You are on page 1of 43

5DGLR#$FFHVV#1HWZRUN#$UFKLWHFWXUH

:LGHEDQG#&'0$#V\VWHPV
$WWH#/lQVLVDOPL
5HVHDUFK#0DQDJHU
1RNLD#5HVHDUFK#&HQWHU

4########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

$UFKLWHFWXUH#DQG#1RGHV

5########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

875$1#DQG#6\VWHP#$UFKLWHFWXUH
8X

,X
,X0&6

1RGH#%

86,0

1RGH#%

8(

06&2
9/5

516
,XE

&X

0(

51&

,XU

51&
1RGH#%

516
875$1

6########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

&6#H[W

,X036

6*61
,X0%&

1RGH#%

*06&

&%&

&1

+/5
**61

36#H[W

875$1#'HILQLWLRQV#*HQHUDO
:&'0$#UDGLR#LV#WKH#PDLQ#GLIIHUHQFH#LQ#6UG#JHQHUDWLRQ#875$1
FRPSDUHG#WR#*60#%66
875$1#DUFKLWHFWXUH#GHYHORSPHQW#ZDV#PDLQO\#EDVHG#RQ
IDPLOLDU#SULQFLSOHV#DQG#FRQFHSWV#IURP#*60
1R#QHHG#IRU#FRQFHSWXDOO\#QHZ#QHWZRUN#HQWLWLHV
7KH#HQWLWLHV#LQ#875$1#DUH=#5DGLR#1HWZRUN#&RQWUROOHU#+51&,#DQG
%DVH#6WDWLRQ#+%6,
1RWH#WKDW#VWDQGDUGV#XVH#WHUPLQRORJ\#1RGH#%#IRU#%DVH#6WDWLRQ
$W#D#KLJK#OHYHO#WKHLU#IXQFWLRQDOLW\#LV#VLPLODU#WR#*60#%6&#DQG#%76
UHVSHFWLYHO\
1HZ#UHIHUHQFH#SRLQW#,XU#LV#DGGHG#EHWZHHQ#51&V#IRU#PDFUR
GLYHUVLW\#VRIW#+2
51&#KDV#%JHQHUDO#SXUSRVH%#,X#LQWHUIDFH#WR#FRQQHFW#WR#&1
7########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

875$1#%DVLF#&RQFHSWV
875$1#FRQVLVWV#RI#D#VHW#RI#5DGLR#1HWZRUN
6XEV\VWHPV#FRQQHFWHG#WR#WKH#&1#WKURXJK 1RGH#%
51&
,X1
1RGH#%
516
516#FRQVLVWV#RI#D#5DGLR#1HWZRUN
,XE
,XU
&RQWUROOHU#DQG#RQH#RU#PRUH#1RGH#%V1#$
1RGH#%
1RGH#%#LV#FRQQHFWHG#WR#WKH#51&#WKURXJK
,XE#LQWHUIDFH1
&1
51&
1RGH#%
516
$#1RGH#%#FDQ#VXSSRUW#)''#PRGH/#7''
,X
875$1
PRGH#RU#GXDO0PRGH#RSHUDWLRQ1
51&#LV#UHVSRQVLEOH#IRU#WKH#+DQGRYHU#GHFLVLRQV#WKDW#UHTXLUH#VLJQDOOLQJ#WR#WKH
8(1
51&#FRPSULVHV#D#FRPELQLQJ2VSOLWWLQJ#IXQFWLRQ#WR#VXSSRUW#PDFUR#GLYHUVLW\
EHWZHHQ#GLIIHUHQW#1RGH#%1
1RGH#%#VXSSRUWLQJ#WKH#)''#PRGH#FDQ#FRPSULVH#DQ#RSWLRQDO
FRPELQLQJ2VSOLWWLQJ#IXQFWLRQ#WR#VXSSRUW#PDFUR#GLYHUVLW\#LQVLGH#D#1RGH#%1
,QVLGH#WKH#875$1/#WKH#51&V#FDQ#EH#LQWHUFRQQHFWHG#WRJHWKHU#WKURXJK#WKH#,XU1#,X
DQG#,XU#DUH#ORJLFDO#LQWHUIDFHV1#,XU#FDQ#EH#FRQYH\HG#RYHU#SK\VLFDO#GLUHFW
FRQQHFWLRQ#EHWZHHQ#51&V#RU#YLD#DQ\#VXLWDEOH#WUDQVSRUW#QHWZRUN1
8########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

