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A Course in English Morpho-Syntax

Syllabi for the Lectures


Examples and Exercises

Ludmila Veselovsk

Recenzenti:

Prof. PhDr. Jaroslav Machek, CSc.


Prof. Joseph Emonds, PhD.

TABLE OF CONTENTS
INTRODUCTION ............................................................................................................................................ 7
Working with this text................................................................................................................................ 7
The Topics and Background Philosophy................................................................................................... 7
1

COMMUNICATION (REVISION)....................................................................................................... 9
1.1
1.2
1.3
1.4

MODEL OF COMMUNICATION ........................................................................................................... 9


HUMAN LANGUAGE .......................................................................................................................... 9
LINGUISTICS ................................................................................................................................... 10
EXERCISES ...................................................................................................................................... 11

LINGUISTICS AS A SCIENCE .......................................................................................................... 13


2.1
2.2
2.3

HOW TO EVALUATE DATA (ACCEPTABILITY VS. UNACCEPTABILITY) ............................................ 13


STATING THE RULES / PRINCIPLES .................................................................................................. 14
EXERCISES ...................................................................................................................................... 15

MORPHOLOGY................................................................................................................................... 18
3.1
3.2
3.3
3.4
3.5

MORPHEME .................................................................................................................................... 18
LEXICAL AND NON-LEXICAL MEANING OF MORPHEMES ................................................................ 18
CRITERIA FOR DIVIDING MORPHEMES ............................................................................................. 19
MORPHEMES AS THINGS OR AS RULES?.......................................................................................... 20
EXERCISES ...................................................................................................................................... 22

WORD-FORMATION ......................................................................................................................... 26
4.1
4.2
4.3
4.4

LEXICON ......................................................................................................................................... 26
KINDS OF WORD-FORMATION (REVISION) ..................................................................................... 26
BACK FORMATION .......................................................................................................................... 27
EXERCISES ...................................................................................................................................... 28

DERIVATION....................................................................................................................................... 30
5.1
THE OPEN-ENDEDNESS OF THE LEXICON ........................................................................................ 30
5.2
CONSTRAINTS ON PRODUCTIVITY ................................................................................................... 30
5.2.1
Blocking Effect .......................................................................................................................... 30
5.2.2
Phonological Factors................................................................................................................ 31
5.2.3
Morphological Factors ............................................................................................................. 31
5.2.4
Semantic Factors ...................................................................................................................... 32
5.2.5
Aesthetic Factors ...................................................................................................................... 32
5.3
EXERCISES ...................................................................................................................................... 32

COMPOUNDING ................................................................................................................................. 35
6.1
6.2
6.3
6.4
6.5
6.6
6.7
6.8
6.9
6.10

ORTHOGRAPHY............................................................................................................................... 35
PHONETICS ..................................................................................................................................... 36
MORPHOLOGY ................................................................................................................................ 36
SYNTAX .......................................................................................................................................... 36
SEMANTICS ..................................................................................................................................... 38
HEADEDNESS OF COMPOUNDS ........................................................................................................ 39
RIGHT-HAND HEAD RULE............................................................................................................... 39
LEFT-HAND HEADED COMPOUNDS (IN ENGLISH) ........................................................................... 39
HEADLESS COMPOUNDS (EXOCENTRIC COMPOUNDS).................................................................... 40
EXERCISES ...................................................................................................................................... 40

SOME SPECIAL KINDS OF ENGLISH COMPOUNDS................................................................. 42


7.1
NOMINAL COMPOUNDS: BRACKETING PARADOX ........................................................................... 42
7.2
VERBAL COMPOUNDS..................................................................................................................... 42
7.2.1
Incorporation of Object/ Adverbial into Verb........................................................................... 42
7.2.2
Phrasal Verbs (Verbs with Particles) ....................................................................................... 43

7.3
SOME OTHER KINDS OF (ENGLISH) COMPOUNDS ............................................................................ 43
7.3.1
Rhyming Compounds ................................................................................................................ 43
7.3.2
Cranberry Words (analogical formations) ............................................................................... 43
7.3.3
Neoclassical Compounds .......................................................................................................... 44
7.3.4
Quotational Compounds ........................................................................................................... 44
7.4
EXERCISES ...................................................................................................................................... 44
8

MORPHOLOGICAL TYPOLOGY OF LANGUAGES ................................................................... 46


8.1
INDEX OF SYNTHESIS ...................................................................................................................... 46
8.1.1
Isolating Languages.................................................................................................................. 47
8.1.2
Polysynthetic and Incorporating Languages ............................................................................ 47
8.2
INDEX OF FUSION ........................................................................................................................... 48
8.2.1
Agglutinating Languages .......................................................................................................... 48
8.2.2
Fusional Languages.................................................................................................................. 49
8.3
EXERCISES ...................................................................................................................................... 50

PARTS OF SPEECH / WORD CATEGORIES................................................................................. 57


9.1
9.2
9.3
9.3.1
9.3.2
9.3.3
9.3.4
9.4
9.5
9.6
9.7
9.8
9.9

10

THE NATURE OF CATEGORIES ........................................................................................................ 60


SEMANTIC-NOTIONAL CRITERIA FOR ESTABLISHING A CATEGORY ............................................... 61
MORPHOLOGICAL CRITERIA FOR ESTABLISHING A CATEGORY ...................................................... 61
Derivational Morphology ......................................................................................................... 61
Inflectional Morphology ........................................................................................................... 61
Grammaticalisation ............................................................... Chyba! Zloka nen definovna.
Types of Features...................................................................................................................... 63
EXERCISES ...................................................................................................................................... 64
SYNTACTIC CRITERIA FOR ESTABLISHING A CATEGORY ................................................................ 65
HEADS AND PHRASES ..................................................................................................................... 65
CATEGORIAL PROTOTYPICALITY .................................................................................................... 66
SOME MINOR PARTS OF SPEECH ...................................................................................................... 67
EXERCISES ...................................................................................................................................... 67

SEMANTICS AND MORPHOLOGY OF NOUNS ........................................................................... 71


10.1
CASE .............................................................................................................................................. 71
10.1.1 The Repertory and Realization of Morphological Case............................................................ 71
10.1.2 The Source and Function of Case ............................................................................................. 72
10.2
COUNTABILITY AND NUMBER ........................................................................................................ 74
10.2.1 Countability .............................................................................................................................. 74
10.2.2 Singular vs. Dual vs. Plural Number ........................................................................................ 75
10.3
DETERMINATION ............................................................................................................................ 76
10.3.1 Classification of Determiners w.r.t. Distribution...................................................................... 76
10.3.2 Articles ...................................................................................................................................... 77
10.3.3 Types of Reference .................................................................................................................... 77
10.4
ANIMACY AND GENDER ................................................................................................................. 78
10.4.1 Animacy .................................................................................................................................... 78
10.4.2 The Gender Category................................................................................................................ 79
10.5
EXERCISES ...................................................................................................................................... 81

11

SYNTACTIC CHARACTERISTICS OF THE NOUN ..................................................................... 86


11.1
INTERNAL STRUCTURE OF NOUN PHRASES..................................................................................... 86
11.1.1 N-premodifiers .......................................................................................................................... 86
11.1.2 N-postmodifiers......................................................................................................................... 87
11.2
DISTRIBUTION AND FUNCTIONS OF NOUN PHRASES ....................................................................... 87
11.3
EXERCISES ...................................................................................................................................... 88

12

PRONOUNS .......................................................................................................................................... 93
12.1
PERSONAL PRONOUNS .................................................................................................................... 93
12.1.1 Interpretation of Personal Pronouns ........................................................................................ 93
12.1.2 Function and Form ................................................................................................................... 94
12.1.3 One............................................................................................................................................ 95

12.2
RELATIVE PRONOUNS ..................................................................................................................... 95
12.2.1 The form of the relative Pronouns ............................................................................................ 95
12.2.2 Omitting the relative Pronoun .................................................................................................. 96
12.3
INTERROGATIVE PRONOUNS ........................................................................................................... 97
12.3.1 The form of the interrogative Pronouns.................................................................................... 97
12.3.2 The position of the WH-Pronouns............................................................................................. 97
12.4
EXERCISES ...................................................................................................................................... 99
13

ANAPHORS (REFLEXIVES AND RECIPROCALS) .................................................................... 102


13.1
REFERENCE .................................................................................................................................. 102
13.1.1 Co-reference (Antecedents and Indices) ................................................................................. 102
13.1.2 The linear position of an antecedent (above all with pragmatic anaphors)............................ 103
13.2
THE FORM AND INTERPRETATION OF ENGLISH ANAPHORS .......................................................... 103
13.2.1 Antecedents of anaphors ......................................................................................................... 103
13.2.2 Binding of Anaphors ............................................................................................................... 104
13.2.3 Reciprocals ............................................................................................................................. 104
13.3
THE DISTRIBUTION/ USE OF REFLEXIVE/ RECIPROCAL PRONOUNS .............................................. 105
13.4
EXERCISES .................................................................................................................................... 105

14

MODIFIERS........................................................................................................................................ 107
14.1
SEMANTIC CHARACTERISTICS OF ADJECTIVES/ ADVERBS ............................................................ 107
14.2
ADJECTIVAL / ADVERBIAL MORPHOLOGY .................................................................................... 107
14.2.1 Derivational Morphology ....................................................................................................... 107
14.2.2 Inflectional Morphology ......................................................................................................... 108
14.3
EXERCISES .................................................................................................................................... 108

15

SYNTAX OF ADJECTIVES.............................................................................................................. 109


15.1
ADJECTIVE PHRASE ...................................................................................................................... 109
15.2
DISTRIBUTION/ FUNCTIONS OF ADJ PHRASES ............................................................................... 110
15.3
ADJECTIVAL PREDICATES ............................................................................................................. 110
15.4
ADJECTIVE PRE-/POST-MODIFIERS OF A NOUN ............................................................................. 111
15.4.1 Pre-modifying Adjectives ........................................................................................................ 111
15.4.2 Post-modifying Adjectives....................................................................................................... 111
15.5
SUBJECT/OBJECT COMPLEMENTS (SECONDARY PREDICATES) ..................................................... 112
15.6
CENTRAL AND PERIPHERAL ADJECTIVES...................................................................................... 113
15.6.1 Secondary Adjectives .............................................................................................................. 113
15.7
EXERCISES .................................................................................................................................... 114

16

ADVERBS............................................................................................................................................ 117
16.1
16.2
16.3
16.4

17

VERBAL, TEMPORAL, SENTENTIAL AND GRADING ADVERBS ......................................................... 118


NEGATIVE, PARTIAL NEGATIVE, POSITIVE ADVERBS ..................................................................... 118
ADVERBIALS AS COMPLEMENTS, ADJUNCTS, DISJUNCTS, CONJUNCTS ........................................ 119
EXERCISES .................................................................................................................................... 119

SEMANTICS AND MORPHOLOGY OF VERBS.......................................................................... 121


17.1
17.2
17.3
17.4
17.5
17.6
17.7
17.8
17.9

18

SEMANTIC SPECIFICATION AND CLASSIFICATION ......................................................................... 121


VERBAL PARADIGMA (VERBAL MORPHOLOGY)........................................................................... 122
TENSE ........................................................................................................................................... 123
ASPECT ......................................................................................................................................... 123
COMBINATIONS OF ASPECT & TENSE ........................................................................................... 124
MOOD, SENTENCE MODALITY ...................................................................................................... 125
VOICE ........................................................................................................................................... 126
SUBJECT-VERB AGREEMENT ........................................................................................................ 126
EXERCISES .................................................................................................................................... 127

SYNTAX OF VERBS.......................................................................................................................... 130


18.1
18.2
18.3

VERB PHRASE ............................................................................................................................... 130


DISTRIBUTION AND FUNCTIONS OF VP......................................................................................... 132
EXERCISES .................................................................................................................................... 132

19

AUXILIARIES AND MODALS ........................................................................................................ 133


19.1
19.2
19.3
19.4
19.5

20

SEMANTIC SPECIFICATION ............................................................................................................ 133


TWO KINDS OF MODALITY AMONG THE MODALS ........................................................................ 133
PHONETIC REDUCTIONS OF AUXILIARIES, MODALS AND LEXICAL VERBS .................................... 134
MORPHOLOGICAL PROPERTIES ..................................................................................................... 134
EXERCISES .................................................................................................................................... 135

SYNTAX OF AUXILIARIES, MODALS AND VERBS ................................................................ 137


20.1
20.2
20.3
20.4
20.5

QUESTION FORMATION: MODAL/*VERB - SUBJECT - ................................................................... 137


NEGATION (POSITION OF NOT)...................................................................................................... 138
QUESTION TAGS, SHORT ANSWERS, QUESTIONS OF SURPRISE ..................................................... 138
NEGATIVE QUESTIONS (TESTING THE PROPOSED VERBAL STRUCTURE)........................................ 139
EXERCISES .................................................................................................................................... 140

THE ENGLISH VERBS DO, BE AND HAVE ............................................................................. 143

21

21.1
21.2
21.3
22

SPECIFICITY OF BE ....................................................................................................................... 143


SPECIFICITY OF HAVE ................................................................................................................... 144
EXERCISES .................................................................................................................................... 146

APPENDIX: LIST OF SOME ENGLISH BOUND MORPHEMES.............................................. 150


22.1
22.2
22.3
22.4
22.5

NEGATIVE AFFIXES ....................................................................................................................... 150


SOME OF THE MORE FREQUENT ENGLISH SUFFIXES ...................................................................... 150
PREFFIXES OF GERMANIC ORIGIN ................................................................................................. 154
NON-GERMAN PREFFIXES ............................................................................................................. 154
SOME MORPHEMES OF GREEK ORIGIN........................................................................................... 158

RELATED LITERATURE.......................................................................................................................... 159

INTRODUCTION
Working with this text
This text has been written to assist students of English in their work in Morphology
and Morpho-Syntax courses in the programme of English philology. It assumes a solid
working knowledge of English grammar and of the traditional grammar at the level
assumed for the Grammar school courses of Czech language.
This text, however, is in no way intended to replace any textbook specified in a
course description, nor does the amount of material cover all of what students need to read
for their exams. Instead, it provides syllabi for the lectures with many schemes and
examples commented on and discussed in the course. Without a commentary some of them
may be difficult to understand, so the students are strongly encouraged to make their own
notes and remarks during the classes. Enough space is given between the paragraphs and on
the margins so that such additions are possible. Some students may still have problems with
English terminology and structuring their study - this text should also provide them with
the main terms used, and the sections basically follow a pattern that can be used in
preparing for English grammar exams, though not all topics are covered to the same extent
and some require more individual reading.
Apart from syllabi, the following text also contains a number of exercises. The
function of the exercises is twofold. First, they introduce some new aspects or problems of
the proposed analyses not mentioned in detail during the lectures. Second, they allow
students to test their understanding of the topics under discussion. In some cases, however,
there is no generally agreed solution to the problem and the exercise provides more data for
discussion of alternatives than a simple minded test of knowledge.
The Topics and Background Philosophy
The text in this volume is divided into two parts, each of which can be covered in
some 10-13 two-hour classes (in the existing system in a semester).
The first part of the volume constitutes a general introduction to the study of
morphology as a part of linguistics. It deals with the most standard and frequent processes
of English word-formation concentrating mainly on derivation and compounding. At the
end of this section some general principles of the morphological typology of languages are
introduced and discussed. The text goes into some detail establishing morpho-syntactic
criteria for English parts of speech, providing a universal introduction for the next part of
the volume.
The second part of the course concentrates in detail on the characteristics of the main
lexical categories (and also Pronouns) in English. Special attention is given to the forms
and functions of Nouns, Adjectives, Adverbs and Verbs, including Auxiliaries and Modals.
In this part many syntactic terms are introduced as far as they are relevant as categorial
characteristics. Because the assumed readers are Czechs and many of them intend to
translate or interpret in their future careers, English grammar is usually compared with its
Czech formal and/or pragmatic equivalents. Some other languages are also occasionally
mentioned, to provide a more universal background for the topic under discussion.
Each part contains an introductory Revision section testing the assumed preliminary
knowledge, and a final Revision section which summarizes the basic topics covered in the
course.

The text concentrates on topics which the author finds most important, most
interesting and sometimes neglected in other study materials. To complement these
individual choices, at the beginning of most sections there are some bibliographical
references to the literature which are recommended as study material for the course. The
students are expected to go through at least some of the materials mentioned.
The author of the following text believes in linguistics, above all in grammar, as an
autonomous science. Therefore the analyses here assumed that human language is a system
which can be studied by applying scientific methods, with the result of acquiring some
descriptively adequate and as explanatory as possible generalized hypotheses. Empirical
data and argumentation are thus strongly preferred to the memorizing of any listed
classifications, and no a priori analysis or theory is taken for granted or as definitive.
Nonetheless, the presentation and hypotheses here, such as in the choices of categories, are
based on traditional functional and structuralist grammar (which the students used during
their pre-university education) and only slightly influenced by current theoretical proposals.
Recent functional and generative approaches typically present themselves as returning to the empirical concerns of traditional grammar and at the moment provide a wide
range of plausible frameworks. The grammatical analyses introduced in this course assume
the need for empirical and scientific understanding of human language and although it
concentrates on formal grammar, it assumes interactions with other disciplines such as a
theory of communication, literary study, psychology, sociology, anthropology, etc. The
author hopes that discussing and trying to understand basic grammar in a more universal
and open-minded way turns out to be useful for all students of English language, who can
then go on in their studies in whichever field or framework suits their fancy.
Ludmila Veselovsk

COMMUNICATION (REVISION)

See also: Huddleston & Pullum (2002) pp. 2-16, Huddleston & Pullum (2005) pp. 1-10;
Akmajian, Demers, Farmer & Harnish (1990) pp. 1-10; Crystal (1987) pp. 395-414.
1.1
(1)

Model of Communication
Simplified Model of Communication
REALITY
CONCEPT of reality

CODING

DECODING

transmitter
speaker/ writer

CODE

receiver
hearer/ reader

channel/ noise/ etc.


context (linguistic/ extralinguistic), situation
Sciences/ Arts dealing with human language
(2)

(a)

Theory of Communication, Semiotics

(b)
(c)
(d)

Language Form (LINGUISTICS)


Language Meaning (Semantics)
Language Use (Pragmatics)

Special (Technical) Sciences: Lexicology, Lexicography, Logaoedics


Interdisciplinary Sciences: Stylistics, Psycholinguistics, Sociolinguistics, Neurolinguistics,
Computer Linguistics, etc.
1.2

Human Language

Crystal (1987) pp. 395-403


Compare human language (human-specific communication code) with animal
communication. The distinction is NOT in a level of communication needs, feelings, or so
on, but primarily in the FORM.
(3)

'Double articulation' / 'Duality of patterning'

A few meaningless elements (phonemes: consonants and vowels) combine into a vast
number of meaningful units (morphemes) which further combine into an infinite number of
larger units (words, phrases, clauses, texts).
(Hocket 1960): the existence of two levels of rule-governed combinatorial structure,
one combining meaningless sounds into morphemes, the other combining meaningful
morphemes into words and phrases is a universal design feature of human language.
9

1.3

Linguistics

Crystal (1987) pp. 81-123; Svoboda (2004) pp. 10-15


(4)

Levels of Linguistic Analysis - Parts of Linguistics

(a) TEXT ANALYSIS


(Hypersyntax)
(i) SYNTAX
(b) GRAMMAR
(ii) MORPHOLOGY

text / paragraph
clause / sentence
phrase

syntagma
paradigms

word
morpheme

(c) PHONETICS / PHONOLOGY

phoneme

Some levels of Linguistics are more autonomous, e.g. independent, they have their own
definable topic, deal with specific elements and apply their own rules which are less
derived from other fields (Phonetics/ Phonology, Semantics, Pragmatics) than others, e.g.
Morphology + Syntax (= Grammar) use similar elements, apply similar rules and discuss
the same or similar topics.
(5)

Immediate Constituent Analysis of Phonetic/ Phonological Structure

His father is tired.

(a)

(b)

his father

(c)

his

(d)

[his]

(e)

is tired
father

[fa]
z

is
[ther]

tired

[is]

[tir]
z

[ed]
ai

(e) phoneme (distinctive features) / allophone / sound (the symbols are only illustrative)
(d) syllable
(c) phonetic word (stress pattern, )
(b) phonetic phrase
(a) phonetic sentence (intonation pattern, )
Phonetics/ Phonology is an autonomous field of linguistics. It deals with elements which
carry the meaning but do not have the meaning themselves (sounds/ phonemes).
Phonological rules apply with no respect to the meaning, e.g. final devoicing in Czech
applies in all parts of speech and all sentence members, i.e. on all phonetically defined
elements irrespective of their role in the other parts of the language system.

10

(6)

Levels of Morpho-Syntactic (Grammatical) Structure

His father is tired.

(a)

(b)

his father

(c)

his

(d) [he] +

is tired

father
s

father

is
[be]

+ s

tired
tir

ed

(d) morpheme = minimal meaningful element


(c) word/ part of speech (paradigm)
(b) phrase/ sentence member (syntagma)
(a) clause
Syntagma: a relation between two syntactic elements.
Syntagmatic relations are hierarchical. Traditionally they are equivalents of the sentence
functions (which relate sentence members). E.g. Subject-Predicate, Noun-Adjectival
Attribute, Verb-Object.
Sometimes we use only one of the couple to classify the relation: 'Attribute' means a
relation which e.g. an Adjective has with respect to a Noun (blue sky).
The Syntactic System is a complex net of relations. The units which form a system are not
separable from the relations, in fact it is the relations (=functions) which define the units.
Paradigm: a list of (e.g. morphological) forms of one unit (tokens of a type)
e.g. he (Pron.): he/ his/ him, help (Verb): help/ helped/ helping, book (Noun): book /books,
nice (Adj): nice/ nicer/ nicest. One of the paradigmatic forms is usually taken as unmarked.
Paradigms are traditionally related to specific parts of speech (categories).
1.4

Exercises
EXERCISE ==========================================

(7)

Think of 5 Czech sentences using the word jazyk in the whole range of its meanings.
State which usage is appropriate in linguistics.
................................................................................................................................................
................................................................................................................................................
................................................................................................................................................
................................................................................................................................................
................................................................................................................................................
EXERCISE ===========================================

(8)

Explain the terms double articulation and complex system applied to linguistics
................................................................................................................................................
................................................................................................................................................

11

EXERCISE ===========================================
Discuss the main topics (units, terms) of the following sciences. What does it mean to
say that phonetics and semantics are autonomous parts of linguistics?

(9)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

lexicology
semantics
pragmatics
phonology/ phonetics
morphology
syntax
communication theory
semiotics
stylistics

(10) EXERCISE ==========================================


Name the parts/ units involved in the structure at a given level using the following
terms: sentence member, sound, syntagma, part of speech, syllable, phoneme, morpheme,
word, clause/ sentence, paradigm, Predicate, Pronoun, etc. Think of other terms related to
a given level.

My boy friend reads novels.

(a)

(b)

my boy friend

(c)

my

(d)

my

(e)

(a)
(b)
(c)
(d)
(e)

reads novels

boy friend
boy
y

[o+ y] f

reads
friend
r [ i+ e]

read

novels
s

novel

n d

.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................

(11) EXERCISE ===========================================


Terminology: In the following sentences classify the words according to their parts
of speech: 1. Nouns, 2. Adjectives, 3. Pronouns, 4. Numerals, 5. Verbs,
6. Adverbs, 7. Prepositions, 8. Conjunctions, 9. Interjections, 10. Particles.
Mj star bratr el rychle do koly a vrtil se v pt hodin.
My father went to the cinema.
He went quickly and came back tired.
This lazy brown dog jumped over five green hedges.

(a)
(b)
(c)
(d)

12

LINGUISTICS AS A SCIENCE

See also: Huddleston & Pullum (2002) pp. 17-42, Huddleston & Pullum (2005) pp. 11-28.
Ferdinand de Saussure
Noam Chomsky

Langue vs. Parole


Competence vs. Performance

Linguistics, as a science, deals with a language system, i.e. this means an interrelated
structure of elements. The language system is a reality, it is a human-specific code for
communication. It is subject to language-specific rules.
(1)

Linguistics

(i)
(ii)
(iii)
(iv)

observes/studies data within one or many language(s) (i.e. Parole),


describes them (classifies their parts),
looks for generalizations and
creates a model of grammar.

a) narrow data wide comparison


b) concrete descriptions abstract generalizations
Language-specific features: e.g. some languages have morphological Case on Adjectives.
W.r.t. this point, Czech and German do while English and French do not, etc. (Comparative
linguistics)
General universals: e.g. all languages have essentially the same parts of speech.
Model of Grammar
(a)
(b)

Observationally/ Descriptively adequate: the model must reflect the data correctly.
Explanatory: individual rules are to be related to the whole system.

2.1

How to Evaluate Data (Acceptability vs. Unacceptability)

"We may make an intuitive judgment that some linguistic expression is odd or deviant. But
we cannot in general know, pretheoretically, whether this deviance is a matter of syntax,
semantics, pragmatic, belief, memory limitations, style, etc., or even whether these are
appropriate categories for the interpretation of the judgment in question. It is an obvious
and uncontroversial fact that informant judgments do not fall neatly into clear categories:
syntactic, semantic, etc."
(Chomsky: Essays, 1977:4)
(2)

Native speaker has intuitions

a) about WELL-FORMEDNESS
b) STRUCTURE

(3)

A structure can/ must be evaluated w.r.t.

a) its form (grammaticality)


b) its interpretation (meaning)
c) its usage (specific contexts)

Pragmatic Competence (Theory of Language Use)

13

(4)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

? an honest geranium.
? the man next door says she never looses her temper with anyone
? the tree who we saw
? Human beings have two or three eyes.
? William was pregnant but he had a miscarriage.
? The umbrella is flying with the bathroom.
?Colorless green ideas sleep furiously.
?Im thinking of the sonata I hope to compose someday.

Semantic Competence
(5)

(a)
(b)

I thought that Elisabeth was there, but it turned out that she wasn't.
! I realized that Elisabeth was here, but it turned out that she wasn't.

(6)

(a)
(b)

The man=Peter knew that somebody saw him=Peter.


!/* He=Peter knew that somebody saw the man=Peter.

"The borderline between grammar and semantics is unclear, and linguists will draw the
line variously... Similarly the borderline between grammar and pragmatics (and even more
between semantics and pragmatics) is unclear." (Quirk et al. 1985:16)
Grammaticality
(7)

(a)
(b)
(c)
(d)
(e)

*Will you opening the window?


*Opens the window!
*Human beings has two or three leg.
*William was pregnant but he had uncarriage.
*The umbrella flying was with bathroom the.

The reason for the ungrammaticality has to be found, defined and explained, referring to
some rule and/or principle, which the ungrammatical sentence violates.
(8)

Phonological competence

blick
vs.
SENtence vs

*bnick
*senTENCE

(9)

Morphological competence

men
tigress

*mans
*horsess

(10) Syntactic competence

2.2

(a)
(b)

vs
vs.

I sent him out a copy.


*I sent a copy to him out.

Stating the Rules / Principles

Testing grammaticality (native speaker judgments) is the main method to study a


linguistic system. Grammatical examples, however, illustrate a possibility, not a rule. The
rules are defined correctly only when their violation results in ungrammaticality. We have
to find contrasting examples to demonstrate the potentials and limits of the system.

14

Compare the following examples in (11). Discuss how each or them 'demonstrates' the rule
for the order of Subject Verb Object in English and Czech (and or these fixed vs. free
??? ), considering also the style, frequency, special interpretations, etc.
(11) SVO
SOV
OVS
OSV
VSO
VOS
2.3

(a)
(b)
(c)
(d)
(e)
(f)

Mary wrote a letter.


*Mary a letter wrote.
*A letter wrote Mary.
A letter Mary wrote.
*Wrote Mary a letter.
*Wrote a letter Mary.

(a')
(b')
(c')
(d')
(e')
(f')

Marie napsala dopis.


% Marie dopis napsala.
Dopis napsala Marie.
% Dopis Marie napsala.
% Napsala Marie dopis.
% Napsala dopis Marie.

Exercises

(12) EXERCISE ==========================================


Mark the acceptability, distinguishing between OK= correct, , * = ungrammatical,
e.g. a syntactic / morphological error, and ! / ? = a semantic / pragmatic, discourse error.
(i)

(a)
(b)
........ (c)

Jenda zabil kmen.


Tygr zabil antilopu, ale ona neumela.
Vera jsem to ti dal.

(ii)

Mj bratr Petr si uvdomil, e jsem mizern kuchaka.


Moje koka si uvdomila, e jsem mizern kuchaka.
Moje zlat rybiky si uvdomily, e jsem mizern kuchaka.
Mj prvok si uvdomil, e jsem mizern kuchaka.
Moje teflonov pnev si uvdomila, e jsem mizern kuchaka.
Moje pravdomluvnost si uvdomila, e jsem mizern kuchaka.
Moje narozen si uvdomil, e jsem mizern kuchaka.
Mj bratr Petr si uvdomil, e jsem mizern kuchaka, ale j jsem dokzala, e
to nen pravda.
Moje Petr si uvdomil, jsem e mizern kuchaka.

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

(iii) (a)
(b)
(c)

Podvej se na toho vidravho slona.


Podvej se na ta vidrav jtra.
Podvej se na ta vidrav proti.

(iv) (a)
(b)
(c)
(d)

Vera ho nutil napsat to Marii.


Vera ho to Marii nutil napsat.
Vera ho nutil podepsat se j.
Vera se j ho nutil podepsat.

(v)

Bledmod sloni se 35. listopadu zakuklili.


Dvanctiten slunko sedmiten si utrhlo noiku.
Kdo si mysl, e to Maruce koupil?
Kdo se ptala, e to Maruce koupil?
Kdy si mysl, e dal Petr Maruce ten karafit?
Kdy si mysl, co dal Petr Maruce?

(a)
(b)
(c)
(d)
(e)
(f)

15

(13) EXERCISE ==========================================


Decide on the well-formedness of the following examples. Use the correct symbols
for deviant sentences (choosing among ?/ !/ *).
(i)

(a)
(b)
(c)

Zach killed the stone.


Zach killed the rabbit but it didn't die.
Killed rabbit Zach.

(ii)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

My uncle realizes that I'm a lousy cook.


My cat realizes that I'm a lousy cook.
My goldfish realizes that I'm a lousy cook.
My pet amoeba realizes that I'm a lousy cook.
My frying pan realizes that I'm a lousy cook.
My sincerity realizes that I'm a lousy cook.
My birth realizes that I'm a lousy cook.
My uncle realizes that I'm a lousy cook, but I proved I am not.
My realizes uncle that I'm a lousy cook.

(iii) (a)
(b)
(c)

Look at the cross-eyed elephant.


Look at the cross-eyed kidneys.
Look at the cross-eyed from.

(14) EXERCISE ===========================================


Mark the acceptability and try to explain it. Which principle/ rule does the
ungrammatical example violate? Be clear, short and accurate.
(a)
(b)
(c)
(d)
(e)

Emma like to read novels.


The wheatfield informed Alice that she should turn left.
Adam completely will finish his work.
I gave to some of my students new books.
Pink elephants will fly over the city.

(15) EXERCISE ===========================================


How would you interpret the following data? Which principle/ rule do they
demonstrate? Can you add more data showing the same rule?
(i)

(a)
(b)

This book can tire me out.


*These book can tire me out.

(ii)

(a)
(b)
(c)

big boy
big girl
big baby

(c)
(d)

...............................................
...............................................

(a') velk chlapec


(b') * velk dvka
(c') % velk dt

(iii) (a)
(b)
(c)

I went to school
You went to school.
He went to school.

(a') J jsem el do koly.


(b') * Ty jsem el do koly.
(c') * On jsem el do koly.

(iv) (a)
(c)

*I saw boy.
I saw a boy.

(b)
(d)

16

I saw you boy.


*I saw the your boy.

(16) EXERCISE ===========================================


Give examples which illustrate the facts about English Subject-Verb agreement and
try to state the rule for the agreement as precisely as possible (e.g. 'English Verbs show
Subject-Predicate agreement only in 3rd person singular present tense'). Recall that your
examples are to illustrate all possibilities including the ungrammatical ones. However, try
to express yourself as economically as possible!
................................................................................................................................................
................................................................................................................................................
................................................................................................................................................
................................................................................................................................................
................................................................................................................................................
(17) EXERCISE ===========================================
Do your examples in (16) exclude/ take into account also the following data?
If not, do they make your rule 'wrong'? How can one make it 'right'?
(a)
(b)

* I be at home.
* The teacher musts read their papers.

(18) EXERCISE ===========================================


A traditional definition of Pronouns is that "Pronouns can be used instead of Nouns."
Do the following data confirm the definition? (Mark the grammaticality of the sentences
first). Can you improve the definition? Give more examples illustrating the same
phenomena.
(a)
(b)
(c)
(d)
(e)
(f)

She went to school.


Emma went to school.
My little sister went to school.
My she went to school
My little she went to school.
My little one went to school.

(g)
(h)
(i)
(j)
(k)
(l)

I saw him.
I saw Adam.
I saw the tall blond boy.
I saw the he/ him.
I saw the tall blond he/ him.
I saw the tall blond one.

(19) EXERCISE ===========================================


Consider the following data concerning clausal negation. Assuming that in English
the clause is negated with the help of 'not' and in Czech by the use of 'ne-'. How would you
state the exact place where the negative element is added? Some relevant examples are
given below. Add more, to support your claim.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

I was not going to the centre.


*I was going not to the centre.
I will not read Johns letter.
*I will read not Johns letter.
*I read not Johns letters.
I will not be reading when you call.
I will be not reading when you call.
*I will be reading not when you call.

17

(i)
(j)
(k)
(l)
(m)
(n)
(o)

J jsem nela...
*J nejsem la...
J nebudu st.
*J budu nest...
J netu...
J nebudu st.
J st nebudu.

MORPHOLOGY

See also: Huddleston & Pullum (2002) pp. 1567-1579, Huddleston & Pullum (2005) pp.
264-290; Crystal (1987) pp. 88-100; Dukov (1994) pp. 13-22; Akmajian/ Demers/
Farmer/ Harnish (1990) pp. 11-52; Finegan & Besnier (1989) pp. 85-124; Fromkin &
Rodman (1990) pp. 122-157; Katamba (1993); Matthews (1974); Spenser (1991).
3.1

Morpheme

Bloomfield (1933):
A morpheme is the smallest element of a language which carries a meaning.
Which kind of meaning? SIGN = form + meaning. (In a language everything has some
meaning = reason/ function/ role in the system)
(Phoneme: can distinguish the meaning, but it does not carry it itself.)
3.2

Lexical and non-lexical Meaning of Morphemes

Morphology as realization of

A.
B.

lexical (autosemantic) meaning and/or


grammaticalized meaning.

Discussing the meaning of all the parts of the words below, we need to refer not only to the
lexical meaning of the stem, but also to the other parts of the word.
(1)

peskakovali

pes + skak + ova + l + i

Lexical morphemes (stems/ bases) have a huge number of meanings they reflect existing
reality: boy, believe, age, evolution, game, tree, vacuum, China, Christmas, Islam
Non-lexical morphemes are not infinite in number. They are the core of the grammar of a
language, i.e. their number, form, position, combinations etc. define the specific typological
characteristics of the language (e.g. Czech vs. English).
For some morphemes, to assign a category and to be itself a member of a category is its
'meaning/ function':
(2)

[N]
[Adj]
[V]

dark-ness, govern-ment, stupid-ity, brother-hood, leader-ship


atom-ic, colour-ful, green-eye-d, inter-nation-al
dark-en, modern-ize, intens-ify, celebr-ate

Some morphemes provide a grammaticalized (simplified, regular) meaning (within the


existing language specific limits)
(3)

(a)
(b)
(c)
(d)
(b)

[Number: singular/ plural]


[Tense: Past/ Future]
[Aspect: Perfect/ Progressive]
[Grade: Comparative/ Superlative]
[INF: no Subject/ Predicate]

book-s
govern-ed, will govern
has stopp-ed, is stopp-ing
short-er, short-est
to govern, to have gone

Morphemes can also signal a relation, a configuration, a syntagma:


18

vysok- dvka

(4)

The morpheme on vysok- is a morpheme of agreement (in Gender), which signals that
the expression is related to a feminine Noun. (Note that the final vowel height of vysok is
itself in some sense feminine compared with vysok.)
The-se boy-s

(5)

The form these contains a morpheme of agreement in Number, which signals, that the
expression is related to a plural Noun. (Note that the demonstrative meaning of these would
itself be in some sense more plural than this.)
(6)

(a)

hi-s, hi-m

[Case: genitive/ accusative]

Case shows also a relation to the other member within the syntagma.
(b)

i.
ii.

then they killed hi-m fast ,


she spoke with hi-m every day

-m in him marks the Object function of he w.r.t. the Verb kill or the Preposition with. Such
a function is interpreted as an affected Object (of a Verb/Preposition): the meaning includes
that (i) he is dead, (ii) he was (spoken) with...
(c)

hi-s/Mary-'s only recent picture

-s in his marks the function of he w.r.t. to the Noun picture and such a function is
interpreted as the Agent, Patient, or Possessor role of he.
Adam/Emma read-s well

(7)

-s in reads does not modify the lexical meaning of the stem, i.e. the reading activity is
identical with or without the morpheme s. The morpheme s is configurational; it shows
agreement, i.e. it signals that the Verb read is related to a Subject and the Subject is 3sg.
3.3
I.

