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Understanding the factors that govern the deposition and
morphology of thin films of ZnO from aqueous solution{
Kuveshni Govender, David S. Boyle, Peter B. Kenway and Paul O’Brien*
The influence of the choice of complexing ligand, zinc counter-ion, pH, ionic strength, supersaturation, deposition
time and substrate on the nature of ZnO films grown from chemical baths (CBD) are discussed. There are
significant differences between CBD and similar routes such as hydrothermal methods for ZnO films. Modelling of
speciation and experimental results suggest that acicular ZnO morphologies are best obtained by limiting the
concentration of one of either Zn21 or OH2 in the presence of a large excess of the other. The presence of a prior
ZnO layer can facilitate nucleation at lower levels of supersaturation and enable size tailoring of ZnO columns.
The point at which the substrate is introduced into the bath is crucial and can lead to a significant difference in
both the width of the rods and optical transparency of the films. HR-TEM has yielded important structural
information and a growth mechanism for single crystalline ZnO rods by CBD is described for the first time.
of ZnO films on ZnO template layers from HMT baths; Fig. D: XRD either Zn-terminated (the (0001) face) or O-terminated (the
patterns of ZnO microcolumns grown on ZnO template layers on (0001̄) face). The latter include (112̄0) and (101̄0) faces. The
TO(F) glass, and on Au/TO(F) glass; Fig. E: SEM images showing morphology of a particular crystal is determined by the slowest
effect of increasing ionic strength on ZnO film growth; Fig. F: SEM
images and grain size distributions of ZnO films from HMT baths;
growing faces. Polar faces with surface dipoles are thermody-
Fig. G: micrographs of ZnO thin film samples (Methods 1 and 2); namically less stable than non-polar faces, often undergo
Table A: thermodynamic data; Table B: rod dimensions for different rearrangement to minimise their surface energy and also tend to
deposition times. See http://www.rsc.org/suppdata/jm/b4/b404784b/ grow more rapidly. Therefore it is necessary to distinguish between
This journal is ß The Royal Society of Chemistry 2004 J. Mater. Chem., 2004, 14, 2575–2591 2575
equilibrium and kinetic growth morphologies. The former corres- both globular and acicular. Formation of ZnO in acidified
ponds to a minimum in the surface free energy. However, ther- baths containing ZnCl2 and HMT was suggested via two
modynamic models that consider morphological development as a routes; direct formation or via a Zn5Cl2(OH)8 intermediate.34
function of internal structure are poor at describing the solution The globular form was predominant at high concentrations of
growth of ZnO at moderate temperatures.9 HMT. Andrés-Vergés and co-workers also used aqueous baths
The morphology of films or powders needs to be optimised containing zinc nitrate and HMT to form ‘‘rod-like’’ pre-
for each application. The morphology has been shown to affect cipitates.20 Individual microcrystals were formed within a
catalytic and photocatalytic activity.10 In ZnO powders, the narrow concentration range of zinc salt and HMT depending
non-polar faces typically account for y80% of the total surface on the salt used, whereas aggregates were formed when the
and the (101̄0) faces can determine the adsorption of com- solution pH was not lowered. A decrease in the pH of the
plexes.11 A wide variety of ZnO crystallite morphologies are solution resulted in the formation of individual needles or
observed for both precipitates and thin films including prismatic microcrystals. These workers first suggested the idea
columnar grains,12–14 rods,2,15 stars5 and spherical habits.2,16 of orientated attachment to explain the acicular growth of ZnO
Despite numerous studies, there is little understanding of the crystallites from solution. Spherical particles formed in solu-
mechanisms and factors that govern the observed morphology. tion tended to aggregate along their polarized anisotropic
Two growth mechanisms are usually discussed for the growth c-axes to yield primary ‘‘rod-like’’ zinc oxide crystallites. Similar
of single crystals: growth-dissolution-recrystallization pheno- observations have been made more recently for quasi-spherical
mena or nanoparticle aggregation.17 ZnO nanoparticles formed in basic methanolic solutions.35
The morphology of ZnO is greatly complicated by its pro- The deposition of thin films of rod-like ZnO arrays on
pensity to twinning. Twinned ZnO crystals have been investi- fluorine doped tin oxide (TO(F)) glass substrates has been
gated and shown to have a fourling structure, in which three reported by Vayssieres, using zinc nitrate–HMT solutions
‘‘legs’’ are related to the fourth (spine) by twinning. The spines similar to the work of Andrés-Vergés’ but in closed vessels.15
are related by twinning along the (112̄2) planes with a slight The success of the method depends on separating homo-