+LHUDUFKLFDO#875$1#$UFKLWHFWXUH
&1

,XU
51&

,X
,XU

&1

51&

,XE
1RGH#%

1RGH#%

1RGH#%

,X

,X
,XU

,X
51&

,XE
1RGH#%

1RGH#%

1RGH#%

,XU

51&

,XE
1RGH#%

1RGH#%

1RGH#%

,XE
1RGH#%

1RGH#%

1RGH#%

2QH#KLJKHU#OD\HU#HQWLW\#FRQWUROV#VHYHUDO#ORZHU#OD\HU#HQWLWLHV
/RZHU#OD\HU#HQWLW\#KDV#RQO\#RQH#PDVWHU/#LW#FDQ#EH#FRQQHFWHG#WR
RQO\#RQH#KLJKHU#OD\HU#HQWLW\#RI#WKH#W\SH#+51&#DQG#GLIIHUHQW#&1
GRPDLQV,
9########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

51&#5ROHV
&RQFHUQLQJ#RQH#FRQQHFWLRQ#EHWZHHQ#875$1#DQG#RQH#8(#/#WKH
IROORZLQJ#UROHV#RI#51&V#H[LVW=
6HUYLQJ#51&#WKDW#FRQWUROV#WKH#FRQQHFWLRQV#WR#D#8(
'ULIW#51&#WKDW#OHQGV#LWV#UHVRXUFHV#IRU#WKH#6HUYLQJ#51&#IRU#D
SDUWLFXODU#8(
(DFK#51&#DOVR#KDV#WKH#&RQWUROOLQJ#51&#UROH#WRZDUGV#LWV#1RGH#%V
&1

51&

&1

6HUYLQJ

'ULIW

&RQWUROOLQJ

&RQWUROOLQJ

1RGH#%
:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

6HUYLQJ
&RQWUROOLQJ

'ULIW
'ULIW
&RQWUROOLQJ

*HQHUDO#3URWRFRO#3ULQFLSOHV#LQ#875$1

;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

$FFHVV#6WUDWXP#DQG#1RQ0$FFHVV#6WUDWXP
&&/#60/#00/
*00#+F0SODQH,>
%FDOO%#+X0SODQH,1+6,

1RQ0$FFHVV#6WUDWXP

5DGLR
SURWRFROV
+4,

5DGLR
SURWRFROV
+4,

&&/#60/#00/
*00#+F0SODQH,>
%FDOO%#+X0SODQH,1+6,

,X
SURWRFROV
+5,

,X
SURWRFROV
+5,

$FFHVV#6WUDWXP
8(

5DGLR
+8X,

875$1

,X

###&1

&RPPXQLFDWLRQ#EHWZHHQ#8(#DQG#&1#LV#LQ#1RQ0$FFHVV#6WUDWXP
$FFHVV#6WUDWXP#SURYLGHV#VHUYLFHV#IRU#1RQ#$FFHVV#6WUDWXP
875$1#LV#LQ#WKH#$FFHVV#6WUDWXP
,X#LV#LQ#WKH#$FFHVV#6WUDWXP
<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

*HQHUDO#3URWRFRO#0RGHO#IRU#875$1
7HUUHVWULDO#,QWHUIDFHV
5DGLR
1HWZRUN
/D\HU

7UDQVSRUW
1HWZRUN
/D\HU

&RQWURO#3ODQH

8VHU#3ODQH

$SSOLFDWLRQ
3URWRFRO

'DWD
6WUHDP+V,

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

7UDQVSRUW#1HWZRUN
&RQWURO#3ODQH

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

$/&$3+V,
6LJQDOOLQJ
%HDUHU+V,

6LJQDOOLQJ
%HDUHU+V,

'DWD
%HDUHU+V,

3K\VLFDO#/D\HU

7KH#OD\HUV#DQG#SODQHV#DUH#ORJLFDOO\#LQGHSHQGHQW#RI#HDFK#RWKHU
,I#QHHGHG/#7UDQVSRUW#1HWZRUN#PD\#EH#FKDQJHG#LQ#WKH#IXWXUH#E\
GHFLVLRQV#LQ#WKH#VWDQGDUGLVDWLRQ1
43########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

(OHPHQWDU\#3URFHGXUHV#+(3,
7KUHH#FODVVHV=
&ODVV#4=#UHTXHVW#DQG#UHVSRQVH#+IDLOXUH#RU#VXFFHVV,
&ODVV#5=#UHTXHVW#ZLWKRXW#UHVSRQVH
&ODVV#6=#UHTXHVW#DQG#SRVVLELOLW\#IRU#PDQ\#UHVSRQVHV
,QGHSHQGHQW#RI#HDFK#RWKHU#+LQWHUDFWLRQV#VSHFLILHG#LQ#VSHFLDO
FDVHV,
6XFFHVVIXO#DQG#8QVXFFHVVIXO#+LI#DSSOLFDEOH,#RSHUDWLRQ#DV#ZHOO#DV
$EQRUPDO#&RQGLWLRQV#+LI#DSSOLFDEOH,#VSHFLILHG#IRU#HDFK#(3
(OHPHQWDU\#3URFHGXUHV#DUH#VSHFLILHG#LQ#WKH#LQWHUIDFH
VSHFLILFDWLRQV#+VWDJH#6#VSHFLILFDWLRQV,
8VLQJ#VHYHUDO#(3V#WRJHWKHU#LV#VSHFLILHG#LQ#VWDJH#5#VLJQDOOLQJ
IORZ#VSHFLILFDWLRQV