Criteria for dividing morphemes


With respect to their meaning (see above in section 3.2):

(a) stem (free) / base (bound): rarely applicable in English


(b) function(al) word (free) / affix (bound)
(i) derivational affixes ............................. create (usually) a new word = category
(ii) inflectional endings ........................... create a new form within a paradigm
(8)

(a)
(b)
(c)
(d)
(e)
(f)
(g)

19

writ+er
modern+ize
modern+iz(e)+(a)tion
nation+al+ity
king+dom
instruct+ive
thirteen+th

VN
AdjV
AdjVN
NAdjN
N (person)N (region)
VAdj
Num (cardinal)Num (ordinal)

(9)

(a)
(b)
(c)

governor+s, book+s,
pretti+er,
stopp-ed, is read+ing

N (plural)
Adj (comparative)
V (Tense, Aspect)

PARADIGM: Morphological class vs. lexical class.


Nominal paradigm: declension. Verbal paradigm: conjugation.
II.

With respect to their independence:

(10) pretti-er
III.

(11)

vs.

more beautiful

Affixes with respect to their position:


See below (11) below.

(a)
(b)
(c)
(d)

(a) bound
(b) free

(a)
(b)
(c)
(d)

prefix
in(ter)fix
suffix
circumfix

under-graduate, en-rich, ex-minister, mis-read, oever-sleep, re-design


infixes are rare: r-i-ng, r-a-ng, r-u-ng
Cz: ten-to, to-ho-to, to-mu-to
dark-ness, atom-ic, govern-ment, brother-hood, intens-ify, modern-ise
especially within the verbal system: is read-ing, is introduc-ed

MORPHEMES

bound

bases
affixes

prefixes
suffixes
in(ter)fixes
circumfixes

contracted forms
free

3.4

content words
function(al) words

Morphemes as Things or as Rules?

FERDINAND de SAUSSURE

Langue
vs. Parole
morpheme vs. allomorph

Every pronounced form is a kind of allomorph!


(12) morpheme
allomorph(s)

=
=

plural of Nouns, OR abstract nominalization etc.


-s [-s/-z/-iz] /-en /
-(t)ion (re-ceive > re-cept-ion)

Level of Abstraction of Morphology


i ) Morphology = concatenation of morphemes = things / adding material
ii) Morphology = application of an abstract rule + subsequent insertion in a structure

20

View I: Morphology = concatenation of morphemes = things / adding material


Which things?
WRIT

ER

writers

(13) affixation See also (11).


(a)
(b)
(c)
(d)

prefixes
suffixes
in(ter)fixes
circumfix

NA-rostl / DE-stabilize
bez to-HO chlapce, modern-IZE
bez to-HO-to chlapce
chodi-LA BYCH

BUT ! There are other examples which make this simplified view implausible. See below.
(14) suppletion
go > went, good > better > best, she > her, is > are, two > second
partial suppletion France > French > franco-phile, Franco-American
BUT regular phonetic/ orthographic changes are not suppletion:
stop > stopp-ed, find > finds, nice > nic-er, city > cities, tomato >tomatoes
(15) reduplication

Cz.: mal-IN-k > mali-LIN-kat


Sp.: poqu-IT-o > poqu-IT-IT-o

(16) opaque compounding blackbird, greenhouse, numbskull, pineapple, private eye


(17) cliticization

(a) He is not at home.


(b) He isn't at home.

Is this morpheme bound of free?

(18) Phonological change / alternation


(a) stress

construct, contrast, increase, import, record, torment, transport

(b) vowel quality


(i) length/ tone lead>led>led, loose>loss, meet>met, hide>hid
(ii) quality = ablaut/apophony sing>sang>sung, tell>told, mouse>mice
(c)consonant mutation

bend > bent > bent


N > V : use, house, advice>advise, belief >believe
leaf >leaves, roof >rooves

(19) Null/ Zero affixation = CONVERSION


(a)
(b)
(c)
(d)

For partial conversion see (18).

a cut/ stop/ talk vs. to cut/ stop/ talk


he is back vs. to back his team vs. my back hurts
el okolo naeho domu. vs. el jenom tak okolo.
Objednal si drkovou. vs. Objednal si drkovou polvku.

View II: Morphology = application of an abstract rule + subsequent insertion


BUT what is it subsequent? Is creating the word a process?

21

3.5

Exercises

(20) EXERCISE ===========================================


Consider the word antidisestablishmentarianisms.
(a) Is it a possible English word?
YES
NO
?
(b) Is it the longest English word?
YES
NO
?
(c) Is it simple or complex (composed of elements)? SIMPLE COMPLEX ?
(d) Can you separate some parts of the word and use them in other English words?
...................................................................................................................................................
...................................................................................................................................................
..................................................................................................................................................
e) What does the word mean? (Give its Czech equivalent/ translation)
...................................................................................................................................................
(21) EXERCISE ===========================================
Looking above at (2)-(7), discuss the number of distinct morphemes in Czech and in
English. Are there distinctions in numbers of (i) lexical, (ii) derivational, and (iii)
inflectional morphemes?
(22) EXERCISE ===========================================
Which kind of meaning/ function/role can you find in the following words? Classify
the morphemes with a view to their independence, position, and function. Consider above
all (a) which part of speech the word was before and which part of speech it is after adding
a morpheme; (b) whether the meaning/ function of the morpheme is grammaticalized?
(a)

prac-ova-l-a

(b)

ne-u-vit-eln-

(c)
(d)

under-gradu-ate
read-er-s

(e)
(f)

dis-agree-ment
re-read-ing (of those articles)

(g)
(h)
(i)
(j)

he reads
I have read
he has read
he will be reading

(j)
he had read
(k) we will have finished
(l) (the house) is built
(m) (the letter) has been being written

(23) EXERCISE ===========================================


Consider the importance of productivity (regularity). Under which letter are the
following words listed in English dictionary? Which morphemes are listed in the
dictionaryand how? Why?
(a)
(b)
(c)
(d)
(e)

writer
impossible
blackboard
drivable
tigress

22

(f)
(g)
(h)
(i)
(j)

reevaluate
distress
co-occurrence
wonderful
submarine

(24) EXERCISE ===========================================


Give two examples (one English and one Czech) of the types of morphemes. Write a
complex word and underline the relevant morpheme.
ENGLISH
CZECH
bound morpheme.......................................................................................................................
free morpheme..........................................................................................................................
stem
................................................................................................................................
base
................................................................................................................................
function word.............................................................................................................................
prefix
................................................................................................................................
in(ter)fix ................................................................................................................................
suffix
................................................................................................................................
circumfix ................................................................................................................................
(25) EXERCISE ===========================================
Using your vocabulary and consulting Appendix 1, derive as many words as possible
from the following roots. Example: employ, employ-ee (VN), employ-er (VN), underemploy-ment (VN), un-employ-ed (VAdj), employ-able (VAdj)...
read
act
light

................................................................................................................................
................................................................................................................................
................................................................................................................................
................................................................................................................................
................................................................................................................................
................................................................................................................................

(26) EXERCISE ===========================================


Discuss the internal structure of the following complex words. Divide them into
morphemes and state (in detail) the kinds of the morphemes. Find other words comprised of
the same morphemes.
Example: underemployment = under+employ+ment
under - derivational prefix, low, less (e.g. under-graduate, under-mine, under-used)
employ root/ stem, give work (e.g. employ-er, employ-ee, employ-able)
ment derivational suffix, VN, institution/ abstract (e.g. govern-ment, improve-ment )
waiters

................................................................................................................................
................................................................................................................................

modernizeable ..........................................................................................................................
................................................................................................................................
cranberry ................................................................................................................................
re-reads

............................................................................................................................

spoke

................................................................................................................................

(he) was

................................................................................................................................

23

he's

reading

having

been

eaten

will

be written

sing

sang - sung

- song

(27) EXERCISE ===========================================


Give English morphemes for the following features. If there is more than one, state
the distinctions. If there is some choice of pronunciation, give all options.
(a)
(b)
(c)
(d)
(e)
(f)

Number
Gender
Case
Tense
Aspect
Grading

.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................

(28) EXERCISE ===========================================


What are the underlined morphemes? If there is more than one option, give contexts
which disambiguate them.
(a)
(b)
(c)
(d)

.......................................................................................................................
stop-s
satisfi-ed ......................................................................................................................
read-ing .......................................................................................................................
read-ing-s .......................................................................................................................

(29) EXERCISE ===========================================


Which kind of morpheme is the S/-ER/-ING/-ED morpheme in the following
examples? Justify your choice. Consider the category of the following word in the context.
(a)

(i) This is Emma'-s book.


(ii) These book-s belong to Emma.
(iii) Emma read-s many books.

(b)

(i)
(ii)

(c)

(i) He is read-ing the book.


(ii) His read-ing of the book has taken a long time.
(iii) He is quite a bor-ing guy.

(d)

(i) This chicken was kill-ed (by Harriet).


(ii) This chicken is freshly kill-ed (*by Harriet).
(iii) A freshly kill-ed (*by Harriet) chicken (*by Harriet).

24

He is a bit bigg-er than Barbara.


He is a fit swimm-er.

(30) EXERCISE ===========================================


How can you show /argue/ prove that the bold element in (a) is a morpheme while in
(b) it is not? Apply similar arguments to (c), is the part in bold a morpheme?
(a)
(b)
(c)

speak-er
moth-er
nic-er

......................................................................................................................
.......................................................................................................................
.......................................................................................................................

(a)
(b)
(c)

call-ing
br- ing
str- ing

.......................................................................................................................
.......................................................................................................................
.......................................................................................................................

(a)
(b)
(c)

un-fortunate
un-iversal
un-do

(a)
(b)
(c)

re-call
.......................................................................................................................
re-ad
.......................................................................................................................
re-memeber......................................................................................................................

.............................................................................................................
.............................................................................................................
.............................................................................................................

(31) EXERCISE ===========================================


What can one say about the relative order of derivational and inflectional
morphemes? Give more English and Czech examples showing that it is a universal rule.
(a)
(b)

govern-ment-s
* govern-s-ment

(c)
(d)

ui-tel-
*ui--tel

(32) EXERCISE ===========================================


On each line, what is the distinction between the underlined morphemes?
(a)
(b)
(c)
(d)
(e)

She is much nic-er than Mary.


I stopp-ed at the traffic lights.
Jill does-n't want to come.
Chod- do parku.
On chod- do lesa.

(a')
(b')
(c')
(d')
(e')

She is more beautiful than Mary.


I will stop at the traffic lights.
Jill does not want to come.
You go to the park.
He go-es to the forest.

(33) EXERCISE ===========================================


What is the meaning of the ER/ MORE morpheme in the following contexts?
(a)

big, big-er, the bigg-est

(b)

clever, more clever, the most clever

Does you definition cover also the following examples?


(c)
(d)

This dwarf is much bigg-er than that dwarf, but neither of them is big, of course.
Though Barbara is much more clever than Grace, they are both pretty stupid, in fact.

Discuss:

25

(i)
Is a big mouse bigger than a small elephant?
(ii) How big is big?
(iii) What is the meaning of an Adjective modifier?

WORD-FORMATION

See also: Huddleston & Pullum (2002) pp. 1623-1695, Huddleston & Pullum (2005) pp.
264-290; Quirk/ Greenbaum/ Leech/ Svartvik (2004) pp. 1515-1586.
4.1

Lexicon

Word: A word is a minimal free form. Lexeme: Words are listed in lexicon. A lexical
entry is comprised of the form + the meaning, i.e. it includes all specific (idiosyncratic)
phonological/ morphological/ syntactic/ semantic properties of a word.
.
(1)

Center/ Core vs. Periphery of the lexicon.

Grammatical elements and basic words are in the (stable) center.


The Periphery (neologisms, slang, archaisms) undergoes main changes.
4.2

Kinds of Word-Formation (Revision)

Diachronic vs. synchronic view


(2)

Neologism:
(c)

(3)

(a) totally new form: rare


(b) old form with a new meaning: snail-mail, cool, cruise, surf
generalized meaning (brand name): Kleenex, Xerox, cola, faucet

Loan words:

(a)
(b)

genetics, international, infant, perfume, sister, they, take


coffee, caf, teepee, robot, polka, hatcheck, typhoon, sushi

Languages can differ w.r.t. the tolerance to the loans. The reasons may be social (e.g.
xenophobia) and/or formal (synthetic languages must adopt the new words to paradigms).
(a) Initial abbreviations: IBM, MP, p.m., SOB, UN, EU, w.r.t.
(b) Acronyms: UNESCO, radar, WASP, NASA
(c) Clipping: mike (<microphone), bike, fridge, info, hype (<hyperbole)

(4)

Abbreviation:

(5)

Composition:

(6)

Conversion:

26

(a)
(b)
(c)

of morphemes: derivation
of parts of words: blending: portmanteau words
smog (<SMOke+foG), motel (<MOTo+hoTEL), hi-fi
of words:
(i) compounding: blackbird, snowman, dry clean, input
(ii) quotation compounds: hard-to-get items, do-ityourself store, fly-by-night business, off the cuff speech

(a)
(b)

true conversion (null affixation?): fast, hard (ADJ=ADV)


partial conversion (phonological change / alternation)

(i) stress:
transport, contrast, increase, torment, record
(ii) vowel length/tone or quality (= ablaut/apophony): sing>sang>sung>song
(iii) consonant mutation: advice>advise, belief>believe, use, house, mouth
4.3

Back Formation

= derivation by (false/ naive) analogy:


(7)

(a)
(b)
(c)
(d)

televise (< television), difficult (<difficulty)


baby-sit (< baby-sitter), chain-smoke (<chain-smoking)
crap < crapper < Thomas Crapper
beg < beggar

To claim that some word has been back-formed, we have to provide arguments about the
likelihood of the steps in the process of the word formation. The arguments may result from
(a) more detailed morphological analysis; see (8),
(b) knowledge of some specific morphological (word-formation) process; see (9),
(c) knowledge of historical data; see (10).
(8)

tele vis ion

regular complex word consisting of existing morphemes


tele- e.g. tele-phone, tele-graph
vis- e.g. vis-ibility, in-vis-ible
-ion e.g. locat-ion, nat-ion, criter-ion

televise

which morphemes does it consist of ???


(a) tele- e.g. tele-phone, tele-graph
(b) vis- e.g. vis-ibility, in-vis-ible
(c) *-e .... such V morpheme does not exist
(b) *-v- .... such morpheme doesn't exist
(c) -ise e.g. modern-ise, legal-ise

or

Conclusion: the word 'televise' couldn't be formed in a normal way. It must have been
backformed by speakers assuming the analogy with the words ending on ion which have
the verbal source on ise (modern-ise modernisat-ion; re-vise revis-ion).
(9)

baby sit ing

(a)
(b)
(c)
(d)

make a coffee
make shoes
lay bricks
sit (at) a baby

(10)

regular (old, Germanic) process of incorporating compounds


the structure is [N+ [V + er/ing ]] , never [N+V]. Exceptions
are assumed to follow the regularity, not the opposite.

Thomas Crapper
crapper
crap

coffee making, coffee maker


shoe making, shoe maker
bricklaying, bricklayer
baby sitting, baby sitter

BUT
* to coffee make
BUT
* to shoe make
BUT
* to bricklay
EXCEPTION!!! baby sit

a name of an engineer
the WC Thomas Crapper invented and was selling
back-formed Verb: writ(-er), crapp(-er)

The knowledge of historical data can thus be a source of information about a words origin.

27

4.4

Exercises

(11) EXERCISE ===========================================


Discuss how/ when the underlined words entered the English vocabulary.
(a)
(b)
(c)
(d)
(e)

Charles IV was a great king, not an archbishop.


Her ex-husband is a bricklayer. He works like a robot.
Mr. Kinnock has never been Prime ministerable.
Its nonsense to take only a canoe for such a long journey.
They saw the Princess Royal on the balcony.

(12) EXERCISE ===========================================


How were the underlined words formed?
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)

Samuel likes coffee.


Take your Kleenex and wipe it off.
I have never been to the USA
They are a member of NATO.
Joe bought a new bike.
This should count as a kind of brunch.
Our government is disappointing.
Mike never eats blackberries.
He is not a do-it-yourself man.
He has always been backing his team.
We must increase the production.
To make money, she is ready to baby-sit every day.

(13) EXERCISE ===========================================


Explain potential problems with the following words when used in Czech / English.
Ren, IBM, teepee, zoo, vacuum, Dolores Ibarruri, Ghana, tsunami, knedlich, gnocchi
(14) EXERCISE ===========================================
Provide original words for the following abbreviations and acronyms. Add some
examples of further abbreviations you know.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)

a.m./ p.m. ......................................................................................................................


B.C. / A.D. / C.E. ............................................................................................................
UN(O)
......................................................................................................................
OPEC
......................................................................................................................
FBI
......................................................................................................................
CIA
......................................................................................................................
UNICEF ......................................................................................................................
SOB
......................................................................................................................
MP
......................................................................................................................
REM
......................................................................................................................
ROM
......................................................................................................................

28

(l)
(m)
(n)
(o)
(p)
(q)
(r)
(s)
(t)

WIN
......................................................................................................................
RIP
......................................................................................................................
SUNY
......................................................................................................................
CUNY
......................................................................................................................
nylon
.....................................................................................................................
dederon ......................................................................................................................
PC
......................................................................................................................
.........................................................................................................................................
.........................................................................................................................................

(15) EXERCISE ===========================================


What is the origin of the following words?
(a)
(c)
(e)

motel ................................................
boatel ................................................
hi-fi ................................................

(b)
(d)
(f)

hotel ....................................................
brunch .................................................
sci-fi ....................................................

(16) EXERCISE ===========================================


Are the following words in the centre/ core of the vocabulary or on the periphery?
matka, cdko, posed (v lese), makromolekulrn, ona
child, infant, mother, sophisticated, chic, crack, e-mail, cop, introduce, yuppie, kid

(a)
(b)

(17) EXERCISE ===========================================


Give examples of the words which during your lifetime entered English vocabulary.
What are their stylistic values?
(18) EXERCISE ===========================================
Give examples of the words which during your life time entered the Czech
vocabulary. What are their stylistic values?
(19) EXERCISE ===========================================
Try to generalize the rule for (a) the stress distribution and (b) consonant mutation
for the categorial change of the words like:
(a)
(b)

construct, contrast, import, permit, record, torment, transport, etc.


advise/ advice, believe/ belief, house, mouth, use, breathe/ breath, bathe/ bath

(20) EXERCISE ===========================================


Use the following quotation compounds in short sentences and translate them to
Czech.
(a)
(b)
(c)
(d)

hard-to-get
do-it- yourself store
fly-by-night
what's-his-name

29

....................................................................................................
....................................................................................................
....................................................................................................
....................................................................................................

DERIVATION

See also: Huddleston & Pullum (2002) pp. 1666-1720, Huddleston & Pullum (2005) pp.
264-290.
Creating/ Enlarging the Lexicon by Composition
Creating a new word: Compounding BASE + BASE
Derivation
BASE + DERIVATIONAL AFFIX
Paradigmatic form:
BASE + INFLECTIONAL ENDING
(1)

(a)
(b)
(c)

blue-print, word-stock, trigger-happy, dry clean, offshoot, back formation


writ-er, invest-ment, final-ize, near-ly, mis-calculate, re-invent, trilion-th
read-s, John-s, stopp-ed, spok-en, nic-er, frend-li-est, re-low-er-ing

DERIVATION: Creating a new word by combination of base (bases) and affix(es)


PROBLEM: What is a word/ a base/an affix/an ending?
PREFIX
5.1

BASE

SUFFIX

ENDING

The Open-endedness of the Lexicon

Real words vs. potential words (individual occasional nonce-words: uncomplicatedness).


Words are listable (in dictionaries). Core and Periphery of the Lexicon; see (1).
Productivity follows from the rule-based processes of forming new words.
(2)

PRODUCTIVITY
in Morphology

5.2

to produce an infinite number of words/utterances


is a matter of degree not a dichotomy
is subject to a dimension of time

Constraints on Productivity

5.2.1 Blocking Effect


A more specific (idiosyncratic) form takes preference over (blocks the existence and use of)
a less specific (regular) form. (Aronoff, 1976)
(3)

(a)
(b)
(c)

write >
steal >
help >
write >
book >
man >

writ-er
*steal-er
help-ed
*writ-ed
book-s
* man-s

(blocked by semantically more specific thief)


(blocked by irregular 'wrote')
(blocked by irregular 'men')

Productive / idiosyncratic / frozen morphemes. Creativity - standard vs. innovations (poetic


language). Consider parsing.

30

5.2.2 Phonological Factors


E.g. ADJ ADV-ly cannot lead to repetitive effect
(4)

easy easily, stupid stupidly, friendly *friendlily, smelly *smellily

(5)

ADJ V-en (inchoative V = to begin to V)


(i) monosyllabic base(ii) ending must be a stop/ fricative/ non-sonorant

(6)

(a) fast > fasten, soft > soften, dark > darken, loose > loosen, tough > toughen
(b) dry > *dryen, blue > *bluen, low > *lowen, fine > *finen, lame >*lamen
(c) stupid >*stupiden, morose >*morosen, urgent >*urgenten, alive >*aliven

5.2.3 Morphological Factors


The order of morphemes is fixed. English tolerates only one inflectional morpheme.
(7)

(a)
(b)
(c)

5.2.3.1

a boy two boy-s, a boy-s book


that James those James-e-s, James-s book (James book)
mens room, childrens room, *boyss room (where boyss has two syllables)
Classes of Morphemes

Three different classes of morphemes


(Margaret Allen (1978), Dorothy Siegel (1979).
Class I:
Class II:
Class III:

(a) -ion, -ity, -ous, ...


(b)
(a) -hood, -ful, -ly, ...
(b)
regular inflection (=endings)

in-, sub-, re-, ...


un-, sub-, re-, ...

Level Ordering (Composition as a Process)


(i)

take the base and add Affixation of Class I


assign word stress rules (apply non-automatic phonological processes)

e.g. 'un+anim+ous,
(ii)

then add Affixation of Class II in its position


create Compounds

e.g. un+anim+ous+ly,
(iii) then add Affixation of Class III (regular inflection) in its position
(8)

Therefore Class I affixes always precede Class II affixes and Class III endings.
(= Stems precede suffixes which precede endings.)

(a)
(b)
(c)
(d)
(e)

danger-ous-ly
writ-er-s
conscience-ous-ness
able-ity-s abil-iti-es
character-iz-ing

31

*danger-ly-ous
*write-s-er
*conscience-ness-ous
*able-s-ity
*character-ing-ize

(9)

Compounds do not take derivational morphology, once created.

(a)
(b)
(c)

passion
> com+passion,
passion fruit
> *com-passion fruit
trouser+s + hanger(s) > trouserhanger(s)

/ fruit > fruity


/ *passion fruit-y
/ *trouser-s-hanger(s)

Class I undergoes special phonological processes, Classes II/III are phonologically inert.
legal in+legal = illegal
lawful un+lawful =*ullaful
real in+real = irreal / unreal / *urreal
ruly un+ruly = *urruly

(10) assimilation of prefixes:

(a)
(b)
(c)
(d)

(11) stress attraction:

ocean occean + ic / ocean + less


conscience conscient-ious / conscience + ness
rapid rapid + ity / horrid horrid + ness

5.2.4 Semantic Factors


The use of specific parts is often defined with respect to (w.r.t.) the their meaning.
(12) (a)
(b)

red-roofed house
*white-fenced house

one-armed bandit
*two-rivered land

wide-eyed girl
*long shirted guy

Compounds of the form ADJ+N+ed seem best for inalienable possession.


(13) Negative elements from bipolar couples resist negation.
happy - sad > unhappy, *unsad
love - hate > unloved, *unhated

(a)
(b)

5.2.5 Aesthetic Factors


(14) (a)
(b)
5.3

stagnation + inflation stagflation


marathon talkathon, ?? swimathon
Exercises

(15) EXERCISE ===========================================


Discuss the internal structure of the following complex words. Find other words
which are comprised of the same morphemes.
E.g. underemployment = under (prefix, low, less, e.g. under-ground), employ (root, give
work, e.g. employ-er), ment (suffix, VN, institution, e.g. govern-ment)
(a) childish
.............................................................................................................
...................................................................................................................................................
(b) novelists
.............................................................................................................
...................................................................................................................................................

32

(c) unemployment .............................................................................................................


...................................................................................................................................................
(d) governmental
.............................................................................................................
...................................................................................................................................................
(e) modernize
.............................................................................................................
...................................................................................................................................................
(f) privatization
.............................................................................................................
...................................................................................................................................................
(g) generalizations .............................................................................................................
...................................................................................................................................................
(h) immortal
.............................................................................................................
...................................................................................................................................................
(i) transportation .............................................................................................................
...................................................................................................................................................
(j) co-operatively .............................................................................................................
...................................................................................................................................................
(k) subversive
.............................................................................................................
...................................................................................................................................................
(l) hypothermic
.............................................................................................................
...................................................................................................................................................
(m) monothematic .............................................................................................................
...................................................................................................................................................
(16) EXERCISE ===========================================
Write the meaning/ function of the following morphemes and give two examples
containing them.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)

-ise
-ic
-al
-en
-dom
enrecodisfore-

...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................
...............................................................................................................................

(17) EXERCISE ===========================================


Explain the ungrammaticality of the (a) example. Using the examples (b) and (c)
discuss whether the reason may be "pronunciation difficulty" or "impossibility of
possession by a plural entity." Mention the synchronic vs. diachronic approach to
morphemes (which morphemes are synchronically productive?).
*girlss room (where girls has a second syllable with a reduced vowel)
Charles
Charles-e-s, Charles-s / Charles book
children / woman
children's room, womens dress,

(a)
(b)
(c)

33

(18) EXERCISE ===========================================


Referring to the constraints on productivity, explain the (un)grammaticality.
(a)
(b)
(c)
(d)
(e)
(f)
(g)

boy / boys, child / *childs


stop / stopped, speak / *speaked
easy / easily, silly / *sillyly
black / blacken, white / whiten, dry / *dryen, green / *greenen
illegal, impossible,*ullaful, *urruly
blue-eyed boy, *red-capped boy, *two-cared family, *big-Alsatianed woman
unclean, unhappy, inexpensive, *undirty, *unsad, *uncheap

(19) EXERCISE ===========================================


Mark and explain the distribution of the stress.
lawful unlawful, unlawfulness
finite infinite, infinity
marine submarine, marine ex-marine

(a)
(b)
(c)

(20) EXERCISE ===========================================


Discuss the distinction between the two morphemes -er.
(a)
(b)

baker, fighter, dancer, killer, toiler, wrecker, painter


banger, barber, butcher, dresser, farmer, foreigner, gripper, hanger, hooker, lawyer,
mixer, prisoner, stretcher, upper/ downer, whisker, rooster, poster, breather

(21) EXERCISE ===========================================


Discuss the function of the -ER in the following contexts. Support the distinction by
providing more examples.
(a)
(b)
(c)

John Updike is a famous American writ-er


It is easi-er to do it now.
Connie did not give us h-er book.

(22) EXERCISE ===========================================


Give examples of derivational morphemes with the following specifications
V N .............................................................................................................................
V A .............................................................................................................................
A V .............................................................................................................................
N N .............................................................................................................................
N A .............................................................................................................................

(a)
(b)
(c)
(d)
(e)

(23) EXERCISE ===========================================


Explain the logic which results in the claim that the following words are backformed.
(a)

to chain smoke

34

(b)

to televise

(c)

to beg

(d)

a burger

COMPOUNDING

See also: Huddleston & Pullum (2002) pp. 1644-1666, Huddleston & Pullum (2005) pp.
264-290.

Creating a new word: Compounding BASE + BASE


Derivation
BASE + DERIVATIONAL AFFIX
Paradigmatic form:
BASE + INFLECTIONAL ENDING
COMPOUNDING: Creating a new lexical entry by combination of at least two bases.
(1)

PREFIX

BASE

BASE

SUFFIX

ENDING

Compounding is a fusion of individual elements into one complex unit. It is a process


which takes place on two levels: semantic and formal. Some complex units are fused
above all semantically (idioms), some above all formally (compounds). Some are fused on
both levels (true compounds). The process is a matter of degree, not a dichotomy and it is
subject to the dimension of time. Distinct languages traditionally define compounds in
distinct ways (e.g. in Czech orthography is crucial).
1. Phrase: several words connected by syntactic rule (transparent/ compositional meaning).
2. Idiom: several words/ bases connected by syntactic rules but functions as a single unit,
i.e. the meaning is opaque.
3. Compound: several words/ bases form a structure which functions in the language
structure as a single word.
(2)

(a)
(a)

Do centra msta nesmj nkladn auta.


Nklaky do centra msta nesmj.

(3)

(a)
(b)

That bird is really black. Have you ever seen such a black bird?
There are many blackbirds in the park. Some of them are not black at all.

The process of unification can (and should) be traced/ considered on several levels:
(a) in orthography, (b) phonetics, (c) morphology, (d) syntax, and (e) semantics.
6.1

Orthography

This is the main (necessary and sufficient) criterion in Czech but not in English.
In English orthography is a sufficient but not necessary criterion. Many compounds are
hyphenated or separate.
(4)

(a)
(b)
(c)

35

Rohrer (1974): Some Problems of Wordformation.


Aronoff (1976): Word Formation in Generative Grammar.
Bauer (1983): English Word-formation.

6.2

Phonetics

Bloomfield (1933): accent subordination is a hallmark of compounds.


Compounds have one main stress only, while phrases put stress on each word separately.
(5)
BUT

(a)
(b)
(c)
(d)
(e)

ICE CREAM
vs. ICE cream
WHITE HOUSE
vs. WHITE house
GREEN HOUSE
vs. GREEN house
APPLE PIE, MAN MADE, EASY-GOING
pea GREEN, knee DEEP, dirt CHEAP (Adj-headed: final stress)

Thus, single stress is a sufficient but not necessary criterion for an English compound.
6.3

Morphology

In English lexical morphemes are ordered in front of derivational and inflectional


(mis-, ex-, de-, re-, non-, etc. precede the stems). There is no inflection inside a true
compound. (See above in 5.2.3.1)
(6)

BUT

(a)
(b)
(c)
(d)
(c)
(f)
(g)

girl friend
girl friends
* girls friend
short-sighted
*shorter-sighted
*scissor
scissors
scissor-handle(s)
*binocular
binoculars
binocular-case(s)
quick fried
*quickly fried
*quicker/est fried
well- known
better-known
best-known
a new mens store, a big kids play-ground, etc.

Thus, spelling the couple as a one word is a sufficient but not necessary criterion for an
English compound.
6.4

Syntax

Testing whether the complex behaves as one unit or as a syntactic phrase consisting of
several separable parts.
(7)

syntactic complex

(a)
(b)
(c)
(d)

when the chaps are here


rule the country
the man on the boat
round the house

idiom
(a')
(b')
(c')
(d')

when the chips are down


rule the roost
the man on the Clapman omnibus
round-the-clock

We can test whether the structure can be changed by some regular syntactic process.
Idioms: undergo (to various degrees) syntactic operations.
Compounds: are inert / frozen with respect to (w.r.t.) syntax (syntactic atoms).
(a) Enlarging the complex by additional material: e.g. Nouns in a syntactic complex
(phrase) can be premodified by semantically compatible Adjectives rather freely.
(b)

Passivization: A syntactic complex [Verb +Object] can be passivised.

36

In (8) adding Adjectives and passivization do not change the meaning, while in (9) they do.
(* here means the loss of the idiomatic reading.)
(8)
+Adj

(a)
(b)
(c)

Passive

(d)

(9)

(a)
(b)
* +Adj
(c)
* Passive (d)
(10)

vzali kldu na ramena


Vzali kldy na ramena.
Vzali dlouh/tk kldy na ramena.
(= nesli svoje dlouh, tk kusy deva)
?Kldy byly vzaty na ramena.

(= nst kus deva)


(= nesli kusy deva)

vzt nohy na ramena


Vzali nohy na ramena.
Vzali svalnat/chlupat nohy na ramena.
??Nohy byly vzaty na ramena.

(= utkat)
(=utkali)
(= * utkali.)
(= *utkalo se.)

syntactic complex
(a)
(b)
(c)
(d)

(= kusy deva se nesly)

idiom

hold ones bag


I held my/ his bag.
Her bag was held by Mary.
Its her bag that she held.

(a')
(b')
(c')
(d)

hold ones tongue


I held my/ *his tongue.
*His tongue was held by John.
*Its her tongue that she held.

BUT some idioms still keep a certain level of syntactic freedom.


(11)

(a)
(b)
(c)

break the ice


keep tabs on someone
take someone for a ride

(a') The ice was finally broken by Mary.


(b') Tabs are being kept on new students.
(c) The owner has been taken for a ride.

Questioning of separate parts: individual parts of a complex verbal phrase (Objects,


Adverbials) can be questioned.
(12)

(a)
(b)
(c)
(d)
(e)
(f)

stand here
stand by
get off the train
take a coffee
take courage
have fun

Where did he stand?


Where did he stand?
Where did she get?
What did you take?
What did you take?
What are you having?

- Here.
- *By
- *Off the train.
- A coffee.
- *Courage.
- *A lot of fun.

Premodifying Adjectives can be used as Predicates after a copula and in a relative clause.
With idioms the same changes in the structure causes the loss of the idiomatic meaning.
See also section 6.5.
(13) ice cream

(*after copula) *The cream is ice.


(*relative clause) *The cream which is ice/-y

(14) a colorful/ blue/ black bird (after copula)


The bird is colorful/ blue/ black.
(relative clause) The bird which is colorful /blue/ black
(15) a darkroom

37

(*after copula) *The room is dark.


(*relative clause) *The room which is dark.

6.5

Semantics

The meaning of a complex can be (i)


(ii)

compositional (=transparent) or
non-compositional (=opaque).

Remember that transparent meaning includes the syntagmatic information, i.e. hierarchy,
with the kind of relation expressed in some formal way (word order, morphology, etc.).
TRANSPARENT

OPAQUE (non-transparent)
bird

BLACKBIRD

BLACK
+ modification
Consider the following couple of words: it is not enough to know the meaning of both, we
must also know how they are related (which ONE is hierarchically higher and/or which
kind of function does the subordinate element fulfill).
(16) Combining Samuel (a person) and pedstavovat (an action)
(a) Samuel pedstavoval
Samuel is Agent of introduce
(b) pedstavovat Samuela
Samuel is Object of introduce
Samuel is Goal/ Beneficiary of introduce
(c) pedstavovat Samuelovi
(17) Combining Peter and introduce
(a) Samuel introduced
Samuel is Agent of introduce
(b) introduce Samuel
Samuel is Object of introduce
(c) introduce to Samuel Mary Brown Samuel is Goal/ Beneficiary of introduce
(18) Combining city and skyscraper
(a) city skyscraper
(b) skyscraper city

city modifies skyscraper


skyscraper modifies city

Many phrases can have both transparent and idiomatic reading:


(19) eat humble pie
(20) (a)
(b)

GREEN HOUSE
GREENhouse

(a) eat pie which is humble


(b) submit to humiliation
a house which is green
a house made of glass to grow warm weather plants

Semantic relations between elements can also be transparent in idioms, to a certain extent,
especially if one of the elements is a Verb.
(21) (a)
(b)
(c)
(d)
(e)

38

playmaker
man-eater
housecleaning
ball park
underground

a person who makes plays (team leader in football, hockey)


an animal that eats people
activity of professionally cleaning houses
a park or grassy stadium where ball games are played
(something) which is under the ground

6.6

Headedness of Compounds

Compounds are structures, i.e. there is a hierarchy between their parts.


Most compounds are endocentric, i.e. they have a head.
The HEAD is the most important part of a compound. What does most important mean?
In semantics we can consider the meaning.
In grammar we take for the head the element which assigns a category to the larger unit,
i.e. the one which takes relevant inflection and determines about the distribution.
See also above in (6).
velk msto
ve velk-m mst-
black bird

(a)
(b)
(c)
6.7

(a')
(b')
(c')

velk-o-msto
ve velk-o-mst-
blackbird(s)

Right-hand Head Rule

Consider the following compounds consisting of distinct categories. Which of them decides
about the category of the complex?
water-lily, bookcase
hothouse, high-court
undergraduate, oversight
world-wide, user-friendly
short-lived, good-natured
See also above in (6)(e).
overconfident, outspoken, inbred, downtrodden
underestimate, outscore, overrate, downplay
show off, look after, get up
See also above in (33).
playboy, showman, think tank,

(22) (a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

N+N=N
A+N=N
P+N=N
N+A=A
A+A=A
P+A=A
P+V=V
V+P=V
V+N=N

(23)

Right-hand Head Rule (Williams, 1981):


In morphology we observe that the head of a morphologically complex
word is the right-hand member of that word (in English).

(24) (a)
(b)
(c)

short-lived *shorter-lived
*scissor, scissors, scissor-handle(s)
*binocular, binoculars, binocular-case(s)

(25)

BUT

6.8
(26) (a)
(b)
(c)

39

(a)
(b)
(c)

craftsman, craftsmen
better-known, best-known, menservants, women priests
ladies man, bulls-eye, Achilles heel

Left-hand Headed Compounds (in English)


N-PREPOSITION
passer-by, passers-by, *passer-bys
FRENCH-BASED
attorney general, attorneys general, *attorney generals
QUOTATION COMP. mother-in-law, mothers-in-law, *mother-in-laws

6.9

Headless Compounds (Exocentric Compounds)

Compounds:

(a)
(b)

endocentric (have a head)


exocentric (have no head)

In English the headless compound appear headless only w.r.t. to semantics/ meaning, but
syntactically (and morphologically) the unit almost always has a (usually right-hand) head.
'Bahuvrihi' compounds: semantically opaque (metaphors). It is impossible to define which
part is more important w.r.t. its meaning. Morphology, however, takes the rightmost
element for the head of the complex.
(27) (a)
(b)
(c)
(d)

lazy-bones
numb-skull
loud-mouth
wall-flower

are NOT bones but a lazy person


is NOT a skull but a stupid person
is NOT a mouth but a noisy person
is NOT a flower but someone who doesnt dance

'Dvandva' compounds (copulative/ coordinate compounds). Though semantically equal,


morphology can disambiguate, using the RHHR.
(28) boy-friend, North-West, player-manager, washer-dryer, father-son
(a)
(b)
(c)
(d)
(e)
6.10

Josephine often keeps two or three boy-friends at the same time.


