Etfl Globalhandbook q310

for professional investors. not for investors in the us or canada.
ETF Landscape
Global handbook
Q3 2010
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This document is an independent market commentary document based on publicly available information and is produced by the ETF Research and Implementation Strategy team.
Specifically, this is not marketing nor is it an offer to buy or sell any security or to participate in any trading strategy. Affiliated companies of BlackRock may make markets in the
securities of ETFs and provide ETFs in the form of iShares. Further, BlackRock and/or its affiliated companies and/or their employees may from time to time hold shares or holdings
in the underlying shares of, or options on, any security of ETFs and may as principal or agent buy securities in ETFs.
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RB-ETFLGH-I-Q32010_EN
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ETF Landscape Q3 2010 Global Handbook from BlackRock
ETF Landscape – Global Handbook is BlackRock’s comprehensive quarterly guidebook, which covers Exchange Traded
Funds (ETFs) and Exchange Traded Products (ETPs) across the globe. ETFs are open-end index funds that provide daily
portfolio transparency, are listed and traded on exchanges like stocks on a secondary basis as well as utilising a unique
creation and redemption process for primary transactions. ETPs are products that have similarities to ETFs in the way
they trade and settle but they do not use a mutual fund structure. The use of other structures including grantor trusts,
partnerships, notes and commodity pools by ETPs can create different tax and regulatory implications for investors
when compared to ETFs which are funds. This document includes the price tickers, index tickers, annual Total Expense
Ratio (TER), dividend policy, fund structure, Assets Under Management (AUM) as well as the websites for the providers,
exchanges, and index providers to assist you in comparing the various products that are currently available. Clients
should obtain and read a copy of the prospectus from the relevant distributor prior to making any investment. This
commentary should not be regarded as a research report1.
ETF background
ETFs are one of the more innovative new financial products The creator of ETF shares typically deposits into the applicable
to emerge from the financial industry in the last two decades. fund a portfolio of securities closely approximating the holdings
Since the launch of the first ETF in the United States in 1993, of the index in exchange for an institutional block of ETF shares
ETFs have opened a new panorama of investment opportunities. (usually 50,000). Similarly, they can only be redeemed in
Essentially, ETFs are open-end index funds that are listed redemption units, mainly ‘in-kind’ for a portfolio of securities
and traded on exchanges like stocks. They allow investors to held by the fund. The redemption and creation processes are
gain broad exposure to stock markets of different countries, very similar.
emerging markets, sectors and styles as well as fixed income
and commodity indices with relative ease on a real-time basis A key benefit of the in-kind distribution of securities is that it
and at a lower cost than many other forms of investing. ETFs are does not create a tax event in the United States, which could
more transparent than traditional funds as the managers provide occur if the fund sold securities and delivered cash. This is a
the ETF portfolio composition to the market on a daily basis. special advantage of ETFs versus an open-end mutual fund,
which might have to sell securities to meet cash redemptions.
ETFs are bought on a commission basis, just like many other
shares. Generally: 1) they can be purchased on margin and In the United States the term ETFs is increasingly being used
are lendable, 2) they can be bought and sold at market, limit or to cover a broad set of products with dissimilar characteristics
as stop orders, and 3) they do not have any sales loads, although from those described above including products such as closed-
they do have annual expenses that range from 0.00% to 1.56%2. end funds, Holding Company Depository Receipts (HOLDRS)
ETFs have some of the lowest expense ratios among registered and notes. These product structures do not fall within the
investment products. The annual expenses are usually deducted Securities and Exchange Commission’s (SEC) definition of an
from dividend payments, which are typically paid on a semi- ETF, which is posted on the Internet: “Exchange-traded funds,
annual basis. or ETFs, are investment companies that are legally classified as
open-end companies or Unit Investment Trusts (UITs), but that
ETFs possess characteristics that make them an alternative to differ from traditional open-end companies and UITs in several
futures and portfolios of shares for investors who are seeking to respects. These differences can be found at:
gain or reduce country, regional, sector and style as well as fixed www.sec.gov/answers/etf.htm.”
income and commodity exposure. ETFs are index funds and not
synthetic derivatives. They trade and settle like single shares and Many institutional investors, intermediaries, family offices
are typically backed by baskets of securities designed to track and self-directed retail investors have embraced the idea that
indices. On most exchanges ETFs can be used to go long and ETFs are tools that can help them to equitise cash, establish
short3. ETFs offer diversified exposure and generally have lower a core holding, use for Tactical Asset Allocation (TAA) and
expense ratios than traditional active and index funds. which can be a substitute for a program trade or using futures.
They can be used to gain exposure to equity sectors, styles,
ETFs may prove as liquid as the underlying basket of securities country, regional, international and emerging market indices,
as they have a unique daily creation and redemption process. government, corporate bond, money market indices as well as
The ability to continually create or redeem shares helps keep commodity indices at real-time prices during the trading day.
an ETF’s market price in line with its underlying Net Asset Value
(NAV). A key feature that distinguishes ETFs is that the shares
are created by Authorised Participants (APs) or creation/
redemption brokers in block-size ‘creation units’.
1. Certain terms used in this publication may differ from those applied by other industry participants.
2. Source: Various ETF providers, Global ETF Research and Implementation Strategy Team, BlackRock, as at 26 February 2010.
3. With short sales, the investor risks paying more for a security than the investor received from the sale.
Source: Various ETF providers, exchanges, Global ETF Research and Implementation Strategy Team, BlackRock.
This document is not an offer to buy or sell any security or to participate in any trading strategy. Please refer to important information and qualifications at the end of this material. 01
ETF Landscape Q3 2010 Global Handbook from BlackRock ETF Landscape Q3 2010 Global Handbook from BlackRock
Table of contents Table of contents

Global .......................................................................................................................................................................................... 04 United States ............................................................................................................................................................................ 176
Global ETF listings, as at end August 2010 ............................................................................................................................. 04 ETF providers in the United States ranked by AUM, as at end August 2010............................................................................178
Global ETF listings by exchange, as at end August 2010 ......................................................................................................... 05 ETF exchanges in the United States, as at end August 2010 ..................................................................................................179
Global ETF providers ranked by AUM, as at end August 2010 ................................................................................................. 06 ETFs listed in the United States ........................................................................................................................................... 180
Global Index providers used as benchmarks by ETFs ............................................................................................................. 09 North America - equity .................................................................................................................................................. 180
Global ETF and ETP asset growth, as at end August 2010 ....................................................................................................... 09 Asia Pacific - equity ....................................................................................................................................................... 192
Global ETP listings, as at end August 2010 ............................................................................................................................. 10 Emerging markets - equity ............................................................................................................................................. 194
Global ETP providers ranked by assets, as at end August 2010 ............................................................................................... 11 EMEA - equity ............................................................................................................................................................... 198
Global ETP listings by exchange, as at end August 2010 ......................................................................................................... 12 Global - equity .............................................................................................................................................................. 200
Investment applications ........................................................................................................................................................ 13 Global (ex US) - equity .................................................................................................................................................. 202
Sector weights and YTD performance ................................................................................................................................... 14 Private equity ............................................................................................................................................................... 204
Macro asset allocation strategies .......................................................................................................................................... 16 Dividends/earnings ...................................................................................................................................................... 204
Core/satellite applications ................................................................................................................................................... 16 Inverse, leveraged and leveraged inverse - equity .......................................................................................................... 208
ETF portfolios ....................................................................................................................................................................... 18 Active ........................................................................................................................................................................... 222
How and why ETFs are used .................................................................................................................................................. 19 Fixed income ................................................................................................................................................................ 222
ETFs can offer solutions for a range of portfolio strategies ..................................................................................................... 19 Alternative .................................................................................................................................................................... 230
Typical ETF trading process .................................................................................................................................................. 20 Asset allocation ............................................................................................................................................................ 232
ETF toolbox ........................................................................................................................................................................... 20 Commodities ................................................................................................................................................................ 232
Comparison of fixed income index trading characteristics ..................................................................................................... 22 Currency ....................................................................................................................................................................... 234
Commodities in your portfolio ............................................................................................................................................... 23 ETP providers in the United States ranked by assets, as at end August 2010 ....................................................................... 239
Why include commodities in your portfolio? ........................................................................................................................... 23 ETPs listed in the United States .......................................................................................................................................... 240
Commodity index performance comparison .......................................................................................................................... 24 Canada ....................................................................................................................................................................................... 250
Types of commodity exposure ............................................................................................................................................... 24 ETF providers in Canada ranked by AUM, as at end August 2010.......................................................................................... 251
Commodity index comparison ............................................................................................................................................... 25 ETF exchanges in Canada, as at end August 2010 ................................................................................................................ 251
Factors to consider when selecting an ETF ............................................................................................................................ 26 ETP providers in Canada ranked by assets, as at end August 2010 ....................................................................................... 251
Investment concerns ............................................................................................................................................................ 27 ETFs and ETPs listed in Canada ........................................................................................................................................... 252
Basic ETF structures ............................................................................................................................................................. 28
Latin America ............................................................................................................................................................................ 262
Key tax considerations .......................................................................................................................................................... 28
ETF providers in Latin America ranked by AUM, as at end August 2010 ................................................................................ 263
Researching ETFs using Bloomberg ....................................................................................................................................... 29
ETF exchanges in Latin America, as at end August 2010 ...................................................................................................... 263
Europe ......................................................................................................................................................................................... 30 ETFs and ETPs listed in Latin America ................................................................................................................................. 264
ETF providers in Europe ranked by AUM, as at end August 2010 ............................................................................................ 32
Asia Pacific (ex Japan) ............................................................................................................................................................... 300
ETF exchanges in Europe, as at end August 2010 ................................................................................................................... 33
ETF providers in Asia Pacific (ex Japan), as at end August 2010 ............................................................................................ 304
ETFs listed in Europe ............................................................................................................................................................ 34
ETF exchanges in Asia Pacific (ex Japan), as at end August 2010 .......................................................................................... 305
Europe - equity ......................................................................................................................................................... 34
ETP providers in Asia Pacific (ex Japan), as at end August 2010 ............................................................................................ 305
Asia Pacific - equity .................................................................................................................................................. 66
ETFs and ETPs listed in Asia Pacific (ex Japan) ..................................................................................................................... 306
North America - equity .............................................................................................................................................. 72
Emerging markets - equity ........................................................................................................................................ 82 Japan .......................................................................................................................................................................................... 320
Global - equity .......................................................................................................................................................... 94 ETF providers in Japan by AUM, as at end August 2010 ........................................................................................................ 321
Style exposure ....................................................................................................................................................... 102 ETF exchanges in Japan, as at end August 2010 ................................................................................................................... 321
Inverse, leveraged and leveraged inverse ................................................................................................................ 106 ETP providers in Japan ranked by assets, as at end August 2010 .......................................................................................... 321
Private equity ..........................................................................................................................................................114 ETFs and ETPs listed in Japan .............................................................................................................................................. 322
Shariah ...................................................................................................................................................................116 Middle East and Africa .............................................................................................................................................................. 332
Alternative ..............................................................................................................................................................116 ETF providers in the Middle East and Africa ranked by AUM, as at end August 2010 ............................................................. 333
Asset allocation ......................................................................................................................................................118 ETF exchanges in the Middle East and Africa, as at end August 2010 .................................................................................. 333
Fixed income ..........................................................................................................................................................118 ETP providers in the Middle East and Africa ranked by assets, as at end August 2010 .......................................................... 333
Commodities ......................................................................................................................................................... 134 ETFs and ETPs listed in the Middle East and Africa .............................................................................................................. 334
Currency ................................................................................................................................................................ 140 ETF Landscape subscription and reports ................................................................................................................................ 348
ETP providers in Europe ranked by assets, as at end August 2010 ........................................................................................ 143
ETPs listed in Europe .......................................................................................................................................................... 144
Global ETF Research and Implementation Strategy Team
Deborah Fuhr Shane Kelly

Managing Director Vice President
Global Head of ETF Research and Implementation Strategy Global ETF Research and Implementation Strategy
+44 20 7668 4276 +44 20 7668 8426
deborah.fuhr@blackrock.com shane.kelly@blackrock.com
02 This document is not an offer to buy or sell any security or to participate in any trading strategy. Please refer to important information and qualifications at the end of this material. This document is not an offer to buy or sell any security or to participate in any trading strategy. Please refer to important information and qualifications at the end of this material. 03
Figure 1: Global ETF listings, as at end August 2010 Figure 2: Global ETF listings by exchange, as at end August 2010
End August 2010
Region/country # total AUM 20 day ADV
listed Exchange Short name Website # ETFs listings (US$ Bn) (US$ Mn)
Asia Pacific 254 361 $72.5 $853.7
Australia Australian Securities Exchange ASX www.asx.com.au 11 32 $2.8 $21.6
16
8 China Shanghai Stock Exchange SSE www.sse.com.cn 9 9 $6.6 $187.5
21
17 Shenzhen Stock Exchange SZSE www.szse.cn 3 3 $4.9 $151.6
13 26 15
7 Hong Kong Hong Kong Stock Exchange SEHK www.hkex.com.hk 37 66 $23.1 $251.3
9 10 6
23 19 12 India Bombay Stock Exchange BSE www.bseindia.com 2 2 $0.0 $0.1
2
21 14 11 24 National Stock Exchange NSE www.nseindia.com 13 13 $0.3 $3.3
5 36 32
28
Indonesia Indonesia Stock Exchange IDX www.idx.co.id 1 1 $0.0 $0.0
25 29 Japan Osaka Securities Exchange OSE www.ose.or.jp/e 9 9 $8.4 $71.5
37
18
30 Tokyo Stock Exchange TSE www.tse.or.jp 65 68 $15.9 $50.4
4
38
Malaysia Bursa Malaysia Securities Berhad KLSE www.klse.com.my 4 5 $0.4 $0.2
33
35
New Zealand New Zealand Stock Exchange NZSE www.nzx.com 6 6 $0.3 $0.3
Singapore Singapore Stock Exchange SGX www.ses.com.sg 20 71 $2.8 $14.3
31
South Korea Korea Stock Exchange KSE www.krx.co.kr 59 59 $4.3 $83.5
Taiwan Taiwan Stock Exchange TWSE www.twse.com.tw/en 12 14 $2.6 $17.7
Thailand Stock Exchange of Thailand SET www.set.or.th 3 3 $0.1 $0.5
1
20
Americas 1,042 1,394 $756.8 $53,948.3

3 27
34 Brazil BM&F Bovespa Bovespa www.bovespa.com.br 7 7 $1.6 $15.6
Canada Toronto Stock Exchange TSX www.tmx.com 150 176 $31.6 $735.3
Chile Bolsa Comercio Santiago Santiago www.bolsadesantiago.com - 50 $0.0 $0.0
Mexico Mexican Stock Exchange BMV www.bmv.com.mx 14 290 $7.9 $283.0
United States BATS (Better Alternative Trading System) BATS www.batstrading.com - - $0.0 $9,832.1
Chicago Board Options Exchange (CBOE) CBOE www.cboe.com - - $0.0 $242.5
Americas EMEA Asia/Pacific Chicago Stock Exchange Chicago www.chx.com - - $0.0 $586.9
FINRA Alternative Display Facility (ADF) FINRA ADF www.finra.org - - $0.0 $13,090.3
1 Brazil 6 Austria 13 Ireland 20 South Africa 27 Australia 33 Malaysia
P listings: 7 P listings: 1 P listings: 14 P listings: 24 P listings: 11 P listings: 4
NASDAQ OMX BX BX www.nasdaqtrader.com - - $0.0 $1,494.1
T listings: 7 T listings: 21 T listings: 14 T listings: 24 T listings: 32 T listings: 5 NASDAQ Stock Market NASDAQ www.nasdaq.com 72 72 $25.3 $13,845.9
Providers: 2 Providers: 1 Providers: 2 Providers: 7 Providers: 4 Providers: 3 NYSE AMEX AMEX www.nyse.com - - $0.0 $9.7
AUM: US$1.6 Bn AUM: US$0.0 Bn AUM: US$0.3 Bn AUM: US$1.8 Bn AUM: US$2.8 Bn AUM: US$0.4 Bn
National Stock Exchange (NSX) NSX www.nsx.com - - $0.0 $291.5
2 Canada 7 Belgium 14 Italy 21 Spain 28 China 34 New Zealand NYSE Arca NYSE Arca www.nyse.com 799 799 $690.4 $13,521.3
P listings: 150 P listings: 1 P listings: 13 P listings: 10 P listings: 12 P listings: 6
T listings: 176 T listings: 1 T listings: 447 T listings: 44 T listings: 12 T listings: 6 Europe, Middle East and Africa (EMEA) 1,012 3,167 $232.6 $2,714.5
Providers: 4 Providers: 1 Providers: 4 Providers: 2 Providers: 10 Providers: 2
AUM: US$31.6 Bn AUM: US$0.0 Bn AUM: US$1.7 Bn AUM: US$1.3 Bn AUM: US$11.5 Bn AUM: US$0.3 Bn Austria Wiener Borse ATX www.wienerborse.at 1 21 $0.0 $0.1
Belgium NYSE Euronext Brussels EN Bru www.euronext.com 1 1 $0.0 $0.2
3 Chile 8 Finland 15 Netherlands 22 Sweden 29 Hong Kong 35 Singapore Finland NASDAQ OMX Helsinki OMX Hel www.nasdaqomxnordic.com 1 1 $0.2 $0.3
P listings: - P listings: 1 P listings: 11 P listings: 16 P listings: 37 P listings: 20
France NYSE Euronext Paris EN Par www.euronext.com 250 426 $51.0 $321.7
T listings: 50 T listings: 1 T listings: 106 T listings: 48 T listings: 66 T listings: 71
Providers: - Providers: 1 Providers: 4 Providers: 2 Providers: 10 Providers: 8 Germany Deutsche Boerse Xetra www.deutsche-boerse.com 369 704 $90.2 $640.0
AUM: - AUM: US$0.2 Bn AUM: US$0.2 Bn AUM: US$2.0 Bn AUM: US$23.1 Bn AUM: US$2.8 Bn Boerse Stuttgart Stutt www.boerse-stuttgart.de - 353 $0.0 $14.0
Greece Athens Exchange ASE www.ase.gr 2 2 $0.1 $0.0
4 Mexico 9 France 16 Norway 23 Switzerland 30 India 36 South Korea
P listings: 14 P listings: 250 P listings: 6 P listings: 98 P listings: 15 P listings: 59 Hungary Budapest Stock Exchange BSE www.bse.hu 1 1 $0.0 $0.2
T listings: 290 T listings: 426 T listings: 6 T listings: 474 T listings: 15 T listings: 59 Ireland Irish Stock Exchange ISE www.ise.ie 14 14 $0.3 $0.1
Providers: 2 Providers: 9 Providers: 2 Providers: 6 Providers: 7 Providers: 12 Italy Borsa Italiana Milan www.borsaitaliana.it 13 447 $1.7 $289.4
AUM: US$10.3 Bn AUM: US$51.0 Bn AUM: US$0.6 Bn AUM: US$29.5 Bn AUM: US$0.3 Bn AUM: US$4.3 Bn
Netherlands NYSE Euronext Amsterdam EN Ams www.euronext.com 11 106 $0.2 $53.0
5 United States 10 Germany 17 Russia 24 Turkey 31 Indonesia 37 Taiwan Norway Oslo Stock Exchange Oslo www.oslobors.no 6 6 $0.6 $71.9
P listings: 871 P listings: 369 P listings: 1 P listings: 11 P listings: 1 P listings: 12 Russia RTS Stock Exchange RTS www.rts.ru 1 1 $0.0 $3.1
T listings: 871 T listings: 1,057 T listings: 1 T listings: 11 T listings: 1 T listings: 14
Saudi Arabia Saudi Stock Exchange Tadawul www.tadawul.com.sa 2 2 $0.0 $0.1
Providers: 30 Providers: 9 Providers: 1 Providers: 5 Providers: 1 Providers: 2
AUM: US$715.7 Bn AUM: US$90.2 Bn AUM: US$0.0 Bn AUM: US$0.1 Bn AUM: US$0.0 Bn AUM: US$2.6 Bn Slovenia Ljubljana Stock Exchange LJSE www.ljse.si 1 1 $0.0 $0.0
South Africa Johannesburg Stock Exchange JSE www.jse.co.za 24 24 $1.8 $9.6
11 Greece 18 Saudi Arabia 25 UAE 32 Japan 38 Thailand Spain Bolsa de Madrid Madrid www.bolsamadrid.es 10 44 $1.3 $15.9
P listings: 2 P listings: 2 P listings: 1 P listings: 74 P listings: 3
T listings: 2 T listings: 2 T listings: 1 T listings: 77 T listings: 3 Sweden NASDAQ OMX Stockholm OMX Sto www.nasdaqomxnordic.com 16 48 $2.0 $73.6
Providers: 2 Providers: 1 Providers: 1 Providers: 6 Providers: 2 Switzerland SIX Swiss Exchange SIX www.six-swiss-exchange.com 98 474 $29.5 $158.6
AUM: US$0.1 Bn AUM: US$0.0 Bn AUM: US$0.0 Bn AUM: US$24.3 Bn AUM: US$0.1 Bn Turkey Istanbul Stock Exchange Istanbul www.ise.org 11 11 $0.1 $29.3
UAE Abu Dhabi Securities Exchange ADX www.adx.ae 1 1 $0.0 $0.0
12 Hungary 19 Slovenia 26 United Kingdom
P listings: 1 P listings: 1 P listings: 179 United Kingdom London Stock Exchange LSE www.londonstockexchange.com 179 413 $53.5 $331.0
T listings: 1 T listings: 1 T listings: 479 Turquoise (not an official exchange) Turq www.tradeturquoise.com - 37 $0.0 $0.0
Providers: 1 Providers: 1 Providers: 9 Chi-X (not an official exchange) Chi-X www.chi-x.com - 29 $0.0 $16.6
AUM: US$0.0 Bn AUM: US$0.0 Bn AUM: US$53.5 Bn
European Reported OTC - - $0.0 $685.8
P listings = # primary listings. T listings = # total listings. Providers = # primary ETF providers. AUM = Assets Under Management in primary listings only. Grand total 2,308 4,922 $1,061.9 $57,516.4
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
Figure 3: Global ETF providers ranked by AUM, as at end August 2010 Figure 3 (continued): Global ETF providers ranked by AUM, as at end August 2010
End August 2010 End August 2010
AUM % # AUM % #
ETF provider Short name Website # ETFs (US$ Bn) total planned ETF provider Short name Website # ETFs (US$ Bn) total planned
iShares iShares www.ishares.com 453 $492.7 46.4% 18 Fortune SGAM Fund Management Fortune SGAM FM www.fsfund.com 1 $0.2 0.0% 0
State Street Global Advisors SSgA www.spdrs.com 110 $139.6 13.1% 34 i-VCAP Management i-VCAP www.myetf.com.my/fund_info.asp 1 $0.2 0.0% 0
Vanguard Vanguard www.vanguard.com 47 $113.3 10.7% 23 Smartshares Limited Smartshares www.smartshares.nzx.com 5 $0.2 0.0% 0
Lyxor Asset Management Lyxor AM www.lyxoretf.com 127 $44.1 4.2% 1 Seligson & Co Fund Management Seligson www.seligson.fi/OMXH25 1 $0.2 0.0% 0
db x-trackers db x-trackers www.dbxtrackers.com 161 $38.2 3.6% 7 IndexIQ Advisors IndexIQ www.indexiq.com/etfs 9 $0.2 0.0% 24
PowerShares PowerShares www.invescopowershares.com 136 $32.8 3.1% 39 ICBC Credit Suisse Asset Management ICBC Credit Suisse AM www.icbccs.com.cn 1 $0.2 0.0% 0
ProShares ProShares www.proshares.com 99 $24.4 2.3% 98 DnB NOR Asset Management DnB NOR AM www.dnbnor.no/en/markets/equities/etf 3 $0.2 0.0% 0
Van Eck Associates Corp Van Eck www.vaneck.com 27 $14.9 1.4% 18 AmInvestment Management Am IM www.abfmy1.com.my 2 $0.2 0.0% 0
Nomura Asset Management Nomura AM www.nomura-am.co.jp/english/nextfunds 32 $12.7 1.2% 0 CIMB-Principal Asset Management CIMB-Principal etf.cimb-principal.com.my 2 $0.2 0.0% 1
Credit Suisse Asset Management Credit Suisse AM www.csetf.com 54 $11.8 1.1% 0 DBX Strategic Advisors DBX Strategic Adv http://dbxstrategicadvisors.db.com 5 $0.1 0.0% 34
Zurich Cantonal Bank ZKB www.zkb.ch 7 $9.4 0.9% 0 Absa Capital Absa Capital www.absacapitaletfs.com 7 $0.1 0.0% 0
Bank of New York BONY www.etfservices.bankofny.com 1 $8.6 0.8% 0 Bips Investment Managers Bips IM www.bipsetf.co.za 2 $0.1 0.0% 0
WisdomTree Investments WisdomTree www.wisdomtree.com/etfs 43 $7.0 0.7% 68 Fidelity Management & Research Fidelity www.fidelity.com/goto/oneq 1 $0.1 0.0% 0
Claymore Securities Claymore www.claymoreinvestments.ca 70 $6.8 0.6% 34 AMP AMP www.ampcapital.co.nz 1 $0.1 0.0% 0
Commerzbank Commerzbank www2.comstage.commerzbank.com 79 $6.7 0.6% 2 ALPS ETF Trust ALPS ETF Trust www.alpsetfs.com 3 $0.1 0.0% 6
Direxion Shares Direxion www.direxionshares.com 38 $6.4 0.6% 147 Emerging Global Advisors EGA www.egshares.com 8 $0.1 0.0% 15
Amundi ETF Amundi ETF www.amundietf.com 87 $6.0 0.6% 0 JPM Structured Fund Management JPM SFM etf.jpmorgan.com 6 $0.1 0.0% 0
Hang Seng Investment Management Hang Seng IM www.hangseng.com/etf 3 $5.7 0.5% 0 Finans Portfoy Yonetimi Finans Portfoy www.finansportfoy.com 6 $0.1 0.0% 0
Nikko Asset Management Nikko AM www.nikkoam.com/products 14 $5.4 0.5% 0 Yurie Asset Management Yurie AM www.yurieasset.co.kr 2 $0.1 0.0% 0
ETFlab Investment ETFlab www.etflab.com 35 $5.3 0.5% 0 Old Mutual Global Shares Old Mutual www.globalsharesetf.com 5 $0.1 0.0% 0
Source Markets Source www.source.info 51 $5.2 0.5% 19 Hanwha Investment Trust Management Hanwha ITM www.koreatrust.co.kr 1 $0.1 0.0% 0
EasyETF EasyETF www.easyetf.com 64 $5.2 0.5% 0 One Asset Management One AM www.one-asset.com 2 $0.1 0.0% 0
UBS Global Asset Management UBS GAM www.ubs.com/etf 20 $5.0 0.5% 9 Jefferies Asset Management Jefferies AM www.jamfunds.com 4 $0.1 0.0% 1
Daiwa Asset Management Daiwa AM etf.daiwa-am.co.jp 23 $4.8 0.4% 1 AdvisorShares AdvisorShares www.advisorshares.com 3 $0.1 0.0% 5
E Fund Management E Fund Mgt www.efunds.com.cn 2 $3.9 0.4% 1 CCB Principal Asset Management CCB www.ccbfund.com 1 $0.1 0.0% 0
China Asset Management China AM www.chinaamc.com 2 $3.9 0.4% 2 Motilal Oswal Asset Management Motilal Oswal AM www.motilaloswal.com 1 $0.1 0.0% 0
Swiss & Global Asset Management Swiss & Global AM www.jbfundnet.com 16 $3.5 0.3% 0 Alpha Asset Management Alpha AM www.alphamutual.gr 1 $0.1 0.0% 0
Rydex SGI Rydex SGI www.rydex-sgi.com/etf 19 $2.9 0.3% 82 Sensible Asset Management SAM www.sam-etf.com.hk 1 $0.0 0.0% 0
First Trust Advisors First Trust www.ftportfolios.com 43 $2.7 0.3% 7 UOB Asset Management UOBAM www.uobam.com.sg/uobam/html/ 1 $0.0 0.0% 0
BetaPro Management BetaPro www.hbpetfs.com 56 $2.5 0.2% 1 fund_price_index.html
XACT Fonder XACT www.xact.se 12 $2.5 0.2% 0 Fortress Asset Managers Fortress www.proptrax.co.za 1 $0.0 0.0% 0
Polaris Polaris www.p-shares.com 8 $2.2 0.2% 3 Prudential Asset Management PAMS www.prudentialfund.com 2 $0.0 0.0% 0
BBVA Asset Management BBVA AM www.bbva.es 10 $2.2 0.2% 0 KTB Asset Management KTB www.i-ktb.com 1 $0.0 0.0% 0
Samsung Investment Trust Management Samsung ITM www.kodex.com 16 $2.1 0.2% 0 HQ Fonder HQ Fonder www.hq.se/en/HQ-ETF 7 $0.0 0.0% 0
Charles Schwab Investment Management CSIM www.schwabetfs.com 11 $1.5 0.1% 0 Ping An Ping An asset.pingan.com.hk 1 $0.0 0.0% 0
PIMCO PIMCO www.pimcoetfs.com 10 $1.4 0.1% 10 Investec Fund Management Investec FM www.zshares.co.za 1 $0.0 0.0% 0
Mitsubishi UFJ Asset Management Mitsubishi UFJ AM www.muamuk.com 4 $1.3 0.1% 0 NCB Investment Services NCB IS www.ncb.ie/client_services/equities06.htm 1 $0.0 0.0% 0
Satrix Managers Satrix www.satrix.co.za 7 $1.3 0.1% 1 Da Cheng International Asset Management Da Cheng AM www.dcfund.com.hk 1 $0.0 0.0% 0
Banco Itau Banco Itau www.pibb.com.br 1 $1.2 0.1% 0 China International Capital Corp CICC www.cicc.com.cn/etf 1 $0.0 0.0% 0
Hua An Fund Management Hua An FM www.huaan.com.cn 1 $0.9 0.1% 2 Tong Yang Investment Trust Management Tong Yang ITM www.tyam.co.kr 1 $0.0 0.0% 0
RBS RBS marketaccess.rbs.com/uk/Home.aspx 10 $0.9 0.1% 21 Kotak Mahindra Asset Management Kotak Mahindra AM www.kotakmutual.com 3 $0.0 0.0% 0
Woori Asset Management Woori AM www.kosef.co.kr 10 $0.9 0.1% 7 Daishin Investment Trust Management Daishin ITM www.ditm.co.kr 1 $0.0 0.0% 0
BOCI-Prudential Asset Management BOCI-Prudential AM www.boci-pru.com.hk 3 $0.9 0.1% 0 Grail Advisors Grail Advisors www.grailadvisors.com 5 $0.0 0.0% 3
China Southern Fund Management China Southern Fund www.southernfund.com 1 $0.8 0.1% 0 Is Investment IS Investment www.isbyf.com 2 $0.0 0.0% 0
BMO Asset Management BMO AM www.etfs.bmo.com 30 $0.7 0.1% 0 OTP Fund Management OTP FM www.otpalap.hu 1 $0.0 0.0% 0
Bank of Communications BoComm www.jyfund.com 1 $0.7 0.1% 0 Falcom Financial Services Falcom www.falcom.com.sa 2 $0.0 0.0% 0
HSBC HSBC www.etf.hsbc.com 10 $0.6 0.1% 11 Russell Investments Russell www.russell.com 1 $0.0 0.0% 28
AIG-Huatai Fund Management AIG-Huatai FM www.huatai-pb.com 1 $0.5 0.0% 0 Simplex Asset Management Simplex AM www.simplexasset.com 1 $0.0 0.0% 0
ETF Securities ETF Securities www.etfsecurities.com 25 $0.5 0.0% 0 FaithShares FaithShares www.faithshares.com 5 $0.0 0.0% 0
Mirae Asset MAPS Global Investments MAPS IM mapsim.miraeasset.co.kr/en 15 $0.5 0.0% 0 Australian Index Investments Aii www.aii-etfs.com 6 $0.0 0.0% 0
Global X Funds Global X Funds www.globalxfunds.com 14 $0.4 0.0% 24 Osmosis Investment Management Osmosis IM www.osmosisim.com 1 $0.0 0.0% 0
RevenueShares RevenueShares www.revenuesharesetfs.com 6 $0.4 0.0% 8 Hyundai Investments Hyundai Investments www.hdfund.co.kr 1 $0.0 0.0% 0
Fubon Asset Management Fubon AM www.fubonetf.com.tw/en 4 $0.4 0.0% 0 Geary Advisors Geary Advisors www.capitalwest.com 2 $0.0 0.0% 0
Marshall Wace Asset Management Marshall Wace AM www.mwetf.com 3 $0.4 0.0% 0 TMB Asset Management TMB AM www.tmbam.com 1 $0.0 0.0% 0
KB Asset Management KB AM www.kbam.co.kr 4 $0.3 0.0% 0 Medvesek Pusnik AM Medvesek Pusnik AM www.medvesekpusnik.si/en/ 1 $0.0 0.0% 0
Bosera Asset Management Bosera AM www.bosera.com 1 $0.3 0.0% 1 mpdzu.asp?Path=149,157
DBS Asset Management DBS AM www.dbsam.com 2 $0.3 0.0% 0 NBG Asset Management NBG AM www.nbgam.gr 1 $0.0 0.0% 1
Korea Investment Trust Management Korea ITM www.kitmc.com 5 $0.3 0.0% 0 US One Trust US One Trust www.onefund.com 1 $0.0 0.0% 2
Benchmark Asset Management Benchmark AM www.benchmarkfunds.com 7 $0.2 0.0% 7 National Bank of Abu Dhabi NBAD www.nbad.com 1 $0.0 0.0% 2
continued... continued...
Figure 3 (continued): Global ETF providers ranked by AUM, as at end August 2010 Figure 4: Global index providers used as benchmarks by ETFs
AUM % # AUM %
ETF provider Short name Website # ETFs (US$ Bn) total planned Index provider Website # ETFs (US$ Bn) total
Nedbank Capital Nedbank www.nedbank.co.za 1 $0.0 0.0% 0 MSCI www.mscibarra.com 336 $258.7 24.4%
Indo Premier Securities Indo Premier Sec www.ipc.co.id 1 $0.0 0.0% 0 S&P www.standardandpoors.com/indices 278 $227.9 21.5%
Javelin Investment Management Javelin IM www.javelinfunds.com 2 $0.0 0.0% 0 Barclays Capital www.barcap.com/indices 81 $111.9 10.5%
Reliance Capital Asset Management Reliance Capital AM www.reliancemutual.com 1 $0.0 0.0% 4 Russell www.russell.com/indexes 60 $62.7 5.9%
Pax World Management Pax World www.paxworld.com 1 $0.0 0.0% 2 FTSE www.ftse.com/Indices 163 $46.1 4.3%
Bizim Menkul Degerler BMD www.djimtr.com 1 $0.0 0.0% 0 Markit www.markit.com 92 $43.0 4.1%
Quantum Asset Management Quantum AM www.quantumamc.com 1 $0.0 0.0% 0 STOXX www.stoxx.com/indices/ 214 $41.8 3.9%
PRUDENTIAL ICICI Prudential ICICI www.icicipruamc.com/funds1.html 1 $0.0 0.0% 0 Dow Jones www.djindexes.com 150 $38.7 3.6%
NASDAQ OMX www.nasdaq.com/indexes 55 $23.7 2.2%
UTI Asset Management UTI AM www.utimf.com 1 $0.0 0.0% 1
Deutsche Boerse www.deutsche-boerse.com/indices 40 $23.4 2.2%
Think Capital Think Capital www.thinkcapital.nl 5 $0.0 0.0% 0
Topix www.tse.or.jp/english/market/topix 53 $12.8 1.2%
Garanti Bank Garanti www.garantibank.com 1 $0.0 0.0% 0
Hang Seng www.hsi.com.hk 12 $12.6 1.2%
Troika Dialog Asset Management Troika Dialog AM www.troika-am.ru 1 $0.0 0.0% 0
Nikkei e.nikkei.com/e/cf/fr/market/nikkeiindex.cfm 9 $11.2 1.1%
Kuveyt Turk Katilim Bankasi Kuveyt Turk www.goldplus.com.tr 1 $0.0 0.0% 0
EuroMTS www.euromtsindex.com 29 $10.5 1.0%
Al Mal Capital Al Mal Capital www.almalcapital.com - - - 1 NYSE Euronext www.nyse.com 16 $7.6 0.7%
AllianceBernstein AllianceBernstein www.alliancebernstein.com - - - 2 SIX Swiss Exchange www.six-swiss-exchange.com 15 $7.6 0.7%
Allianz SE Allianz SE www.allianz.com - - - 1 CAC www.euronext.com/nationalindices 15 $6.3 0.6%
Birla Sun Life Mutual Fund Birla Sun Life AM www.birlasunlife.com - - - 1 WisdomTree www.wisdomtree.com 35 $6.0 0.6%
Capital West Securities Capital West www.capitalwest.com - - - 1 Indxis www.indxis.com 6 $4.0 0.4%
Dreyfus Corp Dreyfus Corp www.dreyfus.com - - - 1 CSI www.csindex.com.cn 27 $2.7 0.3%
Eaton Vance Eaton Vance www.eatonvance.com - - - 5 BNY Mellon www.adrbnymellon.com/adr_index.jsp 11 $2.3 0.2%
Exchange Traded Spreads Trust ETS Trust www.etspreads.com - - - 5 Intellidex www.reveredata.com 38 $2.2 0.2%
Factor Advisors Factor Advisors - - - - 22 Morningstar indexes.morningstar.com 10 $1.5 0.1%
FactorShares FactorShares - - - - 5 S-Network www.snetglobalindexes.com 15 $1.1 0.1%
Firsthand Capital Firsthand Capital www.firsthandfunds.com - - - 1 Zacks www.zacks.com 14 $0.7 0.1%
Florentez Investment Florentez - - - - 1 Value Line www.valueline.com 3 $0.2 0.0%
FocusShares FocusShares www.focusshares.com - - - 6 Other 531 $94.8 8.9%
Gaon Investment House Gaon Investment www.gaon.com - - - 2
Georgetown Investment Management Georgetown IM - - - - 5 Total 2,308 $1,061.9 100.0%
Government Service Insurance Systems GSIS www.gsis.gov.ph - - - 1
Guotai Asset Management Guotai AM www.gtfund.com - - - 1
Hinduja Bank (Switzerland) Hinduja Bank www.hindujabank.com - - - 1
Huntington Asset Advisors Huntington www.huntingtonfunds.com - - - 3
John Hancock John Hancock www.johnhancock.com - - - 1 Figure 5: Global ETF and ETP asset growth, as at end August 2010
JP Morgan Asset Management JP Morgan AM www.jpmorgan.com/pages/jpmorgan/am - - - 2 Assets US$ Bn # products
Legg Mason Legg Mason www.leggmason.com - - - 1 1,200 2,500
Macro Securities Depositor Macro Securities www.macromarkets.com - - - 2
Next Investments Next Investments www.nextinvestments.com - - - 1 1,000
2,000
Northern Trust Northern Trust - - - - 2
Penghua Fund Management Penghua Fund www.phfund.com.cn - - - 4 800
Qbasis Invest Qbasis Invest www.qbasisinvest.com - - - 1 1,500
Religare India Asset Management Religare Mutual Fund www.religaremf.com - - - 1
600
RiverPark Advisors RiverPark www.riverparkllc.com - - - 4
ShariahShares ShariahShares - - - - 2 1,000
400
Spinnaker ETF Trust Spinnaker www.spinnakertrust.com - - - 1
T Rowe Price T Rowe Price corporate.troweprice.com - - - 1
500
Tata Mutual Fund Tata MF www.tatamutualfund.com - - - 1 200
Other (planned) - - - - - 20
0 0
Total 2,308 $1,061.9 100.0% 944
Assets (US$ Bn) 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 08 09 Aug-10
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg. ETF total 0.8 1.1 2.3 5.3 8.2 17.6 39.6 74.3 104.8 141.6 212.0 309.8 412.1 565.6 796.7 711.1 1,036.0 1,061.9
■ ETF equity 0.8 1.1 2.3 5.3 8.2 17.6 39.6 74.3 104.7 137.5 205.9 286.3 389.6 526.5 729.9 596.4 841.6 821.8
■ ETF fixed income 0.1 0.1 4.0 5.8 23.1 21.3 35.8 59.9 104.0 167.0 203.6
■ ETF commodity 0.0 0.1 0.3 0.5 1.2 3.4 6.3 10.0 25.6 32.4
■ ETP total 2.0 5.1 3.9 4.1 6.3 9.3 15.9 32.5 54.6 61.2 119.7 135.0
ETF/ETP total 0.8 1.1 2.3 5.3 8.2 17.6 41.6 79.4 108.7 145.7 218.3 319.1 428.0 598.1 851.3 772.3 1,155.8 1196.9
# ETFs 3 3 4 21 21 31 33 92 202 280 282 336 461 714 1,173 1,596 1,945 2,308
# ETPs 2 14 17 17 18 22 64 170 347 517 624 874
# ETFs/ETPs 3 3 4 21 21 31 35 106 219 297 300 358 525 884 1,520 2,113 2,569 3,182
Figure 6: Global ETP listings, as at end August 2010 Figure 7: Global ETP providers ranked by assets, as at end August 2010
End August 2010
AUM % #
ETP provider Short name Website # ETFs (US$ Bn) total planned
State Street Global Advisors SSgA www.spdrgoldshares.com 1 $51.8 38.4% 0
ETF Securities ETF Securities www.etfsecurities.com 196 $20.2 15.0% 34
iShares iShares www.ishares.com 4 $11.1 8.2% 1
Deutsche Bank Deutsche Bank www.dbfunds.db.com 63 $10.7 7.9% 2
12 9 Barclays (iPath) Barclays (iPath) www.ipathetn.com 50 $7.4 5.5% 25
5
6 United States Commodity Funds USCF www.unitedstatescommodityfunds.com 9 $4.6 3.4% 1
1
8
Merrill Lynch Merrill Lynch www.holdrs.com 17 $4.2 3.1% 0
3
7
18 16 Rydex SGI Rydex SGI www.currencyshares.com 9 $2.5 1.9% 13
Absa Capital Absa Capital www.absacapitaletfs.com 1 $2.0 1.5% 3
14
11 ProShares ProShares www.proshares.com 12 $1.6 1.2% 38
15
2 JPMorgan Chase JPMorgan www.ftportfolios.com 2 $1.5 1.1% 0
Swedish Export Credit Corp Swedish Export CC www.elementsetn.com 7 $0.8 0.6% 0
17
Source Markets Source www.source.info 28 $0.7 0.5% 0
Claymore Securities Claymore www.claymoreinvestments.ca 1 $0.4 0.3% 2
GreenHaven Commodity Services GreenHaven www.greenhavenfunds.com 1 $0.3 0.2% 0
4 Nomura Asset Management Nomura AM www.nomura-am.co.jp 3 $0.2 0.2% 0
Benchmark Asset Management Benchmark AM www.benchmarkfunds.com 1 $0.2 0.2% 0
10
UBS Global Asset Management UBS GAM www.ubs.com/etc 69 $0.2 0.1% 0
13
RBS RBS marketaccess.rbs.com 18 $0.2 0.1% 0
Societe Generale Societe Generale www.sglistedproducts.com 42 $0.1 0.1% 0
Morgan Stanley Morgan Stanley www.marketvectorsetns.com 4 $0.1 0.1% 0
Barclays Capital BarCap www.etnplus.com 9 $0.1 0.1% 1
UTI Asset Management UTI AM www.utimf.com 1 $0.1 0.1% 0
Credit Suisse Credit Suisse www.elementsetn.com 3 $0.1 0.1% 0
Goldman Sachs Goldman www2.goldmansachs.com 2 $0.1 0.0% 0
Americas EMEA Asia/Pacific HDFC Mutual Fund HDFC MF www.hdfcfund.com 1 $0.1 0.0% 0
Reliance Capital Asset Management Reliance Capital AM www.reliancemutual.com 1 $0.1 0.0% 0
1 Canada 4 Botswana 9 Netherlands 13 Australia 17 Singapore HSBC USA HSBC www.elementsetn.com 1 $0.1 0.0% 0
P listings: 1 P listings: - P listings: - P listings: 5 P listings: -
T listings: 21 T listings: 1 T listings: 33 T listings: 5 T listings: 2
Mitsubishi UFJ Trust & Banking Corp. Trust & Banking kikinzoku.tr.mufg.jp 4 $0.1 0.0% 0
Providers: 1 Providers: - Providers: - Providers: 1 Providers: - Simplex Asset Management Simplex AM www.simplexasset.com 1 $0.1 0.0% 0
Assets: US$0.4 Bn Assets: - Assets: - Assets: US$0.6 Bn Assets: - Standard Commodities Std Commodities markets.rbs.de 1 $0.0 0.0% 0
Kotak Mahindra Asset Management Kotak Mahindra AM www.kotakmutual.com 1 $0.0 0.0% 0
2 Mexico 5 France 10 South Africa 14 Hong Kong 18 South Korea
SBI Funds Management SBI www.sbifunds.com 1 $0.0 0.0% 0
P listings: - P listings: 3 P listings: 2 P listings: - P listings: 1
T listings: 23 T listings: 46 T listings: 2 T listings: 1 T listings: 1 Teucrium Trading Teucrium Trading www.teucrium.com 1 $0.0 0.0% 0
Providers: - Providers: 1 Providers: 2 Providers: - Providers: 1 Religare India Asset Management Religare Mutual Fund www.religaremf.com 1 $0.0 0.0% 0
Assets: - Assets: US$0.0 Assets: US$2.0 Bn Assets: - Assets: US$0.0 Bn Hyundai Investments Hyundai Investments www.hdfund.co.kr 1 $0.0 0.0% 0
Dubai Commodities Asset Management DCAM www.dubaigoldsecurities.com 1 $0.0 0.0% 0
3 United States 6 Germany 11 UAE 15 India
P listings: 160 P listings: 89 P listings: 1 P listings: 8 Quantum Asset Management Quantum AM www.quantumamc.com 1 $0.0 0.0% 0
T listings: 160 T listings: 403 T listings: 1 T listings: 8 Mizuho Asset Management Mizuho AM www.mizuho-am.co.jp 1 $0.0 0.0% 0
Providers: 18 Providers: 6 Providers: 1 Providers: 8 Lyxor Lyxor www.lyxoretn.fr 3 $0.0 0.0% 0
Assets: US$98.2 Bn Assets: US$0.8 Bn Assets: US$0.0 Bn Assets: US$0.5 Bn Clade Investment Management Clade IM www.cladegroup.com 1 $0.0 0.0% 0
7 Israel 12 United Kingdom 16 Japan KSM KSM www.xnes.co.il/Eng 98 N/A N/A 0
P listings: 300 P listings: 295 P listings: 9 Harel Harel www.harel-group.com/finance.html 16 N/A N/A 0
T listings: 300 T listings: 356 T listings: 29 Index Index www.indexsal.co.il 20 N/A N/A 0
Providers: 7 Providers: 5 Providers: 4 Mabat Mabat www.clalfinance.com 49 N/A N/A 0
Assets: US$13.3 Bn Assets: US$18.9 Bn Assets: US$0.3 Bn
Meitav Meitav www.meitav.co.il 14 N/A N/A 0
8 Italy Psagot Psagot www.psagot.co.il 52 N/A N/A 0
P listings: - Tachlit Tachlit www.tih.co.il/English 51 N/A N/A 0
T listings: 47 Axis Mutual Fund Axis MF www.axismf.com - - - 1
Providers: -
Birla Sun Life Mutual Fund Birla Sun Life AM www.birlasunlife.com - - - 1
Assets: -
Cydinar Sdn Bhd Cydinar Sdn Bhd - - - - 1
GAM Holding GAM Holding www.gam.com - - - 4
ING OptiMix ING OptiMix www.ingim.co.in - - - 1
P listings = # primary listings. T listings = # total listings. Providers = # primary ETF providers. AUM = Assets Under Management in primary listings only. Jefferies Asset Management Jefferies AM www.jamfunds.com - - - 2
Prudential ICICI Prudential ICICI www.iciciprulife.com - - - 1
RiddiSiddhi Bullions RSBL www.rsbl.co.in - - - 1
RUSAL RUSAL www.rusal.com - - - 1
Sprott Asset Management Sprott AM www.sprott.com - - - 1
Tata Mutual Fund Tata MF www.tatamutualfund.com - - - 1
WealthNotes Capital Management WealthNotes www.wealth-notes.com - - - 1
Other (planned ETP) 3
Total 874 $135.0 100.0% 139
This document is not an offer to buy or sell any security or to participate in any trading strategy. Please refer to important information and qualifications at the end of this material.
10 This document is not an offer to buy or sell any security or to participate in any trading strategy. Please refer to important information and qualifications at the end of this material. 11
Investment applications
Figure 8: Global ETP listings by exchange, as at end August 2010
The motivations for using ETFs have expanded, including the ETFs have many investment applications. ETFs on broad-based
End August 2010
ever-relevant cost advantage and broad market access, as well indices can serve as diversified core holdings, while style and
Region/country # total AUM 20 day ADV
listed Exchange Short name Website # ETPs listings (US$ Bn) (US$ Mn) as themes that have emerged over the past year. Examples of sector ETFs can be used to complete parts of a portfolio or for
Asia Pacific 23 46 $1.4 $15.5 strategies being implemented include managing asset allocation, tactical strategies. Due to their targeted exposure to specific
Australia Australian Securities Exchange ASX www.asx.com.au 5 5 $0.6 $3.6 taking tactical positions and increasing diversification. Investors market segments, ETFs generally work well within the macro
Hong Kong Hong Kong Stock Exchange SEHK www.hkex.com.hk - 1 $0.0 $1.5 are also using ETFs to take negative positions in asset classes, asset allocation and sector emphasis models developed by
India National Stock Exchange NSE www.nseindia.com 8 8 $0.5 $3.4 either to remove existing unwanted exposure or to express a equity strategists. They also help provide efficient ways
Japan Osaka Securities Exchange OSE www.ose.or.jp/e 4 4 $0.3 $1.9 negative view. to gain international diversification. Another benefit of ETFs is
Tokyo Stock Exchange TSE www.tse.or.jp 5 25 $0.1 $4.4 that they are complimentary to many other investment products.
Singapore Singapore Stock Exchange SGX www.ses.com.sg - 2 $0.0 $0.8 This expansion has been fuelled by the increase in the range They can be used together with common stocks, private asset
South Korea Korea Stock Exchange KSE www.krx.co.kr 1 1 $0.0 $0.0 of asset classes accessible through ETFs. Moreover, the managers, and other fund products.
introduction of ETFs covering emerging markets, commodities
Americas 161 204 $98.6 $3,970.2
and property has allowed investors to access some of the best Investors may buy ETFs to diversify their assets. Most ETFs
Canada Toronto Stock Exchange TSX www.tsx.com 1 21 $0.4 $5.4
Mexico Mexican Stock Exchange BMV www.bmv.com.mx - 23 $0.0 $0.8
performing asset classes of the past few years. On top of greater are passively managed portfolios designed to provide relatively
United States BATS (Better Alternative Trading System) BATS www.batstrading.com - - $0.0 $723.2 asset breadth, the range of instruments has also grown. This low-cost investments in broad-based or proprietary indices.
Boston Boston www.nasdaqtrader.com - - $0.0 $147.2 increase in usage, breadth and product flexibility has driven a Some ETFs offer relatively low-risk, broadly diversified
Chicago Board Options Exchange (CBOE) CBOE www.cboe.com - - $0.0 $31.7 steady growth in the use of ETFs over the past decade. portfolios, which many investors may find attractive as the core
Chicago Stock Exchange Chicago www.chx.com - - $0.0 $47.8 equity components of their portfolios. Others offer diversified
FINRA Alternative Display Facility (ADF) FINRA ADF www.finra.org - - $0.0 $955.1 The growth in beta investments in recent years has been driven investments in particular styles, sectors, industries, regions,
NASDAQ Stock Market NASDAQ www.nasdaq.com - - $0.0 $813.4 by a number of factors. While market conditions have had a or countries.
National Stock Exchange (NSX) NSX www.nsx.com - - $0.0 $30.0 noteworthy influence, some other key factors are driving a more
NYSE Arca NYSE Arca www.nyse.com 160 160 $98.2 $1,215.5 permanent shift towards beta, including: ETFs based on broad-market indices serve as core holdings,
which is essential, especially in today’s environment of
Europe, Middle East and Africa (EMEA) 690 1,189 $34.9 $307.7  Access: beta products are providing access to an expanding increased market volatility. Since no single sector, style, or
Botswana Botswana Stock Exchange Botswana www.bse.co.bw - 1 $0.0 $0.0
range of market and asset classes, and through a much wider stock consistently outperforms its peers, having core holdings
France NYSE Euronext Paris EN Par www.euronext.com 3 46 $0.0 $8.5
range of instruments. invested in broad-market indices not only helps reduce volatility
Germany Deutsche Boerse Xetra www.deutsche-boerse.com 89 211 $0.8 $28.5
Boerse Stuttgart Stutt www.boerse-stuttgart.de - 192 $0.0 $2.4 but also can achieve competitive returns for the overall portfolio.
 Diversification: increasingly, investors are widening the
Israel Tel Aviv Stock Exchange TASE www.tase.co.il 300 300 $13.3 $86.1
Italy Borsa Italiana Milan www.borsaitaliana.it - 47 $0.0 $26.2 scope of their investments and looking for exposure to new ETFs work well with strategic asset-allocation models. In our
Netherlands NYSE Euronext Amsterdam EN Ams www.euronext.com - 33 $0.0 $1.9 asset classes and markets. view, asset-allocation models have two primary applications
South Africa Johannesburg Stock Exchange JSE www.jse.co.za 2 2 $2.0 $8.0 for investors:
UAE NASDAQ Dubai Dubai www.nasdaqdubai.com 1 1 $0.0 $0.0  The changing role of beta: as investors are altering the
United Kingdom London Stock Exchange LSE www.londonstockexchange.com 295 341 $18.9 $145.0 way they view their investment objectives, alpha and beta
1. As the framework for an entire portfolio. Investors
Turquoise (not an official exchange) Turq www.tradeturquoise.com - 4 $0.0 $0.0 decisions are being combined in different ways.
desiring a complete asset allocation strategy may find this
Chi-X (not an official exchange) Chi-X www.chi-x.com - 11 $0.0 $1.2
appealing, as they merely have to purchase appropriate
The range of beta tools available to investors has also grown
Grand total 874 1,439 $135.0 $4,293.4
investments for each market segment in their proper
with traditional index funds, index futures, OTC derivatives
weightings and occasionally rebalance their portfolios.
and ETFs. ETFs share many characteristics with traditional
index funds. Importantly, they also offer intra-day liquidity and
2. As the core portion of a portfolio. Those seeking an
enhanced flexibility, allowing investors to take both long and
approach with more active trading may find a core/satellite
short positions.
investment strategy appropriate. In this case, the model can
serve as a core. In an effort to increase returns, shorter-term
tactical strategies, such as stock, sector, style or country
overweights may then be employed as satellite investments.
Core holdings can help ensure that a portfolio’s performance
does not deviate widely from established benchmarks, while
satellite investments constitute active plays in an effort to
increase returns.
ETFs can be used for targeted sector exposure. Sector ETFs can be used for the tactical portion of a portfolio or to gain exposure to
underrepresented sectors in a portfolio. They can also serve as the building blocks for a sector model.
Figure 9 (continued): Sector weights and YTD performance
Europe
Figure 9: Sector weights and YTD performance STOXX Europe 600 EURO STOXX MSCI Europe
# % % YTD # % % YTD # % % YTD
World, Emerging Markets Sector stocks weight return stocks weight return Sector stocks weight return
MSCI World MSCI Emerging Markets Automobiles and parts 14 2.0% -6.6% 13 4.3% -7.2% Consumer discretionary 63 8.2% -1.9%
# % % YTD # % % YTD Banks 54 15.6% -16.1% 37 15.6% -27.5% Consumer staples 38 12.7% -3.7%
Sector stocks weight return stocks weight return Basic resources 30 5.2% -14.8% 13 2.2% -25.3% Energy 23 10.1% -22.0%
Consumer discretionary 242 10.0% -0.8% 72 6.5% 5.7% Chemicals 21 3.9% -13.1% 15 6.8% -14.6% Financials 106 23.5% -15.5%
Consumer staples 125 10.4% -1.3% 63 6.8% 10.1% Construction and materials 26 2.4% -25.8% 19 3.7% -30.2% Healthcare 31 10.3% -10.7%
Energy 113 10.1% -14.5% 47 13.9% -10.9% Financial services 31 1.4% -13.4% 11 1.1% -22.1% Industrials 85 10.3% -7.5%
Financials 341 20.8% -9.5% 175 25.9% -0.2% Food and beverage 27 7.7% -2.6% 14 5.5% -9.4% Information technology 18 2.8% -13.1%
Healthcare 118 9.8% -10.0% 13 0.8% 5.4% Health care 34 9.8% -9.2% 14 4.0% -19.5% Materials 49 9.4% -15.9%
Industrials 266 11.0% -2.1% 103 6.8% 4.5% Industrial goods and services 93 8.9% -3.0% 41 9.4% -8.3% Telecommunications 22 7.0% -8.7%
Information technology 151 11.4% -11.2% 85 13.3% -9.9% Insurance 33 5.4% -15.6% 15 6.7% -21.8% Utilities 28 5.7% -22.1%
Materials 162 7.6% -8.5% 106 14.0% -2.7% Media 28 2.3% -7.0% 16 2.7% -14.3%
Telecommunications 52 4.4% -3.9% 45 8.3% 1.1% Oil and gas 38 9.0% -22.9% 16 7.2% -23.3% Total 463 100.0% -12.6%
Utilities 88 4.4% -8.2% 46 3.7% -1.4% Personal and household goods 29 5.2% -1.8% 12 4.3% -4.2%
Real estate 19 1.1% -10.7% 10 1.3% -12.4%
Total 1,658 100.0% -7.5% 755 100.0% -2.0% Retail 24 3.6% -4.2% 11 3.2% -3.5%
Technology 26 3.0% -12.7% 16 4.3% -19.5%
Telecommunications 20 6.6% -9.1% 11 7.6% -16.8%
United States Travel and leisure 22 1.2% -3.6% 9 1.1% -8.1%
Consumer discretionary 10.5% ■ Utilities 31 5.7% -22.0% 21 9.0% -27.7%
S&P 500
# % % YTD Consumer staples 3.6% ■
Sector stocks weight return Energy 10.4% ■ Total 600 100.0% -12.4% 314 100.0% -19.1%
Consumer discretionary 39 10.5% -10.7% Financials 10.3% ■
Consumer staples 32 3.6% -5.9% Healthcare 12.2% ■
Energy 57 10.4% 0.2% Industrials 11.4% ■
Japan
Financials 81 10.3% 1.0% Information technology 15.9% ■
TOPIX-17
Healthcare 41 12.2% -0.3% Materials 18.9% ■
# % % YTD
Industrials 51 11.4% -10.3% Telecommunications 3.1% ■
Sector stocks weight return
Information technology 80 15.9% -5.9% Utilities 3.6% ■
Automobiles and transportation equipment 73 10.2% -9.7%
Materials 76 18.9% -11.5%
Banks 83 5.8% -2.8%
Telecommunications 9 3.1% -1.8%
Commercial and wholesale trade 138 4.9% -4.0%
Utilities 34 3.6% -1.7%
Construction and materials 163 7.3% -2.4%
Electric appliances and precision instruments 180 15.8% -6.0%
Total 500 100.0% -5.9%
Electric power and gas 17 0.7% 13.4%
Energy resources 16 10.8% -6.1%
Basic materials 3.3% ■ Financials ex banks 50 4.7% -12.7%
DJ US Total Market
Consumer goods 9.9% ■ Foods 70 3.4% -2.3%
# % % YTD Automobiles and transportation equipment 10.2% ■
Sector IT and services others 237 4.6% 6.2%
stocks weight return Consumer services 11.4% ■ Banks 5.8% ■
Financials 16.4% ■ Machinery 122 0.6% -5.7%
Basic materials 68 3.3% -2.2% Commercial and wholesale trade 4.9% ■
Healthcare 12.4% ■ Pharmaceutical 33 4.4% 1.8%
Consumer goods 126 9.9% 0.9% Construction and materials 7.3% ■
Industrials 12.7% ■ Raw materials and chemicals 172 5.1% -2.7%
Consumer services 199 11.4% -1.1% Electric appliances and precision instruments 15.8% ■
Oil and gas 10.9% ■ Real estate 44 2.3% -3.4%
Financials 257 16.4% -5.6% Electric power and gas 0.7% ■
Technology 16.2% ■ Retail trade 145 3.6% 3.6%
Health care 134 12.4% -9.3% Energy resources 10.8% ■
Telecommunications 2.9% ■ Steel and nonferrous 59 9.9% -11.3%
Industrials 249 12.7% -2.0% Financials ex banks 4.7% ■
Utilities 3.9% ■ Transportation and logistics 66 5.9% 7.8%
Oil and gas 96 10.9% -11.1% Foods 3.4% ■
Technology 171 16.2% -10.6% IT and services others 4.6% ■
Total 1,668 100.0% -2.6%
Telecommunications 21 2.9% -2.6% Machinery 0.6% ■
Utilities 75 3.9% -1.0% Pharmaceutical 4.4% ■
Raw materials and chemicals 5.1% ■
Total 1,396 100.0% -5.5% Real estate 2.3% ■
Retail trade 3.6% ■
Steel and nonferrous 9.9% ■
Transportation and logistics 5.9% ■
Index returns are for illustrative purposes only and do not represent actual fund performance. Index performance returns do not reflect any management fees, Index returns are for illustrative purposes only and do not represent actual fund performance. Index performance returns do not reflect any management fees,
transaction costs or expenses. transaction costs or expenses.
Indices are unmanaged and one cannot invest directly in an index. Past performance does not guarantee future results. Indices are unmanaged and one cannot invest directly in an index. Past performance does not guarantee future results.
YTD returns reflect US dollar price performance only from 31 December 2009 to 31 August 2010. Index weights captured from Bloomberg on 17 September 2010. YTD returns reflect US dollar price performance only from 31 December 2009 to 31 August 2010. Index weights captured from Bloomberg on 17 September 2010.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg. Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
3
1
Active
strategy
ETF Landscape Q3 2010 Global Handbook from BlackRock ETF Landscape Q3 2010 2 Global Handbook from BlackRock
Figure 10: Macro asset allocation strategies Figure 11: Macro asset allocation strategies
ETFs can be used to implement the country and regional allocations suggested by strategists and analysts. ETFs in the core ETFs in the satellite
MSCI World # stocks % weight % YTD return MSCI Emerging Markets # stocks % weight % YTD return
Australia 72 3.9% -10.6% Brazil 76 15.9% -8.4%
Austria 8 0.1% -15.7% Chile 16 1.8% 21.9%
Belgium 13 0.4% -9.8% China 125 18.3% -6.3%
Canada 99 5.2% -0.8% Colombia 8 0.9% 39.6%
Denmark 11 0.5% 8.2% Czech Republic 4 0.4% -9.8%
ETFs Portfolio
Active ETF
Finland 17 0.5% -14.0% Egypt 10 0.5% 1.6% Active ETF
strategy satellite
France 77 4.6% -19.6% Hungary 4 0.4% -15.4% 3
strategy satellite
1
Germany 50 3.6% -14.6% India 60 8.1% 0.7%
Greece 9 0.1% -40.1% Indonesia 22 2.4% 16.7% Active
ETF
Hong Kong 40 1.2% 1.0% Malaysia 39 3.0% 21.2% strategy
satellite
2
Ireland 5 0.1% -28.9% Mexico 21 4.2% -2.2%
Israel 16 0.4% -10.2% Morocco 3 0.2% -1.1%
Italy 30 1.3% -23.9% Peru 3 0.7% 15.3%
 A broad market index.  Concentrated, focused ETFs.
Japan 342 9.9% -3.4% Philippines 12 0.5% 13.5%
Netherlands 21 1.2% -13.7% Poland 22 1.5% -7.4%  Exposure to diversified baskets of securities.  Sector and style.
New Zealand 5 0.0% -13.4% Russia 28 6.1% -5.0%  Optimised core: sector, style or country indices.  Individual countries and regions.
Norway 9 0.4% -16.4% South Africa 45 7.4% 2.0%
Portugal 9 0.1% -22.2% South Korea 99 13.4% -0.6%
 Alternative asset class.
Singapore 30 0.8% 3.4% Taiwan 118 10.8% -9.0%
Spain 28 1.8% -25.0% Thailand 20 1.6% 26.0% Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
Sweden 33 1.4% 3.3% Turkey 20 1.8% 10.7%
Switzerland 37 3.6% -3.1% 20 1.8% 10.7
United Kingdom 106 10.1% -8.5% Total 755 100.0% -2.0%
United States 591 48.7% -5.9% ETFs also offer a way to gainPortfolio
exposure to international and ETFs can be sold short to hedge a portfolio of stocks, bonds,
ETF
emerging market equities. They provide access to baskets
ETF commodities, closed-end funds or open-end mutual funds. This
Total 1,658 100.0% -7.5% satellite satellite
of stocks in specific countries or regions in the form of an allows an investor to preserve a portfolio while protecting it from
individual listed security. Most ETFs are well diversified and thus overall market losses. In a market decline, profits on an ETF
MSCI Europe # stocks % weight % YTD return MSCI Frontier Markets # stocks % weight % YTD return ETF provide a less volatile way to obtain exposure to given
typically short position could offset some of the losses incurred by the
Austria 8 0.5% -15.7% Argentina 6 4.5% 16.3% satellite
countries than the purchase of individual stocks or GDRs. In portfolio. Listed options are available on certain ETFs and can
Belgium 13 1.5% -9.8% Bahrain 4 0.7% -18.9%
addition, they provide convenient investments in markets and be used for income-producing, risk-reducing, and speculative
Denmark 11 1.6% 8.2% Bangladesh 8 2.2% 12.7%
securities that otherwise might be inaccessible. strategies. Listed options also exist for many of the same indices
Finland 17 1.6% -14.0% Bulgaria 2 0.2% -14.7%
France 77 15.4% -19.6% Croatia 4 2.2% -15.3% on which ETFs are based, allowing for additional hedging and
Germany 50 12.0% -14.6% Estonia 2 0.3% 24.5% Investors can use ETFs as a cash management tool. They can arbitrage strategies.
Greece 9 0.5% -40.1% Jordan 6 1.2% -17.1% purchase ETFs to ‘equitise’ cash inflows that could eventually
Ireland 5 0.4% -28.9% Kazakhstan 3 2.7% -26.4% be invested in stocks. Equitising cash simply refers to investing ETFs provide low-cost, liquid trading vehicles. They can be used
Italy 30 4.5% -23.9% Kenya 7 2.8% 17.3% cash in a way that provides exposure to the performance of by market timers wishing to gain or reduce exposure to entire
Netherlands 21 4.0% -13.7% Kuwait 16 32.8% 15.1%
an equity security or index. This can be done in relatively small market segments or sectors throughout the trading day. They
Norway 9 1.2% -16.4% Lebanon 6 2.7% -14.2%
increments – ETFs typically trade in round lots with the price also can be used for targeted asset allocation or sector rotation
Portugal 9 0.4% -22.2% Lithuania 1 0.2% -1.2%
Spain 28 5.8% -25.0% Mauritius 3 0.9% -7.5% of a share ranging from approximately US$6 to US$150. As an strategies. ETFs can be shorted throughout the trading day
Sweden 33 4.6% 3.3% Nigeria 9 7.0% 11.8% alternative to futures, ETFs can be bought in smaller sizes, do subject to the availability of applicable stock borrows.
Switzerland 37 12.2% -3.1% Oman 9 3.2% 1.8% not require any special documentation or accounts, and do not
United Kingdom 106 33.7% -8.5% Pakistan 13 3.8% 0.5% have roll costs or margin requirements. In addition, the current
Qatar 14 11.8% 5.3% array of ETFs covers many benchmarks for which there is no
Total 463 100.0% -12.6% Romania 5 1.1% -8.5%
futures contract.
Serbia 2 0.2% -10.9%
MSCI GCC Countries # stocks % weight % YTD return Slovenia 5 2.6% -18.3%
Bahrain 4 0.5% -18.9% Sri Lanka 5 1.4% 39.8%
Kuwait 16 22.7% 15.1% Trinidad 2 0.9% -4.9%
Oman 9 2.2% 1.8% Tunisia 4 1.0% 10.1%
Qatar 14 8.2% 5.3% UAE 14 10.0% -13.8%
Saudi Arabia 35 59.5% -0.3% Ukraine 10 0.9% 18.5%
UAE 14 6.9% -13.8% Vietnam 14 2.5% -5.9%
Total 92 100.0% 2.2% Total 174 100.0% 2.7%
Index returns are for illustrative purposes only and do not represent actual fund performance. Index performance returns do not reflect any management fees,
transaction costs or expenses.
Indices are unmanaged and one cannot invest directly in an index. Past performance does not guarantee future results.
YTD returns reflect US dollar price performance only from 31 December 2009 to 31 August 2010. Index weights captured from Bloomberg on 17 September 2010.
Figure 12: ETF portfolios Figure 14: How can ETFs be used?
Conservative Balanced Growth Dynamic

