Professional Documents
Culture Documents
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43 & 48
M.D.
2013
KATHLEEN
G.
KANE
A ttorney General Office of Attorney General 15th Floor, Strawberry Square Harrisburg, PA 17120 Phone: (717) 783-3226 FAX: (717) 772-4526 JOHN
G. BY:
J. BART
DELONE
KNORR, III
Ch ie fDepu ty A ttorney Gen era l DATE: April 29, 2013 Ch ie f , Appellate L itiga tion Section
iii 1 2
STATEMENT OF THE QUESTION INVOLVED STATEMENT OF THE CASE Procedural History . Statement of Facts SUMMARY OF ARGUMENT ARGUMENT I.
4 5
5 6 8 10
II.
There Is No Super-Constitution; As The Court Has Correctly Held, The Idea That One Part Of The Constitution Can Violate Another Is Absurd 11 15
III.
The Retirement Provision Does Not Violate Equal Protection . A. Age-based classifications are subject only to rational basis review . B.
15
As this Court and others have held, the judicial retirement provision serves several legitimate state interests 16 21
C. IV.
The Petitioners Have No Property Interest To Which Due Process Might Attach . 23 26 i
CONCLUSION
CERTIFICATE OF SERVICE
27
ii
TABLE OF AUTHORITIES
Page
Cases
A dler v. Mon te f iore Hosp . A ss n , 453 Pa. 60, 311 A.2d 634 (1973) A rmstrong v. King, 281 Pa. 207, 126 A. 263 (1924) Bergdoll v. Kane, 557 Pa. 72, 731 A.2d 1261 (1999) Comm . v. A lbert, 563 Pa. 133, 758 A.2d 1149 (2000) Comm . v. Om ar, 602 Pa. 595, 981 A.2d 179 (2009) Comm . v. Tharp , 562 Pa. 231, 562 A.2d 1251 (2000) Er f er v. Common wealth , 568 Pa. 128, 794 A.2d 325 (2002) Firing v. Kephart, 466 Pa. 560, 353 A.2d 833 (1976) Gondelman v. Comm . , 520 Pa. 451, 554 A.2d 896 (1989) Gregory v. Ashcro f t, 501 U.S. 452 (1991) In re Stout, 521 Pa. 571, 559 A.2d 489 (1989) A, James v. SEPT 505 Pa. 137, 477 A.2 1302 (1984) 15 12 19 passim 24 15 12 22 15, 16 14 11 24
iii
Jubelirer v. Rendell, 598 Pa. 16, 953 A.2d 514 (2008) L igon ier Tavern, Inc. v. WCAB (Walker) , 552 Pa. 237, 714 A.2d 1008 (1998) Malmed v. Thorn burgh , 621 F.2d 565 (3d. Cir. 1980) Mass. Bd. o fRetiremen t v. Murgia, 427 U.S. 307 (1976) Mellow v. Pizzingrilli, 800 A.2d 350 (Pa.Cmwlth. 2002) Merrell v. Chartiers Yalley Sch ool District, 579 Pa. 97, 855 A.2d 713 (2004) Nixon v. Commonwealth , 576 Pa. 385, 401, 839 A.2d 277 (2003) Pennsylvan ia Gam e Commission v. Marich , 542 Pa. 26, 666 A.2d 253 (1995) Prison Society o fPennsylvan ia v. Comm . , 565 Pa. 526, 778 A.2d 971 (2001) R . v. Dep t. o fPub lic Wel f are , 535 Pa. 440, 636 A.2d 142 (1993) Seebo ld v. Prison Health Services , - Pa. -, 57 A.3d 1232 (2012) Stander v. Kelley, 433 Pa. 406, 250 A.2d 474 (1969) Stil p v. Com . , 588 Pa. 539, 905 A.2d 918 (2006) Yance v. Bradley, 440 U.S. 93 (1979) 16 17 11, 14 2 23 14 23 16 23 14 16 19 16 13
iv
Statutes
42 Pa.C.S. 726
1,
Constitutional Provisions
PA. CONST., Art. I, 1 PA. CONST., Art. I, 2 PA. CONST., Art. I, 25 PA. CONST., Art. I, 26 PA. CONST., Art. I, 6 PA. CONST., Art. IV, 3 PA. CONST., Art. V, 16(b) PA. CONST., Art. V, 16(c)
10 13 12, 13 10 12 25 passim 6, 17
Other Authorities
Deba tes o f the Pennsylvan ia Constitutional Con ven tion : Journal o f th e Conven tion , (1968) DECLARATION JUDICIARY
OF INDEPENDENCE
18, 22 (1776) 13
PENNSYLVANIA
17, 18
STATEMENT OF JURISDICTION
This matter comes before the Court pursuant to the Courts orders of March
28, 2013, granting petitioners applications for extraordinary relief. This Court has
Standard o f review. This matter presents issues of law over which the Court
ORDER IN QUESTION
Pennsylvania. The petitioners are Judges John Driscoll, Joseph D. OKeefe, Sandra
Mazer Moss and Arthur Tilson; the respondents are the Governor and the Secretary Commonwealth.1
of the
violates other provisions of the Pennsylvania Constitution, and seek injunctive and
Procedural History.