Next day they took North-Westerly direction.
Some teams could save money by using player-managers.
You can now purchase washer-dryers as single machines.
Mother-daughter trips are an increasingly common type of vacation.
Exercises

(29) EXERCISE ===========================================


Discuss the relations between the following couples of words. Is the interpretation
'transparent'? Why?
(a)
(c)

Elisabeth's sonnet
show Mary

(b)
(d)

Elizabethan sonnet
show Mary Adam

(30) EXERCISE ===========================================


Discuss the relations between the following couples of words. Are the interpretations
'transparent'? Why?
(a) exercise book
(b) play-boy (c) steeple-chase
(d) wall flower
(31) EXERCISE ===========================================
Discuss the contrasted structures. Why are some OK while others are *?
(a)
(c)

Mary held her/ his head.


His head was held by Mary.

40

(b)
(d)

Mary held her/*his tongue.


*His tongue was held by Harry.

(32) EXERCISE ===========================================


Paraphrase and translate the examples below. Consider all types of arguments
showing that the following are/ are not idioms/ compounds. Recall that the arguments are
to be (i) phonetic, (ii) morphological, (iii) syntactic, (iv) semantic.
(a)

Flying saucer

(b)

capital punishment

(c)

Big Apple

(33) EXERCISE ===========================================


Discuss the contrasted structures. (Why are some OK while others are *?)
(a)
(b)
(c)
(d)
(e)

eat outside
eat out
look well
look ahead
take advantage

Where did he finally eat?


Where did he finally eat?
How did he look?
How/ Where did he look?
What did she take of him?

- Outside.
- *Out.
- Well.
- *Ahead.
- *Great advantage.

(34) EXERCISE ===========================================


Explain the distinction between an idiom and a compound.
(35) EXERCISE ===========================================
Discuss the categorial composition and define the head of the following compounds.
Argue in favor of your choice of the head.
(a)
(b)
(c)
(d)
(e)
(f)
(g)

skyline
wet-suit
near-sightedness
foolproof
hard-hearted
near-sighted
Princess royal

(h)
(i)
(j)
(k)
(l)
(m)
(n)

overreact
get rid (of)
call girl
hanger on
downplay
brother-in-law
heir apparent

(36) EXERCISE ===========================================


Discuss a possible meaning and the grammaticality of
(a)
(b)
(c)

girl friend
clear-cut
playboy

girl friends
playboys

*girls friend
*clearer-cut
*playedboy

(37) EXERCISE ===========================================


Discuss the semantic structure of the following compounds. Find the semantic /
syntactic (morphological) head. Explain the meaning/ specificity of the following examples.
(a)
(b)
(c)
(d)

butterfingers (inept catcher)


blue-green
blockhead (idiot)
turncoat (renegade)

41

outdoors
dare-devil (reckless person)
spoil-sport (a grumpy person)
stick-in-the-mud

SOME SPECIAL KINDS OF ENGLISH COMPOUNDS

See also: Huddleston & Pullum (2002) pp. 1644-1666, Huddleston & Pullum (2005) pp.
264-290.
7.1

Nominal Compounds: Bracketing Paradox

English compounds of the form N+N are recursive, i.e. an already compound Noun can
modify a Noun and there can be Adjectives involved, too, which can be related to any of
the Nouns. The interpretation is therefore vague, it depends on how the listener relates the
elements (which hierarchy is assigned to the structure). In Czech the translation must
disambiguate the structure.
(1)

(a)

new hospital building


A + N + N

(i)
(ii)

[new hospital] building


new [hospital building]

(b)

American history teacher

(i)
(ii)

[American history] teacher


American [history teacher]

new government fund reserve


next lid cover steam box

(c)
(d)
7.2
-

... new is the government, fund, or reserve?


... next is lid, cover, steam or box?

Verbal Compounds
comprised of a head derived from a Verb;
a non-head is usually interpreted as complement/ adjunct of the Verb, where
complements have a thematic role;
the meaning is rather transparent.

7.2.1 Incorporation of Object/ Adverbial into Verb


Their basis is a Verb plus its argument. The (post verbal) argument is preposed
(incorporated) and the complex is deverbalized by some derivational suffix (nominal or
adjectival). It is an old, productive Germanic derivational process.
Predicate VERB

nominal OBJECT

(2)

lend money, make shoes, sell books, make hay, lay bricks.

(3)

(a)
(b)
(c)
(d)

42

N = N+V+er
N = N+V+ing
A = N+V+en
A = N+V+ing

:
:
:
:

moneylender, shoemaker
hay-making, brick-laying
hand-written, time-worn
God-fearing, self-seeking

Apart from arguments (Objects) of the Verb, the initial element can also be an adjunct of
time/ place/ manner/etc. as well, especially when the N suffixes -er/-ing are not used.
(See also section 4.3 about Backformation.)
(4)

(a)
(b)
(c)

chain smoker, bar tender


Sunday closing, dry cleaning
alcohol related, steam driven

(d) low-flying, high-flying


(e) time consuming, back breaking (labor)
(f) babysit, dry clean

7.2.2 Phrasal Verbs (Verbs with Particles)


(5)

(a)
(b)
(c)

lock out
take off
phone in

locked out
took off
phoned in

*lock outed
*take offed
*phone ined

Phrasal Verbs are special kinds of compounds, more semantic than actually syntactic. Their
head is not the right member, but the Verb, and the two elements can be separated. The
process of word formation with phrasal Verbs is matter of diachrony; some are well
established, others are more recently created and becoming productive.
(6)

(a)
(b)
(c)

7.3
(a)
(c)

I locked him out.


There was a lock-out after the strike.
They took their coats off outside.
The take-off was rough. (intransitive)
I phoned my order in to the restaurant. ?They no longer accept phone-ins.
Some other kinds of (English) Compounds

Rhyming Compounds
Neoclassical Compounds

(b)
(d)

Cranberry Words
Quotational Compounds

7.3.1 Rhyming Compounds


Typical for nursery rhymes, child language, slang, etc. (special stylistic value)
(7)

(a)
(b)
(c)
(d)

Black-Jack, claptrap, night-light, hocus pocus, honky tonk, hanky-panky


goody-goody
(good in sentimental or naive manner)
namby-pamby
(weak, ineffective--a person, or as adjective)
wishy-washy, tick-tock, ding-dong (=ABLAUT, high/front + low/back vowels)

7.3.2 Cranberry Words (analogical formations)


Some morphemes appear only in one or few combinations = 'cranberry' morphemes
(8)

43

straw+berry, goose+berry
blue+berry, black+berry
cran+berry

(a)
(b)
(c)

N N+N
N A+N
N N??+N

(d)
(e)

fishmonger (fish+*monger, war+*monger)


lukewarm (*luke+warm); to jay walk (*jay+walk); a werewolf (*were+wolf)

7.3.3 Neoclassical Compounds


In compounding the morphemes tend to be of the same origin.
Some compound were taken from a foreign language as compounds already, their structure
may be nontransparent to an English speaker and their parts not used separately. On the
other hand, speakers can acquire in varying degrees awareness of their structure, as in (d).
(9)

(a)
(b)
(c)
(d)

hydrology, hydrolysis, hydrometer


theocracy, theology, theosophy
television, telephone, telescope
biology, biophysics, biography, geology, geophysics, geography

(10) tele+vis+ion

tele+v??+ise ... back formation due to nontransparency?

7.3.4 Quotational Compounds


Hyphenated phrases, clauses, parts of sentences. They also contain grammatical
morphemes, not only bases. Parts of a bigger text. Used usually as N-premodifiers.
(11) (a) forget-me-not
(b) lily-of-the-valley
(c) devil-may-care
7.4

(d)
(e)
(f)

lady-in-waiting
touch-and-go
stick-in-the mud

Exercises

(12) EXERCISE ===========================================


Discuss the possible meanings of the following compounds. Explain the term
'bracketing paradox' and show the bracketing which capture the alternative meanings.
(a)
(b)
(c)

old city tower light


house plant food dish
international crime prevention office manager

(13) EXERCISE ===========================================


Translate the following complex verbal Predicates into Czech.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

to hit the road/ the highway


to hit the street(s)
to hit the air(waves)
to hit the pavement
to hit the ice
to hit the floor
to hit the roof/ ceiling
to hit the jackpot
to hit the sack/ hay
to have a roll in the hay
to hit the big time
to hit the spot

(j)
(k)

44

leave, start traveling


become public news
become news
go on strike
start a game of hockey
get up out of bed
lose temper violently
get rich quick
go to bed tired
have sex
become famous (entertainer)
be exactly the right thing

(l)
(m)
(n)
(o)
(p)
(q)
(r)

to hit the bull's eye


to hit the nail on the head
to hit some place e.g. London
to hit a sore spot
to hit on someone
to hit it off
to hit the dirt

make an exact remark


say something exactly true
become the fashion there, e.g. in London
say something really bothering somebody
to interact with someone with a sexual intent
get on together really well
get on the ground to avoid shooting

(14) EXERCISE ===========================================


Give examples of complex verbal structures with the following weak Verbs.
to get

(i) .................................................
(iii) .................................................
(v) .................................................

(ii)
(iv)
(vi)

................................................
................................................
................................................

to make

(i) .................................................
(iii) .................................................
(v) .................................................

(ii)
(iv)
(vi)

................................................
................................................
................................................

to look

(i) .................................................
(iii) .................................................
(v) .................................................

(ii)
(iv)
(vi)

................................................
................................................
................................................

to put

(i) .................................................
(iii) .................................................
(v) .................................................

(ii)
(iv)
(vi)

................................................
................................................
................................................

to take

(i) .................................................
(iii) .................................................
(v) .................................................

(ii)
(iv)
(vi)

................................................
................................................
................................................

(15) EXERCISE ===========================================


Explain the origin (steps in the derivation) of the following expressions:
(a)
(b)
(c)
(d)

bookseller, party drinker


church-going, house sitting
computer-matched, drug related
eye-catching, hard-hitting

(16) EXERCISE ===========================================


What kind of compounds are the following? Discuss their characteristics.
(a)
(b)
(c)
(d)
(e)
(f)

night-light, pretty-pretty (prettiness that goes over the top)


zigzag, sing-song, wishy-washy, tick-tock, knick-knack, lovey-dovey
blue-green, South-West
coffee-maker, beer-drinking
hard-to-follow story, catch-me-if-you-can game
put up (with), take away (from), stand up (for)

45

MORPHOLOGICAL TYPOLOGY OF LANGUAGES

See also: Comrie (1989) pp. 33-54, 210-226; Crystal (1987) pp. 84-86, 283-341;
Greenberg (1961).
3,000 - 10,000 languages (alive/ dead, language/ dialect, pigeon/ Creole, style/ slang)
Ranked in terms of numbers of speakers: Chinese, English, Spanish, Hindi, Arabic,
Bengali, Russian, Portuguese, Japanese, German, French, Punjabi....
(1)

A.

Genetic Classification

August Schleicher (Comparative Linguistics).


Both Czech and English are Indo-European languages. And so are Hindi, Persian, Latvian...
English is West Germanic, Czech is West Slavic.
But Hungarian, Estonian, Basque, Georgian, Hebrew, Turkish, Tamil, etc. are not I.-E.
(2)

B.

Morphological Classification (Typology)

Comparing Czech with English, English is isolating/ analytic, while Czech is synthetic/
fusional. However, neither of them is an extreme version and both show mixed
characteristics.
Discussing the morphological typology of a language, which criteria are relevant ?
E.g. August von Schleger (1767-1845)
(a)
(b)
(c)
(d)

Isolating, analytic, root languages


Inflecting, synthetic, fusional languages
Agglutinative languages
Polysynthetic, incorporating languages

BUT many other typological classifications exist (Sapir, Skalika, etc.).


A more contemporary approach to morphological typology distinguishes languages w.r.t.
two main parameters (INDEXES).
1

NUMBER OF MORPHEMES PER WORD

analytic vs. synthetic

ARE THE MORPHEMES SEGMENTABLE?

agglutinative vs. fusional

8.1

Index of Synthesis

- measures the number of morphemes per word.


(Isolating/ ANALYTICAL vs. Polysynthetic languages)
ANALYTICAL

SYNTHETIC

46

(a)
(c)
(c)
(d)
(e)

isolating
agglutinating
fusional
incorporating
polysynthetic

Most/ All major category words in Czech have more than one morpheme. In English
monomorph(emat)ic words are more frequent due to the lack of inflection.
(3)

a)
b)

monomorphematic words:
polymorphematic words:

proti, a,
ne-u-vi-tel-n,

blue, very, elephant


un-kind-ly, four-th

8.1.1 Isolating Languages


ONE WORD = ONE MORPHEME
(4)

W mi jzi ch.
I buy orange eat
'I bought some oranges to eat.'

Beijing Chinese

Vietnamese

Khi toi den nh ban toi, chng


toi bt dau lm bi.
when I come house friend I PLURAL I begin do lesson
'When I came to my friend's house, we began to do lessons.'

Compared with typical Indo-European languages, these highly isolating languages have:
- many monosyllabic, invariable words (larger phonetic repertory, e.g. tonic vowels),
- many non-categorial stems (since they do not fit I.-E. standard with its Latin-based
terminology, many of these are called 'particles'),
- fixed orders of elements/ words,
Isolating/ analytic characteristics are far more frequent in English than in Czech, but both
languages have numerous free grammatical morphemes.
(5)

(a)
(b)

to read, will have been reading, woman-doctor, take advantage of


by el, sml se, budu st

8.1.2 Polysynthetic and Incorporating Languages


ONE SENTENCE = ONE WORD
Polysynthesis: the number of compound morphemes is large and a single word may form a
rather complex sentence. In such words, only one of the morphemes, however, is lexical.
(6)

Yupik
(Siberian Eskimo)

angya- ghlla ng yug tuq


boat AUGMENT-ACQUIRE-DESIDERATIVE-3Sg
'He wants to acquire a big boat.'

Incorporation: a number of lexical morphemes combine into one word. This is possible in
many languages (compounds), but if it prevails, the language is taken for incorporating.
(7)

Chukchi

47

t - meyn - levt - pyt - rkn


1S great head ache IMP
'I have a fierce headache.'

(8)

ngi - rru - unthing


- apu - kani
I
PAST for some time eat repeatedly
'I kept on eating.'

Tiwi (aboriginal)

Compared with typical Indo-European languages, these languages have:


- long, complex words,
- fuzzy categories (if one is using Latin-based terminology),
- fixed orders of elements/ morphemes.
Polysynthetic and incorporating characteristics are of rare occurrence in both English and
Czech, but derivational and compounding phenomena have some traces of incorporation.
(9)

(a)
(b)
(c)
(d)

8.2

re-nation-al-is-abi-lity, dis-establish-ment-arian
chain-smoking, fresh orange juice maker, heat sensitive rocket reentry shield
do-it-yourself, catch-me-if-you-can
utinos, vlezdoprdelka, erveno-modro-bl, erno-koil-
Index of Fusion

Standard Indo-European word structure (mostly synthetic).


ONE WORD = ONE BASE + grammatical (derivational & inflectional) morpheme(s)
Classification w.r.t. the way the (grammatical) morphemes combine.
This measures the segmentability and invariance of morphemes:
(i) agglutinating languages (simple concatenation),
(ii) fusional languages (one element containing several inseparable morphemes).
8.2.1 Agglutinating Languages
(Latin gluten = glue) Turkish, Finnish, Japanese, Swahili
ONE WORD = MORE (CLEAR-CUT) MORPHEMES
modern

ise - er

BASE

M-1

M-2

s
M-3

Individual morphemes are clearly separable (sometimes with some regular changes at the
borders). Each has one function/ meaning, often identical with distinct parts of speech.
mimi ni - na - ku - penda wewe.
me
I-PRES -you-love
you
'I love you.'

(10) Swahili

(11) Turkish

48

(a)

SG/NOM adam
SG/GEN adam-in
SG/LOC adam-da

(b)

PL/GEN
PL/GEN
PL/LOC

adam - lar
adam - lar -in
adam - lar -da

8.2.2 Fusional Languages


ONE WORD = MORE UNSEGMENTABLE MORPHEMES
Latin, Greek, Arabic
BASE

M1/2/3

Each inflectional morpheme expresses a complex of meanings/ functions which cannot be


formally separated. The paradigms are complex, however. Marked/ unmarked combinations
appear, and zero morphemes are frequent.
Le
compr-
un libro a l.
him-DAT buy-1sg/ past a book to him
'I bought him a book.'

(12) Spanish:

Is a zero morpheme present, when 'nothing' is present? Is it fused or agglutinating?


(13) On by el dom.
(a)
(b)
(c)

on ... [Person: 3, Number: singular, Gender: masculine, Case: nominative]


by ... [Person: 3, Mood: conditional]
el ... [Number: singular, Gender: masculine, Tense: present]

(14) He read-s
(a)
(b)
(c)

Person: 3
Number: singular
Tense: present

[BUT: they read / *they reads]


[BUT: one book / *one books, I read / *I reads]
[BUT: we read / *we reads]

Regarding English inflection, recall example (7) on page 31.


The agglutination/ fusion contrast can be considered with (a) distinct kinds of morphemes,
(b) the same kind of morphemes.
In Indo-European languages (both English and Czech) the standard word template consists
of 1(2) stems, 1(x) derivational morpheme(s), 1(x) inflectional morpheme(s) in this order.
Observing the following examples, check that the distinct kinds of morphemes usually do
not fuse. Notice that fusion is a phenomena concerning mainly inflection.
(15)

(a)
(b)
(c)
(d)

black-bird-s, baby-sit-ing, under-ground


modern-isa-tion-s, inter-nation-al-is-abil-ity
under-gradu-ate-s, person-al-ise-s
he stop-s, she leng-th-en-ed

(16)

(a)
(b)
(c)
(d)

velko-msto
ne-u-vi-tel-n
nej-ne-obvyk-le-j
vidl-y zelen- stromy

49

8.3

Exercises

(17) EXERCISE ===========================================


Find examples of all the typological characteristics in
analytical /isolating
agglutinating
fusional
synthetic

CZECH
....................................................
....................................................
....................................................
....................................................
....................................................
....................................................

ENGLISH
....................................................
....................................................
....................................................
....................................................
....................................................
....................................................

(18) EXERCISE ===========================================


Give some contrasting examples of English (analytic) and Czech (synthetic)
morphology in the given category of
Verb
Noun
Adjective

....................................................
....................................................
....................................................
....................................................
....................................................
....................................................
....................................................
....................................................

....................................................
....................................................
....................................................
....................................................
....................................................
....................................................
....................................................
....................................................

(19) EXERCISE ===========================================


Which kind of typological characteristics do the following English structures show?
(a)
(b)
(c)

The boy loves the girl.


The mightiest Emperors loved the finest Empresses.
The most handsome male athletes will love the most beautiful female athletes.

(20) EXERCISE ===========================================


Find the Predicates and divide the verbal complexes into morphemes. Which kind of
typological characteristics do they show?
(a)
(b)

In January I will have been living in this town for ten years.
The building had been being built for two years already when the fire happened.

(21) EXERCISE ===========================================


Consider the agglutination/ fusion of the following kinds of morphemes in English.
Give examples of combinations of
(a) lexical and derivational morphemes .................................................................................
(b) lexical and inflectional morphemes .................................................................................
(d) two lexical morphemes ..................................................................................

50

(e) two derivational morphemes ..............................................................................................


(f) two inflectional morphemes .......................................................................................
(22) EXERCISE ===========================================
Compute the Index of Synthesis with the preceding and following expressions.
(a)
(b)

pst
to write

(c)
(d)

peskoila jsem ..........................................................................................................


I jumped over
..........................................................................................................

(e)
(f)

Petrovi
to Peter

(g)
(h)

nejkrsnj
..........................................................................................................
the most beautiful..........................................................................................................

..........................................................................................................
..........................................................................................................

..........................................................................................................
..........................................................................................................

(23) EXERCISE ===========================================


Consider the word 'take' in the following example and discuss which problems may
arise when computing the indexes, assuming answers to the following questions:
What is a 'word'? (minimal free form?) Is there some zero morpheme?
(i)

Theo will take a shower every other day.

(24) EXERCISE ===========================================


Relate the following phenomena to the typological characteristics of English and
contrast them with Czech
(a)
(b)
(c)

the length of 'word' (pronunciation)


the definition of 'word'
the word order

(25) EXERCISE ===========================================


Illustrate the index of synthesis and consider the degree of fusion by contrasting an
example of an analytic English Verb/ Adjective with a synthetic Czech Verb/ Adjective.
(a) a Verb
(b) an Adjective
(c) a Noun

....................................................
....................................................
....................................................

....................................................
....................................................
....................................................

(26) EXERCISE ===========================================


Explain briefly the main principles of each classification and compare English and
Czech with respect to
CZECH
ENGLISH
(i) genetic classification
........................................... ...........................................
(ii) morphological typology
........................................... ...........................................
(ii) word-order typology
........................................... ...........................................

51

(27) EXERCISE ===========================================


Discuss the internal structures of the following complex words. Divide them into
morphemes and state (in detail) the types of the morphemes. Find other words comprised of
the same morphemes.
Example: underemployment = under+employ+ment
under - derivational prefix, low, less (e.g. under-graduate, under-mine)
employ root/ stem, give work (e.g. employ-er, employ-ee)
ment derivational suffix, VN, institution/ abstract (e.g. govern-ment, improve-ment )
readers

................................................................................................................................
................................................................................................................................
nationalize ................................................................................................................................
................................................................................................................................
cranberry ................................................................................................................................
................................................................................................................................
writes
................................................................................................................................
went

................................................................................................................................

(he) was

................................................................................................................................
having
will
sing

been

written

be introduced
sang - sung

- song

(28) EXERCISE ===========================================


Give the English morphemes with the following features. If there is more than one,
state the distinctions. If there is some choice of pronunciation, give all options.
(a)
(b)
(c)
(d)
(e)

Number
Tense
Aspect
Grading
Voice

.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................

(29) EXERCISE ===========================================


What are the underlined morphemes? If there is more than one option, give contexts
which disambiguate them.
(a)
(b)
(c)

read-ing .......................................................................................................................
stop-s
.......................................................................................................................
introduc-ed ......................................................................................................................

52

(30) EXERCISE ==========================================


Give examples of derivational morphemes with the following specifications.
V N .............................................................................................................................
V A .............................................................................................................................
A V .............................................................................................................................
N N .............................................................................................................................
N A .............................................................................................................................
N V A ...................................................................................................................
A V N .....................................................................................................................

(a)
(b)
(c)
(d)
(e)
(f)
(g)

(31) EXERCISE ===========================================


Discuss the categorial composition and define the head of the following compounds.
Argue in favor of your choice of the head.
(a)
(b)
(c)
(d)
(e)

skyscraper
suitcase
light-hearted
waterproof
out spoken

(f)
(g)
(h)
(i)
(j)

soft spoken
look forward (to)
playboy
court martial
sister-in-law

(32) EXERCISE ===========================================


Try to generalize the rules for (a) the stress distribution and (b) consonant mutation
for the categorial change of words like
(a) contrast, construct, increase, import, torment, transport, etc.
(b) use, house, mouth, advise/ advice, believe/ belief
(33) EXERCISE ===========================================
What kind of compounds are the following? Discuss their characteristics.
(a)
(b)
(c)
(d)
(e)
(f)

night-light, hanky panky


zigzag, sing-song, wishy-washy, tick-tock
blue-green, South-West
coffee-maker, whiskey-drinking
hard-to-follow story, catch-me-if-you-can game
put up (with), take away (from), stand up (for)

(34) EXERCISE ===========================================


Discuss the typological characteristics of the following kinds of languages. Give
examples in both English and Czech.
(a)
(b)
(c)
(d)

analytic /isolating
synthetic
agglutinating
fusional

53

....................................................................................................
....................................................................................................
....................................................................................................
....................................................................................................

(35) EXERCISE ===========================================


Each of the following words in Telugu (a Dravidian language spoken in India) is
translated into English by an entire sentence. Analyze the words by identifying the
morphemes occurring in each word - fill in the right column.
(See Demers & Farmer 1991, pp 25-28)
Telugu
1.
ceppnu
2.
cepparu
3.
cuustaam
4.
ceppm
5.
ceppanu
6.
augutaau
7.
cuustunnaau
8.
ceppyi
9.
koataanu
10. paaataanu
11. ceppru
12. ceppvu
13. ceppavu
14. ceppam
15. ceppu
16. cuusu
17. koatunnaayi
18. ceestunnaanu
19. augutaam

English
I told.
Youpl will not tell.
We will see.
We told.
I will not tell.
He will ask.
He is seeing.
They told.
I will beat.
I will sing.
Youpl told.
Yousg told.
Yousg will not tell.
We will not tell.
He told.
He saw.
They are beating.
I am doing.
We will ask.

English
tell
sing
see
laugh
ask
beat
do
PAST
-ing
I
yousg
he
we
youpl
they
NEG FUT
CAUSATIVE
FUTURE
Youpl are singing.

Telugu
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.

20.

ceppincunu
navvincum

They will not


laugh.
Yousg will cause
(someone) to ask.

20.

21.
22.

ceesnu

I cause (someone)
to tell.
We cause
(someone) to laugh.
I did.

54

21.

(36) EXERCISE ===========================================


The following words are in Swahili (a language of the Niger-Congo family).
(i) Identify the morphemes occurring in each word - fill in the right column.
(ii) What is the order of the main sentence members in Swahili?
(iii) Which type of language is Swahili?
(See Demers & Farmer 1991, pp 29-32.)
English
1. aliwaandika
2. ninakujua
3. anasoma
4. ulituuliza
5. tulikuona
6. anamjua
7. mtasoma
8. walimpiga
9. umeandika
10. mlimpiga
11. anakujua
12. mtaniona
13. nimembusu
14. walisoma
15. nitawabusu
16. tumewaandika
17. utanibusu
18. utatupiga
19. wamewauliza
20. tumewauliza

55

Swahili
(S)He wrote youpl.
I know yousg.
(S)He reads.
Yousg asked us.
We saw you sg.
(S)He knows him/ her.
Yousg will read.
They hitPAST him/ her.
Yousg have just written.
Youpl hitPAST him/ her.
(S)He knows you sg.
Youpl will see me.
I have just kissed him/her.
They readPAST .
I will kiss youpl .
We have just written youpl
Yousg will kiss me.
Yousg will hit us.
They have just asked them
We have just asked them.

English
I / me
yousg
(s)he / him/ her
we / us
youpl
they / them
PRES
FUTURE
PAST
PERF
write
ask
read
see
know
hit
kiss

Swahili
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.

(37) EXERCISE ===========================================


The following words are in Classical Nahuatl (a Uto-Aztecan language spoken in
Mexico). (i)Identify the morphemes occurring in each word - fill in the right column.
Recall that some morphemes can be phonetically empty ().
(ii) What is the word order in Nahuatl?
(iii) Which type of language is Nahuatl?
(See Demers & Farmer 1991, pp 33-36.)
Nahuatl
1.
nicho:ka
2.
nicho:kani
3.
ankochinih
4.
tikochih
5.
kochiya
6.
kwi:kas
7.
ankochiyah
8.
nicho:kas
9.
cho:kayah
10. tikochi
11. ancho:kah
12. tikochis
13. ticho:kayah
14. cho:ka
15. kochini
16. ancho:kayah
17. ticho:kanih
18. kwi:kah
19. tikwi:kani
20. cho:kanih
21. nikwi:kaya

56

English
I cry
I am crying
Youpl are sleeping
We sleep
He was sleeping
He will sing
Youpl were sleeping
I will cry
They were crying
Yousg sleep
Youpl cry
Yousg will sleep
We were crying
He cries
He is sleeping
Youpl were crying
We are crying
They sing
Yousg are singing
They are crying
I was singing

English
I
yousg
he
we
youpl
they
PRES
PRES PROG
PAST PROG
FUTURE
11.
12.
13.
We cry
They will sing
Yousg are
sleeping

Nahuatl
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
tikwi:ka
cho:kani
nikochiya
14.
15.
16.

PARTS OF SPEECH / WORD CATEGORIES

See also: Huddleston & Pullum (2002) pp. 22.


(1)

EXERCISE ===========================================
Consider the set of objects below in Table 1. Assuming you are to divide them, how
would you do it? How many groups could you make?
Table 1.

EXERCISE ===========================================

(2)

Define the criteria applied in the division in Table 2. State all the properties of the
elements appearing in the leftmost /middle/ rightmost group.
Table 2.

57

EXERCISE ===========================================

(3)

Define the criteria applied in the division in Tables 3-6. State the properties of the
elements appearing in the leftmost/ rightmost group. Which division do you prefer? Why?
Table 3.

Table 4.

EXERCISE ===========================================

(4)

Into which group in which Table above would


you put the following objects?

58

(a)

(b)

(c)

EXERCISE ===========================================

(5)

Compare Table 5 and Table 6. Which is better? Why? State all the reasons.
Table 5.

Table 6.

EXERCISE ===========================================

(6)

Assuming words in a language to be objects, which division is applied to form


parts of speech? Which of the above Tables is closest to the system which results in the
traditional 9-11 word classes? Can you explain
(a)
(b)
(c)

- why we should divide the lexicon?


- what are the criteria for the division?
- how many parts of speech do we have (have to have)?

59

9.1

The Nature of Categories

The label for a part of speech expresses a number of properties shared by the specific
group of words. Many specific structural relations can be derived from the categorial status
of a given word. Therefore from the beginning of the theoretical study of language in
ancient Greece, words were grouped into several categories according to various criteria.
(7)

CRITERIA FOR ESTABLISHING PARTS OF SPEECH


1. SEMANTIC - notional - based on the meaning of the word and/or its function
2. MORPHOLOGICAL - based on the inner word-structure,
some morphology is typical for each category:
(a) derivational morpheme(s)
(b) inflectional morpheme(s)
3. SYNTACTIC -

(a) based on distribution in a sentence


(b) co-occurrence restrictions (includes modification)

4. PHONETIC - complementary criterion mentioning e.g. an particular stress pattern


or some specific phoneme. E.g. in Classical Greek Nouns had variable stress, while
Verbs and Adjectives had a fixed rule for penult/final stress placement. In Igbo
(Nigeria), Verbs begin with consonants while Nouns typically begin with vowels.
In an ideal case all the criteria applied to one lexical item agree, but they need not. In this
situation some of the criteria are taken for more important, according to the kind of
grammatical theory used and specific characteristics of the studied language. The
definitions of word categories may therefore vary in different theoretical frameworks.
In traditional grammar the notional and morphological criteria prevailed, e.g. in
Czech the following traditional grammar word categories are used: Nouns, Adjectives,
Pronouns, Numerals, Verbs, Adverbs, Prepositions, Conjunctions, Particles and
Interjections, and for English the categories of Articles (Determiners) and Modals could
be added. The criteria for inflecting words (word categories) are mainly morphological,
while with non-inflecting words (word categories) syntactic and semantic criteria prevail.
The notion of a word category is closely related to the notion of a word and may
differ in different languages as well.
MAJOR (OPEN CLASS, LEXICAL) CATEGORIES:
N (Nouns...) A (Adjectives, Adverbs...) V (Verbs...) P? (Prepositions...)
unlimited number, productive
MINOR (CLOSED CLASS) CATEGORIES: P? (Prepositions...), Pronouns,
Auxiliaries, Complementizers (Conjunctions), Particles, Quantifiers-Numerals etc.
limited number (a list)
The existence of the major lexical categories seems to be quite universal, but the
importance and role of their members may differ substantially. Also the number and
character of minor lexical categories may differ and so may the nature of non-lexical
categories. The awareness of some universal and some language-specific categorial
features is also highly relevant when language acquisition is taken into account.

60

9.2
(8)

Semantic-Notional Criteria for Establishing a Category


Prototypical correlations of syntactic categories
(Croft 1991, p.55, 65, 79)
Noun
Adjective
Verb

Semantic class

object

property

action

Valency
Stativity
Persistence
Gradability
Pragmatic function

0
state
persistent
nongradable
reference

1
state
persistent
gradable
modification

>1
process
transitory
nongradable
predication

9.3
(a)
(b)

Morphological Criteria for Establishing a Category


derivational affixes............................. create a new word usually with a new category
inflectional endings........................... create a new form within a paradigm

9.3.1 Derivational Morphology


Derivational morphemes derive a new word / with a new part of speech (category),
e.g. the Verb write + derivational morpheme -er = action Noun writer.
The presence of the derivational morpheme (in the relevant position) is a clear and
sufficient argument in favor of some category. However, not all words have derivational
morphemes and in languages where conversion and morpheme homonymy is frequent (e.g.
English) a derivational morpheme can be misleading. For example, British English fiver,
based on a numeral, is a five pound note, and drug slang includes e.g. a downer.
(9)

the Right-hand Head Rule


- the head of a (complex) word in English is the rightmost element

(10)

(a)
(b)
(c)

nation-al
nation-al-ise
nation-al-is-ation

(a)
(b)

government
reading

=A
= *A / V
= *A / *V / N

The government funds are restricted.


I need new reading glasses/ glasses for easy reading.
He was/ began/ kept reading a book of poetry.
The reading public is hard to deceive.

9.3.2 Inflectional Morphology


Inflectional morphemes change the word / part of speech (category) within its own
paradigm, e.g.
the Noun mu has a Case/Number paradigm: mu, mue, mui, muem
mui, much, mu, mum, mue, much, mui.
the Nouns boy has a Case/Number paradigm: child, child's, children, childrens.
Inflectional morphemes (i.e. plural of Nouns) are specific/ typical for each part of speech:
e.g. Nominal paradigm = nominal declension: Number, Case, etc.
Verbal paradigm = verbal conjugation: Tense, Aspect, Mood, etc.

61

The (universal) morphological/inflectional (paradigmatic) complexity of categories


Nouns

Countability/Number, Case, Animacy/Gender, Size (e.g. augmentative,


diminutive), Shape (e.g. classifiers in various languages), Definiteness
(determination), Alienability, certain Honorifics in some languages
Grading (e.g. comparative, superlative), equative, intensive (very,
somewhat, too), approximative, agreement with modified nouns
Tense, Aspect, Mood, Voice, modality, agreements with Subject and
Object(s), transitivity and types of transitivity (applicative structures)

Adjectives
Verbs

9.3.3 Grammaticalization
Inflection encodes the meaning/ features which a language has grammaticalized.
Grammaticalization of a lexical (auto)semantic feature is a diachronic process.
Semantic meaning/ feature which becomes (in a given language) grammaticalized is:
(i) simplified (appears only as a choice between a limited number of options)
(ii) regular (has a canonic representation with a limited number of exceptions),
(iii) productive (frequent, can be used with new words)
(11)

(a)
(b)
(c)

a tiny/ small/ little apple


(a')
female/ woman/ she doctor
(b')
lion-ess, actr-ess, *doctor-ess, *author-ess

jabl-ko
doktor-ka

The lexical morphemes (independent words) like tiny/ small/ little or female/ woman/ she
can diachronically lose the semantic (lexical) richness and become simplified into
productive grammatical formatives, in the extreme case becoming a regular/predictable/
productive bound morpheme.
Grammatical morphemes are nonetheless semantic in some sense, i.e. related to aspects of
reality which can also be expressed lexically. They represent some simplified version of it.
(12) Real vs. grammaticalized notion of e.g. Number
(a)
(b)

Real Number (an infinite scale):


Grammaticalized Number:

1/2/3/.../789/.../8723...
one vs. many
book vs. book-s
(-s means 'many')

(13) Real vs. grammaticalized notion of Time = Tense


(a)

Time, an infinite line: E.g. Future time: tomorrow, the day after tomorrow, next year,
the next century, Dec.7, 2110...
Tense, Grammaticalized: established points (with respect to the speech act)
Past vs. Present vs. Future Tense (= what precedes/ occurs with/ follows a speech act)

(b)

He stopped.
He will come.

(-ed means preceding the speech act)


(will means following the speech act)

Languages can differ as to which categories use which grammaticalized features (have
specific kinds of inflectional morphology). Compare these English and Czech examples
w.r.t. the formal realization/ grammaticalization of (a/b) Gender and (c/d) Countability:

62

(14)

(a)

The Great Emper-ess [Fem] was sitting on the throne.


The Great Emper-or [Masc] was sitting on the throne.

(b)

Velk- csa-ovna sedl-a na trn.


Velk- csa sedl na trn.

(c)

Mary bought many / few / *much /*little books.


Mary does not have much / little / *many / few time.

(d)

Marie koupila mnoho / mlo knih.


Marie m mnoho / mlo asu

Inflectional morphology on a lexical entry reflects features which can be of the following
three types
9.3.4 Types of Features
1. PRIMARY
2. SECONDARY

(a) inherent (part of the lexical entry)


(b) optional (depend on the choice of the speaker)
(c) configurational (kongruenn, agreement)

The kinds of features are illustrated in the following (15)


(15)

(a)

Mary [Fem/*Masc] is an actress [Fem/*Masc]

- Mary/actress are always/inherently of [Fem] Gender.


(b)

Julie bought [Past]/ will buy [Fut] a book [Sing] / many books [Plur]

- the choice of Tense in bought/will buy depends on the speaker.


- the choice of Number in book/books depends on the speaker.
(c)

Hilary introduces/*introduce her friends to Bill.


They introduce/*introduces their friends to Peter.