Strategic  Market exposure: implement a wide variety of investment strategies using a broad range of market exposures.
 Directional views: establish broad directional market position, use long and short trades to implement
market view(s).
 Core satellite: achieve strategic focus.
 Rebalancing: adjust drift in a portfolio’s asset allocation or style.
 Completion: add uncorrelated instruments and/or asset classes to strategy.
Tactical  Interim beta: maintain exposure to given market while searching for specific market opportunity.
 Cash management: invest cash rapidly and cost effectively to gain desired market exposures.
 Derivatives alternative: broad opportunity set of Delta 1 exposures with single line cash-based settlement.
 Exposure management: shift portfolio emphasis by adjusting exposures (e.g. duration, credit).
Fixed income Equities Property  Thematic: implement thematic exposures (e.g. dividends, alternatives).
■ BarCap € Government Bond 1-3 ■ MSCI Europe ex-UK ■ FTSE EPRA/NAREIT Global Property Yield
BarCap € Government Bond 3-5 FTSE 100 Alternatives
BarCap € Government Bond 7-10 S&P 500 ■ FTSE/Macquarie Global Infrastructure 100
iBoxx € Liquid Corporate Bond MSCI North America S&P Listed Private Equity
Nikkei 225 Dow Jones-UBS Commodity
■ MSCI Emerging Markets
Figure 15: ETFs can offer solutions for a range of portfolio strategies1
Portfolio  Fill allocations required by investment strategy.

construction  Improve diversification.
 Gain exposure to size, style, yield, sector, geography.
Lower Expected risk Higher
Portfolio  Implement short-/long-term and/or neutral market views:
management  Hard to access asset classes, themes, sector, country.
 Tactical asset allocations.
Lower Expected return Higher
Strategic asset  Establish core holdings.
allocations  Establish single country or sector satellites.
Risk management  Active risk budgeting.

Sample portfolios are for illustrative purposes only and should not be construed as a recommendation to purchase or sell, or an offer to sell, or a solicitation of an offer  Combine ETFs in managing total portfolio volatility or duration adjustments in fixed income portfolios.
to buy any security.
Source: BlackRock. Cash equitisation  Manage inflows, outflows, transitions.
 Obtain a wider exposure than offered by other Delta 1 products.
Exposure  Exposures to markets or asset classes where one has no expertise or operational capabilities.
Figure 13: Why use ETFs?
Transparency  Investors can generally see the ETF composition at any given time.
Liquidity  ETFs offer two sources of liquidity: ETFs afford investors two forms of liquidity. The first is through Divergence in the performance of an ETF, relative to the index it
 Traditional liquidity measured by secondary market trading volume. trading the shares on a secondary basis on the exchange. The tracks, is possible. Differences tend to be caused by fund fees
 The liquidity of the underlying assets via the creation and redemption process. second is on a primary basis via the unique ‘creation’ process, and expenses, tracking error when optimisation strategies are
whereby an AP purchases the underlying basket of securities used to track the index, rebalancing due to corporate actions and
Diversification  ETFs offer immediate exposure to a basket or group of securities for instant diversification.
in the local market and deposits the basket ‘in kind’ into the index changes, or the dividend reinvestment policy of the fund.
 Broad range of asset classes including equities, bonds, commodities, investment themes etc.
ETF, creating more shares in that ETF. The unique creation/
redemption process means that the liquidity in the ETF is
Flexibility  ETFs are listed on exchanges and can be traded at any time the market is open.
 Pricing is continuous throughout the day.
driven by the liquidity in the underlying securities.
Cost effectiveness  ETFs offer a cost effective route to diversified market exposure. ETFs tend to trade at, or close to, their underlying NAVs.
 The average Total Expense Ratio (TER) for equity ETFs in Europe is 40 bps versus 91 bps per annum for the This is because there are usually arbitrageurs waiting to take
average equity index tracking fund and 180 bps per annum for the average active equity fund1. advantage of a significant premium or discount relative to the
underlying index. An arbitrageur will buy/sell the ETF and place
Securities lending  ETF units and underlying assets can be lent out to potentially offset holding costs.
an offsetting buy/sell transaction in the underlying basket of
component securities.
1. Source: Morningstar, March 2010.
1. The strategies discussed are strictly for illustrative and educational purposes and should not be construed as a recommendation to purchase or sell,
or an offer to sell or a solicitation of an offer to buy any security. There is no guarantee that any strategies discussed will be effective.
ETFs cover many well known blue-chip indices such as S&P 500, Private equity ETFs: the first private equity ETF was launched
CAC, DAX, FTSE 100, Hang Seng, Nikkei etc. Recently there in October 2006. Private Equity firms raise capital primarily from
Figure 16: Typical ETF trading process has been a proliferation of new indices from index providers institutional investors such as pension funds, banks, insurance
which they hope will form the basis of new ETFs. Many of the companies, endowments, family offices, funds of funds and
Primary market Secondary market new indices use diverse weighting methodologies, including foundations to invest in venture capital, buy-outs and special
market capitalisation, equal weight, price, dividend and other situations (distressed companies). Typically, private equity
fundamental factors. As an example, the new FTSE RAFI Index companies invest in high growth, start-up companies or acquire
Securities Cash (OTC)
ETF market Series is weighted using four fundamental factors; total cash businesses where superior efficiencies could be achieved.
ETF provider Investor dividends, free cash flow, total sales and book equity value rather
makers/brokers
ETF ETF than traditional market capitalisation. WisdomTree has created Real estate ETFs: the first real estate ETF was launched in the
dividend-weighted indices where the stock’s weight is based on United States in June 2000. The existing range of real estate ETFs
either the amount of cash dividend or the dividend yield of the include listed real estate companies and Real Estate Investment
Cash
companies in each index. Trusts (REITs) which own and usually actively manage income-
producing commercial real estate. REITs are typically required
Infrastructure ETFs: the first infrastructure ETF was launched in to pay out at least 90% of all taxable income, providing dividend
ETF1
January 2007. Infrastructure indices provide diversified exposure income to investors, along with the potential for long term share
to three infrastructure clusters: energy (oil and gas storage and price appreciation. There are several ETFs available allowing
transportation), transportation (airport services, highways and investors to gain global, regional or single country REIT exposure.
railroads, marine ports and services) and utilities (electric, gas,
Exchange water, multi-utilities). Dividend ETFs: the first dividend weighted ETF was launched in
November 2003. Several ETF providers have structured ETFs by
Fixed income ETFs: the first fixed Income ETF was launched selecting and weighting the constituents based on dividend yield
1. ETF or Creation Basket.
in Canada in November 2000. A broad array of government, or absolute dividend payments. Some research suggests that
corporate, credit, high yield, emerging market, inflation protected dividend weighted indices generate higher cumulative returns with
and money market fixed income products are available to lower volatility than comparable standard market cap weighted
investors within the flexibility of an ETF wrapper, allowing investors indices over the long term. There are many ETFs providing
Today the ETF toolbox is well stocked with a wide array of products: to implement income generating strategies, fund future liabilities, dividend weighted global, regional, single country and emerging
hedge inflation and enhance portfolio risk-adjusted returns. There markets exposure with Total Expense Ratios (TERs) ranging from
are global, regional and single country fixed income ETFs with 0.20% to 0.88%.
Figure 17: ETF toolbox TERs ranging from 0.05% to 0.65%.
Fundamental ETFs: the first fundamental factor weighted ETF
Equity Fixed income Cash Currency Commodity ETFs: the first commodity ETF was launched in was launched in May 2000. Fundamental factors such as sales,
 Government  EONIA, SONIA
Canada in March 2001. Commodities as an asset class typically cash flow, book value, dividends, earnings, and employees, are
 Global  Developed currencies
exhibit low correlation to equity indices, and the advent of increasingly being used to create new indices. It has been argued
 Capitalisation (large,  Corporate  Fed funds  Emerging market currencies
commodity ETFs allows investors to satisfy asset allocation and that traditional market cap weighted indices are systematically
mid, small…)  Credit  Inverse/leveraged
diversification requirements, hedge inflation or speculate on inefficient by overweighting overvalued stocks and underweighting
 Inflation Alternatives  Strategy
 Sectors commodity indices such as the S&P GSCI. Trading commodity undervalued stocks.
 High yield  Hedge funds (carry, momentum...)
 Broad markets indices as a single ETP avoids the need to manage futures rolls,
 Mortgage backed  Carbon provides investors with deep underlying liquidity pools, and allows Sector ETFs: the first sector ETFs were launched in December
 Emerging markets
 Emerging markets  Volatility Commodities investors who are restricted from using derivatives or other 1998 covering nine US economic sectors allowing investors to
 Countries
 Broad (S&P GSCI, DJ-UBS,
commodity vehicles to gain exposure in an gain US sector exposure or implement sector rotation strategies.
 Inverse/leveraged
equity vehicle. Certain sectors outperform in particular stages of the economic
 Styles
RICI, CRB…)
cycle. Sector rotation strategies are designed to beat the market
 Sub-indices (energy,
 Active Shari’ah ETFs: the first Shari’ah compliant ETF was launched by rotating the investment into the sector which is expected to
livestock, precious
 Dividend in January 2007. Shari’ah compliance means compliance with outperform in the given stage of the economic cycle. There are
metals, industrial metals, certain Shari’ah principles that are derived from the Quaran many ETFs providing global, regional, and single country sector
 Fundamental
agriculture...) and other sources of Islamic law, as determined by Shari’ah exposure with TERs ranging from 0.15% to 0.99%.
 Infrastructure
 Individual commodities scholars. Methodologies exclude representation in the index by
 Real estate
 Based on physically held shares issued by producers of alcohol and pork-related products, Inverse/leveraged ETFs: the first inverse or leveraged ETF
 Shari’ah assets (gold, silver, providers of conventional financial services and providers of was launched in February 2005. Leveraged ETFs are designed
 Thematic platinum, palladium…) entertainment services (e.g. hotels, casinos/gambling, cinema to provide up to 300% daily upside performance, while the
 Private equity  Based on futures etc.). Tobacco manufacturers, defence and weapons companies, inverse range of ETFs provide one and two times daily reverse
 Value/Growth 2,308 ETFs with 4,922 ETF listings  Based on forwards although not strictly forbidden under Shari’ah law, are also (short) index performance. These ETFs can be used to magnify
874 ETPs2 with 1,439 listings  Inverse/leveraged
excluded. In addition to excluding companies from certain returns, hedge portfolios and manage risk without the need for
Total: 3,182 products with 6,361 listings sectors, Shari’ah compliant indices also exclude companies that a margin account or margin calls. TERs for these ETFs range
employ excessive leverage or generate excessive interest income. from 0.14% to 1.15%.
2. ETPs include HOLDRs, Exchange Traded Commodities (ETCs), Exchange Traded Currency Products, and Exchange Traded Notes (ETNs), as at end August 2010.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg. Source: Global ETF Research and Implementation Strategy Team, BlackRock.
Global ETFs: The first global ETF was launched in August 1997 Emerging market ETFs: The first emerging market ETF was
in New Zealand. Global ETFs allow investors to gain diversified launched in March 1996. Emerging market countries are Portfolio diversification: commodity returns have
exposure to broad developed markets such as MSCI World typically characterised by rapid economic growth, volatility, historically displayed low correlation with equities or other In addition, commodities have often proved more resilient
which tracks the performance of 23 developed countries. immature institutions and political instability. ETFs that track asset classes. As equities and other traditional assets perform than other asset classes to geopolitical and macro-economic
International diversification can minimise the impact of global emerging market indices such as the MSCI Emerging well, commodities have tended to underperform these asset shocks. For example, political crises in emerging markets have
economic downturns within individual countries or regions and Markets Index provide investors with diversified exposure to classes. However, as other asset classes decreased in value, sometimes tripped up stock markets but left the commodity
reduce overall risk. There are global ETFs with TERs ranging from 22 emerging market countries. There are many ETFs providing commodities have sometimes provided positive returns for market relatively unaffected. Indices are a convenient way to
0.20% to 1.14%. global, regional, and single country emerging market exposure investors. Commodities are often used to help reduce portfolio access a group of commodities. Indices can represent the asset
with TERs ranging from 0.05% to 1.50%. risk by adding diversification. class as a whole or a particular sub-sector, such as energy,
agriculture or precious metals.
Source: Various ETF Providers, Exchanges, Global ETF Research and Implementation Strategy Team, BlackRock, as at end February 2010. Potential portfolio protection: historically, commodities
are one of the few asset classes to have benefited from Commodity indices differ in the rules used to gain exposure to
rising inflation. As demand for goods and services increases, the asset class. Does the index track futures prices or spot
prices of those goods and services usually also rise, as do the prices? How often is the index rebalanced? Are there minimum
Figure 18: Comparison of fixed income index trading characteristics and maximum weightings for different sectors or individual
prices of the commodities used in their production. Because
commodity prices tend to rise in periods of inflation, investing in commodities? Investors should be aware of these rules before
commodities can potentially provide some portfolio protection investing in structured products linked to indices. This section
Barclays Capital Citigroup eb.rexx EuroMTS FTSE JPMorgan Markit iBoxx
against accelerating inflation. describes the components and methodologies of some of
the main commodity indices. Some of the key features are
outlined below.
Government Government Government Government Gilt Emerging market Government
Aggregate Corporate Inflation-linked Corporate
Corporate Asset backed Asset backed Figure 19: S&P GSCI USD TR Index versus MSCI World USD TR
Inflation-linked % accumulated US$ total return % accumulated US$ total return
400% 400%
Index Price 350% 350%
Index family Exposure calculation Price source contribution Price type 300% 300%
Barclays Capital Aggregate Barclays Capital About 80% comes from Barclays Capital traders Daily Bid prices (non- 250% 250%
government bonds)
200% 200%
Mid prices
(government bonds) 150% 150%
Government – Barclays Capital Barclays Capital traders Daily Mid prices 100% 100%
term 50% 50%
Government – Barclays Capital About 80% comes from Barclays Capital traders Daily Mid prices 0 0
short treasury The rest comes from third party vendors
-50% -50%
Corporate Barclays Capital About 80% comes from Barclays Capital traders Daily Bid prices
-100% -100%
Inflation-linked Barclays Capital Barclays Capital traders Daily Mid prices
Dec-95
Dec-96
Dec-97
Dec-98
Dec-99
Dec-00
Dec-01
Dec-02
Dec-03
Dec-04
Dec-05
Dec-06
Dec-07
Dec-08
Dec-09
Jun-10
Inflation-linked Barclays Capital Euro government, United States TIPS, United Daily Mid prices
world Kingdom linkers and Japanese linkers come from
Barclays Capital. Prices for Australian linkers are
taken from ABN Amro. Canadian linker prices are MSCI World ■ S&P GSCI TR ■
taken from RBC Dominion and Swedish linker
prices are taken from PMI Exchange
Index returns are for illustrative purposes only and do not represent actual fund performance. Index performance returns do not reflect any management fees, transaction
Citigroup Citigroup Individual Citigroup trader pricing Daily Bid prices costs or expenses.
(Japan mid prices) Indices are unmanaged and one cannot invest directly in an index. Past performance does not guarantee future results.
eb.rexx Deutsche Börse Eurex Bonds Intraday 9:00 am Traded price data Data as at end June 2010.
- 5:00 pm CET Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
EuroMTS EuroMTS MTS Markets Intraday 9:00 am Bid prices
- 5:30 pm CET
FTSE FTSE Gilt-Edged Market Makers Association Daily Mid prices
(GEMMA) via Reuters Figure 20: Why include commodities in your portfolio?
JP Morgan JP Morgan JP Morgan traders Daily Bid prices
Strategic  A long-only passive investment in commodities can provide investors with significant portfolio benefits.
Markit iBoxx Covered International Index iBoxx Consortium Intraday 8:00 am Bid prices  Counter cyclical with stocks and bonds.
Company (IIC) - 4:30 pm GMT  Diversification.
Government – International Index iBoxx Consortium Intraday 9:00 am Bid prices  Macro Economic Hedge against rising growth.
liquid capped Company (IIC) - 5:15 pm CET
 Potential for high equity-like returns.
and corporate
$ Corporate International Index iBoxx Consortium Intraday Bid prices
Tactical  Outlook for commodity investment returns can be both cyclically and secularly bullish.
Company (IIC)
 Severe capacity constraints due to lack of infrastructure investment.
 Significant benefits are expected to come from backwardation in the energy markets.
Source: Fixed Income Index Guide, BlackRock.
Figure 21: Commodity index performance comparison Figure 23: Commodity index comparison
# of Weighting Recomposition S&P Goldman Sachs Dow Jones UBS Thomson Reuters Jefferies Rogers International
Index commodities method frequency Commodity Index Commodity Index CRB Index Commodity Index (RICI)
S&P GSCI 24 World production Monthly
Rogers International Commodity Index 36 Discretion of committee Annual
Thomson Reuters/Jefferies CRB Index 19 Equal weighted within broad sectors Irregular
Dow Jones UBS Commodity Index 19 Liquidity and production Annual
% accumulated US$ total return % accumulated US$ total return

600% 600%
500% 500%
400% 400%
Energy 70% ■ Energy 31% ■ Energy 39% ■ Energy 44% ■
Livestock 5% ■ Livestock 7% ■ Livestock 7% ■ Livestock 3% ■
300% 300% Precious metals 4% ■ Precious metals 13% ■ Precious metals 7% ■ Precious metals 7% ■
Industrial metals 8% ■ Industrial metals 18% ■ Industrial metals 13% ■ Industrial metals 14% ■
200% 200% Agriculture 13% ■ Agriculture 31% ■ Agriculture 34% ■ Agriculture 32% ■
100% 100%
Thomson Rogers Thomson Rogers
DJ UBS Reuters Internat’l DJ UBS Reuters Internat’l
0% 0%
S&P Commodity Jefferies Commodity S&P Commodity Jefferies Commodity
GSCI Index CRB Index Index (RICI) GSCI Index CRB Index Index (RICI)
-100% -100% Commodity Measure (%) (%) (%) (%) Commodity Measure (%) (%) (%) (%)
Energy 70.38% 31.09% 39.00% 44.00% Agriculture 12.91% 31.09% 34.00% 31.90%
Oct-98
Mar-99
Aug-99
Jan-00
Jun-00
Nov-00
Apr-01
Sep-01
Feb-02
Jul-02
Dec-02
May-03
Oct-03
Mar-04
Aug-04
Jan-05
Jun-05
Nov-05
Apr-06
Sep-06
Feb-07
Jul-07
Dec-07
May-08
Oct-08
Mar-09
Aug-09
Jan-10
Jun-10
WTI crude oil $/barrel 35.95% 13.92% 23.00% 21.00% Wheat $cents/ 2.88% 5.71% 1.00% 6.00%
Brent crude oil $/barrel 14.92% - - 14.00% bushels
RBOB gasoline $cents/ 4.67% 3.56% 5.00% 3.00% Kansas wheat $cents/ 0.59% - - 1.00%
S&P GSCI TR ■ Thomson Reuters Jefferies CRB Index ■ Rogers International Commodity Index TR ■ DJ-UBS Commodity TR ■ bushels
gallon
Heating oil $cents/ 4.63% 3.49% 5.00% 1.80% Corn $cents/ 3.17% 6.83% 6.00% 4.75%
gallon bushels
Index returns are for illustrative purposes only and do not represent actual fund performance. Index performance returns do not reflect any management fees, Gasoil $/metric 5.95% - - 1.20% Soybeans $cents/ 2.33% 7.93% 6.00% 3.35%
transaction costs or expenses. ton bushels
Indices are unmanaged and one cannot invest directly in an index. Past performance does not guarantee future results. Soybean oil $cents/ - 3.08% - 2.00%
Data as at end June 2010.
Natural gas $/mmBtu 4.27% 10.11% 6.00% 3.00%
pound
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg. Livestock 5.08% 6.54% 7.00% 3.00%
Soybean meal $/short ton - - - 0.75%
Live cattle $cents/ 2.77% 4.00% 6.00% 2.00%
pound Cotton $cents/ 1.31% 2.21% 5.00% 4.20%
pound
Feeder cattle $cents/ 0.50% - - -
pound Sugar $cents/ 1.55% 2.07% 5.00% 2.00%
ETFs providing exposure to ‘commodities’ can be based on different types of underlying investments/vehicles which can lead to pound
significant difference in performance: Lean hogs $cents/ 1.82% 2.53% 1.00% 1.00%
pound Coffee $cents/ 0.73% 3.26% 5.00% 2.00%
pound
Precious metals 3.68% 13.04% 7.00% 7.10%
Cocoa $/metric 0.36% - 5.00% 1.00%
Gold $/troy oz 3.28% 9.74% 6.00% 3.00% ton
Silver $/troy oz 0.40% 3.30% 1.00% 2.00% Orange juice $cents/ - - 1.00% 0.60%
Figure 22: Types of commodity exposure
Palladium $/troy oz - - - 0.30% pound
Platinum $/troy oz - - - 1.80% Rubber JPY/ - - - 1.00%
Shares  Price is based on the exchange traded share price of listed companies. Industrial metals 7.95% 18.25% 13.00% 14.00% kilogram
 eg. gold miners, steel product producers, coal miners, companies engaged in agriculture/farming activities. Aluminium $/metric 2.51% 5.53% 6.00% 4.00% Lumber $/1k - - - 1.00%
ton
board fleet
Physical commodities  Price is based on the traded price of the physical underlying commodity. Copper $/metric 3.48% 7.56% 6.00% 4.00%
 The commodity is typically stored in a vault. ton Canola CAD/ - - - 0.75%
 eg. gold, silver, platinum, palladium. Lead $/metric 0.44% - - 2.00% metric ton
ton Rice $/cwt - - - 0.50%
Futures  Price is based on an index level which is derived from underlying futures contracts. Nickel $/metric 0.88% 2.77% 1.00% 1.00% Oats $cents/ - - - 0.50%
 Typically used for exposures which cannot be physically stored or represent a basket of commodities. ton bushels
 eg. agriculture, energy, industrial metals, livestock. Tin $/metric - - - 1.00% Rapeseed EUR/ - - - 0.25%
ton
metric ton
Zinc $/metric 0.65% 2.39% - 2.00%
ton Azuki beans JPY/bag - - - 0.15%
Source: Global ETF Research and Implementation Strategy Team, BlackRock. Greasy wool AUD/ - - - 0.10%
kilogram
Total 100.00% 100.00% 100.00% 100.00%

Data as at: May-10 Jul-10 Jan-10 Jan-10
Source: Global ETF Research and Implementation Strategy Team, BlackRock, S&P, Dow Jones, Jefferies, RICI Handbook 2010.
Investment concerns
Figure 24: Deciding on which product to use depends on many factors
ETFs possess risks related to the securities in their underlying Optimised replication: many ETFs use computer optimisation
Considerations Questions Products indices. ETFs are subject to risks applicable to any investment in techniques to design portfolios to closely track the index while
portfolios of common stocks or bonds, including that of generally minimising transaction costs. Under this technique, the ETF
 Transparency  What is my benchmark?  How can I gain long and/or  Portfolio trading
lower prices and the chance that they may underperform more omits or underweights some stocks (usually the less liquid or
Client service short exposure? ETFs
  What are my regulatory  concentrated or actively managed portfolios. By targeting smaller-cap stocks). This technique, if properly used, should
 Product choice guidelines?  How can securities lending  ETNs performance in line with indices, investors are also foregoing have only a minor effect on tracking.
add value? opportunities to outperform.
 Liquidity
 What are my mandate  ETPs
constraints?  What is my time horizon? Rebalancing: ETFs are required to make changes in the
 Portfolio management  Swaps ETFs are subject to ‘tracking error’ risks. Factors such as
 What are my counterparty risk  What are the tax implications? composition of their portfolios when stocks are added to
guidelines?  Futures expenses, imperfect correlation between an ETF’s stocks and or dropped from the index. The timing, market impact, and
 What are my liquidity
 What are my tracking risk requirements?  Options those in its underlying index and regulatory policies may cause transaction costs of the changes can affect performance.
guidelines? an ETF’s return to deviate from its underlying index. Six major
 What costs are involved?  Securitised products:
certificates, warrants,
sources of tracking error are summarised below: Nonconcurrent trading hours: some ETFs trade in the
equity linked notes, United States when their underlying markets are closed. For
local access products Fees and expenses: expenses of all fund products reduce example, the Japanese market is closed while an ETF tracking
total return. Although ETFs have the low expense ratios, fees will the Japanese market is trading on NYSE Arca. Given increased
Source: Global ETF Research and Implementation Strategy Team, BlackRock.
cause an ETF to underperform its index over time. correlation between markets, ETFs based on the Japanese
market may appear to be at a premium prior to the start of the
Premiums/discounts: on any date, the closing price of an ETF trading day in Japan when the United States’ market is up in
may be at a premium or discount to its Net Asset Value (NAV) anticipation that the Japanese market will rally. Similarly, on a
due to supply and demand factors. This will affect reported down day in the United States, the ETFs on the Japanese market
Factors to consider when selecting performance of the ETF versus its index. may appear to trade at a discount.
an ETF Dividend reinvestment: some ETFs hold dividends in cash Many European investors prefer ETFs that are UCITS funds
and only pay them out to investors on a periodic basis. In from a regulatory and dividend withholding point of view. Some
Objectives: assess your financial goals. Total costs: the fund’s Total Expense Ratio (TER), not just the contrast, some ETFs can reinvest dividends daily. A lag in European investors are only allowed to invest in UCITS funds.
Management Expense Ratio (MER), is a major consideration dividend reinvestment can cause small under performance in For European and Asian investors, dividend withholding may
Strategy: look for the right ETF to complement your portfolio. when comparing costs between ETFs. Trading costs, tracking rising markets. be higher when investing in US listed ETFs as they may suffer
Ensure you read the prospectus and other documentation risk, registrations, trading currency, dividend withholding rates dividend withholding within the ETFs as well as on dividends
published by the ETF provider prior to investing. and securities lending within the fund and lending of the ETF paid out of the ETF.
should all be considered.
Risks: the value of your investment may go up or down. Check
the specific risks (i.e. political, economic and currency risks Liquidity: ETFs afford investors two forms of liquidity. The first
when investing in an ETF providing exposure to an emerging is through trading the shares on a secondary basis on-exchange.
market, country or region) and tax implications. The second is on a primary basis via the unique ‘creation’
process, whereby an AP purchases the underlying basket of
The index: even ETFs with very similar sounding names can securities in the local market and deposits the basket ‘in kind’
be based on very different constituents. Index providers have into the ETF, creating more shares in that ETF. The unique
different index methodologies which will determine the holdings, creation/redemption process means that the liquidity in the
weights and rebalance frequency, which will result in different ETF is driven by the liquidity in the underlying securities.
risk and reward characteristics. Understanding the index is an Similar indices can have different liquidity profiles based
important step in the process. on their index methodology.
The structure: regulatory changes and innovations in ETF provider: the type and amount of information provided on
structures have seen ETPs move beyond the conventional their ETFs, index construction and methodology, tax and index
open-ended fund structure of an ETF. Additionally, open-ended management knowledge, as well as the level and type of support
funds can, in many jurisdictions, embrace the use of swaps and provided to investors, intermediaries and brokers varies based
other derivatives, which may change the risk characteristics and on the size, scale and expertise of the provider.
may limit the product’s transparency compared to traditional
physical ETFs, particularly in relation to the fund’s list of
holdings. The size of the ETF in terms of AUM will often
dictate how much certain investors can invest in an ETF.
Basic ETF structures Researching ETFs using Bloomberg

ETFs have distinctive features. Each ETF is designed to track a Investors who are expressing concerns over counterparty Equity functions Fixed income functions
specific index. They provide access to investment styles, asset risk, transparency and liquidity when using structured products,
classes, markets, and different sectors. swaps, certificates, and notes are showing a preference for ETFs Using a specific ETF Using a specific ETF
where the structure is a fund, and often, more specifically for
They are structured as open-end funds which are domiciled and ETFs which purchase the underlying securities in the index.
IVV US + EQUITY + DES + GO TLT US + EQUITY + DES + GO
registered in many countries around the world. The assets of
ETFs are held by custodians in a ring fenced structure. ETFs tend to trade at or close to the NAV of the underlying
 Description: objective and classification  Description: objective and classification
basket of shares. Arbitrageurs would take advantage of
Most ETFs purchase the underlying securities in the index with significant premium or discount relative to the underlying index.  Total expense ratio  Total expense ratio
the majority fully replicating their underlying index, many have An arbitrageur would typically buy or sell the ETF and place an  Market cap  Market cap
the capacity to employ optimisation and sampling techniques. offsetting buy or sell transaction in the underlying basket of  Shares outstanding  Shares outstanding
These ETFs may exclude certain securities and deviate from component stocks or futures.  Premium/discounts  Premium/discounts
their benchmark constituent weights, which could lead to  Underlying index data  Underlying index data
tracking error. ETF providers have continued to expand their product ranges  Distributions and return data  Distributions and return data
in more specialised areas to cater for the growing number
 Indicative intraday trading value  Indicative intraday trading value
The open-end structure typically allows funds to lend stock, of professional and retail investors using ETFs as advanced
which may generate extra income. In addition, these funds can portfolio construction tools. The increasing availability of
hold other securities and financial instruments, including cash these highly-specialised ETFs across the full spectrum of Broad functions Other fixed income functions
and equivalents and futures. Dividends are typically paid out equities, fixed-income and alternative investments now
quarterly, semi-annually or annually, although some ETFs do ensures that investors can use ETFs to instantly reallocate BQ Basic quote For general treasury levels
PX1 + GO
reinvest dividends in the fund. capital to take advantage of new investment opportunities CACS Corporate action calendar (general pricing for treasury securities)
as market conditions stabilise. CN Current news including distribution information and other
In Europe, a new approach is being used to create funds and ETF reports For Barclays Capital Index information
ETFs which utilise a total return swap plus a basket of securities COMP Compare the performance of an ETF with another ETF, (accesses daily and monthly returns and BCIX + GO + 12 + GO
to comply with the diversification rules under Undertakings for
stock or index statistics on the Barclays Capital Indices)
Collective Investments in Transferable Securities (UCITS III) to
DVD Provides dividend/split summary
deliver index performance rather than purchasing the underlying
securities in the index. EXTF Sort all ETFs by various categories Fixed income functions summary
FPC Fund performance
GIP Intraday charting For market value, accrued interest, coupon, YTM, YTW, rating, duration,
GIT Intraday volume and price information convexity, and risk, please follow the steps below.
Figure 25: Key tax considerations
GPO Historical charting
Example: iShares MSCI Emerging Markets: European versus United States listed funds HDS Shows institutional holders of ETFs 1. Input Fixed Income ETF ticker:
HP Historical prices
MHD Shows daily holdings for ETFs AGG US + EQUITY + GO
2.71% 2.71%
Local shares European listed ETF SI Short interest
Net dividends Gross dividends Non United States
based investor YRH Regression analysis 2. MHD + GO
(3.01% gross dividends) (9.91% withholding (Irish domiciled) (no withholding
[blended rate]) out of the ETF)
Trading functions 3. 99 + GO
AQR Volume-weighted average quote 4. PRPT + GO

2.77% United States 1.94%2
CORR Correlation between ETF and a specific stock
Local shares Net dividends listed ETF Net dividends Non United States HS Historical spread 5. 41 + GO
(3.01% gross dividends) (8.06% withholding (United States (up to 30%1 based investor
IIRA Shows some of the OTC trades that are executed on ETFs
[blended rate]) domiciled) withholding)
IOIA View firms’ existing trades 6. RPT + GO
OMON Link to listed option chain on an ETF
OTD Equity option description 7. Screen will show ‘Pending’,
2.77% 2.77%
United States QR Trade recap shows time of day for trades then change to ‘in Progress’.
Local shares Net dividends listed ETF Gross dividends United States QRM Trades and spreads throughout the day Wait until it says ‘Completed’
(3.01% gross dividends) (8.06% withholding (United States (no withholding based investor
[blended rate]) out of the ETF) SGIP/MGIP For chart of ETF versus its underlying trading volume or
domiciled)
another ETF. For example: 8. Click on green VW to view
IVV US + EQUITY + NVV + INDEX + SGIP + GO
TCA Trade cost analysis

TSM Trade summary matrix—shows where trades took place by
1. Maximum rate, lower rate may apply based on local tax treaties with United States.
2. Assumes impact of maximum rate.
bid, midpoint and ask
The information given does not constitute tax or legal advice and prospective investors should consult their own professional advisers as to the implications VAP View total number of shares traded at each price
of their subscribing for, purchasing, holding, switching or disposing of shares under the laws of the jurisdiction in which they may be subject to tax.
Tax legislation may change.
Source: BlackRock, July 2009.
Europe
ETF providers with ETFs listed in Europe, as at end August 2010 ETF providers with ETFs listed in Europe, as at end August 2010 (continued)
Alpha Asset Management Amundi ETF BBVA Asset Management Bizim Menkul Degerler NCB Investment Services Osmosis Investment OTP Fund Management PowerShares
www.alphamutual.gr www.amundietf.com www.bbva.es www.djimtr.com www.ncb.ie/client_services/ Management www.otpalap.hu www.invescopowershares.net
equities06.htm www.osmosisim.com
ComStage ETF
Commerzbank Credit Suisse Asset db x-trackers Direxion Shares ProShares RBS Seligson & Co Fund Source Markets
www2.comstage.commerzbank.com Management www.dbxtrackers.com www.direxionshares.com www.proshares.com marketaccess.rbs.com/uk/ Management www.source.info
www.csetf.com Home.aspx www.seligson.fi/OMXH25
thinkcapital.nl
DnB NOR Asset Management EasyETF ETFlab Investment ETF Securities State Street Global Advisors Swiss & Global Asset Think Capital Troika Dialog Asset
www.dnbnor.no/en/markets/ www.easyetf.com www.etflab.com www.etfsecurities.com www.spdrseurope.com Management www.thinkcapital.nl Management
equities/etf www.jbfundnet.com www.troika-am.ru
Finans Portfoy Yonetimi Garanti Bank HQ Fonder HSBC UBS Global Asset Van Eck Associates Corp Vanguard XACT Fonder
www.finansportfoy.com www.garantibank.com www.hq.se/en/HQ-ETF www.etf.hsbc.com Management www.vaneck.com www.vanguard.com www.xact.se
www.ubs.com/etf
iShares Is Investment JPM Structured Fund Kuveyt Turk Katilim Bankasi Zürcher Kantonalbank
www.ishares.com www.isbyf.com Management www.goldplus.com.tr www.zkb.ch
etf.jpmorgan.com
Lyxor Asset Management Marshall Wace Asset Medveöek Puönik AM NBG Asset Management
www.lyxoretf.com Management www.medvesekpusnik.si/en/mpdzu. www.nbgam.gr
www.mwetf.com asp?Path=149,157
Figure 26: ETF providers in Europe ranked by AUM, as at end August 2010 Figure 27: ETF listings by exchange in Europe, as at end August 2010
# total AUM % # # total AUM 20 day ADV
ETF provider Short name Website # ETFs listings (US$ Bn) total planned Country Exchange Short name Website # ETFs listings (US$ Bn) (US$ Mn)
iShares iShares www.ishares.com 173 745 $83.8 36.3% 3 Austria Wiener Borse ATX www.wienerborse.at 1 21 $0.0 $0.1
Lyxor Asset Management Lyxor AM www.lyxoretf.com 125 471 $43.1 18.7% 0 Belgium NYSE Euronext Brussels EN Bru www.euronext.com 1 1 $0.0 $0.2
db x-trackers db x-trackers www.dbxtrackers.com 135 531 $37.4 16.2% 5 Finland NASDAQ OMX Helsinki OMX Hel www.nasdaqomxnordic.com 1 1 $0.2 $0.3
Credit Suisse Asset Management Credit Suisse AM www.csetf.com 54 118 $11.8 5.1% 0 France NYSE Euronext Paris EN Par www.euronext.com 250 426 $51.0 $321.7
Zürcher Kantonalbank ZKB www.zkb.ch 7 12 $9.4 4.1% 0 Germany Deutsche Boerse Xetra www.deutsche-boerse.com 369 704 $90.2 $640.0
Commerzbank Commerzbank www2.comstage.commerzbank.com 79 316 $6.7 2.9% 2 Boerse Stuttgart Stutt www.boerse-stuttgart.de - 353 $0.0 $14.0
Amundi ETF Amundi ETF www.amundietf.com 87 216 $6.0 2.6% 0 Greece Athens Exchange ASE www.ase.gr 2 2 $0.1 $0.0
ETFlab Investment ETFlab www.etflab.com 35 54 $5.3 2.3% 0 Hungary Budapest Stock Exchange BSE www.bse.hu 1 1 $0.0 $0.2
Source Markets Source www.source.info 51 51 $5.2 2.3% 19 Ireland Irish Stock Exchange ISE www.ise.ie 14 14 $0.3 $0.1
EasyETF EasyETF www.easyetf.com 64 121 $5.2 2.2% 0 Italy Borsa Italiana Milan www.borsaitaliana.it 13 447 $1.7 $289.4
UBS Global Asset Management UBS GAM www.ubs.com/etf 20 99 $5.0 2.2% 9 Netherlands NYSE Euronext Amsterdam EN Ams www.euronext.com 11 106 $0.2 $53.0
Swiss & Global Asset Management Swiss & Global AM www.jbfundnet.com 16 32 $3.5 1.5% 0 Norway Oslo Stock Exchange Oslo www.oslobors.no 6 6 $0.6 $71.9
XACT Fonder XACT www.xact.se 12 16 $2.5 1.1% 0 Russia RTS Stock Exchange RTS www.rts.ru 1 1 $0.0 $3.1
BBVA Asset Management BBVA AM www.bbva.es 8 8 $1.2 0.5% 0 Slovenia Ljubljana Stock Exchange LJSE www.ljse.si 1 1 $0.0 $0.0
State Street Global Advisors SSgA www.spdrseurope.com 13 36 $1.0 0.4% 0 Spain Bolsa de Madrid Madrid www.bolsamadrid.es 10 44 $1.3 $15.9
PowerShares PowerShares www.invescopowershares.net 19 66 $1.0 0.4% 1 Sweden NASDAQ OMX Stockholm OMX Sto www.nasdaqomxnordic.com 16 48 $2.0 $73.6
RBS RBS www.marketaccess.rbs.com/uk/Home.aspx 10 55 $0.9 0.4% 21 Switzerland SIX Swiss Exchange SIX www.six-swiss-exchange.com 98 474 $29.5 $158.6
ETF Securities ETF Securities www.etfsecurities.com 25 107 $0.5 0.2% 0 Turkey Istanbul Stock Exchange Istanbul www.ise.org 11 11 $0.1 $29.3
Marshall Wace Asset Management Marshall Wace AM www.mwetf.com 3 4 $0.4 0.2% 0 United Kingdom London Stock Exchange LSE www.londonstockexchange.com 179 413 $53.5 $331.0
HSBC HSBC www.etf.hsbc.com 9 13 $0.3 0.1% 11 Turquoise (not an official exchange) Turq www.tradeturquoise.com - 37 $0.0 $0.0
Seligson & Co Fund Management Seligson www.seligson.fi/OMXH25 1 1 $0.2 0.1% 0 Chi-X (not an official exchange) Chi-X www.chi-x.com - 29 $0.0 $16.6
DnB NOR Asset Management DnB NOR AM www.dnbnor.no/en/markets/equities/etf 3 3 $0.2 0.1% 0 European Reported OTC - - - - - $685.8
JPM Structured Fund Management JPM SFM www.etf.jpmorgan.com 6 12 $0.1 0.0% 0
Finans Portfoy Yonetimi Finans Portfoy www.finansportfoy.com 6 6 $0.1 0.0% 0 Total 985 3,140 $230.9 $2,704.8
Alpha Asset Management Alpha AM www.alphamutual.gr 1 1 $0.1 0.0% 0
HQ Fonder HQ Fonder www.hq.se/en/HQ-ETF 7 7 $0.0 0.0% 0 Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
NCB Investment Services NCB IS www.ncb.ie/client_services/equities06.htm 1 1 $0.0 0.0% 0
Is Investment IS Investment www.isbyf.com 2 2 $0.0 0.0% 0
OTP Fund Management OTP FM www.otpalap.hu 1 1 $0.0 0.0% 0
Osmosis Investment Management Osmosis IM www.osmosisim.com 1 2 $0.0 0.0% 0
Medvesek Pusnik AM Medvesek Pusnik AM www.medvesekpusnik.si/en/mpdzu.asp?Path=149,157 1 1 $0.0 0.0% 0
NBG Asset Management NBG AM www.nbgam.gr 1 1 $0.0 0.0% 1
Bizim Menkul Degerler BMD www.djimtr.com 1 1 $0.0 0.0% 0
Think Capital Think Capital www.thinkcapital.nl 5 5 $0.0 0.0% 0
Garanti Bank Garanti www.garantibank.com 1 1 $0.0 0.0% 0
Troika Dialog Asset Management Troika Dialog AM www.troika-am.ru 1 1 $0.0 0.0% 0
Kuveyt Turk Katilim Bankasi Kuveyt Turk www.goldplus.com.tr 1 1 $0.0 0.0% 0
Direxion Shares Direxion www.direxionshares.com - 12 - - 0
ProShares ProShares www.proshares.com - 8 - - 0
Van Eck Associates Corp Van Eck www.vaneck.com - 1 - - 0
Vanguard Vanguard www.vanguard.com - 1 - - 0
Hinduja Bank (Switzerland) Hinduja Bank www.hindujabank.com - - - - 1
Qbasis Invest Qbasis Invest www.qbasisinvest.com - - - - 1
Total 985 3,140 $230.9 100.0% 74
ETFs listed in Europe ETFs listed in Europe

