T1-image. Both T1 and T2 images were processed using the VBM5 toolbox in SPM5 (http://dbm.neuro.uni-jena.de/vbm/vbm5-for spm5/), which includes a unified segmentation algorithm (Ashburner and Friston 2005) and a Hidden Markov Random Field (HMRF) method (Cuadra et al. 2005). T2-weighted images were used to automatically create brain masks in native space. Resulting brain masked grey and white matter tissue maps in native space, the affine part of the spatial transformation from native to MNI space (obtained from the VBM5 analysis), and their left-right flipped counterparts were subsequently used in DARTEL (Diffeomorphic Anatomical Registration Through Exponentiated Lie Algebra), using default settings (Ashburner 2007), for high-dimensional inter-subject registration. Including the left-right flipped tissue maps ensured that resulting flow fields that parameterize the deformations were symmetric. Using the final symmetric ow elds, the native T1-images were warped into average symmetric image space (DARTEL space). In the DWI analysis, each subjects mean b0 image was coregistered to the T2-image (no reslicing), after which all DW images were coregistered to the mean b0 image (no reslicing). Next, all coregistered images were corrected for geometric distortions using a voxel displacement map based on both the acquired B0 field map (Andersson et al. 2001) and the scanner specific gradient non-linearities (Jovicich et al. 2006). Finally, all images were resliced using trilinear interpolation. Note that this procedure involves only one reslicing step. The diffusion gradient orientations were adjusted to account for any rotation applied during registration. The diffusion tensor was fitted using the RESTORE algorithm (Chang et al. 2005) with a noise standard deviation of 30, and FA, mean diffusivity (MD = (1 + 2 + 3) / 3) as well as perpendicular diffusivity ( = (2 + 3) / 2)) were calculated. A brain mask automatically generated on the T2-weighted image was applied to the MD images.
Mean diffusivity measures were obtained for left and right hippocampus and amygdala for each subject for statistical analyses. Regions-of-interest (ROIs) were drawn onto the symmetric average of the DARTEL-warped T1-images of all subjects using FSLview. As a first step, to ensure that the ROIs included only grey matter, an approximately one-voxel thick layer of grey matter at the white matter/CSF grey matter borders of the hippocampus was excluded (see Fig. 1). Resulting binary ROIs were resliced into native T1-space using inverse deformation fields using a trilinear interpolation. Next, ROIs were binarized using a threshold of 0.5, and overlaid on native T1-images to visually inspect the anatomical fit of the ROIs for each individual subject. To transform ROIs from native T1-space to native DTI space, all subjects FA images were warped to the subjects own native T1-image using FNIRT. Using the inverse warp field, ROIs were resliced into native DTI space using trilinear interpolation and binarized using a threshold of 0.5. Again, the anatomical fit of the ROIs was visually inspected. Finally, binary ROIs were multiplied with subjects own FA images thresholded at FA<0.25 to exclude potential white matter (partial-volume) voxels, and subsequently multiplied with subjects own image, thresholded at < 0.0012, to exclude potential CSF (partial volume) voxels. The mean (SD) number of 12 mm3 voxels in the ROIs were: left hippocampus = 143.4 (24.9), right hippocampus = 137.6 (22.7) voxels, left amygdala = 79.6 (15.4), and right amygdala = 80.2 (14.8).
Figure 1. Hippocampal regions-of-interest (ROIs) in DARTEL space. The hippocampal ROIs used to extract mean diffusivity (MD - red) and volume (blue) are overlaid on the symmetric average of the DARTEL-warped T1-images depicted in (a) sagittal, (b) coronal, and (c) axial view. In (d), smoothed 3-D versions of the MD hippocampal ROIs depicted together with a representation of the symmetric average DARTEL-warped grey and white matter segmentations.
The left and right hippocampal volumes were extracted for post hoc analyses. The hippocampus ROIs were drawn onto the symmetric average DARTEL template (see Fig. 1) using established criteria (Maller et al. 2006), and subsequently hand edited to fit each subjects DARTEL-warped image. For all subjects, the number of voxels and mean intensity values within the left and right hippocampus ROIs were extracted and multiplied to get the hippocampal volumes: (mean (SD): left hippocampus = 3013.6 (383.7), right hippocampus = 3045.5 (376.8) 1 mm3 voxels). Further, total brain volume (including both cerebrum and cerebellum) was extracted from all subjects by calculating and adding GM and WM volumes from respective tissue maps (mean SD = 1,247,547 152,552). Relative volumes of the left and right hippocampus (ROI / brain volume) were used in statistical analyses.
Asymmetry measures
Hippocampus and amygdala MD asymmetries were calculated as the percentage difference between left and right ROI values expressed as a percentage of the bilateral mean: ((2 * (Left Right)) / (Left + Right)) * 100.