distortion at the twinned faces, such that two angles between geneous and heterogeneous nucleation by controlling the inter-
pairs of spines are 97.6u and four are 116.1u.18,19 In the second facial tension. We have grown ZnO rods on ZnO template
phase of fourling crystal growth, three sheets lying in the three layers on TO(F)-glass using carboxylate precursors in open
planes determined by the leg and the spine grow out from the baths2 and demonstrated room temperature lasing from such
spine. Many deviations from this idealised structure can occur. arrays.36 There is an important distinction to be made between
Fourlings of ZnO have been reported during forced hydrolysis of aqueous solution deposition of ZnO (thin films or precipitates)
zinc nitrate using HMT (hexamethylenetetramine),20 en (ethyl- from open and closed baths; the latter conditions may appro-
enediamine)21,22 and NH4OH23 using hydrothermal methods ach hydrothermal growth. In general, the solubility of ZnO is
and by the decomposition of zinc hydroxide carbonate.24 Under greater under hydrothermal conditions and growth is typically
hydrothermal conditions, bipyramidal twinning occurs via the slower. Imai has also demonstrated the importance of substrate
(0001̄) plane whereas dumbbell-like examples are formed via the and shown that upright ZnO rods could be grown only on
(0001) plane.25 The twinned relations of the crystallites were crystalline ZnO templates.37
found to be influenced by additives in the reaction medium. HMT is commonly used in solution routes to acicular ZnO,
however it is not essential and its role is often misunderstood.
Solution growth of ZnO rod array films The primary role of HMT in aqueous deposition baths is to act
as a pH buffer. The kinetics of decomposition of HMT have
There is interest in highly structured metal oxide thin films as been investigated.38 The conversion of HMT to formaldehyde
high surface area substrates for solar cells (e.g. in the Grätzel and (and ammonia) was found to be pH dependent in buffers of
eta configurations).26,27 One problem can be a need to anneal constant ionic strength, with the reaction half-life decreasing
as-deposited films in order to effect more complete crystal- from 13.8 h at pH 5.8 to 1.6 h at pH 2.0 In a typical CBD
lization. A low-temperature synthetic procedure that requires no experiment, HMT provides a slow controlled supply of OH2
post-deposition annealing step is potentially very useful.28 Few and is a poor ligand for zinc. Significant formation of the
systematic studies have been reported although recently Imai has Zn(OH)2 phase cannot be discounted, therefore a growth
shown that using different substrates with identical baths yields mechanism based on dissolution–reprecipitation of preliminary
different morphologies.29 We have investigated solution-based hydroxy-zinc clusters and zinc oxide is possible in heated
approaches with a defined range of experimental conditions for deposition baths containing HMT.31
growing single crystal arrays of ZnO by CBD.2
The literature describing ZnO precipitates is widely dis-
persed. The formation of high-aspect ratio ZnO crystallites has 2. Results and discussion
attracted interest.30 Earlier studies of ZnO single crystal rods Forced hydrolysis of zinc carboxylates
have not led to a universally accepted mechanism for the crystal
growth. There is some evidence from ageing experiments that The forced hydrolysis described by Matijevic is the simplest
the formation of ‘‘Zn(OH)2‘‘ is a prerequisite for the controlled precipitative process for metal oxides and involves ageing
growth of needle-like ZnO crystallites.31 This observation is of aqueous metal salt solutions at elevated temperatures (80–
consistent with a dissolution–reprecipitation mechanism in 100 uC).23 The pH decreases during the course of the reaction
which Zn(OH)2 acts as a reservoir of zinc. The Zn21 concen- due to the deprotonation of the hydrated cation.
tration is held below the level where undesirable secondary DH
nucleation processes, which can lead to twinning, occur. ½M(H2 O)x nz DA ½M(H2 O)x{1 (OH)(n{1)z
(3)
The use of hexamethylenetetramine (HMT) is reported ??M(OH)n or MOy
widely in the growth of acicular ZnO precipitates and thin
films. An early report in the patent literature describes heating Studies of the speciation of Zn21 in chemical baths allow
aqueous solutions of zinc chloride (ZnCl2) and an organic determination of the initial degree of supersaturation within
compound that form a base (such as HMT) or an acid (such as the system. Speciation calculations were carried out for baths
ethylene chlorohydrin) by hydrolysis.32 The control of ZnO containing only zinc acetate in order to determine the point at
crystallite morphology using HMT has been described by which the solution becomes supersaturated with respect to the
Fujita et al.,33 where precipitates derived from zinc nitrate were Zn(OH)2 (Fig. 1a). At 25 uC this critical value of pH is 6.68, in
globular or rod-shaped whereas those from zinc chloride were general agreement with experimental results.