Approx. no. Annual Index UK dist UK rpt
Price ticker Bloomberg of securities TER Trad AUM ADV Legal replication status status Launch
ETF name Bloomberg Reuters INAV Index ISIN ETF Index (BPS) Divs curr (US$ Mn)1 (US$ Mn)2 structure method UCITS Registrations (UKDS) (UKRF) Provider date Exchange
Europe – equity
Broad – European
iShares MSCI Europe IMEU LN IMEU.L INAVMSEG MXEU IE00B1YZSC51 379 459 35 Q GB-p 1,216.36 2.49 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 9-Jul-07 LSE
NYSE Euronext Amsterdam IMEU NA IMEU.AS INAVMSEE MXEU IE00B1YZSC51 379 459 35 Q EUR - 1.87 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 5-Sep-07 EN Ams
Deutsche Boerse IQQY GY IQQY.DE INAVMSEE MXEU DE000A0M5X28 379 459 35 Q EUR - 0.71 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 20-Nov-07 Xetra
SIX Swiss Exchange IMEU SW IMEU.S INAVMSEC MXEU IE00B1YZSC51 379 459 35 Q CHF - 0.36 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 4-Dec-07 SIX
Borsa Italiana IMEU IM IMEU.MI INAVMSEE MXEU IE0 0B1YZSC51 379 459 35 Q EUR - 0.67 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 18-Mar-08 Milan
NYSE Euronext Paris EUM FP - INAVMSEE MXEU IE00B1YZSC51 379 459 35 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 6-Nov-07 EN Par
Boerse Stuttgart IQQY GS IQQY.SG INAVMSEE MXEU DE000A0M5X28 379 459 35 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK Yes Yes iShares 20-Nov-07 Stutt
iShares MSCI Europe (Acc) IMEA LN IMAE.L INAVIMEG MSDEE15N IE00B4K48X80 391 459 35 R EUR 27.16 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
London Stock Exchange SMEA LN SMEA.L INAVIMEG MSDEE15N IE00B4K48X80 391 459 35 R GB-p - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
NYSE Euronext Amsterdam IMAE NA IMAE.AS INAVIMEG MSDEE15N IE00B4K48X80 391 459 35 R EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 13-Oct-09 EN Ams
Borsa Italiana SMEA IM - INAVIMEG MSDEE15N IE00B4K48X80 391 459 35 R EUR - 0.09 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNK GR - INAVIMEG MSDEE15N DE000A0YBR20 391 459 35 R EUR - 0.02 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 30-Sep-09 Xetra
AMUNDI ETF MSCI EUROPE CEU FP CE-U.PA INCEU MSDEE15N FR0010655696 S 459 28 R EUR 341.77 0.91 French FCP Swaps III FR, G, IT, N, SW No No Amundi 6-Oct-08 EN Par
Deutsche Boerse CEUGR GY - INCEU MSDEE15N FR0010655696 S 459 28 R EUR - 0.02 French FCP Swaps III FR, G, IT, N, SW No No Amundi 23-Feb-10 Xetra
Borsa Italiana CEU IM - INCEU MSDEE15N FR0010655696 S 459 28 R EUR - 0.11 French FCP Swaps III FR, G, IT, N, SW No No Amundi 8-Mar-10 Milan
SIX Swiss Exchange CEU SW CEU.S INCEU MSDEE15N FR0010655696 S 459 28 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Apr-10 SIX
ComStage ETF MSCI Europe TRN CBNDDUE1 GY CBMINEU.DE CNAVNUE1 NDDUE15 LU0392494646 S 459 25 R EUR 90.92 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUE1 GS CBMINEU.SG CNAVNUE1 NDDUE15 LU0392494646 S 459 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X011US SW CBMINEUUS.S NDDUE15 LU0392494646 S 459 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUE1 SW CBMINEU.S NDDUE15 LU0392494646 S 459 25 R CHF - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
db x-trackers MSCI Europe TRN ETF XMEU GY XMEU.DE XMEUINAV NDDUE15 LU0274209237 S 459 30 R EUR 989.14 5.24 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 17-Jan-07 Xetra
Borsa Italiana XMEU IM XMEU.MI XMEUINAV NDDUE15 LU0274209237 S 459 30 R EUR - 0.63 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XMEU SW XMEU.S XMEUINAV NDDUE15 LU0274209237 S 459 30 R USD - 0.12 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 15-May-07 SIX
London Stock Exchange XMEU LN XMEU.L XMEUINVG NDDUE15 LU0274209237 S 459 30 R GB-p - 0.07 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMED LN XMED.L XMEUINVG NDDUE15 LU0274209237 S 459 30 R USD - 0.07 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 10-Sep-07 LSE
NYSE Euronext Paris XEU FP XEU.PA XMEUINVG NDDUE15 LU0274209237 S 459 30 R EUR - 0.08 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 15-Sep-08 EN Par
Boerse Stuttgart XMEU GS XMEU.SG XMEUINAV NDDUE15 LU0274209237 S 459 30 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 10-Jan-07 Stutt
NASDAQ OMX Stockholm XMEU SS XMEU.ST NDDUE15 LU0274209237 S 459 30 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
ETFlab MSCI Europe ETFEUAC GY ETFEUAC.DE IEUAC MXEU DE000ETFL284 459 459 30* Q EUR 24.24 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Xetra
Boerse Stuttgart ETFEUAC GS ETFEUAC.SG IEUAC MXEU DE000ETFL284 459 459 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Stutt
Lyxor ETF MSCI Europe MEU FP MEU.PA INMEU MXEU FR0010261198 S 459 35 A (Sept) EUR 1,077.68 2.53 French FCP Swaps III FR, G, IT, SW, SG, SP No No Lyxor AM 12-Jan-06 EN Par
Borsa Italiana MEU IM MEU.MI INMEU MXEU FR0010261198 S 459 35 A (Sept) EUR - 0.85 French FCP Swaps III FR, G, IT, SW, SG, SP No No Lyxor AM 21-Apr-06 Milan
Deutsche Boerse LYY5 GY MEU.DE INMEU MXEU FR0010261198 S 459 35 A (Sept) EUR - 0.53 French FCP Swaps III FR, G, IT, SW, SG, SP No No Lyxor AM 30-May-06 Xetra
SIX Swiss Exchange LYMEU SW LYMEU.S INMEU MXEU FR0010261198 S 459 35 A (Sept) EUR - 0.03 French FCP Swaps III FR, G, IT, SW, SG, SP No No Lyxor AM 1-Nov-06 SIX
Boerse Stuttgart LYY5 GS - INMEU MXEU FR0010261198 S 459 35 A (Sept) EUR - 0.01 French FCP Swaps III FR, G, IT, SW, SG, SP No No Lyxor AM 5-Jun-06 Stutt
Bolsa de Madrid MEU SM MEU.MC INMEU MXEU FR0010261198 S 459 35 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW, SG, SP No No Lyxor AM 12-Jul-10 Madrid
SPDR MSCI Europe ETF ERO FP ERO.PA VLERO MSEREURP FR0000001885 459 459 30 R EUR 427.07 0.82 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 19-Jun-01 EN Par
Deutsche Boerse EROS GR VLERO MSEREURP FR0000001885 459 459 30 R EUR - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
MSCI Europe Source ETF SMSEUR GY SMSEUR.DE SMSEURIN MSDEE15N IE00B60SWY32 S 459 30 R EUR 198.84 0.21 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
UBS-ETF MSCI Europe EUREUA SW EUREUA.S IEUREUA MSEREURP LU0446734104 459 459 30 S EUR 44.18 0.04 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse EUREUA GY - IEUREUA MSEREURP LU0446734104 459 459 30 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart EUREUA GS EUREUA.SG IEUREUA MSEREURP LU0446734104 459 459 30 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Stutt
SIX Swiss Exchange EURGBA SW EURGBA.S MSEREURP LU0446734104 459 459 30 S GBP - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 1-Jun-10 SIX
Borsa Italiana EUREUA IM - MSEREURP LU0446734104 459 459 30 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 4-Jun-10 Milan
UBS-ETF MSCI Europe I EUREUI SW EUREUI.S IEUREUI MSEREURP LU0446734286 459 459 18 S EUR - 0.17 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse EUREUI GY - IEUREUI MSEREURP LU0446734286 459 459 18 S EUR - 0.06 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart EUREUI GS EUREUI.SG IEUREUI MSEREURP LU0446734286 459 459 18 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Stutt
Borsa Italiana EUREUI IM - IEUREUI MSEREURP LU0446734286 459 459 18 S EUR - 0.06 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 4-Jun-10 Milan
CS ETF (IE) on MSCI Europe CSEU SW CSEU.S IXM044 MSDEE15N IE00B53QFR17 459 459 33 R EUR 8.21 0.04 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR6 GY SXR6.DE IXM044 MSDEE15N IE00B53QFR17 459 459 33 R EUR - 0.07 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSEU IM CSEU.MI IXM044 MSDEE15N IE00B53QFR17 459 459 33 R EUR - 0.03 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
HSBC MSCI EUROPE ETF HMEU LN HMEU.L HMEUGBPI MXEU IE00B5BD5K76 355 459 30 S GB-p 22.04 0.00 Irish VCIC Stocks (Optimized) III UK, SW Yes HSBC 2-Jun-10 LSE
ComStage ETF MSCI Europe Large Cap TRN CBMLCUEU GR CBMINEUL.DE CNAVMLEU MLCUEURN LU0392496187 S 195 25 R EUR 33.45 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBMLCUEU GS CBMINEUL.SG CNAVMLEU MLCUEURN LU0392496187 S 195 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X024US SW CBMINEULUS.S MLCUEURN LU0392496187 S 195 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBMLCUEU SW CBMINEUL.S MLCUEURN LU0392496187 S 195 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
ETFlab MSCI Europe LC ETFEULC GY ETFEULC.DE IEULC MXEULC DE000ETFL086 195 195 30* Q EUR 36.10 0.02 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Aug-08 Xetra
Boerse Stuttgart ETFEULC GS ETFEULC.SG IEULC MXEULC DE000ETFL086 195 195 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 29-Aug-08 Stutt
db x-trackers MSCI Pan-Euro TRN Index ETF XMPE GY XMPE.DE XMPEINAV MSDEPEUN LU0412624271 S 195 30 None EUR 196.66 0.02 Luxembourg Part 1 SICAV Swaps III A, F, G, IT, J, L, N, S, SW, SP, UK Seeking Will Seek db x-trackers 8-May-09 Xetra
Boerse Stuttgart XMPE GS XMPE.SG XMPEINAV MSDEPEUN LU0412624271 S 195 30 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, G, IT, J, L, N, S, SW, SP, UK Seeking Will Seek db x-trackers 30-Apr-09 Stutt
Borsa Itali ana XMPE IM XMPE.MI XMPEINAV MSDEPEUN LU0412624271 S 195 30 None EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, G, IT, J, L, N, S, SW, SP, UK Seeking Will Seek db x-trackers 16-Jun-09 Milan
AMUNDI ETF MSCI Europe Mid Cap CEM FP CACEM.PA VLCEM MMDUEUR FR0010612218 S 264 40 R EUR 35.13 0.18 French FCP Swaps III FR No No Amundi 16-Jun-08 EN Par
ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Europe – equity (continued)
Broad – European (continued)
ComStage ETF MSCI Europe Mid Cap TRN CBMMDUEU GR CBMINEUM.DE CNAVMMEU MMDUEURN LU0392496260 S 264 35 R EUR 14.08 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBMMDUEU GS CBMINEUM.SG CNAVMMEU MMDUEURN LU0392496260 S 264 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X025US SW CBMINEUMUS.S - MMDUEURN LU0392496260 S 264 35 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBMMDUEU SW CBMINEUM.S - MMDUEURN LU0392496260 S 264 35 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
db x-trackers MSCI EUROPE MID CAP TRN XEUM GY XEUM.DE XEUMINAV MMDUEURN LU0322253732 S 264 40 R EUR 24.69 0.23 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 6-Feb-08 Xetra
Borsa Italiana XEUM IM XEUM.MI XEUMINAV MMDUEURN LU0322253732 S 264 40 R EUR - 0.11 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 14-Mar-08 Milan
London Stock Exchange XEUM LN XEUM.L XEUMINAV MMDUEURN LU0322253732 S 264 40 R GB-p - 0.21 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 5-Aug-08 LSE
SIX Swiss Exchange XEUM SW XEUM.S XEUMINAV MMDUEURN LU0322253732 S 264 40 R CHF - 0.08 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 17-Nov-08 SIX
Boerse Stuttgart XEUM GS XEUM.SG XEUMINAV MMDUEURN LU0322253732 S 264 40 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 10-Jan-08 Stutt
ETFlab MSCI Europe MC ETFEUMC GY ETFEUMC.DE IEUMC MXEUMC DE000ETFL292 267 267 30* Q EUR 6.96 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Xetra
Boerse Stuttgart ETFEUMC GS ETFEUMC.SG IEUMC MXEUMC DE000ETFL292 267 267 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Stutt
ComStage ETF MSCI Europe Small Cap TRN CBNCUDE1 GR CBMINEUS.DE CNAVCUDE NCUDE15 LU0392496344 S 1,079 35 R EUR 16.44 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNCUDE1 GS CBMINEUS.SG CNAVCUDE NCUDE15 LU0392496344 S 1,079 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X026US SW CBMINEUSUS.S - NCUDE15 LU0392496344 S 1,079 35 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNCUDE1 SW CBMINEUS.S - NCUDE15 LU0392496344 S 1,079 35 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
db x-trackers MSCI EUROPE SMALL CAP TRN XXSC GY XXSC.DE XXSCINAV NCEDE15 LU0322253906 S 1,079 40 R EUR 353.91 0.11 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 6-Feb-08 Xetra
Borsa Italiana XXSC IM XXSC.MI XXSCINAV NCEDE15 LU0322253906 S 1,079 40 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 14-Mar-08 Milan
London Stock Exchange XXSC LN XXSC.L XXSCINAV NCEDE15 LU0322253906 S 1,079 40 R GB-p - 0.02 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 5-Aug-08 LSE
SIX Swiss Exchange XXSC SW XXSC.S XXSCINAV NCEDE15 LU0322253906 S 1,079 40 R CHF - 0.03 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 17-Nov-08 SIX
Boerse Stuttgart XXSC GS XXSC.SG XXSCINAV NCEDE15 LU0322253906 S 1,079 40 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, SW Yes Will Seek db x-trackers 10-Jan-08 Stutt
SPDR MSCI Europe Small Cap ETF SMC FP SMC.PA VLSMC MXEU000S FR0010149880 1,079 1,079 40 R EUR 11.24 0.10 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 3-Jun-05 EN Par
iShares MSCI Europe ex-UK IEUX LN IEUX.L INAVEUKP MSDE15XN IE00B14X4N27 352 360 40 Q GB-p 638.41 1.83 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 6-Jun-06 LSE
NYSE Euronext Amsterdam IEUX NA IEUX.AS INAVEUKE MSDE15XN IE00B14X4N27 352 360 40 Q EUR - 0.16 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 11-Jul-06 EN Ams
Deutsche Boerse IQQU GY IQQU.DE INAVEUKE MSDE15XN DE000A0J2094 352 360 40 Q EUR - 0.70 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 5-Sep-06 Xetra
NYSE Euronext Paris IEX FP IEX.PA INAVEUKE MSDE15XN IE00B14X4N27 352 360 40 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 10-Oct-06 EN Par
Borsa Italiana IEUX IM IEUX.MI INAVEUKE MSDE15XN IE00B14X4N27 352 360 40 Q EUR - 0.06 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 25-Sep-06 Milan
SIX Swiss Exchange IEUX SW IEUX.S INAVEUKC MSDE15XN IE00B14X4N27 352 360 40 Q CHF - 0.02 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 27-Sep-06 SIX
Boerse Stuttgart IQQU GS IQQU.SG INAVEUKE MSDE15XN DE000A0J2094 352 360 40 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 5-Sep-06 Stutt
AMUNDI ETF MSCI Europe Ex Switzerland CS9 FP CS9.PA INCS9 MSDEEXZN FR0010821835 S 422 30 R EUR 6.53 0.00 French FCP Swaps III FR, SW No No Amundi 15-Jan-10 EN Par
SIX Swiss Exchange CS9 SW CS9.S INCS9 MSDEEXZN FR0010821835 S 422 30 R EUR - 0.00 French FCP Swaps III FR, SW No No Amundi 13-Apr-10 SIX
iShares MSCI Europe ex-EMU SXMU LN - INAVSXMU MSDUEXEU IE00B4WXJC95 193 209 40 Q GB-p 6.87 0.02 Irish VCIC Stocks (Optimized) III A, G, IT, L, UK Yes Yes iShares 20-Apr-09 LSE
London Stock Exchange IXMU LN - INAVSXMU MSDUEXEU IE00B4WXJC95 193 209 40 Q USD - 0.06 Irish VCIC Stocks (Optimized) III A, G, IT, L, UK Yes Yes iShares 20-Apr-09 LSE
AMUNDI ETF MSCI Europe Ex EMU CU9 FP CU9.PA INCU9 MSDEEXUN FR0010821819 S 209 30 R EUR 61.61 0.03 French FCP Swaps III FR, G, IT No No Amundi 15-Jan-10 EN Par
Deutsche Boerse CU9GR GY - INCU9 MSDEEXUN FR0010821819 S 209 30 R EUR - 0.00 French FCP Swaps III FR, G, IT No No Amundi 7-Apr-10 Xetra
Borsa Italiana CU9 IM - INCU9 MSDEEXUN FR0010821819 S 209 30 R EUR - 0.00 French FCP Swaps III FR, G, IT No No Amundi 20-Apr-10 Milan
iShares STOXX Europe 600 (DE) SXXPIEX GY STOXXIEX.DE SXXPINAV SXXP DE0002635307 600 600 21 Up to 4x EUR 1,134.46 3.55 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N, MX No No iShares 11-Apr-05 Xetra
Borsa Italiana SXXPIEX IM STOXXIEX.MI SXXPINAV SXXP DE0002635307 600 600 21 Up to 4x EUR - 0.19 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N, MX No No iShares 26-Feb-08 Milan
NYSE Euronext Paris SXP FP SXP.PA SXXPINAV SXXP DE0002635307 600 600 21 Up to 4x EUR - 0.14 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N, MX No No iShares 15-May-08 EN Par
Boerse Stuttgart SXXPIEX GS STOXXIEX.SG SXXPINAV SXXP DE0002635307 600 600 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N, MX No No iShares 13-Feb-04 Stutt
ComStage ETF Dow Jones STOXX 600 TR CBSXXR GY CBSTOXXR.DE CNAVSXXR SXXR LU0378434582 S 600 20 R EUR 394.29 0.08 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXXR GS CBSTOXXR.SG CNAVSXXR SXXR LU0378434582 S 600 20 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C060EU SW CBSTOXXREU.S - SXXR LU0378434582 S 600 20 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXXR SW CBSTOXXR.S - SXXR LU0378434582 S 600 20 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
db x-trackers - DJ STOXX 600 XSX6 GY XSX6.DE XSX6INAS SXXP LU0328475792 S 600 20 None EUR 429.43 1.91 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SW, UK Seeking Will Seek db x-trackers 10-Feb-09 Xetra
Borsa Italiana XSX6 IM XSX6.MI XSX6INAC SXXP LU0328475792 S 600 20 None EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SW, UK Seeking Will Seek db x-trackers 16-Feb-09 Milan
London Stock Exchange XSX6 LN XSX6.L XSX6INAG SXXP LU0328475792 S 600 20 None GB-p - 0.45 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SW, UK Seeking Will Seek db x-trackers 18-Feb-09 LSE
NYSE Euronext Paris XX6 FP XX6.PA XSX6INAV SXXP LU0328475792 S 600 20 None EUR - 0.08 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SW, UK Seeking Will Seek db x-trackers 15-Jun-09 EN Par
Boerse Stuttgart XSX6 GS XSX6.SG XSX6INAG SXXP LU0328475792 S 600 20 None EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SW, UK Seeking Will Seek db x-trackers 7-Jan-09 Stutt
SIX Swiss Exchange XSX6 SW XSX6.S XSX6INAH SXXP LU0328475792 S 600 20 None CHF - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SW, UK Seeking Will Seek db x-trackers 2-Nov-09 SIX
EasyETF Stoxx Europe 600 ETZEUR FP ETZEUR.PA INETZEUR SXXR FR0010616250 S 600 30 R EUR 178.66 0.09 French FCP Swaps III FR, G, A, CL No - EasyETF 3-Jul-08 EN Par
Deutsche Boerse ETZEUR GR ETZEUR.DE INETZEUR SXXR FR0010616250 S 600 30 R EUR - 0.00 French FCP Swaps III FR, G, A, CL No - EasyETF 3-Jun-09 Xetra
STOXX 600 Source ETF SDJ600 GY SDJ600.DE SDJ600IN SXXR IE00B60SWW18 S 600 19 R EUR 46.60 0.01 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
AMUNDI ETF Dow Jones STOXX 600 C6E FP C6E.PA INC6E SXXR FR0010791004 S 600 18 R EUR 22.77 0.01 French FCP Swaps III FR, G, N, SW No No Amundi 29-Sep-09 EN Par
Deutsche Boerse C6EGR GY - INC6E SXXR FR0010791004 S 600 18 R EUR - 0.00 French FCP Swaps III FR, G, N, SW No No Amundi 7-Apr-10 Xetra
SIX Swiss Exchange C6E SW C6E.S INC6E SXXR FR0010791004 S 600 18 R EUR - 0.00 French FCP Swaps III FR, G, N, SW No No Amundi 13-Apr-10 SIX
iShares STOXX Europe Large 200 (DE) LCXPEX GY LCXPEX.DE LCXPNAV LCXP DE0005933980 200 200 21 Up to 4x EUR 37.35 0.03 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 11-Apr-05 Xetra
Borsa Italiana LCXPEX IM LCXPEX.MI LCXPNAV LCXP DE0005933980 200 200 21 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXL FP GDZ.PA LCXPNAV LCXP DE0005933980 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 30-Apr-08 EN Par
Boerse Stuttgart LCXPEX GS LCXPEX.SG LCXPNAV LCXP DE0005933980 200 200 21 Up to 4x EUR - 0.04 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 4-Apr-05 Stutt
iShares STOXX Europe Mid 200 (DE) MCXPEX GY MCXPEX.DE MCXPNAV MCXP DE0005933998 200 200 21 Up to 4x EUR 137.20 1.14 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 11-Apr-05 Xetra
Borsa Italiana MCXPEX IM MCXPEX.MI MCXPNAV MCXP DE0005933998 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXM FP GXM.PA MCXPNAV MCXP DE0005933998 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 1-Jul-08 EN Par
Boerse Stuttgart MCXPEX GS MCXPEX.SG MCXPNAV MCXP DE0005933998 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 4-Apr-05 Stutt

iShares STOXX Europe Small 200 (DE) SCXPEX GY SCXPEX.DE SCXPNAV SCXP DE000A0D8QZ7 200 200 21 Up to 4x EUR 156.29 0.65 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 11-Apr-05 Xetra
Borsa Italiana SCXPEX IM SCXPEX.MI SCXPNAV SCXP DE000A0D8QZ7 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris EXX FP EXX.PA SCXPNAV SCXP DE000A0D8QZ7 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 11-Jun-08 EN Par
Boerse Stuttgart SCXPEX GS SCXPEX.SG SCXPNAV SCXP DE000A0D8QZ7 200 200 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 4-Apr-05 Stutt
STOXX Mid 200 Source ETF SDJMID GY SDJMID.DE SDJMIDIN MCXR IE00B60SX063 S 200 35 R EUR 19.46 0.14 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
STOXX Small 200 Source ETF SDJSML GY SDJSML.DE SDJSMLIN SCXR IE00B60SWZ49 S 200 35 R EUR 3.70 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
iShares STOXX Europe 50 (DE) SX5PEX GY STOXX50EX.DE SX5PNAV SX5P DE0005933949 50 50 52 Up to 4x EUR 481.09 1.37 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 3-Jan-01 Xetra
NYSE Euronext Paris GXN FP GXN.PA SX5PNAV SX5P DE0005933949 50 50 52 Up to 4x EUR - 0.12 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 26-Sep-01 EN Par
SIX Swiss Exchange SX5PEX SW SX5PEX.S SX5PNAV SX5P DE0005933949 50 50 52 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 10-Sep-03 SIX
Boerse Stuttgart SX5PEX GS STX50EX.SG SX5PNAV SX5P DE0005933949 50 50 52 Up to 4x EUR - 0.02 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 3-Jan-01 Stutt
iShares STOXX Europe 50 EUN1 GY LSTXX.DE VLEUN SX5R IE0008470928 50 50 35 Q EUR 881.08 2.90 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 11-Apr-00 Xetra
SIX Swiss Exchange EUN SW LSTXXZN.S VLEUN SX5R IE0008470928 50 50 35 Q CHF - 0.12 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 18-Sep-01 SIX
NYSE Euronext Paris EUN FP EUN.PA VLEUN SX5R IE0008470928 50 50 35 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Jan-01 EN Par
NYSE Euronext Amsterdam EUNA NA EUNA.AS VLEUN SX5R IE0008470928 50 50 35 Q EUR - 1.70 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Jan-01 EN Ams
London Stock Exchange EUN LN EUN.L VLEUN SX5R IE0008470928 50 50 35 Q GB-p - 2.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 1-Jun-01 LSE
Borsa Italiana EUN IM EUN.MI VLEUN SX5R IE0008470928 50 50 35 Q EUR - 1.92 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 30-Sep-02 Milan
Boerse Stuttgart EUN1 GS LSTXX.SG VLEUN SX5R IE0008470928 50 50 35 Q EUR - 0.04 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 11-Apr-00 Stutt
Chi-X EUNN IX - VLEUN SX5R IE0008470928 50 50 35 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 5-Nov-09 Chi-X
iShares EURO STOXX 50 (Acc) IEUA LN - EACINAVG SX5T IE00B4L5YV07 50 50 35 R EUR 17.89 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 25-Jan-10 LSE
London Stock Exchange SEUA LN - - SX5T IE00B4L5YV07 50 50 35 R GB-p - 0.50 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 23-Mar-10 LSE
NYSE Euronext Amsterdam IEUA NA IEUA.AS INIEU SX5T IE00B4L5YV07 50 50 35 R EUR - 0.34 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 25-Jan-10 EN Ams
Borsa Italiana IEUA IM - - SX5T IE00B4L5YV07 50 50 35 R EUR - 0.13 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 22-Apr-10 Milan
Deutsche Boerse EUNV GY - - SX5T DE000A0RD800 50 50 35 R EUR - 0.04 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No No iShares 10-Jun-10 Xetra
Deutsche Boerse IUSH GY - - SX5T IE00B4L5YV07 50 50 35 R EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 16-Jun-10 Xetra
EasyETF STOXX EUROPE 50 ETN FP ETNN.PA INETN SX5R FR0000973604 S 50 45 R EUR 222.81 0.19 French FCP Swaps III FR, B, N, G, CL No - EasyETF 25-Apr-01 EN Par
NYSE Euronext Paris (B Shares) ETM FP ESYT.PA INETM SX5R FR0010148858 S 50 30 R EUR - 0.04 French FCP Swaps III FR, B, N, G, CL No - EasyETF 7-Oct-05 EN Par
NYSE Euronext Paris (A Shares) ETK FP ETK.PA INETK SX5R FR0010153387 S 50 30 A EUR - 0.02 French FCP Swaps III FR, B, N, G, CL No - EasyETF 26-Feb-09 EN Par
Deutsche Boerse (A Shares) ETK GR ETK.DE INETK SX5R FR0010153387 S 50 30 A EUR - 0.00 French FCP Swaps III FR, B, N, G, CL No - EasyETF 3-Jun-09 Xetra
Deutsche Boerse (B Shares) ETMM GR ETMM.DE INETM SX5R FR0010148858 S 50 30 R EUR - 0.00 French FCP Swaps III FR, B, N, G, CL No - EasyETF 3-Jun-09 Xetra
ETFlab STOXX Europe 50 ETFSTX5 GY ETFSTX5.DE ISTX5 SX5P DE000ETFL250 50 50 19* Q EUR 65.22 0.01 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 8-Apr-09 Xetra
Boerse Stuttgart ETFSTX5 GS ETFSTX5.SG ISTX5 SX5P DE000ETFL250 50 50 19* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 28-Apr-09 Stutt
STOXX 50 Source ETF SDJS50 GY SDJS50.DE SDJS50IN SX5R IE00B60SX519 S 50 35 R EUR 6.83 0.06 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
AMUNDI ETF Dow Jones STOXX 50 C5E FP C5E.PA INC5E SX5R FR0010790980 S 50 15 R EUR 15.81 0.29 French FCP Swaps III FR, N No No Amundi 29-Sep-09 EN Par
CS ETF (IE) on EURO STOXX 50 CSSX5E SW CSSX5E.S IXM032 SX5T IE00B53L3W79 50 50 20 R EUR 158.91 0.10 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-Jan-10 SIX
Deutsche Boerse SXRT GY SXRT.DE IXM032 SX5T IE00B53L3W79 50 50 20 R EUR - 0.03 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSSX5E IM CSSX5E.MI IXM032 SX5T IE00B53L3W79 50 50 20 R EUR - 0.18 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
AMUNDI ETF S&P Europe 350 SPE FP SPE.PA INSPE SPEE IE0031091428 350 350 35 R EUR 215.26 0.32 Irish VCIC Stocks (Fully Rep) III FR, G, I, IT, UK No No Amundi 1-Feb-02 EN Par
Borsa Italiana SPDRE IM SPDRE.MI INSPE SPEE IE0031091428 350 350 35 R EUR - 0.02 Irish VCIC Stocks (Fully Rep) III FR, G, I, IT, UK No No Amundi 24-Oct-02 Milan
Deutsche Boerse SPDRE GR - INSPE SPEE IE0031091428 350 350 35 R EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, I, IT, UK No No Amundi 17-Sep-02 Xetra
ETFlab STOXX Europe Strong Style Composite 40 ETFSS4P GY ETFSS4P.DE ISS4P SS4P DE000ETFL052 40 40 65* Q EUR 14.12 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Xetra
Boerse Stuttgart ETFSS4P GS ETFSS4P.SG ISS4P SS4P DE000ETFL052 40 40 65* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Stutt
iShares FTSEurofirst 100 IEUT LN IEUT.L BEIFIETA FTEFC1 IE0030974079 100 100 40 S GB-p 98.20 0.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Oct-01 LSE
NYSE Euronext Amsterdam IETA NA IETA.AS BEIFIEUT FTEFC1 IE0030974079 100 100 40 S EUR - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Oct-01 EN Ams
Deutsche Boerse IQQ1 GY IQQ1.DE BEIFIETA FTEFC1 DE000A0DPM16 100 100 40 S EUR - 0.10 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Xetra
Borsa Italiana IEUT IM IEUT.MI BEIFIETA FTEFC1 IE0030974079 100 100 40 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 8-Apr-04 Milan
SIX Swiss Exchange IEUT SW IEUT.S INAVEOHC FTEFC1 IE0030974079 100 100 40 S CHF - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 11-Jun-04 SIX
NYSE Euronext Paris IET FP IET.PA BEIFIETA FTEFC1 IE0030974079 100 100 40 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Dec-05 EN Par
Boerse Stuttgart IQQ1 GS IQQ1.SG BEIFIETA FTEFC1 DE000A0DPM16 100 100 40 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Stutt
PowerShares FTSE RAFI Europe Fund PSRE LN PSREG.L FABJ FREU IE00B23D8X81 479 479 50 Q GB-p 14.99 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSC GY 6PSC.DE FABJ FREU IE00B23D8X81 479 479 50 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 19-Nov-07 Xetra
Borsa Italiana PEF IM PEF.MI FABJ FREU IE00B23D8X81 479 479 50 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 26-Nov-07 Milan
NYSE Euronext Paris PEF FP PSPEF.PA FABJ FREU IE00B23D8X81 479 479 50 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 13-Feb-08 EN Par
PowerShares FTSE RAFI Europe Small-Mid Fund PSES LN PSES.L FABK FRSDEURS IE00B23D8Y98 639 639 50 Q GB-p 7.18 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 3-Dec-07 LSE
Deutsche Boerse 6PSD GY 6PSD.DE FABK FRSDEURS IE00B23D8Y98 639 639 50 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 3-Dec-07 Xetra
Borsa Italiana PWD IM PSES.MI FABK FRSDEURS IE00B23D8Y98 639 639 50 Q EUR - 0.02 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 10-Dec-07 Milan
NYSE Euronext Paris PWD FP PSPWD.PA FABK FRSDEURS IE00B23D8Y98 639 639 50 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 11-Nov-08 EN Par
Lyxor ETF FTSE RAFI Europe REU FP REU.PA INREU FREU FR0010400770 S 451 75 A (Sept) EUR 17.45 0.01 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 14-Feb-07 EN Par
Deutsche Boerse LYXREU GY LYXREU.DE INREU FREU FR0010400770 S 451 75 A (Sept) EUR - 0.01 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 24-May-07 Xetra
Borsa Italiana REU IM REU.MI INREU FREU FR0010400770 S 451 75 A (Sept) EUR - 0.01 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 4-Sep-07 Milan
Boerse Stuttgart LYXREU GS - INREU FREU FR0010400770 S 451 75 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 21-May-07 Stutt
Lyxor ETF Wise Quantitative Strategy WIS FP WIS.PA INWIS SGIXWIL FR0010540690 S 185 75 R EUR 4.29 0.00 French FCP Swaps III FR, IT No No Lyxor AM 12-Dec-07 EN Par
Borsa Italiana WISE IM WISE.MI INWIS SGIXWIL FR0010540690 S 185 75 R EUR - 0.00 French FCP Swaps III FR, IT No No Lyxor AM 6-Mar-08 Milan

AMUNDI ETF MSCI Nordic CN1 FP CN1.PA INCN1 MSDENCN FR0010655738 S 73 25 R EUR 21.84 0.04 French FCP Swaps III FR, G No No Amundi 19-Nov-08 EN Par
Deutsche Boerse CN1GR GY - INCN1 MSDENCN FR0010655738 S 73 25 R EUR - 0.09 French FCP Swaps III FR, G No No Amundi 7-Apr-10 Xetra
XACT Nordic 30 XACTVINX SS XACTVINX30.ST - VINX30 SE0001710914 30 30 40 A (Jun) SEK 304.38 2.47 Swedish Mutual Fund Stocks (Fully Rep) III S No - XACT 4-May-06 OMX Sto
XACT Nordic 120 XACTNORD SS - - NOMXN120 LU0530353027 S 120 40 None SEK - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
MP-EUROSTOCK.SI MPEU SV MPEL.LJ - MPEUSTX SI0021400013 30 30 50 Q EUR 5.98 0.00 Slovenian open-end fund Stocks (Fully Rep) III SI No - Medvesek 21-Jun-06 LJSE
Broad – Eurozone
UBS-ETF MSCI EMU EMUEUA GY FDGETI.DE FDGNAVF MSEREMU LU0147308422 266 266 35 S (Jan, Jul) EUR 267.81 0.16 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 26-Sep-02 Xetra
SIX Swiss Exchange EMUEUA SW EMUEUA.S FDGNAVF MSEREMU LU0147308422 266 266 35 S (Jan, Jul) EUR - 0.68 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 3-Jul-08 SIX
SIX Swiss Exchange EMUCHA SW EMUCHA.S FDGNAVF MSEREMU LU0147308422 266 266 35 S (Jan, Jul) CHF - 0.12 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 3-Jul-08 SIX
Boerse Stuttgart EMUEUA GS EMUEUA.SG FDGNAVF MSEREMU LU0147308422 266 266 35 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 27-Sep-02 Stutt
Borsa Italiana EMUEUA IM - - MSEREMU LU0147308422 266 266 35 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 4-Jun-10 Milan
UBS-ETF MSCI EMU I EMUEUI SW EMUEUI.S IEMUEUIS MSEREMU LU0446735093 266 266 18 S (Jan, Jul) EUR - 0.10 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 14-Dec-09 SIX
Deutsche Boerse EMUEUI GY EMUEUI.DE IEMUEUIG MSEREMU LU0446735093 266 266 18 S (Jan, Jul) EUR - 0.21 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 14-Dec-09 Xetra
Boerse Stuttgart EMUEUI GS EMUEUI.SG IEMUEUIG MSEREMU LU0446735093 266 266 18 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 12-Jan-10 Stutt
Borsa Italiana EMUEUI IM - - MSEREMU LU0446735093 266 266 18 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 4-Jun-10 Milan
Lyxor ETF MSCI EMU MFE FP MFE.PA INMFE MXEM FR0007085501 S 266 35 A (Sept) EUR 457.37 0.62 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 25-Sep-03 EN Par
Deutsche Boerse LYXMFE GY LYXMFE.DE INMFE MXEM FR0007085501 S 266 35 A (Sept) EUR - 0.01 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 17-Oct-06 Xetra
Borsa Italiana EMU IM LXEMU.MI INMFE MXEM FR0007085501 S 266 35 A (Sept) EUR - 0.34 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 9-Oct-08 Milan
SIX Swiss Exchange LYMFE SW LYMFE.S INMFE MXEM FR0007085501 S 266 35 A (Sept) EUR - 0.03 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 17-Apr-09 SIX
Boerse Stuttgart LYXMFE GS - INMFE MXEM FR0007085501 S 266 35 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 17-Oct-06 Stutt
AMUNDI ETF MSCI EMU CMU FP CMU.PA INCMU MSDEEMUN FR0010655688 S 266 25 R EUR 192.84 0.40 French FCP Swaps III FR, G, IT, N No No Amundi 6-Oct-08 EN Par
Deutsche Boerse CMUGR GY - INCMU MSDEEMUN FR0010655688 S 266 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CMU IM - INCMU MSDEEMUN FR0010655688 S 266 25 R EUR - 0.01 French FCP Swaps III FR, G, IT, N No No Amundi 8-Mar-10 Milan
ComStage ETF MSCI EMU TRN CBNDDUEM GY CBMINEMU.DE CNAVNUEM NDDUEMU LU0392494729 S 266 25 R EUR 433.94 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUEM GS CBMINEMU.SG CNAVNUEM NDDUEMU LU0392494729 S 266 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X012US SW CBMINEMUUS.S NDDUEMU LU0392494729 S 266 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUEM SW CBMINEMU.S NDDUEMU LU0392494729 S 266 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
CS ETF (IE) on MSCI EMU CSEMU SW CSEMU.S IXM045 NDDLEMU IE00B53QG562 266 266 33 R EUR 285.67 0.80 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR7 GY SXR7.DE IXM045 NDDLEMU IE00B53QG562 266 266 33 R EUR - 0.03 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSEMU IM CSEMU.MI IXM045 NDDLEMU IE00B53QG562 266 266 33 R EUR - 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
CS ETF (Lux) on MSCI EMU Large Cap CSEMUL SW CSEMUL.S IXM029 MLCLEMUN LU0154139132 119 119 54 S EUR 830.83 2.03 Luxembourg FCP - Part I Stocks (Fully Rep) III A, SW, G, IT, L, UK No Yes Credit Suisse 24-Oct-02 SIX
Deutsche Boerse XMHA GY XMHA.DE IXM029 MLCLEMUN LU0154139132 119 119 54 S EUR - 0.08 Luxembourg FCP - Part I Stocks (Fully Rep) III A, SW, G, IT, L, UK No Yes Credit Suisse 11-Sep-03 Xetra
Borsa Italiana CSEMUL IM CSEMUL.MI IXM029 MLCLEMUN LU0154139132 119 119 54 S EUR - 0.01 Luxembourg FCP - Part I Stocks (Fully Rep) III A, SW, G, IT, L, UK No Yes Credit Suisse 16-Oct-09 Milan
CS ETF (Lux) on MSCI EMU Mid Cap CSEMUM SW CSEMUM.S IXM030 MMDLEMUN LU0312694234 148 148 54 S EUR 139.42 0.14 Luxembourg FCP - Part I Stocks (Fully Rep) III SW, G, L, UK No Yes Credit Suisse 18-Sep-07 SIX
Deutsche Boerse XMHC GY - IXM030 MMDLEMUN LU0312694234 148 148 54 S EUR - 0.00 Luxembourg FCP - Part I Stocks (Fully Rep) III SW, G, L, UK No Yes Credit Suisse 1-Nov-07 Xetra
Lyxor ETF MSCI EMU Small Cap MMS FP MSSM.PA INMMS MXEMSC FR0010168773 S 569 40 A (Sept) EUR 185.03 0.43 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 13-Apr-05 EN Par
Deutsche Boerse KLC GY LYY1.DE INMMS MXEMSC FR0010168773 S 569 40 A (Sept) EUR - 0.02 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Aug-05 Xetra
SIX Swiss Exchange MMS SW MMS.S INMMS MXEMSC FR0010168773 S 569 40 A (Sept) EUR - 0.01 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 12-Sep-05 SIX
Borsa Italiana MMS IM MMS.MI INMMS MXEMSC FR0010168773 S 569 40 A (Sept) EUR - 0.02 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 30-Sep-05 Milan
Bolsa de Madrid MMS SM MMSL.MC INMMS MXEMSC FR0010168773 S 569 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 30-Oct-07 Madrid
Boerse Stuttgart KLC GS INMMS MXEMSC FR0010168773 S 569 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Aug-05 Stutt
CS ETF (IE) on MSCI EMU Small Cap CSEMUS SW CSEMUS.S IXM010 NCLDEMU IE00B3VWMM18 407 570 58 R EUR 77.99 0.09 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSEMUS IM CSEMUS.MI IXM010 NCLDEMU IE00B3VWMM18 407 570 58 R EUR - 0.01 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRJ GY SXRJ.DE IXM010 NCLDEMU IE00B3VWMM18 407 570 58 R EUR - 0.01 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
MSCI EMU Small Cap Source ETF Source Planned
EasyETF EURO STOXX ETX FP ETX.PA INETX SXXE FR0010230516 300 300 30 R EUR 73.02 0.02 French FCP Stocks (Fully Rep) III FR, IT, CL, G No EasyETF 14-Oct-05 EN Par
Borsa Italiana ETX IM ETX.MI INETX SXXE FR0010230516 300 300 30 R EUR - 0.00 French FCP Stocks (Fully Rep) III FR, IT, CL, G No EasyETF 7-Aug-06 Milan
iShares EURO STOXX (DE) SXXEEX GY STOXXEEX.DE SXXENAV SXXT DE000A0D8Q07 314 314 21 Up to 4x EUR 550.50 0.82 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-May-05 Xetra
Borsa Italiana SXXEEX IM STOXXEEX.MI SXXENAV SXXT DE000A0D8Q07 314 314 21 Up to 4x EUR - 0.04 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris SXD FP SXD.PA SXXENAV SXXT DE000A0D8Q07 314 314 21 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 20-May-08 EN Par
Boerse Stuttgart SXXEEX GS STOXXEEX.SG SXXENAV SXXT DE000A0D8Q07 314 314 21 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-May-05 Stutt
iShares EURO STOXX Mid DJMC LN DJMC.L INAVDJMP MCXT IE00B02KXL92 105 105 40 Q GB-p 163.22 0.05 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 1-Nov-04 LSE
Deutsche Boerse IQQM GY IQQM.DE INAVDJME MCXT DE000A0DPMX7 105 105 40 Q EUR - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Xetra
Borsa Italiana DJMC IM DJMC.MI INAVDJME MCXT IE00B02KXL92 105 105 40 Q EUR - 0.09 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 17-Feb-05 Milan
NYSE Euronext Amsterdam DJMC NA DJMC.AS INAVDJME MCXT IE00B02KXL92 105 105 40 Q EUR - 0.16 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Feb-05 EN Ams
SIX Swiss Exchange DJMC SW DJMC.S INAVDJMC MCXT IE00B02KXL92 105 105 40 Q CHF - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 24-Feb-05 SIX
NYSE Euronext Paris IDM FP IDM.PA INAVDJME MCXT IE00B02KXL92 105 105 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Dec-05 EN Par
Boerse Stuttgart IQQM GS IQQM.SG INAVDJME MCXT DE000A0DPMX7 105 105 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Stutt
iShares EURO STOXX Small DJSC LN DJSC.L INAVDJSP SCXT IE00B02KXM00 108 108 40 Q GB-p 405.48 0.16 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 1-Nov-04 LSE
Deutsche Boerse IQQS GY IQQS.DE INAVDJSE SCXT DE000A0DPMZ2 108 108 40 Q EUR - 0.49 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Xetra
Borsa Italiana DJSC IM DJSC.MI INAVDJSE SCXT IE00B02KXM00 108 108 40 Q EUR - 0.04 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 17-Feb-05 Milan
NYSE Euronext Amsterdam DJSC NA DJSC.AS INAVDJSE SCXT IE00B02KXM00 108 108 40 Q EUR - 0.31 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Feb-05 EN Ams
SIX Swiss Exchange DJSC SW DJSC.S INAVDJSC SCXT IE00B02KXM00 108 108 40 Q CHF - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 24-Feb-05 SIX
NYSE Euronext Paris IDS FP IDS.PA INAVDJSE SCXT IE00B02KXM00 108 108 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Dec-05 EN Par
Boerse Stuttgart IQQS GS IQQS.SG INAVDJSE SCXT DE000A0DPMZ2 108 108 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Stutt

Broad – Eurozone (continued)
iShares EURO STOXX 50 (DE) SX5EEX GY STOXX50EEX.DE SX5ENAV SX5E DE0005933956 50 50 17 Up to 4x EUR 4,228.10 28.17 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 3-Jan-01 Xetra
NYSE Euronext Paris GXE FP GXE.PA VLGXE SX5E DE0005933956 50 50 17 Up to 4x EUR - 1.27 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 26-Sep-01 EN Par
SIX Swiss Exchange SX5EEX SW STOXX50EEX.S SX5ENAV SX5E DE0005933956 50 50 17 Up to 4x EUR - 0.33 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 10-Sep-03 SIX
Wiener Borse SX5EEX AV DE0005933956.VI SX5ENAV SX5E DE0005933956 50 50 17 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 21-Nov-05 ATX
Boerse Stuttgart SX5EEX GS STX50EEX.SG SX5ENAV SX5E DE0005933956 50 50 17 Up to 4x EUR - 0.24 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 3-Jan-01 Stutt
Chi-X STTX IX - - SX5E DE0005933956 50 50 17 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, LI, L, N, SW No No iShares 26-May-09 Chi-X
iShares EURO STOXX 50 EUN2 GY LSTXXE.DE VLEUE SX5T IE0008471009 51 50 35 Q EUR 4,046.41 12.54 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 11-Apr-00 Xetra
SIX Swiss Exchange EUNE SW LSTXXEZN.S VLEUE SX5T IE0008471009 51 50 35 Q CHF - 0.16 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 18-Sep-01 SIX
NYSE Euronext Paris EUE FP EUE.PA VLEUE SX5T IE0008471009 51 50 35 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 15-Jan-01 EN Par
NYSE Euronext Amsterdam EUEA NA EUEA.AS VLEUE SX5T IE0008471009 51 50 35 Q EUR - 7.37 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 15-Jan-01 EN Ams
London Stock Exchange EUE LN EUE.L VLEUE SX5T IE0008471009 51 50 35 Q GB-p - 2.46 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 1-Jun-01 LSE
Borsa Italiana EUE IM EUE.MI VLEUE SX5T IE0008471009 51 50 35 Q EUR - 12.05 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 30-Sep-02 Milan
Boerse Stuttgart EUN2 GS LSTXXE.SG VLEUE SX5T IE0008471009 51 50 35 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 3-Apr-00 Stutt
Chi-X EUNZ IX - VLEUE SX5T IE0008471009 51 50 35 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 25-May-09 Chi-X
Lyxor Euro STOXX 50 MSE FP MSE.PA INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR 6,635.74 35.27 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 21-Mar-01 EN Par
Borsa Italiana MSE IM MSE.MI INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 6.98 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 30-Sep-02 Milan
Deutsche Boerse LYSX GY MSE.DE INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 2.58 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 29-Nov-02 Xetra
SIX Swiss Exchange MSE SW MSE.S INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 0.80 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 15-Sep-04 SIX
Wiener Borse MSE AV FR0007054358.VI INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 0.00 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 21-Nov-05 ATX
Bolsa de Madrid MSE SM MSE.MC INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 0.16 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 22-Nov-06 Madrid
Boerse Stuttgart LYSX GS - INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 0.03 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 29-Nov-02 Stutt
Chi-X MSE IX - INMSE SX5E FR0007054358 S 50 25 A (Oct) EUR - 0.00 French FCP Swaps III A, FR, IT, G, SW, SP No No Lyxor AM 26-May-09 Chi-X
AMUNDI ETF Dow Jones EURO STOXX 50 C50 FP C50.PA INC50 SX5T FR0010654913 S 50 15 R EUR 531.06 1.77 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Oct-08 EN Par
Deutsche Boerse C50GR GY - INC50 SX5T FR0010654913 S 50 15 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 23-Feb-10 Xetra
Borsa Italiana C50 IM - INC50 SX5T FR0010654913 S 50 15 R EUR - 0.24 French FCP Swaps III FR, G, IT, N, SW No No Amundi 8-Mar-10 Milan
SIX Swiss Exchange C50 SW C50.S INC50 SX5T FR0010654913 S 50 15 R EUR - 0.22 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Apr-10 SIX
Amundi ETF Dow Jones Euro Stoxx 50 D CD5 FP CD5.PA INCD5 SX5T FR0010908251 S 50 15 A EUR - 0.02 French FCP Swaps III FR, G, IT, N, SW No No Amundi 6-Jul-10 EN Par
Amundi ETF Euro Stoxx Small Cap ESM FP ESM.PA INESM SCXT FR0010900076 S 100 30 R EUR 48.30 0.00 French FCP Swaps III FR, G No No Amundi 6-Jul-10 EN Par
EasyETF EURO STOXX 50 ETE FP ETEF.PA INETE SX5T FR0000973588 50 50 45 R EUR 735.91 0.00 French FCP Stocks (Fully Rep) III FR, B, N, G, CL, IT, MX No - EasyETF 25-Apr-01 EN Par
NYSE Euronext Paris (B Shares) ETD FP ETD.PA INETD SX5T FR0010129072 50 50 25 R EUR - 0.85 French FCP Stocks (Fully Rep) III FR, B, N, G, CL, IT, MX No - EasyETF 7-Oct-05 EN Par
Deutsche Boerse (B Shares) ETDD GR ETDD.DE INETD SX5T FR0010129072 50 50 25 R EUR - 0.00 French FCP Stocks (Fully Rep) III FR, B, N, G, CL, IT, MX No - EasyETF 3-Jun-09 Xetra
Borsa Italiana (B Shares) ETD IM ETD.IM INETD SX5T FR0010129072 50 50 25 R EUR - 0.12 French FCP Stocks (Fully Rep) III FR, B, N, G, CL, IT, MX No - EasyETF 6-Oct-09 Milan
NYSE Euronext Paris (A Shares) ETB FP ETB.PA INETB SX5T FR0010129064 50 50 25 A EUR - 0.02 French FCP Stocks (Fully Rep) III FR, B, N, G, CL, IT, MX No - EasyETF 25-Feb-09 EN Par
Deutsche Boerse (A Shares) ETBB GR ETBB.DE INETB SX5T FR0010129064 50 50 25 A EUR - 0.00 French FCP Stocks (Fully Rep) III FR, B, N, G, CL, IT, MX No - EasyETF 3-Jun-09 Xetra
UBS ETF DJ Euro Stoxx 50 E50EUA SW E50EUA.S FEUNAV SX5E LU0136234068 50 50 34 S (Jan, Jul) EUR 985.07 0.80 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 13-Nov-01 SIX
Deutsche Boerse E50EUA GY FSEUFI.DE FEUNAVF SX5E LU0136234068 50 50 34 S (Jan, Jul) EUR - 0.34 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 19-Mar-02 Xetra
SIX Swiss Exchange E50CHA SW E50CHA.S FEUNAVV SX5E LU0136234068 50 50 34 S (Jan, Jul) CHF - 0.25 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 6-May-02 SIX
Boerse Stuttgart E50EUA GS E50EUA.SG FEUNAVF SX5E LU0136234068 50 50 34 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 19-Mar-02 Stutt
SIX Swiss Exchange E50GBA SW E50GBA.S - SX5E LU0136234068 50 50 34 S (Jan, Jul) GBP - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 1-Jun-10 SIX
Borsa Italiana E50EUA IM - - SX5E LU0136234068 50 50 34 S (Jan, Jul) EUR - 0.54 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 4-Jun-10 Milan
UBS ETF DJ Euro Stoxx 50 I FRE FP FRB.PA VLFRE SX5E LU0155367302 50 50 14 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 29-Jan-03 EN Par
SIX Swiss Exchange E50EUI SW E50EUI.S FREINAV SX5E LU0155367302 50 50 14 S (Jan, Jul) EUR - 0.30 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 7-May-04 SIX
Deutsche Boerse E50EUI GY FRB.DE NF8I SX5E LU0155367302 50 50 14 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 23-Jul-04 Xetra
Boerse Stuttgart E50EUI GS E50EUI.SG NF8I SX5E LU0155367302 50 50 14 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 29-Jan-03 Stutt
Borsa Italiana E50EUI IM - - SX5E LU0155367302 50 50 14 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 4-Jun-10 Milan
BBVA-Accion DJ EURO STOXX 50 ETF BBVAE SM BBVAE.MC SX5E ES0105321030 50 50 15 S EUR 218.67 1.75 Spanish Stocks (Fully Rep) III SP, MX No - BBVA AM 6-Nov-06 Madrid
db x-trackers Euro Stoxx 50 ETF XESX GY XESX.DE XESXINAV SX5E LU0274211217 S 50 0 A EUR 2,926.52 13.11 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 17-Jan-07 Xetra
Borsa Italiana XESX IM XESX.MI XESXINAV SX5E LU0274211217 S 50 0 A EUR - 1.38 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XESX SW XESX.S XESCINAV SX5E LU0274211217 S 50 0 A CHF - 0.60 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 15-May-07 SIX
London Stock Exchange XESX LN XESX.L XESXINAV SX5E LU0274211217 S 50 0 A GB-p - 6.65 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 11-Feb-08 LSE
NYSE Euronext Paris XES FP XES.PA XESXINAV SX5E LU0274211217 S 50 0 A EUR - 1.37 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 18-Mar-08 EN Par
Boerse Stuttgart XESX GS XESX.SG XESXINAV SX5E LU0274211217 S 50 0 A EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 4-Jan-07 Stutt
Chi-X XESX IX - - SX5E LU0274211217 S 50 0 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 20-Nov-09 Chi-X
db x-trackers Euro Stoxx 50 ETF XESC GY XESC.DE XESXCINV SX5E LU0380865021 S 50 0 R EUR - 5.66 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 1-Sep-08 Xetra
London Stock Exchange XESC LN XESC.L XESXCINV SX5E LU0380865021 S 50 0 R GB-p - 1.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 18-Feb-09 LSE
Borsa Italiana XESC IM XESC.MI XESXCINV SX5E LU0380865021 S 50 0 R EUR - 2.93 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 18-Feb-09 Milan
NYSE Euronext Paris XSC FP XSC.PA XESXCINV SX5E LU0380865021 S 50 0 R EUR - 1.88 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 28-May-09 EN Par
Boerse Stuttgart XESC GS XESC.SG XESXCINV SX5E LU0380865021 S 50 0 R EUR - 0.08 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 27-Aug-08 Stutt
SIX Swiss Exchange XESC SW XESC.S XESXCINV SX5E LU0380865021 S 50 0 R CHF - 0.61 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 2-Nov-09 SIX
NASDAQ OMX Stockholm XESC SS XESC.ST - SX5E LU0380865021 S 50 0 R SEK - 0.13 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 26-Mar-10 OMX Sto
Chi-X XESC IX - - SX5E LU0380865021 S 50 0 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes Will Seek db x-trackers 20-Nov-09 Chi-X
ETFlab EURO STOXX 50 ETFSX5E GY ETFSTOXX50E.DE ISX5E SX5E DE000ETFL029 50 50 15* Q EUR 1,985.99 2.03 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Xetra
Boerse Stuttgart ETFSX5E GS ETFSTOXX50E.SG ISX5E SX5E DE000ETFL029 50 50 15* Q EUR - 0.08 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Stutt