44########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

&OLHQW#0#6HUYHU#PRGHO
%HKDYLRXU#RI#&OLHQW#XQVSHFLILHG#+RQO\#XVDJH#RI#RSWLRQDO#,(V
VSHFLILHG,
%HKDYLRXU#RI#6HUYHU#VSHFLILHG#FOHDUO\#DQG#WKRURXJKO\

&OLHQW
QR#TXHVWLRQV#ZK\

45########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

5HTXHVW

6HUYHU
GHWDLOHG#VHUYLFH

%DFNZDUGV#DQG#)RUZDUGV#&RPSDWLELOLW\
6R#FDOOHG#%&RPSUHKHQVLRQ#5HTXLUHG%#SULQFLSOH#DSSOLHG
1R#YHUVLRQ#QXPEHU#LQ#PHVVDJHV
3URFHGXUHV#DQG#PDLQ#,(V#KDYH#%H[SOLFLW#,'%#DQG#%&ULWLFDOLW\%
LQGLFDWLQJ#ZKDW#LV#UHTXHVWHG#IURP#WKH#UHFHLYHU#LI#QRW#XQGHUVWRRG
7KH#VWUXFWXUH#IRU#,'#DQG#FULWLFDOLW\#FDQ#DOZD\V#EH#GHFRGHG/#L1H1#WKDW
VWUXFWXUH#LV#QHYHU#FKDQJHG
$OORZV#,(V#IURP#GLIIHUHQW#VWDQGDUG#YHUVLRQV#LQ#RQH#PHVVDJH
5HTXLUHV#KDQGOLQJ#RI#LQIRUPDWLRQ#DERYH#WKH#$6114#HQ2GHFRGLQJ
5$1$3#3'8
W\SH#RI
PHVVDJH

SURFHGXUH SURFHGXUH
FRGH
FULWLFDOLW\

46########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

5$1$3#PHVVDJH#YDOXH

#,G/#FULWLFDOLW\/#YDOXH
#,G/#FULWLFDOLW\/#YDOXH

1#1#1

,X#,QWHUIDFH

47########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,X#,QWHUIDFH#&RQFHSW
8X

,X
,X0&6

1RGH#%

86,0

1RGH#%

8(

06&2
9/5

516
,XE

&X

0(

51&

,XU

,X036

6*61

$FFHVV#1RGH
IRU#&60GRPDLQ
$FFHVV#1RGH
IRU#360GRPDLQ

,X0%&

1RGH#%

51&
1RGH#%

516
875$1

48########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

&%&

&1

$FFHVV#1RGH
IRU#%&0GRPDLQ

,X#)XQFWLRQDO#6SOLW#3ULQFLSOHV
$OO#5DGLR#5HODWHG#PDWWHUV#LQ#5DGLR#1HWZRUN#DQG#DOO#6HUYLFH
5HODWHG#PDWWHUV#LQ#&1
0RVW#)XQFWLRQV#LQ#,X#LQFOXGH#ERWK#DVSHFWV
6SOLW#UHVSRQVLELOLW\
875$1#SURYLGHV#6HUYLFHV#WR#WKH#&1
8VXDO#FDVH=#&1#%FRQWUROV%#DQG#875$1#%SURYLGHV%

49########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,X#&6#3URWRFRO#6WUXFWXUH
5DGLR
1HWZRUN
/D\HU