Influence of substrate
The effect of the substrate on the nature of the ZnO films formed
was studied. Deposition experiments were performed using
identical bath conditions (0.025 mol dm23 Zn(CH3COO)2 and
0.025 mol dm23 HMT, pH 5, 90 uC, 1 h) but different
substrates: gold-coated TO(F) glass, ZnO template layers on
TO(F) glass, TO(F) glass and single crystalline (0001) sapphire.
Micrographs for the first three are shown in Fig. 9a
(identical magnification). There are marked differences in
average diameter of the crystallites deposited on the three
Fig. 8 a. SEM images (top) of ZnO precipitates obtained from HMT
baths (0.025 mol dm23 zinc salt and 0.025 mol dm23 HMT, pH 5, 90 uC, substrates. By contrast, the lengths of rods (as-determined by
1 hour); i. Zn(CH3COO)2; ii. Zn(HCOO)2; iii. ZnCl2; iv. Zn(NO3)2; cross-sectional SEM) were similar, in the range 2–2.5 mm. The
v. Zn(ClO4)2; vi. ZnSO4. b. TEM images and SAED (below) of ZnO films deposited on both Au-coated TO(F) substrates and the ZnO
precipitates obtained from zinc acetate–HMT baths. template layers were well-aligned. For the microcolumns grown
Influence of solution pH
In the present study, the influence of bath pH on as-deposited
films of ZnO, grown on ZnO template layers, using the zinc
acetate/HMT system was investigated. As for zinc nitrate/HMT
systems, homogeneous precipitation occurred more rapidly in
zinc acetate/HMT systems where no pH adjustment was made as
compared to those where the pH was lowered. The SEM
micrographs (Fig. 11) reveal that films from such baths (pH ~
6.8) comprised crystallites of different sizes with poorly
developed crystal faces. In subsequent experiments, baths were
adjusted to pH ~ 5 using HCl or acetic acid. In these cases, films
were composed of rods with well-defined faces and in addition,
the individual particles had a smaller average diameter than those
obtained from the former. The non-chloride containing baths
also showed the slowest homogeneous precipitation, i.e.
possessed the longest induction time before reaction occurred.
Fig. 12 SEM images showing the effect of ionic strength on ZnO films
(on template layers) obtained from HMT baths (0.025 mol dm23 Fig. 13 SEM images of ZnO films from HMT baths (0.025 mol dm23
Zn(CH3COO)2 and 0.025 mol dm23 HMT, pH 5, 1 h). The ionic strength Zn(CH3COO)2 and 0.025 mol dm23 HMT) deposited on ZnO template
was varied using different concentrations of KCl: A. 0 mol dm23; layers deposited for: A. 2 min; B. 5 min; C. 10 min; D. 20 min; E. 30 min;
B. 0.025 mol dm23; C. 0.05 mol dm23; D. 0.075 mol dm23; E. 0.1 mol dm23; F. 1 h. For D, a large dumbbell precipitate formed homogeneously in the
F. 0.125 mol dm23; G. 0.3 mol dm23; H. 0.4 mol dm23. bath appears to indicate formation by orientated attachment.
more globular appearance and are less defined than others in obtained from films (Fig. 18) suggest that films grown from
these investigations. baths containing zinc nitrate and HMT possess crystallites with
Based on the success of deposition baths containing HMT the largest aspect ratio (ca. 10).