Broad – Eurozone (continued)
ComStage ETF Dow Jones EURO STOXX 50 TR CBSX5T GY CBSTOXX50ER.DE CNAVSX5T SX5T LU0378434079 S 50 10 R EUR 320.92 2.06 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSX5T GS CBSTOXX50ER.SG CNAVSX5T SX5T LU0378434079 S 50 10 R EUR - 0.28 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C050EU SW CBSTOXX50EREU.S - SX5T LU0378434079 S 50 10 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSX5T SW CBSTOXX50.S - SX5T LU0378434079 S 50 10 R CHF - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
EURO STOXX 50 Source ETF SDJE50 GY SDJE50.DE SDJE50IN SX5T IE00B60SWX25 S 50 15 R EUR 666.66 3.70 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
EURO STOXX 50 Distributing Source ETF SDJE5D GY SDJE5D.DE SDJE5DIN SX5T IE00B5B5TG76 S 50 15 S EUR 9.74 0.08 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 4-Dec-09 Xetra
HSBC DJ EURO STOXX 50 ETF H50E LN H50E.L H50EGBPI SX5E IE00B4K6B022 50 50 15 S GB-p 40.48 0.12 Irish VCIC Stocks (Fully Rep) III FR ,J, N, S, UK - Yes HSBC 6-Oct-09 LSE
NYSE Euronext Paris 50E FP 50E.PA IN50E SX5E IE00B4K6B022 50 50 15 S EUR - 1.21 Irish VCIC Stocks (Fully Rep) III FR ,J, N, S, UK - Yes HSBC 8-Dec-09 EN Par
Lyxor ETF Flexible EURO STOXX 50 FXX FP FXX.PA INFXX SX5E FR0010386920 50 50 60 R EUR 8.46 0.06 French FCP Futures III FR No No Lyxor AM 6-Nov-06 EN Par
Lyxor ETF Euro Stoxx 50 BuyWrite BWE FP BWE.PA INBWE SX5EBW FR0010389205 S 50 40 R EUR 58.47 0.02 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 9-Jan-07 EN Par
SIX Swiss Exchange LYBWE SW LYBWE.S INBWE SX5EBW FR0010389205 S 50 40 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 22-Mar-07 SIX
Borsa Italiana DJBW IM DJBW.MI INBWE SX5EBW FR0010389205 S 50 40 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 8-May-07 Milan
Deutsche Boerse LYXBWE GY LYXBWE.DE INBWE SX5EBW FR0010389205 S 50 40 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 9-May-07 Xetra
Boerse Stuttgart LYXBWE GS - INBWE SX5EBW FR0010389205 S 50 40 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 8-May-07 Stutt
ComStage ETF Euro Stoxx 50 FR C054 GY CBSTOXX50E.DE SX5E LU0488317297 50 50 15 A EUR 26.23 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 7-Jul-10 Xetra
Boerse Stuttgart C054 GS CBSTOXX50E.SG SX5E LU0488317297 50 50 15 A EUR - 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 7-Jul-10 Stutt
SIX Swiss Exchange C054 SW CBSTOXX50E.S SX5E LU0488317297 50 50 15 A CHF - 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C054EU SW CBSTOXX50EEU.S SX5E LU0488317297 50 50 15 A EUR - 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
DJ EURO STOXX Mid Cap Source ETF Source Planned
DJ EURO STOXX Small Cap Source ETF Source Planned
AMUNDI ETF S&P Euro SPO FP SPO.PA INSPO SPEU IE0031091642 180 180 35 R EUR 93.71 0.01 Irish VCIC Stocks (Fully Rep) III FR, G, I, IT, UK No No Amundi 1-Feb-02 EN Par
Borsa Italiana SPDRO IM SPDRO.MI INSPO SPEU IE0031091642 180 180 35 R EUR - 0.01 Irish VCIC Stocks (Fully Rep) III FR, G, I, IT, UK No No Amundi 24-Oct-02 Milan
Deutsche Boerse SPDRO GR - INSPO SPEU IE0031091642 180 180 35 R EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, I, IT, UK No No Amundi 17-Sep-02 Xetra
iShares FTSEurofirst 80 IEUR LN IEUR.L BEIFIEUR FTEF80 IE0004855221 81 81 40 S GB-p 74.53 0.17 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 18-Dec-00 LSE
NYSE Euronext Amsterdam IERA NA IERA.AS BEIFIERA FTEF80 IE0004855221 81 81 40 S EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 18-Dec-00 EN Ams
Deutsche Boerse IQQ8 GY IQQ8.DE BEIFIERA FTEF80 DE000A0DPM08 81 81 40 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Xetra
Borsa Italiana IEUR IM IEUR.MI BEIFIERA FTEF80 IE0004855221 81 81 40 S EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 8-Apr-04 Milan
SIX Swiss Exchange IEUR SW IEUR.S INAVE80U FTEF80 IE0004855221 81 81 40 S CHF - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 11-Jun-04 SIX
NYSE Euronext Paris IEU FP IEU.PA BEIFIEUR FTEF80 IE0004855221 81 81 40 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Dec-05 EN Par
Boerse Stuttgart IQQ8 GS IQQ8.SG BEIFIERA FTEF80 DE000A0DPM08 81 81 40 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 22-Feb-05 Stutt
Sectors – European
Consumer goods/services
SPDR MSCI Europe Consumer Discretionary ETF STR FP STR.PA VLSTV MXEU0CD FR0000001752 63 63 30 R EUR 19.57 0.02 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Oct-01 EN Par
Deutsche Boerse STVS GR - VLSTV MXEU0CD FR0000001752 63 63 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Consumer Discretionary CD6 FP CD6.PA INCD6 NDRUCDIS FR0010688184 S 63 25 R EUR 9.42 0.03 French FCP Swaps III FR, G, IT, N No No Amundi 9-Dec-08 EN Par
Deutsche Boerse CD6GR GY - INCD6 NDRUCDIS FR0010688184 S 63 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CD6 IM - INCD6 NDRUCDIS FR0010688184 S 63 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
Consumer Discretionary European Source ETF SCODS GY SCODS.DE SCODSIN SCONDR IE00B62RK662 S 83 30 R EUR 15.31 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 7-Apr-10 Xetra
SPDR MSCI Europe Consumer Staples ETF STS FP STSS.PA VLSTS MXEU0CS FR0000001745 38 38 30 R EUR 57.11 0.08 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Oct-01 EN Par
Deutsche Boerse STSS GR - VLSTS MXEU0CS FR0000001745 38 38 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Consumer Staples CS5 FP CS5.PA INCS5 NDRUCSTA FR0010688168 S 38 25 R EUR 23.60 0.05 French FCP Swaps III FR, G, IT, N No No Amundi 23-Dec-08 EN Par
Deutsche Boerse CS5GR GY - INCS5 NDRUCSTA FR0010688168 S 38 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CS5 IM - INCS5 NDRUCSTA FR0010688168 S 38 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
Consumer Staples European Source ETF SCOSS GY SCOSS.DE SCOSSIN SCOSTR IE00B6222Y34 S 45 30 R EUR 22.18 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 7-Apr-10 Xetra
XACT Nordic Consumer XACTKONS SS - - NOMXNCO LU0530353613 S 19 40 None SEK - - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
iShares STOXX Europe 600 Automobiles & Parts (DE) SXAPEX GY SXAPEX.DE SXAPNAV SXAP DE0006344716 13 13 52 Up to 4x EUR 23.14 0.12 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXAPEX GS SXAPEX.SG SXAPNAV SXAP DE0006344716 13 13 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Automobiles & Parts Swap (DE) SXAREX GY SXAREX.DE SXARNAV SXAR DE000A0D8Q56 S 13 33 R EUR 3.43 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXAREX IM SXAREX.MI SXARNAV SXAR DE000A0D8Q56 S 13 33 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXA FP GXA.PA SXARNAV SXAR DE000A0D8Q56 S 13 33 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 28-Mar-08 EN Par
Boerse Stuttgart SXAREX GS SXAREX.SG SXARNAV SXAR DE000A0D8Q56 S 13 33 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Automobiles & Parts AUT FP AUTP.PA INAUT SXAP FR0010344630 S 13 30 A (Sept) EUR 53.67 0.06 French FCP Swaps III FR, IT, G No No Lyxor AM 23-Aug-06 EN Par
Borsa Italiana AUTP IM AUTP.MI INAUT SXAP FR0010344630 S 13 30 A (Sept) EUR - 0.36 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXAUT GY LYXAUT.DE INAUT SXAP FR0010344630 S 13 30 A (Sept) EUR - 0.03 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXAUT GS - INAUT SXAP FR0010344630 S 13 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Automobiles & Parts TR CBSXAR GY CBSXAR.DE CNAVSXAR SXAR LU0378435043 S 13 25 R EUR 12.15 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXAR GS CBSXAR.SG CNAVSXAR SXAR LU0378435043 S 13 25 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C061EU SW CBSXAREU.S - SXAR LU0378435043 S 13 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXAR SW CBSXAR.S - SXAR LU0378435043 S 13 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
EasyETF Stoxx Europe 600 Automobiles & Parts SYA FP SYA.PA INSYA SXAR FR0010018333 S 13 30 R EUR 6.03 0.00 French FCP Swaps III FR, SP No - EasyETF 22-Dec-03 EN Par
STOXX 600 Optimised Automobiles & Parts Source ETF XAPS GR XAPS.DE XAPSIN SXOAR IE00B5NLX835 S 13 30 R EUR 85.00 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra

Sectors – European (continued)
Consumer goods/services (continued)
ComStage ETF Dow Jones STOXX 600 Food & Beverage TR CBSX3R GY CBSX3R.DE CNAVSX3R SX3R LU0378435803 S 26 25 R EUR 35.36 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSX3R GS CBSX3R.SG CNAVSX3R SX3R LU0378435803 S 26 25 R EUR - 0.04 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C067EU SW CBSX3REU.S - SX3R LU0378435803 S 26 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSX3R SW CBSX3R.S - SX3R LU0378435803 S 26 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
Lyxor ETF Stoxx 600 Food & Beverage FOO FP LYFOO.PA INFOO SX3P FR0010344861 S 26 30 A (Sept) EUR 105.59 0.24 French FCP Swaps III FR, IT, G No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana FOO IM DJFOO.MI INFOO SX3P FR0010344861 S 26 30 A (Sept) EUR - 0.11 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXFOD GY LYXFOD.DE INFOO SX3P FR0010344861 S 26 30 A (Sept) EUR - 0.18 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXFOD GS INFOO SX3P FR0010344861 S 26 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
iShares STOXX Europe 600 Food & Beverage (DE) SX3PEX GY SX3PEX.DE SX3PNAV SX3P DE0006344781 26 26 52 Up to 4x EUR 58.07 0.39 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SX3PEX GS SX3PEX.SG SX3PNAV SX3P DE0006344781 26 26 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Food & Beverage Swap (DE) SX3REX GY SX3REX.DE SX3RNAV SX3R DE000A0F5T28 S 26 32 R EUR 40.31 0.49 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SX3REX IM SX3REX.MI SX3RNAV SX3R DE000A0F5T28 S 26 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXV FP GXV.PA SX3RNAV SX3R DE000A0F5T28 S 26 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 12-May-08 EN Par
Boerse Stuttgart SX3REX GS SX3REX.SG SX3RNAV SX3R DE000A0F5T28 S 26 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
db x-trackers DJ STOXX 600 Food & Beverage XS3R GY XS3R.DE XS3RINAV SX3R LU0292105359 S 26 30 R EUR 42.28 0.37 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XS3R IM XS3R.MI XS3RINAV SX3R LU0292105359 S 26 30 R EUR - 0.13 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XS3R LN XS3R.L XSIRINAV SX3R LU0292105359 S 26 30 R GB-p - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
Boerse Stuttgart XS3R GS XS3R.SG XS3RINAV SX3R LU0292105359 S 26 30 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt
STOXX 600 Optimised Food & Beverage Source ETF X3PS GR X3PS.DE X3PSIN SXO3R IE00B5MTYL84 S 23 30 R EUR 66.98 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
iShares STOXX Europe 600 Media (DE) SXMPEX GY SXMPEX.DE SXMPNAV SXMP DE0006289424 25 25 53 Up to 4x EUR 18.80 0.09 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXMPEX GS SXMPEX.SG SXMPNAV SXMP DE0006289424 25 25 53 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Media Swap (DE) SXMREX GY SXMREX.DE SXMRNAV SXMR DE000A0F5T69 S 25 32 R EUR 8.36 0.07 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXMREX IM SXMREX.MI SXMRNAV SXMR DE000A0F5T69 S 25 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXK FP GXK.PA SXMRNAV SXMR DE000A0F5T69 S 25 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 17-Jul-08 EN Par
Boerse Stuttgart SXMREX GS SXMREX.SG SXMRNAV SXMR DE000A0F5T69 S 25 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Media MDA FP MDA.PA INMDA SXMP FR0010344929 S 25 30 A (Sept) EUR 186.68 0.19 French FCP Swaps III FR, IT, G No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana MDA IM MDA.MI INMDA SXMP FR0010344929 S 25 30 A (Sept) EUR - 0.27 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXMDA GY LYXMDA.DE INMDA SXMP FR0010344929 S 25 30 A (Sept) EUR - 0.14 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXMDA GS - INMDA SXMP FR0010344929 S 25 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Media TR CBSXMR GY CBSXMR.DE CNAVSXMR SXMR LU0378436363 S 25 25 R EUR 13.77 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXMR GS CBSXMR.SG CNAVSXMR SXMR LU0378436363 S 25 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C071EU SW CBSXMREU.S - SXMR LU0378436363 S 25 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXMR SW CBSXMR.S - SXMR LU0378436363 S 25 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
EasyETF Stoxx Europe 600 Media SYM FP SYM1.PA INSYM SXMR FR0007068051 S 25 30 R EUR 11.41 0.02 French FCP Swaps III FR, N, G, SP No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Media Source ETF XMPS GR XMPS.DE XMPSIN SXOMR IE00B5MTZ488 S 22 30 R EUR 71.29 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
iShares STOXX Europe 600 Personal & Household Goods (DE) SXQPEX GY SXQPEX.DE SXQPNAV SXQP DE0006289432 29 29 52 Up to 4x EUR 19.35 0.08 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXQPEX GS SXQPEX.SG SXQPNAV SXQP DE0006289432 29 29 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Personal & Household Goods Swap (DE) SXQREX GY SXQREX.DE SXQRNAV SXQR DE000A0F5T85 S 29 32 R EUR 32.65 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXQREX IM SXQREX.MI SXQRNAV SXQR DE000A0F5T85 S 29 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXP FP GXP.PA VLGXP SXQR DE000A0F5T85 S 29 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 16-May-08 EN Par
Boerse Stuttgart SXQREX GS SXQREX.SG VLGXP SXQR DE000A0F5T85 S 29 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Personal & Household Goods PHG FP LYXPER.PA INPHG SXQP FR0010344978 S 29 30 A (Sept) EUR 131.31 0.15 French FCP Swaps III FR, IT, G No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana PHG IM LYXPER.MI INPHG SXQP FR0010344978 S 29 30 A (Sept) EUR - 0.51 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXPHG GY LYXPHG.DE INPHG SXQP FR0010344978 S 29 30 A (Sept) EUR - 0.02 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXPHG GS - INPHG SXQP FR0010344978 S 29 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Personal & Household Goods TR CBSXQR GY CBSXQR.DE CNAVSXQR SXQR LU0378436520 S 29 25 R EUR 15.50 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXQR GS CBSXQR.SG CNAVSXQR SXQR LU0378436520 S 29 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C073EU SW CBSXQREU.S - SXQR LU0378436520 S 29 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXQR SW CBSXQR.S - SXQR LU0378436520 S 29 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
STOXX 600 Optimised Personal & Household Goods Source ETF XQPS GR XQPS.DE XQPSIN SXOQR IE00B5MTZ595 S 27 30 R EUR 26.42 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
iShares STOXX Europe 600 Retail (DE) SXRPEX GY SXRPEX.DE SXRPNAV SXRP DE0006289440 24 24 52 Up to 4x EUR 17.81 0.07 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXRPEX GS SXRPEX.SG SXRPNAV SXRP DE0006289440 24 24 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Retail Swap (DE) SXRREX GY SXRREX.DE SXRRNAV SXRR DE000A0F5T93 S 24 32 R EUR 19.69 0.15 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXRREX IM SXRREX.MI SXRRNAV SXRR DE000A0F5T93 S 24 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXR FP GXR.PA SXRRNAV SXRR DE000A0F5T93 S 24 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 5-May-08 EN Par
Boerse Stuttgart SXRREX GS SXRREX.SG SXRRNAV SXRR DE000A0F5T93 S 24 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 21-Feb-06 Stutt
Lyxor ETF Stoxx 600 Retail RTA FP RTA.PA INRTA SXRP FR0010344986 S 24 30 A (Sept) EUR 43.39 0.04 French FCP Swaps III FR, IT, G No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana RTA IM RTA.MI INRTA SXRP FR0010344986 S 24 30 A (Sept) EUR - 0.05 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXRTA GY LYXRTA.DE INRTA SXRP FR0010344986 S 24 30 A (Sept) EUR - 0.04 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXRTA GS - INRTA SXRP FR0010344986 S 24 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Retail TR CBSXRR GY CBSXRR.DE CNAVSXRR SXRR LU0378436876 S 24 25 R EUR 14.88 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXRR GS CBSXRR.SG CNAVSXRR SXRR LU0378436876 S 24 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C075EU SW CBSXRREU.S - SXRR LU0378436876 S 24 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXRR SW CBSXRR.S - SXRR LU0378436876 S 24 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX

Consumer goods/services (continued)
STOXX 600 Optimised Retail Source ETF XRPS GR XRPS.DE XRPSIN SXORR IE00B5MTZM66 S 24 30 R EUR 47.12 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
iShares STOXX Europe 600 Travel & Leisure (DE) SXTPEX GY SXTPEX.DE SXTPNAV SXTP DE0006344757 23 23 53 Up to 4x EUR 8.36 0.02 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXTPEX GS SXTPEX.SG SXTPNAV SXTP DE0006344757 23 23 53 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Travel & Leisure Swap (DE) SXTREX GY SXTREX.DE SXTRNAV SXTR DE000A0F5UC2 S 23 32 R EUR 7.68 0.03 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXTREX IM SXTREX.MI SXTRNAV SXTR DE000A0F5UC2 S 23 32 R EUR - 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXZ FP GPZ.PA SXTRNAV SXTR DE000A0F5UC2 S 23 32 R EUR - 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 21-Apr-08 EN Par
Boerse Stuttgart SXTREX GS SXTREX.SG SXTRNAV SXTR DE000A0F5UC2 S 23 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Travel & Leisure TRV FP LYXTRV.PA INTRV SXTP FR0010344838 S 23 30 A (Sept) EUR 23.20 0.13 French FCP Swaps III FR, IT, G No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana TRVL IM TRVL.MI INTRV SXTP FR0010344838 S 23 30 A (Sept) EUR - 0.02 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXTRV GY LYXTRV.DE INTRV SXTP FR0010344838 S 23 30 A (Sept) EUR - 0.07 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXTRV GS - INTRV SXTP FR0010344838 S 23 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Travel & Leisure TR CBSXTR GY CBSXTR.DE CNAVSXTR SXTR LU0378437254 S 22 25 R EUR 11.36 0.10 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXTR GS CBSXTR.SG CNAVSXTR SXTR LU0378437254 S 22 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C078EU SW CBSXTREU.S - SXTR LU0378437254 S 22 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXTR SW CBSXTR.S - SXTR LU0378437254 S 22 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
STOXX 600 Optimised Travel & Leisure Source ETF XTPS GR XTPS.DE XTPSIN SXOTR IE00B5MJYC95 S 21 30 R EUR 31.00 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
Energy
SPDR MSCI Europe Energy ETF STN FP MSEN.PA VLSTN MXEU0EN FR0000001810 26 26 30 R EUR 43.99 0.36 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 6-Sep-01 EN Par
Deutsche Boerse STNS GR - VLSTN MXEU0EN FR0000001810 26 26 30 R EUR - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
XACT Nordic Energy XACTENER SS - - NOMXNEN LU0530353373 S 13 40 None SEK - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
iShares STOXX Europe 600 Oil & Gas (DE) SXEPEX GY SXEPEX.DE SXEPNAV SXEP DE0006344765 38 38 52 Up to 4x EUR 156.96 0.96 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXEPEX GS SXEPEX.SG SXEPNAV SXEP DE0006344765 38 38 52 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Oil & Gas Swap (DE) SXEREX GY SXEREX.DE SXERNAV SXER DE000A0F5T77 S 38 32 R EUR 22.24 0.28 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXEREX IM SXEREX.MI SXERNAV SXER DE000A0F5T77 S 38 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXG FP GXG.PA SXERNAV SXER DE000A0F5T77 S 38 32 R EUR - 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 10-Apr-08 EN Par
Boerse Stuttgart SXEREX GS SXEREX.SG SXERNAV SXER DE000A0F5T77 S 38 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Europe Stoxx 600 Oil & Gas OIL FP LYXOIL.PA INOIL SXEP FR0010344960 S 38 30 A (Sept) EUR 230.19 0.57 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 7-Nov-06 EN Par
Borsa Italiana OIL IM LYXOIL.MI INOIL SXEP FR0010344960 S 38 30 A (Sept) EUR - 0.68 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 5-Jan-07 Milan
Deutsche Boerse LYXOIL GY LYXOIL.DE INOIL SXEP FR0010344960 S 38 30 A (Sept) EUR - 0.65 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 29-Dec-06 Xetra
Boerse Stuttgart LYXOIL GS - INOIL SXEP FR0010344960 S 38 30 A (Sept) EUR - 0.01 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 29-Dec-06 Stutt
SIX Swiss Exchange LYOIL SW LYOIL.S INOIL SXEP FR0010344960 S 38 30 A (Sept) EUR - 0.03 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 20-Oct-09 SIX
Bolsa de Madrid OIL SM LYXOIL.MC INOIL SXEP FR0010344960 S 38 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 12-Jul-10 Madrid
db x-trackers DJ STOXX 600 Oil & Gas XSER GY XSER.DE XSERINAV SXER LU0292101796 S 38 30 R EUR 126.66 1.55 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XSER IM XSER.MI XSERINAV SXER LU0292101796 S 38 30 R EUR - 0.39 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XSER LN XSER.L XSERINAV SXER LU0292101796 S 38 30 R GB-p - 0.26 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris XOG FP XOG.PA XSERINAV SXER LU0292101796 S 38 30 R EUR - 0.08 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 15-Jun-09 EN Par
Boerse Stuttgart XSER GS XSER.SG XSERINAV SXER LU0292101796 S 38 30 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt
NASDAQ OMX Stockholm XSER SS - - SXER LU0292101796 S 38 30 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 7-May-10 OMX Sto
ComStage ETF Dow Jones STOXX 600 Oil & Gas TR CBSXER GY CBSXER.DE CNAVSXER SXER LU0378436447 S 38 25 R EUR 53.74 0.05 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXER GS CBSXER.SG CNAVSXER SXER LU0378436447 S 38 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C072EU SW CBSXEREU.S - SXER LU0378436447 S 38 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXER SW CBSXER.S - SXER LU0378436447 S 38 25 R CHF - 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
ETFX Dow Jones STOXX 600 Oil and Gas Fund ETLD ID - INOIG SXER IE00B3CNH840 S 38 30 R EUR 4.72 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange OILG LN - INOIG SXER IE00B3CNH840 S 38 30 R EUR - 0.04 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 10-Nov-08 LSE
London Stock Exchange OILS LN - INOIG SXER IE00B3CNH840 S 38 30 R GB-p - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 11-Nov-08 LSE
NYSE Euronext Amsterdam OILG NA OILG.AS INOIG SXER IE00B3CNH840 S 38 30 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 13-Oct-08 EN Ams
Borsa Italiana OILG IM OILG.MI INOIG SXER IE00B3CNH840 S 38 30 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
EasyETF Stoxx Europe 600 Oil & Gas SYE FP EAEU.PA INSYE SXER FR0007068085 S 38 30 R EUR 46.74 0.05 French FCP Swaps III FR, N No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Oil & Gas Source ETF XEPS GR XEPS.DE XEPSIN SXOER IE00B5MTWH09 S 34 30 R EUR 138.88 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 28-Jul-09 Xetra
Financials
SPDR MSCI Europe Financials ETF STZ FP STZZ.PA VLSTZ MXEU0FN FR0000001703 111 111 30 R EUR 66.08 0.17 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 6-Sep-01 EN Par
Deutsche Boerse STZS GR - VLSTZ MXEU0FN FR0000001703 111 111 30 R EUR - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
iShares STOXX Europe 600 Financial Services (DE) SXFPEX GY SXFPEX.DE SXFPNAV SXFP DE0006344773 31 31 52 Up to 4x EUR 18.61 0.01 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXFPEX GS SXFPEX.SG SXFPNAV SXFP DE0006344773 31 31 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Financial Services Swap (DE) SXFREX GY SXFREX.DE SXFRNAV SXFR DE000A0F5T10 S 31 32 R EUR 4.41 0.12 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXFREX IM SXFREX.MI SXFRNAV SXFR DE000A0F5T10 S 31 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXF FP GXF.PA SXFRNAV SXFR DE000A0F5T10 S 31 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 30-May-08 EN Par
Boerse Stuttgart SXFREX GS SXFREX.SG SXFRNAV SXFR DE000A0F5T10 S 31 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Financial Services FIN FP FINS.PA INFIN SXFP FR0010345363 S 31 30 A (Sept) EUR 15.97 0.05 French FCP Swaps III FR, IT, G No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana FINS IM FINS.MI INFIN SXFP FR0010345363 S 31 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXFIN GY LYXFIN.DE INFIN SXFP FR0010345363 S 31 30 A (Sept) EUR - 0.01 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXFIN GS - INFIN SXFP FR0010345363 S 31 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt

Financials (continued)
ComStage ETF Dow Jones STOXX 600 Financial Services TR CBSXFR GY CBSXFR.DE CNAVSXFR SXFR LU0378435712 S 31 25 R EUR 10.53 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXFR GS CBSXFR.SG CNAVSXFR SXFR LU0378435712 S 31 25 R EUR - 0.06 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C066EU SW CBSXFREU.S - SXFR LU0378435712 S 31 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXFR SW CBSXFR.S - SXFR LU0378435712 S 31 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
STOXX 600 Optimised Financial Services Source ETF XFPS GR XFPS.DE XFPSIN SXOFR IE00B5MTYK77 S 21 30 R EUR 17.86 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 28-Jul-09 Xetra
HQ Finans ETF HQFINANS SS - - SEHQFINA SE0003393198 8 8 40 A SEK 1.33 0.00 Swedish mutual fund Stocks (Fully Rep) III S No No HQ Fonder 21-Jun-10 OMX Sto
AMUNDI ETF MSCI Europe Banks CB5 FP CB5.PA INCB5 NDRUBANK FR0010688176 S 42 25 R EUR 8.76 0.16 French FCP Swaps III FR, G, IT, N No No Amundi 23-Dec-08 EN Par
Deutsche Boerse CB5GR GY - INCB5 NDRUBANK FR0010688176 S 42 25 R EUR - 0.04 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CB5 IM - INCB5 NDRUBANK FR0010688176 S 42 25 R EUR - 0.07 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Banks (DE) SX7PEX GY SX7PEX.DE SX7PNAV SX7P DE0006289341 54 54 52 Up to 4x EUR 213.79 0.50 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Xetra
Boerse Stuttgart SX7PEX GS SX7PEX.SG SX7PNAV SX7P DE0006289341 54 54 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Stutt
iShares STOXX Europe 600 Banks Swap (DE) SX7REX GY SX7REX.DE SX7RNAV SX7R DE000A0D8Q64 S 54 32 R EUR 16.25 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SX7REX IM SXAREX.MI SX7RNAV SX7R DE000A0D8Q64 S 54 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXB FP GXB.PA SX7RNAV SX7R DE000A0D8Q64 S 54 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 23-Apr-08 EN Par
Boerse Stuttgart SX7REX GS SX7REX.SG SX7RNAV SX7R DE000A0D8Q64 S 54 32 R EUR - 0.07 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx Europe 600 Banks BNK FP LYXBNK.PA INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR 454.31 2.54 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana BNK IM LYXBNK.MI INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR - 1.31 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXBNK GY LYXBNK.DE INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR - 1.01 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 17-Oct-06 Xetra
Bolsa de Madrid BNK SM BNKS.MC INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 21-May-08 Madrid
Boerse Stuttgart LYXBNK GS - INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 15-Dec-06 Stutt
SIX Swiss Exchange LYBNK SW LYBNK.S INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR - 0.04 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 20-Oct-09 SIX
Chi-X LYXBI IX - INBNK SX7P FR0010345371 S 54 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SP, SW No No Lyxor AM 26-May-09 Chi-X
db x-trackers DJ STOXX 600 Banks XS7R GY XS7R.DE XS7RINAV SX7R LU0292103651 S 54 30 R EUR 298.53 2.74 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
London Stock Exchange XS7R LN XS7R.L XSPRINAV SX7R LU0292103651 S 54 30 R GB-p - 1.83 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris XS7 FP XS7.PA XSPRINAV SX7R LU0292103651 S 54 30 R EUR - 0.11 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 12-Jun-09 EN Par
NASDAQ OMX Stockholm XS7R SS XS7R.ST - SX7R LU0292103651 S 54 30 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
ComStage ETF Dow Jones STOXX 600 Banks TR CBSX7R GY CBSX7R.DE CNAVSX7R SX7R LU0378435399 S 54 25 R EUR 72.01 0.28 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
EasyETF Stoxx Europe 600 Banks SYB FP EAEB.PA INSYB SX7R FR0007068077 S 54 30 R EUR 51.75 0.25 French FCP Swaps III FR, N, G, SP No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Banks Source ETF X7PS GR X7PS.DE X7PSIN SXO7R IE00B5MTWD60 S 42 30 R EUR 255.75 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
XACT Bank XACTBANK SS - - NOMXNBI LU0530353290 S 13 40 None SEK - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
AMUNDI ETF MSCI Europe Insurance CI5 FP CI5.PA INCI5 NDRUINS FR0010688226 S 30 25 R EUR 7.85 0.03 French FCP Swaps III FR, G, IT, N No No Amundi 9-Dec-08 EN Par
Deutsche Boerse CI5GR GY - INCI5 NDRUINS FR0010688226 S 30 25 R EUR - 0.01 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CI5 IM - INCI5 NDRUINS FR0010688226 S 30 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Insurance (DE) SXIPEX GY SXIPEX.DE SXIPNAV SXIP DE0006289416 34 34 52 Up to 4x EUR 73.11 0.26 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXIPEX GS SXIPEX.SG SXIPNAV SXIP DE0006289416 34 34 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Insurance Swap (DE) SXIREX GY SXIREX.DE SXIRNAV SXIR DE000A0F5T51 S 34 32 R EUR 15.39 0.03 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXIREX IM SXIREX.MI SXIRNAV SXIR DE000A0F5T51 S 34 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXX FP GXX.PA SXIRNAV SXIR DE000A0F5T51 S 34 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 16-Jul-08 EN Par
Boerse Stuttgart SXIREX GS SXIREX.SG SXIRNAV SXIR DE000A0F5T51 S 34 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Insurance INS FP LYYQ.PA ININS SXIP FR0010344903 S 34 30 A (Sept) EUR 132.57 0.10 French FCP Swaps III FR, IT, G No No Lyxor AM 23-Aug-06 EN Par
Borsa Italiana INS IM LYYQ.MI ININS SXIP FR0010344903 S 34 30 A (Sept) EUR - 0.51 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXINS GY LYXINS.DE ININS SXIP FR0010344903 S 34 30 A (Sept) EUR - 0.14 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXINS GS - ININS SXIP FR0010344903 S 34 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
db x-trackers DJ STOXX 600 Insurance XSIR GY XSIR.DE XSIRINAV SXIR LU0292105193 S 34 30 R EUR 43.27 0.46 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XSIR IM XSIR.MI XSIRINAV SXIR LU0292105193 S 34 30 R EUR - 0.05 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XSIR LN XSIR.L XSIRINAV SXIR LU0292105193 S 34 30 R GB-p - 0.15 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
Boerse Stuttgart XSIR GS XSIR.SG XSIRINAV SXIR LU0292105193 S 34 30 R EUR - 0.06 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt
ComStage ETF Dow Jones STOXX 600 Insurance TR CBSXIR GY CBSXIR.DE CNAVSXIR SXIR LU0378436108 S 34 25 R EUR 51.74 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXIR GS CBSXIR.SG CNAVSXIR SXIR LU0378436108 S 34 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C070EU SW CBSXIREU.S - SXIR LU0378436108 S 34 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXIR SW CBSXIR.S - SXIR LU0378436108 S 34 25 R CHF - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
EasyETF Stoxx Europe 600 Insurance SYI FP SYI.PA INSYI SXIR FR0007068101 S 34 30 R EUR 69.90 0.03 French FCP Swaps III FR, N, G, SP No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Insurance Source ETF XIPS GR XIPS.DE XIPSIN SXOIR IE00B5MTXJ97 S 33 30 R EUR 146.25 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
Healthcare
SPDR MSCI Europe Health Care ETF STW FP STW.PA VLSTW MXEU0HC FR0000001737 31 31 30 R EUR 68.20 0.09 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Oct-01 EN Par
Deutsche Boerse STWS GR - VLSTW MXEU0HC FR0000001737 31 31 30 R EUR - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Healthcare CH5 FP CH5.PA INCH5 NDRUHC FR0010688192 S 31 25 R EUR 23.61 0.07 French FCP Swaps III FR, G, IT, N No No Amundi 9-Dec-08 EN Par
Deutsche Boerse CH5GR GY - INCH5 NDRUHC FR0010688192 S 31 25 R EUR - 0.01 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CH5 IM - INCH5 NDRUHC FR0010688192 S 31 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan

Healthcare (continued)
iShares STOXX Europe 600 Health Care (DE) SXDPEX GY SXDPEX.DE SXDPNAV SXDP DE0006289374 36 36 52 Up to 4x EUR 224.67 0.58 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Xetra
Boerse Stuttgart SXDPEX GS SXDPEX.SG SXDPNAV SXDP DE0006289374 36 36 52 Up to 4x EUR - 0.20 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Stutt
iShares STOXX Europe 600 Health Care Swap (DE) SXDREX GY SXDREX.DE SXDRNAV SXDR DE000A0F5T36 S 36 32 R EUR 54.07 0.06 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXDREX IM SXDREX.MI SXDRNAV SXDR DE000A0F5T36 S 36 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXH FP GXH.PA SXDRNAV SXDR DE000A0F5T36 S 36 32 R EUR - 0.01 German Index Fund Swaps III FR, G, IT, N No No iShares 10-Apr-08 EN Par
Boerse Stuttgart SXDREX GS SXDREX.SG SXDRNAV SXDR DE000A0F5T36 S 36 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx Europe 600 Health Care HLT FP LYXHEA.PA INHLT SXDP FR0010344879 S 36 30 A (Sept) EUR 228.92 0.57 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana HLT IM LYXHEA.MI INHLT SXDP FR0010344879 S 36 30 A (Sept) EUR - 0.12 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXHLT GY LYXHLT.DE INHLT SXDP FR0010344879 S 36 30 A (Sept) EUR - 0.34 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 15-Dec-06 Xetra
Boerse Stuttgart LYXHLT GS - INHLT SXDP FR0010344879 S 36 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 15-Dec-06 Stutt
SIX Swiss Exchange LYHLT SW LYHLT.S INHLT SXDP FR0010344879 S 36 30 A (Sept) EUR - 0.01 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 20-Oct-09 SIX
Bolsa de Madrid HLT SM HLT.MC INHLT SXDP FR0010344879 S 36 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 12-Jul-10 Madrid
db x-trackers DJ STOXX 600 Health Care XSDR GY XSDR.DE XSDRINAV SXDR LU0292103222 S 36 30 R EUR 133.71 0.56 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XSDR IM XSDR.MI XSDRINAV SXDR LU0292103222 S 36 30 R EUR - 0.07 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XSDR LN XSDR.L XSDRINAV SXDR LU0292103222 S 36 30 R GB-p - 0.19 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
Boerse Stuttgart XSDR GS XSDR.SG XSDRINAV SXDR LU0292103222 S 36 30 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt
ComStage ETF Dow Jones STOXX 600 Health Care TR CBSXDR GY CBSXDR.DE CNAVSXDR SXDR LU0378435985 S 36 25 R EUR 70.32 0.09 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXDR GS CBSXDR.SG CNAVSXDR SXDR LU0378435985 S 36 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C068EU SW CBSXDREU.S - SXDR LU0378435985 S 36 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXDR SW CBSXDR.S - SXDR LU0378435985 S 36 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
EasyETF Stoxx Europe 600 Health Care SYH FP SYH.PA INSYH SXDR FR0007068093 S 36 30 R EUR 18.15 0.03 French FCP Swaps III FR, N No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Health Care Source ETF XDPS GR XDPS.DE XDPSIN SXODR IE00B5MJYY16 S 33 30 R EUR 119.58 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
XACT Nordic Health XACTLAKE SS - - NOMXNHC LU0530353704 S 10 40 None SEK - - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
Industrials
SPDR MSCI Europe Industrials ETF STQ FP STQ.PA VLSTQ MXEU0IN FR0000001778 81 81 30 R EUR 24.73 0.01 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 18-Oct-01 EN Par
Deutsche Boerse STQS GR - VLSTQ MXEU0IN FR0000001778 81 81 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Industrials CIN FP CIN.PA INCIN NDRUIND FR0010688218 S 81 25 R EUR 10.01 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 9-Dec-08 EN Par
Deutsche Boerse CINGR GY - INCIN NDRUIND FR0010688218 S 81 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CIN IM - INCIN NDRUIND FR0010688218 S 81 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Industrial Goods & Services (DE) SXNPEX GY SXNPEX.DE SXNPNAV SXNP DE0006344799 93 93 52 Up to 4x EUR 47.58 0.14 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXNPEX GS SXNPEX.SG SXNPNAV SXNP DE0006344799 93 93 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Industrial Goods & Services Swap (DE) SXNREX GY SXNREX.DE SXNRNAV SXNR DE000A0F5T44 S 93 32 R EUR 53.38 0.05 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXNREX IM SXNREX.MI SXNRNAV SXNR DE000A0F5T44 S 93 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXI FP GXI.PA SXNRNAV SXNR DE000A0F5T44 S 93 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 2-Apr-08 EN Par
Boerse Stuttgart SXNREX GS SXNREX.SG SXNRNAV SXNR DE000A0F5T44 S 93 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Industrial Goods & Services IND FP INDG.PA ININD SXNP FR0010344887 S 93 30 A (Sept) EUR 67.62 0.12 French FCP Swaps III FR, IT, G No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana INDG IM INDG.MI ININD SXNP FR0010344887 S 93 30 A (Sept) EUR - 0.45 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXIND GY LYXIND.DE ININD SXNP FR0010344887 S 93 30 A (Sept) EUR - 0.10 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXIND GS - ININD SXNP FR0010344887 S 93 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
db x-trackers DJ STOXX 600 Industrial Goods XSNR GY XSNR.DE XSNRINAV SXNR LU0292106084 S 93 30 R EUR 75.69 0.83 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XSNR IM XSNR.MI XSNRINAV SXNR LU0292106084 S 93 30 R EUR - 0.06 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XSNR LN XSNR.L XSNRINAV SXNR LU0292106084 S 93 30 R GB-p - 0.51 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
Boerse Stuttgart XSNR GS XSNR.SG XSNRINAV SXNR LU0292106084 S 93 30 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt
ComStage ETF Dow Jones STOXX 600 Industrial Goods & Services TR CBSXNR GY CBSXNR.DE CNAVSXNR SXNR LU0378436017 S 93 25 R EUR 13.43 0.15 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXNR GS CBSXNR.SG CNAVSXNR SXNR LU0378436017 S 93 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C069EU SW CBSXNREU.S - SXNR LU0378436017 S 93 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXNR SW CBSXNR.S - SXNR LU0378436017 S 93 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
STOXX 600 Optimised Industrial Goods & Services Source ETF XNPS GR XNPS.DE XNPSIN SXONR IE00B5MJYX09 S 89 30 R EUR 177.13 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
HQ Verkstad ETF HQVERKST SS - - SEHQVERK SE0003304047 8 8 40 A SEK 2.86 0.00 Swedish mutual fund Stocks (Fully Rep) III S No No HQ Fonder 27-May-10 OMX Sto
XACT Nordic Industrials XACTVERK SS - - NOMXNIN LU0530353886 S 21 40 None SEK - - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
Information technology
SPDR MSCI Europe Information Technology ETF STK FP STK.PA VLSTK MXEU0IT FR0000001695 16 16 30 R EUR 12.41 0.02 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 6-Sep-01 EN Par
Deutsche Boerse STKS GR - VLSTK MXEU0IT FR0000001695 16 16 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe IT CI6 FP CI6.PA INCI6 NDRUIT FR0010713768 S 16 25 R EUR 6.81 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 4-Mar-09 EN Par
Deutsche Boerse CI6GR GY - INCI6 NDRUIT FR0010713768 S 16 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CI6 IM - INCI6 NDRUIT FR0010713768 S 16 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Technology (DE) SX8PEX GY SX8PEX.SG SX8PNAV SX8P DE0006289366 26 26 52 Up to 4x EUR 27.42 0.21 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Xetra
Boerse Stuttgart SX8PEX GS - SX8PNAV SX8P DE0006289366 26 26 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Stutt
iShares STOXX Europe 600 Technology Swap (DE) SX8REX GY SX8REX.DE SX8RNAV SX8R DE000A0F5UA6 S 26 32 R EUR 9.99 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SX8REX IM SX8REX.MI SX8RNAV SX8R DE000A0F5UA6 S 26 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXT FP GXT.PA SX8RNAV SX8R DE000A0F5UA6 S 26 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 31-Mar-08 EN Par
Boerse Stuttgart SX8REX GS SX8REX.SG SX8RNAV SX8R DE000A0F5UA6 S 26 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 13-Feb-04 Stutt

Information technology (continued)
Lyxor ETF Stoxx 600 Technology TNO FP LYXTNO.PA INTNO SX8P FR0010344796 S 26 30 A (Sept) EUR 52.43 0.09 French FCP Swaps III FR, IT, G No No Lyxor AM 28-Aug-06 EN Par
Borsa Italiana TNO IM LYXTNO.MI INTNO SX8P FR0010344796 S 26 30 A (Sept) EUR - 0.08 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXTNO GY LYXTNO.DE INTNO SX8P FR0010344796 S 26 30 A (Sept) EUR - 0.03 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXTNO GS - INTNO SX8P FR0010344796 S 26 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
db x-trackers DJ STOXX 600 Technology XS8R GY XS8R.DE XS8RINAV SX8R LU0292104469 S 26 30 R EUR 56.86 0.26 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
London Stock Exchange XS8R LN XS8R.L XS8RINAV SX8R LU0292104469 S 26 30 R GB-p - 0.05 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
ComStage ETF Dow Jones STOXX 600 Technology TR CBSX8R GY CBSX8R.DE CNAVSX8R SX8R LU0378437098 S 26 25 R EUR 29.25 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
EasyETF Stoxx Europe 600 Technology SYQ FP SYQ.PA INSYQ SX8R FR0007068069 S 26 30 R EUR 3.39 0.01 French FCP Swaps III FR, N No EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Technology Source ETF X8PS GR X8PS.DE X8PSIN SXO8R IE00B5MTWZ80 S 24 30 R EUR 15.79 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
Materials
SPDR MSCI Europe Materials ETF STP FP STPP.PA VLSTP MXEU0MT FR0000001794 48 48 30 R EUR 40.37 0.20 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 18-Oct-01 EN Par
Deutsche Boerse STPS GR - VLSTP MXEU0MT FR0000001794 48 48 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Materials C8M FP C8M.PA INC8M NDRUMAT FR0010791137 S 48 25 R EUR 7.75 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 29-Sep-09 EN Par
Deutsche Boerse C8MGR GY - INC8M NDRUMAT FR0010791137 S 48 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana C8M IM - INC8M NDRUMAT FR0010791137 S 48 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Basic Resources (DE) SXPPEX GY SXPPEX.DE SXPPNAV SXPP DE0006344724 30 30 52 Up to 4x EUR 300.44 1.61 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXPPEX GS SXPPEX.SG SXPPNAV SXPP DE0006344724 30 30 52 Up to 4x EUR - 0.13 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt
iShares STOXX Europe 600 Basic Resources Swap (DE) SXPREX GY SXPREX.DE SXPRNAV SXPR DE000A0D8Q72 S 30 32 R EUR 42.75 0.23 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXPREX IM SXPREX.MI SXPRNAV SXPR DE000A0D8Q72 S 30 32 R EUR - 0.01 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXQ FP GXQ.PA SXPRNAV SXPR DE000A0D8Q72 S 30 32 R EUR - 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 7-Apr-08 EN Par
Boerse Stuttgart SXPREX GS SXPREX.SG SXPRNAV SXPR DE000A0D8Q72 S 30 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Basic Resources BRE FP BRES.PA INBRE SXPP FR0010345389 S 30 30 A (Sept) EUR 212.04 2.29 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana BRES IM BRES.MI INBRE SXPP FR0010345389 S 30 30 A (Sept) EUR - 1.19 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXBRE GY LYXBRE.DE INBRE SXPP FR0010345389 S 30 30 A (Sept) EUR - 0.92 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXBRE GS INBRE SXPP FR0010345389 S 30 30 A (Sept) EUR - 0.01 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 15-Dec-06 Stutt
SIX Swiss Exchange LYBRE SW LYBRE.S INBRE SXPP FR0010345389 S 30 30 A (Sept) EUR - 0.02 French FCP Swaps III FR, IT, G, SW No No Lyxor AM 20-Oct-09 SIX
db x-trackers DJ STOXX 600 Basic Resources XSPR GY XSPR.DE XSPRINAV SXPR LU0292100806 S 30 30 R EUR 115.11 1.83 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XSPR IM XSPR.MI XSPRINAV SXPR LU0292100806 S 30 30 R EUR - 0.10 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XSPR LN XSPR.L XSPRINAV SXPR LU0292100806 S 30 30 R GB-p - 0.10 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
Boerse Stuttgart XSPR GS XSPR.SG XSPRINAV SXPR LU0292100806 S 30 30 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt
ComStage ETF Dow Jones STOXX 600 Basic Resources TR CBSXPR GY CBSXPR.DE CNAVSXPR SXPR LU0378435472 S 30 25 R EUR 67.62 0.36 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXPR GS CBSXPR.SG CNAVSXPR SXPR LU0378435472 S 30 25 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C063EU SW CBSXPREU.S - SXPR LU0378435472 S 30 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXPR SW CBSXPR.S - SXPR LU0378435472 S 30 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
ETFX Dow Jones STOXX 600 Basic Resources Fund ETLC ID - INBAS SXPR IE00B3CNH733 S 30 30 R EUR 5.77 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange BASR LN - INBAS SXPR IE00B3CNH733 S 30 30 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 10-Nov-08 LSE
London Stock Exchange BASP LN - INBAS SXPR IE00B3CNH733 S 30 30 R GB-p - 0.02 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam BASR NA BASR.AS INBAS SXPR IE00B3CNH733 S 30 30 R EUR - 0.03 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 20-Oct-08 EN Ams
Borsa Italiana BASR IM BASR.MI INBAS SXPR IE00B3CNH733 S 30 30 R EUR - 0.03 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
STOXX 600 Optimised Basic Resources Source ETF XPPS GR XPPS.DE XPPSIN SXOPR IE00B5MTWY73 S 29 30 R EUR 258.76 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
iShares STOXX Europe 600 Chemicals (DE) SX4PEX GY SX4PEX.DE SX4PNAV SX4P DE0006344732 21 21 52 Up to 4x EUR 30.48 0.11 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
iShares STOXX Europe 600 Chemicals Swap (DE) SX4REX GY SX4REX.DE SX4RNAV SX4R DE000A0D8Q80 S 21 32 R EUR 15.66 0.08 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SX4REX IM SX4REX.MI SX4RNAV SX4R DE000A0D8Q80 S 21 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXC FP GXC.PA SX4RNAV SX4R DE000A0D8Q80 S 21 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 5-May-08 EN Par
Boerse Stuttgart SX4REX GS SX4REX.SG SX4RNAV SX4R DE000A0D8Q80 S 21 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx 600 Chemicals CHM FP CHM.PA INCHM SX4P FR0010345470 S 21 30 A (Sept) EUR 59.77 0.30 French FCP Swaps III FR, IT, G No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana CHM IM CHM.MI INCHM SX4P FR0010345470 S 21 30 A (Sept) EUR - 0.67 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXCHM GY LYXCHM.DE INCHM SX4P FR0010345470 S 21 30 A (Sept) EUR - 0.18 French FCP Swaps III FR, IT, G No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXCHM GS - INCHM SX4P FR0010345470 S 21 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 15-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Chemicals TR CBSX4R GY CBSX4R.DE CNAVSX4R SX4R LU0378435555 S 21 25 R EUR 29.96 0.07 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
STOXX 600 Optimised Chemicals Source ETF Source ETF X4PS GR X4PS.DE X4PSIN SXO4R IE00B5MTY077 S 20 30 R EUR 49.48 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
iShares STOXX Europe 600 Construction & Materials (DE) SXOPEX GY SXOPEX.DE SXOPNAV SXOP DE0006344740 28 28 52 Up to 4x EUR 20.11 0.04 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
Boerse Stuttgart SXOPEX GS SXOPEX.SG SXOPNAV SXOP DE0006344740 28 28 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Stutt

Materials (continued)
iShares STOXX Europe 600 Construction & Materials Swap (DE) SXOREX GY SXOREX.DE SXORNAV SXOR DE000A0F5T02 S 28 33 R EUR 8.98 0.07 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXOREX IM SXOREX.MI SXORNAV SXOR DE000A0F5T02 S 28 33 R EUR - 0.01 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXO FP GXO.PA SXORNAV SXOR DE000A0F5T02 S 28 33 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 16-Jun-08 EN Par
Boerse Stuttgart SXOREX GS SXOREX.SG SXORNAV SXOR DE000A0F5T02 S 28 33 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 8-Jul-02 Stutt
EasyETF Stoxx Europe 600 Construction & Materials SYC FP SYC.PA INSYC SXOR FR0010018341 S 28 30 R EUR 10.13 0.02 French FCP Swaps III FR, N, SP No - EasyETF 22-Dec-03 EN Par
Lyxor ETF Stoxx 600 Construction & Materials CST FP LYCST.PA INCST SXOP FR0010345504 S 28 30 A (Sept) EUR 27.42 0.13 French FCP Swaps III FR, IT, G No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana CST IM DJST.MI INCST SXOP FR0010345504 S 28 30 A (Sept) EUR - 0.02 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXCST GY LYXCST.DE INCST SXOP FR0010345504 S 28 30 A (Sept) EUR - 0.13 French FCP Swaps III FR, IT, G No No Lyxor AM 29-Dec-06 Xetra
Boerse Stuttgart LYXCST GS - INCST SXOP FR0010345504 S 28 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G No No Lyxor AM 29-Dec-06 Stutt
ComStage ETF Dow Jones STOXX 600 Construction & Materials TR CBSXOR GY CBSXOR.DE CNAVSXOR SXOR LU0378435639 S 28 25 R EUR 25.77 0.39 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXOR GS CBSXOR.SG CNAVSXOR SXOR LU0378435639 S 28 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C065EU SW CBSXOREU.S - SXOR LU0378435639 S 28 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXOR SW CBSXOR.S - SXOR LU0378435639 S 28 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
STOXX 600 Optimised Construction & Materials Source ETF XOPS GR XOPS.DE XOPSIN SXOOR IE00B5MTY309 S 22 30 R EUR 38.40 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
HQ Material ETF HQMATERI SS - - SEHQMATE SE0003393180 8 8 40 A SEK 1.30 0.00 Swedish mutual fund Stocks (Fully Rep) III S No No HQ Fonder 22-Jun-10 OMX Sto
XACT Materials XACTBASI SS - - NOMXNMA LU0530353969 S 14 40 None SEK - - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
XACT Nordic Construction & Real Estate XACTBYGG SS - - NOMXNCR LU0530353456 S 12 40 None SEK - - Luxembourg SICAV Swaps III S - - XACT 29-Sep-10 OMX Sto
Real estate
AMUNDI ETF Real Estate REIT IEIF C8R FP C8R.PA INC8R NREITE FR0010791160 S - 35 R EUR 7.04 0.01 French FCP Swaps III FR, IT, G, N No No Amundi 29-Sep-09 EN Par
Borsa Italiana C8R IM - INC8R NREITE FR0010791160 S - 35 R EUR - 0.00 French FCP Swaps III FR, IT, G, N No No Amundi 1-Apr-10 Milan
Deutsche Boerse C8RGR GY - INC8R NREITE FR0010791160 S - 35 R EUR - 0.00 French FCP Swaps III FR, IT, G, N No No Amundi 7-Apr-10 Xetra
iShares STOXX Europe 600 Real Estate Cap (DE) SREEEX GY SREEEX.DE SREENAV S8730P DE000A0H0751 19 19 47 Up to 4x EUR 46.63 0.13 German Index Fund Stocks (Fully Rep) III A, G No No iShares 26-Sep-06 Xetra
Boerse Stuttgart SREEEX GS SREEEX.SG SREENAV S8730P DE000A0H0751 19 19 47 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, G No No iShares 26-Sep-06 Stutt
ComStage ETF Dow Jones STOXX 600 Real Estate TR CBSX86R GY CBSX86R.DE CNAVSX86 SX86R LU0378436793 S 19 25 R EUR 12.46 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Oct-08 Xetra
Boerse Stuttgart CBSX86R GS CBSX86R.SG CNAVSX86 SX86R LU0378436793 S 19 25 R EUR - 0.08 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 20-Oct-08 Stutt
iShares FTSE EPRA/NAREIT UK Property Fund IUKP LN IUKP.L INAVEUPE ELUK IE00B1TXLS18 30 30 40 Q GB-p 308.46 0.92 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-07 LSE
Borsa Italiana IUKP IM IUKP.MI INAVEUPE ELUK IE00B1TXLS18 30 30 40 Q EUR - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 30-Nov-07 Milan
SIX Swiss Exchange IUKP SW IUKP.S INAVEUPC ELUK IE00B1TXLS18 30 30 40 Q CHF - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 4-Dec-07 SIX
Lyxor ETF MSCI Europe Real Estate MEH FP MEH.PA INMEH MXEU0RE FR0010833558 S 12 40 A EUR 34.30 0.03 French FCP Swaps III F, IT, G, SW No No Lyxor AM 18-Jan-10 EN Par
Borsa Italiana REEU IM REEU.MI INMEH MXEU0RE FR0010833558 S 12 40 A EUR - 0.01 French FCP Swaps III F, IT, G, SW No No Lyxor AM 4-Mar-10 Milan
Deutsche Boerse LYXREEU GY INMEH MXEU0RE FR0010833558 S 12 40 A EUR - 0.05 French FCP Swaps III F, IT, G, SW No No Lyxor AM 24-Mar-10 Xetra
SIX Swiss Exchange LYMEH SW LYMEH.S INMEH MXEU0RE FR0010833558 S 12 40 A EUR - 0.00 French FCP Swaps III F, IT, G, SW No No Lyxor AM 10-May-10 SIX
UBS-IS SXI Real Estate Funds ETF SRECHA SW SRECHA.S ISRECHAS SWIIP CH0105994401 22 CEFs - 45* None CHF 89.04 0.13 Funds No SW No - UBS GAM 9-Nov-09 SIX
UBS-IS SXI Real Estate Funds I SRECHI SW SRECHI.S ISRECHIS SWIIP CH0105994419 23 CEFs - 25* None CHF - 0.14 Funds No SW No - UBS GAM 9-Nov-09 SIX
db x-trackers FTSE EPRA/NAREIT Developed Europe Real Estate ETF D5BK GY D5BK.DE - NEPRA LU0489337690 S 81 40 R EUR 109.30 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 12-May-10 Xetra
London Stock Exchange XDER LN XDER.L - NEPRA LU0489337690 S 81 40 R GB-p - 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 17-May-10 LSE
Borsa Italiana XDER IM XDER.MI - NEPRA LU0489337690 S 81 40 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 26-Jul-10 Milan
EasyETF FTSE EPRA EUROPE EEP FP EEP.PA INEEP EPRA LU0246033426 80 80 65 Q EUR 136.14 0.61 Luxembourg FCP Stocks (Fully Rep) III L, G, FR, A, IT, SP, N No - EasyETF 13-Sep-06 EN Par
HQ Fastighet ETF HQFASTIG SS - - SEHQFSTI SE0003393206 7 7 40 A SEK 1.44 0.00 Swedish mutual fund Stocks (Fully Rep) III S No No HQ Fonder 18-Jun-10 OMX Sto
Telecommunications
SPDR MSCI Europe Telecommunication Services ETF STT FP STTT.PA VLSTT MXEU0TS FR0000001687 21 21 30 R EUR 17.77 0.01 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Oct-01 EN Par
Deutsche Boerse STTS GR - VLSTT MXEU0TS FR0000001687 21 21 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Telecom Services CT5 FP CT5.PA INCT5 NDRUTEL FR0010713735 S 21 25 R EUR 10.96 0.02 French FCP Swaps III FR, G, IT, N No No Amundi 4-Mar-09 EN Par
Deutsche Boerse CT5GR GY - INCT5 NDRUTEL FR0010713735 S 21 25 R EUR - 0.02 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CT5 IM - INCT5 NDRUTEL FR0010713735 S 21 25 R EUR - 0.02 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Telecommunications (DE) SXKPEX GY SXKPEX.DE SXKPNAV SXKP DE0006289358 20 20 52 Up to 4x EUR 138.21 0.48 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Xetra
Boerse Stuttgart SXKPEX GS SXKPEX.SG SXKPNAV SXKP DE0006289358 20 20 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 4-May-01 Stutt
iShares STOXX Europe 600 Telecommunications Swap (DE) SXKREX GY SXKREX.DE SXKRNAV SXKR DE000A0F5UB4 S 20 32 R EUR 22.71 0.07 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SXKREX IM SXKREX.MI SXKRNAV SXKR DE000A0F5UB4 S 20 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXY FP GNU.PA SXKRNAV SXKR DE000A0F5UB4 S 20 32 R EUR - 0.02 German Index Fund Swaps III FR, G, IT, N No No iShares 5-May-08 EN Par
Boerse Stuttgart SXKREX GS SXKREX.SG SXKRNAV SXKR DE000A0F5UB4 S 20 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 25-Apr-01 Stutt
Lyxor ETF Stoxx Europe 600 Telecommunications TEL FP TELE.PA INTEL SXKP FR0010344812 S 20 30 A (Sept) EUR 252.11 0.55 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 30-Aug-06 EN Par
Borsa Italiana TELE IM TELE.MI INTEL SXKP FR0010344812 S 20 30 A (Sept) EUR - 0.41 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXTEL GY LYXTEL.DE INTEL SXKP FR0010344812 S 20 30 A (Sept) EUR - 0.45 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXTEL GS - INTEL SXKP FR0010344812 S 20 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 15-Dec-06 Stutt
SIX Swiss Exchange LYTEL SW LYTEL.S INTEL SXKP FR0010344812 S 20 30 A (Sept) EUR - 0.04 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 20-Oct-09 SIX
Bolsa de Madrid TEL SM TELE.MC INTEL SXKP FR0010344812 S 20 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SW, SP No No Lyxor AM 12-Jul-10 Madrid
db x-trackers DJ STOXX 600 Telecommunications XSKR GY XSKR.DE XSKRINAV SXKR LU0292104030 S 20 30 R EUR 156.34 0.94 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XSKR IM XSKR.MI XSKRINAV SXKR LU0292104030 S 20 30 R EUR - 0.06 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 24-Oct-07 Milan
London Stock Exchange XSKR LN XSKR.L XSKRINAV SXKR LU0292104030 S 20 30 R GB-p - 0.46 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
Boerse Stuttgart XSKR GS XSKR.SG XSKRINAV SXKR LU0292104030 S 20 30 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Stutt