&RQWURO#3ODQH

8VHU#3ODQH

5$1$3

,X#8VHU#3ODQH
3URWRFRO

7UDQVSRUW
1HWZRUN
/D\HU

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

7UDQVSRUW#1HWZRUN
&RQWURO#3ODQH

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

41596314
6&&3
0736E
66&)011,
66&23
$$/8

41548314
0736E
66&)011,
66&23
$$/8
$70
3K\VLFDO#/D\HU

4:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

$$/5

,X#36#3URWRFRO#6WUXFWXUH
8VHU#3ODQH

5DGLR
&RQWURO#3ODQH
1HWZRUN
/D\HU
5$1$3
7UDQVSRUW
1HWZRUN
/D\HU

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

,X#8VHU#3ODQH
3URWRFRO
7UDQVSRUW#1HWZRUN
&RQWURO#3ODQH

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

6&&3
07360% 068$
66&)011, 6&73

66&23

,3

*7308

1RWKLQJ#$

8'3
,3

$$/8

$$/8

$70

$70

3K\VLFDO#/D\HU

3K\VLFDO#/D\HU

4;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

5$1$3#)XQFWLRQV#425
5DGLR#$FFHVV#%HDUHU#+8(#0#&1#EHDUHU,#KDQGOLQJ#+FRPELQHG#SURFHGXUH,>
5$%#6HW0XS#+,QFOXGLQJ#4XHXLQJ,
5$%#0RGLILFDWLRQ
&OHDULQJ#5$%#+,QFOXGLQJ#5$1#LQLWLDWHG#FDVH,
,X#5HOHDVH>#5HOHDVHV#DOO#,X#UHVRXUFHV#+6LJQDOLQJ#OLQN#DQG#803ODQH,#UHODWHG#WR#WKH
VSHFLILHG#8(1#$OVR#LQFOXGHV#5$1#LQLWLDWHG#FDVH1
5HORFDWLRQ>#+DQGOLQJ#ERWK#6516#5HORFDWLRQ#+8(#DOUHDG\#LQ#WDUJHW#51&#ZLWK
,XU,#DQG#+DUG#+DQGRYHU#+VLPXOWDQHRXV#VZLWFK#RI#5DGLR#DQG#,X,1#,QFOXGHV#/RVV0
OHVV#UHORFDWLRQ#DQG#,QWHU#V\VWHP##+DQGRYHU
3DJLQJ=#&1#WR#SDJH#DQ#LGOH#8(#IRU#D#WHUPLQDWLQJ#FDOO2FRQQHFWLRQ
&RPPRQ#,'=#8(#1$6#,G#VHQW#WR#51&#IRU#SDJLQJ#FR0RUGLQDWLRQ
7UDFH#,QYRFDWLRQ=#&1#PD\#UHTXHVW#875$1#WR#VWDUW2VWRS#WUDFLQJ#D#VSHFLILF#8(
6HFXULW\#0RGH#&RQWURO>#&RQWUROV#&LSKHULQJ#DQG#,QWHJULW\#&KHFNLQJ1
4<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

5$1$3#)XQFWLRQV#525
/RFDWLRQ#5HSRUWLQJ>#5HTXHVWLQJ#+&1,#DQG#UHSRUWLQJ#+51&,#8(#ORFDWLRQ
'DWD#9ROXPH#5HSRUWLQJ>##5HTXHVWLQJ#+&1,#DQG#UHSRUWLQJ#+51&,#8QVXFFHVVIXOO\
WUDQVPLWWHG#'/#GDWD
,QLWLDO#8(#0HVVDJH=#&DUULHV#WKH#ILUVW#1$6#PHVVDJH#WR#WKH#&1#DQG#VHWV#XS#WKH#,X
VLJQDOOLQJ#FRQQHFWLRQ1
'LUHFW#7UDQVIHU=#&DUULHV#1$6#VLJQDOOLQJ#LQIRUPDWLRQ#RYHU#,X1#&RQWHQW#QRW#875$1
LQWHUSUHWHG#E\#875$1
&1#,QIRUPDWLRQ#%URDGFDVW>#7KLV#SURFHGXUH#DOORZV#WKH#&1#WR#VHW#&1#+1$6,#UHODWHG
V\VWHP#LQIRUPDWLRQ#WR#EH#EURDGFDVW#WR#DOO#XVHUV1#:,//#%(#'(/(7('#IURP#5<<$
2YHUORDG>#8VHG#IRU#IORZ#FRQWURO#+WR#UHGXFH#IORZ,#RYHU#WKH#,X#LQWHUIDFH#H1J1#GXH
WR#SURFHVVRU#RYHUORDG#DW#&1#RU#875$1
5HVHW>#,W#LV#XVHG#WR#UHVHW#WKH#&1#RU#WKH#875$1#VLGH#RI#,X#LQWHUIDFH#LQ#HUURU
VLWXDWLRQV1#,QFOXGHV#DOVR#UHVHWWLQJ#6LJQDOOLQJ#&RQQHFWLRQ
(UURU#,QGLFDWLRQ>#8VHG#IRU#SURWRFRO#HUURUV#ZKHUH#QR#RWKHU#HUURU#DSSOLHV
53########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,X#,QWHUIDFH#)XQFWLRQDO#([DPSOH

54########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

&RQQHFWLRQV#LQ#6HUYLQJ#51&#5HORFDWLRQ
06&29/5

06&

06&

9/ 5

6RXUFH
6HUYLQJ

9/ 5

7DUJHW
'ULIW

51&

&

06&29/5

51&

&

9/ 5

%76

9/ 5

%76

6HUYLQJ#51&#5HORFDWLRQ#WULJJHUHG
55########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

6HUYLQJ

51&

&

51&

&

9/ 5

%76

9/ 5

%76

5HVXOWLQJ#&RQQHFWLRQ

5HORFDWLRQ/#8(#1RW#,QYROYHG
8(

6RXUFH#51&

&1#1RGH

7DUJHW#51&

5HORFDWLRQ#'HFLVLRQ
41#5HORFDWLRQ#5HTXLUHG
81#6WDUW#'DWD
)RUZDUGLQJ

71#5HORFDWLRQ#&RPPDQG

51#5HORFDWLRQ#5HTXHVW
61#5HORFDWLRQ#5HTXHVW#$FNQRZOHGJH

81#516$3#5HORFDWLRQ#&RPPLW
91#5HORFDWLRQ#'HWHFW
91#55&#3URFHGXUHV#+517,#5H0DOORFDWLRQ#FRPSOHWH,
:1#5HORFDWLRQ#&RPSOHWH
;1#,X#5HOHDVH#&RPPDQG
<1#,X#5HOHDVH#&RPSOHWH