January 28, 2013; and Judge Tilson followed suit on January 31. On February 6, all
of the petitioners filed applications for extraordinary relief asking this Court to
assume jurisdiction. On March 28, the Court granted the applications, ordered
expedited briefing and placed the cases on the May 2013 argument list. In the
The Court Administrator was also named as a defendant in both cases, but
was dismissed by stipulation in the Tilson case on April 13, 2013. As of this writing, the parties have agreed to file a similar stipulation in the Drisco ll case.
Statement of Facts
governing the judiciary. Among the provisions of the new Article V was Section
16(b), which provided in relevant part that [j]ustices, judges and justices of the
peace shall be retired upon attain ing the age of 70 years. (Emphasis added.) In
2001, this provision was amended to provide that [j]ustices, judges and justices of
the peace shall be retired on the last day o f th e calen dar year in which they attain
serve temporarily as a senior judge. PA. CONST., Art. V, 16(c). Senior judges are
paid a per diem for their services, but do not receive additional benefits available to
commissioned judges such as paid leave and life insurance, and do not accumulate
29.
Westmoreland County in 1994, was elected to a ten-year term in 1995 and was
2
retained in 2005. In 2012, he turned 70 and was retired at the end of that year.
Judge Driscoll, like the other petitioners, alleges that, notwithstanding his
impending retirement, he was retained for a ten-year term ending in 2016. Driscoll ra at 23, this is incorrect as a matter of Complaint, 4. As we explain below, see in f law; the terms of Judge Driscoll and the other petitioners end with their respective retirements. 6
in the First Judicial District. He was elected in 1983 to a ten-year term and was
retained in 1993 and 2003. He intends to stand for retention again in November of
this year, and alleges that he will assuredly be retained. He will turn 70 in 2014
Judge Mazer Moss was elected to the Court of Common Pleas of the First
Judicial District in 1983. She was retained in 1993 and 2003. In 2012, she turned
70 and was retired at the end of that year. Driscoll Complaint, 6. According to
the website of the Unified Judicial System, she now serves as a senior judge.
County. He was appointed in 2000, elected in 2001 to a ten-year term, and retained
in 2011. He will turn 70 in 2013 and will be retired at the end of that year. Tilson
Complaint, 4.
SUMMARY OF
ARGUMENT
process provisions. As the Court has already held, neither proposition is true.
people. Such an idea not only offends the most basic principle of American self-
Article I itself, which confirms the peoples inalienable and indefeasible right
as they see fit. The Court has repeatedly rejected the absurd argument that the
3. Even if Article I did control here, the judicial retirement provision would
satisfied; but the classification need not be the only way or the best way or the 8
most efficient way to achieve its goals. The retirement of judges at a given age
particularly when coupled with a scheme for continued service by senior judges
after retirement serves several legitimate interests and has been upheld by this
and other courts, including the Supreme Court of the United States.
the thing in question. Judges have no such claim to their public offices, which they
hold only on the terms that the people of the Commonwealth have provided. Under
the Constitution, judges terms end upon their reaching the age of 70; no judge has
ARGUMENT
office beyond the time allowed by the people in their Constitution. To accomplish
disregard a foundational principle of American self-government, enshrined in the text of the very Constitution they purport to be enforcing;
overrule its own precedents to embrace an idea which the Court has repeatedly rejected as absurd; and
engage in wholesale revision of state constitutional principles of equal protection and due process.