- the Agreement on the Predicate introduce(s) depends not on the Verb itself, but on
some other (related) element - on the characteristics of the Subject.
(Speakers cannot chose the form of the Verb, once they have chosen the Subject.)
(16)

Jiina poslal Petrovi velk-ou knih-u.

knih-u[Fem, Sg, Acc]


Gender [feminine]: inherent feature (the lexical entry kniha is in Czech formally
feminine and cannot be otherwise).
Number [singular]: optional feature (the speaker was able to choose plural: knihy).
Case [accusative]: configurational (the Czech Verb poslat requires accusative Case
and no other for its direct Object).

(a)
(b)
(c)

velk-ou [Fem, Sg, Acc]


All features on the Adjective are secondary, i.e. configurational; they reflect the properties
of the superordinate element (knihu) to show that the Adj. is its (pre-)modifier.

63

Inflectional morphology is a strong signal of categorial status.


In a language with rich inflectional morphology (e.g. Czech) each major class lexical item
can have some typical inflectional ending, which identifies the part of speech rather
unambiguously. However, in a language with poor inflectional morphology (e.g. English)
the morphological signal is usually absent and co-occurring elements decide the category.
(17)

(a)
(b)
(c)

(18)

stop - stops
to stop, he stop-s
zastav-it, zastav-il

vs.
vs.

the stop, two stop-s


zastv-ka, zastv-ky

List of English bound inflectional morphemes

...

Category Morpheme Example

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.

N
N
Pron
Pron
V
V
V
V
A
A
Num

9.4

-s
's
-s/-r
-m
-s
-ed
en
ing
-er
-est
-th

book-s
Mary's
hi-s/ou-r
hi-m/who-m
(he) read-s
stopp-ed
writt-en
read-ing
small-er
small-est
four-th

Meaning/Function

type

Number [plural]
Case [Saxon genitive]
Case [Possessive]
Case [Object]
Agreement [3sgPres]
Tense [Past]
Aspect [Perfect]
Aspect [Progressive]
Grading [Comparative]
Grading [Superlative]
XXX ? [Ordinal]

optional
configurational
configurational
configurational
configurational
optional
optional
optional
optional
optional
? configurational

Exercises

(19) EXERCISE ===========================================


(i)
(ii)
(iii)
(iv)

Give the pronunciation of the morphemes s and ed. What are the options?
What is 'assimilation in voicing'?
Under which conditions does the pronunciation involve [-i-]?
Can you state the rule in some general way?

(a)
(b)
(c)
(d)
(e)

books
dogs
trees
masses
hedges

(a)
(b)
(c)
(d)
(e)

cat's
dog's
Mike's
James's
Butch's

(a)
(b)
(c)
(d)
(e)

he talks
he reads
he tries
he fusses
he amuses

(a)
(b)
(c)
(d)
(e)

he talked
he arrived
he tried
he trusted
he traded

(20) EXERCISE ===========================================


The inflectional morphemes en, er and -ing have derivational counterparts. What
is the meaning/function of those morphemes? Give examples.
-en .............................................................................................................................................
-er .............................................................................................................................................
-ing ...........................................................................................................................................

64

9.5

Syntactic Criteria for Establishing a Category

Syntactic criteria for establishing the category of an item are based on its distribution, i.e.
co-occurrence restrictions. Each part of speech appears in some typical environments.
There are typical elements which are subordinate to it (lower in a hierarchy) and typical
elements which are superordinate to it (higher in a hierarchy).
E.g. with Nouns: subordinate elements (what depends on N?) are Adjectives, Articles, etc.
while superordinate elements (what does the N(P) depend on?) are Verbs, Prepositions, etc.
(21) (a)
(b)
(c)

9.6

book, friend, road


[NP the new book], [NP a friend of mine], [NP the road to take]
to publish [NP the new book], to see [NP a friend of mine]
about [NP the new book], about [NP the road to take]

N:
NP:
V, [ _ NP]:
P, [ _ NP]:
Heads and Phrases

Every part of speech can become a head of a more complex structure = phrase.
(22) Phrases can have
pre-modifier(s)

HEAD

post-modifier(s)

brother
that big

of mine

The form of a pre-/post-modification is typical for a specific head/part of speech. Some can
be more/less obligatory.
(23) (a)
(b)
(c)
(d)

N:
A:
V:
P:

boy
small
read
up

[NP the little boy of mine ]


[AP much smaller than Theo ]
[VP to never read the article ]
[PP right up the hill ]

In a sentence, a constituent (phrase) can appear as (i) simple/ bare, or (ii) complex.
Generally we can say that a sentence consists of phrases, not of words. Sentence functions
like Subject, Object, Attribute and Predicate are phrases although they can be bare
phrases (i.e. they can look like one word only) or clauses.
(24) (a)
(b)
AP
(c)
(d)
(e)

We saw a boy
/ [NP the little boy of mine ]
This boy is small / [AP much smaller than Adam ]

Object is NP
Predicate is

I want to read it. / [VP to quickly read the article ]


He went up.
/ [PP right up the hill ]
This is a big step / [AP an extremely big] step

Object is VP
Adverbial is PP
Attribute is AP

The main or major parts of speech N, V, A, P (in fact their phrases NP, VP, AP, PP)
typically have PROFORMS: grammatical words which can replace them. The kind of
proform used for such substitution is in itself a signal of the kind of phrase. (Pronouns
replace NPs, Adverbials like there, then replace PPs, do so replaces VP, such replaces AP.)
65

(25) The little boy was already running in the city's only park at 8 oclock.
(a)
(b)
(c)
(d)
(e)
(f)
(g)

NP
VP
PP
NP
PP
AP

9.7

[NP He ] was already running in the city's only park at 8 oclock.


She wonders if [the little boy ] [VP did so ].
The little boy was running [PP there ] at 8 oclock.
The little boy was running in [NP our ] only park at 8 oclock.
The little boy was running in the city's only park [PP then ].
[AP Such] a boy was running in the city's park at 8 oclock.
[NP He] is [VP dong so ] [PP there] [PP now].

Categorial Prototypicality

Ideally the words belonging to the same part of speech have the same (general)
meaning, the same (predictable) forms and the same distribution/ function/ pragmatics.
Grammatical categories have best case members and members that systematically
depart from the best case. The optimal grammatical description of morpho-syntactic
processes involves reference to the degree of categorial deviation from the best case.
To know' the characteristics of a specific part of speech means to know to which extent the
members of the category are the same (what they have in common) and to which extent
they can differ (what are the frequent exceptions).
(26)

(a)
(b)

book/ books
to write, to sleep

but
but

sheep/ *sheeps
(*to) can/ *to should

FUZZY CATEGORIES: The boundaries between categories sometimes seem nondistinct.


The reason for the fuzziness of categories lies in the multiple criteria for the category;
see (7) on page 60. Category is defined on each linguistic plane separately; the results of the
multiple definitions can be contradictory. If we still must choose only one category, our
choice depends on what we focus on (recall that categories are abstract artifacts).
Consider the following examples.
(i)

Meaning is adaptable and there is no morphology:

(27)

(ii)
(28)

(a)
(b)
(c)
(d)

...stop...
The nearest stop is...
The stop lights are broken.
He should stop soon.

- meaning??? V?, N?, A?


N, *V
A, *N, *V
V, *N, *A

Meaning is adaptable and morphology is ambiguous


(a)
(b)
(c)
(d)
(e)

...reading...
Reading about that is easy.
This reading is easy.
He was reading a book.
Take the reading glasses.

- meaning of ing???, V?, N?, A?


?V, ?N
N, *V
V, *N
A, *N, *V

(iii) Meaning is adaptable, morphology signals X and distribution (syntax) signals Y


(29)

66

government (funds)

N
-ment
position A

9.8

Some minor parts of speech

Greenbaum & Quirk (1990) pp. 188-203; Quirk, Greenbaum, Leech & Svartvik (2004)
pp. 393-398; Dukov (1994) pp. 136-140, 273-306; Svoboda and Oplov-Krolyov
(1989) pp. 138-162; Crystal (1987) pp. 91-93
Minor parts of speech (closed categories) have a limited, essentially fixed number of
members. They are lists of specific expressions. They can be
(i) grouped together with some mayor category, or more traditionally
(ii) kept separate because of some special property.
(30) (a)
(b)
(c)

Pronouns
Numerals
Conjunctions

=
=
=

Nouns, Adjectives ?
Nouns, Adjectives ?
Prepositions ?

(31) Numerals
I can see those three hundred and thirty-three silver fire-brigade vehicles.
The fifth one I see twice or three times a day.
The purpose of their presence is twofold. First, they have nothing to do; second.
Many of them are ugly but a few are not so bad.
They drank a barrel of beer. Mike drank a lot of wine, too.

(a)
(b)
(c)
(d)
(e)

(32) Prepositions, Conjunctions, Adverbs


I havent done anything since Sunday, after the party.
Samuel hasnt done anything since (he got up).
Peter arrived after she finished her work in the garden/ after(ward).
I arranged for her to get a free trip. For she really deserved it.
What are you looking at /for? What are you looking forward to?

(a)
(b)
(c)
(d)
(e)

Consider the notion of transitivity with regard to the distinctions among:


Particle / Preposition / Conjunction / Adverb .
9.9

Exercises

(33) EXERCISE ===========================================


Use the ambiguous? /fuzzy? expressions use, love, top, after, back, book, open in at
least two ways in contexts which clearly disambiguate their category as N, V, A or P.
Think of other English words which are 'fuzzy' in a similar way.
use .............................................................................................................................................
love ...........................................................................................................................................
top .............................................................................................................................................
after ..........................................................................................................................................
back ..........................................................................................................................................
book ..........................................................................................................................................
open...........................................................................................................................................
.

67

(34) EXERCISE ===========================================


Recall the (semantic-notional) definitions you were using at primary school to
characterize the category (part of speech):
Nouns are names of people, animal and things. Verbs express ??... Pronouns ??....
(35) EXERCISE ===========================================
Give examples of 3 derivational morphemes that change each word category:
Nouns:

(i) govern+MENT, V + ment = N

(ii).............................................................
Verbs:

(iii).................................................................

(i) modern+ISE, A + ise = V

(ii).............................................................
Adjectives:

(iii).................................................................

(i) coffein+FREE, N + free = Adj

(ii).............................................................
Adverbs:

(iii).................................................................

(i) east + WARD, X + ward = Adv

(ii).............................................................

(iii).................................................................

(36) EXERCISE ===========================================


Discuss what the underlined morphology in the examples below signals.
Jan a Marie jd-ou do kina.
Zelen-ou si neber.
Petra js-em vidl-a j.

(a)
(b)
(c)

(d)
(e)
(f)

John i-s in the garden.


There we-re some boys there.
The man who-m I gave it to.

(37) EXERCISE ===========================================


In the following examples circle all the morphemes which show the feature of
Number. Explain the distinctions between Czech and English.
(a)
(b)

The other young girls came back from Prague very tired.
Ty druh mlad dvky se vrtily z Prahy velmi unaven.

(38) EXERCISE ===========================================


Which kind of morpheme are the S/-ER/-ING/-ED morphemes in the following
examples? Consider which category the word in the following context is. Justify your
choices
(a)

(i) I saw Adam'-s brother in front of the house.


(ii) These article-s were written by my father.
(iii) Josephine stop-s at every corner.

(b)

(i)
(ii)

68

Joan is a bit quick-er than Louise.


She is a quick read-er.

(c)

(i) Bill was shoot-ing the rabbits.


(ii) His shoot-ing (of the rabbits) went on and on.
(iii) Those shoot-ing sounds/ stars surprised me.

(d)

(i) The staff was soon retir-ed (by the management).


(ii) My father is happily retir-ed (*by the management).
(iii) A retir-ed (*by Harriet) person (*by the management).

(39) EXERCISE ===========================================


In the following complexes find the elements which are subordinate / superordinate to
the underlined head. Which categories are these elements?
(a)
(b)
(c)
(d)
(e)

Joe saw my younger brother.


She fell in love with that brother of mine.
Hillary always falls in love with quite young boys.
My brother is really much younger than her.
She is in very good terms with his mother.

(40) EXERCISE ===========================================


The underlined words are in fact bare phrases (i.e. phrases which contain only a
head). Replace them (in the text) by complex phrases which contain
(i) the head and some premodifier(s)
(ii) the head and some postmodifier(s)
(iii) the head and both pre-modifier(s) and post-modifier(s).
(a)
(b)
(c)
(d)

[NP Mary ] went to [NP school].


[AP Little] Mary run to the [AP closest ] shop.
And Mary [VP did], too.
And [PP then] Mary went [PP there], too.

(41) EXERCISE ===========================================


(i)
(ii)

What types of phrases are the underlined parts of sentences? Which are their heads?
Replace the underlined parts of the sentence by one word (and/or its proform).

(a)
(b)
(c)

My older brother will help you.


In the afternoon Mike will make supper in the kitchen.
Not everybody can read a novel in one day.

(42) EXERCISE ===========================================


Say which part of speech the following proforms replace. Give examples in context.
E.g. 'she': She is at home. My sister is at home. She=NP
(a)
(b)
(c)
(d)
(e)

he, his, this


one
here, now
do
so

69

.............................................................................................................
.............................................................................................................
.............................................................................................................
.............................................................................................................
.............................................................................................................

(43) EXERCISE ===========================================


Consider the underlined words. Decide about their category and explain which
criteria from those given in (7) on page 60 were the most important for your decision.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(m)
(n)
(o)

= N, b(ii), c(i),
I wrote a long letter.
I saw three big whugs in my garden.
= .................................................
I want to plymise this book.
= ................................................
He is much hompler than George.
= ................................................
I was trumbling the whole afternoon yesterday.
= ................................................
Marcel is the most dimable guy Ive ever met.
= ................................................
The book is fin the table, not under the chair.
= ................................................
This beautiful trouch of flowers is yours.
= ................................................
The letter is down the stairs.
= .................................................
I hate bending down.
= .................................................
I like the songs by J. J. Gale.
= ................................................
I like to listen to the songs by J. J. Gale.
= ................................................
I like listening to the songs by J. J. Gale.
= ................................................
He reads a newspaper every day.
= ................................................
He can read a newspaper every day.
= ................................................

(44) EXERCISE ===========================================


Read the following expressions
3,876 + 12.75 = 3888.75. 6 x 7 = 42. 72 : 9 = 8.
32, 53,617, 9.
, , , 23/15.
Miaow/mew, cock-a-doodle-doo, bang, splash, tick-tock, crash, bang, wow...

(a)
(b)
(c)
(d)

(45) EXERCISE ===========================================


Read the following joke:
Proof that Girls are Evil.
First state that girls require/equal time and money. (i) GIRLS = Time x Money
And as we know Time is Money
(ii) Time = Money
Therefore (a) can be restated as
(iii) Girls =Money x Money=
Money2
We also know that Money is the root of all Evil (iv) Money = Evil
Therefore (c) can be restated as
(v) Girls = Money2= ( Evil)2
And we are forced to conclude that
(vi) Girls = Evil
(46) EXERCISE ===========================================
Translate and use in a sentence each of the following Prepositions/ Conjunctions:
for, since, out, after, alongside, towards, within, (un)till, owing to, in spite of, despite,
besides, beyond, by means of, according to, with respect/reference to, as opposed to,
(al)though, as if, provided that, supposing for the moment that, lest, unless, whereas.

70

10

SEMANTICS AND MORPHOLOGY OF NOUNS

See also: Huddleston & Pullum (2002) pp. 323-524, 1585-1595, Huddleston & Pullum
(2005) pp. 82-111, 264-290; Greenbaum & Quirk (1990) pp. 70-107; Quirk, Greenbaum,
Leech & Svartvik (2004) pp. 241-332; Dukov (1994) pp.35-100; Svoboda and OplovKrolyov (1989) pp. 50-83; Leech & Svartvik (1975).
Revise Section 9.1 above, especially topics mentioned in (7) on page 60.
Semantic/ Notional definition of Nouns:
'Nouns denote persons, animals and objects/things...'
See also (8)on page 61

Semantic class
Pragmatic function

(1)

Semantic Division:

I.

Common (a)
(b)

II.

Proper

Object
Reference

countable
concrete/abstract (book, song/ argument, concert)
non-countable concrete (water, bread, gas -these can have -s)
abstract
(time, evidence, research, courage)
(Henry, Egypt, Arabic)

The above division is based on semantic properties but in the same time each group has
some formal characteristics (e.g. spelling conventions, lack of Article). Purely semantic
divisions can be found in e.g. synonymic dictionaries but have no use in grammar.
(2)

Formal characteristics of Nouns


a)

Morphology

- Derivational morphology (nominal affixes)


- Inflectional morphology (Declension Paradigm: Case,
Countability/Number, Determination, Animacy/Gender...)

b)

Syntax

- the structure within the Noun Phrase


- the function/ distribution in the sentence

10.1

Case

10.1.1

The Repertory and Realization of Morphological Case

7 Cases (=morphological forms of N) in Czech:


nominative, genitive / partitive, dative, accusative, vocative, local, instrumental
2/3 Cases in English:

(3)

(a)
(b)

71

(a)
(b)

*Him saw Mary.


*Adam saw she.

3 with Pronouns:
2 with Nouns:

I - me - my/mine
John - John's

(4)

Classification of Cases in English

with Nouns
1. COMMON Case

2. SAXON-GENITIVE Case
10.1.2

with Pronouns
1. SUBJECT Case
2. OBJECT Case

(a) of a Verb
(b) of a Preposition
3. SAXON-GENITIVE Case

The Source and Function of Case

Morphological Case is a specific form of a word/Noun, i.e. usually some special ending
added to the word (in Czech there are 7 forms, in English 3 forms with Pronouns).
Abstract Case is an abstract relation between a superordinate Case Assigner and a Noun
(NP). The relation can be morphologically realized (with an inflectional ending) or it can be
signaled in a more abstract way by the means of e.g. word order.
= Morphological realization of the Case on a Noun is a configurational feature.
(5)

(a)
(b)

st [NP dlouhou knih-u] / *ist kniha / *st knihou


bez [NP naeho dom-u] / *bez dm / * bez domem

In (5) the Verb st and Preposition bez are Case assigners. They are superordinate (higher
in hierarchical structure) to the NPs velkou knihu / naeho domu, and they assign (give)
them Case. The Case shows that the two (Case assigner and Case-marked NP) are related.
The function of Case: : Licensing Semantic Roles (marking sentence members)
With Prepositions Case is marking a simple relation (esp. in English), with Verbs the Case
can also signal a specific meaning (semantic role).
The Czech Preposition za can combine with the Nouns Petr/ hora in two ways:

(6)

(a)
(c)

Zaplatil za PetraACC.
Msc zapadl za horuACC.

(b)
(d)

Piel za PetremINSTR.
Msto le za horouINSTR.

The Verb watch can combine with David and Mary in two ways:

(7)

(a)
(c)

DavidNOM vidl MariiACC.


MarieNOM vidla DavidaACC.

(b)
(d)

MariiACC vidl DavidNOM.


DavidaACC vidla MarieNOM.

There are two main semantic roles (relations) with the Verb watch:
(a) Agent (the person performing the action) and
(b) Patient (the person who is affected by the action).
A language must make clear which is which. Compare the Czech above with the following
English.
(8)

(a)
(c)
(e)

72

about/with/for him
David watched
He watched her.

(b)
(d)
(f)

*about/with/for he/his
Mary watched David.
*Him watched she.

Canonical Formal Realization of the main semantic roles


To know a language means to know how the language expresses/ realizes/ encodes
distinct relational meanings, e.g. the semantic roles. The semantic roles of a Verb are
realized as specific sentence members, and these sentence members are signaled by
specific Cases or by other means, e.g. word-order. In Czech morphological Case prevails;
in English word order is primary.
In the diagram below, the Verb send combines with several NPs (Peter, a parcel, John,
afternoon). Each of the NPs is related to the Verb (= interpreted) in a distinct way. Some
interpretation can be guessed from the meaning of the words (e.g. afternoon will probably
be the time) but some cannot (Peter or John could be the sender).
(9)
verbal event
action
1st participant
(Agent)
Peter/He
Petr/On

(a)
(b)

2nd participant
(Patient)
sent
poslal

a parcel/it
balk

complementary conditions
(manner/place/time)
3rd participant
(Recipient/Beneficiary)
to John/to him
Janovi

in the afternoon
v poledne

Semantic Role Syntactic Function Case (Word Order)


The realization of semantic roles depends on the Verb and its form
(10)

(a)
(b)
(c)
(d)
(c)
(d)

SheSUBJ saw himV-OBJ.


HeSUBJ was seen by herP-OBJ.
TheySUBJ sent a bookV-OBJ to meP-OBJ.
TheySUBJ were sent to himP-OBJ.
HeSUBJ was sent the bookV-OBJ by herP-OBJ.
PeterSUBJ is afraid of JohnP-OBJ.

CASE ASSIGNERS: Case is a relationship of a Noun to a Case assigner.


Case assigner assigns a (specific) Case to a Noun (Phrase) (see above in (5))
Case assigner N CASE

bez Petr-aGEN

proti Petr-oviINSTR

napsal dopisACC

What (which part of speech) can be a Case assigner? Are they the same in all languages?
(11) (a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

73

Poslal dopis.
Pavel spal.
Bl se duch /jich.
el cestou pes les/nho.
Vidm ptele sv sestry.
Vidm sestina/jejho ptele.
Vidl osm obraz /jich.
Je vrn sv en.

Transitive Verb assigns ACC to its


(direct/structural) Object
Finite Verb assigns NOM to its Subject
Verb assigns OBL to its indirect Object
Preposition assigns Case to its Object
Noun assigns GEN to its Object
Possessive Adj agrees with the Noun
Numeral assigns PART to its Object
Adjective assigns OBL to its Object

Case assigners in Czech: V, Vfin, P, N, Q, A (all major parts of speech).


Case assigners in English: V, Vfin, P, N
to see him
about him
He sleeps
his book

(12) (a)
(b)
(c)
(d)

Verb assigns OBJECT Case to its Object


Preposition assigns OBJECT Case to its Object
Finite Verb assigns SUBJECT Case to its Subject
Noun assigns POSSESSIVE/ GENITIVE Case

(13) Saxon Genitive


(a)
(b)
(c)
(d)
(e)
(f)
(g)

personal/ animal names/ Nouns


collective Nouns
geographical names
locative Nouns (esp. with superlatives)
temporal Nouns
human activity
idiosyncratic idioms

George Washington's statue /the horse's tail


the government's decision
China's development
the world's best university
this year's sales
the novel's structure
for heaven's sake, their money's worth

Local genitives: at Bill's, at my aunt's, at Tiffany's, St. Paul's


The postnominal genitive: some friends of Adam's, several pupils of his
10.2
1.
2.

Countability and Number


Quantity: semantic notion
Number: grammaticalized feature related to quantity (Articles, plural morphemes,
Numerals). See (12) on page 62.

10.2.1

Countability

Countability is an inherent feature of the nominal category. (Countability is a property of a


given lexical item, the speaker cannot change it without changing the lexical entry.)
Prototypical people/ animals/ objects (=Ns) are countable (can appear in smaller or larger
Number). In reality apart from individual discrete (=countable) items we also distinguish
mass / continuum phenomena (scalar, measurable but not countable). Only countable
Nouns can be counted, i.e. have Number. Noncountable nouns can only be measured.
(14) (a) boy, rabbit, tree, song
(b) water, love, justice
(c) two boy-s, a million tree-s, five song-s (d) a pint of water, a lot of love, no justice
(15)

[COUNTABLE]
[+]
NUMBER

[-]

[+]

[-]

book-S
childr-EN

book
child

74

justice/ oxygen/ courage


(*-s)

In English Countability is a relevant formal feature because it affects the choice of articles
and (some) Quantifiers. Compare these characteristics with the formal realization
(visibility) of Countability in Czech.
(16) Countable

Non-countable

MANY/ FEW/ SEVERAL


*MUCH/ *LITTLE
ALL/ EACH
A/ THE
A LARGE NUMBER OF
10.2.2

*MANY/ *FEW/ *SEVERAL


MUCH/ LITTLE
ALL/ *EACH
*A/ THE
A GREAT DEAL OF

Singular vs. Dual vs. Plural Number

(17) Dual: only lexical


both (vs. all), either (vs. any), neither (vs. none)... ?each other (vs. one another)
a pair of scissors/ binoculars/ trousers IS here
vezmi si *dv / dvoje nky, koupil si ?pt kalhot / patery kalhoty

(a)
(b)
(c)

(18) Plural: -(e)s


Assimilation in Voicing
The pronunciation of the plural /s/ depends on the Pronunciation (not the spelling) of the
final sound of the Noun. The relevant feature is [ Voice].
[-z] assimilation to [+ Voice] ...... all vowels and voiced consonants
[-s] assimilation to [- Voice].......... [p], [t], [k], [f], [th]
[-iz] insertion of a reduced vowel after fricatives/ affricates.

(a)
(b)
(c)

(19) Spelling:

(a)
(b)

boys, families, volumes, radios, tomatoes


pence (pennies), dice.... houses

(20) Blocking Effect (the irregular inflection blocks the regular interpretation)
glass, colour, iron
vs. glasses, colours, irons
(21) Zero plural:

sheep, deer, moose, shrimp, fish


Chinese, Portuguese, Sudanese,
French, Polish, Swiss, Dutch
two dozen(*s) (of) eggs
a five-meter(*s)-long rope

(a)
(b)

animals:
affricate/fricative nations:

(c)

measure phrases:

(22) Collective Nouns


police, audience, senate, clergy
china, linen, pottery, cutlery, jewelry
folk (vs. folks), people (vs. peoples)

(a)
(b)
(c)

(23) Singularia Tantum


Concrete countable, abstract, proper names, geographic terms, converted Adjectives,
games, sciences, idiosyncratic items...

75

bread/ honesty/ Wales/ loud


(a game of) billiards/ darts
acoustics/ news

THIS / *THESE

IS/*ARE EXCELLENT

(24) Pluralia Tantum


Clothes, instruments, diseases, applied sciences, converted Adjectives, idiosyncratic items
pyjamas/ measles
acoustics/ homeless/ pins
annals/ surroundings

*THIS / THESE

10.3

*IS/ ARE AWFUL.

Determination

Determination is a grammaticalized nominal feature of English Nouns: Nouns (if regular,


countable, concrete) must have a kind of Determiner. In Czech such determination is only
optional; it is not grammaticalized.
(25)

(a)
(b)

10.3.1

I saw a/ the/ some boy.


*I saw boy.

(a')
(b')

Vidl jsem njakho/ toho chlapce.


Vidla jsem chlapce.

Classification of Determiners w.r.t. Distribution

Determiners occupy the left periphery (edge) of a NP, and they are followed by adjectival
modifiers. One NP can have up to three Determiners (one in each slot).
(26) (a)
(b)

all
both

the
those

many
two

handsome BOYS ...


beautiful GIRLS ...

pre-determiner / central determiner / post-determiner + Adj. modifiers + NOUN

determination field

modification field

(27) I.

Central Determiners:
obligatory, unique
complementary with

(a)
(b)
(c)
(d)
(e)
(f)

Articles (a (an)/ the/ )


demonstratives (this, these / that, those)
possessives
what/ which/ whose
some/ any /no
every/ each/ either/ neither

(28) II.

Pre-determiners:
general Quantifiers

(a)
(b)
(c)

al / whole/ both/ half


double/ twice/ three times/ one third
such / what

(29) III.

Post-determiners:

(a)
(b)
(c)

cardinal Numerals (three, fifty...)


ordinal Numerals (third, seventeenth...)
closed class Quantifiers (few/ a lot/ little...)

76

10.3.2

Articles

ARTICLES (category) vs. DETERMINERS (function)


Recall the variety and rules of pronunciation
(30)

(a)
(b)

a book
the book

vs.
vs.

an orange
the orange

Notice the similarity and distinction between Articles and Demonstratives


(31) (a)
(b)

the/ this book; the/ these books


ta /tato kniha

Articles

(i) are obligatory (part of the 'Noun')


(ii) cannot (contrary to demonstrative Pronouns) replace the NP.

(32) (a)
(b)

the book, a book, *book


ta kniha, njak kniha, kniha

(33) (a)
(b)
(c)

Dej mi tamto/to.
Give me that.
*Give me the.

Articles are related to Countability


(34) Articles: historically grammaticalized features of Number & Reference
one > a
that > the

(a)
(b)

10.3.3
(1)
(2)

> twice a week, one at a time, in a word


> for the moment, nothing of the sort

Types of Reference

Generic
Specific

(a)
(b)

indefinite
definite

10.3.3.1 Generic Reference: neutralization of Number


(35) Cats are better than dogs. = Cat is better than dog.
vs. A cat is better than a dog = the cat is better than the dog.
10.3.3.2 Specific Reference (Indefinite vs. Definite)
A. Indefinite Reference
(36) (a)
(b)
(c)

77

She carried a/ the small suitcase.


There is a (??the) table in the middle of the room.
My sister would like to meet a Norwegian who speaks Czech.

B. Definite Reference

DEFINITE
ARTICLE

ZERO
ARTICLE
(37) (a)

(a)
(b)
(c)

(d)
(e)

consituation (extralinguistic context)


anaphoric reference
(i) postnominal of-phrase
modification
(ii) restrictive relative clause
(iii) attributive content clause
(iv) unique pre-/post-modification
abstract
inclusive

Mind the step! Where are the scissors?


the book of mine, the brother of my friend

(b)

I bought a book. She thought the book and a scarf would be a nice present.

(c)

(i)
the Head of the Department
(ii) the book that I bought yesterday
(iii) the fact that he didn't come
(iv) the right man, the only exception, the best poet,
the number seven, the poet Robert Burns,
all the windows, both the boys

(d/e) President, Chairman


10.4
10.4.1

Animacy and Gender


Animacy

The grammatical feature [animate] is related to the notion of living in reality.


Animacy is an inherent feature: lexical items are animate because of their meaning/ form.
The concept of Animacy/Life is a scalar (biological, cultural) concept.
Grammatical features, however, are defined in a black-and-white manner: animate.
(38) Semantic scale of Animacy (Universal) . The break is English/Czech specific option.
arbitrary (language specific) break

HUMAN - DOMESTIC ANIMALS


Animate Pronouns - Proper names
High in Animacy

mammals-animals-plants inorganic things

Low in Animacy

Czech and English treat as [+animate] only [+human/ domestic animals].

78

Animate are animals a human can relate to (can be loved, hated) who are equal to human.
Only [+ANIMATE] = [+HUMAN] in English reflects Gender....... HE vs. SHE
(39) Some lexical entries inherently contain the feature of Animacy:
= Polarity elements, relative/ interrogative Pronouns, possessives
Evelyn, Samuel, he, she
some/ any/ no + body vs. some /any/ no + thing
interrogative who vs. what
relative who vs. which
boy's leg, dogs leg, ?cow's leg, *rats leg, ??a table's leg, *a platforms leg

(a)
(b)
(c)
(d)
(e)

10.4.2

The Gender Category

The grammatical feature Gender is related to the semantic notion of sexual dichotomy with
many living creatures (above all humans).
Gender is an inherent feature: lexical items have it either because of their meaning
(semantic Gender) or because of their form (grammatical Gender).
(40) Levels of formal GRAMMATICALIZATION of Gender in English
(a)

Special lexical entry:

man

vs.

woman

(b)

Compounds:

boy student

vs.

girl student

(c)

Derivation:

steward
widow-er
wait-er

vs.
vs.
vs.

steward-ess
widow
wait-ress

vs.

child

English expresses Gender above all (a) lexically, (b) by compounds (two morphemes, one
of which is a simplified standard), or (c) with some non-productive morphology.
(41) Levels of Grammaticalization of Gender in Czech. Compare with (40).
Special lexical entry:

mu
stroj

(b)

Compounds:

?? ena lka

(c)

Derivation:

sportovk-yn, doktor-ka,

(c)

Inflection (agreement):

T-a kniha leel-a na stole oteven- na str. 4.

vs.
vs.

ena
kvtina

dt (dcko)
msto

(a)

vs.
vs.

While in English Gender remains mainly a semantic concept realized through lexical
means, Gender is highly grammaticalized in Czech.
(i)
(ii)
(iii)
(iii)

79

[+human] Nouns have Gender assigned according to the real sex,


[-human] inanimate nouns take Gender based on their morphology (ending),
there are productive [Fem] Gender suffixes ka, -yn, etc, and
Gender appears as a configurational (agreement) feature in pronominal, adjectival and
verbal paradigms).

(42)

(a)
(b)
(c)

(43)

(a)
Gender
(b)

pn, mu, pedseda, soudce // hrad, stroj, les ....


ena, re...
msto, moe

consonantal
vocalic
vocalic

ta dvka vs. to dve

formal neutralization of the semantic

das Mdchen

(rather rare exceptions)

10.4.2.1 Semantic/Natural Gender vs. Formal Gender


Semantic Gender is based on real/ intrinsic/ natural Gender of Humans (animate).
Formal Gender is based on the similarity of the form (the ending) with the Animates.
English: semantic Gender with [+HUMANs], Neuter for [-HUMANs]
Czech: semantic Gender with [+HUMANs] and Formal Gender with [-HUMANs]
Both English and Czech have a two level structure for the features of Animacy/ Gender.
(44)

(a) English

(b) Czech

[HUMAN]

[HUMAN]

[+]
Semantic
GENDER
[-]
Adam
he

[+]
Emma
she

[-]

[+]
Semantic
GENDER

table
it

[-]
pn/mu
ten

[+]
en-a
ta

[-]
Formal
GENDER
[ ]
d-t
to

[-]
[+]
[ ]
hrad/stroj knih-a mo-e
ten
ta
to

Gender with inanimate nouns in English (more usual in poetic or figurative language)
(45) (a)
(b)

Sun, death ........ HE


Moon, Earth, justice, machines that are personal ......... SHE

Traditional Gender, transfer from Classical/ French languages, also folk thinking, applied to
some mythology or human-like gods.
(46) (a)
(b)

Personification:

ANIMATE = HUMAN = subject to AFFECT


animals, boats, pipes, countries

Stylistics: +GENDER

= +FEMALE = small/ nice/ lovable/ positive


= +MASCULINE = big/ dangerous/ negative

(47) Why do hurricanes have girls' names, because actually they are bad things?

80

10.4.2.2 Inflectional Morphology of Nouns (Summary)


The following table shows possibly universal features which appear with the category of
Nouns. All of those features can be expressed in both English and Czech in some way (e.g.
using some Adjective), but not all are grammaticalized (= obligatory and regular). Some
are grammaticalized in both languages (e.g. Number), some are more grammaticalized in
English (e.g. Reference), some more in Czech (e.g. Gender), some are grammaticalized in
neither English nor Czech (e.g. Shape).
category

bound/free
Grammatical inherent/optional
morpheme
YES/ NO
/configurational
Eng. book-s
bound suffix
YES
optional
Number
Cz. mu-i
bound fused suffix YES
optional
Eng. Mary's, him bound suffix
YES
configurational
Case
Cz. mu, dtte bound fused suffix YES
configurational
Eng. she-student compounding
%
inherent
Gender
tigr-ess
% suffix
Cz. doktor-ka
suffix
YES
inherent
Eng. John-ie*
suffix
rare
optional
Size
Cz. Jen-ek
suffix
YES
optional
free morpheme
YES
optional
Definiteness Eng. the book
Cz. ta kniha
demonstrative
NO
lexical feature
possessive
NO
lexical feature
Alienability Eng. my hands
Cz. (moje) ruce zero morpheme
rare
lexical feature
Eng. round table lexical morpheme NO
lexical feature
Shape
Cz. kulat stl lexical morpheme NO
lexical feature
* doggie, veggie, and also ANSMALL ie/y: quickie, fishy, cookie etc.
10.5

example

Exercises

(48) EXERCISE ===========================================


State which semantic roles the underlined NPs have w.r.t. the Predicate (Agent,
Patient, Recipient, Possessor, Modifier, etc).
(a)
(b)
(c)
(d)
(e)

Joseph reads many books.


They called his sister Barbara.
Our Mary was called first.
Peter donated the clothes to the charity.
Bill was sent two letters the day before.

(49) EXERCISE ===========================================


State what kind of Case (give Latin terminology) are the Czech (pro) Nouns. For the
English examples use English terminology from (4) on page 72.
(i) Nov kolo koupil tatnek bratrovi po Vnocch, ale mn u ho nekoupil nikdy.
(ii) He saw Emily's brother introducing Bill to them.
(iii) His book was written by her and her sister.

81

(50) EXERCISE ===========================================


State which (i) semantic roles the underlined NPs have w.r.t. the Predicate,
(ii) what their syntactic functions are (which sentence member they are),
(iii) which constituents they are (NP/Pronoun, PP,VP, clause).
(a)
(b)
(c)
(d)
(e)
(f)

She loves him.


Phoebe was given many presents for her birthday.
Paul threw the rusty gun to the ditch.
To read that book would kill me.
That she came proves that she loves him.
Little Mary introduced Joe to Peter's sister Vilma.

(51) EXERCISE ===========================================


Consider how many N paradigms in Czech/English do have 7/3 distinct Case forms.
How many have a distinction between NOM-ACC? Which is the richest/ poorest paradigm?
(52) EXERCISE ===========================================
Translate the Czech examples in (11) on page 73 into English using Pronouns (to see
the Case). Compare which elements (categories) assign a Case to a nominal phrase.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................

(53) EXERCISE ===========================================


Make a short sentence using a Pronoun/Noun she/ona and Jane/Jana in the following
sentence functions.
(a)
(b)
(c)
(d)

Subject
Predicate
Object
Attribute

....................................................................................................
....................................................................................................
....................................................................................................
....................................................................................................
....................................................................................................