56########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

5HORFDWLRQ/#8(#,QYROYHG
8(

6RXUFH#51&

&1#1RGH

7DUJHW#51&

5HORFDWLRQ#'HFLVLRQ
41#5HORFDWLRQ#5HTXLUHG
51#5HORFDWLRQ#5HTXHVW

81#6WDUW#'DWD
)RUZDUGLQJ
71#5HORFDWLRQ#&RPPDQG
81#55&=#%+DQGRYHU#&RPPDQG%

81#)RUZDUG#6516#&RQWH[W

61#5HORFDWLRQ#5HTXHVW#$FNQRZOHGJH

91#)RUZDUG#6516#&RQWH[W

:1#%+DQGRYHU#$FFHVV%
;1#5HORFDWLRQ#'HWHFW
;1#55&#SURFHGXUHV
<1#5HORFDWLRQ#&RPSOHWH
431#,X#5HOHDVH#&RPPDQG
441#,X#5HOHDVH#&RPSOHWH
57########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,X#%&#3URWRFRO#6WUXFWXUH
5DGLR
1HWZRUN
/D\HU

7UDQVSRUW
1HWZRUN
/D\HU

6HUYLFH#$UHD
%URDGFDVW#3ODQH
6$%3

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

7&3
,3
$$/8

$70
3K\VLFDO#/D\HU

58########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

6$%3#)XQFWLRQV
0HVVDJH#+DQGOLQJ1#7KLV#IXQFWLRQ#LV#UHVSRQVLEOH#IRU#WKH#EURDGFDVW
RI#QHZ#PHVVDJHV/#UHSODFLQJ#H[LVWLQJ#EURDGFDVWHG#PHVVDJHV#DQG#WR
VWRS#WKH#EURDGFDVWLQJ#RI#VSHFLILF#PHVVDJHV1#$OVR#PHVVDJH#VWDWXV
LQTXLU\#LV#LQFOXGHG1
/RDG# +DQGOLQJ1# 7KLV# IXQFWLRQ# LV# UHVSRQVLEOH# IRU# GHWHUPLQLQJ# WKH
ORDGLQJ#RI#WKH#EURDGFDVW#FKDQQHOV#DW#DQ\#SDUWLFXODU#SRLQW#LQ#WLPH1
5HVHW1#7KLV#IXQFWLRQ#SHUPLWV#WKH#&%&#WR#HQG#EURDGFDVWLQJ#LQ#RQH
RU#PRUH#6HUYLFH#$UHDV1#$OVR#5HVWDUW#LQGLFDWLRQ#LV#LQFOXGHG1
(UURU#DQG#)DLOXUH#+DQGOLQJ1#7KLV#IXQFWLRQ#DOORZV#WKH#UHSRUWLQJ#RI
JHQHUDO#DQG#IXQFWLRQ#VSHFLILF#HUURU#VLWXDWLRQV1

59########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,X#)UDPH#+DQGOLQJ#3URWRFRO

5:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

0RGHV#RI#2SHUDWLRQ
7UDQVSDUHQW#0RGH
)RU#5$%V#UHTXLULQJ#QR#VSHFLDO#KDQGOLQJ#IURP#,X
2QO\#WUDQVSRUW#RI#WKH#XVHU#GDWD#ZLWKRXW#IUDPLQJ

8VDJH#([DPSOH=#*73#3'8V#+36#GRPDLQ,

6XSSRUW#0RGH#IRU#SUHGHILQHG#6'8#VL]H
3URYLGHV#VSHFLDO#VHUYLFHV#IRU#KDQGOLQJ#5$%V
8VHV#IUDPLQJ#RI#XVHU#GDWD
6#3'8#7\SHV=

FRQWURO#GDWD#+3'8#7\SH#47,
XVHU#GDWD#ZLWK#HUURU#GHWHFWLRQ#VFKHPH#+3'8#7\SH#3,/
XVHU#GDWD#ZLWKRXW#HUURU#GHWHFWLRQ#VFKHPH#+3'8#7\SH#4,

8VDJH#([DPSOH=#$05#VSHHFK#3'8V#+&6#GRPDLQ,

5;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

6XSSRUW#0RGH#&RQWURO#)XQFWLRQV
,QLWLDOLVDWLRQ
7UDQVIHU#RI#8VHU#'DWD
7UDQVIHU#RI#8VHU#'DWD#3'8#PD\#LQFOXGH#)UDPH#4XDOLW\
&ODVVLILFDWLRQ
5DWH#&RQWURO
7LPH#$OLJQPHQW
+DQGOLQJ#RI#(UURU#(YHQW