and using microcrystalline ZnO template layers, further work
was conducted on the influence of the nanocrystalline template
layer on the subsequent growth of films, using HMT as the Growth of ZnO rods on nanocrystalline ZnO templates from
ligand. The results were unambiguous, micrographs obtained baths containing the products of decomposition of HMT
from films provide clear evidence that all other factors being (formaldehyde and ammonia)
equal, the width of ZnO rods grown on nanocrystalline The amine HMT decomposes slowly in heated aqueous solu-
(Fig. 17D, E and F) rather than microcrystalline (Fig. 17A, B tions to yield ammonia and formaldehyde as initial reaction
and C) template layers is far smaller. products. Attempts were made to grow ZnO rods on nano-
crystalline ZnO templates directly from aqueous baths (90 uC)
containing zinc acetate, ammonia and formaldehyde. The
Influence of choice of counter-ion on growth of ZnO rods on
concentrations of the latter components were chosen assuming
nanocrystalline ZnO template layers
stoichiometric decomposition of HMT. Reactions were carried
The influence of the zinc counter-ion on the ZnO rod dimen- out at the initial solution pH of 6.9 and at pH 5, which was the
sions was investigated using similar strategies to those pH employed earlier in this study for the successful CBD of
employed for microcrystalline template layers. Micrographs ordered arrays of ZnO rods. No precipitation occurred from
baths held at pH 5 in which dissolution of the nanocrystalline are small differences in levels of ‘‘zinc hydroxide’’ super-
ZnO template layer occurred. Experiments were also conducted saturation and precipitation points (Fig. 19b). The hydroxide
without formaldehyde i.e. only zinc acetate and ammonia pre- precipitation points for the baths containing Zn:HMT in the
sent. Speciation calculations were performed in order to assess ratios, 2:1, 1:1, 1:2, 1:4, 1:8 occur at pH values of 6.8, 6.8, 6.9.
the initial degree of supersaturation and identify the important 7.04 and 7.16 respectively. The calculated pH, at which the bath
components in deposition baths (Fig. 19a). Baths containing is supersaturated with respect to the hydroxide containing
either ammonia or ammonia and formaldehyde were found be Zn:HMT in a 1:1 ratio, is exactly the same as the bath con-
supersaturated with respect to zinc hydroxide at pH 6.8. These taining the stoichiometric amount of ammonia and formalde-
results are in general agreement with experimental observations. hyde (or ammonia alone). However, these small differences in
Similar thermodynamic calculations were performed for baths supersaturation at a given pH do appear to be associated with
containing different concentrations of HMT. Speciation calcula- morphological changes in films, as SEM images for the films
tions indicate that with an increase in HMT concentrations, there deposited using different HMT concentrations show that as the
HMT concentration increases, the width of the rods decreases.
The aspect ratio for the rods, however, does not change
Table 1 Rod dimensions and aspect ratio of the films deposited for
the various times
Fig. 24 HR-TEM of single ZnO rod (mag. 310k) grown on nanocrystalline ZnO template layer (Method 1). a. The outer porous layer is composed
of randomly orientated nanoparticles. b. Area indicated in a is shown in greater detail. The extended lattice structure, comprising individual ZnO
nanocrystals, is clearly evident.
3. Conclusions
The influence of reaction conditions including ligand, counter-
ion, pH, ionic strength, supersaturation, deposition time and
Fig. 25 HR FEG-TEM image of ZnO rod showing lattice structure.
substrate on the nature of ZnO films grown by CBD has been
examined and discussed, the most important of which are
be considerable misalignment of the rods, at higher magnifica- summarised in Fig. 27.
tion (Fig. 26B) the lattice configuration between the two Use of different ligands leads to deposition of ZnO films with
separate rods is evidently good. Similar structures were found different morphologies on TO(F) glass, e.g. ethylenediamine
for ZnO rod arrays grown by Method 2. Hence it appears that usually gave rise to starlike crystals, TEA produced nodules
under the appropriate conditions, ZnO rods can develop by a and HMT usually produced rods. Similarly, using identical
combination of different growth processes. ligands but different zinc salts often gives rise to different
The primary aim of the HR-TEM investigation was to better morphologies, with sulfate usually producing the most drama-
understand the growth mechanism of ZnO rods on nano- tic change. Speciation studies and empirical evidence suggest
crystalline templates. If we assume that deposition occurs from that growth of acicular ZnO morphologies by CBD are best
solutions of low to intermediate levels of supersaturation, obtained by limiting the concentration of one reactant (i.e.
growth would be expected to proceed via dislocation-based either Zn21 or OH2) in the presence of an excess of the second
growth spiral or 2D-nucleation based mechanisms. For all component, promoting the kinetically controlled form of the
samples in the present study (both in preliminary work and the final crystal. The presence of an existing ZnO substrate can
later samples) no evidence for the presence of significant influence the morphology of subsequent ZnO growth. A
concentrations of defects such as dislocations or stacking faults striking example is that ZnO films could not be deposited on
Fig. 26 (Left) HR-TEM of ZnO rods grown by Method 1 showing orientated attachment of two smaller rods. (Right) Inset is shown at higher
magnification to demonstrate the good lattice alignment of the two ZnO single crystals.