(54) EXERCISE ===========================================


Write down inside the [...] brackets the pronunciation of the final sound of the Noun,
then make plurals and explain the pronunciation of the final s.
(a)
(b)
(d)
(e)

dog
state
boy
juice

82

-[......]+S = ..................................................................................................
-[......]+S = ..................................................................................................
-[......]+S = ..................................................................................................
-[......]+S = ..................................................................................................

(g)
(h)

window
brigade

-[......]+S = ..................................................................................................
-[......]+S = ..................................................................................................

(55) EXERCISE ===========================================


Translate the following expressions:
(a)
(b)
(c)
(d)
(e)
(f)

custom / customs
pain / pains
picture / pictures
spirit / spirits
spectacle / spectacles
hair / hairs

............................................... vs.
............................................... vs.
............................................... vs.
............................................... vs.
............................................... vs.
............................................... vs.

............................................
...........................................
...........................................
...........................................
...........................................
...........................................

(56) EXERCISE ===========================================


Fill in the demonstrative THIS/THESE and the form of the Verb BE
(a)
(b)
(c)
(d)
(e)

........ contents
......... stove
......... violin
......... billiards
......... earnings

................
................
.................
.................
.................

not nice.
very old.
mine.
charming.
low.

(57) EXERCISE ===========================================


Fill in the correct form of MANY / MUCH or LITTLE / FEW:
I have .......................... time but not ........................... money.
I don't have ..................................... information.
This matter is of ..................................... interest to ...................................... people.
We have ...................................... evidence for these .....................................facts.

(a)
(b)
(c)
(d)

(58) EXERCISE ===========================================


Give plurals of these Compounds (Define the head of the compound)
(a)
(b)
(c)
(d)

forget-me-not ................................ (e)


manservant..................................... (f)
son in law ..... ................................ (g)
grown up ...................................... (h)

take-off......................................................
coat-of-arms..............................................
hanger-on..................................................
lady-singer.................................................

(59) EXERCISE ===========================================


Give plural forms (and pronunciations) of the following expressions
(a)
(b)
(c)
(d)
(e)
(f)

antenna.......................................
mouse............................................
one.................................................
tooth..........................................
focus............................................
faux pas........................................

83

(g)
(h)
(i)
(j)
(k)
(l)

spectrum ...................................................
brother .....................................................
half ............................................................
wife ............................................................
curriculum..................................................
roof ............................................................

(60) EXERCISE ===========================================


Explain the reason for the ungrammaticality of
(a)
(b)
(c)
(d)

* a one book
*We bought expensive book.
* a books
*a fresh air

(e)
(f)
(g)
(h)

*I like that your brother.


*We went to Ukraine.
??There is the book on the table.
?? I saw men you met yesterday.

(61) EXERCISE ===========================================


Fill in the Articles 0/ a/ the in the following examples:
(a)
(b)
(c)
(d)
(e)
(f)
(g)

Washington was ....... first president of ........ United States.


He lives in ......... city of New York.
...... most famous member of ..... Hague Court is John Smith.
....... Sahara Desert is ....... integral part of ......... Africa.
........ Canary Islands are as beautiful as ........ Crete.
I don't like ...... Hyde Park but I am fond of .......... Westminster Abbey.
I saw .......... last film about .......... Titanic in ......... July.

(62) EXERCISE ===========================================


State the distinction between Czech and English which follows from the examples:
(a)
(b)
(c)
(d)

He received a book from my mother.


*He received book from my mother.
I gave the present to Adam.
*I gave present to Adam.

(a')
(b')
(c')
(d')

Dostal jakousi knihu od m maminky.


Dostal knihu od m maminky.
Dal jsem ten drek Adamovi.
Dal jsem drek Adamovi.

(63) EXERCISE ===========================================


Replace the word chlapec with the word stroj and discuss the distinction:
(i) Vichni ti velc chlapci, kte se objevili ped chvl, zmizeli za rohem. - Kdo to zmizel?
(ii)

.........................................................................................................................................

Do the same with English translation of the above sentences and discuss the distinction.
What does it show about which nominal features are used English and Czech?
(i)

.........................................................................................................................................

(ii)

.........................................................................................................................................

(64) EXERCISE ===========================================


Explain the distinction in acceptability. Compare with English.
Tatnkova / Petrova / ?koova / *stolova / Alkova noha.
Pod mostem leel(i) mu a ena / ?mu a koza / ?? mu a puka.

(a)
(b)

84

(65) EXERCISE ===========================================


Fill in the missing feminine (or neuter) Forms
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)

stallion
bull
rooster
father
steward
master
sportsman
male readers
laundryman
tom-cat

vs.
vs.
vs.
vs.
vs.
vs.
vs.
vs.
vs.
vs.

.......................
.......................
.......................
.........................
.........................
.........................
.........................
.........................
.........................
.........................

vs.
vs.
vs.
(k)
(l)
(m)
(n)
(o)
(p)
(q)

.........................
.........................
.........................
brother
vs. ............................
traitor
vs. ............................
heir
vs. ............................
man servant vs. ............................
gentleman vs. ............................
turkey-cock vs. ............................
doctor
vs. .............................

(66) EXERCISE ===========================================


Fill the following table as suggested in the first line.
category

variety

Number
Case

singular, plural

marked feature
(morpheme)
plural, -s /-en/0

examples
book/books, ox/oxen, Chinese/Chinese

Gender
Size
Reference
(67) EXERCISE ===========================================
Discuss the distinction between lexical and grammatical features. Give English and
Czech examples of nominal (a) Number, (b) Gender, (c) Reference' expressed with
lexical morphemes and contrast them with grammaticalized forms. Underline the relevant
morphemes.
(a) lexical .............................................................................................................................
grammaticalized........................................................................................................................
(b) lexical ..............................................................................................................................
grammaticalized........................................................................................................................
(c) lexical ..............................................................................................................................
grammaticalized........................................................................................................................
(68) EXERCISE ===========================================
(a)
(b)

Which nominal category has Czech grammaticalized more than English?


Which nominal category has English grammaticalized more than Czech?.

Consider the criteria for stating the level of grammaticalization, and demonstrate relevant
examples to support your claims.
...................................................................................................................................................
...................................................................................................................................................

85

11

SYNTACTIC CHARACTERISTICS OF THE NOUN

See also: Huddleston & Pullum (2002) pp. 323-524, 1585-1595, Huddleston & Pullum
(2005) pp. 82-111, 264-290; Greenbaum & Quirk (1990) pp. 363-393; Svoboda (2004) pp.
18-23; Quirk, Greenbaum, Leech & Svartvik (2004) pp. 1235-1352.
Syntactic properties concern above all distribution, i.e. co-occurrence of the lexical item,
that is, its context, (i.e. what does it combine with, in which order, with which hierarchy).
I.

Elements subordinate to N (these modify N and form a complex NP)

(1)

Noun Phrase (NP) =

II.

The function/ distribution of NP


Elements superordinate to the (complex) NP.
What does the NP depend on?

a nice BOOK

Peter saw

(2)
11.1
(3)

of stories

NP = a nice BOOK of stories

Internal Structure of Noun Phrases


Complex nominal phrase

all

the

three [very tall] white city towers

of Mordor [with black spires]

(Q) - D/POSS - (Q) - A - A - N/A - N - P - PP - XP/cl


Elements preceding / pre-modifying the Noun

11.1.1
(4)

(a)
(b)
(c)
(d)

Elements following /
post-modifying the Noun

N-premodifiers
Determiners
Adjectives
secondary Adj
etc...

the/ my friend
very interesting story
government funds
sideways movement, outer limits

Discuss the following properties of elements preceding the Noun


(a)

Determiners are obligatory and unique (see (26) on page 76)!!).


Possessives are not Adjectives, but NPs) (see (13) on page 74).
Adjectives are recursive (and APs).
Secondary Adjectives have the morphology of some other part of speech

(b)
(c)
(5)

(a)
(b)
(c)

86

a/ the/ my/ a friends book


*the my book/ *the Johns book (e)
the big hairy barking stupid... dog (f)

(d) *I bought expensive book.


[NP my brother John]'s book
govern-ment funds. iron bridge

With the exception of recursive Adjectives (which follow a semantically determined order
according to their scope), there is a strictly fixed order among the pre-modifiers of N.
(6)

(a)
(b)
(c)
(d)

11.1.2

the big green monster


*big the green monster
? the green big monster
an old French book

(a') ta velk bl kniha


(b') * velk bl ta kniha
(c') ? ta bl velk kniha
(d) *njak francouzsk star kniha

N-postmodifiers

(7)

Postmodification

(a)
(b)
(c)

complex adjectival phrases


of-phrase (unique, adjacent)
other PPs (multiple)

(d)
(e)
(f)

V-ing, V-inf
clauses (relative clause)...
etc

(8)

The order of postmodifiers is correlated with their scopes (in the same way as the
order of A premodifiers) with the exception of the of-phrase, which must be adjacent.

(a)

the student of math with long hair


* the student with long hair of math

(a')

(b)

the letter for John from Bill


? the letter from Bill for John

(b') dopis od Petra pro Janu


dopis pro Janu od Petra

(c)

a book of stories for Bill with a white cover

11.2

a student [AP more intelligent than Einstein]


the brother of mine from Brooklyn
the student of philosophy with long hair
the letter for John from Bill
the student reading philosophy, a man to watch
the book which you gave me, the place you live
the travel abroad, the way home

student chemie s aktovkou na zdech


*student s aktovkou na zdech chemie

Distribution and Functions of Noun Phrases

The distribution of NPs (and their sentence functions) is very diverse. An NP of any
complexity can be any sentence member. Some positions are more typical than others.
(9)

(a)
(b)
(c)
(d)
(d)
(e)
(f)

Subject
V-Object
P-Object
PP Adverbial
Nominal Predicate
Attribute
Complement

[NPThose students] arrived soon.


I saw [NP those students] nearby.
I spoke about [NP those students].
I stayed with [NP those students].
John is [NP a student].
[NP those students]'s books
They appointed her [NP a chairwoman]

The sentence functions illustrated above are syntagmatic relations, i.e. the sentence function
is a relation between two members of a syntactic couple. The only exception is the
Complement, which is a ternary relation (there are three related constituents).
No constituent can be a sentence member by itself, i.e. without a context.
In the above, those students can be any sentence member, depending on the relation.

87

11.3

Exercises

(10) EXERCISE ===========================================


Fill in the slots for the most complex NPs you can construct. Use the Attributes (a) a
lot of, (b) very tall, (c) twenty-year old, (d) in the form of V infinitives, (e) relative clauses.
Q
D/Poss Q
each -----

A
tall

A
blond

N/A
play

N
BOY

P = of

PP
XP
in a Fiat

girl
love
Mary
story
air
Prague
reading

(11) EXERCISE ===========================================


Rewrite the sentences below using the Pronouns. Specify the parts of the text which
was replaced by the pronoun.
(i) The tall boy with long hair was irritated by the next question.
(ii) To read some old novel would not please my beloved little brother.
(iii) The fact irritated me that my little brother would not read such a nice book.
he

(i)

..............

(ii)

..............

(iii) ..............
one (i)

..............

(ii)

..............

(iii) ..............
it

(i)

..............

(ii)

..............

(iii) ..............

88

(12) EXERCISE ===========================================


Discuss (i) the terminology, (ii) the obligatory or optional ordering and (iii) unique
or multiple occurrence of separate pre-/post-modifiers.
(a)
(b)
(c)
(d)
(e)
(f)

all the boys


(a) *the all boys
a brother of mine
(b) *a my brother / *my a brother
that big boy
(c) *big that boy
the old big black dog
(d') ?the big black old dog
the two towers of the city from steel
(e) *the two towers from steel of the city
the book of stories in a green cover for my sister Emily

(13) EXERCISE ===========================================


Compare the ordering/ uniqueness of elements of the complex NP in Czech with the
data from English in (5) on page 86. Fill in the inverted examples and add * (and supply
your own examples) whenever needed.
(a)
(b)
(c)
(d)
(e)
(f)

vichni ti chlapci
(a') ti vichni chlapci
*ten bratr mne
(b') ten mj bratr / * mj ten bratr
ten velk chlapec
(c') ......................................
(d') ......................................
ten velk ern pes
kniha pohdek v zelenm obalu pro mou sestru
sestra moj kamardky v ervenm kabt s dlouhmi vlasy

SCOPE

(14) EXERCISE ===========================================


How can a NOUN / NOUN PHRASE (e.g. city / the large city and sister / my little
sister) modify another Noun (e.g. plan, room)? Compare English and Czech.
Evaluate the acceptability (assuming the proposed reading) of the following examples.
Then compare the category, complexity and position of the underlined modifiers. Give
more examples if necessary.
(a)
(b)
(c)

the two tall city towers


the two towers of city
chudk ensk

(a) the two the large city tall towers


(b) the two towers of the large city
(c) msto ve

(15) EXERCISE ===========================================


Commenting the following examples, compare POSSESSIVEs and their equivalents
in English and Czech w.r.t. their (i) position (pre- or post-N),
(ii) complexity (N or NP or PP),
(iii) Number & Animacy,
(iv) category (A or N/NP).
(a)
(b)
(c)
(d)
(e)
(f)

* the Jim's book


a book of (our) Jim
?? a table's leg / paint
pupil's / pupils' book
mother's / father's / child's room
your mother's book

89

(a)
(b)
(c)
(d)
(e)
(f)

ta Janova kniha
?? kniha Jana / kniha vaeho Jana
* stolova noha/barva
kova / * c? kniha
matin/ otcv/ dtt? pokoj
* tvoj? matina kniha

(16) EXERCISE ===========================================


Complex compounds with N/A (Adv) chains: Discuss the interpretation of the
following Bracketing paradoxes. Translate the examples into Czech.
(a)
(b)
(c)

the Yorkshire wool industry wage dispute


a starving children relief fund
the ship-to-shore telephone experiment

(17) EXERCISE ===========================================


Mark sentence members in the following sentences and show the syntagmatic
relations which form them.
(i)
(ii)

Tvoje sestra pozorovala vera ptky na plot.


The other boy gave his book to Adam.

(18) EXERCISE ===========================================


(i) What is the function (sentence member) of the underlined NP?
(ii) What does the NP depend on (what are the syntagmatic = syntactic/ binary relations)?
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

I saw a man.
over the hill
new pupil's books
That boy is big.
There is a boy there.
He is a teacher.
They elected him President.
He was elected President.

(i)........................................
(i)........................................
(i)........................................
(i)........................................
(i)........................................
(i)........................................
(i)........................................
(i)........................................

(ii)......................................
(ii)......................................
(ii).......................................
(ii)......................................
(ii)......................................
(ii)......................................
(ii)......................................
(ii)......................................

(19) EXERCISE ===========================================


Which elements do you need to add to create the given syntagmatic relations? Give at
least three examples. What are those elements?
(a)
(b)
(c)

Joe (=Subject)
Joe (=Object)
Joe (=Attribute)

....................................................................................................
....................................................................................................
....................................................................................................

(20) EXERCISE ===========================================


Relate the following words by means of the given syntagmatic relations. Make short
sentences using the words and underline the relevant couple.
(a)
(b)
(c)
(c)

Peter see (Subject - Predicate) .................................................................................


Peter see (Verb - Object)
.................................................................................
book old (Noun Attribute)
.................................................................................
book see Adam old (Attribute-noun / Subject-Predicate / Verb-Object)
.........................................................................................................................................

90

(21) EXERCISE ===========================================


In the following syntagmas (phrases): which elements are higher (superordinate) and
which elements are lower (subordinate)? How do we decide about this? Are the signals of
hierarchy the same in Czech and in English? Make your own examples to test your claim.
(a)
(b)
(c)
(d)

to see Mary / *Mary to see


this book / *these book /*book this
about him / *about he / *him about
she arrives / *she arrive / *her arrives

vidt Marii / *vidt Mari / Marii vidt


tato kniha /*touto kniha / ? kniha tato
o nm / *o nm / *nm o
ona pijela /*n pijela / pijela ona

(22) EXERCISE ===========================================


Create the relevant syntagmatic relation (add the other member of the syntagma).
Discuss the hierarchy and the way it is signaled.
(a)
(b)
(c)

he (=Subject)
he (=Object)
he (=Attribute)

....................................................................................................
....................................................................................................
....................................................................................................

(23) EXERCISE ===========================================


Can ProNoun/ Noun appear as Adverbial or Complement? Find some examples.
(a)

Adverbial

(b)

Complement

....................................................................................................
....................................................................................................
....................................................................................................
....................................................................................................

(24) EXERCISE ===========================================


Mark the relations in the following structure. Explain how morphology (if possible) is
a signal of hierarchy.
(a)
(c)

el do koly
dopis pro nho

(b)
(d)

(he) went to school


a letter for him

(25) EXERCISE ===========================================


What are the most typical sentence functions of Nouns? Which are rare? Why?
(26) EXERCISE ===========================================
Are the underlined elements heads (N) or phrases (NP? Can you support your claim?
(Can you substitute pronouns for them? What does this imply?)
(a)
(b)
(c)
(d)

Your sister arrived later than Hillary.


I met Jim in front of the house.
William introduced his new girlfriend to all the school-mates.
Those tall city towers had been rebuilt before the castle was finished.

91

(27) EXERCISE ===========================================


Are the sentence functions of Subject and Object phrasal constituents (NPs) or are
they heads (Ns)? Give examples to prove your claim.
(28) EXERCISE ===========================================
What follows Prepositions in Czech and in English? NPs or Ns? Give examples to
prove your claim.
(29) EXERCISE ===========================================
First look at the arguments in the example below which show that the word
organization in a given sentence is a Noun. Then give similar arguments for the capitalized
words (assuming they are Nouns) in the sentences below. Try to cover all arguments
(semantic, morphological, and syntactic). Use substitution, if necessary.
Example: Several new ORGANIZATIONS of young people took part in the program.
1. semantics:
2. phonetics:

the word ORGANIZATION independently refers to some entity.


the word takes main (possibly multiple) stress = a major category.
(Grammatical elements have no secondary or non-initial stress.)

3. morphology (derivational and inflectional)


(a) derivational morphology:
(i) -tion is an English morpheme used for the derivation of Nouns:
e.g. organize organiza-tion (like nationalization)
(ii) It can take derivational stem N+alAdj, e.g. organization-al (like national).
(b) inflectional morphology: the word may take the nominal morphemes of
(i) plural -s, e.g. many organization-s (like many boys),
(ii) possessive 's, e.g. our organization-'s decision (like Mary's decision).
4. syntax (subordinate and superordinate elements)
(a)

the word projects according to (3) on page 86 to a typical Noun phrase, i.e. it is
modified by a Determiner (several), Adjective (new) and of-P (of young people),
the complex headed by the word appears in a sentence in the function of Subject of
the finite Verb take part.

(b)

(a)

There are some heavy CLOUDS on the western HORIZON.

(b)

Every normal MOTHER feels a kind of LOVE to her CHILD.

(c)

Because of the crisis, the new GOVERNMENT funds were restricted.

(d)

The main CITY in Northern Moravia is Ostrava.

(e)

He was impressed by the CITY towers of Carcassone but I like more those of vila.

92

12

PRONOUNS

See also: Huddleston & Pullum (2002) pp. 425-430, Huddleston & Pullum (2005) pp. 100107; Greenbaum & Quirk (1990) pp. 108-128; Quirk, Greenbaum, Leech & Svartvik
(2004) pp. 333-398, 817-822; Dukov (1994) pp.101-135; Svoboda and OplovKrolyov (1989) pp.84-112.
(1)

Classification of English Pronouns, from Greenbaum & Quirk (1990)

1. CENTRAL

a) personal
b) reflexive
c) possessive

RECIPROCAL
RELATIVE
INTERROGATIVE
DEMONSTRATIVE
a) positive
6. INDEFINITE

i) determinative
ii) independent

2.
3.
4.
5.

i) universal
ii) assertive
iii) non-assertive

b) negative
12.1

Personal Pronouns

12.1.1

Interpretation of Personal Pronouns

(2)

(a)
(b)

In (3)
(3)

I/me, we/us...
myself, ourselves...
my, your, his, her, its, our...
mine, yours, his, hers, ?its,
ours...
each other, one another
the wh-series, that, 0
the wh-series, how, why
this/these, that/those
all/both, each/every
some-, one, half, several,
enough, (an)other
any-, either
no-, neither

To call oneself "James Bond" is appropriate only if one is James Bond (and
not Ludmila Veselovsk.
To call oneself "I" is always correct, no matter whether one is James Bond or
Ludmila Veselovsk.
(a) is true no matter who says so only when James Bond actually did so.
(b) is true if the person, who pronounces it, did so.

(a)
(b)

James Bond was flying to Hawaii.


I was flying to Hawaii.

Contrary to referential Nouns, Pronouns do not have independent reference. Their semantic
interpretation can be defined only in the terms of discourse, i.e. according to the conditions
and circumstances of the specific speech act.
(4)

(a)
(b)
(c)
(d)
(e)

93

this and that


[PROXIMITY]
here and there
now and then
Give me that.
I am reading this book here and now.

(5)

Discourse bound interpretation of personal Pronouns

(a)
(b)
(c)
(d)
(e)

I
you
(s)he
it
we

(=1sg)
(=2sg)
(=3sg,m/f)
(=3sg)
(=1pl)

(f)
(g)

you
they

(=2pl)
(=3pl)

= the speaker (= the person who performs the speech act)


= the hearer (= the intended addressee of the speech act)
= the other (human non-participant of the discourse)
= non-human non-participant
= a set of people one of which is the speaker. The hearer can
be a member of the group (inclusive we) or not (exclusive we)
= a set of people including the hearer, not the speaker
= the others (non-participants of the discourse)

Consider the characteristics of Number [plural] with personal Pronouns


books / boys [plural] =

we [1 plural]
you [2 plural]
=/
they [plural]
=

book+book+book... / boy+boy+boy
speaker + speaker + speaker....
hearer + hearer + hearer...
the other + the other + the other

(6)

(a)
(b)
(c)
(d)

(7)

Stylistic / Pragmatic usage of we

(a)
(b)
(c)
(d)
(e)

As we can see in Chapter 3...


As we showed a moment ago...
Today we are much more concerned ...
How are we feeling today?
We are really in a bad mood today...

(8)

it and there: referential and expletive Pronouns

(a)
(b)
(c)
(d)

I want this book. She wants it, too.


It is raining.
It is not true that he did it.
There is a man in the middle of the room.

12.1.2

(Inclusive/authorial WE)
(Editorial WE)
(Rhetorical WE)
(= you)
(= he)

(Referring it)
(Weather it)
(Propositional it and Linking it)
(Expletive there)

Function and Form

Case : English pronouns have three/ four morphologically distinct Case forms. See 10.1.
(9)

Case:

(a)
(b)
(c)

SUBJECT (I, you, he, she, it, we, they)


SAX-GEN (my/mine. your/yours, her/hers, their/theirs...)
OBJECT (me, you, him, her, it, us, them)

(10) (a)
(b)

possessives
independent /predicative

This is my book.
The book is mine. The brother of mine.

(11) (a)
(b)

Object of the Verb


Object of the Preposition

I saw him /*he.


I went there with him/*he.

Subject Case in English is more marked (less used) than the nominative is in Czech.
Consider the Case on the English Pronouns below. Compare with the Czech translations.
(12) (a)
(b)

94

Who did it? - Me. It was me.


It was she/ her that Adam criticised.

(c) Mary and him often go abroad.


(d) Nobody but she/ her can do it.

Recall which part of a structure is replaced by (which) Pronouns.


(13)

[The smart girl] with [the two foreign friends] was awarded [the first prize]
SHE
THEM
IT

(14) (a)
(b)
(c)
(d)

My younger brother
*My younger he
He
My younger one

bought
a new car.
bought * a new it.
bought
it.
bought
a new one.

Personal Pronouns replace Noun Phrases (not Nouns). See also (11) on page 88.
Pronouns therefore can express nominal functions. See section 11.2.
There are some distinction between Ns/NPs/and pronominals.
(Post) Modification of Pronominals
Unlike Nouns, Pronouns cannot be freely modified, they cannot be the head of a phrase
like Nouns in (3) on page 86. There are some idiosyncratic exceptions, e.g. relative clauses:
(15) (a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
12.1.3

hardly any, nothing at all, almost anybody


We all......, They each....., You both....
you yourself
Silly me! We doctors..., Us visitors
you there, you in the raincoat
we of the modern age
He/she who hesitates is lost.
Those/*they who work hard deserve some reward.
Cf. *It that/ What stands over there is a church.

(vs. floating Qs)

One

(16)

Numeric one (pro-Q)

(a)
(b)

I met one boy / two boys.


One / many of the boys arrived at five.

(17)

Substitute one (pro-N)

(a)
(b)

I'd like another steak /another one.


Those red cars / red ones I like most.

(18)

Generic one (pro-NP)

(a)
(b)

One / they would assume that...


She makes one / my brother Adam feel well.

12.2

Relative Pronouns

These Pronouns introduce a relative clause.


(19) (a)
(b)
12.2.1

kdo, co, jak, kter, , jen.


wh-Pronouns (who, whom, whose, which, + that, 0
The form of the relative Pronouns

The wh-Pronouns show (agree with) the morphological features of Nouns and Adjectives.
The agreement is built with two elements:

95

(a)
(b)

Gender (Animacy)/ Number features depend on the head Noun (in the main clause).
Case depends on the function of the Pronoun in the relative clause.

(20) (a)

kter (= ta enaNOM) nos na hlav tek.

Znm enu,
[Fem, Sg, ACC]
(a)
(b)
(c)

I know her /the womanACC ,


[human, ACC]

(b)

singular
feminine
NOM

whoNOM /*whomACC (=the womanNOM) wears scarves.


(a) animate/human
(b) NOM

The WH relative Pronouns (only) can be preceded by Prepositions or other material:


(21) (a)
(b)
(c)
(d)

The boys with who(m)/ which/ *that I go out


I can see the book, the name of which I have forgotten
Here is the answer, the importance of which you did not realize in time.
I can see the guy whose name I have forgotten.

Case with relative Pronouns


Relative Pronouns show pronominal Case morphology, i.e. Subject/ Possessive/ Object:
(22) (a)
(b)

he - his - him
who - whose - whom

The Object Case of the relative Pronoun is more likely to appear overtly in English if the
Pronoun is close/ adjacent to its Case assigner (Verb/ Preposition) and less likely if the
Case assigner is dissociated/stranded from the Pronoun.
(23) (a)
(b)
(c)
(d)
12.2.2

I know the man who/ %whom you met yesterday.


I know the man who/ %whom everyone says they like.
I know the man to whom/ %who you were talking.
I know the man who/ *whom you were talking to.

Preposition
stranding

Omitting the relative Pronoun

Only those relative Pronouns can be deleted in English which neither have the function of a
Subject nor follow a Preposition.
(24) (a)
(b)
(c)
(d)
(e)
(f)
(g)

96

I know the man whom you invited for dinner.


I know the man --- you invited for dinner.
Can you give me the book which is laying on the table?
*Can you give me the book --- is laying on the table?
Show me the man at whom you are looking.
*Show me the man at --- you are looking.
Show me the man -- you are looking at.

12.3

Interrogative Pronouns

12.3.1

The form of the interrogative Pronouns

Interrogative Pronouns are elements used in WH-questions, i.e. questions which ask to
identify some sentence constituent. The form of the Pronoun depends on the constituent it
replaces. The repertory and forms are like relative Pronouns plus how (many/ Adjective),
why but not including that or 0.
Consider which constituents (parts of speech, phrases, sentence members?) can be
questioned and what is the right morphological form of the WH Pronoun.
Her younger brother/ he met her/ my sister very briefly
yesterday in front of their new school twice.

(25)

Who met her yesterday in front of their new school twice?


Whom/ Who did he meet yesterday in front of their new school?
When did he meet her in front of their new school?
Where did he meet her yesterday twice?
In front of which school did he meet her yesterday? - In front of their new school.
In front of whose new school did he meet her yesterday? -In front of their new school.
How many times/ often did he meet her yesterday in front of their new school?
How did he meet her yesterday in front of their new school?
Why did he meet her yesterday in front of their new school?

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

As with relatives, the Case marking of the interrogative WH Pronouns depends on their
sentence function, i.e. on the function of the sentence member they are asking about. In
Modern English overt Case marking is most likely if the Pronoun is adjacent to the Case
assigner. (The same phenomenon as in (23) above.)
(26) I am waiting for hi-m.

the P for is a Case assigner

(a)
(b)

Who are you waiting for?


% Who-m are you I waiting for?

P is stranded of the Case assigner (for)

(c)
(d)

For who-m are you waiting?


% For who are you waiting?

P is adjacent to the Case assigner (for)

(27) I saw hi-m.


Who did I see?
% Whom did I see?

(a)
(b)

12.3.2

the V saw is a Case assigner


V is not adjacent to the Case assigner (see)

The position of the WH-Pronouns

The interrogative Pronoun in the WH-question is moved from its position, it is fronted.
Notice that the size of the fronted interrogative element (the material preceding the inverted
Auxiliary and containing some interrogative WH element) can be far bigger that one word.
It is a phrase (it replaces the whole sentence member we are asking about).

97

(28) He bought [OBJECT NP the three books] [ADVERBIAL PP in the new shop on the square].
[OBJECT NP What ]
did he buy in the new shop?
[OBJECT NP How many books ]
did he buy in the new shop?
[ADVERBIAL PP Where ]
did he buy the three books?
[ADVERBIAL PP In which shop on the square]
did he buy the three books?

(a)
(b)
(c)
(d)

If there is more than one WH Pronoun (in so called Multiple Wh-questions), only the
hierarchically highest is fronted in Standard English. The other(s) remain in the position of
the sentence member they represent, i.e. they remain in situ.
(29) [SUBJECT NP Emily] bought [OBJECT NP several books] [ADVERBIAL PP in the new shop].
(a)
(b)
(c)

Who bought what where?


What did Emily buy where?
*Where did Emily buy what?

Notice that in English the interrogative element can appear in a clause which it does not
belong to (often an initial main clause). Consider the sentence functions of the WH
Pronouns in such Long-distance WH-Movement:
(30) (a)
(b)
(c)
(d)

When do you think that Emily arrived?


Who(m) did Emily tell you (that) Bill met at the railway station?
Which jacket did John persuade Emily (that) she should take on the trip?
Who did Emily say (that) Bill wrote (*that) would arrive late?

While the long distance WH-questions appear often in English, in Czech this kind of WH
question is 'substandard' and their frequency is highest with Adverbials.
(31) (a)
(b)
(c)

Kdo si mysl, e Maruce pomohl?


(O kom so mysl, e Maruce pomohl)
Kam si mysl, e Petr ekl, e to Jana dala.
??Kter kabt se Petr ptal Marie e si Jan vzal na vlet?

Interpretation of interrogative Pronouns


Indefinite (who) vs. definite (which)
Independent
vs. determinative function
(32) (a)
(b)

Who is your favourite conductor?


Which is your favourite conductor?

(33) (a)
(b)
(c)
(d)

What's the name of this tune?


What / Which conductor do you like best?
What / Which newspaper do you read?
Which (of these) do you prefer?

(34) (a)
(b)

Whose jacket is this?


Whose is this jacket?

98

*Which is the nature of music?


*What of these do you prefer?

This is Peter's jacket.


This jacket is Peter's.

12.4

Exercises

(35) EXERCISE ===========================================


Explain the (discourse related) interpretation of the underlined words.
(a)
(b)
(b)
(c)

Do you think that they saw us?


He saw a man.
He thinks that this book is more interetsting than those old ones.
?! I am there just now.

(36) EXERCISE ===========================================


Which category (part of speech) is one in the following sentence? Replace it with
another member of the same category.
(a)
(b)

I do not want this one, but you can give me one from that counter.
I do not want this , but you can give me from that counter.

(37) EXERCISE ===========================================


Translate the following sentences (find Czech equivalents to one). How do we call
these kinds of one?
(a)
(b)
(c)
(d)
(e)

One boy arrived at five.


I'd like another one.
Those blue ones I like most.
One would think that impossible.
It gives one confidence.

.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................

(38) EXERCISE ===========================================


Give examples of English Pronouns which reflect Animacy/ Gender
ANIMATE
Gender marked

INANIMATE
no Gender

personal
possessive
reflexives
emphatic
relative
interrogative
(39) EXERCISE ===========================================
Make WH questions related to the following sentence with the proposed answers.
Underline the WH Pronouns and discuss their form/ size.
Yesterday our little Emily passed well both the difficult tests at school.
(a)
(b)

.................................................................................................?
.................................................................................................?
99

- Our little Emily.


- Both the tests.

(c)
(d)
(e)
(f)
(g)
(h)

.................................................................................................?
.................................................................................................?
.................................................................................................?
.................................................................................................?
..................................................................................................?
..................................................................................................?

- Yesterday.
Our (little) one.
- Two.
- The two tests.
- Well.
- Passed well both.

(40) EXERCISE ===========================================


Match the questions and the answers:
(a)
(b)
(c)

What is her husband?


Which is her husband?
Who is her husband?

(a') He is Paul Jones.


(b') He is a film director.
(c') He is the man on the right.

(41) EXERCISE ===========================================


(i)
(ii)

Explain the agreement morphology on the relative Pronoun in the (a) example below.
How are the same features expressed in the examples (b) and (c)?

(a)
(b)
(c)

To je ten kluk, ktermu Maruka pedevrem nesla kytici r.


To je ten kluk, co mu Maruka pedevrem nesla kytici r.
To je ten chlapec, jemu Maruka pedevrem nesla kytici r.

(42) EXERCISE ===========================================


Fill in all the correct forms (including ) and explain the morphology:
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)

Benjamin saw the book ....................... you ordered last month.


Benjamin saw the book ........................ was lying on the window sill.
Benjamin saw the book ......................... title I have forgotten.
Benjamin saw the book, the title of ......................... I have forgotten.
Benjamin saw the book about .................... you were writing your essay.
Benjamin met the man ........................... you invited for dinner.
Benjamin met the man ........................... was looking out of the window.
Benjamin met the man ........................... name I have forgotten.
Benjamin met the man the name of .......................... I have forgotten.
Benjamin met the man about ...................... you were writing your essay.
Benjamin met the man ....................... Hillary asked me to introduce to her.

(43) EXERCISE ===========================================


Fill in all the correct form(s) and explain which is the standard/ marked morphology
of the interrogative Pronoun for each of the sentences.
(a) .......................... do you imagine likes her the most?
(b) For ........................ are you working?
(c) ......................... is she working for?
(d) Do you know anyone ......................... she could work for?

100

- Hugo.
- For Hugo.
- For Hugo.
- Hugo.

EXERCISE ===========================================
Consider the forms of the WH-questions asking for Subject. Give examples of (a)
a direct WH-question, (b) an indirect WH-question, (c) an echo WH-question.
"Hillary will read her paper tomorrow."
(a)
(b)
(c)

.........................................................................................................................................
.........................................................................................................................................
.........................................................................................................................................

(44) EXERCISE ===========================================


Find nominal phrases headed by an underlined head N/Q. How many parts do they
consist of? Do all their parts appear in one place or is the NP split (divided)?
(a)
(b)
(c)

Jak si Anna nakonec koupila auto?


Kolik zn dobrch knih od Updika?
Takovch jsem jich vidl vera na ulici opilch nejm osm.

Translate the examples to English and explain the distinction, referring to the structure of
the Nominal Phrase (see (3) on page 86), namely to its potential to be split when
questioned or topicalised.
(45) EXERCISE ===========================================
Translate the following examples to English and explain the distinction between the
languages w.r.t. multiple WH-questions.
(i) How many WH elements can be fronted in a Czech clause and how many in English?
(ii) What is the order of constituents in English/ Czech?
(a)
(b)
(c)
(d)
(e)

Kdo komu pomhal s lohou?


.............................................................
.............................................................
Co kdo vidl?
Komu kdo co u vs daroval pod stromeek? .............................................................
Kdy komu co dala?
.............................................................
Kdo kdy co komu dal zadarmo?
.............................................................

(46) EXERCISE ===========================================


Discuss the following examples of Long-distance Wh-Movement.
(i) Which sentence memeber is the fronted WH-member? What is its phrasal type?
(a)
(b)
(c)
(d)
(e)

When do you think Monica arrived?


Who do you think did it?
Who did Julien say that Monica saw?
How many books did Julien say that Monica claimed she had read?
Who did Julien say that Monica wrote that Joseph spoke with?
(ii)

101

Translate the above sentences to Czech and discuss the distinction(s).

13

ANAPHORS (REFLEXIVES AND RECIPROCALS)

See also: Huddleston & Pullum (2002) pp. 1451-1565.


13.1

Reference

Nominal expressions refer to something/ somebody.


Some of them have independent reference (= Referential Expressions),
others require co-referential antecedents (= anaphors).
REFERENCE

[A] to non-linguisitc context to reality


[B] to some linguistic context or a context of pointing (ostension)
[C] to some syntactically definable linguistic context

(1)

"James Bond"
[A] R-expression
[B]

pronominal
[C] anaphor

Everybody hates

JAMES BOND , and HE even hates HIMSELF .

Nominal elements can be divided according to their reference into three groups.
(2)

R-expressions

(a)
(b)
(c)

Hercule Poirot invited Miss Marple.


Miss Marple invited Hercule Poirot.
One boy invited another boy.

(3)

Pronominals
pragmatic anaphors

(a)
(b)
(c)

He invited her.
She invited him.
He invited him.

(4)

Syntactic Anaphors

(a)
(b)
(c)

Hercule Poirot invited himself.


*Himself invited Hercule Poirot.
*They invited himself.

13.1.1

Co-reference (Antecedents and Indices)

Formal marking of the co-reference: indices: subscripts (variables) show the co-referential
expressions (those are marked with the same index)
(5)

(a)
(b)
(c)

102

? Everybody hates [Beckett], even [Beckett] hated [Beckett].