5<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,XU#,QWHUIDFH

63########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

)XQFWLRQDO#0RGXOHV#+426,
6XSSRUW#EDVLF#LQWHU#51&#PRELOLW\

$OORZV#LQWHU#51&#85$#XSGDWH#DQG
SDJLQJ#LQ#PXOWLSOH#51&V#+8VHU#LQ
55&#85$B3&+#+RU#&(//B3&+,
VWDWH,1

$OORZV#WKH#,QWHU#51&#FHOO#XSGDWH
.#651&#UHORFDWLRQ#+8VHU#LQ#55&
&(//B)$&+#VWDWH,1

&1

&1

651&#5HORFDWLRQ
6051&

##51&

7DUJHW#
51&

6051&

85$
%6

%6

SDJLQJ

SDJLQJ
06

%6

85$#8SGDWH

%6

%6
06

&HOO#8SGDWH

2QO\#VLJQDOOLQJ/#QR#XVHU#GDWD
1RWH=#,XU#LQWHUIDFH#GRHV#QRW#QHHG#WR#EH#LQYROYHG#LQ#,QWHU#51&#KDUG
KDQGRYHU
64########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

)XQFWLRQDO#0RGXOHV#+526,

6XSSRUW#GHGLFDWHG#FKDQQHO#WUDIILF#EHWZHHQ#WZR#51&V
$OORZV#LQWHU#51&#VRIW#KDQGRYHU

$OORZV#DQFKRULQJ#651&#ZKHQ#WKH
8VHU#LV#LQ#GHGLFDWHG#FKDQQHO#VWDWH

&1

6051&#
.#0'&

&1

'051&

%6

'051&
.#0'&

6051&

%6

%6

06

6XSSRUW#XVHU#GDWD#WUDQVIHU#ZLWK#GHGLFDWHG#FRQQHFWLRQ
6XSSRUW#RI#GRZQOLQN#VKDUHG#WUDQVSRUW#FKDQQHO#+'6&+,
65########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

%6

06

)XQFWLRQDO#0RGXOHV#+626,

6XSSRUW#FRPPRQ#FKDQQHO#WUDIILF#EHWZHHQ#WZR#51&V
$OORZV#DQFKRULQJ#RI#651&#DOVR#ZKHQ
8(#LV#LQ#FRPPRQ#FKDQQHO
+5$&+2)$&+,#VWDWH
6XSSRUW#XVHU#GDWD#WUDQVIHU#ZLWK
FRPPRQ#WUDQVSRUW#FRQQHFWLRQ
%HQHILWV#XQFOHDU#IRU#EHVW#HIIRUW#WUDIILF
+UHGXFHG#VLJQDOOLQJ#ORDG#LQ#&1/#EXW
LQFUHDVHG#FRPSOH[LW\#LQ#875$1#DQG
OHVV#HIILFLHQW#XVH#RI#UDGLR#UHVRXUFH,1

&1

6051&#

'051&

%6

06

$OVR#IRXUWK#PRGXOH#*OREDO/#ZLWK#(UURU#,QGLFDWLRQ#IXQFWLRQDOLW\
H[LVWV
66########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,XU#SURWRFRO#VWUXFWXUH
5DGLR
1HWZRUN
/D\HU

&RQWURO#3ODQH

8VHU#3ODQH
'&+
)3

516$3

7UDQVSRUW
1HWZRUN
/D\HU

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

7UDQVSRUW#1HWZRUN
&RQWURO#3ODQH

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

41596314

41548314

6&&3
07360%

068$

07360%

068$

66&)011,

6&73

66&)011,

6&73

66&23

,3

66&23

,3

$$/8

$$/8

$70
3K\VLFDO#/D\HU

67########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

&&+
)3

$$/5

516$3#)XQFWLRQV#425
5DGLR#/LQN#0DQDJHPHQW1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#PDQDJH#UDGLR#OLQNV
XVLQJ#GHGLFDWHG#UHVRXUFHV#LQ#D#'5161
3K\VLFDO#&KDQQHO#5HFRQILJXUDWLRQ1#7KLV#IXQFWLRQ#DOORZV#WKH#'51&#WR#UHDOORFDWH
WKH#SK\VLFDO#FKDQQHO#UHVRXUFHV#IRU#D#5DGLR#/LQN1
5DGLR#/LQN#6XSHUYLVLRQ1#7KLV#IXQFWLRQ#DOORZV#WKH#'51&#WR#UHSRUW#IDLOXUHV#DQG
UHVWRUDWLRQV#RI#D#5DGLR#/LQN1
&RPSUHVVHG#0RGH#&RQWURO#>)''@1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#FRQWURO#WKH
XVDJH#RI#FRPSUHVVHG#PRGH#ZLWKLQ#D#'516
0HDVXUHPHQWV#RQ#'HGLFDWHG#5HVRXUFHV1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR
LQLWLDWH#PHDVXUHPHQWV#RQ#GHGLFDWHG#UHVRXUFHV#LQ#WKH#'5161#7KH#IXQFWLRQ#DOVR
DOORZV#WKH#'51&#WR#UHSRUW#WKH#UHVXOW#RI#WKH#PHDVXUHPHQWV1
'/#3RZHU#'ULIWLQJ#&RUUHFWLRQ#>)''@1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#DGMXVW
WKH#'/#SRZHU#OHYHO#RI#RQH#RU#PRUH#5DGLR#/LQNV#LQ#RUGHU#WR#DYRLG#'/#SRZHU
GULIWLQJ#EHWZHHQ#WKH#5DGLR#/LQNV1
68########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