I.
amendment, having once been submitted to and ratified by the electorate, could
even be considered by a court. See, e. g. , A rmstrong v. King, 281 Pa. 207, 214, 126
10
A. 263, 264 (1924) (describing the many and lengthy opinions on this subject,
Stander v. Kelley, 433 Pa. 406, 250 A.2d 474 (1969), holding that alleged
violations of the Constitution are justiciable even after they have been voted upon
Thus, petitioners are correct that the issue they raise in their complaint
The petitioners claim requires them to establish two things: 1) that the
provisions of that Constitution; and 2) that, if they did control, the judicial
retirement provision would be inconsistent with the equal protection and due
process provisions contained within Article I. They are wrong in both respects, and
II.
There Is No Super-Constitution; As The Court Has Correctly Held, The Idea That One Part Of The Constitution Can Violate Another Is Absurd.
The linchpin of the petitioners argument is the notion that Article I of the
the Constitution must conform. Id. , at 18-23. This is the same argument, in support
11
of the same claim, that the Court rejected in Gondelman v. Comm . , 520 Pa. 451,
554 A.2d 896 (1989). A ccord Comm . v. Tharp , 562 Pa. 231, 236, 562 A.2d 1251,
1254 (2000) (upholding amendment to Article I, 6); In re Stout, 521 Pa. 571,
587, 559 A.2d 489, 497 (1989) (retirement provision applies to appointed as well
as elected judges).
The Gondelman plaintiffs, like petitioners here, based their claim on the idea
that Article I sets up a standard to which the other articles of our constitution must
comply, and that any provision of our constitution must be recognized as being
subordinate to the mandate of Article I... . Id. , at 466, 554 A.2d at 903.
The Court flatly rejected this idea as absurd: Article V, Section 16(b)
comes from the same sources as the rights enumerated in Article I. It is absurd to
suggest that the rights enumerated in Article I were intended to restrain the power
of the people themselves. Id. , at 467, 554 A.2d at 904. Such an idea, said the
Court, loses sight of the basic overriding principle of American government that
all power is in the people. Ibid (internal quotation marks and citation omitted).
which declares that everything in Article I is excepted out of the general powers
ofgovernmen t and shall remain forever inviolate. (Emphasis added.) But as the
Court noted, this section which is entitled reservation of powers to the people
12
restrains the government from acting upon the people, not the people from acting
The Court further noted that the Article I argument failed even on its own
terms, since among the rights Article I expressly preserves as inviolate is the
right of the people to alter, reform or abolish their government in such manner as
they may think proper. Id. , at 468, 554 A.2d at 904, quo ting PA. CONST., Art. I,
embrace[s] the right to determine the conditions under which those entrusted
with dispensing the judicial power of the Commonwealth shall serve, and to
change those conditions from time to time as the people think best. Gondelman at
468-469, 554 A.2d at 904-905. The Court concluded that [i]n forming the
Petitioners suggest that because Section 16(b) mandates that judges shall
be retired this necessarily involves governmental action that implicates Article I, Section 25. Br. for Petitioners at 25 n. 9. This is misguided on two levels: first, this hyper-technical reading ignores the principle that courts are to avoid reading constitutional provisions in a strained or technical manner. E. g. , Jubelirer v. Rendell, 598 Pa. 16, 953 A.2d 514, 528 (2008). Second, and more importantly, Section 25 declares that certain powers are beyond the reach of the government because they are reserved to the people. Ibid. But if the people, upon further consideration, should later decide that some power, hitherto reserved, should after all be delegated to their government, Section 25 could not properly bar the exercise of that power.
4
C f . DECLARATION
OF INDEPENDENCE
truth that the people retain the unalienable right to alter or abolish their government).