Everybody hates Becketti, even hei hated himselfi.
Hei saw him*i/ j at the last second.

(d)
(e)
13.1.2
(6)

Hei was looking at himselfi/*j in the mirror.


PitJ described Patriciam to himselfj / herselfm.

The linear position of an antecedent (above all with pragmatic anaphors)

(a) anaphor
(b) cataphor

Johni came late, because hei had missed the train.


Before hei joined the Navy, Geraldi made peace with his family.

Both anaphors and cataphors are, however, hieararchically similar; an antecedent is


superordinate to both anaphors and cataphors (it is 'higer,' i.e. formally more prominent).
13.2

The Form and Interpretation of English Anaphors

English Reflexive Pronouns: complex (personal Pronoun in OBJECT Case + SELF/


SELVES). Czech Reflexive Pronouns: simple SE/ SI. Do not contain the personal Pronoun.
(7)

(a)
(b)

He/ she/ they saw himself/ herself /themselves.


On/ Ona/ oni vidli sebe.

Reflexive Pronouns are syntactic anaphors, i.e. they need antecedents.


Hei introduced him*i.
Oni pedstavil ho*i.
///////
not co-referential

(8)

(a)
(b)

vs.
vs.

Hei introduced himselfi.


Oni pedstavil se(be) i.

co-referential

In the example above


He is the antecedent of himself (it is not the antecedent of him).
He and himself are bound to each other, he is not bound to him, i.e. him is free.
13.2.1

Antecedents of anaphors

Distinguish
(9)

(a)
(b)
(a)
(b)
(c)

unmarked reading vs. contrastive reading (= it can be so and so)


obligatory reading vs. impossible reading (= it must be so and so)

John arrived. I love him. him can be John. (Construct a context for this.)
John saw him.
him must NOT be John
John saw himself.
himself must be John

(10) Bill met John. He didn't see him. He was looking at himself (in the window glass).
Bohu potkal Jendu. Nevidl ho. Dval se na sebe (do vlohy).
(a)

Billi met Johnj. /

Bohui potkal Jenduj.

Bill and John are referential expressions. They refer to two distinct people (outside of some
schizophrenic context). Bill and John are not bound to each other.
(b)

Hei/ j/ x didn't see himi/ j/ x.

103

(i) Nevidl ho
(=Bohu Jenka)
(ii) On ho nevidl (=Jenk Bohue)

If (b) follows (a), the most salient (pragmatically probable) reading is that He in (b) is
co-referential with Bill in (a). With marked stress it can, however, also be John and if more
sentences preceded and the discourse suggests it, it can be anybody else as well.
In any case, whoever is He in (b), it is not the same person as him in (b) = He and him
in (b) can not be co-referential.
Hek was looking at himselfk/*x ... Onk se dval na sebek

(c)

The reference of He is vague as in (c). As for himself, however, there is no vagueness, it


must be the same person as the preceding Subject/Agent He.
He and himself in (c) above are co-referential = himself (reflexive) is a linguistic anaphor.
13.2.2

Binding of Anaphors

Look at the scheme (1) on page 102, and consider the place in the structure where we find
the antecedent of the anaphor. (What is the domain in which the antecedent appears? How
far away is the antecedent from the anaphor?)
The Clause Bound Nature of Syntactic Anaphors
(11)

(a)
(b)
(c)

Miss Marple believes that Poirot invited himself.


* Poirot believes that Miss Marple invited himself.
* Poirot believes that himself is the best detective.

(12) Binding Theory (BT), from Chomsky (1981):


(a)

R-expressions have no formal/ structural antecedent, they are always free.

(b)

Pronominals (pragmatic anaphors) have an antecedent in the context (linguisitc or


extralinguistic) but NOT in the same clause. In their clausal domain they are free.

(c)

Syntactic anaphors (reflexives/ reciprocals) must be bound (have an hierarchically


higher antecedent) in the same clause, usually in the position of Subject/ Agent.

13.2.3
(13)

Reciprocals
(a)
(b)

They saw each other.


We saw one another.

Reciprocals are syntactic anaphors, ie. Subject to BT as in (12) above. Contrasted with
reflexives, they moreover require their antecedent to be plural (the action or relation takes
place between the members of the set, reciprocally).
(14)

(a)
(b)
(c)

John and Mary introduced them.


John and Mary introduced themselves.
John and Mary introduced each other.

......... John, Mary

themselves = [JohnJohn + MaryMary] or [John+MaryJohn+Mary]


each other = [John Mary + Mary John]

(b)
(c)
(15)

104

(a)
(b)

Pedstavili se (= pedstavili kad sm sebe).


Pedstavili se (= pedstavili se(be) navzjem).

13.3

The Distribution/ Use of Reflexive/ Reciprocal Pronouns

(16) argument of a transitive Verb/ Preposition (replacing an NP)


(a)
(b)

* John blamed.
John blamed the girl / her / himself.

...requires an Object

(c)
(d)

* He thinks too much about.


He thinks too much about the girl / her / himself.

...requires an Object

(17) part of a complex Verb

(a)
(b)
(c)

reflexive Verb
(obligatory)

semireflexive Verb
(optional)

* She always prides on X.


She always prides herself on X.
* She always prides him on X.

(a)
(b)
(c)

Behave now!
Behave yourself now!
* Behave him now!

(18) emphatic Pronouns (doubling another NP)


The President himself arrived.
Myself, I wouldn't take any notice.

(a)
(b)

(19) Jan to dlal sm.

13.4

(a)
(b)

(a')
(b')

Pijel sm president.
(J) sm bych si ani neviml...

John did it himself.


John did it alone.

(= personally)
(= without another person)

Exercises

(20) EXERCISE ===========================================


Fill in the correct reflexive Pronoun. Underline the co-referential antecedent.
(a)
(b)
(c)
(d)
(e)
(f)

The coroner concluded that he killed .......................


The police did not have to move a finger, the kidnappers shot .............................
It became clear that not even James can do it ............................
I guess that Bonnie gave that small picture of ............................ to her boyfriend.
To wash ................................ is a must for most civilised people.
G7 or 8, it makes no difference, African people must help.......................................

(21) EXERCISE ===========================================


Mark the co-reference. Fill in the missing indexes to the Pronoun and its antecedent.
(a)
(b)
(c)
(d)
(e)
(f)
(c)

Tobiask saw him .


Timi and Monicak saw themselves .
Martink saw her at the last second.
Monica was looking at herselfi in the mirror.
Johni promised Peterk to shave himself .
Johni made Peterk shave himself .
God will help you if you help yourselfk.

105

(22) EXERCISE ===========================================


Translate into English. Discuss the meanings/ the distinctions.
(a)
(b)
(c)
(d)
(e)

Vidli se v zrcadle.
Polbili se.
Pinesli si drky.
Psal jsem tu lohu sm.
Byl jsem na to sm.

(a') ..................................................................
(b') ..................................................................
(c') ..................................................................
(d') ..................................................................
(e') ..................................................................

(f)

Sm Superman by se bl zstat v tom pokoji sm.


...................................................................................................................................

(23) EXERCISE ===========================================


Translate into Czech. Fill in indices. Discuss the meanings/ the distinctions.
(a)
(b)
(c)

They killed them .


They killed themselves .
They killed each other .

(a') ...............................................................
(b') ................................................................
(c') ................................................................

(24) EXERCISE ===========================================


Fill in correct /possible forms of an anaphoric Pronoun. Fill in the correct indices.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

He was looking in the mirror at .......................


She saw Emma looking at ............................. in the mirror.
The kidnappers shot .............................
Freeing ......................................with a sharp knife, Vincent lurched towards the door.
They asked Julie to invite ....................................
Even the King ............................ must help ..................................
They promised Martha to wash......................................
They ordered Martha to wash.......................................

(25) EXERCISE ===========================================


Long distance anaphors: Fill in the indices, notice the distinctions.
(a)
(b)

The professori made the studentk read his article.


Profesori nutil ka st svj lnek.

(c)
(d)

Johni saw Peterk beating his wife.


Jani vidl Petrak bt svou enu.

(26) EXERCISE ===========================================


Define the semantic frame = thematic roles = valency of the Verb help, and explain
which element expresses which role. Fill in the indices.
(a)
(b)
(c)

They themselves helped them


They helped themselves
The Presidents helped the committee themselves

106

14

MODIFIERS

See also: Huddleston & Pullum (2002) pp. 525-596, Huddleston & Pullum (2005) pp. 112126; Greenbaum & Quirk (1990) pp. 129-157; Quirk, Greenbaum, Leech & Svartvik
(2004) pp. 399-474; Dukov (1994) pp. 141-164; Svoboda and Oplov-Krolyov
(1989) pp.113-134; Leech & Svartvik (1975) pp.189-203.
14.1

Semantic Characteristics of Adjectives/ Adverbs

(1) Semantic types of Adjectives (static property).


An adjective is a word which enlarges the meaning and narrows the application of a
Noun. There are many possible groups, e.g.:
(a)
(b)
(c)
(d)
(e)
(f)

value (good, bad, important)


similarity (different, similar, other)
age (old, new, young, ancient)
quantification (whole, numerous, third)
physical property (hard, wet, open)
speed (fast, slow, rapid)

(2)

Semantic types of Adverbs.

(g)
(h)
(i)
(j)
(k)
(l)

dimension (big, long, large)


position (high, low, near)
color (red, dark, black)
qualification (true, possible, plausible)
human quality (happy, clever dead)
nationality etc (English, Slavic, Asian)

An adverb is a word which enlarges the meaning and narrows the application of a
Verb (and other parts of speech). Again, there are many possible groups, e.g.:
(a)
(b)
(c)
(d)

focusing (also, even, too, just, only)


degree (very, well, how, as, really)
aspectual (still, yet, already)
connective (however, thus, indeed)

(e)
(f)
(g)
(h)

frequency (never, always, often)


modal (perhaps, actually, obviously)
temporal (soon, late, long, sudden)
manner (quickly, easily, well)

General characteristics: As MODIFIERS, Adj/Adv modify some other word/ constituent.


(3)

(a)

his quick run


jeho rychl bh

(b)

certain doubts
urit obavy

(4)

(a)

he runs quickly
bh rychle

(b)

he certainly doubts it
urit o tom pochybuje

(c)
(d)

green-ish AdjAdj
friend-ly, NAdj

14.2

Adjectival / Adverbial Morphology

14.2.1

Derivational Morphology

(5)

(a)
(b)

new
agreee-able, VAdj

(6)

(a)
(b)
(c)
(d)

bad-ly, clever-ly, legal-ly


.... synthetic way: bound suffixes
up-wards, back-wards, home-wards
clock-wise, time-wise, weather-wise
in an interesting /fast way
.... analytic/ periphrastic way

107

14.2.2

Inflectional Morphology

Features:

(i) INTRINSIC ...0


(ii) OPTIONAL ...Grading (comparative, superlative)
(iii) DERIVED ...N features (secondary agreement) (in Czech, not English)

Grading: Standard Adjectives /Adverbs are gradable.


(7)

(8)

(a)

synthetic (bound morphemes): -er, (the) est: nice, nicer, the nicest

(b)

analytic (periphrastic): more, (the) most


(i) important, more important, (the) most important
(ii) ... in a more interesting way, in the most interesting way

(c)

irregular

Non-gradable As (a)
(b)

14.3
(9)

(i)
(ii)

good/ well, better, the best


bad/ badly, worse, the worst
finite, *more finite, *the most finite
last, *laster, *the lastest

Exercises
EXERCISE ===========================================

Give 5-10 derivational morphemes which create Adjectives. Find some which have
some additional meaning apart from deriving a category. (Consult Appendix.)
...................................................................................................................................................
(10) EXERCISE ===========================================
Give the category of the underlined elements. Discuss the distinction between a/b/c
and d/e/f. Find more Adjective/Adverb couples with similar properties. Make a
generalisation. Try to explain the phenomena, referring to the blocking effect.
(a)
(b)
(c)

The child has a high temperature.


The airplane flies really high.
Marcel is highly experienced.

(d)
(e)
(f)

Elisabeth likes hard work.


He likes to work hard.
Mary hardly ever works

(11) EXERCISE ===========================================


State precise rules for using syntetic vs. analytic forms of English Grading Adjectives.
(12) EXERCISE ===========================================
Is semantics important for the order of pronominal modifiers/ adjectives? Consider the
examples below, change the order and discuss acceptability. Compare with Czech.
(a)
(b)
(c)
(d)

a handsome three-year old boy


a huge Italian pizza
Shakespeare's new sonnet
a new Shakespearian sonnet

108

.................................................................................
.................................................................................
................................................................................
.................................................................................

15

SYNTAX OF ADJECTIVES

See also: Huddleston & Pullum (2002) pp. 525-596, Huddleston & Pullum (2005) pp. 112126; Greenbaum & Quirk (1990) pp. 129-157; Quirk, Greenbaum, Leech & Svartvik
(2004) pp. 399-474; Dukov (1994) pp. 141-164; Svoboda and Oplov-Krolyov
(1989) pp.113-134; Leech & Svartvik (1975) pp.189-203.
15.1

Adjective Phrase
(very/extremely/as)

(1)

interesting (as the other one)

Grad. ADV / Measure Phrases -

elements premodifying A

PP

/ that-CL / Vinf

elements postmodifying A

(A) PREMODIFICATION of A (pre-A elements) -- comparative & level of quality


(2)

Grading Adverbs / intensifiers Adv + A (= ADJ or ADV)

(a)
(b)
(c)

more/ the most important


very/ rather/ too/ so nice/ important
exclusively/ surprisingly nice/ important

(3)

Measure Phrases

(a)
(b)
(c)

(a')
a [AP three-meter long] bridge
a [AP five-year old] boy
(b')
a [AP five-meter-seventy-centimeter high] wall

(B)

POSTMODIFICATION of A, A-complements (post-A elements)

(i)

A + Prepositional Phrase:

(4)

(a)
(b)
(c)

(5)

good at, afraid of, ready for, keen on, worried about/over, bad at, annoyed at/with,
successful in, interested in, conscious of, convinced of, based on, dependent on,
subject to, compatible with, disappointed with, etc.

(ii)

A + that-clause:

(6)

(a)
(b)

I'm sure (that) you can come.


He seems glad / surprised / amazed / certain / confident / proud/ sad/ alarmed/
annoyed / astonished / disappointed / pleased / shocked (that) you can come.

(7)

(a)
(b)

It is odd that he should be late.


It is appropriate / extraordinary / fortunate / important / odd / alarming
/ embarrassing / fitting / frightening / irritating that he should be late.

109

(a')
(b')
(c')

more/ the most easily


ver /rather/ too/ so easily
exclusively/ surprisingly easily

to look three meter-s long


to be five year-s old

a man [AP (very) proud of his son ]


a women [AP (extremely) faithful/ loyal to her husband ]
some heroes [AP (certainly) ready for a fight with aliens ]

(iii) A + to-infinitive:
He was ready / splendid / proud to help his neighbors.
He was furious / slow / eager to react.
They were careful / wrong / clever / cruel / kind / rude / silly not to follow us.

(8)

(a)
(b)
(c)

(9)

Some complex structures related to modifiers (both pre- and post-modifying):

(a)
(b)
(c)
(d)
(e)
(f)

Adjectives

Adverbs

he is as big as ...
he is bigg-er than ...
he is not as/ so dangerous as ...
he is far from dangerous ...
the bigg-er they are, the more stupid...
It is too heavy to fly.

(a')
(b')
(c')
(d')
(e')
(f')

she runs as quickly as ...


he runs quick-er than ...
she runs not as/ so quickly as ...
she runs far from well ...
the high-er they fly, the less fuel ...
She runs too well to be defeated.

(a)
(b)

He is a much bigger IDIOT than me.


John is not as easy a target as Jim.

(10) Discontinuous structures:

15.2

Distribution/ Functions of Adj Phrases

There are 3 main functions of Adjective Phrases, all related to a nominal category.
... Predicate Nominal
(A) ADJECTIVAL PREDICATE (copula-AP)
(B) ADJECTIVAL PRE-/POST-MODIFIERS (N-AP) ...Attribute
(C) ADJECTIVAL COMPLEMENTS
...Subject/ Object Complements
15.3

Adjectival Predicates
His brother John

(11)

[AP very handsome

IS

SUBJECT - copula -

AP

The status of a constituent as Predicate Adjective or Predicate Nominal is bound up with a


framework: How do we define Copula? What is a Complement? What is an Object? etc...
These questions are far from trivial.
Consider (a) Case on the verbal complement, (b) selection of Adj or Adv, (c) the meaning.
(12) (a)
(b)
(c)
(d)

The boy is a student.


Chlapec je student(em)NOM-INSTR.
John is quick.
Jenda je rychlADJ.NOM

A copula: (a)
(b)
(c)

(a')
(b')
(c')
(d')

The boy saw a student.


Chlapec vidl studentaACC.
John runs quickly.
Jenda bh rychleADV.

has two arguments referring to the same entity (it expresses identity),
does not assign Object Case (to Nouns),
can be followed by an Adjective (agreeing with the Subject).

How many Verbs have these properties of a copula? (One in Czech, several in English.)

110

How complex can a Predicate Adjective be? Discuss the complexity of the Predicate
Adjectival Phrases in English in (13) in terms of (1) on page 109.
(13)

15.4

(a)
(b)
(c)

Emma is/ sounds silly / very silly / unbelievably silly.


Samuel is/ seems to be foolishly proud of his few achievements.
Helen got/ grew/ became about twice as mad at her mother as Piers did .

Adjective Pre-/Post-modifiers of a Noun

The most standard function of Adjectives is to modify the meaning of some Noun they
are Noun modifiers. They can appear both in front of and after the head N.
The position of the AdjP with respect to the head Noun depends on
(a) the characteristics of the Adj,
(b) the complexity of the AdjP.

NP =

(Q) - DET/POSS - (Q) -

15.4.1

Pre-modifying Adjectives

AP

- AP

N/A - N

AP

- XP

In the following examples notice that Adjective modifiers are phrases (APs), because they
can be enlarged. See adjectival phrase in terms of the scheme (1) on page 109.
(14) (a)
(b)
(c)
(d)
(e)

Mary is a very SCARED child


How FAITHFUL a woman did she turn out to be?
I know an extremely PROUD man.
Elisabeth jumped over a two-meter WIDE ditch.
Elisabeth jumped over the DEEP AND DANGEROUS ditch.

(15) (a)
(b)
(c)

* Mary is a SCARED of monsters child.


* Did she turn out to be a FAITHFUL to her husband woman?
* I know an PROUD of his achievements man.

Premodifying APs are syntactically "simpler"; they can be either bare (most often) or
premodified themselves (e.g. by very/ extremely/ how/ two-meter etc. (i.e. they are complex
phrases). However, they canNOT have their own postmodifying PPs or clauses (e.g. -of
monsters, -to her husband, -of his achievements, -glad we arrived, -eager to react.
15.4.2

Post-modifying Adjectives

These result from:

(16) Idiosyncratic As

111

(a) lexical or idiosyncratic properties of some A,


(b) Romance loans,
(c) complex APs (=with their own postmodification).
(a)
(c)
(d)

Syntax proper, president elect


the people (who are) involved
the men (who were) present

(17) Romance loans (French)

(a)
(b)
(c)
(d)

Court Martial
Princess Royal, battle royal
attorney general, postmaster general
notary public

(18) (a)

un file gentille
Det girl nice
'the nice girl'

(b)

un livre cher
Det book expensive
'the big book'

(c) un pierre lourde


Det rock heavy
'big rock'

(19) (a)

la nia bonita
Det girl nice
'the nice girl'

(b)

el libro grande
Det book big
'the big book'

gran piedra /piedra grande


big rock
/ rock big
'big rock'

(c)

Even Germanic-based English Adjectives must appear in the postnominal position if they
are complex. Compare (14)/(15) with (20)/(21) and discuss the complexity of the postmodifying adjectival phrase in terms of (1) on page 109.
(20) (a)
(b)
(c)
(d)
(e)

*Mary is a child very SCARED.


*She turned out to be a woman very FAITHFUL.
*I know a man extremely PROUD.
*Elisabeth jumped over a ditch two-meter WIDE.
?Elisabeth jumped over the ditch DEEP AND DANGEROUS. (ok in narratives)

With English Adjective Phrases, postmodifed APs MUST themselves be postmodifiers:


(21) (a)
(b)
(c)
(d)
15.5

Mary is a child (very) SCARED of monsters.


She turned out to be a woman (extremely) FAITHFUL to her husband.
David is a man very FOND of English literature.
I saw a girl as BEAUTIFUL as Mary / more BEAUTIFUL than Mary.
Subject/Object Complements (Secondary Predicates)

Syntactic relations (involving phrases) are typically binary (e.g. V +Object, N + attribute).
Complement (doplnk), however, enters into a ternary relation.
Compare with (11) on page 110 and (a/c) with (b/d) below.
(22) (a)
(b)
(c)
(a)
(b)
(b)

The girl is as happy as before.


The girl smiles as happily as before.
The girl remained as happy as before.

= Adjectival Predicate
= Adverbial (of Manner)
= Subject Complement

Adj related to a "copula" is a Nominal Predicate (binary relation)


Adv modifier of a "lexical Verb" is an Adverbial (binary relation)
Adj related to a "lexical Verb" and in the same time to sone NP (Subject or Object) is
a Subject/Object Complement (trenary relation)

(23) (a)

112

John painted

the door

green.

V > Obj (painted the door)


V +Obj > Object Complement
(paintedgreen, the door green)

(b)

Mary came back very tired.

(c)
(d)

David likes the girls very blond.


The girl remained as happy as before.

He
IS tired.
subject + predicate
(predicate =copula+nominal part)

Subj > Vfin


V + Subj > Subject Complement

He arrived
tired.
subject + predicate
Complement

If is is a Copula tired is a part of a predicate


If arrive is a Lexical Verb tired is a (Subject) Complement
BUT: The distinction between 'copula' and 'lexical Verb' is fuzzy, and so many Czech
Adverbials can be analysed as Complements in English (alternatively several English Verbs
can be called "semicopulas" i.e. they are followed by a correferrential Adjective.)
(24) (a)
(b)
(c)

Peter is/seems old.


Peter became/grew/turned old.
Peter looks/feels old.

(25) (a)
(b)
(c)
(d)
(e)

To je tk-/dobr-.
Pracuje tc-e/dob-e/piln-.
He works hard/ well/ diligent-ly.
Jdlo chutn/ von *dobr / dobe.
The food tastes/ smells good/ *well.

15.6

copula + Predicate Nominal


V + Adverbial
V + Adverbial
= (b/c) = V + Adverbial
V?/copula? + Subject Complement ?

Central and Peripheral Adjectives

(26) Typical Adjectives:

(27)

copulas?
change of state Verbs
Verbs of sensual perception

(a)
(b)

(a)
(b)
(c)

- are Attributes: (pre-)modify Nouns


- can follow "Copulas" such as seem/ remain/ look,
- are gradable (combine with very and more...than).

A (very) big boy...


He seems very big / bigger than me.

Not all Adjectives are prototypical. There is a gradient between CORE vs. PERIPHERAL
members of the ADJ class. (See categorial prototypicality in section 9.7.)
15.6.1
(28) (a)
(c)
(e)

Secondary Adjectives
those tall city towers
another top model
the [stick-in-the-mud] attitude

(b)
(d)
(f)

the new government project


an inside story
the stay-at-home American

Secondary Adjectives: have forms of Nouns/Adverbs/etc. (derivational morphemes) but


function as Attribute. They often have frozen inflectional morphology and no modification.

113

* those tall cities towers ........................................ cannot take plural (N morphology)


* citi-er towers, *more government project .......... cannot take Adj morphology
* some interesting [a new government] project .... cannot form a full NP
* some interesting [very government] project ....... cannot form a full AP

(a)
(b)
(c)
(d)

(29) Secondary Adjectives/Adverbs (conversion) (V. Mathesius, O. Jespersen)


Arguments for their adjectival (?) nature
(i)

coordination

(a)
(b)

She is quite vulgar and commonplace.


*The funds are new and government.

Assuming that only the same categories can be coordinated, vulgar and commonplace are to
be the same category but new and government are not.
(ii)

A - N/ A - A

(c)

He is reading the new evening radical paper.

Assuming (?) a fixed position (or field) for Adjectives in front of a Noun, the position of
evening seems to suggest adjectival characteristics.
(iii) A - one

(d)

Electric engines are cheaper than steam ones.

Assuming 'one' combines with Adjectives, (d) suggests that steam is an Adjective.
(iv) too - A
A - most
A - est

(e)
(f)
(g)

That' a too London point of view


the topmost picture, the uppermost/ bottommost line
the choicest fruits

Assuming 'too/ -most/ -est' are Grading elements and that only Adj/Adv category can be
graded, then expressions like London/ top/ bottom/ etc. must be some sort of perhipheral A.
15.7

Exercises

(30) EXERCISE ===========================================


The morpheme ly can be used to derive Adverbs from Adjectives (AdjAdv), e.g.
nicenicely. Is this always the case? Analyze the morphological structure of the words
below concentrating on the character of the morpheme -ly. (To distinguish between Adj and
Adv you can use the word in prenominal and postverbal positions.) E.g.
(i) daily
a daily newspaper
-ly: NAdj,
(ii) really
a real thing,
really interesting
-ly: AdjAdv
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

friendly
hardly
early
nearly
worldly
lovely
madly
ugly
manly

114

.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................
.......................................................................................................................

(j)
(k)

nearly
clearly

.......................................................................................................................
.......................................................................................................................

(31) EXERCISE ===========================================


Given your analyses in (30) above, can you predict which forms ending in -ly can be
graded by the bound morpheme -er?
(a)
(c)
(e)
(g)

friendly - friendlier
early - earlier
lovely - lovelier
ugly - uglier

(b)
(d)
(f)
(h)

hardly - *hardlier
nearly - *nearlier
madly - *madlier
nearly - *nearlier

(32) EXERCISE ===========================================


Can you relate the data in (31) above to the following examples?
(a)
(b)
(c)

ugly uglish / ugliness


friendly friendliness
early earliness

(a') quickly *quicklish / *quickliness


(b) hardly*hardliness
(c') nearly*nearliness / *nearlihood

(33) EXERCISE ==========================================


The following A-E are properties typical of Adjectives Considering the data in (i-vii),
fill in the table below with +/- and discuss the level of prototypicality of these Adjectives.
A.
B.
C.
D.
E.

ADJECTIVE occurs after the Verbs /copulas seem, appear, feel, remain,
ADJECTIVE occurs between the Article and the Noun (Attribute),
ADJECTIVE can be (pre)modified by very / so / too / rather / somewhat,
ADJECTIVE can be graded by er/ -est or more/ most, less/ least,
ADJECTIVE can form Adverbs by use of ly.

(i)

(a) A (very) hungry child...


(b) Adam seems (so) hungry.
(c) He is more hungry than me.

(iii) (a) ? (Rather) afraid people...


(b) People seem (rather) afraid.
(c) He is more afraid than me.

(ii)

(a) A (*very) infinite mercy


(b) God's mercy seems (*very) infinite.
(c) *God's mercy is more infinite than mine.

(iv) (a) a (*rather) utter fool


(b) * Bobs foolishness seems (rather) utter.
(c) * Bobs rashness is more utter than hers.

(v) (a) * that (so) asleep baby


(vii) (a) * The (very) abroad country.
(b) The patient seems (*so) asleep.
(b) * The place seems (very) abroad.
(c) * He is more asleep than me.
(c) * Korea is more abroad than Slovakia.
A
hungry
infinite
afraid
utter
asleep
abroad

115

category?

(34) EXERCISE ===========================================


Fill in the blaks for complex APs (inside the complex NP):
D/Poss
a

AP
tall

AP
Adv
A
extremely nice

MAN
BOOK

AP
Adv
more

A
thoughtful

PP
than X...

LOVE

(35) EXERCISE ===========================================


Make an AP headed by A = clever according to the description. See (1) on page 109.
(a)
(b)
(c)
(d)

bare AP [AP A]
AP with premodified A, [AP --- A]
AP with postmodified A [AP A --- ]
AP with both pre- and post-modified A

.....[AP clever]......
..............................................................
.......................................................................
.......................................................................

(36) EXERCISE ===========================================


Fill the forms of APs from (35) into the proposed contexts. Mark the acceptability of
the resulting structures and then repeat the generalisation about the pre-/post-nominal
)distribution of Adj-Attributes.
(i)
(a)
(b)

AP Predicate
Josephine is clever.
.........................................................

(c)
(d)

...........................................................
...........................................................

(ii)
(a)
(b)

Premodifying AP
It was a clever proposal.
.........................................................

(c)
(d)

...........................................................
...........................................................

(iii) Postmodifying AP
(a) * She is a girl clever.
(b) .........................................................

(c)
(d)

...........................................................
...........................................................

(iv) Complement AP
(a) Josephine appeared clever.
(b) .........................................................

(c)
(d)

...........................................................
...........................................................

(37) EXERCISE ===========================================


How can you explain the order of elements in the following Czech examples?
(a)
(b)

tlust kniha / ?? kniha tlust


skokan zelen, kyslink uhliit

(38) EXERCISE ===========================================


Is the distribution of nominal modifiers in Czech the same as in English? Give
relevant examples for pre- and post-modyfying APs.

116

(39) EXERCISE ===========================================


Discuss the syntactic relations of the underlined elements in the structures below.
Which sentence members are they? (What are they related to?)
(a)
(b)
(c)

(d)
(e)
(f)

Marion likes girls.


He knows many blond girls.
He likes his girlfriends blond

Samuel painted the floor.


He likes dark floors.
He painted the floor dark.

(40) EXERCISE ===========================================


Discuss the distinctions.
(a) Petr je chytr.
(c) Petr vypad chyte.

16

(b)
(d)

Peter is clever.
Peter looks clever.

ADVERBS

See also: Huddleston & Pullum (2002) pp. 525-596, Huddleston & Pullum (2005) pp. 112126; Greenbaum & Quirk (1990) pp. 158-187.
Semantic specification: modifiers. See section 14.1 on page 107.
Adverbs are modifiers which do not combine with nominal features.
Typically the modification concerns Manner, Place, Time, Frequency, etc., i.e. adverbs
modify a verbal action (i.e. Adverbs are typically related to the Verbs).
(1)

(a)
(b)
(c)

He runs quickly.
He runs away /there.
He runs daily/ now.

But consider also other parts of speech modified by Adverbs (notice their positions).
(2)

Adj.

(a)
(b)
(c)
(d)

We are very/ so/ too/ rather/ somewhat late.


He is more/ less clever than her.
I saw the three most/ least beautiful girls in London.
a tall very/ more/ strikingly beautiful girl

(3)

Adv.

(a)
(b)
(c)

He runs very quickly.


She will do it probably slowly but certainly well.
The airplane flew very/ more/ extremely far.

(4)

Prep.

(a)
(b)
(c)

He ran right up/ down the hill.


He put them directly into the boxes.
They were sitting just outside the hut.

(5)

Nouns

(a)
(b)
(c)

There is the road upwards.


His travel abroad lasted more than a year.
The sideways movements were most unpleasant.

(6)

Pronouns hardly anybody , precisely that , almost nothing

(7)

Clause

117

Well, I will do it. Of course, he did arrive. Perhaps I can help you.

16.1

Verbal, temporal, sentential and grading adverbs

Adverbs can actually modify any part of speech.


Some Adverbs share properties with Prepositions (particles) and/or Prepositional phrases.
The distribution of these Adverbs is similar to the distribution of PP. These adverbs/
adverbials can even be coordinated with PPs.
(8)

(a)
(b)

Jessica went up (the hill)


Jessica ran away.

(c)
(d)

Jessica read the book carefully / in a carefull way.


Jessica arrived there / home / to school / at the cinema.

(e)
(f)

Jessica performed the job work well and with creativity.


They will be arriving tomorrow and on Friday.

The positions of the sentence/ verbal adverb/ials are:


(i) Initial, (ii) Middle, (iii) at the End/ Final.
Their distribution depends on the interpretation and complexity.
(9)

(a)
(b)
(c)

He never runs (*never).


He (*very quickly) runs very quickly.
(Certainly) he can (certainly) do it.
"I" (Initial)

"M" (Middle)

"E/F" (End/Final) position

sentential
"temporal"
verbal (Manner, Place, Time)
ADV - ... - ADV
- V - ... - ADV
Naturally

(10)
(a)
(b)
(c)
(d)

he

often

runs

very quickly

Sentential Adv: usually precede the Verb or are at the very end.
Temporal Adv: rather free, especially Adverbs of frequency.
Verbal/Manner Adv: must be close to the Verb.
Grading Adverbs: Adverbial/ Adjectival pre-modifier; see also (1) and (2) on p. 109.

16.2

Negative, partial negative, positive adverbs

Compare the adverbs often, never and hardly w.r.t. their positive/negative meaning and
formal scope properties. Notice that positive/negative polarity of the sentence is signaled
with
(i) the presence of not,
(ii) pronouns (some- vs. any-),
(iii) positive vs. negative question tag and
(iv) neg inversion after ADV fronting.
(11) (a)
(b)

118

He often says something stupid, doesn't he. / *does he.


*He often says anything stupid...
Often John helped Mary with her homework.
*Often did John help Mary with her homework.

....... often is a positive ADV

(12) (a)
(b)
(13) (a)
(b)

He never says anything stupid, does he. / *doesn't he.


*He never says something stupid....
*Never John helped Mary with her homework.
Never did John help Mary with her homework.

.......never is a negative ADV

He hardly says anything stupid, does he. / *doesn't he.


*He hardly says something stupid..
*Hardly John helped Mary with her homework.
Hardly did John help Mary with her homework.

.......hardly is a partially negative ADV: its meaning is positive but formally it is negative
(it negates the clause in the same way as never does)
16.3

Adverbials as Complements, Adjuncts, Disjuncts, Conjuncts


Complements1 are obligatory complementations of a Verb.
Adjuncts enlarge the VP (V+Complement), they are related to the Verb (one can
WH- question them: when/ where/ why?),
Disjuncts/ Conjuncts are external to the Clausal Modality.

a)
b)
c)

(14) (a)
(b)
(c)

She runs there on Sundays.


He runs quickly to school every day.
Probably he runs to school quickly.

*She runs on Sundays there.


?He runs every day quickly to school.
*He runs probably to school quickly.

The SCOPE of the Adverb: (a) the verbal action,


(b) the domain of polarity/tense (scope of negation/tense)
(c) the whole sentence (proposition)
Consider some positions of the adverbs:
(15) (a)
(b)
(c)
(d)
16.4

Mathew speaks English naturally / fluently/ * certainly.


Mathew speaks naturally / fluently/ * certainly in English.
Mathew will naturally/ fluently/ certainly speak English.
Naturally / *Fluently/ Certainly, Mathew speaks English.
Exercises

(16) EXERCISE ===========================================


Discuss the kind/ function of the underlined modifiers. Describe the scope (and type)
of the Adverbs.
(a)
(c)
(e)
(g)

Jitka urit odpovdla.


Jude will always help Mary.
Emily is a nice girl.
I do not like the green door.

(b)
(d)
(f)
(h)

Jan odpovdl urit.


Sure he will do it well.
Well, Emily is too nice.
This door seems really green.

Notice that Complement here does not mean 'doplnk' but is closer to the notion of Object because it is the
subcategorised (obligatory) element required by the lexical Verb.

119

(i) Emily painted the door green


(k) Emily can certainly answer.
(m) Emily is so extremely beautiful.

(j)
(l)
(n)

Emily can run most quickly.


Emily can certainly answer rather well.
Of course I arrived soon enough.

(17) EXERCISE ===========================================


Which part of speech do the bold elements modify?
(a)
(c)

Emma speaks well/quickly.


George ran right up the hill.

(b)
(d)

Marion is very lazy.


Vilma will work unbelievably patiently.

(18) EXERCISE ===========================================


Make an Adverbial Phrase according to the description.
(a)
(b)
(c)
(d)

bare AP [AP Adv]


.....briefly.......................................................
AP with premodified A, [AP --- Adv] .......................................................................
AP with postmodified A [AP Adv --- ] .......................................................................
AP with both pre- and post-modified Adv.....................................................................

(19) EXERCISE ===========================================


In which position of those in (10) on page 118 is the 'size of the Adverbial Phrase
important? Give relevant examples that illustrate contrasts.
(20) EXERCISE ===========================================
Replace the Adverbs by more complex constituents. Which phrases should they be?
(a)
(c)

He runs quickly.
He runs daily/ now.

(b)
(d)

He runs away/ there on Sundays.


He runs very /most often.

(21) EXERCISE ===========================================


State and justify the categories of the underlined elements. For a similar example for
the Noun category see (29) on page 92. Try to give all possible
(i) semantic/ notional criteria,
(ii) morphological criteria (derivational, inflectional morphemes present or possible),
(iii) syntactic criteria (for a potential AP a discuss its function).
(a)
(c)

I have a very big dog.


She made his daughter pretty.

(b)
(d)

She is the least pretty child I know.


He is pretty silly.

(22) EXERCISE ===========================================


Look to the dictionary and find derivational morphemes which create ADJ/ADV. Give
several examples for each and notice, what is the category which allows that morpheme.
ADJECTIVE
e.g. able, VAdj, : read-able, vis-ible
................................................................
................................................................ .

120

ADVERB
................................................................
...............................................................

