AFSL Licence Obligations Delivery

RG146: Online or paper-based

CPD: Online and face to face

Our Services
RG105: Online and face to face
Financial Education Professionals is an Australian
Securities & Investments Commission (“ASIC”) Authorised
Assessor for the purposes of RG 146 and RG 105 and a
Registered Training Organisation accredited to offer
programs and qualifications throughout Australia.

For AFSL holders, we offer the following services:

RG146 Initial Compliance

RG146: CFA® Gap Training
RG105 Assessments (options 2, 3 and 5)
CPD for Responsible Managers and Advisers
Fees (excl GST)

Training for Compliance Managers Various – refer over page

Our unique points of difference

We offer a variety of choices for you to meet your

compliance obligations. Specifically, these include:

For advisers who meet our experience test (“5 in 8

rule”), we offer a verbal assessment which fast Further Information
tracks your compliance without the need to sit
Please refer to the attached form and
through tedious courseware. return it to us:
For those who have completed Level 1 of the
enquiries@financialeducation.com.au
CFA® Program, we offer a fast-tracked pathway to
achieve RG146 compliance in 5 knowledge areas P +612 9252 7437

through one subject.

Undertaking initial compliance and CPD online
gives you “anywhere, anytime” control over how
you and/ or your staff achieve compliance.
We provide a cost-effective and transparent
RG105 service if you are nominating Responsible
Managers under Options 2, 3 or 5.
We offer contemporary and practical workshops if
you have responsibility for compliance under an
AFSL.

www.financialeducation.com.au
 Program Fees (incl GST)
Please note that all fees payable are not refundable and substitutions are not allowed.

RG146 Initial Compliance (per person)

Generic Knowledge, Specialist Knowledge (except Deposit Products and Non-Cash $357.50
Payment Facilities) per module

Deposit Products and Non-Cash Payment Facilities $192.50

®
CFA Gap Program $874.50

Skills $495

Individual Assessment (experienced advisers only)1 per module $385

Course Materials per set $220

Exam deferral or resit2 $44

RG105: Initial Nomination3

Option 2
1 Responsible Manager $3,080
2 Responsible Managers $4,070
3 Responsible Managers $5,500
4+ Responsible Managers $6,545

Option 34 Refer RG146 Initial Compliance

Option 5 Please contact us

RG146: Continuing Professional Development

Australian Financial Services Regulation Update for Advisers $412.50

Risk Management – Credit Risk $214.50

Risk Management - Market Risk $214.50

Risk Management – Operational Risk $214.50

Risk Management – Full Series $412.50

RG105: Continuing Professional Development

Australian Financial Services Regulation Update for Responsible Managers $412.50

The Annual Responsible Manager CPD Update $412.50

Tailored Workshop [3-Hours]5 per workshop $4,345.00

Training for Compliance Managers

Compliance Officer Essentials $1,402.50

Understanding ASIC Enforcement $1,567.50

Two-Workshop Fee $2,816.006

1
We are required to sight your CV and pre-approve candidates for this type of assessment.
2
Any change of assessment date is considered a deferral.
3
Please note that prices are indicative and will vary depending on the quality of supporting information provided by the client
4
Our RG146 courses qualify as “relevant short industry courses”
5
Each workshop is tailored to your licence obligations. Any interstate travel costs will be charged back to you at cost and in excess
of the workshop fee [Sydney only, please contact us to discuss options for other cities]
6
Please be advised that we do not require the same person to attend both workshops to be eligible for this fee

www.financialeducation.com.au