516$3#)XQFWLRQV#525
&&&+#6LJQDOOLQJ#7UDQVIHU1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#DQG#'51&#WR#SDVV
LQIRUPDWLRQ#EHWZHHQ#WKH#8(#DQG#WKH#651&#RQ#D#&&&+#FRQWUROOHG#E\#WKH#'5161
3DJLQJ1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#SDJH#D#8(#LQ#D#85$#RU#D#FHOO#LQ#WKH
'5161
&RPPRQ#7UDQVSRUW#&KDQQHO#5HVRXUFHV#0DQDJHPHQW1#7KLV#IXQFWLRQ#DOORZV#WKH
651&#WR#XWLOLVH#&RPPRQ#7UDQVSRUW#&KDQQHO#5HVRXUFHV#ZLWKLQ#WKH#'516
+H[FOXGLQJ#'6&+#UHVRXUFHV#IRU#)'',1
5HORFDWLRQ#([HFXWLRQ1#7KLV#IXQFWLRQ#DOORZV#WKH#651&#WR#ILQDOLVH#D#5HORFDWLRQ
SUHYLRXVO\#SUHSDUHG#YLD#RWKHU#LQWHUIDFHV1
5HSRUWLQJ#JHQHUDO#HUURU#VLWXDWLRQV1#7KLV#IXQFWLRQ#DOORZV#UHSRUWLQJ#RI#JHQHUDO
HUURU#VLWXDWLRQV/#IRU#ZKLFK#IXQFWLRQ#VSHFLILF#HUURU#PHVVDJHV#KDYH#QRW#EHHQ
GHILQHG1

69########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,XE#,QWHUIDFH

6:########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

/RJLFDO#0RGHO#RI#1RGH#%#LQ#)''