TO(F) glass by the forced hydrolysis of zinc carboxylates, but methods. Substrates (microscope slides, TO(F) glass, micro-
rod-like arrays of ZnO were produced from chemically or nanocrystalline ZnO templates, Au-coated TO(F) glass,
equivalent baths on nanocrystalline ZnO templates. Templates single crystal sapphire (0001)) were cleaned by a standard
of ZnO can direct the deposited film e.g. in the en system, which procedure. A Mettler Toledo MA 235 pH/ion analyser and
typically produced starlike crystallites, columnar structures InLab 413 electrode were used to record solution pH.
were deposited. High surface area arrays of upright ZnO Modelling of solutions was performed using SPECIES
crystallites on nanocrystalline ZnO templates have been (AcadSoft Ltd.). The program calculates and displays specia-
deposited using baths containing HMT. The point at which tion curves as a function of pH. The input parameters for
the substrate is introduced into the bath is crucial and leads to a SPECIES are the stability constants for the homogeneous
significant difference in the width of the rods and optical equilibria being modelled and their stoichiometric coefficients.
transparency of the films. Thinner rods are produced when the Film thickness measurements were performed using the QCM
substrate is immersed in the bath at the point of visible technique, using a Maxtek PM-700 Series Plating Monitor and
turbidity i.e. at the onset of precipitation. Zinc nitrate pre- probe employing a quartz crystal oscillator (5 MHz, AT-cut,
cursors tended to lead to formation of rod arrays on gold crystal, unpolished). The QCM apparatus was controlled
nanocrystalline templates that possessed the highest aspect and experimental data recorded by use of a PC.
ratios. It was also found that deposition baths containing zinc Forced hydrolysis was performed using solutions of zinc
acetate and the decomposition products of HMT (initial pH ~ acetate (0.025 mol dm23) or zinc formate (0.025 mol dm23) on
6.9) produced similar rods arrays of ZnO to the standard HMT TO(F) glass. Final pH values for the zinc acetate and formate
system (initial pH ~ 5). It was found that increasing HMT baths were 6.9 and 6.4 respectively. Solutions were heated at
leads to slightly thinner rods, however, there was no change in 95 uC for a period of two hours. For experiments involving
the aspect ratio as crystallites were shorter in length. nanocrystalline ZnO template layers on glass microscope slides,
Attempts have been made to improve the aspect ratio of ZnO
substrates were immersed in solutions at ambient temperature
rods, by growing ZnO rods using fresh solutions on preformed
prior to heating of baths using the temperature-controlled
ZnO rods arrays. The procedure was unsuccessful. The final
waterbath.
ZnO films comprised dense rod arrays that were increased in
Deposition of ZnO thin films by CBD methods using ethyl-
length and in width with some fused columnar structures.
enediamine (en) as ligand was achieved using aqueous solutions
HR-TEM has yielded important structural information and
of zinc acetate (0.018 mol dm23) and en (0.042 mol dm23),
an insight into the growth of ZnO rods by CBD. The most
adjusted to a pH of 11 with aqueous sodium hydroxide
likely sequence of events involves 2D-nucleation on ZnO
(5 mol dm23). Films were grown at the desired temperature
template layers, growth via orientated aggregation of polar
(50–80 uC) for 1 hour. For TEA systems, solutions contain-
nanoparticles and subsequent development of single crystalline
material by dissolution–reprecipitation. ing zinc nitrate (0.018 mol dm23) and triethanolamine
(0.072 mol dm23), adjusted to a pH of 11 with aqueous
sodium hydroxide (5 mol dm23), were used. Films were grown
Experimental over a range of temperatures (50–80 uC) for 1 hour. Unless
otherwise stated, experiments employing HMT were conducted
Film growth
using bath solutions containing zinc acetate (0.025 mol dm23)
Films of ZnO were grown on substrates immersed in aqueous and HMT (0.025 mol dm23), adjusted to pH 5 with aqueous
deposition solutions using forced hydrolysis and CBD acetic acid (5 mol dm23), for deposition times of 1 h.