13
government of this Commonwealth, the only restraint upon the people is that
imposed under our federal constitution. Id. , at 469, 554 A.2d at 905.
overruled. The cases on which they rely, however, stand only for the unremarkable
propositions that any amendment of the Pennsylvania Constitution must follow the
may not conflict with the United States Constitution. See Stander, 433 Pa. at 414-
421, 250 A.2d at 478-481 (upholding use of constitutional convention and rejecting
other procedural challenges); Bergdoll v. Kane, 557 Pa. 72, 85-87, 731 A.2d 1261,
Mellow v. Pizzingrilli, 800 A.2d 350, 354 (Pa.Cmwlth. 2002) (considering but
565 Pa. 526, 778 A.2d 971 (2001) (considering various procedural challenges). But
petitioners have cited no case, and we are aware of none, from Pennsylvania or
anywhere else, that invalidates a constitutional amendment on the ground that its
Gon delman was correctly decided and it controls this case. Petitioners claim
should be dismissed on this ground alone; and, as in Gondelman , the Court need
not address whether the judicial retirement provision actually does violate the
14
equal protection or due process provisions of Article I. See id. , at 469 n.12, 554
III.
Petitioners suggest as if this issue had never arisen before that age
699 F.3d 169, 181 (2d Cir. 2012), and that a fresh analysis is needed to figure
out what level of Pennsylvania equal protection scrutiny should apply. Br. for
Petitioners at 34 n. 12. Nothing could be further from the truth. To the contrary, it
A.
The Court has long held that the equal protection provisions of the
Pennsylvania Constitution are analyzed under the same standards used by the
United States Supreme Court when reviewing equal protection claims under the
Pa. 133, 138, 758 A.2d 1149, 1151 (2000) (internal quotation marks and citations
f omitted). A ccord, e. g. , Er er v. Comm onwealth , 568 Pa. 128, 139, 794 A.2d 325,
332 (2002); James v. SEPT A , 505 Pa. 137, 477 A.2 1302 (1984).
15
be upheld as long as it passes the rational basis test. Neither the equal protection
guarantee of the federal constitution nor the corresponding protection in our state
rational basis and relate to a legitimate state purpose. L igon ier Tavern, Inc. v.
) , 552 Pa. 237, 244, 714 A.2d 1008, 1011 (1998) (collecting cases). WCAB (Walker
This Court, like the Supreme Court of the United States, has repeatedly held
that age is not a suspect classification. A lbert, at 139-140, 758 A.2d at 1152
(collecting cases); accord Yance v. Bradley, 440 U.S. 93 (1979); Mass. Bd. of
Retiremen t v. Murgia, 427 U.S. 307 (1976) . It is equally well established that
Nixon v. Commonwealth , 576 Pa. 385, 401, 839 A.2d 277, 288 (2003). The proper
rational basis.
a classification ... is not arbitrary or in violation of the equal protection clause if any state of facts reasonably can be conceived to sustain that classification. ... If the court determines that the classifications are genuine, it cannot declare the classification void even if it might question the soundness or wisdom of the distinction.
B.
As this Court and others have held, the judicial retirement provision serves several legitimate state interests.
16
recognized, Section 16(b) was the result of many hours of thoughtful discussion
SUBCOMMITTEE OF
5).5
This discussion and debate did identify judges who are mentally or
physically unable to perform their duties either by reason of old age or by reason of
No. 5 at 199. But despite what the petitioners say, the convention did not propose
mandatory retirement on the assumption that all, or even most, judges over 70 are
First, to increase judicial manpower by bringing in younger judges while retaining the part time services of willing and able retired judges6: The system of mandatory retirement plus post-retirement
Manuals to establish the history of the Constitutional Convention. E. g. , Stil p v. Com . , 588 Pa. 539, 560, 905 A.2d 918, 930-31 (2006).
6
Section 16(c), adopted at the same time as the rest of Article V, permits
this Court to assign a former or retired judge on temporary judicial service. PA. CONST., Art. V, 16(c).
17
services helps solve the pressing problem of court congestion and delay... . Reference Manual No. 5 at 203.
Second, to eliminate the unpleasantness of removing aged and disabled judges on an individual selective basis. Mandatory retirement is more impersonal than individual removal; everyone is treated alike. The difficulty and unpleasantness of determining which judges are senile and which are not is largely avoided. Ibid.
Finally, to correspond with mandatory retirement in other private and public employment. Id. , at 204.