17

SEMANTICS AND MORPHOLOGY OF VERBS

See also: Huddleston & Pullum (2002) pp. 71-212, Huddleston & Pullum (2005) pp. 29-62;
Greenbaum & Quirk (1990) pp. 24-69; Quirk, Greenbaum, Leech & Svartvik (2004) pp.93240; Dukov (1994) pp. 165-272; Svoboda and Oplov-Krolyov (1989) pp. 7-50;
Leech (1971), Leech & Svartvik (1975); Svoboda (2004) pp. 24-36.
17.1
(1)

Semantic Specification and Classification


VALENCY (a Verb and its arguments, verbal action and its participants)
verbal event
action

complementary conditions
(Manner/ Place/ Time)

1st participant

2nd participant

(Agent)

(Patient)

(2)

(a)
(b)

Peter/He
Petr/ On

sent
poslal

3rd participant

(Recipient/ Beneficiary)

a parcel/ it
balk

to John/ to him
Janovi

in the afternoon.
v poledne.

Transitivity, Thematic frame, Valency: a Verb is a relation with participants/ arguments.


Classifications are based on semantic distinctions (which have formal consequences).
(3)

Number of arguments

Transitive Verbs: Agent VERB Patient


Intransitive Verbs: Agent VERB
The farmers built a new house.
A new house was built (by the farmers).
Marilyn often laughs.

(4)

(a)
(b)
(c)

(5)

Copulas, see (11) and (12) on page 110:

(a)
(b)
(c)

Zach is a lawyer / Zach is silly.


Zach seems/ appears silly.
Zach became/ grew/ got older.

(6)

Ergative/ Unaccusative Verbs:

Theme VERB

(i) Ergative causative Vs (sink, break, close) (a)


(b)
Unaccusative usages of these verbs:
(c)
(d)

The enemy sank the boat.


The boat was sunk.
The boat sank. (atelic, intransitive)
Some windows broke.

(ii) Unaccusative
Vs of movement and change of state

come, go, return, fall


turn, grow, become, get

121

(a)
(b)

(iii) Telic vs. atelic

(a)
(b)

There arrived three men.


There came several students to the party.

(7)

Inchoative Vs

- start (to read) , finish (reading)

(8)

Vs of sensual perception
Vs dicendi (indirect speech)

-see (him run), hear (her coming)


- say, tell, cry, think

(9)

Causative Verbs
(illocutionary/ performative)

- make (John leave), force (them to work)


- order (Mary to leave), tell (him to leave)
- perjure oneself, absent oneself

(10) Reflexive Vs
(11) Verbal complexes
(a)
(b)

Phrasal Verbs (V+particle)


Verbo-nominal complexes

17.2

- take off, look up, put away, think through, look after
- have fun/ a shower, take time, make money/ trouble

Verbal Paradigm (Verbal Morphology)

English VERBAL
FORMS

bare form
-s form
-ing Participle
Past Tense
Passive Participle

0
-S
-ING
-ED or Vowel change
-ED/ -EN

stop, choose
stop-s, choose-s
stopp-ing, choos-ing
stop-ed, chose
stop-ed, chos-en

(12) Simple vs. Periphrastic Forms


He stops... / He stopped... / She chooses / She chose
He might have been being stopped/ chosen by the police.

(a)
(b)

(13) Finite--See (12)--vs. Infinitive Forms


(to) choose / (to) have chosen
stopping / having stopped

(a)
(b)

(14) (a)
(b)

He must/should go home.

Saying good bye, John left. .

present/ past (bare) infinitive


present/ past participle (or gerund)
He must/should have gone home.
Having said good bye, John left.

(15) Verbal Features (finiteness)


(I)
(II)
(III)
(IV)

Aspect .......................................................
Tense .........................................................
Mood / Voice .............................................
Nominal features .......................................
(Person, Gender/ Animacy, Number)

122

optional (Eng) /intrinsic (Cz)


optional
optional
secondary, i.e. agreement

17.3

Tense

Time and Tense: Tense refers to the main pragmatic/ semantic notions of Time. Real Time
is an open and infinite phenomenon. Language works uses a simplified (=grammaticalized)
version of Time = Tense which is related to the moment of the speech act.
(a)
(b)
(c)

Past = before the speech act


Present = includes "now" (i.e. the moment of the speech act)
Future = after the speech act (as yet unrealized)

Tense is an optional verbal feature, i.e. a standard Verb can take any of the Tenses
depending on the intended meaning.
(16)

Morphology of Tense

[+PAST]
Hugo help-ed

[+PRES]
Hugo help-s

>>>

>>>

[+FUT]
Hugo will help.

Recall the rules for pronunciation (assimilation in voicing).


(17) Absolute Tense (with finite verbs)
(a)
(b)
(c)

past
present
future

>>>
>>>
>>>

Hugo stopp-ed
Hugo stop-s
Hugo will stop

Did Hugo stop?


Does Hugo stop?
Will Hugo stop?

(18) Relative Tense (with infinitives)


(a)
(b)

Saying good bye, Hugo drove/is driving off in his car.


Having said good bye, Hugo drove/is driving off in his car.

(a)
(b)

the same (as the related finite form)


preceding (the related finite form)

17.4

to finish
to have finish-ed -

finish-ing
having finished-ed

Aspect

Aspect is added to the main Tense system providing additional conditions for the action.
(a) Progressive Aspect: continuation/ repetition, etc.,
(b) Perfective Aspect: reference to another Tense/ finishing, telicity, etc.

(19) ASPECT

(a)
(b)

(a)

PROGRESSIVE

BE

V-ing

(b)

PERFECTIVE

HAVE

V-en

+PROG circumfix:
+PERF circumfix:

123

Hugo
Hugo

is explain-ing/ choosing
has explain-ed/ chosen

Aspect is an optional verbal feature. The Verb can occur with no Aspect (simple Tenses), or
it can have one Aspect or two Aspects.
(20) e.g. [PRES]

17.5

(a)
(b)
(c)
(d)

[-PROG/ -PERF]
[+PROG]
[+PERF]
[+PROG] [+PERF]

Hugo helps
Hugo is help-ing
Hugo has help-ed
Hugo has been help-ing

Combinations of Aspect & Tense

In English, grammatical temporal concepts are expressed by a combination of the 3


Tenses and the 2 Aspects.
3 Tenses + 2 Aspects = 12 verbal forms
Using the 12 forms, English can express a wide variety of meanings. For a proper analysis
it is necessary to distinguish between the form (presence of the Tense+Aspect morphemes)
and the interpretation. Interpretation of specific forms is influenced by the presence of
morphemes but also by other factors, e.g. the existence of marked and unmarked usages in
a given language: each form must be considered as a part of the system, i.e. as contrastive
with the other existing forms.
(21) Temporal framing related to specific discourse (communication model)
PAST

PRESENT

FUTURE

I am leaving (now / tomorrow / every day / *yesterday).


I believed that she would do it as soon as I asked her.

(22)

(a)
(b)

(23)

English 12 verbal forms (Tense + Aspect Combinations)

(1)

He

[-ed]

finish-ed

(7)

He

was

finish-ing

(2)

He

[-s]

finish-s

(8)

He

is

finish-ing

(3)

He

will

finish

(9)

He

will be

finish-ing

(4)

He

had

finish-ed

(10) He

had be-en

finish-ing

(5)

He

has

finish-ed

(11) He

has be-en

finish-ing

(6)

He

will have

finish-ed

(12) He

will have be-en finish-ing

124

17.6

Mood, Sentence Modality

The category of Mood refers to the framing of the speech act (sentence) w.r.t. its intended
communicative function.
(A) communicative function
(a)
(b)
(c)
(d)

statement (informs about facts) :


question (asking about information):
order (influencing the hearer):
wish (expressing a wish):

(B)

standard formal realization

indicative Mood (sentence)


interrogative Mood
imperative Mood
optative Mood

In English the main sentence modality is not a part of verbal morphology. There is no
verbal inflection signaling sentence modality that is encoded syntactically (by bound
morphemes or in periphrastic way).
Compare the following English and Czech examples.
(24) (a)
(b)
(c)

Indicative
Interrogative
2nd sg/pl Imperative

He can read.
Can he read?
Read!

no morphology but distribution


no morphology but distribution

(25) (a)
(b)
(c)

Indicative
Interrogative
2nd sg/pl Imperative

te knihu.
te knihu?
t-i! t-te

no morphology but intonation


imperative morphemes

(26) Periphrastic imperative


(a)
(b)
(c)
(c)

Let's go.
Let me help you.
Let him do it.
Let it be.

(a')
(b')
(c')
(c')

Jdme.
??
A to udl on.
?? Nech to bt. A to je jak chce...

The category of Mood refers also to the concept of probability of the action. This feature
is optional and it does have a morphological representation in English.
(a)
(b)

simple conditional (past, present)


perfect conditional (past, present)

(27) CONDITIONAL
(a)
(b)

Hugo

WOULD

bare V-infinitive

would
would

write
have written

(= present infinitive)
(=perfect infinitive)

(28) Conditional clauses. A realis main clause is indicative; an irrealis main clause uses
the conditional.
(a)
(b)
(c)

125

Bernard will come tomorrow


if you ask him within the next hour.
Bernard would come tomorrow if you asked him within the next hour.
Bernard would have stayed here if you had asked him politely.

17.7

Voice

The category of Voice is related to the distribution of the semantic roles among verbal
arguments (sentence members). See (9) and (10) on page 73 and (3) and (4) on page 121.
English Voice is an optional feature of the V. Verbs can take active or passive morphology.
(29) (a)
(b)

She saw/ introduced Milan.


Milan was seen/ introduced by her.

Active
Passive

(30) ACTIVE vs. PASSIVE


(a)
(b)
(c)
17.8

The book

BE

-EN

was (being)
is being
will have been

writt-en...
writt-en...
writt-en...

Subject-Verb Agreement

Verbal morphology related to the characteristics of the Subject in English is not very rich.
In Czech the complex verbal morphology allows dropping the Subject (pro-drop language).
(31) (a)
(b)

Nae mal Jana/Ona l-a dom.


l-a dom.

(a')
(b')

Our little Jane/She goe-s home.


*Goe-s home.

Alternative realization (free vs. bound grammatical (inflectional) morpheme)


Also clausal subject can be expressed in the form of free or bound morpheme (or both).
(32) (a)
(b)

more bautiful
to read, you read

(a')
(b')

nic-er
s-t, (ty) te-

(more = -er)
(to = -t, you/ty = -)

Still, language is pro-drop because of the whole complex system of characteristics; not only
morphology. Not every type of overt morphology allows dropping the Subject.
(33) (a)

I am reading now.

(b)

* Am reading now.

The English verbal morpheme of agreement is therefore a purely formal


configurational feature. (Bout also other languages with more morphology, e.g. French, can
be like English in that they require overt pronoun subjects.)
Find out in the Table in (23) on page 124 the precise position of the morpheme of
English Subject-Verb agreement -s . (Which part of the complex verbal form carries it?)
(34) (a)
(b)
(c)

(= secondary/ derived Nominal features reflect the Subject)


He /she/ it call-s rather often.
He/ she/ it do-es call (*s) rather often.
Doe-s he/ she/ it call(*s) very often?

(35) What is -s? .... 3 sg. present.


a fused morpheme of two features

(a)
(b)
(c)

126

Person
BUT - they call(*s)
Number BUT - I read(*s)
and - book vs. book-s
Tense
BUT - he wa-s

Think about the following examples of (dis)agreement:


(36) (a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
17.9

semantic
His only success was his short stories.
vs. formal agreement
His short stories were his only success.
What we need most is/ are sufficient funds.
Two years is a long time to wait.
Bread and butter is a nice breakfast.
A large number of students are granted scholarships.
Every year, a group of excellent students is/ are granted scholarships.
Either he or you are/ *is mistaken.
Either you or he is/ *are mistaken.
For a birthday, flowers or a book is/ *are a good present.
For a birthday, a book or flowers is/ are a good present.
The police is/ are looking for the criminal.
Exercises

(37) EXERCISE ===========================================


Is a semantically based division of lexical (content) Verbs (Movement, Perception,
etc.) relevant for their form (morphology and/or syntax)?
(a)
(b)
(c)

Verbs of movement (e.g. move, go) .........


Verbs of perception (e.g. see, feel) .........
Causal Verbs (e.g. make, force) .........

(38) EXERCISE ===========================================


(a)

Say briefly what is the most common/ general interpretation of the feature [+PERF]
in English. (What do all perfect Tenses have in common?)

(b)

Say briefly what is the most common/ general interpretation of the feature
[+PROG] in English. (What do all progressive Tenses have in common?)

(39) EXERCISE ===========================================


In the following table fill in the Czech 1st person sg of stavt (stavt dm) /
zastavit (zastavit auto). Recalling that linguistic signs are symbols, i.e. arbitrary, pay
attention to morphological form and interpretation - are they the same?
PAST Tense
1.

PRESENT Tense
2.

FUTURE Tense
3.

4.

5.

6.

no ASPECT
(nedokonav)
+ PERF Aspect
(dokonav)
Time in Czech is expressed by a combination of 3 Tenses and 1 Aspect (one form is
missing).

127

(40) EXERCISE ===========================================


Fill in all finite verbal forms of the English Verb arrive. Mark with distinct colours:
(a) Tense morphemes,
(b) the Progressive Aspect circumfix,
(c) the Perfect ASPECT circumfix.
PAST Tense
1.

PRESENT Tense
2.

FUTURE Tense
3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

simple
= no ASPECT
+ PROG
Aspect
+ PERF
Aspect
+ PROG Aspect
+ PERF Aspect
(41) EXERCISE ===========================================
How is the morphological feature combination [+PERF][+PRES] interpreted in
English and how in Czech? Find examples in both languages.
..................................................................................................................................................
(42) EXERCISE ===========================================
Give the feature range and existing inflectional morphemes of English.
a) Tense ................................................................................................................................
b) Aspect ................................................................................................................................
c) Voice ................................................................................................................................
(43) EXERCISE ===========================================
Give the feature characteristics w.r.t. [Tense, Aspect etc] of the underlined verbal forms.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)

.................................................................................
Emanuel looks at Jane.
Emanuel is looking at Jane.
.................................................................................
Emanuel was being looked for by Jane. .................................................................
Emanuel will look at Jane.
.................................................................................
Emanuel has got a book.
.................................................................................
Emanuel has been reading a book. .................................................................................
Emanuel was introduced first.
.................................................................................
Emanuel had had a shower.
.................................................................................
Emanuel had been stopped.
.................................................................................
Emanuel will have finished it.
.................................................................................

128

(44) EXERCISE ===========================================


Write these forms of the English Verb help (underline the inflectional morphemes).
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)

[+PAST] [+PERF] [-PROG]


[+PRES] [+PERF] [-PROG]
[+PAST] [-PERF] [-PROG]
[+PAST] [+PERF] [+PROG]
[+FUT] [+PERF] [-PROG]
[+FUT] [+PERF] [+PROG]
[+PAST] [-PERF] [+PROG]
[+PRES] [-PERF] [+PROG]
[+FUT] [-PERF] [+PROG]
[+PRES] [+PERF] [+PROG]

.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................
.................................................................................

(45) EXERCISE ===========================================


Write the forms of the English Verb INTRODUCE as in the list above, with the
additional feature [+/--PASSIVE]. Underline the inflectional morphemes.
(a)
(b)
(c)
(d)
(e)

...............................................................
...............................................................
...............................................................
...............................................................
...............................................................

(f) ................................................................
(g) ................................................................
(h) ................................................................
(i) .................................................................
(j) ................................................................

(46) EXERCISE ===========================================


Compare and explain the Tenses in the examples below. List the elements (connectors
of some elements in the main clause) which influence the Tense in the subordinate clause.
Define exactly the conditions under which Tense shift applies in English. Give examples
(mention exceptions).
(a)
(b)
(c)
(d)
(e)
(f)

Marie bude pracovat, hned jak bude pracovat ty.


Hillary will start work as soon as you start work.
Jana myslela, e tam nejsi.
Jane thought that you were not there.
Jan ekl,
e to udl,
kdy mu bude pomhat.
George said that he would do it if you helped him.

(47) EXERCISE ===========================================


Give simple/ practical/ precise/ working rules for the usage of simple past vs. present
perfect in English (mention Adverbials of time).
(a)
(c)
(e)
(g)
(h)

Caroline wrote a letter.


(b) Caroline has written a letter.
Peter was born in 1985.
(d) *Peter has been born in 1985.
Mary never saw such a book.
(f) Mary has never seen such a book.
Audrey read the book yesterday and she loved it a lot and remembers it all.
*Audrey has read the book and she loved it a lot and remembers it all.

129

18

SYNTAX OF VERBS

See also: Huddleston & Pullum (2002) pp. 71-212, Huddleston & Pullum (2005) pp. 29-62;
Greenbaum & Quirk (1990) pp. 335-362.
(1)

(a)
(b)

18.1

(2)

the form of a VP (Verb Phrase)


the distribution (function) of a VP
Verb Phrase

VP:

ADV -

- NP / PP / COMPLEMENT / Vinf / Clause

To form a VP (Verb Phrase), a Verb (head) combines with a range of constituents: NPs,
PPs, VPs, APs. If the combination is obligatory, we say that the Verbs lexically select
(subcategorize for) the NPs, PPs, VPs, APs. The number of the selected complements (the
obligatory ones) ranges from 0 to 2 but in a given clause it can be larger if optional ones are
also taken into account.
to hand a book to Peter / Peter a book
to dash home/ back/ into the office/now
to call Mary a beauty
to warn Peter that we will come late

(3)

VP = [VP V + OBJECT(S) ]
[VP V + ADVERBIALS or PPs ]
[VP V + OBJ + COMPLEMENT ]
[VP V + OBJ + CLAUSE or Vinf ]

(4)

Some obligatory verbal complementation. See verbal valency in (3) etc. on page 121.

(a)
(b)
(c)
(d)

I can find the girl


to gave the book to Benjamin.
to dash to the cinema.
to call him a hero.

(5)

Some optional modification of the Verb. See also (1) etc. on page 117.

(a)
(b)
(c)
(d)

He often reads books silently, in the kitchen.


Last year Henry visited his grandparents twice in Prague and once in Berlin.
To invite Mary to the cinema was not a good idea.
For Peter to introduce his sister to Bill was painful.

(e)
(f)
(g)
(h)

I can swim.
I gave Benjamin the book.
I got tired.
Bush Jr. was elected President.

The main formal classification of Verbs is based on the specification of the obligatory
complementation of the Verb (i.e. the number and characteristics of its complements).
(a)
(b)

transitive Verbs
intransitive Verbs

(6)

(a)
(b)
(c)

130

..... require complementation


..... do not require complementation

*to find
to find a book
*to find into the hall

..... the Verb is transitive


..... the Verb selects NP
. the Verb does not select PP

V, [ _ NP]

The complementation of the Verb is stated in terms of the function or a category (part of
speech) of the following selected phrasal constituent(s): Object/NP, Adverbial/PP, etc.
(7)

Kinds of lexical Verbs w.r.t. their obligatory complementation (their selection):

..... Example
1.
2.
3.
4.
5.

The tramp laughed.


Mary found a diary.
The tramp leaned toward
the girl.
Bill started to read.
He is/seemed tired.

He told a girl an
interesting story.
7. He sent a letter to John.
8. John put a book on the
shelf.
9. He called her idiot..
10. He saw Bill run.
11. The music drives me mad.
6.

*
**
***

sentence
functions

kind of phrase
(category)*

S-V
S V - Od
S V Adv

V, [---]
V, [---NP]
V, [---PP]

S V V/Com.** V, [---VP]
SV
V, [---AP]
pred./com.
S V Oi Od
V, [---(NP) NP]

intransitive V
monotransitive V
V of movement

linking/copula V
ditransitive V
<Patient+Beneficiary>**

S V Od Oi
V, [---NP (PP)]
S V Od Adv V, [---NP
PP/Adv]
S V Od com. V, [---NP NP]
S V Od com. V, [---NP VP]
S V Od com. V, [---NP AP]

<Patent+Location>

complex transitive
V+Complement

Many non-VP complements can be replaced by a (semi)clause.


Patient is sometimes called Theme when change of Location is involved.
Complement means 'doplnk' here.

Many Verbs can select (are followed by) other Verbs (VPs). This is typical for Auxiliaries
and Modals but also for many other Verbs. The selected VP is in the form of an infinitive
(bare or with to) or an ing form. These infinitival structures are often called semi-clauses.
(8)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(i)
(j)

131

I am reading the book.


I have read the book.
I have to read the book.
We must read that huge book.
She makes/ has us read that huge book.
I reluctantly started/ finished/ kept reading that huge book.
I wanted to read the book.
She wanted us to read the book.
I love/ hate to read those books.
My mother loved/ hated us to read them.
I love/ hate reading those books.
My mother loved/ hated us reading them.
I saw/ heard the students fall asleep/ falling asleep.
I decided/ arranged/ hoped to read the book.
I promised Anne to read it.
I convinced/made/ordered Anne to read it.
I arranged for Anne to read it.

18.2

Distribution and Functions of VP

Typical function:

(A) Finite Verb = Predicate: see above in (23) on page 124.


(B) Infinitive = -ing form, to-infinitive, bare infinitive

Both infinitives (ing and to-infinitives) can appear in any sentence function.
(9)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

18.3

To read so many books to Adam every day must be maddening.


To read (such books) is to know (many facts about life very soon).
I like to read/ reading (books at night).
A letter to read (quickly/ to Adam/ *a paragraph).
Reading (books to Adam every day ) is easier than writing (poems every day).
Saying good bye to Bill, he left.
Hillary went to the pub, having finished her work.
We asked (her) when to read to Adam.
We talked to Adam about studying hard.
Exercises

(10) EXERCISE ===========================================


Write down examples of complex VPs with both premodification and
postmodification. Make the verbal head (i) finite and (ii) infinitival.
(a)
(b)
(c)

VP = Adv+V+ OBJECT(S) (i) ....................................................................................


(ii) ...................................................................................
= Adv+V+ADVERBIAL
(i) .......................................................................
(ii) ......................................................................
= V+N+COMPLEMENT (i) ..................................................................................
(ii) ......................................................................

(11) EXERCISE ===========================================


Divide the sentences in (9) above to sentence members (constituents).
(12) EXERCISE ===========================================
Write down example sentences with complex VPs (e.g. transitive Vs) in the function of
(a)
(b)
(c)
(d)
(e)
(f)

Subject
Predicate
Object
Attribute
Adverbial
Complement

.............................................................................................................
.............................................................................................................
.............................................................................................................
.............................................................................................................
.............................................................................................................
.............................................................................................................

(13) EXERCISE ===========================================


In which contexts does English use the bare infinitive (infinitive without 'to')? Write
down all of them. If necessary, mention the distinctions in active/ passive Voice and
American/ British norms.
..................................................................................................................................................
132

19

AUXILIARIES AND MODALS

See also: Huddleston & Pullum (2002) pp. 71-212, Huddleston & Pullum (2005) pp. 29-62;
Dukov (1994) pp. 165-272; Greenbaum & Quirk (1990) pp. 24-46; Quirk, Greenbaum,
Leech & Svartvik (2004) pp. 93-172; Leech (1971).
19.1

Semantic Specification

Full meaning vs. complementary meaning? (How do we measure a meaning?)


>> MOD/AUX requires a V complement
>> MOD/AUX has no thematic frame. Cf. (3) on page 121.
(1)

(a)
(b)
(c)

*Emma found. / Emma found a job.


Emma is (not) finding / has (not) found a job.
Emma has to / ought to / must find a job. (WHO/WHAT makes her?)

Assuming that the main property of Modals and Auxiliaries is their lack of lexical meaning,
then Auxiliaries are part of verbal paradigms and Modals express modality (they have
rather idiosyncratic behavior). There are several distinguishable groups of these Verbs; see
(2) below. Each group has special formal characteristics which can be contrasted.
(2)

English Auxiliaries and Modals (Quirk, 1985)

(a)
(b)

Auxiliaries
Central Modals

(c)
(d)
(e)

Marginal Modals
Modal Idioms
Semi-Auxiliaries

be, have, do
can, will, may, shall, must
could, would, might, should
dare (neg. polarity), need (neg. polarity), ought to, used to
had better, would rather, have got to...
have to, be about to, be going to, (be to)

Some of the non-lexical Verbs have their lexical counterparts. Compare the paradigm of
the Modals need/ dare in (a/b/c/d) below with the Verbs need/ dare illustrated in (e/f/g/h).
(3)

Marginal Modals

(a)
(b)
(c)
(d)

She need /dare not (*to) see a doctor.


Neednt she (*to) see a doctor?
Dare she (not) see a doctor?
*She now needs/ dares see a doctor.

19.2

(e)
(f)
(g)
(h)

She does not need /dare to see one.


Doesnt she need/ dare to see one?
Does she (not) dare to see one?
She now needs/ dares to see one.

Two Kinds of Modality among the Modals

Modals express the obligation (duty) or level of certainty.


(4)

(a)

I must go to school

Deontic modality (still Verbal)


= I have a duty/ am obliged to go to school.

(b)

It must be 5 o'clock

Epistemic modality (a kind of Adverbial)


= It is certain that it is 5 o'clock.

133

There is not much formal distinction between the deontic and epistemic Modals in the
Present Tense (but compare the influence of Aspect/ Negation with may). However, the
distinction is clear in Past Tense. In the past the more verbal element which is marked for
Tense: the Modal (periphrastic) with deontics, the infinitive with epistemics.
(5)

He must be at home.

With past deontic meaning,


i.e. if must is verbal, the past
must be expressed in Past Tense,
and so had to replaces must.

If must is epistemic, i.e. if must has


adverbial characteristics, the infinitive
of the Main Verb expresses past by means of
the perfect infinitive, in this case have been.

(a)
(b)

He had to be at home yesterday.


= deontic modality
He must have been at home yesterday. = epistemic modality

(6)

(a)
(b)
(c)
(d)

19.3

He had to go to school.
He must have gone to school.
??It had to be 5o'clock.
It must have been 5o'clock.

(= It was his duty to go...)


(= He certainly went...)
(=??Someones duty was at 5 o'clock)
(=It certainly was 5 o'clock)

Phonetic reductions of Auxiliaries, Modals and Lexical Verbs

(7)

Auxiliary

(a)
(b)

he is
I have/ had

>
>

he's
I've/ I'd

>
>

he isn't
I haven't/ I hadn't

(8)

Modal

(a)
(b)

I can/ will
he must

>
>

*I'n/ Ill
*he'st

>
>

I can't/ I wont
he mustn't

(9)

Lexical Verb

(a)
(b)

I read/ I kill
he goes

>
>

*I'd/ *Ill >


*he's
>

*I readnt/ *I killnt
*he goesnt

The above examples show a growing level of standard phonetic reduction which appears
(a) in declarative sentences between the Subject and the first verbal element,
(b) in negative contexts with the bound form of the particle not = -n't.
The Auxiliaries have and be have reduction in both cases, the Modals have only some
reductions, and lexical Verbs usually do not reduce (in standard speech).
19.4

Morphological Properties

(10) Auxiliary
(a)
(b)
(c)
(d)
(e)
(f)

He is / was / will be reading...


He has / had / will have written...
I want to be reading.../ I want to have written...
(While) Being examined, Elisabeth broke into tears.
He seems to have examined her carelessly.
Having been examined, Elisabeth left.

134

SUBSTITUTION: be
is suppletive but has a
full paradigm as in 17.2.

(11) Modal

(a)
(b)
(c)

*William is can-ing/ must-ing/ will-ing .... (visit his parents).


*William has can-ed/ must-ed / will-ed ... (visit his parents).
I want * to can/ * to must/ * to shall... (visit my parents).

(12) Tense (could?/ would?/ *might/ *should)


(a)
(b)

Constantine stopped.
Constantine can/ could march to new conquests.

(Past? Conditional?)

(c)
(d)

Did Constantine stop?


Constantine will / would march to new conquests.

(Past? Conditional?)

(13) Aspect
Constantine is marching again.
Constantine has marched again.

(a)
(c)

(14) Voice
Mood

(a)
(b)

(b)
(d)

*Constantine is canning march again.


*Constantine has canned march again.

Better novels were written/ *canned/ *musted by new authors.


New authors (would) write/*can/ *must better novels.

(15) Subject-Verb Agreement (secondary/ derived Nominal features)


Constantine reads a lot.
Constantine hopes to read a lot.

(a)
(c)

(b)
(d)

*He cans/ wills a lot.


*He hopes to can/ to will read a lot.

With respect to morphology, the main Auxiliaries group together with the lexical Verbs,
because both have full verbal paradigms including infinitival forms.
Central Modals (and Modal Idioms) are unique, because they lack verbal morphology.
19.5

Exercises

(16) EXERCISE ===========================================


Underline the words (the part of the Predicate) which express the main meaning of the
verbal complex.
(a)
(b)
(c)
(d)

Mathew is looking at Jane.


Mathew has got a book.
Mathew has had to go home.
Mathew will make trouble, I am sure.

(e)
(f)
(g)
(h)

Mathew is looking for Jane.


Mathew has been reading a book.
Mathew is having a shower.
Mathew started to read a book.

(17) EXERCISE ===========================================


Consider the thematic/ semantic roles of the Predicates. Does the number and
characteristics of the participants related to the Verb change with the presence of an
Auxiliary or Modal? How?
(a)
(b)
(c)
(d)
(e)

Hilary sang a song for Steve.


Hilary is singing a song for Steve.
Hilary will be singing a song for Steve.
Finally Hillary's mother said yes and Hillary was allowed to go to the cinema.
Hillary may go to the cinema.

135

(f)
(g)
(h)
(i)

Hillary was able to climb the mountain.


Hillary must sing a song.
Hillary has to sing a song.
Hillary must have sung a song.

(18) EXERCISE ===========================================


Translate the sentence 'Mus bt doma' with (a) deontic and (b) epistemic meanings.
Explain the distinction in interpretation. Then put both sentences into the past.
.
(a) ............................................................. .....................................................................
(b) ............................................................. .....................................................................
(19) EXERCISE ===========================================
Paraphrase to express the meaning of the modal element. Translate into Czech.
(a)
(b)
(c)
(d)
(e)
(f)

We were able to finish before noon.


We could have finished before noon.
He had to help her with her work.
He must have helped her with her work.
You should have told me yesterday, I then need not have worried.
For all we ought to have thought but have not thought, for all we ought to have said
but have not said, for all we ought to have done but have not done I pray thy God for
forgiveness.

(20) EXERCISE ===========================================


Find out from Table (23) on page 124 in which part of the complex verbal form the
Subject-Verb agreement -s is realized. Compare the Auxiliary, Modal and Lexical Verbs.
(21) EXERCISE ===========================================
Check which kinds of Modals in the Table (2) on page 133 have morphology typical
for Modals, i.e. which of them lack -s, -ed, -ing, to-infinitives etc.
(22) EXERCISE ===========================================
Discuss what the element to is in the following sentences.
(a)
(b)
(c)
(d)
(e)
(f)
(g)

I gave the book to Peter


Who did you give the book to?
I want to introduce you to Peter.
I want to go home now, but when does Peter want to?
I have to go home.
I am able to go home.
He dared to visit the princess, but he ought not to have.

(23) EXERCISE ===========================================


Which Modals in Table (2) on page 133 are followed by bare infinitives and which
are followed by a to-infinitive? If an item allows both, what else correlates with the choice?

136

20

SYNTAX OF AUXILIARIES, MODALS AND VERBS

See also: Huddleston & Pullum (2002) pp. 71-212, Huddleston & Pullum (2005) pp. 29-62.
Consider the word orders in the following sentences. (V = Lexical Verb)
(1)

(a)
(b)
(c)

Marcel reads American novels.


Does Marcel read American novels?
Marcel does not read American novels.

= S -V-O
= S -V-O
= S -V-O

Simply referring only to the Verb is not enough to describe (the word order of) main
clause structures in English. The Predicate is analytic. We must divide the Predicate
(Verb) into several elements making up complex verbal forms/ complex Predicates.
How many and which elements are involved?
20.1

Question formation: Modal/*Verb - Subject - ...

(2)

INVERSION: WHAT inverts?

(a)
(b)
(c)
(d)

Marcel can read.


Marcel is reading.
Marcel reads.
Marcel (DOES) read.

Can Marcel read?


Is Marcel reading?
*Reads Marcel?
Does Marcel read?

Assuming the (d) example is showing the hidden structure of an English clause with no
Aux/Mod, we can propose the following scheme.
Notice the importance of the first phonetically present Mod/Aux, and that is distinct from
VLEX. This first element inverts with Subject, not the Verb.
(3)

Question Inversion: the first Aux/Mod moves in front of the SUBJECT.

Marcel
Inverted
Position

SUBJECT

can
will
might
is (-ing)
do

read

Mod/Aux

VERB

semantically empty
nonemphatic do
provides DO-support

In English the V position is to be divided into a Mod/Aux + VLEX complex. We


provisionally call this the position.
Auxiliary do: In declarative positive nonemphatic structures the initial Aux do remains
phonetically empty. It is, however, visible in interrogative, negative or emphatic
structures, where it provides DO-support.

137

20.2

Negation (Position of not)

Clausal Negation: inserting the particle NOT. What is the position of not?
(4)

(a)
(c)
(e)

Marcel canNOT be reading.


*Marcel can be reading NOT.
*Marcel reads NOT.

(b)
(d)
(f)

?Marcel can be NOT reading.


*Marcel NOT reads.
Marcel does NOT read.

The negative particle not appears in front of some Verbs but after others. Assuming the
structure proposed in (3) on page 137, we can propose the following uniform scheme.
Notice the importance of the first phonetically present Mod/Aux, distinct from VLEX. This
element precedes the particle not (or its bound form -n't ).
(5)

Negative particle (+negative/ short Adverbs) follows the first Aux/Mod :


Marcel

SUBJECT

20.3

can

NOT

will
might
is (-ing)
do

never
just

NEG

- - - read
semantically empty
nonemphatic do becomes lexicalized
to provide DO-support
for the particle not.
- - - VERB

Question Tags, Short Answers, Questions of Surprise

The role of operator (the first Mod/Aux) is again crucial. DO-support reappears.
(6)

(a)
(b)
(c)
(d)

John can see us, can't he?


- Yes, he can.
John has been reading, hasn't he? - Yes, he has.
*John reads them, reads he not? - *Yes, he reads.
John reads them, doesn't he?
- Yes, he does.

- Can he?
- Has he?
- *Reads he?
- Does he?

Conclusion:
With respect to their distribution/ syntax, MOD/AUXs form a special group within the
category of VERBS and their characteristics can be stated as in (9) on page 139.
Morphological vs. syntactic criteria
The morphological template of an English Predicate consists of up to 5 elements, the 5slot Predicate model (Quirk, 1985):
(7)

Modal

Perfect

Progressive

John will/can have been being introduced

138

Passive

Lexical

For syntactic analysis, however, i.e. when discussing the word order of English clause, the
2-slot Predicate is sufficient as well as more elegant. The first slot is the operator (=
the first Modal MOD/AUX , preceding any NEGATION); the others are all the following
Aux/Vs.

V(s) = one or more AUXs / Vs

(8)

John will/can have been being introduced


(9)

Classification of the verbal elements

a)
b)
c)

Modals :
central Modals appear always in the position
Auxiliaries:
appear either in or in some following (V) position
Lexical Verbs: never appear in the position

The above allows us to define Central Modals in English in a more precise way.
(10) Central Modals in English:
a)
b)

lack verbal morphology


always appear in i.e.

they are unique and


always precede Aux

(11) The specific properties of 'the first modal/auxiliary' position (here as ):


Huddleston & Pullum (2002) : NICE (NICCEE)
a)
b)
c)

takes not, lexical V does not


inverts in questions, lexical V does not
is used in short reactive structures (question tags, questions
of surprise), lexical V is not
John must speak English, mustn't he?. - Must he?
John speaks English, speakn't he? - *Speaks he?

Negation
Interrogation
Coda
(i)
(ii)

d)
e)

Contraction
contracts, lexical V does not
Emphasis
is used to emphasize the polarity, lexical V is not
(i) A: John cannot speak English.
- B: (No,) John can so speak English.
A: John can speak English.
- B: (No,)John can't either speak English.
(ii) A: John speaks English.
- B: *(No,) John speaks so English.

f)

Ellipsis
is used in ellipsis, lexical V is not
(i) John can speak English - and so can/should/do I. but/so Mary needn't.
John could speak English - before Mary could /did. - if Mary did.
(ii) John spoke English
- *and so spoke I. - before Mary spoke.

20.4

Negative Questions (Testing the proposed verbal structure)

Notice the pattern, referring to (3) on page 137 and (5) on page 138.
Negative questions should (i) have inversion, and (ii) contain the particle not (or -n't ).
Discuss in more detail which element (how many of them) inverts with a Subject, reflecting
on the categorial status (= particle) of not (or -n't ).

139

(12) (a)
(c)
(e)

Marcel will often be reading.


*Will be Marcel often reading?
*Will be reading often Marcel?

(b)
(d)

Will Marcel often be reading?


*Will often Marcel be reading?

(13) The above issues are clarified by the possible morpho-phonetic contraction of not:
(a)
(b)

David won't be reading.


Won't David be reading?

(c)
(d)

David doesn't read.


Doesn't David read?

20.5

(e)
(f)
(g)
(h)
(i)
(j)

David will not be reading.


*Will not David be reading?
Will David not be reading?
David does not read.
*Does not David read?
Does David not read?

Exercises

(14) EXERCISE ===========================================


Assuming the syntactic distinction(s) between Aux/Mod and Verbs, i.e. referring to
(i) their need for DO-support, (ii) their ability to invert, and (iii) infinitive or agreement
morphology, discuss the underlined Verbs and state their category (V or Aux or Mod).
(A)

(a)
(b)
(c)

Do you go swim often? - No, I don't go swim.


* Go you swim? - * No, I go not swim.
Example shows a typical
pattern of .........................
I want to go swim.