Statistical analysis
Statistical analyses were performed in SPSS19 (SPSS Inc., Chicago, USA). Analyses using mean morning cortisol levels or CAR as dependent variable were based on 48 individuals, while analyses involving mean PM cortisol levels included data from 47 individuals. Two-tailed paired t-tests were used to compare the left and right ROI values. Age and gender effects were examined using linear regression models. Multiple linear regression was used to test our hypotheses. Shapiro-Wilk tests showed that all data were normally distributed except for mean PM cortisol level and CAR. Logarithm-transformation of the mean PM cortisol levels and CAR data normalized the residuals. All other assumptions for linear regression were fulfilled. The statistical tests were performed hierarchically. Major hypotheses were tested with 0.025 (Bonferroni corrected for 2 tests), while follow-up analyses were considered significant when 0.05. The major hypotheses were that mean morning cortisol level would be associated with hippocampus MD asymmetry, adjusted for age, age2, gender and time-interval between awakening and taking the first cortisol sample and that mean PM cortisol level was hypothesized to be associated with hippocampus MD asymmetry, after adjusting for age, age2, and gender effects. Planned follow-up analyses were contingent on observing significant associations in our primary analyses. Follow-up analyses assessed the relative contribution of left and right hippocampus MD to the observed effects, and ascertained that observed effects were not mediated by other known factors that may affect the cortisol or MD measures, e.g., sleep duration, awakening time, interval between sunrise and
awakening, hours of daylight, weekday vs. weekend cortisol sampling, BMI, handedness, educational level, smoking, antihypertensive treatment, or interval between MR-scan and cortisol sampling. Furthermore, we assessed the anatomical specificity of hippocampus MD asymmetry effects on mean cortisol levels by including amygdala MD asymmetry as an additional covariate in the models. Additional follow-up analyses were conducted to examine the influence of hippocampal volume on observed associations between hippocampal MD asymmetry and mean morning and PM cortisol levels by including hippocampal volume asymmetry as an additional covariate in the models. Finally, exploratory analyses were conducted to examine whether the hippocampus and amygdala MD asymmetries were associated with CAR, a measure of HPA-axis reactivity.
Results
Cortisol and ROI MD measures are summarized in Table 2. MD in the right hippocampus was significantly higher than MD in left hippocampus (p<10-8), while no right-left difference in MD was found in amygdala (p=0.72). Women had significant lower CAR (p=0.037) than men, after correcting for age effects. There was a trend towards a positive age effect on the mean morning cortisol level (p=0.055), adjusted for gender. Table 2. Mean standard deviation values for regions-of-interest (ROIs) and cortisol measures Whole group (N=48) ROI mean diffusivity (MD - 10-3 mm2/s) Right hippocampus MD Left hippocampus MD Right amygdala MD Left amygdala MD ROI MD asymmetry (%)* Hippocampus Amygdala Cortisol measures** Mean morning level (nmol/L) Mean PM level (nmol/L)*** Awakening Response 8.64 4.20 2.87 2.53 49.1 27.0 8.17 4.20 2.77 2.72 53.1 27.2 9.79 4.13 3.12 2.07 39.4 24.8 -1.77 1.94 -0.20 2.97 -1.95 2.08 -0.30 3.04 -1.33 1.56 0.05 2.89 0.881 0.021 0.866 0.026 0.825 0.024 0.824 0.033 0.877 0.020 0.860 0.025 0.823 0.025 0.821 0.034 0.891 0.021 0.879 0.023 0.830 0.019 0.830 0.032 Men (N=34) Women (N=14)
* Percentage MD asymmetry in ROIs. Negative values indicate that MD in the left is lower than the right ROI. ** Mean PM cortisol level and cortisol awakening response values are raw values and not logarithm-transformed values that were used in the statistical analyses. *** Mean PM cortisol level was based on 47 subjects (33 Males, 14 Females).
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Table 3. Main results from the a priori hypotheses and follow-up analyses predicting cortisol measures Hippocampus MD asymmetry R2 0.286 0.295 0.217 0.234 * 0.373 0.366 0.418 0.409 P 0.008 0.010 0.005 0.006 0.139 0.348 0.106 0.455 Mean morning cortisol level** Hippocampal volume asymmetry * P
* The standardized regression coefficient for the variables of interest controlling for model covariates. ** In models predicting mean morning cortisol level, effects of hippocampus MD asymmetry were tested after adjusting for age, age2, gender, time interval between awakening and the first cortisol sample (and hippocampal volume asymmetry). *** In models predicting mean PM cortisol level, effects of hippocampus MD asymmetry were adjusted for age, age2, and gender (and hippocampal volume asymmetry). Abbreviations: MD = Mean diffusivity
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remained a significant predictor of mean morning (=0.399, p=0.011) and PM (=0.524, p=0.002) cortisol levels, suggesting that the effects are not mediated by varying intervals between the assessments.