See Gon delman , at 462 n. 7, 554 A.2d at 901 n.7 (citing Reference Manual No. 5.)
we did take into consideration the fact that men who have attained 70, may be, both physically and mentally, extremely competent and could conceivably give something of everlasting significance to the judiciary. In accordance with this, the Committee recommended that these judges who are over seventy years of age, although they were retired could be used by the Supreme Court on temporary assignments throughout the Commonwealth.
Con ven tion , vol. II, p. 1078 (1968) (Remarks of Delegate Filson). Delegate
Governor Scranton, also emphasized that the committee, as Delegate Filson made
clear, allows any judge who wishes to, after retirement to continue to actively
participate as a judge, which takes care of those people who are concerned about
18
the fact there are a lot people after the age of 70 that are still competent, and
The Court in Gondelm an cited with approval the Third Circuits decision in
Malm ed v. Thorn burgh , 621 F.2d 565 (3d. Cir. 1980), in which the court
considered and rejected a federal equal protection challenge to Section 16(b). The
Third Circuit emphasized several times that the Conventions judiciary committee
did not defend the [mandatory retirement provision] on the basis... , the judges over
70 are unable to perform judicial duties satisfactorily. Id. , at 572. Rather, it uses
that age to further important system-wide objectives. When a judge reaches age
seventy, important interests of the system demand that even competent judges
retire. Id. at 575. Thus, the petitioners contention here that the purpose of
Section 16(b) is removing incapacitated judges from the bench, Br. for
Petitioners at 34 misses by a wide mark, Malmed, 621 F.2d at 571, the actual
This Court in Gon delman agreed with the Third Circuit that these actual
reasons have not been, nor can they be, challenged on the ground that they do not
have a reasonable relationship to a legitimate state purpose. Id. , at 462, 554 A.2d
at 901.
Two years later, in Gregory v. Ashcro f t, 501 U.S. 452 (1991), the United
19
constitution, which likewise required judges to retire at age 70. In rej ecting that
challenge, the Court identified numerous legitimate state objectives the provision
served:
[T]he [mandatory retirement provision] draws a line at a certain age which attempts to uphold the high competency for judicial post and which fulfills a societal demand for the highest caliber of judges in the system; [it] ... draws a legitimate line to avoid the tedious and often perplexing decision to determine which judges after a certain age are physically and mentally qualified and those who are not; mandatory retirement increases the opportunity for qualified persons ... to share in the judiciary and permits an orderly attrition through retirement; such mandatory provisions also assures predictability and ease in establishing and administering judges pension plans.
Id. , at 471 (internal quotations and citations omitted). The Court held that any one
Petitioners, however, say that this Court, the Third Circuit and the Supreme
Court of the United States all got it wrong. See Br. for Petitioners at 34-37. In large
part, their argument rests on a mistaken assertion that the point of Section 16(b) is
to get rid of judges over 70 because they are all, or mostly all, incapable. As we
senior judge system; and that it is not necessary to protect the system from
disabled jurists because of other provisions that allow for individualized removals
on that basis. Br. for Petitioners at 35-36. This ignores the fact, as we discussed 20
above, mandatory retirement and the senior judge system were conceived as a
unified whole: two sides of the same coin, neither of which will work as intended
without the other. More fundamentally, their arguments simply misconceive the
limited nature of this Courts review. As the Court said in rejecting similar
arguments in Gon delman : [i]f the selected method is not the most effective or
efficient method to achieve the State obj ective, the people may remedy that by
C.
history, Br. for Petitioners at 6-8, 11, 33-34, which, they say, show that the
passage of time has eroded the justification for Section 16(b). Br. for Petitioners
established, they would not be relevant to the constitutional analysis. Id. , at 463,
attitudes, one would think that the appropriate body to assess those factors would
21
be the legislature, which with all due respect to this Court would seem to be far
The adversarial judicial system is not an appropriate forum for analyzing whether ... legislation works well or poorly, as intended or in ways unforeseen. If a statute does not work as expected, the legislature is the appropriate body to make the judgment and enact corrective legislation. That body has the competence to weigh the policy considerations and legislate initially and that body has the competence to reassess those considerations, the efficacy of the initial legislation, and the wisdom of continuing thereunder or changing course.
Comm . v. Om ar, 602 Pa. 595, 616, 981 A.2d 179, 192 (2009).