111 111

&RQWUROOLQJ#51&

1RGH#%
&RQWURO
3RUW

,XE
5$&+
'DWD
SRUW

,XE
3&+
'DWD
SRUW

,XE
)$&+
'DWD
SRUW

,XE
'6&+
'DWD
SRUW

,XE
7''#86&+
'DWD
SRUW

,XE
'&+
'DWD
SRUW

,XE
'6&+
'DWD
SRUW

&RPPXQLFDWLRQ
&RQWURO
3RUW

,XE
7''#86&+
'DWD
SRUW

7UDIILF#WHUPLQDWLRQ#SRLQW

&RPPRQ#7UDQVSRUW#&KDQQHOV/

1RGH#%

&HOO

ZLWK#DWWULEXWHV
111

6;########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

&HOO

&HOO

&RPPXQLFDWLRQ
&RQWURO
3RUW

7UDIILF#WHUPLQDWLRQ#SRLQW

1RGH#%#&RPPXQLFDWLRQ#&RQWH[WV/

ZLWK#DWWULEXWHV

&HOO

,XE
'&+
'DWD
SRUW

&HOO

&HOO

,XE#3URWRFRO#6WUXFWXUH
8VHU#3ODQH

&RQWURO#3ODQH

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

41596314
41548315
66&)081,

66&)081,

66&23

66&23

$$/8

$$/8

$70
3K\VLFDO#/D\HU

6<########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

86&+#)3

7UDQVSRUW#1HWZRUN
&RQWURO#3ODQH

'6&+#)3

7UDQVSRUW 1HWZRUN
8VHU 3ODQH

3&+#)3

7UDQVSRUW
1HWZRUN
/D\HU

)$&+#)3

1%$3

5$&+#)3

'&+#)3

5DGLR
1HWZRUN
/D\HU

$$/5

1%$3#)XQFWLRQV#425
&HOO#&RQILJXUDWLRQ#0DQDJHPHQW1#7KLV#IXQFWLRQ#JLYHV#WKH#&51&#WKH#SRVVLELOLW\
WR#PDQDJH#WKH#FHOO#FRQILJXUDWLRQ#LQIRUPDWLRQ#LQ#D#1RGH#%1
&RPPRQ# 7UDQVSRUW# &KDQQHO# 0DQDJHPHQW1# 7KLV# IXQFWLRQ# JLYHV# WKH# &51&# WKH
SRVVLELOLW\#WR#PDQDJH#WKH#FRQILJXUDWLRQ#RI#&RPPRQ#7UDQVSRUW#&KDQQHOV##LQ#D
1RGH#%1
6\VWHP#,QIRUPDWLRQ#0DQDJHPHQW1#7KLV#IXQFWLRQ#JLYHV#WKH#&51&#WKH#DELOLW\#WR
PDQDJH#WKH#VFKHGXOLQJ#RI#6\VWHP#,QIRUPDWLRQ#WR#EH#EURDGFDVW#LQ#D#FHOO1
5HVRXUFH# (YHQW# 0DQDJHPHQW1# 7KLV# IXQFWLRQ# JLYHV# WKH# 1RGH# %# WKH# DELOLW\# WR
LQIRUP#WKH#&51&#DERXW#WKH#VWDWXV#RI#1RGH#%#UHVRXUFHV1
&RQILJXUDWLRQ# $OLJQPHQW1# 7KLV# IXQFWLRQ# JLYHV# WKH# &51&# DQG# WKH# 1RGH# %# WKH
SRVVLELOLW\# WR# YHULI\# WKDW# ERWK# QRGHV# KDV# WKH# VDPH# LQIRUPDWLRQ# RQ# WKH
FRQILJXUDWLRQ#RI#WKH#UDGLR#UHVRXUFHV1
0HDVXUHPHQWV# RQ# &RPPRQ# 5HVRXUFHV1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR
LQLWLDWH#PHDVXUHPHQWV#LQ#WKH#1RGH#%1#7KH#IXQFWLRQ#DOVR#DOORZV#WKH#1RGH#%#WR
UHSRUW#WKH#UHVXOW#RI#WKH#PHDVXUHPHQWV1
73########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

1%$3#)XQFWLRQV#525
6\QFKURQLVDWLRQ#0DQDJHPHQW1+7'',#7KLV#IXQFWLRQ#DOORZV#WKH#&51&#WR#PDQDJH
WKH#V\QFKURQLVDWLRQ#RI#D#7''#FHOO#LQ#D#1RGH#%1
5DGLR#/LQN#0DQDJHPHQW1#7KLV#IXQFWLRQ#DOORZV#WKH#&51&#WR#PDQDJH#UDGLR#OLQNV
XVLQJ#GHGLFDWHG#UHVRXUFHV#LQ#D#1RGH%1
5DGLR# /LQN# 6XSHUYLVLRQ1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR# UHSRUW# IDLOXUHV# DQG
UHVWRUDWLRQV#RI#D#5DGLR#/LQN1
0HDVXUHPHQWV# RQ# 'HGLFDWHG# 5HVRXUFHV1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR
LQLWLDWH# PHDVXUHPHQWV# LQ# WKH# 1RGH%1# 7KH# IXQFWLRQ# DOVR# DOORZV# WKH# 1RGH%# WR
UHSRUW#WKH#UHVXOW#RI#WKH#PHDVXUHPHQWV1
'/# 3RZHU# 'ULIWLQJ# &RUUHFWLRQ# +)'',1# 7KLV# IXQFWLRQ# DOORZV# WKH# &51&# WR# DGMXVW
WKH# '/# SRZHU# OHYHO# RI# RQH# RU# PRUH# 5DGLR# /LQNV# LQ# RUGHU# WR# DYRLG# '/# SRZHU
GULIWLQJ#EHWZHHQ#WKH#5DGLR#/LQNV1
5HSRUWLQJ# JHQHUDO# HUURU# VLWXDWLRQV1# 7KLV# IXQFWLRQ# DOORZV# UHSRUWLQJ# RI# JHQHUDO
HUURU# VLWXDWLRQV/# IRU# ZKLFK# IXQFWLRQ# VSHFLILF# HUURU# PHVVDJHV# KDYH# QRW# EHHQ
GHILQHG1
74########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,XU#DQG#,XE#)UDPH#+DQGOLQJ#3URWRFROV

75########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

,XU#)#,XE#)UDPH#3URWRFROV
'HGLFDWHG#&KDQQHO#)UDPH#3URWRFRO
2QH#FRPPRQ#SURWRFRO#IRU#,XU#DQG#,XE#,QWHUIDFHV
&RPPRQ#&DQQHO#)UDPH#3URWRFROV
6HSDUDWH#SURWRFROV#IRU#,XU#DQG#,XE#,QWHUIDFHV
$OO#RI#WKHP#LQFOXGH
&RQWURO#)XQFWLRQV#+0RVWO\#VLPLODU#DV#LQ#,X#)UDPH#3URWRFRO,
'DWD#)UDPH#7UDQVIHU

76########12.,$##########875$1#$UFKLWHFWXUH13372#39144133#2#$WWH#/lQVLVDOPL

You might also like