Figure 2. Partial regression plots of the main findings. Left) Mean morning cortisol level is plotted as a function of hippocampus mean diffusivity (MD) asymmetry, adjusted for age, age2, gender, time-interval between awakening and first cortisol sample. Right) The logarithm-transformed mean afternoon/evening (PM) cortisol level plotted as a function of hippocampus MD asymmetry, adjusted for age, age2, and gender. Note that residualized measures are plotted. Dotted lines indicate 95% confidence intervals.
The anatomical specificity of the associations between hippocampus MD asymmetry and mean cortisol levels was assessed by including amygdala MD asymmetry as an additional covariate in the models. The association between hippocampus MD asymmetry and mean morning and PM cortisol levels remained significant (morning: =0.426, p=0.003; PM: =0.426, p=0.006) when including amygdala MD asymmetry (morning: =-0.265, p=0.057; PM: =-0.043, p=0.77), suggesting that the hippocampus MD asymmetry effects are not mediated by a general limbic MD asymmetry. When considering the MD in the amygdala alone, neither mean morning cortisol level (p=0.23) nor mean PM cortisol level (p=0.79) were significantly associated with amygdala MD asymmetry.
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3). Neither hippocampal volume asymmetry (p0.30), nor left or right relative hippocampal volume alone (p0.11) were significantly associated with mean morning or mean PM cortisol levels.
Table 4. Follow-up analyses assessing the relative contribution of mean diffusivity (MD) in left and right hippocampus on mean morning or afternoon/evening (PM) cortisol levels. Left hippocampus MD R2 0.287 0.198 0.163 Mean PM cortisol level (n=47)*** 0.223 0.137 0.055 0.656 0.352 0.005 0.051 -0.043 0.803 -0.445 0.039 * 0.572 0.253 p 0.011 0.143 -0.102 0.536 Mean morning cortisol level (n=48)** -0.459 0.029 Right hippocampus MD * p
* The standardized regression coefficient for the variables of interests controlling for model covariates. ** Models predicting mean morning cortisol level either by modelling left and right hippocampus MD simultaneously (top) or individually (bottom two) were adjusted for age, age2, gender and time-interval between awakening and taking the first cortisol sample. *** Models predicting mean PM cortisol level either by modelling left and right hippocampus MD simultaneously (top) or individually (bottom two) were adjusted for age, age2, and gender.
Discussion
The main novel finding was a relationship between individual variations in the basal cortisol levels and the expression of microstructural asymmetry in the hippocampus. Specifically, higher mean morning and PM cortisol levels were associated with lower MD in the right relative to left hippocampus. Importantly, it was the ratio between left and right hippocampus MD and not the absolute MD values in left or right
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hippocampus individually that was predicted basal cortisol levels. The function-structure relationship between morning and PM cortisol levels and hippocampus MD asymmetry remained significant when including factors that could potentially influence the cortisol measures or the diffusion parameters. There are some indications that left-hemispheric limbic structures may be more influenced by high cortisol levels than those on the right (van der Beek et al. 2004, Cerqueira et al. 2005). However, it is unlikely that the observed association between cortisol levels and hippocampal MD asymmetry reflects a general hemispheric asymmetry of the limbic system. Follow-up analyses revealed that the relationship between hippocampus MD asymmetry and mean morning and PM cortisol levels remained significant when including hemispheric MD asymmetry of the amygdala in the statistical model. Therefore, we argue that the relationship between the HPA-axis tonus and MD asymmetry in the hippocampus was anatomically specific to the hippocampus. Further studies are needed to more precisely map the extent of these effects. Pending questions are whether the association between the HPA-axis tonus and MD asymmetry is expressed to a similar degree in all regions of the hippocampus. We also assessed the potential effect of hippocampal volume, because hippocampal volume has previously, though somewhat inconsistently, been related to basal HPA-axis activity (Lupien et al. 1998, Wolf et al. 2002, Pruessner et al. 2007, Knoops et al. 2010, Kremen et al. 2010). The MD effects remained significant when relative volumes were included in the models. Moreover, no significant associations were observed between hippocampal volumes and mean cortisol levels. These findings suggest that measurements of regional MD may provide a more sensitive means to detect links between neuroendocrinological measures and regional brain structure, because microstructural changes in a brain region may well influence regional MD without necessarily causing volume changes at the macrostructural level. The neurobiological factors that account for individual variations of MD in grey matter structures are poorly understood. Lower MD has been related to higher cell density in tumours (Chenevert et al. 2006, Gibbs et al. 2009). Moreover, a recent study of rats found that over an 18-month period after radiation temporal changes in apparent diffusion coefficient were negatively correlated with changes in glial cell staining in the hippocampus (Huang et al. 2010). Although MD does not measure cell density directly, these findings suggest that differences in cell (neuron and glia) density may contribute to the observed hippocampus effects in the present study. However, many other tissue parameters may also influence the regional magnitude of water diffusion, including membrane permeability, cell number and size (Chenevert et al. 2006), myelination and axon diameter of fibres originating or terminating in the hippocampus, as well as number, size and tortuosity of axons, dendrites and astrocytic processes. Our findings suggest that hippocampal MD asymmetry is specifically related to tonic, but not phasic circadian HPA-axis activity, as we did not observe a significant association between hippocampal MD