And yet, the convention specifically rejected this suggestion. Delegate Tate
proposed a change in the language of Section 16(b) to allow the General Assembly
to alter the retirement age on its own initiative. Journal o f th e Conven tion , vol. II,
argument:
None of us knows sitting here today what medical science might be able to do with our longevity. It might be that age 70 will be entirely unrealistic 30, 50 and or 75 years from now.
Id. at 1078. Delegate Tates proposal, however, was defeated, 94-39. Id., at 1049-
1050.
the right to alter or abolish the judicial retirement provision. The Court should
continue to respect their decision. The petitioners, as the Court said in Gon delman ,
22
may well have offered many thoughtful reasons why the age 70 limit should be
reconsidered. ... [B]ut the body that should make that decision is the people of the
IV.
The Petitioners Have No Property Interest To Which Due Process Might Attach.
The Court has repeatedly held that the due process provision of the
Pennsylvan ia Gam e Commission v. Marich , 542 Pa. 226, 229 n. 6, 666 A.2d 253,
f Pub lic Wel 257 n. 6 (1995)(citing R. v. Dept. o f are, 535 Pa. 440, 461-462, 636
A.2d 142, 152-153 (1993)). Under that standard, the protections of due process
School District, 579 Pa. 97, 104, 855 A.2d 713, 717 (2004) (emphasis added).
Here, the petitioners have no such legitimate claim of entitlement: the right to
Petitioners are thus quite mistaken when they repeat that, notwithstanding
their impending retirement, the voters elected them to terms of ten years, which 23
they have a property interest in completing. See, e. g. , Br. for Petitioners at 5, 40. In
Firing v. Keph art, 466 Pa. 560, 353 A.2d 833 (1976), the Court rejected this very
proposition:
when Appellant ran for office in 1969, the present Judiciary Article was law, and both he and the electorate had notice that if he was elected his new term would be affected by the retirement provision of Section 16(b)....
Id. at 837. Accordingly, the Court held that under the Judiciary Article, the term
of a mandatorily retired judge expire[s] upon his retirement. Id. , at 566, 353 A.2d
at 836. The same thing is true of all of the petitioners: their terms in office, as
defined by the Constitution, expired at the end of the years in which they
respectively reached the age of 70. They possess no protected interest in anything
more.
occupation which they have chosen. Br. for Petitioners at 40. They are mistaken.
We cannot emphasize too strongly that a judgeship is not one of the common
occupations of life, A dler v. Mon te f iore Hosp . A ss n , 453 Pa. 60, 72, 311 A.2d
634, 640 (1973), and it is not a private fiefdom: it is a public office and a public
trust, to be extended, if at all, on such terms as the people see fit and to be
surrendered in the same way. A judge has no more right to serve beyond the time
set by the Constitution than a Governor has a right to seek a third term. See PA. 24
CONST., Art. IV, 3 (Governors terms of office). The petitioners due process
25
CONCLUSION
Respectfully submitted,
By:
/ s / J . Ba r tD e L o n e
J. BART DeLONE Senior Deputy Attorney General
JOHN G. KNORR, III Chief Deputy Attorney General Chief, Appellate Litigation Section
Office of Attorney General 15th Floor, Strawberry Square Harrisburg, PA 17120 Phone: (717) 783-3226 FAX: (717) 772-4526
26
CERTIFICATE OF SERVICE
have this day served the foregoing Brief For Appellees by depositing two copies of
the same in the United States mail, first class, postage prepaid, to the following:
Robert C. Heim, Esquire Alexander Robert Bilus, Esquire David Samuel Caroline, Esquire William T. McEnroe, Esquire Dechert LLP 2929 Arch Street Philadelphia, PA 19104 Counself or Petitioners in No. 1 9 MAP 2013
A. Taylor Williams Administrative Office of Pennsylvania Courts 1515 Market Street, Suite 1414 Philadelphia, PA 19102 Counsel f or Responden t Zygmon t A . Pines
William T. Hangley, Esquire Michele D. Hangley, Esquire Jon L. Cochran, Esquire One Logan Square, 27th Floor Philadelphia, PA 19103-6933 Counsel f or Petitioner in No. 2 0 MAP 2 01 3
/ s / J . Ba r tD e L o n e
J. BART DeLONE Senior Deputy Attorney General
27