(B)

(a)
(b)
(c)

* Do you can go? - * No, I don't can go.


Can you go? - No, I cannot go.
* I want to can go.

(a)
(b)
(c)

* Do you be going now? - * No, I don't be going now.


Are you going now? - No, I am not going now. Example shows a typical
I want to be going now.
pattern of .........................

(C)

Example shows a typical


pattern of .........................

(15) EXERCISE ===========================================


Explain the ungrammaticality of the following sentences, referring to the rule for
Subject-Verb agreement in English. (Giving a possible correct form is NOT an
explanation! Use the reasoning in terms od the model (8) on page 139)
(a)
(b)
(c)
(d)

*A lot of guests arrives today.


*Their type arrive pretty often.
*Mary or John are reading the book.
*Bill will reads a journal.

(e)
(f)
(g)
(h)

*Bill wills read a journal.


*Knows John about the situation?
*Do John knows about the situation?
*Do John know about the situation?

(16) EXERCISE ===========================================


Referring to your rules for question formation and for making clause negation in
English, explain the ungrammaticality of the following examples.
(a)
(b)

*Can be John running?


*John not reads much.

140

(f)
(g)

*Will not John come soon?


*John reads never novels.

(c)
(d)
(e)

Does he understand? - *Not (so).


*Can Mary havent read that book?
*Dare John to notify the police?

(h)
(i)
(j)

*John don't reads good books.


*Needs Bill do anything about this?
*Does John will know about it soon?

(17) EXERCISE ===========================================


Construct relevant examples which show whether the following underlined Verbs are
Aux/Mod Verbs. For the criteria see (8) on page 139 and (10) on page 139.
(a)
(b)
(c)
(d)
(e)

Julien can be leaving London just now.


Mary has been writing her essay for two weeks already.
Livia was introduced to Martin.
Claire has to read this paper tonight.
Hugo is to help his mother with the shopping.

(18) EXERCISE ===========================================


Assuming the properties of the best case Modals as discussed above, see (8) on page
139 and (10) on page 139, and considering above all:
(i) no do-support,
(ii) no inflectional morphology,
(iii) followed by bare infinitive,
find out what makes central Modals distinct from the marginal Modals, modal idioms and
semi-Auxiliaries. (See (2) on page 133.)
(19) EXERCISE ===========================================
Write the correct forms and explain the ungrammaticality referring to the model (8)
on page 139.
(a)
(b)
(c)
(d)
(e)
(f)

*William need to go to school.


*Harry dares now go to the cinema.
*Neednt they to go to school?
*Dont they dare go to the cinema?
*Needs he not to go to school?
*Does he not dare see his friend?

.......................................................................
.......................................................................
.......................................................................
.......................................................................
.......................................................................
.......................................................................

(20) EXERCISE ===========================================


Compare the particle not with the negative Adverb(ial) never. Discuss their
properties suggested by the questions below. Use the examples below (and create more of
your own) to demonstrate the phenomena.
(i) Is their position the same?
(ii) Do they both require DO-support ?
(iii) Where do they appear in (negative) questions?
(iv) Can both of them contract?
(v) Under which condition can they appear in front of the Subject?
(vi) Can they be used alone in isolated answers?
(vii) Which kind of verbal inflections can(not) appear after them?
(a)
(b)

Livia will not be (*not) reading.


*Livia not reads.

141

(a') Livia will never be (not/ *never) reading.


(b') Livia never reads.

(c)
(d)
(e)
(f)
(g)
(h)

Livia does not read.


Will Livia not read?
Won't Livia read?
*Not will he help her.
Will you help? - *Not.
*Livia not does read..

(c')
(d')
(e')
(f')
(g')
(h')

??Livia does never read.


Will Livia never read?
*Will never Livia read?
Never will he help her.
Will you help? - Never.
Livia never does read.

(21) EXERCISE ===========================================


To describe the English word order, the simple model S V O is often used, which
employs a single (synthetic) symbol V for the whole Predicate. In this section we have
been using a 2-slot model for the analytic English Predicates in model (8) on page 139 and
mentioned the 5-slot Predicate (see (7) on page 138) for the complex verbal forms of
English.
A. What is the distinction? Make a schematic picture of both, label the components and
give examples
5-slot-model

2-slot-model

B.

How would you define (= describe) the element labeled here ?

C.

In the following examples underline the full Predicates and describe their structure.
Which model seems to you descriptively most adequate? What are the reasons for
your choices?

(a)
(b)
(c)
(d)

This house must have been being built for years already.
The picture could not be seen because of the shadow.
Your money is being spent just now.
*Will not you help your brother?
- Will you not help your brother?

D.

Using the two models, try to answer the following questions?

(i)
(ii)
(iii)
(iv)
(v)
(vi)

How many elements can appear in each slot?


Is the order of the units obligatory? Try to give relevant data (give examples)!
Are all/ some of the members of the form(s) in a given slot obligatory?
What is the position of negation (NOT) in each scheme?
Which element (slot?) inverts in questions?
In which element (slot?) does the 3sg morpheme s appear in the Present Tense?

(22) EXERCISE ===========================================


Discuss (explain, comment) the distinctions between the 'first modal/auxiliary'
providing examples of all the diagnostics NICE. (Negation, Inversion, Coda,
Emphasis).

142

THE ENGLISH VERBS DO, BE AND HAVE

21

See also: Huddleston & Pullum (2002) pp. 71-212, Huddleston & Pullum (2005) pp. 29-62;
Greenbaum & Quirk (1990) pp. 24-69; Quirk, Greenbaum, Leech & Svartvik (2004) pp.93240; Dukov (1994) pp. 174-180; Svoboda and Oplov-Krolyov (1989) pp. 7-50;
Leech (1971).
Every English Auxiliary and Modal is rather idiosyncratic (= specific, sui generis, with
some unpredictable property or properties). Recall the following:
(1)
a)

Classification of the verbal elements


Modals:
central Modals always appear in the position

b)

Auxiliaries:

appear either in or in some following (V) position

c)

Lexical Verbs:

never appear in the position

The following examples illustrate that apart from the Auxiliary "do", there also exists in
English a lexical Verb "do". Considering all the distinction(s) among Aux/Mod/Lexical
Verbs discussed in the above sections, the two kinds of "do" are distinct lexical items, each
of which behaves regularly with respect to its characteristics.
Lexical do

(2)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
21.1

Emma did her homework.


Did he do his homework?
*Did he his homework?
He wants to do his homework.
Dont do your homework again.
*She didnt her homework yet.
*Do not your homework here!

Auxiliary do
(a')
(b')
(c')
(d')
(e')
(f)
(g)

Emma did read the novel.


*Did he do read the novel?
Did he read the novel?
*He wants to do read the novel.
*Dont do read the novel again.
She didnt read the novel yet.
Do not read the novel here!

Specificity of be

The English Verb be can be analyzed as several different elements, depending on its
complementation.
(3)

Kinds of be

(a)
(b)
(c)
(d)
(e)
(f)

He is reading some novel, isn't he?


It is written in English, isn't it?
Peter is a teacher/ silly, isn't he?
Mary is at home, isn't she?
There is a man in the garden, isn't there?
I am to read this article by next week.

be (+ing)
= progressive Aux
be (+en)
= passive Aux
be (+NP/AdjP)
= Copula
be (+PP/AdvP)
= location
there construction = existential be
be (+ to-infinitive) = Modal

The position of "be" in the English analytic Predicate


In terms of the 2-slot Predicate model (8) on page 139, notice the special properties of the
English Verb "be" as illustrated below. Consider all formal distinction(s) among
Aux/Mod/Lexical Verbs discussed in earlier sections.

143

(4)

(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)

Is he at home?
*Does he be at home?
He is not reading any books.
*He does not be reading any books.
We arranged for it to be translated.
I want to be a teacher.
There are men here. There is a man here.
He can/ will (not) be (*not) at home.
Don't be silly!

be inverts like an Aux/Mod.


be precedes NEG like an Aux/Mod.
be can be non-finite like Lexical Vs.
be has inflection like an Aux.
be can appear after Mod/Aux.
be co-occurs with Aux do.

As schematically illustrated in (3) on page 137 and (5) on page 138, a standard Predicate in
an English sentence has (at least) two syntactic positions: (an operator, the first
Mod/Aux) and a second V position for (Aux and Lexical) Verbs.
The Verb be is special, because it can occupy both positions.
Schematic structure for all uses of the Verb be (within the analytic Predicate)

(5)

(a)
(b)

Emma IS not at home.


Emma can BE at home.

Emma

IS

not

can
SUBJECT

at home.

BE

=Mod/Aux

Neg

VERB

analytic Predicate
Note: It seems that only one use of be, Modal be, occurs only in the position:
*We may be to read that article next week. *I wouldnt want to be to report to the office.
The Verb be occupies (in some abstract sense) the position of the lexical Verb, i.e. is NOT
followed by another (bare) V. In a sentence, however, unlike any other V, any be can also
appear in the position of the when this position would otherwise be empty.
Another way to say this: In finite ( non-imperative) clauses with be, there is no do-support.
21.2

Specificity of have

Using the 2-slot Predicate model (8) on page 139, compare the examples of the Verb have
below with the structure of be in (5) above.
(6)

Archaic stative have .... a structure identical with be.


(a)
(b)
(c)

144

I (can) have a book here.


Have you a book here?
I haven't any book here.

I want to have more books.

The Predicate in Old English was not as analytic as in Modern English, and the examples
above suggest that the archaic usage of the stative (possessive) Verb have is structurally
similar to the Verb be, i.e. have
(a) is NOT followed by another V
(b) is able to move to the position of the AUX/MOD (in front of negation) whenever
possible/ needed.
Languages, however, have a tendency to get rid of irregularity and Modern English does
not freely use the archaic form of have as illustrated above. Look below at the strategies
applied in Modern British and American English.
The following examples (7) show that British English has made stative (possessive) have
into a non-lexical element, Auxiliary. The position of the lexical Verb is represented by got.
(7)

Stative/ possessive have in Modern British English


(Consider its similarities with the standard perfective Aux have.)
(a)
(b)
(c)
(d)
(e)
(f)

I (*will) have got new books.


(a')
Have you got a new book?
(b')
* Do you have got a good book? (c')
I haven't got any books.
(d)
* I don't have got any books.
(e')
Youve got new ones, havent you? (f)

I (will) have received new books.


Have you received a new book?
* Do you have received a good book?
I haven't received any books.
* I don't have received any books.
Youve received them, havent you?

The following example (8) shows that in contrast to the British usage, American English
treats stative (possessive) have as a lexical Verb.
(Consider its similarities with standard lexical Verb receive.)
Do you have new books?
Yes, I (do) have new books.
No, I don't have any books.
You (do) have some, dont you?

(a)
(b)
(c)
(d)

(9)

Schematic picture of the stative/ possessive Verb have


Compare the structure below with structure of be in (5) on page 144.

Archaic
British

Emma

American
SUBJECT

(a')
(b')
(c')
(d)

Do you receive new books?


Yes, I (do) receive new books.
No, I don't receive any books.
You do receive some, dont you?

(8)

HAS

not

HAS

not

got

(does)

not

HAVE

Neg

VERB

=Mod/Aux

any toys

Apart from stative/ possessive have, English uses other kinds of have, too. In these usages,
British and American are the same. The following examples show that have can be Aux,
Mod, and Lexical Verb as well.

145

Perfective have: You (may/ *can) have written a letter.

(10)
(a)
(b)
(c)
(d)

Have you written a letter?


(a') * Do you have written a letter?
I haven't written a letter.
(b') * I don't have written a letter.
You have written one, havent you? (c) * You have written one, didnt you?
For Jane to have written a letter would surprise me.
Modal have:

(11)
(a)
(b)
(c)
(d)

I (may/ *can) have to go there immediately.

*Have you to go there?


(a') Do you have to go there?
*I haven't to go there now.
(b') I don't have to go there now.
*You have to go now, havent you? (c) You have to go now, dont you?
For Jane to have to go now would surprise me.
Dynamic have : (i) You (can) have a look around.
(ii) They (can) have good times later.
(iii) I (could) have lunch with Joe.

(12)

(a)
(b)

*Had you a look around?


* I haven't a look around often.

(a')
(b')

Did you have a look around?


I don't have a look around often.

(c)
(d)

* Had they some good times later?


* I haven't good times lately.

(c')
(d')

Did they have some good times later?


I don't have good times lately.

(e)
(f)
(g)

* Have you lunch with Joe today?


* I hadn't lunch with Joe.
* She often has lunch, hasnt she?

(e) Did you have lunch with Joe today?


(f') I didn't have lunch with Joe.
(g) She often has lunch, doesnt she?

(13) (a)
(b)
(b)
21.3

John has a shower every day.


Agentive/Experiencer have
John has Mary carry his suitcase. Causative have
John has his car repaired.
Concern have
Exercises

(14) EXERCISE ===========================================


Assuming the 2-slot predicate model (8) on page 139 and considering the position of
negation (and the ability to invert in questions), does the Verb be occupy the position of
Aux/Mod or the position of a Verb?
(a)
(c)
(e)

Julie is not at home.


Be ready to go at five!
Arent they ready yet?

(b)
(d)
(f)

Emma cannot be at home.


Don't be late again!
To be or not to be, that is the question.

(15) EXERCISE ===========================================


Considering the distinction between the following examples
i)

w.r.t. the meaning (epistemic vs. deontic interpretation)

146

ii)
iii)

w.r.t. the characteristics of the finite verb (see criteria (8) on page 139 and (10) on
page 139).
Explain the distinction in making the past tense of the two forms.

(a)
(b)

He must be at home ...


He has to be at home...

(...every day / - mustn't he? / -Isn't he?)

(16) EXERCISE ===========================================


Assuming the 5-slot predicate model (see (7)on page 138), make English sentences putting
the correct form of be into the bold framed slot (try to fill the other positions with some
element, too, if possible). Are all positions available for be?
Which of the verbs be illustrated in (3) on page 143 is in which position?
How would the same exercise look assuming the 2-slot predicate model?
Mod
(a)
(b)
(c)
(d)
(e)

Perf

Prog

Pass

Verb

Adam
Adam
Adam
Adam
Adam

(17) EXERCISE ===========================================


Consider the examples of Modal be below which test
(i) the form of negation and question formation,
(ii) the ability to appear in every Tense/ Aspect,
(iii) the ability to appear as infinitive.
Try to test the same properties with the other kinds of be given in (3) on page 143.
(a)
(b)
(c)
(d)
(e)

I am (not) to leave at six o'clock.


I was (n't/ not) to leave before six.
Am I (not) to leave at six o'clock?
*He will be to leave at six o'clock.
* To be to leave at six a.m. is irritating.

(a') He is (not) to leave at six o'clock.


(b') They were (n't/ not) to leave before six.
(c') Were they (not) to leave at six o'clock?
(d') *They had been to leave at six o'clock.

(18) EXERCISE ===========================================


Consider the same questions as in exercise (14) above for the Modal have (to) and
also the other kinds of have.
(19) EXERCISE ===========================================
Explain the ungrammaticality of the following sentences in terms of the syntactic
distinctions among the LEX-AUX-MOD Verbs.
(a)
(b)
(c)
(d)

*Had you a quick look at this book?


*Have you to write a letter to Julie already?
*Do you have written a letter to Wilma?
*Im surprised that John had not a good time in London.

147

(e)

*For him to havent written yet worries me.

(20) EXERCISE ===========================================


Which form of a Verb follows the Modal? A bare infinitive or to-infinitive?
Consider the following sentences and find similar examples to demonstrate your claim.
(a)
(b)
(c)
(d)
(e)

I must go now.
*I must to go now.
I must have gone too early.
*I must to have gone too early.
*I dont want to must live forever.

(a')
(b')
(c')
(d')
(e')

*I have go now.
I have to go now.
*I had go too early.
I had to go too early.
I dont want to have to live for ever.

(21) EXERCISE ===========================================


In the following sentences classify all the verbal elements among Lex-Aux-Mod.
Give relevant arguments for your decisions.
(a)
(b)
(c)
(d)
(e)

Theo is looking at Jane.


Theo has got a book.
Theo has had to go.
Theo will make trouble, I am sure.
Theo may have read that book.

(f)
(g)
(h)
(i)
(j)

Theo is looking for Jane.


Theo has gotten a book.
Theo is having a shower.
Theo started to read a book.
Theo has been reading that book.

(22) EXERCISE ===========================================


Discuss the properties of the following dynamic usages of have. Give more examples
of the kind.
I.

Agentive: Tourists (can) have a look around the museum before they leave.

(a)
(b)

*Have you often a look around it?


*I haven't always a look around it.

(c)

.........................................................................................................................................

II.

Causative: You (can) have somebody help you with the homework.

(a)
(b)

*Had you somebody help you?


*They haven't anybody help them.

(c)

.........................................................................................................................................

III.

Concern: They (will) have their house repainted every year.

(a') Do you often have a look around it?


(b') I don't always have a look around it.

(a') Did you have anybody help you?


(b') They don't have anybody help them.

(a)

* , havent they?
(a') , wont they?/ , dont they?
*Have they really?
Will they really?/ Do they really?
(b) *I haven't ever mine repainted.
(b'). I didn't/ wont ever have mine repainted.
(c)

.........................................................................................................................................

148

(23) EXERCISE ===========================================


In (substandard) spoken American English the possessive Verb have (see (8) on
page 145 above) is often replaced by 'got', especially in a positive declarative context.
Consider the examples below. Notice that this paradigm of got looks like a lexical Verb
paradigm, but because of example (d), it cannot be taken for a regular type.
(a)
(b)
(c)

I/ You/ We/ They got a new book.


I/ You/ We/ They don't got a new book.
Do I/ you/ we/ they got that book?

= I/ You/ We/ They have a new book.


= I/ You/ We/ They don't have a new book.
= Do I/ you/ we/ they have that book?

(d)

*He gots a new book.

(d') He's got a new book.


(e) He hasn't got a new book.
(f) Has he got a new book?

Notice that the form used is "got" not "get" (Standard English: to get to V = to have of
advantage of V-ing)
(g)

We get to (can, manage to) visit the museum free every Wednesday.

(24) EXERCISE ===========================================


Consider also the following examples in which gott is replacing have to = must.
(The written form is unlikely to appear since these forms are more or less colloquial only.)
Is gott in the V position or the operator position? Why?
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)

You [gott] go, don't you?


They [gott] go, don't they?
You don't [gott] go, do you?
He's [gott] go.
Has he [gott] go?
You [gott] get the book soon, don't you?
*You [gott]not come back soon.
To [gott] go now is a pain.

(25) EXERCISE ===========================================


i)
ii)
iii)
iv)

Find all the sentence members in the following examples.


Which constituents (phrases) represent the sentence members? Make the phrases
more rich // replace them by a short variety of the same category.
Find the VP and discuss the valency of the Verb. How are the Arguments realized?
Which kind of Verb is it using the Table 7 on p. 131
Look in more detail at each word, giving its category and explaining its form.

(a) His younger brother saw your friend in front of the main building.
(b) I introduced Mary's boyfriend to my grandfather.
(c) They were determined to put all the exercise books to the bottom shelves.
(d) The free people of Uganda will be electing their President soon.
(e) To read all those huge books of short stories every day is more than extremely
boring.
(f) While at school, all the students must respect the official rules.

149

22

APPENDIX: LIST OF SOME ENGLISH BOUND MORPHEMES

22.1

Negative affixes
Discuss the distinction between the NEGATIVE PREFIXES w.r.t. their origin and
diachronic/synchronic productivity .

un-

unable, unabridged, unclothed, unadvanced, unalloyed, unadorned,


unambiguous, unambitious, unaffected, unaltered, uneducated, unfinished,
Germanic
unhurried, unknown, unloved, unread, unspoken, untouched, unwelcome
in(i) inability, inadequate, inaccessible, inarticulate, inhospitable, intolerable,
insatiable, invisible
(ii) imperfect, impossible, improbable, implacable, immature, immoral,
immobilized, immoderate, imbalance, impassionate, immortal
(iii) irresistible, irreclaimable, irregular, irreligious, irrelevant, irreparable,
irresolute, irresponsible, irresistible, irrational,
Latin/French (iv) illogical, illegal, illegible, illiterate, illusion, illiberal, illicit
nonnonsense, nontoxic, nonstop, nonconformist, nonevil, nonprofit, nonplus,
nonage, nontaxable, nonphenomenal
non-American vs. un-American
disdisarm, disagree, disabled, disadvantage, discourage, disease, dishonor,
disgrace, disgusting, discredit, disloyal, distrust, discontented, dissolved,
disregard, dispose, disapprove, disinherit
-less
baseless, artless, careless, effortless, friendless, graceless, fearless,
helpless, homeless, hopeless, noiseless, powerless, sleepless, tasteless,
voiceless, trackless, weightless
-less+ness
carelessness, effortlessness, hopelessness, sleeplessness, shamelessness,
lifelessness, restlessness
-free
fat free, insect free, caffeine free, noise free, dust free
22.2

Some of the more frequent English suffixes

(a) State/Define the meaning and kind of the morpheme


(b) State the resulting categorial change
(c) Discuss the origin and the diachronic/synchronic productivity
-able

-ad(a/e)

150

(i) capable, bearable, agreeable, acceptable, comfortable, enjoyable,


transferable, laughable, manageable, portable
(ii) terrible, forcible, horrible, edible, transmissible, visible

parade, brigade, barricade, marinade, cannonade, tirade, cavalcade, decade,


lemonade, serenade, myriad, monad

-age

carriage, courage(ous), outrage(ous-ly), marriage, marriage(able),


envisage, damage, salvage, storage, pillage, visage

-al

sensual, autumnal, animal, aural, cerebral, decimal, gradual, intellectual,


infernal, internal, manual, mental, natural, optional, oral, spiritual,
technical, usual, phenomenal

-ance/y
-ence/y

(i) alliance, elegance, reluctance, intolerance, relevance, resistance,


assistance, attendance, allowance, endurance, vigilance, militancy
(ii) difference, competence, conference, existence, influence, obedience,
patience, fluency, urgency

-a/e/ory

(i) N: factory, memory, dictionary, category, burglary, depository,


dormitory, bakery, bravery, bribery, repertory, reformatory, witchery
(ii) Adj: necessary, primary, voluntary, obligatory, stationary

-ate

advocate, dedicate, educate, abbreviate, deviate, enumerate, exaggerate,


fascinate, segregate, emancipate

-dom

boredom, Christendom, dukedom, earldom, freedom, kingdom,


martyrdom, officialdom, random, whoredom, wisdom, Yankeedom

-ee

employee, referee, alienee, donee, invitee, hiree, divorcee, appellee,


biographee, devotee, deportee, fiance, mortgagee, nominee, refugee,
trustee, expellee
recipient

-en

(i) silken, frozen, oaken, woolen, wooden, golden, brazen


(ii) broaden, brighten, hasten, heighten, lighten, roughen, soften, frighten
made of N;
silk+en = made of silk,
made st. A/N;
to light+en = to make it light

NA
A/NV
-er
-or/-ar

-(e/a)sis

151

(i) baker, fighter, dancer, killer, toiler, wrecker, painter


(ii) waiter, starter, hamburger/frankfurter, banger, breezer, poster
actor, beggar, radiator, carburetor, censor, debtor/creditor, doctor, editor,
jailor, liar, professor, rector, sailor, tractor

analysis, anabasis, genesis, hypnosis, neurosis, psoriasis, symbiosis


action, process, condition

-ful

frightful, careful, doubtful, graceful, grateful, fearful, beautiful, dutiful,


helpful, joyful, pitiful, restful, shameful, tearful, tactful, worshipful

-fy

diversify, fortify, ratify, simplify, terrify, testify, verify, unify, amplify,


solidify, intensify, modify, typify

-ian

Cuban, African, Dominican, Ethiopian, Italian, Jamaican, Somalian,


Libyan, Mongolian, Liberian, Syrian, Tunisian, Ugandian, Australian

-cian

logician, musician, technician, physician, magician, electrician, dietician

-ic

poetic, endemic, barbaric, acidic, geologic, metallic, drastic, heroic,


majestic, prosaic, patriotic, strategic, satanic, emphatic, realistic

-ile

domicile, docile, agile, fertile, fragile, imbecile, juvenile, infantile, mobile,


projectile, senile, reptile, sterile, volatile, versatile

-ine

(i) columbine, divine, saturnine, supine


(ii) feminine, genuine, masculine, routine

-ise/-ize

modernize, memorize, centralize, liberalize, penalize, nationalize,


privatize, acclimatize, familiarize, fertilize
ise >>> isa(+tion)

-ish

brutish, foolish, childish, clownish, amateurish, bluish, bookish


Scottish, Irish, Swedish, Danish, Polish, Turkish, Jewish

-ism

alcoholism, baptism, barbarism, colloquialism, despotism, heroism,


Nazism, nihilism, charisma, plagiarism, romanticism, terrorism

-ite

Israelite, Semite, suburbanite, appetite, favorite, exquisite, dynamite,


meteorite, graphite, stalagmite, stalactite, pyrite
native of, quality of, mineral product // property of

N // -A
-ity

152

clarity, absurdity, debility, ambiguity, authority, captivity, ability, charity,


complexity, dignity, eternity, fraternity, humanity

-ive

explosive, declarative, affirmative, additive, aggressive, assertive,


authoritative, cohesive, abusive, cooperative, exhaustive, expletive

-ment

instrument, apartment, achievement, statement, testament, government

-ology

morphology, biology, ethnology, philology, ontology, theology

-oid

asteroid, Negroid, thyroid, tabloid

-ous

serious, delicious, gracious, homogenous, mysterious, obvious, spacious,


malicious, nervous, tremendous, voracious, obnoxious, ridiculous

-ship

hardship, friendship, apprenticeship, authorship, scholarship, fellowship,


lordship, ladyship, championship, citizenship, dictatorship

-(s/t)ion

diction, celebration, action, injection, formation, infection, function,


junction, limitation, location, option, partition, question, reflection,
suspension, verification

-tude

attitude, gratitude, multitude, solitude, similitude, latitude, longitude

-ure

censure, exposure, future, legislature, overture, literature, picture,


prefecture, pressure, procedure, tenure, temperature, culture

-wise

(i) counterclockwise, edgewise, marketwise, timewise, crosswise,


othewise, moneywise
(ii) streetwise, worldlywise

Adv /Adj
-y
NA

153

cheery, catty, arty, crafty, furry, dreary, faulty, dirty, foxy, hairy, itchy,
misty, rosy, salty, sleepy, wary
tends/inclines to have the property of the N

22.3

Prefixes of Germanic origin

be-

beloved, bedeck, belabor, bemused, bewail, bequest, betoken, benighted,


bestow, bereave

for-

forward, forego, forget, foresee, foretell

with-

without, withstand, withdraw

out-

outcome, outrun, outrageous, outswim, outlast, outtalk, output

over-

overcome, overrule, overthrone, oversee, overact, overestimate

22.4

Non-German prefixes

ab-

absolve, abnormal, abolish, abortion, abbreviate, abdicate, absorb,


abstract, abstain, aberration

amb-

ambivalent, ambiguous, ambidextrous, ambulance, ambition


around, about, both

an-

anemia, anesthetic, anomaly, anonym, anorganism, anecdote


absence of

ad-

adaptable, addict, adequate, adhere, adjacent, adjunct, admire, advance,


advocate, advise, administer

ana-

anabasis, analogy, analyze, anachronism


up, back, again, too

ante-

antecede(nt), antedate, antemeridian, antebellum, anterior

bi(n/s)-

biceps, bicycle, biennial, bimonthly, bifocal, bigamy, bilabial, bilingual

co(n)-

(i) connect, congress, congregation


(ii) combine, compound, cooperation, collect, correlate, coherence

154

de-

deprive, defend, depend, deform, decay, debark, denude, depose

di-

dichotomy, diameter, dilemma, dialog, diphthong, dioxide, dicephalous

en-

(i) environment, entrap, encamp, encourage, endanger, enroll, signature


(ii) embark, embrace, embitter, employ, embody, employable, embellish

exeec-/ef-

(i) extract, exclaim, extend, exclude, exit, exact, excel, excite, expression,
excavate, exception
(ii) elaborate, eject
(iii) eclipse, eccentric, efficient, effort, effect, effervescent

in-

(i) interior, influx, inhale


(ii) impress, imprison, immigrate, important

mal-

malign, malady, malcontent, malefactor, maltreated, malediction,


malevolent, malicious, malapropism

post-

postfix, postmeridian, postmortal, postnatal, postpone, postgraduate

pro-

proceed, process, procedure, proclaim, produce, product, profess,


professor, project, prolific, progress, profluent

sub-

subdivide, subscribe, submarine, submission, subject, subpoena

syssyl/m/n-

system, syllogism, syllable, symbol, symmetry, symphony, syndrome,


synonym, synthesis
with, together

trans-

transatlantic, transportable, translate, transform, transmit, transplant

re-

rebuild, recall, reflect, refold, regain, reiterate, rejoin, relate, relive,


remind, remarry, repay, resell, return, reverse, rewarm, rewrite

155

(26) SOME OF THE MORE FREQUENT ROOTS OF LATIN ORIGIN


-ali/ter

alias, alibi, alien, alienable, alter (ego)r, alternation, alternative


Lat. ali, allo, alter ( other)

-a/enni/u-

annual, per annum, annuity, anniversary, biennial, triennial...


Lat. annus ( year)

-aud-

audible, auditor, audience, auditorium, inaudible, audibility, audiovisual


Lat. audire ( hear/listen)

cap/cep(t)-

capable, caption, captive, accept, deception, exception, perceptive,


Lat. capere ( take)

cise/cide

concise, circumcise, caesura, decide, decisive, precise, homicide, suicide


Lat. caesus ( kill, cut)

-cla(i)m-

reclaim, claimable, declaim, proclaim, exclamatory, unclaimed


Lat. clamare ( call out)

-clud/s-

conclusion, recluse, exclude, inclusive, seclusion, preclusion, occlusion


Lat. claudere ( shut)

-co(u)rd-

cordial, courage, discouraged, court (-martial), courtesy, courtship


Lat./Fr. court ( heart)

-fac(t)-fic(t)-fec(t)-

(i) fact, factory, faculty, factive, satisfaction, facility, manufacturer


(ii) efficient, certificate, personification, proficient
(iii) affect, defective, effective
Lat. facer (Lat. clamare to make, the deed, construct)

-fer-

coniferous, circumference, deference, fertile, fertilization, conference,


reference, inference, preference, suffer, transfer
Lat.ferre ( bring, bear, yield)

-fin-

final, finish, finite, affinity, confine, define, definitive, infinite, finance


Lat. finis ( end)

-gen-

gene, genetics, genial, genius, generic, general, generate,


genitals, Gender, genre, genuine, progeny, indigenous
Lat. genus ( race, kind)

-id
V ADJ

morbid, splendid, horrid, tepid


Lat.(French): ADJ having the quality of the Verbs. In ModE: frozen

-ist

artist, biologist, chemist, dentist, evangelist, violinist, humanist, legalist,


monarchist, naturalist, pianist, racist, chartist, communist
Lat. advocate of X (co-occurs with -ism) (anarchist)

N N

156

N ADJ

practitioner of X (violinist, *drumist)


advocating X (sexist)

-mar-

mariner, marina, mermaid, marsh, marshy, Margaret


Lat. mar ( sea)

-mem-

memory, remember, memoir, memorandum, memento, commemoration


Lat. meminisse ( remember)

mitt/ss

mission, missile, admission, submission, commit, submit, transmit, permit


Lat. mittere, missus ( send)

-nat-, -nasc-

native, nation, nativism, internationalism, nature, natural, naturalize,


naive, naivity, innate, renascence
Lat. natus ( be born)

-omni-

omnibus, omnipotent, omnipresent, omnicompetent


Lat. omnis ( all)

-port-

port, porter, portable, export, importer, exportation, deportee, report,


reporter, reporting, support
Lat. portare ( carry)

-spond/s

sponsor, respond, response, responsible, correspond, irresponsible


Lat. spondere ( pledge, answer)

-scrib/p

describe, script, transcript, ascribe, prescribe


Lat. scribere/scriptus ( write)

-tempo-

temporary, extempore, contemporary


Lat. tempus ( time)

-tend/s

intend, intention, Tense, intensity, intensification, attention, detention


Lat. tensus ( stretch, strain)

-tent-

tenant, tenable, contented, intention, retain, continue, maintain


Lat. teneo ( hold)

-trib-

tribute, Attribute, contribute, distribute


Lat. tribuere ( pay, bestow)

-vi(n)c(t)-

victory, victim, convict, convince, invincible


Lat. vincere ( conquer)

-vis-

visa, vis--vis, visage, visible, vision, visionary, visit, visitor, vista, visual,
visualize, invisible, evident, provide, provisional, providential
Lat. visus ( see)

157

-viv(i)/-ta

vital, vitamin, vivacity, revive, survive, vivisection


Lat. vita ( alive, life)

-voc/k-

voice, vocal, vocabulary, vocation, invoke, evoke, provoke


Lat. vox, vocis ( voice, call)

22.5

Some morphemes of Greek origin

auto-

autobiography, autocracy, autogenesis, automat, automatic, automobile,


autonomy, autonomous
Gr. autos ( self)

-chron-

chronic, chronicle, chronology, synchronic


Gr. chronos ( time)

-itis

bronchitis, arthritis, sclerosis, appendicitis


Gr.: inflammatory disease (in Greek: derived feminine Adjective

-drome-

dromedary, airdrome, hippodrome, syndrome


Gr. dromos ( running)

eu-

euphony, eureka, euphemism, Eudora, euphoria, euthanasia, eurhythmics


Gr. ( well, good)

hypo-

hypochondria, hypocrite, hypotaxis, hypothetical


Gr. ( sub, under, less)

mon(o)

monad, monarchy, monogamy, monologue, monotony


Gr. monos ( one, alone)

-p(a)ed-

(i) pedagogue, pedophilia, pediatrics


(ii) pedestrian, pedometer, orthopedian, pedestal, podium
Gr. paidos ( boy =child/foot )

-phil-

philologist, philosophy, philodendron, philanthropy, philharmonic,


Philadelphia, philatelist
Gr. philos ( love)

pro-

progress, project, procedure, produce, promote, professor, proletariat


Gr. pro ( forward, before)

-soph-

Sophia, sophisticated, sophomore, philosopher


Gr. sophos ( wisdom)

-the(o)

theocracy, theocentric, theology, theologist, atheist


Gr. theos ( God)

158

RELATED LITERATURE
(A) The list A below gives practical manuals of English grammar which can help
students not fully familiar with the pratical usage of the structures discussed. The working
knowledge of this manuals is assumed for the course.
(B) The list B provides bibliography for the more theoretical manuals covering the topics
in more detail. They provide some discussion of the phenomena, provide much more data
and demonstrate alternative terminologies and analyses.
(C) The list C provides bibliography for the cited works and some additional literature
related to the topics discussed in the course.

A.

PRACTICAL MANUALS

Alexander, L.G. (1993): Longman Advanced Grammar. Reference and Practice. Longman.
Hewings, Martin (2005): Advanced Grammar in Use (2nd edition) with answers and CD
ROM. CUP.
Jones, Leo (1991): Cambridge Advanced English. Cambridge: Cambridge UP.
Leech, Geoffrey & Svartvik, Jan (1975) A Communicative Grammar of English.
Longman, London.
Murphy, Raymond (2004): English Grammar in Use With Answers and CD ROM : A
Self-Study Reference and Practice Book for Intermediate Students of English. 3rd
edition. CUP.
Svoboda, Ale & Oplov-Krolyov, Mria (1998) A Brief Survey of the English
Morphology. Filozofick fakulta Ostravsk univerzity, Ostrava.
B.

THEORETICAL MANUALS

Dukov, Libue (1994) Mluvnice souasn anglitiny na pozad etiny. Academia Praha,
Prague.
Huddleston, Rodney and Pullum, Geoffrey K. (2002) The Cambridge Grammar of the
English Language. Cambridge University Press, Cambridge.
Huddleston, Rodney and Pullum, Geoffrey K. (2005): A Students Introduction to English
Grammar. Cambridge University Press, Cambridge.
Leech, Geoffrey (1971) Meaning and the English Verb. 3rd edition. Longman, London
2004.
Quirk, R., Greenbaum, S., Leech, G. & Svartvik, J. (2004) A Comprehensive Grammar
of the English Language. Longman, London
Quirk, R., and Greenbaum, S. (1991): A Students Grammar of the English language.
Longman1991.

159

C.

FURTHER RELATED / CITED LITERATURE

Akmajian, A., Demers, R.A., Farmer, A.K. & Harnish, R.M. (1990) Linguistics: An
Introduction to Language and Communication. MIT Press, Cambridge, Mass.
Chomsky, Noam (1981), Lectures on Government and Binding. Foris, Dordrecht.
Comrie, Bernard (1989) Language Universals and Linguistic Typology. Blackwell,
London.
Croft, William (1991) Syntactic Categories and Grammatical Relations. Chikago:
University of Chikago Press.
Crystal, David (1987) The Cambridge Encyclopedia of Language. Cambridge University
Press, Cambridge.
Demers, Richard A. & Farmer, Ann K. (1991) A Linguistics Workbook. The MIT Press,
Cambridge, Mass.
Finegan, Edward & Besnier, Niko (1990) 'Structured Meaning in Words.' In: Language:
Its Structure and Use. HBJ.
Fromkin, Victoria & Rodman, Robert (1990) 'Morphology : The Words of Language.'
In: An Introduction to Language. HBJ.
Katamba, Francis (1993) Morphology. The Macmillan Press Ltd.
Matthews, P.H. (1974) Morphology. Cambridge University Press.
Spenser, Andrew (1991) Morphological Theory. Blackwell, Oxford UK & Cambridge
USA.

160

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