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asymmetry and the phasic estimate of CAR. In the same sample, we previously found a significant association between individual variability in CAR and the extent of microstructural asymmetry in the cingulum and uncinate fasciculus, but not with mean morning cortisol level (Madsen et al., Submitted). It is not clear what biological mechanisms might underlie these two observations. Cortisol primarily acts through mineralocorticoid (MR) and glucocorticoid (GR) receptors. Cortisol has a 5-10 fold higher affinity for MRs than GRs (De Kloet et al. 1998, Reul et al. 2000, Herman et al. 2005). Tonic inhibitory control of the HPA-axis is thought to be mediated primarily by MRs (De Kloet et al. 1998, Reul et al. 2000, Herman et al. 2005), which are densely expressed in only the hippocampus and dorsolateral septum (Seckl et al. 1991, Reul et al. 2000, Sanchez et al. 2000). The GRs become increasingly involved at the circadian cortisol peak or in association with stress (De Kloet et al. 1998, Reul et al. 2000, Herman et al. 2005). GRs are widely expressed throughout the brain, e.g., in hippocampus, pituitary, paraventricular nucleus, and neocortex (Sanchez et al. 2000). Our observation of a relationship between hippocampal MD asymmetries and tonic, but not phasic, HPA-axis activity, and between cingulum and uncinate fasciculus asymmetries and phasic, but not tonic, activity (Madsen et al., Submitted), may therefore relate to differences in the anatomical distribution of MRs and GRs. Further research is needed to investigate this possibility. At present, we can only speculate about the neurobiological significance of the observed relationship between mean cortisol levels and the asymmetry of mean MD in the hippocampus. Left and right hippocampi may have differential regulatory effects on the HPA-axis. If so, the asymmetry may reflect primary hemispheric differences in regulatory systems resulting in individual differences in basal cortisol levels. In accordance with this hypothesis, the density of MRs in mice was reported to be higher in the right than in the left hippocampus (Neveu et al. 1998). An alternative account is that the differences in cortisol levels themselves may have driven the MD asymmetry of the hippocampus. There is some evidence supporting the possibility that prolonged periods of elevated cortisol secretion exert differential effects on the microstructure of left and right hippocampus. Higher basal afternoon cortisol levels have been associated with decreased volume and neuron number in the left, but not the right, dentate gyrus in chronic-restrained (stressed) pigs (van der Beek et al. 2004). Further, in a recent study (Zach et al. 2010) 3 weeks of corticosterone treatment in rats was associated with alterations of hippocampal volume asymmetry as well as measures of the number of neurons in hippocampal subfields. Finally, the observed association may be mediated by other biological factors, or it may result from the association of both limbic MD asymmetries and basal cortisol levels with unrelated, but correlated, factors. Some limitations to the present study should be noted. First, cortisol samples were collected over a single day, which might give a less precise estimate of basal cortisol level than if samples were collected over two or more days. Second, the number of days between the MR-scan, and cortisol sampling differed
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between subjects. Notably, the results remained significant when including the number of days between the MR-scan and cortisol sampling as a covariate, or when excluding the subjects with more than 1 month between assessments. Moreover, mean cortisol levels generally show relatively high intra-subject stability (r=0.39-0.67) across days or a week (Pruessner et al. 1997), though factors such as general life stress may influence mean cortisol levels (Chida and Steptoe 2009). Although, these limitations may have added noise to the data, it is unlikely that they mediated the observed results, and effects may have been stronger without these limitations. In conclusion, we found that the balance between left and right hippocampal diffusivity is significantly associated with individual variation in basal cortisol levels, providing a new perspective on the biology of tonic HPA-axis activity in humans. Possible explanations might be that the left and right hippocampi have differential regulatory effects on the HPA-axis, or conversely that hippocampal microstructural asymmetry results from differential effects on the left and right hippocampus of high levels of secreted cortisol. These findings raise important questions about how the architecture of the limbic system is related to neuroendocrine functions.
Acknowledgements
The study was performed within the framework of the Center for Integrated Molecular Brain Imaging. This work was supported by the Lundbeck Foundation and the Dagmar Marshalls Foundation. TLJ receives support for this work from the Veterans Affairs Center of Excellence for Stress and Mental Health, La Jolla, CA, United States.
Conflicts of interest
None to declare
References
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