Telecommunications (continued)
ComStage ETF Dow Jones STOXX 600 Telecommunications TR CBSXKR GY CBSXKR.DE CNAVSXKR SXKR LU0378437171 S 20 25 R EUR 41.77 0.12 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSXKR GS CBSXKR.SG CNAVSXKR SXKR LU0378437171 S 20 25 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C077EU SW CBSXKREU.S - SXKR LU0378437171 S 20 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSXKR SW CBSXKR.S - SXKR LU0378437171 S 20 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
EasyETF Stoxx Europe 600 Telecommunications SYT FP SYT.PA INSYT SXKR FR0007068044 S 20 30 R EUR 34.19 0.02 French FCP Swaps III FR, N, G, SP No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Telecommunications Source ETF XKPS GR XKPS.DE XKPSIN SXOKR IE00B5MJYB88 S 19 30 R EUR 56.91 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
Utilities
SPDR MSCI Europe Utilities ETF STU FP STUU.PA VLSTU MXEU0UT FR0000001646 31 31 30 R EUR 25.11 0.07 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 18-Oct-01 EN Par
Deutsche Boerse STUS GR - VLSTU MXEU0UT FR0000001646 31 31 30 R EUR - - French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 4-Mar-03 Xetra
AMUNDI ETF MSCI Europe Utilities CU5 FP CU5.PA INCU5 NDRUUTI FR0010688234 S 31 25 R EUR 6.55 0.04 French FCP Swaps III FR, G, IT, N No No Amundi 9-Dec-08 EN Par
Deutsche Boerse CU5GR GY - INCU5 NDRUUTI FR0010688234 S 31 25 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 17-Mar-10 Xetra
Borsa Italiana CU5 IM - INCU5 NDRUUTI FR0010688234 S 31 25 R EUR - 0.01 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
iShares STOXX Europe 600 Utilities (DE) SX6PEX GY SX6PEX.DE SX6PNAV SX6P DE0006289457 31 31 52 Up to 4x EUR 92.71 0.73 German Index Fund Stocks (Fully Rep) No G No No iShares 22-Jul-02 Xetra
iShares STOXX Europe 600 Utilities Swap (DE) SX6REX GY SX6REX.DE SX6RNAV SX6R DE000A0F5UD0 S 31 32 R EUR 34.34 0.07 German Index Fund Swaps III FR, G, IT, N No No iShares 6-Mar-06 Xetra
Borsa Italiana SX6REX IM SX6REX.MI SX6RNAV SX6R DE000A0F5UD0 S 31 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris SX6 FP SX6.PA SX6RNAV SX6R DE000A0F5UD0 S 31 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 16-Jul-08 EN Par
Boerse Stuttgart SX6REX GS SX6REX.SG SX6RNAV SX6R DE000A0F5UD0 S 31 32 R EUR - 0.00 German Index Fund Swaps III FR, G, IT, N No No iShares 20-Feb-06 Stutt
Lyxor ETF Stoxx Europe 600 Utilities UTI FP LYXUTI.PA INUTI SX6P FR0010344853 S 31 30 A (Sept) EUR 119.57 0.26 French FCP Swaps III FR, IT, G, SP No No Lyxor AM 29-Aug-06 EN Par
Borsa Italiana UTI IM LYXUTI.MI INUTI SX6P FR0010344853 S 31 30 A (Sept) EUR - 0.18 French FCP Swaps III FR, IT, G, SP No No Lyxor AM 22-Nov-06 Milan
Deutsche Boerse LYXUTI GY LYXUTI.DE INUTI SX6P FR0010344853 S 31 30 A (Sept) EUR - 0.25 French FCP Swaps III FR, IT, G, SP No No Lyxor AM 17-Oct-06 Xetra
Boerse Stuttgart LYXUTI GS - INUTI SX6P FR0010344853 S 31 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SP No No Lyxor AM 15-Dec-06 Stutt
Bolsa de Madrid UTI SM LYXUTI.MC INUTI SX6P FR0010344853 S 31 30 A (Sept) EUR - 0.00 French FCP Swaps III FR, IT, G, SP No No Lyxor AM 12-Jul-10 Madrid
db x-trackers DJ STOXX 600 Utilities XS6R GY XS6R.DE XS6RINAV SX6R LU0292104899 S 31 30 R EUR 75.46 0.63 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
London Stock Exchange XS6R LN XS6R.L XS6RINAV SX6R LU0292104899 S 31 30 R GB-p - 0.70 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 5-Aug-08 LSE
ComStage ETF Dow Jones STOXX 600 Utilities TR CBSX6R GY CBSX6R.DE CNAVSX6R SX6R LU0378437338 S 31 25 R EUR 60.83 0.14 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
ETFX Dow Jones STOXX 600 Utilities Fund ETLE ID - INUTL SX6R IE00B3CNH956 S 31 30 R EUR 1.89 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange UTIL LN - INUTL SX6R IE00B3CNH956 S 31 30 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 13-Nov-08 LSE
London Stock Exchange UTIP LN - INUTL SX6R IE00B3CNH956 S 31 30 R GB-p - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam UTIL NA UTIL.AS INUTL SX6R IE00B3CNH956 S 31 30 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 23-Oct-08 EN Ams
Borsa Italiana UTIL IM UTIL.MI INUTL SX6R IE00B3CNH956 S 31 30 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
EasyETF Stoxx Europe 600 Utilities SYU FP SYU.PA INSYU SX6R FR0007068036 S 31 30 R EUR 17.70 0.03 French FCP Swaps III FR, N, G, SP No - EasyETF 27-Mar-02 EN Par
STOXX 600 Optimised Utilities Source ETF X6PS GR X6PS.DE X6PSIN SXO6R IE00B5MTXK03 S 28 30 R EUR 168.27 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 27-Jul-09 Xetra
Other
Easy ETF NMX Infrastructure Europe ENMXE GY ENMXE.DE ENMXENAV NMXIEUTR LU0315455286 21 21 100 R EUR 3.04 0.00 Luxembourg FCP Stocks (Fully Rep) III FR, G, L No - EasyETF 27-Mar-08 Xetra
NYSE Euronext Paris ENE FP EENE.PA INENE NMXIEUTR LU0315455286 21 21 100 R EUR - 0.00 Luxembourg FCP Stocks (Fully Rep) III FR, G, L No EasyETF 10-Jun-08 EN Par
Cyclicals European Source ETF SCYCS GY SCYCS.DE SCYCSIN SCYCR IE00B62SYX47 S 311 30 R EUR 32.03 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 7-Apr-10 Xetra
Defensives European Source ETF SDEFS GY SDEFS.DE SDEFSIN SDEFNR IE00B633JD33 S 98 30 R EUR 33.74 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 7-Apr-10 Xetra
Sectors – Eurozone
iShares EURO STOXX Banks (DE) SX7EEX GY SX7EEX.SG SX7ENAV SX7E DE0006289309 37 37 52 Up to 4x EUR 165.12 0.68 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Xetra
Boerse Stuttgart SX7EEX GS - SX7ENAV SX7E DE0006289309 37 37 52 Up to 4x EUR - 0.02 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Stutt
iShares EURO STOXX Health Care (DE) SXDEEX GY SXDEEX.SG SXDENAV SXDT DE0006289333 14 14 53 Up to 4x EUR 14.23 0.14 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Xetra
Boerse Stuttgart SXDEEX GS - SXDENAV SXDT DE0006289333 14 14 53 Up to 4x EUR - 0.03 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Stutt
iShares EURO STOXX Technology (DE) SX8EEX GY SX8EEX.SG SX8ENAV SX8T DE0006289325 16 16 52 Up to 4x EUR 16.12 0.01 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Xetra
Boerse Stuttgart SX8EEX GS - SX8ENAV SX8T DE0006289325 16 16 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Stutt
iShares EURO STOXX Telecommunications (DE) SXKEEX GY SXKEEX.DE SXKENAV SXKT DE0006289317 11 11 52 Up to 4x EUR 24.50 0.15 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Xetra
Boerse Stuttgart SXKEEX GS SXKEEX.SG SXKENAV SXKT DE0006289317 11 11 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G, MX No No iShares 4-May-01 Stutt
iShares FTSE/EPRA European Property Index Fund IPRP LN IPRP.L INAVEPRP ENDP IE00B0M63284 41 41 40 Q GB-p 522.53 0.24 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 7-Nov-05 LSE
NYSE Euronext Amsterdam IPRP NA IPRP.AS INAVEPRE ENDP IE00B0M63284 41 41 40 Q EUR - 0.22 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQP GY IQQP.DE INAVEPRE ENDP DE000A0HG2Q2 41 41 40 Q EUR - 0.48 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 20-Feb-06 Xetra
Borsa Italiana IPRP IM IPRP.MI INAVEPRE ENDP IE00B0M63284 41 41 40 Q EUR - 0.14 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IPRP SW IPRP.S INAVEPRC ENDP IE00B0M63284 41 41 40 Q CHF - 0.41 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IPP FP IPP.PA INAVEPRE ENDP IE00B0M63284 41 41 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 12-Jun-06 EN Par
Boerse Stuttgart IQQP GS IQQP.SG INAVEPRE ENDP DE000A0HG2Q2 41 41 40 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 20-Feb-06 Stutt
db x-trackers FTSE EPRA/NAREIT Eurozone Real Estate ETF D5BJ GY D5BJ.DE - NEPEU LU0489336965 S 40 35 R EUR 3.96 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 12-May-10 Xetra
London Stock Exchange XREU LN XREU.L D5BMINVE NEPEU LU0489336965 S 40 35 R GB-p - 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 17-May-10 LSE
Borsa Italiana XREU IM XREU.MI - NEPEU LU0489336965 S 40 35 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 26-Jul-10 Milan

Sectors – Eurozone (continued)
EasyETF EPRA Eurozone EEE FP EEE.PA INEEE EPEU LU0192223062 40 40 60 Q EUR 222.06 0.33 Luxembourg FCP Stocks (Fully Rep) III FR, L , G, N, IT, B, A, SP No - EasyETF 2-Dec-04 EN Par
Deutsche Boerse EEEG GY EEE.DE INEEE EPEU LU0192223062 40 40 60 Q EUR - 0.07 Luxembourg FCP Stocks (Fully Rep) III FR, L , G, N, IT, B, A, SP No - EasyETF 10-Feb-06 Xetra
Borsa Italiana EEE IM EEE.MI INEEE EPEU LU0192223062 40 40 60 Q EUR - 0.01 Luxembourg FCP Stocks (Fully Rep) III FR, L , G, N, IT, B, A, SP No - EasyETF 9-Jun-06 Milan
EPRA Eurozone Source ETF Source Planned
Single country exposure

Austria
iShares ATX (DE) ATXEX AV DE000A0D8Q23.VI NAVAETF ATX DE000A0D8Q23 20 20 32 Up to 4x EUR 49.12 0.02 German Index Fund Stocks (Fully Rep) III A, G No No iShares 21-Nov-05 ATX
Deutsche Boerse ATXEX GY ATXEX.DE NAVAETF ATX DE000A0D8Q23 20 20 32 Up to 4x EUR - 0.42 German Index Fund Stocks (Fully Rep) III A, G No No iShares 22-May-06 Xetra
Boerse Stuttgart ATXEX GS - NAVAETF ATX DE000A0D8Q23 20 20 32 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, G No No iShares 22-May-06 Stutt
ComStage ETF ATX CBATX GR CBATX.DE CNAVATX ATX LU0392496690 S 20 25 R EUR 33.26 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Dec-08 Xetra
Boerse Stuttgart CBATX GS CBATX.SG CNAVATX ATX LU0392496690 S 20 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange C031EU SW CBATXEU.S - ATX LU0392496690 S 20 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBATX SW CBATX.S - ATX LU0392496690 S 20 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
Belgium
Lyxor BEL 20 BEL BB BEL.BR INBEL BEL20 FR0000021842 S 20 50 R EUR 44.48 0.15 French SICAV Swaps III BL, FR No No Lyxor AM 2-Oct-02 EN Bru
Finland
Seligson & Co OMX Helsinki 25 ETF H25ETF FH SLGOMXH25.HE HEXX25IN OMXH25 FI0008805627 25 25 17 A (May) EUR 197.52 0.33 Finnish Special Fund Stocks (Fully Rep) III F No - Seligson 11-Feb-02 OMX Hel
France
AMUNDI ETF MSCI France CF1 FP CF1.PA INCF1 MSDEFRN FR0010655704 S 78 25 R EUR 21.55 0.03 French FCP Swaps III FR No No Amundi 23-Sep-08 EN Par
Lyxor CAC 40 CAC FP CAC.PA INCAC CAC FR0007052782 S 40 25 A (Sep) EUR 3,654.37 39.19 French FCP Swaps III FR No No Lyxor AM 22-Jan-01 EN Par
Chi-X CAC IX - INCAC CAC FR0007052782 S 40 25 A (Sep) EUR - 0.00 French FCP Swaps III FR No No Lyxor AM 26-May-09 Chi-X
AMUNDI ETF CAC 40 C40 FP C40.PA INC40 CAC FR0007080973 S 40 25 R EUR 810.13 0.72 French FCP Swaps III FR, G No No Amundi 2-Mar-05 EN Par
AMUNDI ETF CAC 40 - D C4D FP C4D.PA INC4D CAC FR0010878033 S 40 25 A EUR - 0.02 French FCP Swaps III FR No No Amundi 15-Apr-10 EN Par
EasyETF CAC 40 E40 FP E40.PA INE40 CAC FR0010150458 40 40 25 A EUR 743.80 1.22 French FCP Stocks (Fully Rep) III FR, CL No - EasyETF 10-Mar-05 EN Par
Lyxor ETF Flexible CAC 40 Mini F4M FP F4M.PA INF4M CAC FR0010239111 40 40 100 R EUR 10.11 0.00 French FCP Futures III FR No No Lyxor AM 19-Oct-05 EN Par
db x-trackers CAC 40 ETF X40 FP DBX40.PA VLX40 CAC LU0322250985 S 40 20 A EUR 26.19 0.65 Luxembourg Part 1 SICAV Swaps III FR, G, IT Yes Will Seek db x-trackers 17-Jul-08 EN Par
Deutsche Boerse XCAC GY XCAC.DE VLX40 CAC LU0322250985 S 40 20 A EUR - 0.82 Luxembourg Part 1 SICAV Swaps III FR, G, IT Yes Will Seek db x-trackers 7-Aug-08 Xetra
Borsa Italiana XCAC IM XCAC.MI VLX40 CAC LU0322250985 S 40 20 A EUR - 0.39 Luxembourg Part 1 SICAV Swaps III FR, G, IT Yes Will Seek db x-trackers 16-Feb-09 Milan
Boerse Stuttgart XCAC GS XCAC.SG VLX40 CAC LU0322250985 S 40 20 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III FR, G, IT Yes Will Seek db x-trackers 10-Jan-08 Stutt
ComStage ETF CAC40 Z40 FP Z40.DE INZ40 CAC LU0419740799 S 40 20 R EUR 22.77 0.05 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 4-Feb-10 EN Par
Deutsche Boerse CD40 GY CD40.DE - CAC LU0419740799 S 40 20 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 17-May-10 Xetra
Boerse Stuttgart CD40 GS CBFCHI.SG - CAC LU0419740799 S 40 20 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 17-May-10 Stutt
SIX Swiss Exchange CD40 SW CBFCHI.S - CAC LU0419740799 S 40 20 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange CD40EU SW CBFCHIEU.S - CAC LU0419740799 S 40 20 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 21-Jul-10 SIX
HSBC CAC 40 ETF K40 FP K40.PA INK40 CAC IE00B4L49M32 40 40 25 S EUR 14.65 1.39 Irish VCIC Stocks (Fully Rep) III FR - Yes HSBC 8-Dec-09 EN Par
CAC Source ETF Source Planned
Germany
AMUNDI ETF MSCI Germany CG1 FP CG1.PA INCG1 MSDEGRN FR0010655712 S 51 25 R EUR 73.81 0.12 French FCP Swaps III FR, G, IT No No Amundi 24-Sep-08 EN Par
Deutsche Boerse CG1GR GY - INCG1 MSDEGRN FR0010655712 S 51 25 R EUR - 0.54 French FCP Swaps III FR, G, IT No No Amundi 23-Feb-10 Xetra
iShares DAX (DE) DAXEX GY GDAXIEX.DE DAXNAV DAX DE0005933931 30 30 17 A EUR 4,140.18 73.27 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, L, N, MX No No iShares 3-Jan-01 Xetra
Wiener Borse DAXEX AV DE000A0D8Q23.VI DAXNAV DAX DE0005933931 30 30 17 A EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, L, N, MX No No iShares 21-Nov-05 ATX
Borsa Italiana DAXEX IM GDAXIEX.MI DAXNAV DAX DE0005933931 30 30 17 A EUR - 3.68 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, L, N, MX No No iShares 26-Feb-08 Milan
NYSE Euronext Paris SDX FP SDX.PA DAXNAV DAX DE0005933931 30 30 17 A EUR - 3.38 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, L, N, MX No No iShares 27-Mar-08 EN Par
Boerse Stuttgart DAXEX GS GDAXIEX.SG DAXNAV DAX DE0005933931 30 30 17 A EUR - 1.53 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, L, N, MX No No iShares 3-Jan-01 Stutt
Chi-X EXSE IX - - DAX DE0005933931 30 30 17 A EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, L, N, MX No No iShares 26-May-09 Chi-X
db x-trackers DAX ETF XDAX GY XDAX.DE XDAXINAV DAX LU0274211480 S 30 15 R EUR 2,451.63 33.87 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 17-Jan-07 Xetra
SIX Swiss Exchange XDAX SW XDAX.S XDACINAV DAX LU0274211480 S 30 15 R CHF - 3.48 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-May-07 SIX
Boerse Stuttgart XDAX GS XDAX.SG XDAXINAV DAX LU0274211480 S 30 15 R EUR - 0.65 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 10-Jan-07 Stutt
NASDAQ OMX Stockholm XDAX SS XDAX.ST - DAX LU0274211480 S 30 15 R SEK - 0.16 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
Chi-X XDAX IX - - DAX LU0274211480 S 30 15 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 20-Nov-09 Chi-X
Lyxor ETF DAX LYXDAX GY LYXDAX.DE INDAX DAX LU0252633754 S 30 20 R EUR 773.70 7.25 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 28-Jun-06 Xetra
Borsa Italiana DAXX IM DAXX.MI INDAX DAX LU0252633754 S 30 15 R EUR - 4.77 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 16-Nov-06 Milan
SIX Swiss Exchange LYDAX SW LYDAX.S INDAX DAX LU0252633754 S 30 15 R EUR - 0.52 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 16-Jan-07 SIX
NYSE Euronext Paris DAX FP DAX.PA INDAX DAX LU0252633754 S 30 15 R EUR - 5.66 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 8-Mar-07 EN Par
Boerse Stuttgart LYXDAX GS - INDAX DAX LU0252633754 S 30 15 R EUR - 0.11 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 29-Jun-06 Stutt
Chi-X LDAX IX - INDAX DAX LU0252633754 S 30 15 R EUR - 0.00 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 26-May-09 Chi-X
ETFlab DAX ETFDAX GY ETFGDAXI.DE IDAX DAX DE000ETFL011 30 30 15* A EUR 945.09 10.96 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Xetra
Boerse Stuttgart ETFDAX GS ETFGDAXI.SG IDAX DAX DE000ETFL011 30 30 15* A EUR - 1.02 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Stutt
ETFlab DAX (Ausschuttend) ETFDAXK GY ETFGDAXP.DE IDAXK DAXK DE000ETFL060 30 30 15* Q EUR 87.70 2.67 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 23-Jun-08 Xetra
Boerse Stuttgart ETFDAXK GS ETFGDAXP.SG IDAXK DAXK DE000ETFL060 30 30 15* Q EUR - 0.01 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 23-Jun-08 Stutt
ComStage ETF DAX TR CBDAX GY CBGDAXI.DE CNAVDAX DAX LU0378438732 S 30 12 R EUR 541.90 2.83 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 25-Aug-08 Xetra
Boerse Stuttgart CBDAX GS CBGDAXI.SG CNAVDAX DAX LU0378438732 S 30 12 R EUR - 0.62 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C001EU SW CBGDAXIEU.S - DAX LU0378438732 S 30 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBDAX SW CBGDAXI.S - DAX LU0378438732 S 30 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
DAX Source ETF DAX30S GY DAX30S.DE DAX30SIN DAX DE000A0X80V0 30 30 15 R EUR 47.52 0.60 German KAG Stocks (Fully Rep) III G No Source 18-Feb-10 Xetra

Single country exposure (continued)
Germany (continued)
ComStage ETF DAX FR C002 GY CBGDAXP.DE - DAXK LU0488317024 30 30 15 A EUR 25.41 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 7-Jul-10 Xetra
Boerse Stuttgart C002 GS CBGDAXP.SG - DAXK LU0488317024 30 30 15 A EUR - 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 7-Jul-10 Stutt
SIX Swiss Exchange C002 SW CBGDAXP.S - DAXK LU0488317024 30 30 15 A CHF - 0.05 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C002EU SW CBGDAXPEU.S - DAXK LU0488317024 30 30 15 A EUR - 0.00 SICAV Part1 Stocks (Fully Rep) III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
Lyxor ETF DAX Plus Covered Call LYXDAXCC GY LYXDAXCC.DE INCCD DXCC LU0252635023 S 30 45 R EUR 17.65 0.01 Luxembourg SICAV Swaps III A, FR, G, IT No No Lyxor AM 3-Jul-06 Xetra
NYSE Euronext Paris CCD FP LYDAP.PA INCCD DXCC LU0252635023 S 30 40 R EUR - 0.00 Luxembourg SICAV Swaps III A, FR, G, IT No No Lyxor AM 8-Mar-07 EN Par
Borsa Italiana DAXCC IM DAXCC.MI INCCD DXCC LU0252635023 S 30 40 R EUR - 0.00 Luxembourg SICAV Swaps III A, FR, G, IT No No Lyxor AM 25-Jul-07 Milan
Boerse Stuttgart LYXDAXCC GS - INCCD DXCC LU0252635023 S 30 40 R EUR - 0.01 Luxembourg SICAV Swaps III A, FR, G, IT No No Lyxor AM 29-Jun-06 Stutt
Lyxor ETF DAXplus Protective Put LYXDPP GY LYXDPP.DE LYXDAXPP DXPP LU0288030280 S 30 45 R EUR 31.23 0.04 Luxembourg SICAV Swaps III G, IT No No Lyxor AM 7-May-07 Xetra
Borsa Italiana DAXPUT IM DAXPUT.MI LYXDAXPP DXPP LU0288030280 S 30 40 R EUR - 0.01 Luxembourg SICAV Swaps III G, IT No No Lyxor AM 25-Oct-07 Milan
Boerse Stuttgart LYXDPP GS - LYXDAXPP DXPP LU0288030280 S 30 40 R EUR - 0.00 Luxembourg SICAV Swaps III G, IT No No Lyxor AM 22-Dec-08 Stutt
iShares MDAX (DE) MDAXEX GY MDAXIEX.DE MDAXNAV MDAX DE0005933923 50 50 52 A EUR 768.18 6.99 German Index Fund Stocks (Fully Rep) III A, G No No iShares 15-Apr-01 Xetra
Boerse Stuttgart MDAXEX GS MDAXIEX.SG MDAXNAV MDAX DE0005933923 50 50 52 A EUR - 0.20 German Index Fund Stocks (Fully Rep) III A, G No No iShares 25-Apr-01 Stutt
iShares TecDAX (DE) TDXPEX GY TECDAXEX.DE TDXPNAV TDXP DE0005933972 30 30 52 A EUR 90.91 0.23 German Index Fund Stocks (Fully Rep) III A, G, LI, L No No iShares 11-Apr-01 Xetra
Boerse Stuttgart TDXPEX GS TECDAXEX.SG TDXPNAV TDXP DE0005933972 30 30 52 A EUR - 0.02 German Index Fund Stocks (Fully Rep) III A, G, LI, L No No iShares 11-Apr-01 Stutt
MDAX Source ETF Source Planned
Greece
Lyxor ETF MSCI Greece GRE FP LGRE.PA INGRE MXGR FR0010405431 S 18 45 A (Sept) EUR 68.93 0.54 French FCP Swaps III FR, G, IT No No Lyxor AM 9-Jan-07 EN Par
Borsa Italiana GRC IM LGRE.MI INGRE MXGR FR0010405431 S 18 45 A (Sept) EUR - 0.19 French FCP Swaps III FR, G, IT No No Lyxor AM 13-Apr-07 Milan
Deutsche Boerse LYXGRE GY LYXGRE.DE INGRE MXGR FR0010405431 S 18 45 A (Sept) EUR - 0.20 French FCP Swaps III FR, G, IT No No Lyxor AM 1-Feb-07 Xetra
Boerse Stuttgart LYXGRE GS - INGRE MXGR FR0010405431 S 18 45 A (Sept) EUR - 0.02 French FCP Swaps III FR, G, IT No No Lyxor AM 28-Mar-07 Stutt
ALPHA ETF FTSE Athex 20 DOMESTIC EQUITIES AETF20 GA AETF20.AT IETF20 FTASE GRF000013000 20 20 27.5 A EUR 58.70 0.01 Greek Index Equity Fund Stocks (Fully Rep) GR No - Alpha AM 24-Jan-08 ASE
NBGAM ETF Athex General Domestic Equities Fund ETFASE GA ETFAS.AT IETFASE GA ASE GRF000054004 49 49 81 A EUR 5.75 0.00 Mutual Fund Stocks (Fully Rep) III GR No No NBG AM 29-Jun-09 ASE
NBGAM ETF Stoxx Greece & Turkey 30 Equities Fund NBG AM Planned
Ireland
ISEQ 20 ETF IETF ID IETF.I IQNA ISEQ20P IE00B03TF647 20 20 50 S EUR 22.06 0.07 Open Ended Fund Stocks (Fully Rep) III I No - NCB 22-Apr-05 ISE
PowerShares Nasdaq OMX Ireland PowerShares Planned
Italy
AMUNDI ETF MSCI Italy CI1 FP CI1.PA INCI1 MSDEITN FR0010655720 S 40 25 R EUR 5.12 0.01 French FCP Swaps III FR, IT No No Amundi 23-Sep-08 EN Par
Borsa Italiana CI1 IM - INCI1 MSDEITN FR0010655720 S 40 25 R EUR - 0.00 French FCP Swaps III FR, IT No No Amundi 8-Mar-10 Milan
iShares FTSE MIB IMIB LN IMIB.L INAVMIBG FTSEMIB IE00B1XNH568 40 40 35 S GB-p 29.99 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 9-Jul-07 LSE
Borsa Italiana IMIB IM IMIB.MI INAVMIBE FTSEMIB IE00B1XNH568 40 40 35 S EUR - 0.86 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Mar-08 Milan
CS ETF (IE) on FTSE MIB CSMIB SW CSMIB.S IXM037 TFTMIBE IE00B53L4X51 40 40 33 R EUR 7.46 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-Jan-10 SIX
Deutsche Boerse SXRY GY SXRY.DE IXM037 TFTMIBE IE00B53L4X51 40 40 33 R EUR - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSMIB IM CSMIB.MI IXM037 TFTMIBE IE00B53L4X51 40 40 33 R EUR - 0.28 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
Lyxor FTSE MIB ETFMIB IM ETFMIB.MI INMIB FTMIB FR0010010827 S 40 35 A (Jul) EUR 442.59 6.23 French FCP Swaps III FR, IT No No Lyxor AM 12-Nov-03 Milan
NYSE Euronext Paris MIB FP LYMIB.PA INMIB FTMIB FR0010010827 S 40 35 A (Jul) EUR - 0.54 French FCP Swaps III FR, IT No No Lyxor AM 16-May-08 EN Par
db x-trackers FTSE MIB ETF XMIB GY XMIB.DE XMWOINAV SPMIB LU0274212538 S 40 30 A EUR 32.79 0.25 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 17-Jan-07 Xetra
Borsa Italiana XMIB IM XMIB.MI XMIBINAV SPMIB LU0274212538 S 40 30 A EUR - 0.57 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XMIB SW XMIB.S XMIBINAV SPMIB LU0274212538 S 40 30 A CHF - 0.09 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-May-07 SIX
Boerse Stuttgart XMIB GS XMIB.SG XMWOINAV SPMIB LU0274212538 S 40 30 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 4-Jan-07 Stutt
AMUNDI ETF FTSE MIB FMI FP FMI.PA INFMI TFTMIBE FR0010892208 S 40 18 R EUR 6.51 0.05 French FCP Swaps III FR, IT No No Amundi 15-Jun-10 EN Par
S&P/MIB Source ETF - - - - - - - - - - - - - - - - - - Source Planned
PowerShares FTSE RAFI Italy Fund PTI IM PTI.MI FABV FRITA3 IE00B23LNP94 36 36 50 Q EUR 6.80 0.02 Irish VCIC Stocks (Fully Rep) III G, IT Yes - PowerShares 13-Dec-07 Milan
Deutsche Boerse 6PSM GY 6PSM.DE FABV FRITA3 IE00B23LNP94 36 36 50 Q EUR 0.00 Irish VCIC Stocks (Fully Rep) III G, IT Yes - PowerShares 1-Apr-08 Xetra
Netherlands
AMUNDI ETF MSCI Netherlands CH1 FP CH1.PA INCH1 NDRUCDIS FR0010688259 S 20 25 R EUR 8.71 0.02 French FCP Swaps III FR, N No No Amundi 9-Dec-08 EN Par
iShares AEX IAEX LN IAEX.L INAVAEXP AEX IE00B0M62Y33 25 25 30 Q GB-p 309.76 0.02 Irish VCIC Stocks (Fully Rep) III A, G, L, N, UK Yes Yes iShares 21-Nov-05 LSE
NYSE Euronext Amsterdam IAEX NA IAEX.AS INAVAEXE AEX IE00B0M62Y33 25 25 30 Q EUR - 2.99 Irish VCIC Stocks (Fully Rep) III A, G, L, N, UK Yes Yes iShares 28-Nov-05 EN Ams
Chi-X IAEX IX - - AEX IE00B0M62Y33 25 25 30 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, G, L, N, UK Yes Yes iShares 26-May-09 Chi-X
SPDR AEX Index ETF AEXT NA AEXT.AS VLAEX AEX FR0000001893 25 25 30 A EUR 168.68 0.47 French SICAV Stocks (Fully Rep) III FR, G, L, N, UK No Yes SSgA 30-May-01 EN Ams
ETFX AEX Fund NTH NA NTH.AS INNTH RAEX IE00B6062D65 S 25 30 R EUR 34.78 0.00 Irish VCIC Swaps III UK, NA No - ETF Securities 26-Mar-10 EN Ams
Think AEX Tracker TDT NA TDT.AS INTDT AEX NL0009272749 25 25 30 Q EUR 0.00 0.06 N.V. Stocks (Fully Rep) No N No - Think Capital 14-Dec-09 EN Ams
Think AMX Tracker TMX NA TMX.AS INTMX AMX NL0009272756 23 23 45 Q EUR 0.00 0.04 N.V. Stocks (Fully Rep) No N No - Think Capital 14-Dec-09 EN Ams
Think Total Market Tracker Defensief DTM NA DTM.AS INDTM TTMTIDF NL0009272764 60 60 60 Q EUR 0.00 0.00 N.V. Stocks (Fully Rep) No N No - Think Capital 14-Dec-09 EN Ams
Think Total Market Tracker Neutraal NTM NA NTM.AS INNTM TTMTINL NL0009272772 60 60 60 Q EUR 0.00 0.00 N.V. Stocks (Fully Rep) No N No - Think Capital 14-Dec-09 EN Ams
Think Total Market Tracker Offensief TOF NA TOF.AS INTOF TTMTIOF NL0009272780 60 60 60 Q EUR 0.00 0.00 N.V. Stocks (Fully Rep) No N No - Think Capital 14-Dec-09 EN Ams
Norway
XACT OBX OBXEXACT NO OBXEXACT.OL - OBX NO0010262249 25 25 30 None NOK 118.10 2.08 Norwegian Mutual Fund Stocks (Fully Rep) III NO, S No - XACT 7-Apr-05 Oslo
DnB NOR OBX OBXEDNBN NO OBXEDNBNOR.OL - OBX NO0010257801 25 25 30 S NOK 138.56 7.02 Stocks (Fully Rep) III NO No - DnB NOR AM 4-Mar-05 Oslo
Poland
Lyxor ETF WIG20 ETFW20L PW - NVLLWG20 WIG20 LU0459113907 S 20 50* - PLN - Luxembourg SICAV Swaps III PL No No Lyxor AM 22-Sep-10 Warsaw
Portugal
ComStage ETF PSI 20 PPP PL PPP.LS INPPP PSI20 LU0444605215 S 20 50 None EUR - SICAV Part1 Swaps III G, A, L, P No No Commerzbank 6-Sep-10 EN Lis

Spain
AMUNDI ETF MSCI Spain CS1 FP CS1.PA INCS1 MSDESPN FR0010655746 S 31 25 R EUR 12.11 0.05 French FCP Swaps III FR No No Amundi 23-Sep-08 EN Par
Lyxor ETF IBEX 35 LYXIB SM LYXIB.MC VILYXIB IBEX FR0010251744 S 35 30 S EUR 74.88 5.64 French FCP Swaps III SP No No Lyxor AM 3-Oct-06 Madrid
BBVA-Accion IBEX 35 ETF BBVAI SM BBVAI MC - IBEX ES0105336038 35 35 33 S EUR 153.71 0.88 Spanish Stocks (Fully Rep) III SP No - BBVA AM 20-Jul-06 Madrid
BBVA-Accion FTSE4Good IBEX ETF BBVAG SM BBVAG MC - FTSEIBEX ES0139761003 32 32 35 S EUR 2.41 0.10 Spanish Stocks (Fully Rep) III SP No - BBVA AM 1-Oct-08 Madrid
Sweden
XACT OMXS30 XACTOMX SS XACTOMXS30.ST - OMX SE0000693293 30 30 30 A (Jun) SEK 841.01 15.46 Swedish Mutual Fund Stocks (Fully Rep) III S No - XACT 30-Oct-00 OMX Sto
Chi-X XACTOMX IX - - OMX SE0000693293 30 30 30 A (Jun) SEK - 0.00 Swedish Mutual Fund Stocks (Fully Rep) III S No - XACT 5-Aug-09 Chi-X
XACT OMXSB XACTSBX SS XACTOMXSB.ST - SBXPI SE0001056045 80-10080-100 30 A (Jun) SEK 193.45 2.73 Swedish Mutual Fund Stocks (Fully Rep) III S No - XACT 19-May-03 OMX Sto
Switzerland
AMUNDI ETF MSCI Switzerland CSW FP CSW.PA INCSW MSDESZN FR0010655753 S 37 25 R EUR 31.75 0.05 French FCP Swaps III FR, G No No Amundi 9-Dec-08 EN Par
Deutsche Boerse CSWGR GY - INCSW MSDESZN FR0010655753 S 37 25 R EUR - 0.00 French FCP Swaps III FR, G No No Amundi 7-Apr-10 Xetra
iShares SMI (DE) SMIEX GY SSMIEX.DE SMINAV SMI DE0005933964 20 20 52 Up to 4x EUR 103.71 0.85 German Index Fund Stocks (Fully Rep) No G, LI, SW No No iShares 4-Apr-01 Xetra
SIX Swiss Exchange SMIEX SW SSMIEX.S SMINAV SMI DE0005933964 20 20 52 Up to 4x CHF - 0.08 German Index Fund Stocks (Fully Rep) No G, LI, SW No No iShares 29-Aug-01 SIX
Boerse Stuttgart SMIEX GS SSMIEX.SG SMINAV SMI DE0005933964 20 20 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G, LI, SW No No iShares 4-Apr-01 Stutt
UBS ETF SMI SMICHA SW SMICHA.S FSMNAV SMI CH0017142719 20 20 35 A (Aug) CHF 774.96 2.66 Swiss Investment Fund Stocks (Fully Rep) No L, SW No - UBS GAM 4-Dec-03 SIX
CS ETF (CH) on SMI CSSMI SW CSSMI.S NAVSI SMIC CH0008899764 20 20 39 S CHF 3,511.17 11.00 Switzerland AFG Stocks (Fully Rep) No SW, LI No Yes Credit Suisse 15-Mar-01 SIX
Deutsche Boerse XMT GY XMT.DE NAVSIE SMIC CH0008899764 20 20 39 S EUR - 0.18 Switzerland AFG Stocks (Fully Rep) No SW, LI No Yes Credit Suisse 4-Apr-03 Xetra
db x-trackers SMI ETF XSMI GY XSMI.DE XSMIINAV SMI LU0274221281 S 20 30 A EUR 347.14 2.23 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 29-Jan-07 Xetra
Borsa Italiana XSMI IM XSMI.MI XSMIINAV SMI LU0274221281 S 20 30 A EUR - 0.37 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XSMI SW XSMI.S XSMCINAV SMI LU0274221281 S 20 30 A CHF - 1.43 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-May-07 SIX
Boerse Stuttgart XSMI GS XSMI.SG XSMIINAV SMI LU0274221281 S 20 30 A EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 23-Jan-07 Stutt
ComStage ETF SMI CBSMI GY CBSSMI.DE CNAVSMI SMI LU0392496427 S 20 25 R EUR 43.36 1.25 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Dec-08 Xetra
Boerse Stuttgart CBSMI GS CBSSMI.SG CNAVSMI SMI LU0392496427 S 20 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange CBSMI SW CBSMI.S CNAVSMI SMI LU0392496427 S 20 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
SMI Source ETF - - - - - - - - - - - - - - - - - - Source Planned -
UBS-ETF SLI SLICHA SW SLICHA.S UBSLINAV SLI CH0032912732 30 30 35 A (Aug) CHF 129.92 0.65 Swiss Investment Fund Stocks (Fully Rep) No SW No UBS GAM 14-Sep-07 SIX
CS ETF (CH) on SLI CSSLI SW CSSLI.S NAVSL SLIC CH0031768937 30 30 40 A CHF 462.41 1.10 Switzerland AFG Stocks (Fully Rep) No SW, LI No Yes Credit Suisse 2-Jul-07 SIX
db x-trackers SLI XSLI GY XSLI.DE XSLIINAV SLI LU0322248146 S 30 35 A EUR 30.98 0.01 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, SW Yes Will Seek db x-trackers 6-Feb-08 Xetra
SIX Swiss Exchange XSLI SW XSLI.S XSLIINAV SLI LU0322248146 S 30 35 A CHF - 0.01 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, SW Yes Will Seek db x-trackers 17-Nov-08 SIX
Boerse Stuttgart XSLI GS XSLI.SG XSLIINAV SLI LU0322248146 S 30 35 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, SW Yes Will Seek db x-trackers 10-Jan-08 Stutt
CS ETF (CH) on SMIM CSSMIM SW CSSMIM.S NAVSM SMIMC CH0019852802 30 30 49 A CHF 1,149.62 3.32 Switzerland AFG Stocks (Fully Rep) No SW, LI No Yes Credit Suisse 9-Dec-04 SIX
UBS Index Solutions SMIM ETF A SMMCHA SW SMMCHA.S ISMMCHAS SMIM CH0111762537 30 30 40 CHF 9.86 0.12 Swiss Investment Fund Stocks (Fully Rep) SW - - UBS GAM 14-Apr-10 SIX
UBS Index Solutions - SMIM ETF I SMMCHI SW SMMCHI.S ISMMCHIS SMIM CH0111762545 30 30 25 CHF - 0.12 Swiss Investment Fund Stocks (Fully Rep) SW - - UBS GAM 14-Apr-10 SIX
PowerShares FTSE RAFI Switzerland Fund PDI IM PDI.MI PSDIEU FRCHE IE00B23LNR19 32 32 55 Q EUR 1.79 0.00 Irish VCIC Stocks (Fully Rep) III IT, SW Yes - PowerShares 23-Jan-08 Milan
SIX Swiss Exchange PDII SW PDDI.S - FRCHE IE00B23LNR19 32 32 55 Q CHF - 0.00 Irish VCIC Stocks (Fully Rep) III IT, SW Yes - PowerShares 3-May-10 SIX
United Kingdom
db x-trackers FTSE All-Share ETF XASX GY XASX.DE XASXINAV ASX LU0292097747 S 628 40 A EUR 219.55 0.05 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 9-Jul-07 Xetra
London Stock Exchange XASX LN XASX.L XUKXINVG ASX LU0292097747 S 628 40 A GB-p - 0.38 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
Boerse Stuttgart XASX GS XASX.SG XASXINAV ASX LU0292097747 S 628 40 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 9-Jul-07 Stutt
Lyxor ETF FTSE ALL-SHARE FTAS LN - NVLLFTA ASX LU0410625502 S 628 40 A GB-p 12.63 0.00 Luxembourg SICAV Swaps III UK Yes Will Seek Lyxor AM 9-Nov-09 LSE
Lyxor ETF FTSE ALL-SHARE (TR) LFAS LN LFAS.L NVLLFAS FTPTTALL FR0010438150 S 628 40 R GB-p 82.82 0.43 French SICAV Swaps III UK Yes Will Seek Lyxor AM 15-May-07 LSE
iShares FTSE 100 (DE) UKXEX GY FTSEEX.DE UKXNAV UKX DE0006289408 102 102 52 Up to 4x EUR 181.69 0.74 German Index Fund Stocks (Fully Rep) No G No No iShares 15-Jan-01 Xetra
Boerse Stuttgart UKXEX GS FTSEEX.SG UKXNAV UKX DE0006289408 102 102 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 25-Jan-02 Stutt
ComStage ETF FTSE All-Share TR 8H80 GY CBTFTAS.DE CNAVFALL FTPTTALL LU0488316489 S 691 35 R EUR - - SICAV Part1 Swaps III G, A, L No No Commerzbank 10-Sep-10 Xetra
iShares FTSE 100 ISF LN ISF.L BEIFT100 UKX IE0005042456 102 102 40 Q GB-p 5,139.28 47.75 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 28-Apr-00 LSE
NYSE Euronext Amsterdam ISFA NA ISFA.AS BEIFT100 UKX IE0005042456 102 102 40 Q EUR - 0.99 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 19-Nov-01 EN Ams
Borsa Italiana ISF IM ISF.MI BEIFT100 UKX IE0005042456 102 102 40 Q EUR - 1.13 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 7-Mar-06 Milan
Chi-X ISF IX - UKX IE0005042456 102 102 40 Q GB-p - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 26-May-09 Chi-X
Lyxor ETF FTSE 100 L100 LN L100.L NVLL100 FTPTT100 FR0010438127 S 102 30 R GB-p 398.65 2.16 French SICAV Swaps III UK, FR, IT Yes Will Seek Lyxor AM 15-May-07 LSE
NYSE Euronext Paris L100 FP LY100.PA NVLL100 FTPTT100 FR0010438127 S 102 30 R EUR - 1.25 French SICAV Swaps III UK, FR, IT Yes Will Seek Lyxor AM 20-May-08 EN Par
Borsa Italiana FTS100 IM FTS100.MI NVLL100 FTPTT100 FR0010438127 S 102 30 R EUR - 0.35 French SICAV Swaps III UK, FR, IT Yes Will Seek Lyxor AM 8-May-08 Milan
Chi-X L100 IX - NVLL100 FTPTT100 FR0010438127 S 102 30 R GB-p - 0.00 French SICAV Swaps III UK, FR, IT Yes Will Seek Lyxor AM 5-Jun-09 Chi-X
Lyxor ETF FTSE 100 LYUK LN - NVLLLYU UKX LU0410617236 S 102 30 R GB-p 23.76 0.01 Luxembourg SICAV Swaps III UK Yes Will Seek Lyxor AM 9-Nov-09 LSE
db x-trackers FTSE 100 ETF XUKX GY XUKX.DE XUKXINAV UKX LU0292097234 S 102 30 A EUR 575.52 1.52 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 14-Jun-07 Xetra
London Stock Exchange XUKX LN XUKX.L XUKXINVG UKX LU0292097234 S 102 30 A GB-p - 1.61 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
Boerse Stuttgart XUKX GS XUKX.SG XUKXINAV UKX LU0292097234 S 102 30 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 14-Jun-07 Stutt
Chi-X XUKX IX - UKX LU0292097234 S 102 30 A EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 20-Nov-09 Chi-X
UBS ETF FTSE 100 100CHA SW 100CHA.S FUKNAV UKX LU0136242590 102 102 50 S (Jan, Jul) CHF 223.30 0.13 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW Yes - UBS GAM 13-Nov-01 SIX
Deutsche Boerse 100EUA GR UBSF100.DE FUKNAVF UKX LU0136242590 102 102 50 S (Jan, Jul) EUR - 0.01 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW Yes - UBS GAM 19-Mar-02 Xetra
SIX Swiss Exchange 100GBA SW 100GBA.S FUKNAVG UKX LU0136242590 102 102 50 S (Jan, Jul) GBP - 0.27 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW Yes - UBS GAM 24-Jan-06 SIX
Boerse Stuttgart 100EUA GS 100EUA.SG FUKNAVF UKX LU0136242590 102 102 50 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT Yes - UBS GAM 19-Mar-02 Stutt
UBS ETF FTSE 100 SF F1GBAS SW F1GBAS.S IF1GBASS TUKXG IE00B3X0KQ36 S 102 30 R GBP 5.17 0.14 Luxembourg SICAV Swaps III SW, I - - UBS GAM 19-Jul-10 SIX
FTSE 100 Source ETF S100 LN S100.L S100IN TUKXG IE00B60SWT88 S 102 30 R GB-p 86.23 0.70 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 7-Sep-09 LSE
AMUNDI ETF FTSE 100 C1U FP C1U.PA INC1U TUKXG FR0010791129 S 102 25 R EUR 11.00 0.17 French FCP Swaps III FR No No Amundi 29-Sep-09 EN Par

United Kingdom (continued)
HSBC FTSE 100 ETF HUKX LN HUKX.L HUKXIV TUKXG IE00B42TW061 102 102 35 S GB-p 138.32 4.44 Irish VCIC Stocks (Fully Rep) III FR ,J, N, S, UK, SW Yes HSBC 25-Aug-09 LSE
NYSE Euronext Paris UKX FP UKX.PA INUKX TUKXG IE00B42TW061 102 102 35 S EUR 0.38 Irish VCIC Stocks (Fully Rep) III FR ,J, N, S, UK, SW Yes HSBC 8-Dec-09 EN Par
CS ETF (IE) on FTSE 100 CSUKX SW CSUKX.S IXM035 TUKXG IE00B53HP851 102 102 33 R GBP 9.35 0.05 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-Jan-10 SIX
Deutsche Boerse SXRW GY SXRW.DE IXM035 TUKXG IE00B53HP851 102 102 33 R GBP 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSUKX IM CSUKX.MI IXM0351 TUKXG IE00B53HP851 102 102 33 R EUR 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
ComStage ETF FTSE 100 TR 8H81 GY CBTFTSE.DE TUKXG LU0488316216 S 102 25 R EUR 26.93 0.69 SICAV Part1 Swaps III G, A, L No No Commerzbank 7-Jul-10 Xetra
Boerse Stuttgart 8H81 GS CBTFTSE.SG TUKXG LU0488316216 S 102 25 R EUR 0.00 SICAV Part1 Swaps III G, A, L No No Commerzbank 7-Jul-10 Stutt
iShares FTSE 250 MIDD LN IMID.L INAVMIDP MCX IE00B00FV128 254 254 40 Q GB-p 614.57 4.98 Irish VCIC Stocks (Fully Rep) III A, G, L, N, UK Yes Yes iShares 29-Mar-04 LSE
Chi-X MIDD IX MCX IE00B00FV128 254 254 40 Q GB-p 0.00 Irish VCIC Stocks (Fully Rep) III A, G, L, N, UK Yes Yes iShares 8-Jun-09 Chi-X
Lyxor ETF FTSE 250 L250 LN L250.L NVLL250 FTPTT250 FR0010438135 S 254 35 A GB-p 24.33 0.56 French SICAV Swaps III UK Yes Will Seek Lyxor AM 15-May-07 LSE
Lyxor ETF FTSE 250 250F LN NVLLF25 MKX LU0410620297 S 254 35 None GB-p 12.35 0.01 Luxembourg SICAV Swaps III UK Yes Will Seek Lyxor AM 9-Nov-09 LSE
db x-trackers FTSE 250 ETF XMCX GY XMCX.DE XMCXINAV MCX LU0292097317 S 254 35 A EUR 44.32 0.24 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 9-Jul-07 Xetra
London Stock Exchange XMCX LN XMCX.L XMCXINVG MCX LU0292097317 S 254 35 A GB-p 1.32 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
Boerse Stuttgart XMCX GS XMCX.DG XMCXINAV MCX LU0292097317 S 254 35 A EUR 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, UK Yes Will Seek db x-trackers 9-Jul-07 Stutt
FTSE 250 Source ETF S250 LN S250.L S250IN FTPTT250 IE00B60SWV01 S 254 35 R GB-p 17.15 0.42 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK Yes Source 7-Sep-09 LSE
HSBC FTSE 250 ETF HMCX LN HMCX.L HMCXGBPI FTPTT250 IE00B64PTF05 254 254 35 Q GB-p 9.54 0.01 Irish VCIC Stocks (Fully Rep) III UK Yes HSBC 8-Apr-10 LSE
ComStage ETF FTSE 250 TR 8H82 GY CBTFTMC.DE CNAVF250 FTPTT250 LU0488316307 S 254 30 R EUR SICAV Part1 Swaps III G, A, L No No Commerzbank 14-Sep-10 Xetra
AMUNDI ETF MSCI UK CU1 FP CU1.PA INCU1 MSDEUKN FR0010655761 S 112 25 R EUR 71.22 0.11 French FCP Swaps III FR, G No No Amundi 8-Oct-08 EN Par
Deutsche Boerse CU1GR GY INCU1 MSDEUKN FR0010655761 S 112 25 R EUR 0.09 French FCP Swaps III FR, G No No Amundi 7-Apr-10 Xetra
CS ETF (IE) on MSCI UK CSUK SW CSUK.S IXM041 NDDLUK IE00B539F030 105 105 33 R GBP 40.20 0.06 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR3 GY SXR3.DE IXM041 NDDLUK IE00B539F030 105 105 33 R GBP 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSUK IM CSUK.MI IXM0411 NDDLUK IE00B539F030 105 105 33 R EUR 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
CS ETF (IE) on MSCI UK Large Cap CSUKL SW CSUKL.S IXM004 MLCLUKGN IE00B3VWKZ07 39 39 48 R GBP 60.09 0.05 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSUKL IM CSUKL.MI IXM0041 MLCLUKGN IE00B3VWKZ07 39 39 48 R EUR 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRC GY SXRC00.DE IXM004 MLCLUKGN IE00B3VWKZ07 39 39 48 R GBP 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
CS ETF (IE) on MSCI UK Small Cap CSUKS SW CSUKS.S IXM005 NCLDUK IE00B3VWLG82 217 279 58 R GBP 15.65 0.01 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSUKS IM CSUKS.MI IXM0051 NCLDUK IE00B3VWLG82 217 279 58 R EUR 0.01 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRD GY SXRD.DE IXM005 NCLDUK IE00B3VWLG82 217 279 58 R GBP 0.01 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
PowerShares FTSE RAFI All World 3000 Fund PSRW LN PSDU.L PSDU FRAW3 IE00B23LNQ02 491 3,000 55 Q GB-p 14.90 0.18 Irish VCIC Stocks (Optimized) III G, UK Yes PowerShares 3-Dec-07 LSE
Deutsche Boerse 6PSN GY 6PSN.DE PSDU FRAW3 IE00B23LNQ02 491 3,000 55 Q EUR 0.00 Irish VCIC Stocks (Optimized) III G, UK Yes PowerShares 11-Dec-07 Xetra
PowerShares FTSE RAFI UK Fund PSRU LN PSRU.L FAB QSGUK IE00B23LNN70 100 100 50 Q GB-p 5.61 0.02 Irish VCIC Stocks (Fully Rep) III G, UK Yes PowerShares 3-Dec-07 LSE
Deutsche Boerse 6PSL GY 6PSL.DE FAB QSGUK IE00B23LNN70 100 100 50 Q EUR 0.00 Irish VCIC Stocks (Fully Rep) III G, UK Yes PowerShares 11-Dec-07 Xetra
Asia Pacific – equity

Broad
ComStage ETF MSCI Pacific TRN CBNDDUP GY CBMINAP.DE CNAVNDUP NDDUP LU0392495023 S 490 45 R EUR 13.41 0.05 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUP GS CBMINAP.SG CNAVNDUP NDDUP LU0392495023 S 490 45 R EUR 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X014US SW CBMINAPUS.S NDDUP LU0392495023 S 490 45 R USD 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUP SW CBMINAP.S NDDUP LU0392495023 S 490 45 R CHF 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
Lyxor ETF MSCI Asia APEX50-A APX FP APX.PA INAPX MXAPEXA FR0010652867 S 50 50 A (Jun) EUR 22.97 0.02 French FCP Swaps III F, IT, G, SG No No Lyxor AM 5-Nov-08 EN Par
Borsa Italiana APEX IM LAPEX.MI INAPX MXAPEXA FR0010652867 S 50 50 A (Jun) EUR 0.01 French FCP Swaps III F, IT, G, SG No No Lyxor AM 6-Nov-08 Milan
Deutsche Boerse LYXAPX GY LYXAPX.DE INAPX MXAPEXA FR0010652867 S 50 50 A (Jun) EUR 0.02 French FCP Swaps III F, IT, G, SG No No Lyxor AM 5-Nov-08 Xetra
Boerse Stuttgart LYXAPX GS INAPX MXAPEXA FR0010652867 S 50 50 A (Jun) EUR 0.00 French FCP Swaps III F, IT, G, SG No No Lyxor AM 5-Nov-08 Stutt
Lyxor ETF MSCI Asia APEX 50 FAPX LN NVLLFAP MXAPEXA LU0410628274 S 50 50 A (Jun) USD 7.52 0.00 Luxembourg SICAV Swaps III UK Yes Will Seek Lyxor AM 9-Nov-09 LSE
Market Access DaxGlobal Asia Index Fund M9SF GY A0MU3S.DE DXGASINV DXAS LU0259323235 S 20 70 R EUR 27.23 0.06 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 9-Jul-07 Xetra
NYSE Euronext Amsterdam MDAI NA MDAI.AS DXGASINV DXAS LU0259323235 S 20 70 R EUR 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 15-Aug-07 EN Ams
SIX Swiss Exchange MDAI SW MDAI.S DXGASINV DXAS LU0259323235 S 20 70 R USD 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 14-Dec-07 SIX
Wiener Borse MDAI AV LU0259323235.VI DXGASINV DXAS LU0259323235 S 20 70 R EUR 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 20-Feb-08 ATX
Borsa Italiana ASIADX IM ASIADX.MI DXGASINV DXAS LU0259323235 S 20 70 R EUR 0.03 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Jun-08 Milan
London Stock Exchange ASDX LN ASDX.L DXGASINV DXAS LU0259323235 S 20 70 R GBP 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 2-Jul-10 LSE
db x-trackers - MSCI Pacific ex Japan XPXJ GY XPXJ.DE XPXJINAU NDDUPXJ LU0322252338 S 148 45 None EUR 211.54 0.99 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 10-Feb-09 Xetra
Borsa Italiana XPXJ IM XPXJ.MI XPXJINAH NDDUPXJ LU0322252338 S 148 45 None EUR 0.62 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 16-Feb-09 Milan
London Stock Exchange XPXJ LN XPXJ.L XPXJINAG NDDUPXJ LU0322252338 S 148 45 None GB-p 0.23 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 18-Feb-09 LSE
London Stock Exchange XPXD LN XPXD.L XPXJINAC NDDUPXJ LU0322252338 S 148 45 None USD 0.34 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 18-Feb-09 LSE
Boerse Stuttgart XPXJ GS XPXJ.SG XPXJINAS NDDUPXJ LU0322252338 S 148 45 None EUR 0.00 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 7-Jan-09 Stutt
SIX Swiss Exchange XPXD SW XPXD.S XPXJINAV NDDUPXJ LU0322252338 S 148 45 None USD 0.11 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 2-Nov-09 SIX
NASDAQ OMX Stockholm XPXJ SS XPXJINAV NDDUPXJ LU0322252338 S 148 45 None SEK 0.00 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N, HK Seeking Will Seek db x-trackers 26-Jul-10 OMX Sto
AMUNDI ETF MSCI Pacific Ex Japan CP9 FP CP9.PA INCP9 NDDUPXJ FR0010713669 S 148 45 R EUR 113.20 0.09 French FCP Swaps III FR, G, IT, N No No Amundi 4-Mar-09 EN Par
Deutsche Boerse CP9GR GY NDDUPXJ FR0010713669 S 148 45 R EUR 0.03 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CP9 IM NDDUPXJ FR0010713669 S 148 45 R EUR 0.01 French FCP Swaps III FR, G, IT, N No No Amundi 8-Mar-10 Milan
ComStage ETF MSCI Pacific ex Japan TRN CBNDDUPX GY CBMINAPJ.DE CNAVNUPX NDDUPXJ LU0392495296 S 148 45 R EUR 36.92 0.17 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUPX GS CBMINAPJ.SG CNAVNUPX NDDUPXJ LU0392495296 S 148 45 R EUR 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X015US SW CBMINAPJUS.S NDDUPXJ LU0392495296 S 148 45 R USD 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUPX SW CBMINAPJ.S NDDUPXJ LU0392495296 S 148 45 R CHF 0.03 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX

Asia Pacific – equity (continued)
Broad (continued)
iShares MSCI Pacific ex-Japan SPXJ LN - INAVPXJU MSDUPXJ IE00B4WXJD03 148 148 60 Q GB-p 62.48 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 20-Apr-09 LSE
London Stock Exchange IPXJ LN - INAVPXJU MSDUPXJ IE00B4WXJD03 148 148 60 Q USD - 0.18 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 20-Apr-09 LSE
Borsa Italiana SPXJ IM - INAVPXJU NDDUPXJ IE00B4WXJD03 148 148 60 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNJ GR - INAVPXJU MSDUPXJ DE000A0YBR12 148 148 60 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 20-Oct-09 Xetra
UBS-ETF MSCI Pacific (ex Japan) PACUSA SW PACUSA.S IPACUSA MSDUPXJ LU0446734526 148 148 40 - USD 61.08 0.15 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse PACEUA GY - IPACUSA MSDUPXJ LU0446734526 148 148 40 - EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart PACEUA GS PACEUA.SG IPACUSA MSDUPXJ LU0446734526 148 148 40 - EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Stutt
SIX Swiss Exchange PACGBA SW PACGBA.S - MSDUPXJ LU0446734526 148 148 40 - GBP - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 1-Jun-10 SIX
Borsa Italiana PACEUA IM - - MSDUPXJ LU0446734526 148 148 40 - EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT, S Yes - UBS GAM 4-Jun-10 Milan
CS ETF (IE) on MSCI Pacific ex Japan CSPXJ SW CSPXJ.S IXM039 NDDUPXJ IE00B52MJY50 148 148 48 R USD 13.22 0.04 Irish VCIC Stocks (Fully Rep) III SW, G, SP, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR1 GY SXR1.DE IXM039 NDDUPXJ IE00B52MJY50 148 148 48 R USD - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSPXJ IM CSPXJ.MI IXM0391 NDDUPXJ IE00B52MJY50 148 148 48 R EUR - 0.08 Irish VCIC Stocks (Fully Rep) III SW, G, SP, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
HSBC MSCI Pacific ex Japan ETF HMXJ LN HMXJ.L HMXJGBPI NDDUPXJ IE00B5SG8Z57 148 148 40 S GB-p - - Irish VCIC Stocks (Fully Rep) III UK, G, N, S - Yes HSBC 7-Sep-10 LSE
London Stock Exchange HMXD LN HMXD.L HMXJUSDI NDDUPXJ IE00B5SG8Z57 148 148 40 S USD - - Irish VCIC Stocks (Fully Rep) III UK, G, N, S - Yes HSBC 7-Sep-10 LSE
MSCI Pacific ex Japan Source ETF Source Planned
EasyETF Stoxx Asia/Pacific 600 ex Japan ETAEUR FP ETAEUR.PA INETA DJP2V FR0010636514 S 216 55 R EUR 35.28 0.01 French FCP Swaps III FR, G, CL No EasyETF 24-Jul-08 EN Par
db x-trackers - MSCI AC Asia ex Japan TRN XAXJ GY XAXJ.DE XAXJINAS NDUECAXJ LU0322252171 S 566 65 None EUR 416.79 2.70 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 10-Feb-09 Xetra
Borsa Italiana XAXJ IM XAXJ.MI XAXJINAG NDUECAXJ LU0322252171 S 566 65 None EUR - 0.90 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 16-Feb-09 Milan
London Stock Exchange XAXD LN XAXD.L XAXJINAV NDUECAXJ LU0322252171 S 566 65 None USD - 1.13 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 18-Feb-09 LSE
London Stock Exchange XAXJ LN XAXJ.L XAXJINAU NDUECAXJ LU0322252171 S 566 65 None GB-p - 0.32 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 18-Feb-09 LSE
Boerse Stuttgart XAXJ GS XAXJ.SG XAXJINAG NDUECAXJ LU0322252171 S 566 65 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 7-Jan-09 Stutt
SIX Swiss Exchange XAXD SW XAXD.S XAXJINAH NDUECAXJ LU0322252171 S 566 65 None USD - 0.03 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 2-Nov-09 SIX
NASDAQ OMX Stockholm XAXJ SS - - NDUECAXJ LU0322252171 S 566 65 None SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, G, FR, F, L, SP, S, G, IT, UK, N Seeking Will Seek db x-trackers 7-May-10 OMX Sto
Lyxor ETF MSCI AC Asia-Pacific Ex Japan AEJ FP AEJ.PA INAEJ MXAPJ FR0010312124 S 644 65 A (Jun) EUR 710.75 0.94 French FCP Swaps III FR, G, IT, SG, HK, SW, MX No No Lyxor AM 3-May-06 EN Par
Deutsche Boerse LYXAEJ GY LYXAEJ.DE INAEJ MXAPJ FR0010312124 S 644 65 A (Jun) EUR - 0.68 French FCP Swaps III FR, G, IT, SG, HK, SW, MX No No Lyxor AM 30-Aug-06 Xetra
Borsa Italiana AEJ IM AEJ.MI INAEJ MXAPJ FR0010312124 S 644 65 A (Jun) EUR - 0.72 French FCP Swaps III FR, G, IT, SG, HK, SW, MX No No Lyxor AM 7-Sep-06 Milan
SIX Swiss Exchange LYAEJ SW LYAEJ.S VLLYAEJ MXAPJ FR0010581439 S 644 65 A (Jun) USD - 0.18 French FCP Swaps III FR, G, IT, SG, HK, SW, MX No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXAEJ GS - INAEJ MXAPJ FR0010312124 S 644 65 A (Jun) EUR - 0.04 French FCP Swaps III FR, G, IT, SG, HK, SW, MX No No Lyxor AM 30-Aug-06 Stutt
PowerShares FTSE RAFI Asia Pac Ex Japan Fund PSRA LN PSDD.L PSDDEU FRDAPXJ IE00B23D9463 179 179 80 Q GB-p 3.66 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSJ GY 6PSJ.DE PSDDEU FRDAPXJ IE00B23D9463 179 179 80 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 19-Nov-07 Xetra
Borsa Italiana PFA IM PSDD.MI PSDDEU FRDAPXJ IE00B23D9463 179 179 80 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 18-Jan-08 Milan
NYSE Euronext Paris PFA FP PSPFA.PA PSDDEU FRDAPXJ IE00B23D9463 179 179 80 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 25-Feb-08 EN Par
iShares MSCI AC Far East ex-Japan IFFF LN IFFF.L INAVPACP MXFEJ IE00B0M63730 403 483 74 Q GB-p 1,788.61 2.66 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 31-Oct-05 LSE
NYSE Euronext Amsterdam IFFF NA IFFF.AS INAVPACE MXFEJ IE00B0M63730 403 483 74 Q EUR - 1.76 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQF GY IQQF.DE INAVPACE MXFEJ DE000A0HGZS9 403 483 74 Q EUR - 0.99 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IFFF IM IFFF.MI INAVPACE MXFEJ IE00B0M63730 403 483 74 Q EUR - 0.88 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IFFF SW IFFF.S INAVPACU MXFEJ IE00B0M63730 403 483 74 Q USD - 1.53 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IFE FP IFE.PA INAV PACE MXFEJ IE00B0M63730 403 483 74 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 12-Jun-06 EN Par
London Stock Exchange IDFF LN IDFF.L INAVPACU MXFEJ IE00B0M63730 403 483 74 Q USD - 1.43 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQF GS IQQF.SG INAVPACE MXFEJ DE000A0HGZS9 403 483 74 Q EUR - 0.01 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 23-Feb-06 Stutt
iShares MSCI AC Far East ex-Japan SmallCap ISFE LN ISFE.L INAVMXG MSLUAFJ IE00B2QWDR12 322 1,155 74 S GB-p 37.85 0.08 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 12-May-08 LSE
London Stock Exchange IDFE LN IDFE.L INAVMXG MSLUAFJ IE00B2QWDR12 322 1,155 74 S USD - 0.13 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 12-May-08 LSE
Deutsche Boerse IUS9 GY - INAVMXG MSLUAFJ DE000A0RFEF2 322 1,155 74 S EUR - 0.42 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Xetra
Boerse Stuttgart IUS9 GS IUS9.SG INAVMXG MSLUAFJ DE000A0RFEF2 322 1,155 74 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Stutt
iShares FTSE EPRA/NAREIT Asia Property Yield Fund IASP LN IASP.L INAVASPP ENAD IE00B1FZS244 58 61 59 Q GB-p 191.82 0.90 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 23-Oct-06 LSE
London Stock Exchange IDAR LN IDAR.L INAVASPU ENAD IE00B1FZS244 58 61 59 Q USD - 0.25 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 30-Oct-06 LSE
NYSE Euronext Amsterdam IASP NA IASP.AS INAVASPE ENAD IE00B1FZS244 58 61 59 Q EUR - 0.06 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 17-Jan-07 EN Ams
Deutsche Boerse IQQ4 GY IQQ4 DE INAVASPE ENAD DE000A0LGQJ9 58 61 59 Q EUR - 0.50 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 15-Mar-07 Xetra
Borsa Italiana IASP IM IASP.MI INAVASPE ENAD IE00B1FZS244 58 61 59 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 20-Mar-07 Milan
NYSE Euronext Paris IAP FP IASP.PA INAVASPE ENAD IE00B1FZS244 58 61 59 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 5-Apr-07 EN Par
SIX Swiss Exchange IASP SW IASP.S INAVASPU ENAD IE00B1FZS244 58 61 59 Q USD - 0.04 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 16-Apr-07 SIX
Boerse Stuttgart IQQ4 GS IQQ4.SG INAVASPE ENAD DE000A0LGQJ9 58 61 59 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 15-Mar-07 Stutt
iShares STOXX Asia/Pacific 600 Real Estate Cap (DE) SREPEX GY SREPEX.DE SREPNAV SP8730P DE000A0H0777 51 51 73 Up to 4x EUR 26.17 0.04 German Index Fund Stocks (Fully Rep) III A, G No No iShares 26-Sep-06 Xetra
Boerse Stuttgart SREPEX GS SREPEX.SG SREPNAV SP8730P DE000A0H0777 51 51 73 Up to 4x EUR - 0.02 German Index Fund Stocks (Fully Rep) III A, G No No iShares 26-Sep-06 Stutt
Lyxor ETF MSCI AC Asia Pacific ex Japan Real Estate AHJ FP AHJ.PA INAHJ MXASJRE FR0010833541 S 47 65 A EUR 9.48 0.02 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 18-Jan-10 EN Par
Borsa Italiana REASIA IM REASIA.MI INAHJ MXASJRE FR0010833541 S 47 65 A EUR - 0.03 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 4-Mar-10 Milan
Deutsche Boerse LYXREAEJ GY LYXREAEJ GY INAHJ MXASJRE FR0010833541 S 47 65 A EUR - 0.02 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 24-Mar-10 Xetra
SIX Swiss Exchange LYAHJ SW LYAHJ.S INLYAHJ MXASJRE FR0010849885 S 47 65 A USD - 0.00 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 10-May-10 SIX
Bolsa de Madrid AHJ SM AHJ.MC INAHJ MXASJRE FR0010833541 S 47 65 A EUR - 0.00 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 12-Jul-10 Madrid
Lyxor ETF MSCI AC Asia Ex Japan Financials TR FICA FP FICA.PA IFICA M1ASJFN FR0010930479 S 144 65 R EUR - - French SICAV Swaps III FR, UK No No Lyxor AM 22-Sep-10 EN Par
London Stock Exchange FINA LN FINA.L NVLLFINA M1ASJFN FR0010934323 S 144 65 R USD - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
London Stock Exchange FNLG LN FNLG.L NVLLFINU M1ASJFN FR0010934323 S 144 65 R GB-p - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
Lyxor ETF MSCI AC Asia EX Japan Consumer Staples TR COSA FP COSA.PA ICOSA M1ASJCS FR0010930495 S 37 65 R EUR - - French SICAV Swaps III FR, UK No No Lyxor AM 22-Sep-10 EN Par
London Stock Exchange STAA LN STLA.L NVLLSTAA M1ASJCS FR0010934877 S 37 65 R USD - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
London Stock Exchange COSG LN CSTG.L NVLLSTAU M1ASJCS FR0010934877 S 37 65 R GB-p - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE

Broad (continued)
Lyxor ETF MSCI AC Asia Ex Japan Materials TR MATA FP MATA.PA IMATA M1ASJMT FR0010930487 S 57 65 R EUR - - French SICAV Swaps III FR, UK No No Lyxor AM 22-Sep-10 EN Par
London Stock Exchange MATA LN MATA.L NVLLMATA M1ASJMT FR0010934588 S 57 65 R USD - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
London Stock Exchange MTLG LN MTLG.L NVLLMATU M1ASJMT FR0010934588 S 57 65 R GB-p - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
Lyxor ETF MSCI AC Asia ex Japan Information Technology TR TNOA FP TNOA.PA ITNOA M1ASJIT FR0010930511 S 84 65 R EUR - - French SICAV Swaps III FR, UK No No Lyxor AM 22-Sep-10 EN Par
London Stock Exchange TNOA LN TNOA.L NVLLTNOA M1ASJIT FR0010934562 S 84 65 R USD - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
London Stock Exchange IFNG LN IFNG.L NVLLTNOU M1ASJIT FR0010934562 S 84 65 R GB-p - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
Lyxor ETF MSCI AC Asia Ex Japan Infrastructure Capped TR IFRA FP IFRA.PA IIFRA M1ASJICP FR0010930503 S 47 65 R EUR - - French SICAV Swaps III FR, UK No No Lyxor AM 22-Sep-10 EN Par
London Stock Exchange IFRA LN IFRA.L NVLLIFRA M1ASJICP FR0010934570 S 47 65 R USD - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE
London Stock Exchange IFRG LN IFRG.L NVLLIFRU M1ASJICP FR0010934570 S 47 65 R GB-p - - French SICAV Swaps III FR, UK No Will Seek Lyxor AM 23-Sep-10 LSE

Australia
db x-trackers S&P/ASX 200 XAUS GY XAUS.DE XAUSINAV AS51 LU0328474803 S 200 50 R EUR 99.62 0.90 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT Yes Will Seek db x-trackers 6-Feb-08 Xetra
London Stock Exchange XAUS LN XAUS.L XAUSINVG AS51 LU0328474803 S 200 50 R GB-p - 0.03 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT Yes Will Seek db x-trackers 8-Feb-08 LSE
Borsa Italiana XAUS IM XAUS.MI XAUSINAV AS51 LU0328474803 S 200 50 R EUR - 0.30 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT Yes Will Seek db x-trackers 14-Mar-08 Milan
NYSE Euronext Paris XAX FP XAX.PA XAUSINAV AS51 LU0328474803 S 200 50 R EUR - 0.35 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT Yes Will Seek db x-trackers 12-Jun-09 EN Par
Boerse Stuttgart XAUS GS XAUS.SG XAUSINAV AS51 LU0328474803 S 200 50 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT Yes Will Seek db x-trackers 10-Jan-08 Stutt
Lyxor ETF S&P ASX 200 Australia LAUU LN LAUU.L - AS51 LU0496787036 S 200 45 A USD 20.02 0.04 Luxembourg SICAV Swaps III UK, G, IT, F, SW Yes Will Seek Lyxor AM 18-May-10 LSE
London Stock Exchange LAUS LN LAUS.L - AS51 LU0496787036 S 200 45 A GB-p - 0.03 Luxembourg SICAV Swaps III UK, G, IT, F, SW Yes Will Seek Lyxor AM 18-May-10 LSE
Lyxor ETF S&P ASX 200 - A LYPU GY LYXSPASX.DE - AS51 LU0496786905 S 200 45 A EUR - 0.08 Luxembourg SICAV Swaps III UK, G, IT, F, SW No No Lyxor AM 21-May-10 Xetra
iShares MSCI Australia SAUS LN - IAUINAVG NDDUAS IE00B5377D42 73 73 59 R GB-p 20.54 0.07 Irish VCIC Stocks (Fully Rep) III A, G, IT, UK, L, F, S, NO, D No Yes iShares 25-Jan-10 LSE
London Stock Exchange IAUS LN - IAUINAVG NDDUAS IE00B5377D42 73 73 59 R USD - 0.12 Irish VCIC Stocks (Fully Rep) III A, G, IT, UK, L, F, S, NO, D No Yes iShares 25-Jan-10 LSE
CS ETF (IE) on MSCI Australia CSAU SW CSAU.S - NDDUAS IE00B5V70487 S 73 50 R USD 3.12 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
Hong Kong
iShares MSCI Hong Kong Index Fund EWH TQ - - NDDUHK US4642868719 40 40 55 S USD 2,098.08 0.00 1940 Act Fund Stocks (Fully Rep) No AU, MX, US, CL, UK No No iShares 23-Apr-10 Turq
Lyxor ETF Hong Kong (HSI) HSI FP HK.PA INHSI HSI FR0010361675 S 45 65 A (Jun) EUR 250.61 0.50 French FCP Swaps III A, FR, IT, G, SG, SW No No Lyxor AM 29-Sep-06 EN Par
Borsa Italiana HK IM HK.MI INHSI HSI FR0010361675 S 45 65 A (Jun) EUR - 0.34 French FCP Swaps III A, FR, IT, G, SG, SW No No Lyxor AM 14-Dec-06 Milan
Deutsche Boerse LYXHSI GY LYXHSI.DE INHSI HSI FR0010361675 S 45 65 A (Jun) EUR - 0.92 French FCP Swaps III A, FR, IT, G, SG, SW No No Lyxor AM 31-Jan-07 Xetra
SIX Swiss Exchange LYHSI SW LYHSI.S VLLYHSI HSI FR0010581421 S 45 65 A (Jun) USD - 0.06 French FCP Swaps III A, FR, IT, G, SG, SW No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXHSI GS - INHSI HSI FR0010361675 S 45 65 A (Jun) EUR - 0.03 French FCP Swaps III A, FR, IT, G, SG, SW No No Lyxor AM 1-Feb-07 Stutt
ComStage ETF HSI C022 GY CBHSI.DE - HSI LU0488316729 S 45 55 R EUR 12.58 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 7-Jul-10 Xetra
Boerse Stuttgart C022 GS CBHSI.SG - HSI LU0488316729 S 45 55 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 7-Jul-10 Stutt
SIX Swiss Exchange C022 SW CBHSI.S - HSI LU0488316729 S 45 55 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C022USD SW CBHSIUS.S - HSI LU0488316729 S 45 55 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 22-Jul-10 SIX
PowerShares FTSE RAFI Hong Kong China Fund PSRH LN PDDI.S PSDJ FRHKG IE00B3BPCG45 47 47 55 S GB-p 1.81 0.00 Irish VCIC Stocks (Fully Rep) III UK, IT Yes - PowerShares 15-Sep-08 LSE
Borsa Italiana PRH IM - - FRHKG IE00B3BPCG45 47 47 55 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III UK, IT Yes - PowerShares 19-Apr-10 Milan
Japan
iShares MSCI Japan IJPN LN IJPN.L INAVIJPP NDDUJN IE00B02KXH56 345 345 59 S GB-p 1,679.77 4.60 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 4-Oct-04 LSE
Deutsche Boerse IQQJ GY IQQJ.DE INAVIJPE NDDUJN DE000A0DPMW9 345 345 59 S EUR - 1.48 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 22-Feb-05 Xetra
Borsa Italiana IJPN IM IJPN.MI INAVIJPE NDDUJN IE00B02KXH56 345 345 59 S EUR - 2.27 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 24-Feb-05 Milan
NYSE Euronext Amsterdam IJPN NA IJPN.AS INAVIJPE NDDUJN IE00B02KXH56 345 345 59 S EUR - 1.90 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 15-Feb-05 EN Ams
SIX Swiss Exchange IJPN SW IJPN.S INAVIJPY NDDUJN IE00B02KXH56 345 345 59 S JPY - 2.38 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 24-Feb-05 SIX
NYSE Euronext Paris IJP FP IJP.PA INAVIJPE NDDUJN IE00B02KXH56 345 345 59 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 20-Dec-04 EN Par
Boerse Stuttgart IQQJ GS IQQJ.SG INAVIJPE NDDUJN DE000A0DPMW9 345 345 59 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 22-Feb-05 Stutt
Chi-X IJPN IX - - NDDUJN IE00B02KXH56 345 345 59 S GB-p - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 26-May-09 Chi-X
iShares MSCI Japan Index Fund EWJ TQ - - MXJP US4642868487 336 345 56 S USD 4,054.05 0.00 1940 Act Fund Stocks No AU, MX, US, CL, UK No No iShares 23-Apr-10 Turq
iShares MSCI Japan (Acc) IJPA LN IJAP.L INAVIJAG NDDUJN IE00B4L5YX21 331 345 59 R USD 14.14 0.53 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
London Stock Exchange SJPA LN SJPA.L INAVIJAG NDDUJN IE00B4L5YX21 331 345 59 R GB-p - 0.30 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
NYSE Euronext Amsterdam IJPA NA IJPA.AS INAVIJAG NDDUJN IE00B4L5YX21 331 345 59 R EUR - 0.09 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 13-Oct-09 EN Ams
Borsa Italiana SJPA IM - - NDDUJN IE00B4L5YX22 331 345 59 R EUR - 0.02 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNN GR - INAVIJAG NDDUJN DE000A0YBR53 331 345 59 R EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 29-Sep-09 Xetra
AMUNDI ETF MSCI Japan CJ1 FP CJ1.PA INCJ1 MSDEJNN FR0010688242 S 345 45 R EUR 102.60 1.07 French FCP Swaps III FR, G, N, IT No No Amundi 17-Dec-08 EN Par
Deutsche Boerse CJ1GR GY - INCJ1 MSDEJNN FR0010688242 S 345 45 R EUR - 0.22 French FCP Swaps III FR, G, N, IT No No Amundi 23-Feb-10 Xetra
ComStage ETF MSCI Japan TRN CBNDDUJN GY CBMINJP.DE CNAVNUJN NDDUJN LU0392495452 S 345 45 R EUR 21.69 3.68 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUJN GS CBMINJP.SG CNAVNUJN NDDUJN LU0392495452 S 345 45 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X017US SW CBMINJPUS.S - NDDUJN LU0392495452 S 345 45 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUJN SW CBMINJP.S - NDDUJN LU0392495452 S 345 45 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
db x-trackers MSCI Japan TRN ETF XMJP GY XMJP.DE XMJPINAV NDDUJN LU0274209740 S 345 50 R EUR 457.79 1.65 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 17-Jan-07 Xetra
Borsa Italiana XMJP IM XMJP.MI XMJPINAV NDDUJN LU0274209740 S 345 50 R EUR - 0.87 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XMJP SW XMJP.S XMJPINAV NDDUJN LU0274209740 S 345 50 R JPY - 0.82 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-May-07 SIX
London Stock Exchange XMJP LN XMJP.L XMJPINVG NDDUJN LU0274209740 S 345 50 R GB-p - 0.47 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMJD LN XMJD.L XMJPINVG NDDUJN LU0274209740 S 345 50 R USD - 0.30 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XJP FP XJP.PA XMJPINVG NDDUJN LU0274209740 S 345 50 R EUR - 0.93 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 23-Apr-08 EN Par
Boerse Stuttgart XMJP GS XMJP.SG XMJPINAV NDDUJN LU0274209740 S 345 50 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 9-Jan-07 Stutt
NASDAQ OMX Stockholm XMJP SS XMJP.ST - NDDUJN LU0274209740 S 345 50 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto

Japan (continued)
HSBC MSCI Japan ETF HMJP LN HMJP.L HMJPGBPI NDDUJN IE00B5VX7566 300 345 40 S GB-p 9.66 0.21 Irish VCIC Stocks (Optimized) III UK, DE, N, IT, SW, FR - Yes HSBC 24-Mar-10 LSE
NYSE Euronext Paris MJP FP MJP.PA INMJP NDDUJN IE00B5VX7566 300 345 40 S EUR - 0.15 Irish VCIC Stocks (Optimized) III UK, DE, N, IT, SW, FR - Yes HSBC 15-Jun-10 EN Par
ETFlab MSCI Japan ETFJPAC GY ETFJPAC.DE IJPAC MXJP DE000ETFL300 345 345 50* Q EUR 12.24 0.02 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Xetra
Boerse Stuttgart ETFJPAC GS ETFJPAC.SG IJPAC MXJP DE000ETFL300 345 345 50* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Stutt
UBS-ETF MSCI Japan A JPNCHA SW JPNCHA.S FJPNAV MSDLJN LU0136240974 345 345 50 S (Jan, Jul) CHF 717.29 0.34 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 13-Nov-01 SIX
Deutsche Boerse JPNEUA GY FDJPHU.DE FJPNAVF MSDLJN LU0136240974 345 345 50 S (Jan, Jul) EUR - 0.31 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 26-Sep-02 Xetra
SIX Swiss Exchange JPNJPA SW JPNJPA.S FJPTNAVV MSDLJN LU0136240974 345 345 50 S (Jan, Jul) JPY - 0.52 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 18-Oct-05 SIX
Boerse Stuttgart JPNEUA GS JPNEUA.SG FJPNAVF MSDLJN LU0136240974 345 345 50 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 19-Mar-02 Stutt
SIX Swiss Exchange JPNGBA SW JPNGBA.S - MSDLJN LU0136240974 345 345 50 S (Jan, Jul) GBP - 0.34 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 1-Jun-10 SIX
Borsa Italiana JPNEUA IM - - MSDLJN LU0136240974 345 345 50 S (Jan, Jul) EUR - 0.01 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 4-Jun-10 Milan
UBS-ETF MSCI Japan I JPNJPI SW JPNJPI.S UBSDNAV MSDLJN LU0258212462 345 345 30 S (Jan, Jul) JPY - 0.20 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 30-Oct-06 SIX
Deutsche Boerse JPNEUI GY - UBSDNAV MSDLJN LU0258212462 345 345 30 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 3-Dec-09 Xetra
Boerse Stuttgart JPNEUI GS JPNEUI.SG UBSDNAV MSDLJN LU0258212462 345 345 30 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 2-Dec-09 Stutt
Borsa Italiana JPNEUI IM - - MSDLJN LU0258212462 345 345 30 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 4-Jun-10 Milan
MSCI Japan Source ETF SMSJPN GY SMSJPN.DE SMSJPNIN NDDUJN IE00B60SX287 S 345 50 R EUR 64.80 0.89 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK Yes Source 20-Apr-09 Xetra
CS ETF (IE) on MSCI Japan CSJP SW CSJP.S IXM043 NDDLJN IE00B53QDK08 345 345 48 R JPY 247.08 0.39 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR5 GY SXR5.DE IXM0431 NDDLJN IE00B53QDK08 345 345 48 R EUR - 0.04 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSJP IM CSJP.MI IXM0431 NDDLJN IE00B53QDK08 345 345 48 R EUR - 0.04 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
CS ETF (IE) on MSCI Japan Large Cap CSJPL SW CSJPL.S IXM008 MLCLJPNN IE00B3VWM213 150 151 48 R JPY 541.80 0.44 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSJPL IM CSJPL.MI IXM0081 MLCLJPNN IE00B3VWM213 150 151 48 R EUR - 0.11 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRH GY SXRH.DE IXM0081 MLCLJPNN IE00B3VWM213 150 151 48 R EUR - 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
ETFlab MSCI Japan LC ETFJPLC GY ETFJPLC.DE IJPLC MLCLJPN DE000ETFL102 151 151 50* S EUR 35.57 0.29 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Aug-08 Xetra
Boerse Stuttgart ETFJPLC GS ETFJPLC.SG IJPLC MLCLJPN DE000ETFL102 151 151 50* S EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 29-Aug-08 Stutt
ETFlab MSCI Japan MC ETFJPMC GY ETFJPMC.DE IJPMC MXJPMC DE000ETFL318 195 195 50* Q EUR 41.90 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Xetra
Boerse Stuttgart ETFJPMC GS ETFJPMC.SG IJPMC MXJPMC DE000ETFL318 195 195 50* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 9-Jun-09 Stutt
iShares MSCI Japan SmallCap ISJP LN ISJP.L INAVMJG NCUAJN IE00B2QWDY88 486 816 59 S GB-p 200.29 0.95 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 12-May-08 LSE
London Stock Exchange IDJP LN IDJP.L INAVMJG NCUAJN IE00B2QWDY88 486 816 59 S USD - 0.40 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 12-May-08 LSE
Deutsche Boerse IUS4 GY - INAVMJG NCUAJN DE000A0RFEC9 486 816 59 S EUR - 0.28 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Xetra
Boerse Stuttgart IUS4 GS IUS4.SG INAVMJG NCUAJN DE000A0RFEC9 486 816 59 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Stutt
CS ETF (IE) on MSCI Japan Small Cap CSJPS SW CSJPS.S IXM009 NCLAJN IE00B3VWMK93 499 822 58 R JPY 31.36 0.02 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSJPS IM CSJPS.MI IXM0091 NCLAJN IE00B3VWMK93 499 822 58 R EUR - 0.04 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRI GY SXRI.DE IXM0091 NCLAJN IE00B3VWMK93 499 822 58 R EUR - 0.00 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
iShares Nikkei 225 (DE) NKYEX GY N225EX.DE NKYNAV NKY DE000A0H08D2 225 225 52 Up to 4x EUR 298.74 2.03 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Jul-06 Xetra
Boerse Stuttgart NKYEX GS N225EX.SG NKYNAV NKY DE000A0H08D2 225 225 52 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Jul-06 Stutt
ComStage ETF Nikkei 225 CBNKY GY CBN225.DE CNAVNKY NKY LU0378453376 S 225 45 R EUR 150.02 0.28 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBNKY GS CBN225.SG CNAVNKY NKY LU0378453376 S 225 45 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C020JP SW CBN225JP.S - NKY LU0378453376 S 225 45 R JPY - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNKY SW CBN225.S - NKY LU0378453376 S 225 45 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
CS ETF (IE) on Nikkei 225 CSNKY SW CSNKY.S IXM038 NKY IE00B52MJD48 225 225 48 R JPY 13.30 0.05 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-Jan-10 SIX
Deutsche Boerse SXRZ GY SXRZ.DE IXM0381 NKY IE00B52MJD48 225 225 48 R EUR - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSNKY IM CSNKY.MI IXM0381 NKY IE00B52MJD48 225 225 48 R EUR - 0.03 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
Lyxor ETF JAPAN (TOPIX) JPN FP JPN.PA INJPN TPX FR0010245514 S 1,670 50 A (Dec) EUR 646.03 2.43 French FCP Swaps III A, FR, G, IT, SW, SP, HK No No Lyxor AM 17-Nov-05 EN Par
Borsa Italiana JPN IM JPN.MI INJPN TPX FR0010245514 S 1,670 50 A (Dec) EUR - 0.93 French FCP Swaps III A, FR, G, IT, SW, SP, HK No No Lyxor AM 6-Apr-06 Milan
Deutsche Boerse LYXJPN GY LYXJPN.DE INJPN TPX FR0010245514 S 1,670 50 A (Dec) EUR - 0.95 French FCP Swaps III A, FR, G, IT, SW, SP, HK No No Lyxor AM 9-Aug-06 Xetra
SIX Swiss Exchange LYJPN SW LYJPN.S VLLYJPN TPX FR0010377028 S 1,670 50 A (Dec) JPY - 0.55 French FCP Swaps III A, FR, G, IT, SW, SP, HK No No Lyxor AM 17-Jan-07 SIX
Bolsa de Madrid JPN SM JPN.MC INJPN TPX FR0010245514 S 1,670 50 A (Dec) EUR - 0.04 French FCP Swaps III A, FR, G, IT, SW, SP, HK No No Lyxor AM 19-Feb-08 Madrid
Boerse Stuttgart LYXJPN GS - INJPN TPX FR0010245514 S 1,670 50 A (Dec) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP, HK No No Lyxor AM 9-Aug-06 Stutt
Lyxor ETF JAPAN (TOPIX) LTPX LN LTPX.L NVLLTPX TPXDDVD FR0010489450 S 1,670 50 A (Dec) GB-p 14.13 0.01 French SICAV Swaps III UK Yes Will Seek Lyxor AM 25-Sep-07 LSE
London Stock Exchange LTPU LN LTPU.L NVLLTPX TPXDDVD FR0010489450 S 1,670 50 A (Dec) USD - 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 25-Sep-07 LSE
ComStage ETF TOPIX CBTPX GY CBTOPX.DE CNAVTPX TPX LU0392496773 S 1,670 45 R EUR 30.74 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Dec-08 Xetra
Boerse Stuttgart CBTPX GS CBTOPX.SG CNAVTPX TPX LU0392496773 S 1,670 45 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange C021JP SW CBTOPXJP.S - TPX LU0392496773 S 1,670 45 R JPY - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBTPX SW CBTOPX.S - TPX LU0392496773 S 1,670 45 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
EasyETF Topix EJP FP EJP.PA INEJP TPXDDVD FR0010713610 S 1,670 50 R EUR 69.82 0.03 French FCP Swaps III FR, G No - EasyETF 26-Feb-09 EN Par
North America – equity

Broad
iShares MSCI North America INAA LN INAA.L INAVMNAP NDDUNA IE00B14X4M10 486 693 40 Q GB-p 1,203.13 1.06 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 6-Jun-06 LSE
NYSE Euronext Amsterdam INAA NA INAA.AS INAVMNAE NDDUNA IE00B14X4M10 486 693 40 Q EUR - 0.32 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 11-Jul-06 EN Ams
London Stock Exchange IDNA LN IDNA.L INAVMNAU NDDUNA IE00B14X4M10 486 693 40 Q USD - 3.59 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Sep-06 LSE
Deutsche Boerse IQQN GY IQQN.DE INAVMNAE NDDUNA DE000A0J2060 486 693 40 Q EUR - 0.80 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 5-Sep-06 Xetra
NYSE Euronext Paris NAA FP NAA.PA INAVMNAE NDDUNA IE00B14X4M10 486 693 40 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 10-Oct-06 EN Par
Borsa Italiana INAA IM INAA.MI INAVMNAE NDDUNA IE00B14X4M10 486 693 40 Q EUR - 0.77 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 25-Sep-06 Milan
SIX Swiss Exchange INAA SW INAA.S INAVMNAU NDDUNA IE00B14X4M10 486 693 40 Q USD - 2.01 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 27-Sep-06 SIX
Boerse Stuttgart IQQN GS IQQN.SG INAVMNAE NDDUNA DE000A0J2060 486 693 40 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 5-Sep-06 Stutt

North America – equity (continued)
Broad (continued)
ComStage ETF MSCI North America TRN CBNDDUNA GY CBMINNA.DE CNAVNUNA NDDUNA LU0392494992 S 693 25 R EUR 68.45 3.62 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUNA GS CBMINNA.SG CNAVNUNA NDDUNA LU0392494992 S 693 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X013US SW CBMINNAUS.S - NDDUNA LU0392494992 S 693 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUNA SW CBMINNA.S - NDDUNA LU0392494992 S 693 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
MSCI North America Source ETF Source Planned
Sectors
iShares STOXX Americas 600 Real Estate Cap (DE) SREAEX GY SREAEX.DE SREANAV SA8730P DE000A0H0769 23 23 74 Up to 4x EUR 34.55 0.07 German Index Fund Stocks (Fully Rep) III A, G No No iShares 26-Sep-06 Xetra
Boerse Stuttgart SREAEX GS SREAEX.SG SREANAV SA8730P DE000A0H0769 23 23 74 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, G No No iShares 26-Sep-06 Stutt
iShares FTSE EPRA/NAREIT US Property Yield Fund IUSP LN IUSP.L INAVUSPP ENUD IE00B1FZSF77 88 88 40 Q GB-p 224.56 0.16 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 6-Nov-06 LSE
London Stock Exchange IDUP LN IDUP.L INAVUSPU ENUD IE00B1FZSF77 88 88 40 Q USD - 0.12 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 13-Nov-06 LSE
NYSE Euronext Amsterdam IUSP NA IUSP.AS INAVUSPE ENUD IE00B1FZSF77 88 88 40 Q EUR - 0.08 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 22-Jan-07 EN Ams
Deutsche Boerse IQQ7 GY IQQ7.DE INAVUSPE ENUD DE000A0LGQK7 88 88 40 Q EUR - 0.12 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 15-Mar-07 Xetra
Borsa Italiana IUSP IM IUSP.MI INAVUSPE ENUD IE00B1FZSF77 88 88 40 Q EUR - 0.15 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 20-Mar-07 Milan
SIX Swiss Exchange IUSP SW IUSP.S INAVUSPU ENUD IE00B1FZSF77 88 88 40 Q USD - 0.09 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 16-Apr-07 SIX
NYSE Euronext Paris IUS FP IUS.PA INAVUSPE ENUD IE00B1FZSF77 88 88 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 16-May-07 EN Par
Boerse Stuttgart IQQ7 GS IQQ7.SG INAVUSPE ENUD DE000A0LGQK7 88 88 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 15-Mar-07 Stutt
iShares Dow Jones U.S. Financial Sector Index Fund IYF TQ - - DJUSFNT US4642877884 258 300 48 Q USD 429.58 0.00 1940 Act Fund Stocks No US, MX, UK, CL No No iShares 23-Apr-10 Turq
Lyxor ETF MSCI USA Real Estate MUA FP MUA.PA INMUA MXUS0RE FR0010833566 S 20 40 A EUR 34.71 0.04 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 18-Jan-10 EN Par
Borsa Italiana REUSA IM REUSA.MI INMUA MXUS0RE FR0010833566 S 20 40 A EUR - 0.07 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 4-Mar-10 Milan
Deutsche Boerse LYXREUSA GY - INMUA MXUS0RE FR0010833566 S 20 40 A EUR - 0.03 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 24-Mar-10 Xetra
SIX Swiss Exchange LYMUA SW LYMUA.S INLYMUA MXUS0RE FR0010841650 S 20 40 A USD - 0.04 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 10-May-10 SIX
Bolsa de Madrid MUA SM MUA.MC INMUA MXUS0RE FR0010833566 S 20 40 A EUR - 0.00 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 12-Jul-10 Madrid
Consumer Discretionary S&P US Select Sector Source ETF XLYS LN XLYS.L XLYSIN SPSUCDN IE00B449XP68 S 79 30* R USD 1.65 0.20 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Energy S&P US Select Sector Source ETF XLES LN XLES.L XLESIN SPSUEN IE00B435CG94 S 39 30* R USD 0.93 0.11 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Materials S&P US Select Sector Source ETF XLBS LN XLBD.L XLBSIN SPSUMN IE00B3XM3R14 S 31 30* R USD 2.00 0.45 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Industrials S&P US Select Sector Source ETF XLIS LN XLIS.L XLISIN SPSUIN IE00B3YC1100 S 60 30* R USD 1.94 0.07 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Technology S&P US Select Sector Source ETF XLKS LN XLKS.L XLKSIN SPSUTN IE00B3VSSL01 S 85 30* R USD 4.78 0.05 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Utilities S&P US Select Sector Source ETF XLUS LN XLUS.L XLUSIN SPSUUN IE00B3VPKB53 S 34 30* R USD 57.43 0.05 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Health Care S&P US Select Sector Source ETF XLVS LN XLVS.L XLVSIN SPSUHCN IE00B3WMTH43 S 52 30* R USD 3.22 0.05 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Consumer Staples S&P US Select Sector Source ETF XLPS LN XLPS.L XLPSIN SPSUCSN IE00B435BG20 S 42 30* R USD 3.99 0.02 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Financials S&P US Select Sector Source ETF XLFS LN XLFS.L XLFSIN SPSUFN IE00B42Q4896 S 78 30* R USD 2.11 0.00 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 5-Jan-10 LSE
Industrial Select Sector SPDR Fund XLI TQ - - IXI US81369Y7040 57 57 21 Q USD 2,964.98 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
Consumer Discretionary Select Sector SPDR Fund XLY TQ - - IXY US81369Y4070 87 87 21 Q USD 1,758.86 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
Utilities Select Sector SPDR Fund XLU TQ - - IXU US81369Y8865 33 33 21 Q USD 4,231.67 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
Technology Select Sector SPDR Fund XLK TQ - - IXT US81369Y8030 90 90 21 Q USD 4,492.72 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
SPDR S&P Retail ETF XRT TQ - - SPSIRE US78464A7147 68 68 35 Q USD 596.69 0.00 Open Ended Fund Stocks (Fully Rep) No US, UK No - SSgA 23-Apr-10 Turq
SPDR S&P Homebuilders ETF XHB TQ - - SPSIHO US78464A8889 21 21 35 Q USD 809.98 0.00 Open Ended Fund Stocks (Fully Rep) No US, UK No - SSgA 23-Apr-10 Turq
SPDR KBW Bank ETF KBE TQ - - BKX US78464A7972 24 24 35 Q USD 748.22 0.00 Open Ended Fund Stocks (Fully Rep) No US, UK No - SSgA 23-Apr-10 Turq
Materials Select Sector SPDR Trust XLB TQ - - IXB US81369Y1001 32 32 21 Q USD 2,134.99 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
Energy Select Sector SPDR Fund XLE TQ - - IXE US81369Y5069 29 29 21 Q USD 6,580.45 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
Country exposure United States

iShares S&P 500 IUSA LN IUSA.L BEIFIUSA SPX IE0031442068 500 500 40 Q GB-p 6,303.95 10.34 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 19-Mar-02 LSE
Borsa Italiana IUSA IM IUSA.MI INAVUSAE SPX IE0031442068 500 500 40 Q EUR - 5.24 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 28-Feb-03 Milan
Deutsche Boerse IUSA GY IUSAz.DE BEIFIUSA SPX DE0002643889 500 500 40 Q EUR - 7.61 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 25-Apr-03 Xetra
SIX Swiss Exchange IUSA SW IUSA.S INAVUSA SPX IE0031442068 500 500 40 Q USD - 9.52 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 11-Jun-04 SIX
NYSE Euronext Amsterdam IUSA NA IUSA.AS INAVUSAE SPX IE0031442068 500 500 40 Q EUR - 3.78 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 2-Jul-04 EN Ams
NYSE Euronext Paris ISP FP IUSA.PA INAVUSAE SPX IE0031442068 500 500 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 20-Dec-05 EN Par
London Stock Exchange IDUS LN IDUS.L INAVUSA SPX IE0031442068 500 500 40 Q USD - 9.34 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IUSA GS IUSAz.SG INAVUSA SPX DE0002643889 500 500 40 Q EUR - 0.02 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 25-Apr-03 Stutt
Chi-X IUSA IX - - SPX DE0002643889 500 500 40 Q GB-p - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 26-May-09 Chi-X
iShares S&P 500 (Acc) IACC LN IACS.L INAVIACG SPTR500N IE00B4L5ZD99 500 500 40 R USD 30.53 0.08 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
London Stock Exchange SACC LN SACC.L INAVIACG SPTR500N IE00B4L5ZD99 500 500 40 R GB-p - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
NYSE Euronext Amsterdam IACC NA IACC.AS INAVIACG SPTR500N IE00B4L5ZD99 500 500 40 R EUR - 0.06 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 13-Oct-09 EN Ams
Borsa Italiana SACC IM - INAVIACG SPTR500N IE00B4L5ZD99 500 500 40 R EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNP GR - INAVIACG SPTR500N DE000A0YBR61 500 500 40 R EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No No iShares 30-Sep-09 Xetra
AMUNDI ETF S&P 500 500 FP 500.PA IN500 SPTR500N FR0010892224 S 500 15 R EUR 130.37 0.27 French FCP Swaps III FR, G, IT No No Amundi 15-Jun-10 EN Par
ComStage ETF S&P 500 C012 GY CBGSPC.DE - SPX LU0488316133 S 500 18 R EUR 105.81 0.03 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 17-May-10 Xetra
Boerse Stuttgart C012 GS CBGSPC.SG - SPX LU0488316133 S 500 18 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 17-May-10 Stutt
SIX Swiss Exchange C012 SW CBGSPC.S - SPX LU0488316133 S 500 18 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C012US SW CBGSPCUS.S - SPX LU0488316133 S 500 18 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
CS ETF (IE) on S&P 500 CSSPX SW CSSPX.S IXM046 SPTR500N IE00B5BMR087 500 500 20 R USD 49.21 0.14 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 19-May-10 SIX
Deutsche Boerse SXR8 GY SXR8.DE IXM046 SPTR500N IE00B5BMR087 500 500 20 R USD - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-May-10 Xetra
Borsa Italiana CSSPX IM CSSPX.IM IXM0461 SPTR500N IE00B5BMR087 500 500 20 R EUR - 0.04 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-May-10 Milan

Country exposure United States (continued)
db x-trackers S&P 500 ETF D5BM GY D5BM.DE - SPTR500N LU0490618542 S 500 20 R EUR 33.13 1.44 Luxembourg Part 1 SICAV Swaps III SW, G, J, S, SG, L Will Seek Will Seek db x-trackers 12-May-10 Xetra
London Stock Exchange XSPX LN XSPX.L - SPTR500N LU0490618542 S 500 20 R GB-p - 0.51 Luxembourg Part 1 SICAV Swaps III SW, G, J, S, SG, L Will Seek Will Seek db x-trackers 17-May-10 LSE
London Stock Exchange XSPU LN - - SPTR500N LU0490618542 S 500 20 R USD - 1.50 Luxembourg Part 1 SICAV Swaps III SW, G, J, S, SG, L Will Seek Will Seek db x-trackers 17-May-10 LSE
NASDAQ OMX Stockholm XSPX SS - - SPTR500N LU0490618542 S 500 20 R SEK - 0.02 Luxembourg Part 1 SICAV Swaps III SW, G, J, S, SG, L Will Seek Will Seek db x-trackers 17-Jun-10 OMX Sto
Borsa Italiana XSPX IM XSPX.MI - SPTR500N LU0490618542 S 500 20 R EUR - 0.25 Luxembourg Part 1 SICAV Swaps III SW, G, J, S, SG, L, IT Will Seek Will Seek db x-trackers 26-Jul-10 Milan
EasyETF S&P 500 ESEEUR FP ESEEUR.PA INESEEUR SPTR500N FR0010616300 S 500 20 R EUR 43.41 0.10 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 23-Jun-08 EN Par
NYSE Euronext Paris ESDUSD FP ESDUSD.PA INESDUSD SPTR500N FR0010618843 S 500 20 R USD - 0.01 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 3-Jul-08 EN Par
Deutsche Boerse ESEEUR GR ESEEUR.DE INESEEUR SPTR500N FR0010616300 S 500 20 R EUR - 0.00 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 3-Jun-09 Xetra
Borsa Italiana ESEEUR IM ESEEUR.MI INESEEUR SPTR500N FR0010616300 S 500 20 R EUR - 0.04 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 6-Oct-09 Milan
HSBC S&P 500 ETF HSPX LN HSPX.L HSPXGBPI SPTR500N IE00B5KQNG97 500 500 15 S GB-p 47.56 0.89 Irish VCIC Stocks (Fully Rep) III UK, SW - Yes HSBC 17-May-10 LSE
London Stock Exchange HSPD LN HSPD.L HSPXUSDI SPTR500N IE00B5KQNG97 500 500 15 S USD - 1.29 Irish VCIC Stocks (Fully Rep) III UK, SW - Yes HSBC 28-Jun-10 LSE
Lyxor ETF S&P 500 LSPU LN LSPU.L - SPX LU0496786657 S 500 35 A USD 88.72 0.12 Luxembourg SICAV Swaps III UK, G, IT, F, SW Yes Will Seek Lyxor AM 18-May-10 LSE
London Stock Exchange LSPX LN LSPX.L - SPX LU0496786657 S 500 35 A GB-p - 0.02 Luxembourg SICAV Swaps III UK, G, IT, F, SW Yes Will Seek Lyxor AM 18-May-10 LSE
Lyxor ETF S&P 500 - A LYPS GY LYXSP.DE - SPX LU0496786574 S 500 25 A EUR - 0.22 Luxembourg SICAV Swaps III UK, G, IT, F, SW No No Lyxor AM 21-May-10 Xetra
Borsa Italiana SPX IM LYXSP.MI - SPX LU0496786574 S 500 30 A EUR - 0.38 Luxembourg SICAV Swaps III UK, G, IT, F, SW No No Lyxor AM 31-May-10 Milan
NYSE Euronext Paris SP5 FP SP5.PA - SPX LU0496786574 S 500 30 A EUR - 0.28 Luxembourg SICAV Swaps III UK, G, IT, F, SW No No Lyxor AM 10-Jun-10 EN Par
S&P 500 Source ETF SPXS LN SPXS.L SPXSIN SPTR500N IE00B3YCGJ38 S 500 20 R USD 77.78 0.01 Irish VCIC Swaps III G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 25-May-10 LSE
SPDR S&P 500 ETF Trust SPY TQ - - SPX US78462F1030 500 500 9.45 Q USD 80,018.20 0.00 Unit Invest. Trust Stocks (Fully Rep) No US, MX, UK No - SSgA 23-Apr-10 Turq
iShares MSCI USA ISAM LN ISAM.L USAINAVU NDDLUS IE00B60YJY07 450 593 40 R USD 4.38 0.02 Irish VCIC Stocks (Optimized) III UK No Yes iShares 26-Apr-10 LSE
London Stock Exchange SSAM LN SSAM.L USAINAVG NDDLUS IE00B60YJY07 450 593 40 R GB-p - 0.00 Irish VCIC Stocks (Optimized) III UK No Yes iShares 26-Apr-10 LSE
AMUNDI ETF MSCI USA CU2 FP CU2.PA INCU2 MSDEUSN FR0010688275 S 593 28 R EUR 476.91 0.48 French FCP Swaps III FR, G, IT, N No No Amundi 16-Dec-08 EN Par
Deutsche Boerse CU2GR GY - INCU2 MSDEUSN FR0010688275 S 593 28 R EUR - 0.09 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CU2 IM - INCU2 MSDEUSN FR0010688275 S 593 28 R EUR - 0.02 French FCP Swaps III FR, G, IT, N No No Amundi 8-Mar-10 Milan
ComStage ETF MSCI USA TRN CBNDDUUS GR CBMINUS.DE CNAVNUUS NDDUUS LU0392495700 S 593 25 R EUR 187.61 0.22 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUUS GS CBMINUS.SG CNAVNUUS NDDUUS LU0392495700 S 593 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X020US SW CBMINUSUS.S - NDDUUS LU0392495700 S 593 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUUS SW CBMINUS.S - NDDUUS LU0392495700 S 593 25 R CHF - 0.09 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
db x-trackers MSCI USA TRN ETF XMUS GY XMUS.DE XMUSINAV NDDLUS LU0274210672 S 593 30 R EUR 1,332.40 3.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 17-Jan-07 Xetra
Borsa Italiana XMUS IM XMUS.MI XMUSINAV NDDLUS LU0274210672 S 593 30 R EUR - 0.16 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XMUS SW XMUS.S XMUSINAV NDDLUS LU0274210672 S 593 30 R USD - 1.71 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 15-May-07 SIX
London Stock Exchange XMUD LN XMUD.L XMUSINVG NDDLUS LU0274210672 S 593 30 R USD - 0.06 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMUS LN XMUS.L XMUSINVG NDDLUS LU0274210672 S 593 30 R GB-p - 0.27 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XUS FP XUS.PA XMUSINVG NDDLUS LU0274210672 S 593 30 R EUR - 0.18 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 10-Mar-08 EN Par
Boerse Stuttgart XMUS GS XMUS.SG XMUSINAV NDDLUS LU0274210672 S 593 30 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 8-Jan-07 Stutt
NASDAQ OMX Stockholm XMUS SS XMUS.ST - NDDLUS LU0274210672 S 593 30 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
ETFlab MSCI USA ETFUSAC GY ETFUSAC.DE IUSAC MXUS DE000ETFL268 593 593 30* Q EUR 33.76 0.01 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 8-Jun-09 Xetra
Boerse Stuttgart ETFUSAC GS ETFUSAC.SG IUSAC MXUS DE000ETFL268 593 593 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 8-Jun-09 Stutt
Lyxor ETF MSCI USA USA FP USA.PA INUSA MXUS FR0010296061 S 593 35 A (Sept) EUR 515.55 1.98 French FCP Swaps III A, FR, G, IT, SW, MX No No Lyxor AM 30-Mar-06 EN Par
Deutsche Boerse LYXUSA GY LYXUSA.DE INUSA MXUS FR0010296061 S 593 35 A (Sept) EUR - 0.96 French FCP Swaps III A, FR, G, IT, SW, MX No No Lyxor AM 30-Aug-06 Xetra
Borsa Italiana LUSA IM LUSA.MI INUSA MXUS FR0010296061 S 593 35 A (Sept) EUR - 1.10 French FCP Swaps III A, FR, G, IT, SW, MX No No Lyxor AM 14-Sep-06 Milan
SIX Swiss Exchange LYUSA SW LYUSA.S VLLYUSA MXUS FR0010372193 S 593 35 A (Sept) USD - 0.91 French FCP Swaps III A, FR, G, IT, SW, MX No No Lyxor AM 17-Jan-07 SIX
Boerse Stuttgart LYXUSA GS - INUSA MXUS FR0010296061 S 593 35 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, MX No No Lyxor AM 30-Aug-06 Stutt
Lyxor ETF MSCI USA LMUS LN LMUS.L NVLLMUS NDDUUS FR0010551630 S 593 35 A (Sept) GB-p 21.89 0.01 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
London Stock Exchange LMUU LN LMUU.L NVLLMUS NDDUUS FR0010551630 S 593 35 A (Sept) USD - 0.35 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
UBS-ETF MSCI USA USACHA SW USACHA.S FDJNAV MSDLUS LU0136234654 593 593 30 S (Jan, Jul) CHF 858.18 0.47 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 13-Nov-01 SIX
Deutsche Boerse USAEUA GY FDUSIA.DE FDJNAVF MSDLUS LU0136234654 593 593 30 S (Jan, Jul) EUR - 0.19 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 19-Mar-02 Xetra
SIX Swiss Exchange USAUSA SW USAUSA.S FDJNAVV MSDLUS LU0136234654 593 593 30 S (Jan, Jul) USD - 3.47 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 6-May-02 SIX
Boerse Stuttgart USAEUA GS USAEUA.SG FDJNAVF MSDLUS LU0136234654 593 593 30 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 19-Mar-02 Stutt
Borsa Italiana USAEUA IM - - MSDLUS LU0136234654 593 593 30 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 4-Jun-10 Milan
SIX Swiss Exchange USAGBA SW USAGBA.S - MSDLUS LU0136234654 593 593 30 S (Jan, Jul) GBP - 0.09 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 1-Jun-10 SIX
UBS-ETF MSCI USA I USAUSI SW USAUSI.S FDJNAVV MSDUUS LU0446735259 593 593 18 S (Jan, Jul) USD - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse USAEUI GY - FDJNAVV MSDUUS LU0446735259 593 593 18 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart USAEUI GS USAEUI.SG IUSAUSI MSDUUS LU0446735259 593 593 18 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 23-Nov-09 Stutt
Borsa Italiana USAEUI IM - - MSDUUS LU0446735259 593 593 18 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, IT, S Yes - UBS GAM 28-May-10 Milan
MSCI USA Source ETF SMSUSA GY SMSUSA.DE SMSUSAIN NDDUUS IE00B60SX170 S 593 30 R EUR 223.62 0.16 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
CS ETF (IE) on MSCI USA CSUS SW CSUS.S IXM042 NDDUUS IE00B52SFT06 593 593 33 R USD 13.19 0.02 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR4 GY SXR4.DE IXM042 NDDUUS IE00B52SFT06 593 593 33 R USD - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSUS IM CSUS.MI IXM0421 NDDUUS IE00B52SFT06 593 593 33 R EUR - 0.07 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
HSBC MSCI USA ETF HMUS LN HMUS.L HMUSGBPI MXUS IE00B5WFQ436 593 593 30 S GB-p 24.14 0.15 Irish VCIC Stocks (Fully Rep) III UK, SW - Yes HSBC 2-Jun-10 LSE
ComStage ETF MSCI USA Large Cap TRN CBMLCUUS GR CBMINUSL.DE CNAVMLUS MLCUUSAN LU0392495882 S 274 25 R EUR 12.92 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBMLCUUS GS CBMINUSL.SG CNAVMLUS MLCUUSAN LU0392495882 S 274 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X021US SW CBMINUSLUS.S - MLCUUSAN LU0392495882 S 274 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBMLCUUS SW CBMINUSL.S - MLCUUSAN LU0392495882 S 274 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX

CS ETF (IE) on MSCI USA Large Cap CSUSL SW CSUSL.S IXM006 MLCLUSAN IE00B3VWLJ14 274 274 33 R USD 89.45 0.13 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSUSL IM CSUSL.MI IXM0061 MLCLUSAN IE00B3VWLJ14 274 274 33 R EUR - 0.02 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRF GY SXRF.DE IXM006 MLCLUSAN IE00B3VWLJ14 274 274 33 R USD - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
ETFlab MSCI USA LC ETFUSLC GY ETFUSLC.DE IUSLC MLCUUSA DE000ETFL094 274 274 30* Q EUR 65.11 0.05 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Aug-08 Xetra
Boerse Stuttgart ETFUSLC GS ETFUSLC.SG IUSLC MLCUUSA DE000ETFL094 274 274 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 29-Aug-08 Stutt
ComStage ETF MSCI USA Mid Cap TRN CBMMDUUS GR CBMINUSM.DE CNAVMMUS MMDUUSAN LU0392495965 S 319 35 R EUR 16.01 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBMMDUUS GS CBMINUSM.SG CNAVMMUS MMDUUSAN LU0392495965 S 319 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X022US SW CBMINUSMUS.S - MMDUUSAN LU0392495965 S 319 35 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBMMDUUS SW CBMINUSM.S - MMDUUSAN LU0392495965 S 319 35 R CHF - 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
ETFlab MSCI USA MC ETFUSMC GY ETFUSMC.DE IUSMC MXUSMC DE000ETFL276 326 326 30* Q EUR 8.72 0.02 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 8-Jun-09 Xetra
Boerse Stuttgart ETFUSMC GS ETFUSMC.SG IUSMC MXUSMC DE000ETFL276 326 326 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 8-Jun-09 Stutt
ComStage ETF MSCI USA Small Cap TRN CBNCUDUS GR CBMINUSS.DE CNAVNCUS NCUDUS LU0392496005 S 1,970 35 R EUR 34.58 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNCUDUS GS CBMINUSS.SG CNAVNCUS NCUDUS LU0392496005 S 1,970 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X023US SW CBMINUSSUS.S - NCUDUS LU0392496005 S 1,970 35 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNCUDUS SW CBMINUSS.S - NCUDUS LU0392496005 S 1,970 35 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
CS ETF (IE) on MSCI USA Small Cap CSUSS SW CSUSS.S IXM007 NCLDUS IE00B3VWM098 957 1,955 43 R USD 78.51 0.07 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSUSS IM CSUSS.MI IXM0071 NCLDUS IE00B3VWM098 957 1,955 43 R EUR - 0.04 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRG GY SXRG.DE IXM007 NCLDUS IE00B3VWM098 957 1,955 43 R USD - 0.00 Irish VCIC Stocks (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
PowerShares EQQQ Fund EQQQ IM EQQQ.MI EQIPV NDX IE0032077012 100 100 30 Q EUR 719.06 2.07 Irish VCIC Stocks (Fully Rep) III B, FR, G, I, UK , SW, IT Yes - PowerShares 26-Jun-03 Milan
Deutsche Boerse NAET GY EQQQ.DE EQIPV NDX IE0032077012 100 100 30 Q EUR - 0.14 Irish VCIC Stocks (Fully Rep) III B, FR, G, I, UK , SW, IT Yes - PowerShares 12-Jan-05 Xetra
SIX Swiss Exchange EQQQ SW EQQQ.S EQIPV NDX IE0032077012 100 100 30 Q USD - 0.38 Irish VCIC Stocks (Fully Rep) III B, FR, G, I, UK , SW, IT Yes - PowerShares 16-Sep-04 SIX
London Stock Exchange EQQQ LN EQQQ.L EQIPV NDX IE0032077012 100 100 30 Q GB-p - 0.87 Irish VCIC Stocks (Fully Rep) III B, FR, G, I, UK , SW, IT Yes - PowerShares 2-Aug-05 LSE
NYSE Euronext Paris EQQQ FP EQQQ.FP EQIPV NDX IE0032077012 100 100 30 Q EUR - 0.35 Irish VCIC Stocks (Fully Rep) III B, FR, G, I, UK , SW, IT Yes - PowerShares 25-Jan-08 EN Par
PowerShares QQQ QQQQ TQ - - NDX US73935A1043 100 100 20 Q USD 21,830.54 0.00 Unit Invest. Trust Stocks (Fully Rep) No US, MX, UK No - PowerShares 23-Apr-10 Turq
iShares NASDAQ-100 (DE) NDXEX GY NDXEX.DE NDXNAV NDX DE000A0F5UF5 100 100 32 Up to 4x EUR 237.94 1.80 German Index Fund Stocks (Fully Rep) III A, FR, G, N No No iShares 13-Apr-06 Xetra
NYSE Euronext Paris SXA FP SXA.PA NDXNAV NDX DE000A0F5UF5 100 100 32 Up to 4x EUR - 0.31 German Index Fund Stocks (Fully Rep) III A, FR, G, N No No iShares 28-Apr-08 EN Par
Boerse Stuttgart NDXEX GS NDXEX.SG NDXNAV NDX DE000A0F5UF5 100 100 32 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, FR, G, N No No iShares 11-Apr-06 Stutt
Lyxor ETF NASDAQ 100 UST FP USTE.PA INUST NDX FR0007063177 S 100 30 A EUR 277.59 2.67 French FCP Swaps III FR, G, IT, HK, SP, SG No No Lyxor AM 13-Dec-01 EN Par
Borsa Italiana UST IM USTE.MI INUST NDX FR0007063177 S 100 30 A EUR - 0.39 French FCP Swaps III FR, G, IT, HK, SP, SG No No Lyxor AM 22-Nov-02 Milan
Deutsche Boerse LYMS GY USTE.DE INUST NDX FR0007063177 S 100 30 A EUR - 0.27 French FCP Swaps III FR, G, IT, HK, SP, SG No No Lyxor AM 12-Mar-03 Xetra
Bolsa de Madrid UST SM UST.MC INUST NDX FR0007063177 S 100 30 A EUR - 0.07 French FCP Swaps III FR, G, IT, HK, SP, SG No No Lyxor AM 12-Jul-07 Madrid
Boerse Stuttgart LYMS GS - INUST NDX FR0007063177 S 100 30 A EUR - 0.00 French FCP Swaps III FR, G, IT, HK, SP, SG No No Lyxor AM 29-Nov-02 Stutt
ComStage ETF Nasdaq-100 CBNDX GY CBNDX.DE CNAVNDX NDX LU0378449770 S 100 25 R EUR 92.00 0.08 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBNDX GS CBNDX.SG CNAVNDX NDX LU0378449770 S 100 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C011US SW CBNDXUS.S - NDX LU0378449770 S 100 25 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDX SW CBNDX.S - NDX LU0378449770 S 100 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
CS ETF (IE) on Nasdaq 100 CSNDX SW CSNDX.S IXM034 NDX IE00B53SZB19 100 100 33 R USD 28.09 0.05 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-Jan-10 SIX
Deutsche Boerse SXRV GY SXRV.DE IXM034 NDX IE00B53SZB19 100 100 33 R USD - 0.00 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSNDX IM CSNDX.MI IXM0341 NDX IE00B53SZB19 100 100 33 R EUR - 0.09 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
NASDAQ 100 ETF N100ETF SS - - NDX SE0003045863 S 100 40 A SEK 2.84 0.02 Swedish mutual fund Futures III S No No HQ Fonder 17-Dec-09 OMX Sto
AMUNDI ETF Nasdaq 100 ANX FP ANX.PA INANX XNDX FR0010892216 S 100 23 R EUR 20.42 0.17 French FCP Swaps III FR, G, IT No No Amundi 15-Jun-10 EN Par
PowerShares FTSE RAFI US 1000 Fund PSRF LN PSRFG.L FABH FR10 IE00B23D8S39 1,000 1,000 39 Q GB-p 19.34 0.31 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSA GY 6PSA.DE FABH FR10 IE00B23D8S39 1,000 1,000 39 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 12-Nov-07 Xetra
Borsa Italiana PFT IM PFT.MI FABH FR10 IE00B23D8S39 1,000 1,000 39 Q EUR - 0.06 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 26-Nov-07 Milan
NYSE Euronext Paris PFT FP PSPFT.PA FABH FR10 IE00B23D8S39 1,000 1,000 39 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 15-Feb-08 EN Par
PowerShares Dynamic US Market Fund PSWC LN PSWCG.L FABN DYI IE00B23D9240 100 100 75 Q GB-p 22.85 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSH GY 6PSH.DE FABN DYI IE00B23D9240 100 100 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 12-Nov-07 Xetra
Borsa Italiana PWC IM PWC.MI FABN DYI IE00B23D9240 100 100 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 18-Jan-08 Milan
NYSE Euronext Paris PWC FP PSPWC.PA FABN DYI IE00B23D9240 100 100 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 9-Jul-08 EN Par
iShares Dow Jones Industrial Average (DE) INDUEX GY DJIEX.DE INDUNAV INDU DE0006289390 30 30 52 Up to 4x EUR 214.83 2.38 German Index Fund Stocks (Fully Rep) No G No No iShares 24-Sep-01 Xetra
Boerse Stuttgart INDUEX GS DJIEX.SG INDUNAV INDU DE0006289390 30 30 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) No G No No iShares 24-Sep-01 Stutt
SPDR Dow Jones Industrial Average ETF DIA NA DIA.AS VLDIA INDU US2527871063 30 30 16.7 M EUR 8,046.66 0.12 US Unit Investment Trust Stocks (Fully Rep) No N , US, MX, SG, UK No - SSgA 19-Sep-03 EN Ams
Turquoise DIA TQ - - INDU US78467X1090 30 30 16.7 M USD - 0.00 US Unit Investment Trust Stocks (Fully Rep) No N, US, MX, SG, UK No - SSgA 23-Apr-10 Turq
ComStage ETF Dow Jones Industrial Average CBINDU GY CBDJI.DE CNAVINDU INDU LU0378437502 S 30 45 R EUR 178.11 2.82 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBINDU GS CBDJI.SG CNAVINDU INDU LU0378437502 S 30 45 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C010US SW CBDJIUS.S - INDU LU0378437502 S 30 45 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBINDU SW CBDJI.S - INDU LU0378437502 S 30 45 R CHF - 0.10 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
Lyxor ETF Dow Jones Industrial Average DJE FP DJE.PA INDJE INDU FR0007056841 S 30 50 A (Sept) EUR 567.42 1.95 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 17-May-01 EN Par
Borsa Italiana DJE IM DJE.MI INDJE INDU FR0007056841 S 30 50 A (Sept) EUR - 1.06 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 22-Nov-02 Milan
SIX Swiss Exchange DJE SW DJE.S INDJE INDU FR0007056841 S 30 50 A (Sept) EUR - 0.09 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 15-Sep-04 SIX
Wiener Borse DJE AV FR0007056841.VI INDJE INDU FR0007056841 S 30 50 A (Sept) EUR - 0.04 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 21-Nov-05 ATX
Deutsche Boerse DJAM GY DJE.DE INDJE INDU FR0007056841 S 30 50 A (Sept) EUR - 1.87 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 29-Nov-02 Xetra
Bolsa de Madrid DJE SM DJE.MC INDJE INDU FR0007056841 S 30 50 A (Sept) EUR - 0.03 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 12-Jul-07 Madrid
Boerse Stuttgart DJAM GS - INDJE INDU FR0007056841 S 30 50 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SP, SW, SG No No Lyxor AM 29-Nov-02 Stutt

Lyxor ETF Dow Jones Industrial Average LIND LN LIND.L NVLLIND DJINR FR0010551622 S 30 50 A (Sept) GB-p 19.44 0.02 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
London Stock Exchange LINU LN LINU.L NVLLIND DJINR FR0010551622 S 30 50 A (Sept) USD - 0.13 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
CS ETF (IE) on Dow Jones Industrial Average CSINDU SW CSINDU.S IXM033 DJINR IE00B53L4350 30 30 33 R USD 14.23 0.08 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 27-Jan-10 SIX
Deutsche Boerse SXRU GY SXRU.DE IXM033 DJINR IE00B53L4350 30 30 33 R USD - 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSINDU IM CSINDU.MI IXM0331 DJINR IE00B53L4350 30 30 33 R EUR - 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
Dow Jones Industrial Average Source ETF Source Planned
Lyxor ETF FTSE RAFI US 1000 RUA FP RUA.PA INRUA FR10 FR0010400804 S 983 75 A (Sept) EUR 67.37 0.11 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 14-Feb-07 EN Par
Deutsche Boerse LYXRUA GY LYXRUA.DE INRUA FR10 FR0010400804 S 983 75 A (Sept) EUR - 0.01 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 24-May-07 Xetra
Borsa Italiana RUSA IM RUSA.MI INRUA FR10 FR0010400804 S 983 75 A (Sept) EUR - 0.07 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 4-Sep-07 Milan
Boerse Stuttgart LYXRUA GS - INRUA FR11 FR0010400804 S 983 75 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, HK No No Lyxor AM 21-Apr-07 Stutt
iShares S&P SmallCap 600 ISP6 LN ISP6.L INAVSPG SML IE00B2QWCY14 439 600 40 S GB-p 41.39 0.50 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 12-May-08 LSE
London Stock Exchange IDP6 LN IDP6.L INAVSPG SML IE00B2QWCY14 439 600 40 S USD - 0.22 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 12-May-08 LSE
Deutsche Boerse IUS3 GY - INAVSPG SML DE000A0RFEB1 439 600 40 S EUR - 0.22 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Xetra
Boerse Stuttgart IUS3 GS IUS3.SG INAVSPG SML DE000A0RFEB1 439 600 40 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Stutt
EasyETF Russell 1000 EREEUR FP EREEUR.PA INEREEUR RU10INTR FR0010616292 S 1,000 35 R EUR 95.78 0.13 French FCP Swaps III FR, G, A, CL No - EasyETF 3-Jul-08 EN Par
NYSE Euronext Paris ERDUSD FP ERDUSD.PA INERDUSD RU10INTR FR0010618835 S 1,000 35 R USD - 0.07 French FCP Swaps III FR, G, A, CL No - EasyETF 3-Jul-08 EN Par
Deutsche Boerse EREEUR GR EREEUR.DE INEREEUR RU10INTR FR0010616292 S 1,000 35 R EUR - 0.00 French FCP Swaps III FR, G, A, CL No - EasyETF 3-Jun-09 Xetra
ETFX Russell 1000 Fund ETLK ID - INRON RU10N30U IE00B3CNHH32 S 1,000 35 R EUR 4.38 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange RONE LN - INRON RU10N30U IE00B3CNHH32 S 1,000 35 R USD - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 10-Nov-08 LSE
London Stock Exchange RONP LN - INRON RU10N30U IE00B3CNHH32 S 1,000 35 R GB-p - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
Deutsche Boerse ETLY GY - INRON RU10N30U DE000A0Q8ND6 S 1,000 35 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 12-Dec-08 Xetra
NYSE Euronext Amsterdam RONE NA RONE.AS INRON RU10N30U IE00B3CNHH32 S 1,000 35 R EUR - 0.02 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 26-Sep-08 EN Ams
Borsa Italiana RONE IM RONE.MI INRON RU10N30U IE00B3CNHH32 S 1,000 35 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
iShares Russell 2000 Index Fund IWM TQ - - RU20INTR US4642876555 2,006 2,006 28 Q USD 12,908.05 0.00 1940 Act Fund Stocks (Fully Rep) No AU, MX, US, CL, UK No No iShares 23-Apr-10 Turq
ETFX Russell 2000 Fund ETLL ID - INRTW RU20N30U IE00B3CNHJ55 S 2,006 45 R EUR 20.50 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange RTWO LN - INRTW RU20N30U IE00B3CNHJ55 S 2,006 45 R USD - 0.08 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange RTWP LN - INRTW RU20N30U IE00B3CNHJ55 S 2,006 45 R GB-p - 0.10 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
Deutsche Boerse ETLZ GY - INRTW RU20N30U DE000A0Q8NE4 S 2,006 45 R EUR - 0.02 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 12-Dec-08 Xetra
NYSE Euronext Amsterdam RTWO NA RTWO.AS INRTW RU20N30U IE00B3CNHJ55 S 2,006 45 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 EN Ams
Borsa Italiana RTWO IM RTWO.MI INRTW RU20N30U IE00B3CNHJ55 S 2,006 45 R EUR - 0.05 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
db x-trackers - Russell 2000 XRU2 GY XRU2.DE XR2KINAV RU20N30U LU0322248658 S 2,006 45 None EUR 92.27 0.29 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 11-Mar-09 Xetra
Borsa Italiana XRU2 IM XRU2.MI XR2KINAC RU20N30U LU0322248658 S 2,006 45 None EUR - 0.45 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 3-Apr-09 Milan
NYSE Euronext Paris XRU FP XRU.PA XR2KINAC RU20N30U LU0322248658 S 2,006 45 None EUR - 0.50 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 3-Jun-09 EN Par
Boerse Stuttgart XRU2 GS XRU2.SG XR2KINAH RU20N30U LU0322248658 S 2,006 45 None EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 11-Mar-09 Stutt
London Stock Exchange XRU2 LN XRU2.L XR2KINAU RU20N30U LU0322248658 S 2,006 45 None GB-p - 0.25 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 28-May-09 LSE
London Stock Exchange XRUD LN XRUD.L XR2KINAS RU20N30U LU0322248658 S 2,006 45 None USD - 0.37 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 28-May-09 LSE
SIX Swiss Exchange XRUD SW XRUD.S XR2KINAG RU20N30U LU0322248658 S 2,006 45 None USD - 0.06 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SG, SW, S, UK Seeking Will Seek db x-trackers 2-Nov-09 SIX
Russell 2000 Source ETF SR2000 GY SR2000.DE SR2000IN RU20INTR IE00B60SX402 S 2,006 45 R EUR 63.66 0.23 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
Country exposure Canada

UBS-ETF MSCI Canada CANCDA SW CANCDA.S ICANCDA MSDLCA LU0446734872 100 100 45 S (Jan, Jul) CAD 63.42 0.09 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse CANEUA GY - - MSDLCA LU0446734872 100 100 45 S (Jan, Jul) EUR - 0.14 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart CANEUA GS CANEUA.SG - MSDLCA LU0446734872 100 100 45 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 23-Nov-09 Stutt
Borsa Italiana CANEUA IM - ICANEUAI MSDLCA LU0446734872 100 100 45 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 4-Jun-10 Milan
UBS-ETF MSCI Canada I CANCDI SW CANCDI.S ICANCDIS MSDLCA LU0446734955 100 100 28 S (Jan, Jul) CAD - 0.03 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, NL, AU, IT Yes - UBS GAM 14-Dec-09 SIX
Deutsche Boerse CANEUI GY CANEUI.DE ICANEUIG MSDLCA LU0446734955 100 100 28 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, NL, AU, IT Yes - UBS GAM 14-Dec-09 Xetra
Boerse Stuttgart CANEUI GS CANEUI.SG ICANCDIS MSDLCA LU0446734955 100 100 28 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, NL, AU, IT Yes - UBS GAM 12-Jan-10 Stutt
Borsa Italiana CANEUI IM - ICANEUII MSDLCA LU0446734955 100 100 28 S (Jan, Jul) EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III G, L, UK, SW, NL, AU, IT Yes - UBS GAM 4-Jun-10 Milan
iShares MSCI Canada SCAN LN - ICAINAVG NDDUCA IE00B534JR37 100 100 59 R GB-p 18.05 0.04 Irish VCIC Stocks (Fully Rep) III A, G, IT, UK, L No Yes iShares 25-Jan-10 LSE
London Stock Exchange ICAN LN - ICAINAVG NDDUCA IE00B534JR37 100 100 59 R USD - 0.14 Irish VCIC Stocks (Fully Rep) III A, G, IT, UK, L No Yes iShares 25-Jan-10 LSE
CS ETF (IE) on MSCI Canada CSCA SW CSCA.S IXM040 NDDLCA IE00B52SF786 100 100 48 R CAD 29.67 0.08 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jan-10 SIX
Deutsche Boerse SXR2 GY SXR2.DE IXM0401 NDDLCA IE00B52SF786 100 100 48 R EUR - 0.01 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 11-Mar-10 Xetra
Borsa Italiana CSCA IM CSCA.MI IXM0401 NDDLCA IE00B52SF786 100 100 48 R EUR - 0.13 Irish VCIC Stocks (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 9-Mar-10 Milan
db x-trackers MSCI Canada TRN Index ETF D5BH GY D5BH.DE D5BJINVE NDDUCA LU0476289540 S 100 35 R EUR 7.01 0.13 Luxembourg Part 1 SICAV Swaps III SW, G, L Will Seek Will Seek db x-trackers 12-May-10 Xetra
London Stock Exchange XCAN LN XCAN.L D5BIINVE NDDUCA LU0476289540 S 100 35 R GB-p - 0.08 Luxembourg Part 1 SICAV Swaps III SW, G, L Will Seek Will Seek db x-trackers 10-May-10 LSE
London Stock Exchange XCAD LN XCAD.L D5BHINVE NDDUCA LU0476289540 S 100 35 R USD - 0.08 Luxembourg Part 1 SICAV Swaps III SW, G, L Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XCAN IM XCAN.MI NDDUCA LU0476289540 S 100 35 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III SW, G, L Will Seek Will Seek db x-trackers 26-Jul-10 Milan
Lyxor ETF S&P TSX 60 Canada LCAU LN LCAU.L SPTSX60 LU0496786814 S 60 45 A USD 50.92 0.01 Luxembourg SICAV Swaps III UK, G , IT, F, SW Yes Will Seek Lyxor AM 18-May-10 LSE
London Stock Exchange LCAN LN LCAN.L SPTSX60 LU0496786814 S 60 45 A GB-p - 0.01 Luxembourg SICAV Swaps III UK, G , IT, F, SW Yes Will Seek Lyxor AM 18-May-10 LSE
Lyxor ETF S&P TSX 60 - A LYPT GY LYXSPTSX.DE SPTSX60 LU0496786731 S 60 45 A EUR - 0.04 Luxembourg SICAV Swaps III UK, G , IT, F, SW No No Lyxor AM 21-May-10 Xetra

Emerging markets – equity
Global
iShares MSCI Emerging Markets IEEM LN IEEM.L INAVEMKP MXEF IE00B0M63177 329 767 75 Q GB-p 4,158.98 8.97 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 21-Nov-05 LSE
NYSE Euronext Amsterdam IEMM NA IEEM.AS INAVEMKE MXEF IE00B0M63177 329 767 75 Q EUR - 3.18 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQE GY IQQE.DE INAVEMKE MXEF DE000A0HGZT7 329 767 75 Q EUR - 3.49 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 23-Feb-06 Xetra
Borsa Italiana IEEM IM IEEM.MI INAVEMKE MXEF IE00B0M63177 329 767 75 Q EUR - 3.28 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IEEM SW IEEM.S INAVEMKU MXEF IE00B0M63177 329 767 75 Q USD - 3.06 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IEM FP IEEM.PA INAVEMKE MXEF IE00B0M63177 329 767 75 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 12-Jun-06 EN Par
London Stock Exchange IDEM LN IDEM.L INAVEMKU MXEF IE00B0M63177 329 767 75 Q USD - 5.51 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQE GS IQQE.SG INAVEMKE MXEF DE000A0HGZT7 329 767 75 Q EUR - 0.04 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 23-Feb-06 Stutt
Chi-X IEEM IX - - MXEF IE00B0M63177 329 767 75 Q GB-p - 0.00 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 17-Jun-09 Chi-X
iShares MSCI Emerging Markets EEM TQ - - MXEF US4642872349 382 767 72 S USD 44,906.14 0.00 1940 Act Fund Stocks No AU, MX, US, CL, UK No No iShares 23-Apr-10 Turq
iShares MSCI Emerging Markets (Acc) IEMA LN IEAM.L INAVIEMG NDUEEGF IE00B4L5YC18 319 767 75 R USD 43.06 0.03 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
London Stock Exchange SEMA LN SEMA.L INAVIEMG NDUEEGF IE00B4L5YC18 319 767 75 R GB-p - 0.20 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
NYSE Euronext Amsterdam IEMA NA IEMA.AS INAVIEMG NDUEEGF IE00B4L5YC18 319 767 75 R EUR - 0.11 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 13-Oct-09 EN Ams
Borsa Italiana SEMA IM - INAVIEMG NDUEEGF IE00B4L5YC18 319 767 75 R EUR - 0.10 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNM GR - INAVIEMG NDUEEGF DE000A0YBR46 319 767 75 R EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 29-Sep-09 Xetra
db x-trackers MSCI Emerging Market TRN Index ETF XMEM GY XMEM.DE XMEMINAV NDUEEGF LU0292107645 S 767 65 R EUR 4,112.98 12.18 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XMEM IM XMEM.DE XMEMINAV NDUEEGF LU0292107645 S 767 65 R EUR - 2.08 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XMEM SW XMEM.S XMEMINVU NDUEEGF LU0292107645 S 767 65 R USD - 5.91 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 6-Aug-07 SIX
London Stock Exchange XMEM LN XMEM.L XMEMINVG NDUEEGF LU0292107645 S 767 65 R GB-p - 1.35 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMMD LN XMMD.L XMEMINVG NDUEEGF LU0292107645 S 767 65 R USD - 0.42 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XEM FP DBXEM.PA XMEMINAV NDUEEGF LU0292107645 S 767 65 R EUR - 0.83 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 11-Feb-08 EN Par
Boerse Stuttgart XMEM GS XMEM.SG XMEMINAV NDUEEGF LU0292107645 S 767 65 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XMEM SS XMEM.ST - NDUEEGF LU0292107645 S 767 65 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
Lyxor ETF MSCI Emerging Markets LEM FP LYXLEM.PA INLEM MXEF FR0010429068 S 767 65 A (Sept) EUR 1,205.85 2.57 French FCP Swaps III FR, G, IT, SP, HK, SW, SG No No Lyxor AM 12-Jun-07 EN Par
Deutsche Boerse LYXLEM GY LYXLEM.DE INLEM MXEF FR0010429068 S 767 65 A (Sept) EUR - 1.22 French FCP Swaps III FR, G, IT, SP, HK, SW, SG No No Lyxor AM 29-Jun-07 Xetra
Borsa Italiana EMKT IM EMKT.MI INLEM MXEF FR0010429068 S 767 65 A (Sept) EUR - 1.42 French FCP Swaps III FR, G, IT, SP, HK, SW, SG No No Lyxor AM 28-Sep-07 Milan
Bolsa de Madrid LEM SM LEML.MC INLEM MXEF FR0010429068 S 767 65 A (Sept) EUR - 0.23 French FCP Swaps III FR, G, IT, SP, HK, SW, SG No No Lyxor AM 30-Oct-07 Madrid
SIX Swiss Exchange LYLEM SW LYLEM.S INLEM MXEF FR0010435297 S 767 65 A (Sept) USD - 0.41 French FCP Swaps III FR, G, IT, SP, HK, SW, SG No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXLEM GS - INLEM MXEF FR0010429068 S 767 65 A (Sept) EUR - 0.03 French FCP Swaps III FR, G, IT, SP, HK, SW, SG No No Lyxor AM 29-Aug-07 Stutt
Lyxor ETF MSCI Emerging Markets LEME LN LEME.L NVLLEME NDUEEGF FR0010526780 S 767 65 A (Sept) GB-p 24.13 0.22 French SICAV Swaps III UK Yes Will Seek Lyxor AM 14-Jan-08 LSE
London Stock Exchange LEMU LN LEMU.L NVLLEME NDUEEGF FR0010526780 S 767 65 A (Sept) USD - 0.01 French SICAV Swaps III UK Yes Will Seek Lyxor AM 14-Jan-08 LSE
CS ETF (Lux) on MSCI Emerging Markets CSEM SW CSEM.S IXM028 NDUEEGF LU0254097446 156 767 74 S USD 823.27 2.65 Luxembourg FCP - Part I Stocks (Optimized) III A, SW, G, IT, L, UK No Yes Credit Suisse 30-Jun-06 SIX
Borsa Italiana CSEM IM CSEM.MI IXM0281 NDUEEGF LU0254097446 156 767 74 S EUR - 0.76 Luxembourg FCP - Part I Stocks (Optimized) III A, SW, G, IT, L, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse XMHB GY XMHB.DE IXM0281 NDUEEGF LU0254097446 156 767 74 S USD - 0.05 Luxembourg FCP - Part I Stocks (Optimized) III A, SW, G, IT, L, UK No Yes Credit Suisse 25-Nov-09 Xetra
MSCI Emerging Markets Source ETF MXFS LN MXFS.L INMXFS NDUEEGF IE00B3DWVS88 S 767 65 R USD 1,354.83 1.29 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 29-Apr-10 LSE
Vanguard Emerging Markets ETF VWO TQ - - NDUEEGF US9220428588 836 767 27 A (Dec) USD 36,107.28 0.00 1940 Act Fund Stocks No US, UK, MX No No Vanguard 23-Apr-10 Turq
ETFlab MSCI Emerging Markets ETFEMMA GY ETFEMMA.DE IEMMA M1EF DE000ETFL342 S 767 65* R EUR 6.39 0.00 German §63 InvG Swaps III G No - ETFlab 20-Jul-10 Xetra
iShares MSCI Emerging Markets SmallCap IEMS LN IEMS.L INAVEMSG MSLUEMR IE00B3F81G20 278 1,638 74 S USD 110.74 0.06 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 9-Mar-09 LSE
London Stock Exchange SEMS LN SEMS.L INAVEMSG MSLUEMR IE00B3F81G20 278 1,638 74 S GB-p - 0.87 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 10-Mar-09 LSE
Deutsche Boerse EUNI GR - INAVEMSG MSLUEMR DE000A0YBR04 278 1,638 74 S EUR - 0.01 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Oct-09 Xetra
PowerShares FTSE RAFI Emerging Markets Fund PSRM LN PSDE.L PSDEEU FREM IE00B23D9570 294 350 85 Q GB-p 11.52 0.02 Irish VCIC Stocks (Optimized) III FR, G, UK, IT, SW Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSK GY 6PSK.DE PSDEEU FREM IE00B23D9570 294 350 85 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III FR, G, UK, IT, SW Yes - PowerShares 19-Nov-07 Xetra
Borsa Italiana PEH IM PEH.MI PSDEEU FREM IE00B23D9570 294 350 85 Q EUR - 0.01 Irish VCIC Stocks (Optimized) III FR, G, UK, IT, SW Yes - PowerShares 23-Jan-08 Milan
NYSE Euronext Paris PEH FP PSPEH.PA PSDEEU FREM IE00B23D9570 294 350 85 Q EUR - 0.01 Irish VCIC Stocks (Optimized) III FR, G, UK, IT, SW Yes - PowerShares 10-Mar-08 EN Par
SIX Swiss Exchange PEHH SW PEHH.S - FREM IE00B23D9570 294 350 85 Q USD - 0.00 Irish VCIC Stocks (Optimized) III FR, G, UK, IT, SW Yes - PowerShares 3-May-10 SIX
db x-trackers S&P SELECT FRONTIER XSFR LN XSFR.L XSFRINVG SPSFN LU0328476410 S 30 95 R GB-p 35.37 0.01 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 8-Feb-08 LSE
London Stock Exchange XSFD LN XSFD.L XSFRINVG SPSFN LU0328476410 S 30 95 R USD - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 8-Feb-08 LSE
Deutsche Boerse XSFR GY XSFR.DE XSFR INAV SPSFN LU0328476410 S 30 95 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 14-Feb-08 Xetra
Borsa Italiana XSFR IM XSFR.MI XSFR INAV SPSFN LU0328476410 S 30 95 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 14-Mar-08 Milan
SIX Swiss Exchange XSFR SW XSFR.S XSFR INAV SPSFN LU0328476410 S 30 95 R CHF - 0.02 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 17-Nov-08 SIX
Boerse Stuttgart XSFR GS XSFR.SG XSFRINVG SPSFN LU0328476410 S 30 95 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 15-Jan-08 Stutt
iShares FTSE BRIC 50 BRIC LN BRIC.L INAVFBRU FBRIC IE00B1W57M07 50 50 74 S GB-p 914.21 0.89 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 23-Apr-07 LSE
London Stock Exchange DBRC LN DBRC.L INAVFBRU FBRIC IE00B1W57M07 50 50 74 S USD - 0.17 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 23-Apr-07 LSE
NYSE Euronext Amsterdam BRIC NA BRIC.AS INAVFBRE FBRIC IE00B1W57M07 50 50 74 S EUR - 0.93 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 4-Sep-07 EN Ams
Deutsche Boerse IQQ9 GY IQQ9.DE INAVFBRE FBRIC DE000A0MSAE7 50 50 74 S EUR - 1.12 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 26-Sep-07 Xetra
NYSE Euronext Paris BRC FP BRC.PA INAVFBRE FBRIC IE00B1W57M07 50 50 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 6-Nov-07 EN Par
Borsa Italiana BR50 IM BR50.MI INAVFBRG FBRIC IE00B1W57M07 50 50 74 S EUR - 1.29 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 30-Nov-07 Milan
SIX Swiss Exchange BRIC SW BRIC.S INAVFBRU FBRIC IE00B1W57M07 50 50 74 S USD - 0.58 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 5-Dec-07 SIX
Boerse Stuttgart IQQ9 GS IQQ9.SG INAVFBRE FBRIC DE000A0MSAE7 50 50 74 S EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 26-Sep-07 Stutt
Market Access Daxglobal Bric Index Fund M9SH GY A0MU3U.DE DXGBRCNV D1A1 LU0269999792 S 40 70 R EUR 70.06 0.25 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 9-Jul-07 Xetra
NYSE Euronext Amsterdam MABI NA MABI.AS VLABI D1A1 LU0269999792 S 40 70 R EUR - 0.02 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 27-Jul-07 EN Ams
Wiener Borse MABI AV LU0269999792.VI DXGBRCNV D1A1 LU0269999792 S 40 70 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 4-Dec-07 ATX
SIX Swiss Exchange MABI SW MABI.S DXGBRCNV D1A1 LU0269999792 S 40 70 R USD - 0.05 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 19-Dec-07 SIX
Borsa Italiana BRICDX IM BRICDX.MI DXGBRCNV D1A1 LU0269999792 S 40 70 R EUR - 0.05 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Jun-08 Milan
London Stock Exchange BRDX LN BRDXM.L DXGBRCNV D1A1 LU0269999792 S 40 70 R GBP - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 2-Jul-10 LSE

Emerging markets – equity (continued)
Global (continued)
EasyETF DJ BRIC 50 EBR FP EBR.PA INEBR BRIC50D LU0339362732 S 50 65 R EUR 52.28 0.44 Luxembourg FCP Swaps III FR, L, G No EasyETF 10-Jul-09 EN Par
MSCI BRIC Source ETF Source Planned
HSBC S&P BRIC 40 ETF HSBC Planned
EasyETF BNP Paribas Next 11 Emerging E11EUR FP E11EUR.PA INE11EUR BNPINETR FR0010616656 S 48 68 R EUR 28.73 0.14 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 23-Jun-08 EN Par
Borsa Italiana E11EUR IM E11EUR.MI INE11EUR BNPINETR FR0010616656 S 48 68 R EUR - 0.02 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 6-Oct-09 Milan
NYSE Euronext Paris U11 FP U11.PA INE11EUR BNPINETR FR0010626861 S 48 68 R USD - 0.00 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 26-Feb-09 EN Par
iShares S&P Emerging Market Infrastructure IEMI LN IEMI.L INAVJPG SPGEIFD IE00B2NPL135 30 30 74 S GB-p 125.91 0.18 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Feb-08 LSE
London Stock Exchange DEIN LN DEIN.L INAVJPU SPGEIFD IE00B2NPL135 30 30 74 S USD - 0.47 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Feb-08 LSE
NYSE Euronext Amsterdam IEMI NA IEMI.AS INAVEMG SPGEIFD IE00B2NPL135 30 30 74 S EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 25-Feb-09 EN Ams
Deutsche Boerse IUS8 GY - INAVEMG SPGEIFD DE000A0RFFS2 30 30 74 S EUR - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Xetra
Borsa Italiana IEMI IM - INEMI SPGEIFD IE00B2NPL135 30 30 74 S EUR - 0.07 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 10-Mar-09 Milan
Boerse Stuttgart IUS8 GS IUS8.SG INAVEMG SPGEIFD DE000A0RFFS2 30 30 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Stutt
Regional
db x-trackers MSCI EM Asia TRN Index XMAS GY XMAS.DE XMASINAV NDUEEGFA LU0292107991 S 490 65 R EUR 648.01 2.46 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XMAS IM XMAS.DE XMASINAV NDUEEGFA LU0292107991 S 490 65 R EUR - 0.46 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XMAI SW XMAI.S XMASINAV NDUEEGFA LU0292107991 S 490 65 R USD - 0.36 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 3-Aug-07 SIX
London Stock Exchange XMAS LN XMAS.L XMASINVG NDUEEGFA LU0292107991 S 490 65 R GB-p - 0.28 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMAD LN XMAD.L XMASINVG NDUEEGFA LU0292107991 S 490 65 R USD - 0.08 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XAS FP XAS.PA XMASINVG NDUEEGFA LU0292107991 S 490 65 R EUR - 0.26 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 10-Mar-08 EN Par
Boerse Stuttgart XMAS GS XMAS.SG XMASINAV NDUEEGFA LU0292107991 S 490 65 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XMAS SS XMAS.ST - NDUEEGFA LU0292107991 S 490 65 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
CS ETF (IE) on MSCI EM Asia CSEMAS SW CSEMAS.S - NDUEEGFA IE00B5L8K969 S 490 65 R USD 2.93 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
HSBC MSCI EM Far East ETF HMFE LN HMFE.L HMFEGBPI NDUEEGFF IE00B5LP3W10 350 435 60 S GB-p - - Irish VCIC Stocks (Optimized) III UK, G, N, S, SP, IT - Yes HSBC 28-Sep-10 LSE
London Stock Exchange HMFD LN HMFD.L HMFEUSDI NDUEEGFF IE00B5LP3W10 350 435 60 S USD - - Irish VCIC Stocks (Optimized) III UK, G, N, S, SP, IT - Yes HSBC 28-Sep-10 LSE
iShares MSCI Eastern Europe 10/40 IEER LN IEER.L INAVEEPP MN40MEU IE00B0M63953 49 57 74 Q GB-p 284.30 0.80 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Nov-05 LSE
NYSE Euronext Amsterdam IEER NA IEER.AS INAVEEPE MN40MEU IE00B0M63953 49 57 74 Q EUR - 0.29 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQR GY IQQR.DE INAVEEPE MN40MEU DE000A0HGZV3 49 57 74 S EUR - 0.25 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IEER IM IEER.MI INAVEEPE MN40MEU IE00B0M63953 49 57 74 Q EUR - 0.22 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IEER SW IEER.S INAVEEPU MN40MEU IE00B0M63953 49 57 74 Q USD - 0.08 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 20-Mar-06 SIX
London Stock Exchange IDEE LN IDEE.L INAVEEPU MN40MEU IE00B0M63953 49 57 74 Q USD - 0.17 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Sep-06 LSE
NYSE Euronext Paris IEE FP IEE.PA INAVEEPE MN40MEU IE00B0M63953 49 57 74 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 11-Oct-06 EN Par
Boerse Stuttgart IQQR GS IQQR.SG INAVEEPE MN40MEU DE000A0HGZV3 49 57 74 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 23-Feb-06 Stutt
AMUNDI ETF MSCI Eastern Europe Ex Russia CE9 FP CE9.PA INCE9 MSELEXRN FR0010717074 S 30 45 R EUR 11.17 0.01 French FCP Swaps III FR, IT, G, N No No Amundi 3-Mar-09 EN Par
Borsa Italiana CE9 IM - INCE9 MSELEXRN FR0010717074 S 30 45 R EUR - 0.00 French FCP Swaps III FR, IT, G, N No No Amundi 8-Mar-10 Milan
Deutsche Boerse CE9GR GY - INCE9 MSELEXRN FR0010717074 S 30 45 R EUR - 0.00 French FCP Swaps III FR, IT, G, N No No Amundi 7-Apr-10 Xetra
ComStage ETF MSCI EM Eastern Europe TRN CBNDUEEM GY CBMINEE.DE CNAVNEEM NDUEEMEE LU0392495379 S 53 60 R EUR 28.15 0.05 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDUEEM GS CBMINEE.SG CNAVNEEM NDUEEMEE LU0392495379 S 53 60 R EUR - 0.04 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X016US SW CBMINEEUS.S - NDUEEMEE LU0392495379 S 53 60 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDUEEM SW CBMINEE.S - NDUEEMEE LU0392495379 S 53 60 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
Lyxor ETF Eastern Europe (CECE Eur) CEC FP LYEE.PA INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR 418.36 3.25 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 26-Jul-05 EN Par
Borsa Italiana EST IM LYEE.MI INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR - 0.44 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 25-Nov-05 Milan
Wiener Borse CEC AV FR0010204073.VI INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 21-Nov-05 ATX
Deutsche Boerse LYCE GY L8I2.DE INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR - 0.48 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 19-Jan-06 Xetra
SIX Swiss Exchange LYCEC SW LYCEC.S INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR - 0.01 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 1-Nov-06 SIX
Bolsa de Madrid CEC SM LYEE.MC INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR - 0.06 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 12-Jul-07 Madrid
Boerse Stuttgart LYCE GS - INCEC CECEEUR FR0010204073 S 30 50 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP, SG No No Lyxor AM 19-Jan-06 Stutt
Lyxor ETF Eastern Europe (CECE EUR) LEEU LN LEEU.L NVLLEEU CECETRE FR0010542043 S 30 50 A (Sept) GB-p 10.06 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
London Stock Exchange LEUU LN LEUU.L NVLLEEU CECETRE FR0010542043 S 30 50 A (Sept) USD - 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 20-Mar-08 LSE
CECE Source ETF Source Planned
Market Access South-East Europe Index Fund M9SG GY A0MU3T.DE DXGSEANV SETXEUR LU0259329869 S 17 80 R EUR 5.48 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 9-Jul-07 Xetra
NYSE Euronext Amsterdam MSEI NA MSEI.AS VLSEI SETXEUR LU0259329869 S 17 80 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 7-Sep-07 EN Ams
SIX Swiss Exchange MSEI SW MSEI.S VLSEI SETXEUR LU0259329869 S 17 80 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 14-Dec-07 SIX
Wiener Borse MSEI AV LU0259329869.VI DXGSEANV SETXEUR LU0259329869 S 17 80 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 6-Feb-08 ATX
Borsa Italiana SUDEUR IM SUDEUR.MI DXGSEANV SETXEUR LU0259329869 S 17 80 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 25-Jun-08 Milan
iShares STOXX EU Enlarged 15 (DE) EUE15EX GY EUE15PEX.DE EUE15NAV EUE15P DE000A0D8Q15 15 15 52 Up to 4x EUR 35.83 0.11 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-May-05 Xetra
Wiener Borse EUE15EX AV DE000A0D8Q15.VIEUE15NAV EUE15P DE000A0D8Q15 15 15 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 21-Nov-05 ATX
Borsa Italiana EUE15EX IM EUE15PEX.MI EUE15NAV EUE15P DE000A0D8Q15 15 15 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXW FP GXW.PA EUE15NAV EUE15P DE000A0D8Q15 15 15 52 Up to 4x EUR - 0.02 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 1-Apr-08 EN Par
Boerse Stuttgart EUE15EX GS EUE15PEX.SG EUE15NAV EUE15P DE000A0D8Q15 15 15 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-May-05 Stutt

Regional (continued)
db x-trackers MSCI EM EMEA TRN INDEX XMEA GY XMEA.DE XMEAINAV NDDUEMEA LU0292109005 S 212 65 R EUR 90.95 0.31 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XMEA IM XMEA.DE XMEAINAV NDDUEMEA LU0292109005 S 212 65 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XMEA SW XMEA.S XMEAINAV NDDUEMEA LU0292109005 S 212 65 R USD - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 3-Aug-07 SIX
London Stock Exchange XMEA LN XMEA.L XMEAINVG NDDUEMEA LU0292109005 S 212 65 R GB-p - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMXD LN XMXD.L XMEAINVG NDDUEMEA LU0292109005 S 212 65 R USD - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XEA FP XEA.PA XMEAINAV NDDUEMEA LU0292109005 S 212 65 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 10-Apr-08 EN Par
Boerse Stuttgart XMEA GS XMEA.SG XMEAINAV NDDUEMEA LU0292109005 S 212 65 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XMEA SS XMEA.ST - NDDUEMEA LU0292109005 S 212 65 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
CS ETF (IE) on MSCI EM EMEA CSEMEM SW CSEMEM.S - NDDUEMEA IE00B5W0VQ55 S 212 65 R USD 3.08 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
iShares MSCI EM Latin America LTAM LN LTAM.L INAVLAMG NDUEEGFL IE00B27YCK28 97 125 74 S GB-p 263.33 0.43 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 15-Oct-07 LSE
London Stock Exchange DLTM LN DLTM.L INAVLAMU NDUEEGFL IE00B27YCK28 97 125 74 S USD - 0.18 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 15-Oct-07 LSE
NYSE Euronext Amsterdam LTAM NA ILTAM.AS INAVLAME NDUEEGFL IE00B27YCK28 97 125 74 S EUR - 0.24 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 23-Jan-08 EN Ams
Borsa Italiana LTAM IM LTAM.MI INAVLAME NDUEEGFL IE00B27YCK28 97 125 74 S EUR - 0.24 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 18-Mar-08 Milan
Deutsche Boerse IUSC GY IUSC.DE INAVLAME NDUEEGFL DE000A0NA0K7 97 125 74 S EUR - 0.28 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 25-Mar-08 Xetra
NYSE Euronext Paris LAM FP LAM.PA VLLTA NDUEEGFL IE00B27YCK28 97 125 74 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 18-Apr-08 EN Par
Boerse Stuttgart IUSC GS IUSC.SG INAVLAME NDUEEGFL DE000A0NA0K7 97 125 74 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 25-Mar-08 Stutt
Lyxor ETF MSCI EM Latin America LTM FP LYXLTM.PA INLTM MXLA FR0010410266 S 125 65 A (Sept) EUR 303.10 0.44 French FCP Swaps III FR, G, IT, SP, SW, SG, MX No No Lyxor AM 12-Jun-07 EN Par
Borsa Italiana LATAM IM LATAM.MI INLTM MXLA FR0010410266 S 125 65 A (Sept) EUR - 0.27 French FCP Swaps III FR, G, IT, SP, SW, SG, MX No No Lyxor AM 29-Jun-07 Milan
Deutsche Boerse LYXLTM GY LYXLTM.DE INLTM MXLA FR0010410266 S 125 65 A (Sept) EUR - 0.20 French FCP Swaps III FR, G, IT, SP, SW, SG, MX No No Lyxor AM 29-Jun-07 Xetra
Bolsa de Madrid LTM SM LTML.MC INLTM MXLA FR0010410266 S 125 65 A (Sept) EUR - 0.01 French FCP Swaps III FR, G, IT, SP, SW, SG, MX No No Lyxor AM 30-Oct-07 Madrid
SIX Swiss Exchange LYLTM SW LYLTM.S VLLYLTM MXLA FR0010413310 S 125 65 A (Sept) USD - 0.46 French FCP Swaps III FR, G, IT, SP, SW, SG, MX No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXLTM GS - INLTM MXLA FR0010410266 S 125 65 A (Sept) EUR - 0.01 French FCP Swaps III FR, G, IT, SP, SW, SG, MX No No Lyxor AM 29-Aug-07 Stutt
Lyxor ETF MSCI Latin America LLAT LN LLAT.L NVLLLAT NDUEEGFL FR0010526764 S 125 65 A (Sept) GB-p 10.92 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 14-Jan-08 LSE
London Stock Exchange LLAU LN LLAU.L NVLLLAT NDUEEGFL FR0010526764 S 125 65 A (Sept) USD - 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 14-Jan-08 LSE
db x-trackers MSCI EM LATAM TRN INDEX XMLA GY XMLA.DE XMLAINAV NDUEEGFL LU0292108619 S 125 65 R EUR 371.61 2.57 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XMLA IM XMLA.DE XMLAINAV NDUEEGFL LU0292108619 S 125 65 R EUR - 0.52 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XMLA SW XMLA.S XMLAINVU NDUEEGFL LU0292108619 S 125 65 R USD - 0.10 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 3-Aug-07 SIX
London Stock Exchange XMLA LN XMLA.L XMLAINVG NDUEEGFL LU0292108619 S 125 65 R GB-p - 0.17 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMLD LN XMLD.L XMLAINVG NDUEEGFL LU0292108619 S 125 65 R USD - 0.21 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XLA FP XLA.PA XMLAINVG NDUEEGFL LU0292108619 S 125 65 R EUR - 0.19 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 2-May-08 EN Par
Boerse Stuttgart XMLA GS XMLA.SG XMLAINAV NDUEEGFL LU0292108619 S 125 65 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XMLA SS XMLA.ST - NDUEEGFL LU0292108619 S 125 65 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
CS ETF (IE) on MSCI EM Latin America CSEMLA SW CSEMLA.S - NDUEEGFL IE00B5KMFT47 S 125 65 R USD 3.12 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
BBVA-Accion FTSE Latibex Top ETF BBVAL SM BBVAL MC - LATIBEXT ES0105304002 15 15 45 S EUR 168.59 0.00 Spanish Stocks (Fully Rep) III SP, MX No - BBVA AM 26-Jul-07 Madrid
PowerShares Middle East North Africa Nasdaq OMX Fund PSM FP PSM.PA PSMIN QMEA IE00B3BPCJ75 42 42 95 S EUR 2.40 0.00 Irish VCIC Stocks (Fully Rep) III FR, IT Yes - PowerShares 29-Jan-09 EN Par
Borsa Italiana PSM IM PSMEN.MI PSMIN QMEA IE00B3BPCJ75 42 42 95 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, IT Yes - PowerShares 2-Feb-09 Milan
Lyxor ETF Pan Africa PAF FP LYPAF.PA INPAF SGIXPAPE FR0010636464 S 30 85 A (Sept) EUR 111.02 0.15 French FCP Swaps III F, IT, G No No Lyxor AM 24-Sep-08 EN Par
Borsa Italiana LAFRI IM LAFRI.MI INPAF SGIXPAPE FR0010636464 S 30 85 A (Sept) EUR - 0.22 French FCP Swaps III F, IT, G No No Lyxor AM 29-Sep-08 Milan
Deutsche Boerse LYXPAF GY LYXPAF.DE INPAF SGIXPAPE FR0010636464 S 30 85 A (Sept) EUR - 0.18 French FCP Swaps III F, IT, G No No Lyxor AM 1-Oct-08 Xetra
Boerse Stuttgart LYXPAF GS - INPAF SGIXPAPE FR0010636464 S 30 85 A (Sept) EUR - 0.01 French FCP Swaps III F, IT, G No No Lyxor AM 22-Sep-08 Stutt
iShares MSCI GCC Countries ex-Saudi Arabia IGCC LN IGCC.L INAVGCCG MXGC40XS IE00B3F81623 70 74 80 S USD 13.24 0.02 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Mar-09 LSE
London Stock Exchange SGCC LN SGCC.L INAVGCCG MXGC40XS IE00B3F81623 70 74 80 S GB-p - 0.04 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Mar-09 LSE
NYSE Euronext Amsterdam IGCC NA IGCC.AS INAVGCCG MXGC40XS IE00B3F81623 70 74 80 S EUR - 0.07 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-May-09 EN Ams
Deutsche Boerse EUN7 GY - INAVGCCG MXGC40XS DE000A0RM470 70 74 80 S EUR - 0.03 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 26-May-09 Xetra
Boerse Stuttgart EUN7 GS EUN7.SG INAVGCCG MXGC40XS DE000A0RM470 70 74 80 S EUR - 0.00 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 26-May-09 Stutt

Brazil
iShares MSCI Brazil IBZL LN IBZL.L INAVBRAP MXBR IE00B0M63516 76 76 74 Q GB-p 981.26 1.22 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 21-Nov-05 LSE
NYSE Euronext Amsterdam IBZL NA IBZL.AS INAVBRAE MXBR IE00B0M63516 76 76 74 Q EUR 2.35 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQB GY IQQB.DE INAVBRAE MXBR DE000A0HG2M1 76 76 74 Q EUR 1.22 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 23-Feb-06 Xetra
Borsa Italiana IBZL IM IBZL.MI INAVBRAE MXBR IE00B0M63516 76 76 74 Q EUR 2.41 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IBZL SW IBZL.S INAVBRAU MXBR IE00B0M63516 76 76 74 Q USD 0.86 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IBZ FP IBZ.PA INAVBRAE MXBR IE00B0M63516 76 76 74 Q EUR 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 12-Jun-06 EN Par
London Stock Exchange IDBZ LN IDBZ.L INAVBRAU MXBR IE00B0M63516 76 76 74 Q USD 0.25 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQB GS IQQB.SG INAVBRAE MXBR DE000A0HG2M1 76 76 74 Q EUR 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 23-Feb-06 Stutt
Chi-X IBZL IX - - MXBR IE00B0M63516 76 76 74 Q GB-p 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK Yes Yes iShares 26-May-09 Chi-X
iShares MSCI Brazil Index Fund EWZ TQ - - NDUEBRAF US4642864007 76 76 65 S USD 10,478.24 0.00 1940 Act Fund Stocks (Fully Rep) No US, CL, MX, UK No No iShares 23-Apr-10 Turq
db x-trackers MSCI Brazil TRN INDEX XMBR GY XMBR.DE XMBRINAV NDUEBRAF LU0292109344 S 76 65 R EUR 283.61 1.93 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XMBR IM XMBR.MI XMBRINAV NDUEBRAF LU0292109344 S 76 65 R EUR 0.97 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XMBR SW XMBR.S XMBRINVU NDUEBRAF LU0292109344 S 76 65 R USD 0.15 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 6-Aug-07 SIX
London Stock Exchange XMBR LN XMBR XMBRINVG NDUEBRAF LU0292109344 S 76 65 R GB-p 0.32 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMBD LN XMBD.L XMBRINVG NDUEBRAF LU0292109344 S 76 65 R USD 0.30 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XBR FP DBXBR.PA XMBRINAV NDUEBRAF LU0292109344 S 76 65 R EUR 0.44 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 6-Feb-08 EN Par
Boerse Stuttgart XMBR GS XMBR.SG XMBRINAV NDUEBRAF LU0292109344 S 76 65 R EUR 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XMBR SS XMBR.ST - NDUEBRAF LU0292109344 S 76 65 R SEK 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto

Brazil (continued)
AMUNDI ETF MSCI Brazil BRZ FP BRZ.PA INBRZ NDUEBRAF FR0010821793 S 76 55 R USD 37.40 0.08 French FCP Swaps III FR, G, IT, N, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse BRZGR GY - - NDUEBRAF FR0010821793 S 76 55 R USD - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 7-Apr-10 Xetra
SIX Swiss Exchange BRZ SW BRZ.S INBRZ NDUEBRAF FR0010821793 S 76 55 R USD - 0.11 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Apr-10 SIX
Borsa Italiana BRZ IM - - NDUEBRAF FR0010821793 S 76 55 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 20-Apr-10 Milan
CS ETF (IE) on MSCI Brazil CSBR SW CSBR.S - NDUEBRAF IE00B59L7C92 S 76 75 R USD 3.09 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
HSBC MSCI Brazil ETF HMBR LN - HMBRUSDI MXBR IE00B5W34K94 76 76 60 S USD 10.42 0.02 Irish VCIC Stocks (Fully Rep) III UK - Yes HSBC 13-Jul-10 LSE
MSCI Brazil Source ETF Source Planned
Lyxor ETF Brazil (Ibovespa) RIO FP LYXRIO.PA INRIO IBOV FR0010408799 S 63 65 R EUR 891.04 3.03 French FCP Swaps III FR, G, IT, SW, SP No No Lyxor AM 30-Jan-07 EN Par
Deutsche Boerse LYXRIO GY LYXRIO.DE INRIO IBOV FR0010408799 S 63 65 R EUR - 1.05 French FCP Swaps III FR, G, IT, SW, SP No No Lyxor AM 14-Mar-07 Xetra
SIX Swiss Exchange LYRIO SW LYRIO.S VLLYRIO IBOV FR0010413294 S 63 65 R USD - 0.26 French FCP Swaps III FR, G, IT, SW, SP No No Lyxor AM 22-Mar-07 SIX
Borsa Italiana BRA IM BRA.MI INRIO IBOV FR0010408799 S 63 65 R EUR - 2.14 French FCP Swaps III FR, G, IT, SW, SP No No Lyxor AM 13-Apr-07 Milan
Bolsa de Madrid BRAS SM BRAS.MC INRIO IBOV FR0010408799 S 63 65 R EUR - 0.03 French FCP Swaps III FR, G, IT, SW, SP No No Lyxor AM 21-May-08 Madrid
Boerse Stuttgart LYXRIO GS - INRIO IBOV FR0010408799 S 63 65 R EUR - 0.10 French FCP Swaps III FR, G, IT, SW, SP No No Lyxor AM 14-Mar-07 Stutt
Lyxor ETF Brazil (Ibovespa) GBP LBRZ LN LBRZ.L NVLLBRZ IBOV FR0010499731 S 63 65 S GB-p 16.67 0.02 French SICAV Swaps III UK Yes Will Seek Lyxor AM 18-Oct-07 LSE
London Stock Exchange LBRU LN LBRU.L NVLLBRZ IBOV FR0010499731 S 63 65 S USD - 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 18-Oct-07 LSE
BBVA-Accion FTSE Latibex Brasil ETF BBVAB SM BBVAB MC - LATIBEXB ES0105322004 13 13 39 S EUR 25.41 0.10 Spanish Stocks (Fully Rep) III SP No - BBVA AM 26-Jul-07 Madrid
EasyETF DJ Brazil 15 EEB FP EEB.PA INEEB B50BRT LU0339362906 S 15 65 R EUR 22.33 0.02 Luxembourg FCP Swaps III FR, L, G No - EasyETF 24-Sep-09 EN Par
Chile
CS ETF (IE) on MSCI Chile CSCL SW CSCL.S - NDEUSCH IE00B5NLL897 S 16 65 R USD 3.05 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
China
AMUNDI ETF MSCI China CC1 FP CC1.PA INCC1 MSCHHNU FR0010713784 S 49 55 R EUR 109.98 0.05 French FCP Swaps III FR, G, IT, N No No Amundi 3-Mar-09 EN Par
Deutsche Boerse CC1GR GY - MSCHHNU FR0010713784 S 49 55 R EUR - 0.02 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CC1 IM - INCC1 MSCHHNU FR0010713784 S 49 55 R EUR - 0.02 French FCP Swaps III FR, G, IT, N No No Amundi 8-Mar-10 Milan
NYSE Euronext Paris CC2 FP CC2.PA INCC2 MSCHHNU FR0010772673 S 49 55 R USD - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 30-Jul-09 EN Par
ETFlab MSCI China ETFCHINA GY ETFCHINA.DE ICHINA MXCN DE000ETFL326 123 123 65* Q EUR 6.42 0.00 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 20-Jul-10 Xetra
MSCI China Source ETF Source Planned
iShares FTSE/Xinhua China 25 FXC LN FXC.L INAVFXCP XINOI IE00B02KXK85 25 25 74 Q GB-p 977.30 1.43 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 25-Oct-04 LSE
Deutsche Boerse IQQC GY IQQC.DE INAVFXCE XINOI DE000A0DPMY5 25 25 74 Q EUR - 1.07 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 22-Feb-05 Xetra
Borsa Italiana FXC IM FXC.MI INAVFXCE XINOI IE00B02KXK85 25 25 74 Q EUR - 3.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 17-Feb-05 Milan
NYSE Euronext Amsterdam FXC NA FXC.AS INAVFXCE XINOI IE00B02KXK85 25 25 74 Q EUR - 2.10 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 15-Feb-05 EN Ams
SIX Swiss Exchange FXC SW FXC.S INAVFXCU XINOI IE00B02KXK85 25 25 74 Q USD - 0.62 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 24-Feb-05 SIX
NYSE Euronext Paris IFC FP IFC.PA INAVFXCE XINOI IE00B02KXK85 25 25 74 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 20-Dec-05 EN Par
London Stock Exchange IDFX LN IDFX.L INAVFXCU XINOI IE00B02KXK85 25 25 74 Q USD - 1.03 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQC GS IQQC.SG INAVFXCE XINOI DE000A0DPMY5 25 25 74 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK Yes Yes iShares 22-Feb-05 Stutt
iShares FTSE/Xinhua China 25 Index Fund FXI TQ - - XINOI US4642871846 25 25 73 S USD 8,516.23 0.00 1940 Act Fund Stocks (Fully Rep) No AU, MX, US, CL, UK No No iShares 23-Apr-10 Turq
EasyETF FTSE Xinhua China 25 EXCEUR FP EXCEUR.PA INEXC TXINOUU FR0010636589 S 25 60 R EUR 26.23 0.02 French FCP Swaps III FR, G, IT, CL No - EasyETF 24-Jul-08 EN Par
Borsa Italiana EXCEUR IM EXCEUR.MI INEXC TXINOUU FR0010636589 S 25 60 R EUR - 0.00 French FCP Swaps III FR, G, IT, CL No - EasyETF 6-Oct-09 Milan
db x-trackers FTSE/XINHUA China 25 XX25 GY XX25.DE XX25INAV TXINOU LU0292109856 S 25 60 R EUR 304.50 1.80 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XX25 IM XX25.DE XX25INAV TXINOU LU0292109856 S 25 60 R EUR - 1.43 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XXXI SW XXXI.S XX25INAV TXINOU LU0292109856 S 25 60 R USD - 0.25 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 3-Aug-07 SIX
London Stock Exchange XX2D LN XX2D.L XX25INVG TXINOU LU0292109856 S 25 60 R USD - 0.16 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XX25 LN XX25.L XX25INVG TXINOU LU0292109856 S 25 60 R GB-p - 0.18 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris X25 FP DBX25.PA XX25INVG TXINOU LU0292109856 S 25 60 R EUR - 1.04 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 29-Jan-08 EN Par
Boerse Stuttgart XX25 GS XX25.SG XX25INAV TXINOU LU0292109856 S 25 60 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XX25 SS XX25.ST - TXINOU LU0292109856 S 25 60 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
Lyxor ETF China Enterprise (HSCEI) ASI FP ASI.PA INASI HSCEI FR0010204081 S 43 65 A (Jun) EUR 1,154.08 3.30 French FCP Swaps III FR, G, IT, SG, SP, SW No No Lyxor AM 26-Jul-05 EN Par
Borsa Italiana CINA IM CINA.MI INASI HSCEI FR0010204081 S 43 65 A (Jun) EUR - 3.08 French FCP Swaps III FR, G, IT, SG, SP, SW No No Lyxor AM 25-Nov-05 Milan
Deutsche Boerse ASI GY L8I1.DE INASI HSCEI FR0010204081 S 43 65 A (Jun) EUR - 2.16 French FCP Swaps III FR, G, IT, SG, SP, SW No No Lyxor AM 19-Jan-06 Xetra
Bolsa de Madrid ASI SM ASIL.MC INASI HSCEI FR0010204081 S 43 65 A (Jun) EUR - 0.01 French FCP Swaps III FR, G, IT, SG, SP, SW No No Lyxor AM 30-Oct-07 Madrid
SIX Swiss Exchange LYASI SW LYASI.S VLLYASI HSCEI FR0010581413 S 43 65 A (Jun) USD - 0.15 French FCP Swaps III FR, G, IT, SG, SP, SW No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart ASI GS - INASI HSCEI FR0010204081 S 43 65 A (Jun) EUR - 0.03 French FCP Swaps III FR, G, IT, SG, SP, SW No No Lyxor AM 19-Jan-06 Stutt
Lyxor ETF China Enterprise (HSCEI) LCHU LN LCHU.L NVLLCHU HSI21 FR0010499749 S 43 65 R USD 20.83 0.02 French SICAV Swaps III UK Yes Will Seek Lyxor AM 19-Oct-07 LSE
London Stock Exchange LCHN LN LCHN.L NVLLCHN HSI21 FR0010499749 S 43 65 R GB-p - 0.03 French SICAV Swaps III UK Yes Will Seek Lyxor AM 22-Oct-07 LSE
ComStage ETF HSCEI C023 GY CBHSCE.DE - HSCEI LU0488316992 S 40 55 R EUR 24.51 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 12-Jul-10 Xetra
Boerse Stuttgart C023 GS CBHSCE.SG - HSCEI LU0488316992 S 40 55 R EUR - 0.08 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 12-Jul-10 Stutt
SIX Swiss Exchange C023 SW CBHSCE.S - HSCEI LU0488316992 S 40 55 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 22-Jul-10 SIX
SIX Swiss Exchange C023USD SW CBHSCEUS.S - HSCEI LU0488316992 S 40 55 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 22-Jul-10 SIX
iShares Dow Jones China Offshore 50 (DE) DJCHOEX GY DJCHOS50EX.DE DJCHONAV DJCHOS50 DE000A0F5UE8 50 50 62 Up to 4x EUR 57.21 0.72 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Apr-06 Xetra
Boerse Stuttgart DJCHOEX GS DJCHOS50EX.SG DJCHONAV DJCHOS50 DE000A0F5UE8 50 50 62 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Apr-06 Stutt
EasyETF DJ China 15 ECC FP ECC.PA INECC B50CNT LU0339363540 S 15 65 R EUR 20.54 0.01 Luxembourg FCP Swaps III FR, L, G No - EasyETF 24-Sep-09 EN Par
CS ETF (IE) on CSI 300 CSCSI3 SW CSCSI3.S - SHSZ300 IE00B5VG7J94 S 300 50 R USD 3.18 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
db x-trackers CSI 300 ETF db x-trackers Planned
Egypt
EasyETF DJ EGX Egypt Titans 20 EEYEUR FP EEYEUR.PA INEEY DJEG20DT FR0010636522 S 20 70 R EUR 14.63 0.01 French FCP Swaps III FR, G, CL No - EasyETF 24-Jul-08 EN Par

Hungary
BUX Index Tracking Exchange Traded Fund BUXETF HB BUXETF.BU BUXINAV BUX HU0000704960 11 11 54 None HUF 15.72 0.00 Hungarian Equity ETF Stocks (Fully Rep) H No OTP FM 13-Dec-06 BSE
India
AMUNDI ETF MSCI India CI2 FP CI2.PA INCI2 NDEUSIA FR0010713727 S 60 80 R EUR 32.67 0.22 French FCP Swaps III FR, G, IT, N No No Amundi 3-Mar-09 EN Par
Deutsche Boerse CI2GR GY - INCI2 NDEUSIA FR0010713727 S 60 80 R EUR - 0.12 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CI2 IM - INCI2 NDEUSIA FR0010713727 S 60 80 R EUR - 0.12 French FCP Swaps III FR, G, IT, N No No Amundi 8-Mar-10 Milan
NYSE Euronext Paris C22 FP C22.PA INC22 NDEUSIA FR0010772699 S 60 80 R USD - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 30-Jul-09 EN Par
Lyxor ETF MSCI India INR FP INR.PA ININR MXIN FR0010361683 S 60 85 A EUR 1,973.74 2.59 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 7-Nov-06 EN Par
SIX Swiss Exchange LYINR SW LYINR.S LYINR MXIN FR0010375766 S 60 85 A USD - 0.32 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 18-Jan-07 SIX
Borsa Italiana INDI IM INDI.MI ININR MXIN FR0010361683 S 60 85 A EUR - 4.68 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 24-Jan-07 Milan
Deutsche Boerse LYXINR GY LYXINR.DE ININR MXIN FR0010361683 S 60 85 A EUR - 1.31 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 31-Jan-07 Xetra
Bolsa de Madrid INR SM LINR.MC ININR MXIN FR0010361683 S 60 85 A EUR - 0.07 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 30-Oct-07 Madrid
Boerse Stuttgart LYXINR GS - ININR MXIN FR0010361683 S 60 85 A EUR - 0.05 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 18-Dec-06 Stutt
CS ETF (IE) on MSCI India CSIN SW CSIN.S - NDEUSIA IE00B564MX78 S 60 75 R USD 2.99 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
MSCI India Source ETF Source Planned
Lyxor ETF India (S&P CNX Nifty) LNFT LN LNFT.L NVLLNFT NIFTY FR0010465609 S 50 85 S GB-p 36.09 0.11 French SICAV Swaps III SG, UK Yes Will Seek Lyxor AM 17-Sep-07 LSE
London Stock Exchange LNFU LN LNFU.L NVLLNFT NIFTY FR0010465609 S 50 85 S USD - 0.04 French SICAV Swaps III SG, UK Yes Will Seek Lyxor AM 18-Sep-07 LSE
db x-trackers S&P CNX NIFTY XNIF GY XNIF.DE XNIFINAV NIFTY LU0292109690 S 50 85 R EUR 328.72 1.21 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 30-Jul-07 Xetra
Borsa Italiana XNIF IM XNIF.MI XNIFINAV NIFTY LU0292109690 S 50 85 R EUR - 1.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 30-Jul-07 Milan
SIX Swiss Exchange XNIF SW XNIF.S XNIFINVU NIFTY LU0292109690 S 50 85 R USD - 0.17 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Aug-07 SIX
London Stock Exchange XNIF LN XNIF.L XNIFINVG NIFTY LU0292109690 S 50 85 R GB-p - 0.40 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XNID LN XNID.L XNIFINVG NIFTY LU0292109690 S 50 85 R USD - 0.29 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XNI FP XNI.PA XNIFINVG NIFTY LU0292109690 S 50 85 R EUR - 0.84 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 23-Jul-08 EN Par
Boerse Stuttgart XNIF GS XNIF.SG XNIFINAV NIFTY LU0292109690 S 50 85 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 30-Jul-07 Stutt
NASDAQ OMX Stockholm XNIF SS XNIF.ST - NIFTY LU0292109690 S 50 85 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
iShares S&P CNX Nifty India Swap NFTY LN NFTY.L NFTINAVG NIFTY IE00B3YX1R94 S 50 85 R GBP - - Irish VCIC Swaps III UK No Seeking iShares 20-Sep-10 LSE
EasyETF DJ India 15 EIA FP EIA.PA INEIA B50INT LU0339363383 S 15 65 R EUR 24.83 0.02 Luxembourg FCP Swaps III FR, L, G No - EasyETF 24-Sep-09 EN Par
Hinduja Bank Sensex Hinduja Bank Planned
Indonesia
db x-trackers - MSCI Indonesia TRN Index ETF XMID LN - - NDEUINF LU0476289623 S 22 65 R GB-p 63.14 0.48 Luxembourg Part 1 SICAV Swaps III L, SP Will Seek Will Seek db x-trackers 14-Jun-10 LSE
Kuwait
Lyxor ETF FTSE Coast Kuwait 40 LKUU LN LKUW.L NVDLLKUU GPCST001 FR0010614834 S 40 65 A USD 35.35 0.01 French SICAV Swaps III UK Yes Will Seek Lyxor AM 28-Jul-08 LSE
London Stock Exchange LKUW LN LKUU.L NVDLLKUU GPCST001 FR0010614834 S 40 65 A GB-p - 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 28-Jul-08 LSE
EasyETF DJ Kuwait Titans 30 EKU FP EKU.PA INEKU DJKW30T FR0010668848 S 30 65 R EUR 15.32 0.01 French FCP Swaps III FR No - EasyETF 4-Nov-08 EN Par
Malaysia
Lyxor ETF Malaysia MAL FP LYMAL.PA INMAL MXMY FR0010397554 S 42 65 A (Jun) EUR 84.80 0.43 French FCP Swaps III FR, IT, G No No Lyxor AM 27-Mar-08 EN Par
Borsa Italiana MAL IM MALA.MI INMAL MXMY FR0010397554 S 42 65 A (Jun) EUR - 0.65 French FCP Swaps III FR, IT, G No No Lyxor AM 10-Jul-08 Milan
Deutsche Boerse LYXMAL GY LYXMAL.DE INMAL MXMY FR0010397554 S 42 65 A (Jun) EUR - 0.58 French FCP Swaps III FR, IT, G No No Lyxor AM 7-Aug-08 Xetra
Boerse Stuttgart LYXMAL GS - INMAL MXMY FR0010397554 S 42 65 A (Jun) EUR - 0.02 French FCP Swaps III FR, IT, G No No Lyxor AM 22-Dec-08 Stutt
Mexico
iShares NAFTRAC XNAFT SM - - MEXBOL MX1BNA060006 35 35 25 Other EUR 5,528.70 0.03 Investment Trust Stocks (Fully Rep) No MX, SP No No iShares 19-Nov-09 Madrid
db x-trackers MSCI Mexico TRN Index ETF D5BI GY D5BI.DE D5BLINVE NDEUMXF LU0476289466 S 23 65 R EUR 4.18 0.03 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 12-May-10 Xetra
London Stock Exchange XMEX LN XMEX.L - NDEUMXF LU0476289466 S 23 65 R GB-p - 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 17-May-10 LSE
London Stock Exchange XMES LN XMES.L D5BKINVE NDEUMXF LU0476289466 S 23 65 R USD - 0.01 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 17-May-10 LSE
Borsa Italiana XMEX IM XMEX.MI - NDEUMXF LU0476289466 S 23 65 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III SW, G, UK, L Will Seek Will Seek db x-trackers 26-Jul-10 Milan
CS ETF (IE) on MSCI Mexico Capped CSMXCP SW CSMXCP.S - MSCTMCUN IE00B5WHFQ43 S 23 65 R USD 3.02 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
MSCI Mexico Source ETF Source Planned
Russia
db x-trackers MSCI RUSSIA CAPPED INDEX ETF XMRC GY XMRC.DE XMRCINAV MXRUC25P LU0322252502 S 28 65 A EUR 249.56 0.78 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, HK Yes Will Seek db x-trackers 6-Feb-08 Xetra
London Stock Exchange XMRC LN XMRC.L XMRCINVG MXRUC25P LU0322252502 S 28 65 A GB-p - 0.09 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, HK Yes Will Seek db x-trackers 8-Feb-08 LSE
London Stock Exchange XMRD LN XMRD.L XMRCINVG MXRUC25P LU0322252502 S 28 65 A USD - 0.10 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, HK Yes Will Seek db x-trackers 8-Feb-08 LSE
Borsa Italiana XMRC IM XMRC.MI XMRCINVG MXRUC25P LU0322252502 S 28 65 A EUR - 0.23 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, HK Yes Will Seek db x-trackers 14-Mar-08 Milan
Boerse Stuttgart XMRC GS XMRC.SG XMRCINAV MXRUC25P LU0322252502 S 28 65 A EUR - 0.01 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, HK Yes Will Seek db x-trackers 14-Jan-08 Stutt
ComStage ETF MSCI Russia Capped 30% TRN CBMRUC30 GR CBMINRUC.DE CNAVMRUC MSRC30NU LU0392495536 S 28 60 R EUR 18.17 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBMRUC30 GS CBMINRUC.SG CNAVMRUC MSRC30NU LU0392495536 S 28 60 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X018US SW CBMINRUCUS.S - MSRC30NU LU0392495536 S 28 60 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBMRUC30 SW CBMINRUC.S - MSRC30NU LU0392495536 S 28 60 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
CS ETF (IE) on MSCI Russia CSRU SW CSRU.S - NDEUSRU IE00B5V87390 S 28 65 R USD 3.08 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
iShares MSCI Russia Capped Swap RUSS LN - - - IE00B3Y06D14 S 29 74 R GB-p - - Irish VCIC Swaps III UK No Seeking iShares 20-Sep-10 LSE
Market Access Daxglobal Russia Index Fund M9SJ GY A0MU3V.DE DXGRUSNV DXRP LU0269999958 S 24 70 R EUR 44.67 0.04 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 9-Jul-07 Xetra
NYSE Euronext Amsterdam MDRI NA MDRI.AS VLDRI DXRP LU0269999958 S 24 70 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 7-Sep-07 EN Ams
SIX Swiss Exchange MDRI SW MDRI.S VLDRI DXRP LU0269999958 S 24 70 R USD - 0.02 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 14-Dec-07 SIX
Wiener Borse MDRI AV LU0269999958.VI VLDRI DXRP LU0269999958 S 24 70 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 10-Mar-08 ATX
Borsa Italiana RUSSDX IM RUSSDX.MI DXGRUSNV DXRP LU0269999958 S 24 70 R EUR - 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Jun-08 Milan
London Stock Exchange RUSD LN RUSD.L - DXRP LU0269999958 S 24 70 R GBP - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 2-Jul-10 LSE

Russia (continued)
Lyxor ETF Russia (DJ RusIndex Titans 10) RUS FP LRUS.PA INRUS RU10D FR0010326140 S 10 65 A (Sept) EUR 816.24 3.28 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 22-Jun-06 EN Par
Borsa Italiana RUS IM LRUS.MI INRUS RU10D FR0010326140 S 10 65 A (Sept) EUR - 1.87 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 14-Sep-06 Milan
Deutsche Boerse LYXRUS GY LYXRUS.DE INRUS RU10D FR0010326140 S 10 65 A (Sept) EUR - 0.86 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 19-Sep-06 Xetra
SIX Swiss Exchange LYRUS SW LYRUS.S VLLYRUS RU10D FR0010339457 S 10 65 A (Sept) USD - 0.29 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 24-Oct-06 SIX
Bolsa de Madrid RUSS SM LRUSS.MC INRUS RU10D FR0010326140 S 10 65 A (Sept) EUR - 0.01 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 30-Oct-07 Madrid
Boerse Stuttgart LYXRUS GS - INRUS RU10D FR0010326140 S 10 65 A (Sept) EUR - 0.02 French FCP Swaps III A, FR, G, IT, SW, HK, SP, SG No No Lyxor AM 20-Sep-06 Stutt
EasyETF DJ Russia Titans 10 ERR FP ERR.PA INERR RU10DT LU0339363110 S 10 65 R EUR 23.56 0.31 Luxembourg FCP Swaps III FR, L, G No - EasyETF 24-Sep-09 EN Par
RDX Source ETF RDXS LN RDXS.L RDXSIN RDXUSD IE00B5NDLN01 S 15 65 Q USD 256.09 1.67 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 28-Jan-10 LSE
Troika Dialog - RTS Standard Fund RSTRS RU - - RTSSTD RU000A0JQYF0 15 - - RUB 0.00 0.00 Open Ended Fund Stocks RU - No Troika Dialog 12-Aug-10 RTS
South Africa
Lyxor ETF South Africa AFS FP LYXAFS.PA INAFS TOP40 FR0010464446 S 42 65 A (Sept) EUR 173.27 0.44 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 12-Jun-07 EN Par
Deutsche Boerse LYXAFS GY LYXAFS.DE INAFS TOP40 FR0010464446 S 42 65 A (Sept) EUR - 0.37 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 29-Jun-07 Xetra
Borsa Italiana SAFRI IM SAFRI.MI INAFS TOP40 FR0010464446 S 42 65 A (Sept) EUR - 0.40 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 28-Sep-07 Milan
SIX Swiss Exchange LYAFS SW LYAFSJ.S INAFS TOP40 FR0010464446 S 42 65 A (Sept) EUR - 0.09 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXAFS GS - INAFS TOP40 FR0010464446 S 42 65 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 29-Aug-07 Stutt
Lyxor ETF South Africa LSAF LN LSAF.L NVLLSAF TOP40TR FR0010465633 S 42 65 A (Sept) GB-p 11.29 0.08 French SICAV Swaps III UK Yes Will Seek Lyxor AM 17-Sep-07 LSE
London Stock Exchange LSAU LN LSAU.L NVLLSAF TOP40TR FR0010465633 S 42 65 A (Sept) USD - 0.03 French SICAV Swaps III UK Yes Will Seek Lyxor AM 18-Sep-07 LSE
EasyETF South Africa FTSE/JSE Top 40 EEAEUR FP EEAEUR.PA INEEA TJ200U FR0010636571 S 42 65 R EUR 24.99 0.04 French FCP Swaps III FR, G, IT, CL No - EasyETF 24-Jul-08 EN Par
Borsa Italiana EEAEUR IM EEAEUR.MI INEEA TJ200U FR0010636571 S 42 65 R EUR - 0.01 French FCP Swaps III FR, G, IT, CL No - EasyETF 6-Oct-09 Milan
Market Access FTSE/JSE Africa Top 40 Index Fund M9SK GY A0MU3W.DE DXGJSENV TOP40 LU0270000028 S 42 70 R EUR 21.03 0.05 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 9-Jul-07 Xetra
NYSE Euronext Amsterdam MFAI NA MFAI.AS DXGJSENV TOP40 LU0270000028 S 42 70 R EUR - 0.08 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 7-Sep-07 EN Ams
SIX Swiss Exchange MFAI SW MFAI.S DXGJSENV TOP40 LU0270000028 S 42 70 R USD - 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 14-Dec-07 SIX
Wiener Borse MFAI AV LU0270000028.VI DXGJSENV TOP40 LU0270000028 S 42 70 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 2-Jan-08 ATX
Borsa Italiana AFRI IM AFRI.MI DXGJSENV TOP40 LU0270000028 S 42 70 R EUR - 0.10 Luxembourg SICAV Swaps III A, G, NA, SW, IT No No RBS 25-Jun-08 Milan
iShares MSCI South Africa SRSA LN - ISRINAVG NDEUSSA IE00B52XQP83 45 45 74 R GB-p 5.35 0.02 Irish VCIC Stocks (Fully Rep) III A, G, IT, UK, L No Yes iShares 25-Jan-10 LSE
London Stock Exchange IRSA LN - ISRINAVG NDEUSSA IE00B52XQP83 45 45 74 R USD - 0.03 Irish VCIC Stocks (Fully Rep) III A, G, IT, UK, L No Yes iShares 25-Jan-10 LSE
CS ETF (IE) on MSCI South Africa CSZA SW CSZA.S - NDEUSSA IE00B4ZTP716 S 45 65 R USD 3.01 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
South Korea
iShares MSCI Korea IKOR LN IKOR.L INAVKORP NDEUSKO IE00B0M63391 99 99 74 S GB-p 372.90 0.72 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 21-Nov-05 LSE
NYSE Euronext Amsterdam IKRA NA IKRA.AS INAVKORE NDEUSKO IE00B0M63391 99 99 74 S EUR - 0.38 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQK GY IQQK.DE INAVKORE NDEUSKO DE000A0HG2L3 99 99 74 S EUR - 0.61 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 23-Feb-06 Xetra
Borsa Italiana IKOR IM IKOR.MI INAVKORE NDEUSKO IE00B0M63391 99 99 74 S EUR - 0.27 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IKOR SW IKOR.S INAVKORU NDEUSKO IE00B0M63391 99 99 74 S USD - 0.35 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IKR FP IKR.PA INAVKORE NDEUSKO IE00B0M63391 99 99 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Jun-06 EN Par
London Stock Exchange IDKO LN IDKO.L INAVKORU NDEUSKO IE00B0M63391 99 99 74 S USD - 0.09 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQK GS IQQK.SG INAVKORE NDEUSKO DE000A0HG2L3 99 99 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 23-Feb-06 Stutt
Lyxor ETF MSCI Korea KRW FP KRW.PA INKRW MXKR FR0010361691 S 99 65 A (Jun) EUR 192.49 1.80 French FCP Swaps III A, FR, IT, G, SG, HK, SW No No Lyxor AM 29-Sep-06 EN Par
Deutsche Boerse LYXKRW GY LYXKRW.DE INKRW MXKR FR0010361691 S 99 65 A (Jun) EUR - 1.60 French FCP Swaps III A, FR, IT, G, SG, HK, SW No No Lyxor AM 31-Jan-07 Xetra
Borsa Italiana KOR IM KOR.MI INKRW MXKR FR0010361691 S 99 65 A (Jun) EUR - 0.69 French FCP Swaps III A, FR, IT, G, SG, HK, SW No No Lyxor AM 14-Dec-06 Milan
SIX Swiss Exchange LYKRW SW LYKRW.S VLLYKRW MXKR FR0010581447 S 99 65 A (Jun) USD - 0.06 French FCP Swaps III A, FR, IT, G, SG, HK, SW No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXKRW GS - INKRW MXKR FR0010361691 S 99 65 A (Jun) EUR - 0.00 French FCP Swaps III A, FR, IT, G, SG, HK, SW No No Lyxor AM 1-Feb-07 Stutt
db x-trackers MSCI KOREA TRN Index XMKO GY XMKO.DE XSPRINAV MXKR LU0292100046 S 99 65 R EUR 194.14 1.50 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 30-Jul-07 Xetra
SIX Swiss Exchange XMKO SW XMKO.S XSPRINAV MXKR LU0292100046 S 99 65 R USD - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 6-Aug-07 SIX
Borsa Italiana XMKO IM XMKO.MI XSPRINAV MXKR LU0292100046 S 99 65 R EUR - 0.28 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 18-Sep-07 Milan
London Stock Exchange XKS2 LN XKS2.L XMKOINVG MXKR LU0292100046 S 99 65 R GB-p - 0.58 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XKSD LN XKSD.L XMKOINVG MXKR LU0292100046 S 99 65 R USD - 0.49 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XKO FP XKO.PA XSPRINAV MXKR LU0292100046 S 99 65 R EUR - 0.31 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 19-May-08 EN Par
Boerse Stuttgart XMKO GS XMKO.SG XSPRINAV MXKR LU0292100046 S 99 65 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 30-Jul-07 Stutt
NASDAQ OMX Stockholm XMKO SS XMKO.ST - MXKR LU0292100046 S 99 65 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
CS ETF (IE) on MSCI Korea CSKR SW CSKR.S - NDEUSKO IE00B5W4TY14 S 99 65 R USD 3.01 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
EasyETF DJ South Korea Titans 30 EEKEUR FP EEKEUR.PA INEEK KR30DT FR0010636530 S 30 55 R EUR 43.14 0.03 French FCP Swaps III FR, G, IT, CL No - EasyETF 24-Jul-08 EN Par
Borsa Italiana EEKEUR IM EEKEUR.MI INEEK KR30DT FR0010636530 S 30 55 R EUR - 0.00 French FCP Swaps III FR, G, IT, CL No - EasyETF 6-Oct-09 Milan
Taiwan
iShares MSCI Taiwan ITWN LN ITWN.L INAVTAIP NDEUSTW IE00B0M63623 118 118 74 S GB-p 286.21 0.62 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 21-Nov-05 LSE
NYSE Euronext Amsterdam ITWN NA ITWN.AS INAVTAIE NDEUSTW IE00B0M63623 118 118 74 S EUR - 2.06 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQT GY IQQT.DE INAVTAIE NDEUSTW DE000A0HG2K5 118 118 74 S EUR - 1.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana ITWN IM ITWN.MI INAVTAIE NDEUSTW IE00B0M63623 118 118 74 S EUR - 0.68 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange ITWN SW ITWN.S INAVTAIU NDEUSTW IE00B0M63623 118 118 74 S USD - 0.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris ITW FP ITWN.PA INAVTAIE NDEUSTW IE00B0M63623 118 118 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Jun-06 EN Par
London Stock Exchange IDTW LN IDTW.L INAVTAIU NDEUSTW IE00B0M63623 118 118 74 S USD - 0.15 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQT GS IQQT.SG INAVTAIE NDEUSTW DE000A0HG2K5 118 118 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 23-Feb-06 Stutt
iShares MSCI Taiwan Index Fund EWT TQ - - MXTW US4642867315 118 118 82 S USD 2,962.40 0.00 1940 Act Fund Stocks (Fully Rep) No AU, HK, MX, US, CL, UK No No iShares 23-Apr-10 Turq

Taiwan (continued)
Lyxor ETF MSCI Taiwan TWN FP LYTWN.PA INTWN TAMSCI FR0010444786 S 118 65 A (Jun) EUR 171.58 0.29 French FCP Swaps III FR, IT, SG, HK, G No No Lyxor AM 18-Mar-08 EN Par
Borsa Italiana TWN IM TWNL.MI INTWN TAMSCI FR0010444786 S 118 65 A (Jun) EUR - 0.21 French FCP Swaps III FR, IT, SG, HK, G No No Lyxor AM 27-Mar-08 Milan
Deutsche Boerse LYXTWN GY LYXTWN.DE INTWN TAMSCI FR0010444786 S 118 65 A (Jun) EUR - 0.27 French FCP Swaps III FR, IT, SG, HK, G No No Lyxor AM 7-Aug-08 Xetra
SIX Swiss Exchange LYTWN SW LYTWN.S VLLYTWN TAMSCI FR0010444794 S 118 65 A (Jun) USD - 0.05 French FCP Swaps III FR, IT, SG, HK, G No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXTWN GS - INTWN TAMSCI FR0010444786 S 118 65 A (Jun) EUR - 0.00 French FCP Swaps III FR, IT, SG, HK, G No No Lyxor AM 22-Dec-08 Stutt
db x-trackers MSCI TAIWAN TRN INDEX XMTW GY XMTW.DE XMTWINAV NDEUSTW LU0292109187 S 118 65 R EUR 134.68 1.50 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 9-Jul-07 Xetra
Borsa Italiana XMTW IM XMTW.DE XMTWINAV NDEUSTW LU0292109187 S 118 65 R EUR - 0.37 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XMTW SW XMTW.S XMTWINVU NDEUSTW LU0292109187 S 118 65 R USD - 0.04 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 6-Aug-07 SIX
London Stock Exchange XMTW LN XMTW.L XMTWINVG NDEUSTW LU0292109187 S 118 65 R GB-p - 0.05 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMTD LN XMTD.L XMTWINVG NDEUSTW LU0292109187 S 118 65 R USD - 0.20 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XTW FP XTW.PA XMTWINAV NDEUSTW LU0292109187 S 118 65 R EUR - 0.22 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 21-Apr-08 EN Par
Boerse Stuttgart XMTW GS XMTW.SG XMTWINAV NDEUSTW LU0292109187 S 118 65 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 9-Jul-07 Stutt
NASDAQ OMX Stockholm XMTW SS XMTW.ST - NDEUSTW LU0292109187 S 118 65 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
ComStage ETF MSCI Taiwan TRN CBNDEUST GR CBMINTW.DE CNAVNUST NDEUSTW LU0392495619 S 118 60 R EUR 33.97 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDEUST GS CBMINTW.SG CNAVNUST NDEUSTW LU0392495619 S 118 60 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X019US SW CBMINTWUS.S - NDEUSTW LU0392495619 S 118 60 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDEUST SW CBMINTW.S - NDEUSTW LU0392495619 S 118 60 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
CS ETF (IE) on MSCI Taiwan CSTW SW CSTW.S - NDEUSTW IE00B5VL1928 S 118 65 R USD 3.00 0.00 Irish VCIC Swaps III A, SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 26-Aug-10 SIX
EasyETF TSEC Taiwan EEWEUR FP EEWEUR.PA INEEW TFTW50U FR0010636563 S 50 60 R EUR 15.84 0.00 French FCP Swaps III FR, G, IT No - EasyETF 24-Jul-08 EN Par
Turkey
iShares MSCI Turkey ITKY LN ITKY.L INAVTUKP MXTR IE00B1FZS574 22 22 74 S GB-p 221.74 0.42 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 6-Nov-06 LSE
London Stock Exchange IDTK LN IDTK.L INAVTUKU MXTR IE00B1FZS574 22 22 74 S USD - 0.12 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 13-Nov-06 LSE
NYSE Euronext Amsterdam ITKY NA ITKY.AS INAVTUKE MXTR IE00B1FZS574 22 22 74 S EUR - 0.51 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 16-Jan-07 EN Ams
Deutsche Boerse IQQ5 GY IQQS.DE INAVTUKE MXTR DE000A0LGQN1 22 22 74 S EUR - 0.20 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Mar-07 Xetra
Borsa Italiana ITKY IM ITKY.MI INAVTUKE MXTR IE00B1FZS574 22 22 74 S EUR - 0.53 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-07 Milan
NYSE Euronext Paris ITK FP ITKY.PA INAVTUKE MXTR IE00B1FZS574 22 22 74 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 10-Apr-07 EN Par
SIX Swiss Exchange ITKY SW ITKY.S INAVTUKU MXTR IE00B1FZS574 22 22 74 S USD - 0.67 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 16-Apr-06 SIX
Boerse Stuttgart IQQ5 GS IQQ5.SG INAVTUKE MXTR DE000A0LGQN1 22 22 74 S EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Mar-07 Stutt
MSCI Turkey Source ETF Source Planned
Lyxor ETF DJ Turkey Titans 20 TUR FP LTUR.PA INTUR TR20D FR0010326256 S 20 65 A (Sept) EUR 306.73 2.05 French FCP Swaps III A, FR, IT, G, SW No No Lyxor AM 29-Aug-06 EN Par
Deutsche Boerse LYXTUR GY LYXTUR.DE INTUR TR20D FR0010326256 S 20 65 A (Sept) EUR - 0.98 French FCP Swaps III A, FR, IT, G, SW No No Lyxor AM 17-Oct-06 Xetra
Borsa Italiana TUR IM LTUR.MI INTUR TR20D FR0010326256 S 20 65 A (Sept) EUR - 0.90 French FCP Swaps III A, FR, IT, G, SW No No Lyxor AM 20-Nov-06 Milan
SIX Swiss Exchange LYTUR SW LYTUR.S INTUR TR20D FR0010326256 S 20 65 A (Sept) EUR - 0.12 French FCP Swaps III A, FR, IT, G, SW No No Lyxor AM 23-Mar-07 SIX
Boerse Stuttgart LYXTUR GS - INTUR TR20D FR0010326256 S 20 65 A (Sept) EUR - 0.03 French FCP Swaps III A, FR, IT, G, SW No No Lyxor AM 22-Nov-06 Stutt
EasyETF DJ Turkey Titans 20 EETEUR FP EETEUR.PA INEET TR20DT FR0010636555 S 20 65 R EUR 46.55 0.02 French FCP Swaps III FR, G, CL No - EasyETF 24-Jul-08 EN Par
Dow Jones Istanbul 20 DJIST TI DJISTf.IS - TR20I TRMCU1WWWWW320 20 95* R TRY 18.92 4.09 Equity Fund Stocks (Fully Rep) III T No - Finans Portfoy 14-Jan-05 Istanbul
Non-Financial Istanbul 20 ETF NFIST TI NFISTf.IS - NFI20 TRYFNBK00030 20 20 95* R TRY 1.33 0.28 Equity Fund Stocks (Fully Rep) III T No - Finans Portfoy 26-Dec-05 Istanbul
Market Access Dow Jones Turkey Titans 20 Index Fund M9SE GY A0MSJG.DE MDJTINAV TR20E LU0269999362 S 20 60 R EUR 10.83 0.16 Luxembourg SICAV Swaps III A, G, IT, SW No No RBS 9-Jul-07 Xetra
Wiener Borse MDJT AV LU0269999362.VI MDJTINAV TR20E LU0269999362 S 20 60 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, IT, SW No No RBS 20-Feb-08 ATX
Borsa Italiana TURK IM TURK.MI MDJTINAV TR20E LU0269999362 S 20 60 R EUR - 0.18 Luxembourg SICAV Swaps III A, G, IT, SW No No RBS 25-Jun-08 Milan
SIX Swiss Exchange MDJT SW MDJT.S MDJTINAV TR20E LU0269999362 S 20 60 R USD - 0.01 Luxembourg SICAV Swaps III A, G, IT, SW No No RBS 28-Apr-08 SIX
IST 30 ETF IST30 TI IST30f.IS - XU030 TRYFNBK00170 30 30 95 R TRY 2.64 10.81 Equity Fund Stocks (Fully Rep) III T No - Finans Portfoy 7-Apr-09 Istanbul
Is Investment Dow Jones Turkey Equal Weighted 15 ISDJE TI ISDJEf.IS - TR15I TRYISMD00035 15 15 R TRY 6.18 1.35 Turkish Mutual Fund Stocks (Fully Rep) No T No No Is Investment 25-May-07 Istanbul
BANKA Turkey Large-Cap Banks ETF BNKTR TI - - BANKA TRYFNBK00048 6 6 95* R TRY 0.85 1.18 Equity Fund Stocks (Fully Rep) T No - Finans Portfoy 24-Aug-06 Istanbul
Garanti Bank MSCI Turkey ETF GAREN TI GARENf.IS - MXTR TRYGRAN00142 20 20 95 N/A TRY 0.00 0.00 Stocks (Fully Rep) No T No No Garanti Bank 12-Jul-10 Istanbul
UAE
EasyETF DJ United Arab Emirates EAE FP EAE.PA INEAE DJAET FR0010668855 S 20 65 R EUR 12.54 0.00 French FCP Swaps III FR No EasyETF 4-Nov-08 EN Par
Vietnam
db x-trackers FTSE VIETNAM XFVT GY XFVT.DE XFVTINAV FVTTE LU0322252924 S 31 85 R EUR 172.23 0.69 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 6-Feb-08 Xetra
London Stock Exchange XFVT LN XFVT.L XFVTINVG FVTTE LU0322252924 S 31 85 R GB-p - 0.14 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 8-Feb-08 LSE
London Stock Exchange XVTD LN XVTD.L XFVTINVG FVTTE LU0322252924 S 31 85 R USD - 0.16 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 8-Feb-08 LSE
Borsa Italiana XFVT IM XFVT.MI XFVTINVG FVTTE LU0322252924 S 31 85 R EUR - 0.35 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 14-Mar-08 Milan
SIX Swiss Exchange XFVI SW XFVT.S XFVTINVG FVTTE LU0322252924 S 31 85 R CHF - 0.03 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 17-Nov-08 SIX
NYSE Euronext Paris XVT FP XVT.PA XFVTINVG FVTTE LU0322252924 S 31 85 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 29-May-09 EN Par
Boerse Stuttgart XFVT GS XFVT.SG XFVTINAV FVTTE LU0322252924 S 31 85 R EUR - 0.06 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 6-Feb-08 Stutt
NASDAQ OMX Stockholm XFVT SS XMTW.ST - FVTTE LU0322252924 S 31 85 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes Will Seek db x-trackers 14-Apr-10 OMX Sto
Global – equity
Broad
Lyxor ETF MSCI World WLD FP WLD.PA INWLD MXWO FR0010315770 S 1,654 45 A (Sept) EUR 924.54 2.28 French FCP Swaps III FR, G, IT, SW, HK, SG, MX, SP No No Lyxor AM 4-May-06 EN Par
Deutsche Boerse LYXWLD GY LYXWLD.DE INWLD MXWO FR0010315770 S 1,654 45 A (Sept) EUR - 1.54 French FCP Swaps III FR, G, IT, SW, HK, SG, MX, SP No No Lyxor AM 30-Aug-06 Xetra
Borsa Italiana WLD IM WLD.MI INWLD MXWO FR0010315770 S 1,654 45 A (Sept) EUR - 0.87 French FCP Swaps III FR, G, IT, SW, HK, SG, MX, SP No No Lyxor AM 7-Sep-06 Milan
SIX Swiss Exchange LYWLD SW LYWLD.S VLLYWLD MXWO FR0010372201 S 1,654 45 A (Sept) USD - 0.78 French FCP Swaps III FR, G, IT, SW, HK, SG, MX, SP No No Lyxor AM 17-Jan-07 SIX
Boerse Stuttgart LYXWLD GS - INWLD MXWO FR0010315770 S 1,654 45 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW, HK, SG, MX, SP No No Lyxor AM 30-Aug-06 Stutt
Bolsa de Madrid WLD SM WLD.MC INWLD MXWO FR0010315770 S 1,654 45 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW, HK, SG, MX, SP No No Lyxor AM 12-Jul-10 Madrid

Global – equity (continued)
Broad (continued)
Lyxor ETF MSCI World LWOR LN LWOR LN NVLLWOR NDDUWI FR0010551648 S 1,654 45 A (Sept) GB-p 24.27 0.04 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
London Stock Exchange LWOU LN LWOU.L NVLLWOR NDDUWI FR0010551648 S 1,654 45 A (Sept) USD - 0.01 French SICAV Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
iShares MSCI World IWRD LN IWRD.L INAVWORP MXWO IE00B0M62Q58 668 1,654 50 Q GB-p 2,950.50 4.54 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 31-Oct-05 LSE
NYSE Euronext Amsterdam IWRD NA IWRD.AS INAVWORE MXWO IE00B0M62Q58 668 1,654 50 Q EUR - 3.27 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQW GY IQQW.DE INAVWORE MXWO DE000A0HGZR1 668 1,654 50 Q EUR - 2.97 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IWRD IM IWRD.MI INAVWORE MXWO IE00B0M62Q58 668 1,654 50 Q EUR - 0.94 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IWRD SW IWRD.S INAVWORU MXWO IE00B0M62Q58 668 1,654 50 Q USD - 2.69 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IWD FP IWD.PA INAVWORE MXWO IE00B0M62Q58 668 1,654 50 Q EUR - 0.00 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 12-Jun-06 EN Par
London Stock Exchange IDWR LN IDWR.L INAVWORU MXWO IE00B0M62Q58 668 1,654 50 Q USD - 7.86 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 7-Sep-06 LSE
Boerse Stuttgart IQQW GS IQQW.SG INAVWORE MXWO DE000A0HGZR1 668 1,654 50 Q EUR - 0.01 Irish VCIC Stocks (Optimized) III A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX Yes Yes iShares 23-Feb-06 Stutt
iShares MSCI World (Acc) IWDA LN IWAD.L INAVIWDG NDDUWI IE00B4L5Y983 568 1,654 50 R USD 58.03 0.01 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
London Stock Exchange SWDA LN SWDA.L INAVIWDG NDDUWI IE00B4L5Y983 568 1,654 50 R GB-p - 0.07 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 28-Sep-09 LSE
NYSE Euronext Amsterdam IWDA NA IWDA.AS INAVIWDG NDDUWI IE00B4L5Y983 568 1,654 50 R EUR - 0.68 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 13-Oct-09 EN Ams
Borsa Italiana SWDA IM - INAVIWDG NDDUWI IE00B4L5Y983 568 1,654 50 R EUR - 0.09 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNL GR - INAVIWDG NDDUWI DE000A0YBR38 568 1,654 50 R EUR - 0.01 Irish VCIC Stocks (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 29-Sep-09 Xetra
UBS-ETF MSCI World WRDCHA SW WRDCHA.S - MXWO LU0340285161 1,522 1,654 40 S CHF 190.76 0.19 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 3-Jul-08 SIX
SIX Swiss Exchange WRDUSA SW WRDUSA.S - MXWO LU0340285161 1,522 1,654 40 S USD - 0.37 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 3-Jul-08 SIX
Deutsche Boerse WRDEUA GY - - MXWO LU0340285161 1,522 1,654 40 S EUR - 0.22 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 22-Aug-08 Xetra
Boerse Stuttgart WRDEUA GS WRDEUA.SG - MXWO LU0340285161 1,522 1,654 40 S EUR - 0.00 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 22-Aug-08 Stutt
SIX Swiss Exchange WRDGBA SW WRDGBA.S - MXWO LU0340285161 1,522 1,654 40 S GBP - 0.00 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 1-Jun-10 SIX
Borsa Italiana WRDEUA IM - - MXWO LU0340285161 1,522 1,654 40 S EUR - 0.00 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 4-Jun-10 Milan
UBS-ETF MSCI World I WRDUSI SW WRDUSI.S IWRDUSI MSDUWI LU0446735416 1,522 1,654 25 S USD - 0.43 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse WRDEUI GY - IWRDUSI MSDUWI LU0446735416 1,522 1,654 25 S EUR - 0.11 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart WRDEUI GS WRDEUI.SG IWRDUSI MSDUWI LU0446735416 1,522 1,654 25 S EUR - 0.00 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 23-Nov-09 Stutt
Borsa Italiana WRDEUI IM - - MSDUWI LU0446735416 1,522 1,654 25 S EUR - 0.00 Luxembourg SICAV Stocks (Optimized) III SW, G, IT, S Yes - UBS GAM 4-Jun-10 Milan
db x-trackers MSCI World TRN ETF XMWO GY XMWO.DE XMWOINAV NDDUWI LU0274208692 S 1,654 45 R EUR 1,922.77 4.54 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 10-Jan-07 Xetra
Borsa Italiana XMWO IM XMWO.MI XMWUINAV NDDUWI LU0274208692 S 1,654 45 R EUR - 0.91 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 15-Feb-07 Milan
SIX Swiss Exchange XMWO SW XMWO.S XMWUINAV NDDUWI LU0274208692 S 1,654 45 R USD - 0.46 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 15-May-07 SIX
London Stock Exchange XMWO LN XMWO.L XMWOINVG NDDUWI LU0274208692 S 1,654 45 R GB-p - 0.57 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
London Stock Exchange XMWD LN XMWD.L XMWOINVG NDDUWI LU0274208692 S 1,654 45 R USD - 0.57 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 7-Sep-07 LSE
NYSE Euronext Paris XWO FP XWO.PA XMWOINAV NDDUWI LU0274208692 S 1,654 45 R EUR - 0.78 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 17-Apr-08 EN Par
Boerse Stuttgart XMWO GS XMWO.SG XMWOINAV NDDUWI LU0274208692 S 1,654 45 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 19-Dec-06 Stutt
NASDAQ OMX Stockholm XMWO SS XMWO.ST - NDDUWI LU0274208692 S 1,654 45 R SEK - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
ComStage ETF MSCI World TRN CBNDDUWI GY CBMINWO.DE CNAVNUWI NDDUWI LU0392494562 S 1,654 40 R EUR 261.64 1.55 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Xetra
Boerse Stuttgart CBNDDUWI GS CBMINWO.SG CNAVNUWI NDDUWI LU0392494562 S 1,654 40 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange X010US SW CBMINWOUS.S - NDDUWI LU0392494562 S 1,654 40 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBNDDUWI SW CBMINWO.S - NDDUWI LU0392494562 S 1,654 40 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
AMUNDI ETF MSCI World CW8 FP CW8.PA INCW8 NSESWRLD FR0010756098 S 1,654 38 R EUR 94.35 0.26 French FCP Swaps III FR, N, IT No No Amundi 29-Jun-09 EN Par
MSCI World Source ETF SMSWLD GY SMSWLD.DE SMSWLDIN NDDUWI IE00B60SX394 S 1,654 45 R EUR 95.87 0.11 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 20-Apr-09 Xetra
PowerShares FTSE RAFI Developed 1000 PSRD LN PSRD.l FABI FRD IE00B23D8W74 1,000 1,000 50 S GB-p 8.54 0.01 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 3-Dec-07 LSE
Deutsche Boerse 6PSB GY 6PSB.DE FABI FRD IE00B23D8W74 1,000 1,000 50 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 3-Dec-07 Xetra
Borsa Italiana PXF IM PXF.MI FABI FRD IE00B23D8W74 1,000 1,000 50 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 10-Dec-07 Milan
NYSE Euronext Paris PXF FP PSPXF.PA VLPXF FRD IE00B23D8W74 1,000 1,000 50 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 29-Jan-08 EN Par
iShares Dow Jones Global Titans 50 (DE) DJGTEEX GY DJGTEEX.DE DJGTENAV DJGTE DE0006289382 50 50 52 Up to 4x EUR 58.25 0.20 German Index Fund Stocks (Fully Rep) III A, G No No iShares 17-Aug-01 Xetra
Boerse Stuttgart DJGTEEX GS DJGTEEX.SG DJGTENAV DJGTE DE0006289382 50 50 52 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, G No No iShares 17-Aug-01 Stutt
Lyxor DJ Global Titans 50 MGT FP MGT.PA INMGT DJGTE FR0007075494 S 50 40 A (Sept) EUR 54.66 0.17 French FCP Swaps III A, FR, IT, SW No No Lyxor AM 9-Jul-03 EN Par
Borsa Italiana MGT IM MGT.MI INMGT DJGTE FR0007075494 S 50 40 A (Sept) EUR - 0.16 French FCP Swaps III A, FR, IT, SW No No Lyxor AM 22-Oct-03 Milan
Wiener Borse MGT AV FR0007075494.VI INMGT DJGTE FR0007075494 S 50 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, IT, SW No No Lyxor AM 21-Nov-05 ATX
EasyETF Global Titans 50 ETT FP ETT.PA INETT DJGTER FR0000973596 S 50 40 R EUR 6.39 0.07 French FCP Swaps III FR, B, N, G No - EasyETF 25-Apr-01 EN Par
db x-trackers FTSE ALL-WORLD EX UK XWXU LN XWXU.L XWXUNVG FTS6WXUK LU0322254383 S - 40 R GB-p 38.95 0.23 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK Yes Will Seek db x-trackers 8-Feb-08 LSE
Deutsche Boerse XWXU GR XWXU.DE XWXUNVG FTAW12 LU0322254383 S - 40 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK Yes Will Seek db x-trackers 3-Mar-08 Xetra
iShares FTSE Developed World ex-UK SWXU LN - INAVWXUU FTR1AWDU IE00B4WXJF27 436 1,846 50 Q GB-p 37.35 0.23 Irish VCIC Stocks (Optimized) III UK Yes Yes iShares 20-Apr-09 LSE
London Stock Exchange IWXU LN - INAVWXUU FTR1AWDU IE00B4WXJF27 436 1,846 50 Q USD - 0.10 Irish VCIC Stocks (Optimized) III UK Yes Yes iShares 20-Apr-09 LSE
iShares MSCI EAFE Index Fund EFA TQ - - NDDUEAFE US4642874659 845 966 35 S USD 35,123.48 0.00 1940 Act Fund Stocks No AU, MX, US, CL, UK No No iShares 23-Apr-10 Turq
AMUNDI ETF MSCI World Ex EMU CM9 FP CM9.PA INCM9 MSDEWEMN FR0010756114 S - 35 R EUR 244.42 0.10 French FCP Swaps III FR, G, IT, N No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CM9GR GY - - MSDEWEMN FR0010756114 S - 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CM9 IM - INCM9 MSDEWEMN FR0010756114 S - 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 20-Apr-10 Milan
AMUNDI ETF MSCI World Ex Europe CE8 FP CE8.PA INCE8 MSDEWEUN FR0010756122 S - 35 R EUR 8.64 0.00 French FCP Swaps III FR, G, N No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CE8GR GY - - MSDEWEUN FR0010756122 S - 35 R EUR - 0.00 French FCP Swaps III FR, G, N No No Amundi 23-Feb-10 Xetra
Sectors
Lyxor ETF MSCI World Consumer Discretionary TR DISW IM LDISW.MI - M1WO0CD LU0533032008 S 242 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPA GY LYXDISW.DE - M1WO0CD LU0533032008 S 242 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange DISW LN DISW.L - M1WO0CD LU0533032180 S 242 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange DISG LN CDCG.L - M1WO0CD LU0533032180 S 242 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE

Sectors (continued)
Lyxor ETF MSCI World Consumer Staples TR STAW IM LSTAW.MI - M1WO0CS LU0533032263 S 125 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPB GY LYXSTAW.DE - M1WO0CS LU0533032263 S 125 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange STAW LN STPW.L - M1WO0CS LU0533032347 S 125 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange STAG LN STAG.L - M1WO0CS LU0533032347 S 125 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Energy TR ENERW IM ENERW.MI - M1WO0EN LU0533032420 S 113 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPC GY LYXNRGW.DE - M1WO0EN LU0533032420 S 113 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange NRGW LN NRGW.L - M1WO0EN LU0533032776 S 113 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange NRGG LN NRGG.L - M1WO0EN LU0533032776 S 113 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Financials TR FINSW IM LFINSW.MI - M1WO0FN LU0533032859 S 342 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPD GY LYXFINW.DE - M1WO0FN LU0533032859 S 342 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange FINW LN FINW.L - M1WO0FN LU0533033071 S 342 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange FING LN FING.L - M1WO0FN LU0533033071 S 342 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
AMUNDI ETF MSCI World Financials CWF FP CWF.PA INCWF NDWUFNCL FR0010791152 S 342 35 R EUR 13.47 0.05 French FCP Swaps III FR, G, IT, N No No Amundi 29-Sep-09 EN Par
Deutsche Boerse CWFGR GY - INCWF NDWUFNCL FR0010791152 S 342 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 7-Apr-10 Xetra
Borsa Italiana CWF IM - INCWF NDWUFNCL FR0010791152 S 342 35 R EUR - 0.01 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
Lyxor ETF MSCI World Health Care TR HLTW IM LHLTW.MI - M1WO0HC LU0533033238 S 118 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPE GY LYXHLTW.DE - M1WO0HC LU0533033238 S 118 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange HLTW LN HLTW.L - M1WO0HC LU0533033311 S 118 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange HLTG LN HLTG.L - M1WO0HC LU0533033311 S 118 45 R GB-p - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Industrials TR INDGW IM INDGW.MI - M1WO0IN LU0533033402 S 265 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPF GY LYXINDW.DE - M1WO0IN LU0533033402 S 265 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange INDW LN INDW.L - M1WO0IN LU0533033584 S 265 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange INUG LN INUG.L - M1WO0IN LU0533033584 S 265 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Information Technology TR TNOW IM LTNOW.MI - M1WO0IT LU0533033667 S 150 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPG GY LYXTNOW.DE - M1WO0IT LU0533033667 S 150 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange TNOW LN TNOW.L - M1WO0IT LU0533033741 S 150 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange TNOG LN TNOG.L - M1WO0IT LU0533033741 S 150 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Materials TR MATW IM LMATW.MI - M1WO0ML LU0533033824 S 161 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPH GY LYXMATW.DE - M1WO0ML LU0533033824 S 161 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange MATW LN MATW.L - M1WO0ML LU0533034046 S 161 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange MATG LN MATG.L - M1WO0ML LU0533034046 S 161 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Telecommunication Services TR TELEW IM LTELEW.MI - M1WO0TC LU0533034129 S 52 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPI GY LYXTELW.DE - M1WO0TC LU0533034129 S 52 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange TELW LN TELW.L - M1WO0TC LU0533034392 S 52 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange TELG LN TELG.L - M1WO0TC LU0533034392 S 52 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
Lyxor ETF MSCI World Utilities TR UTIW IM LUTIW.MI - M1WO0UL LU0533034558 S 88 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 23-Sep-10 Milan
Deutsche Boerse LYPQ GY LYXUTIW.DE - M1WO0UL LU0533034558 S 88 45 R EUR - - Luxembourg SICAV Swaps III IT, UK, G No No Lyxor AM 30-Sep-10 Xetra
London Stock Exchange UTIW LN UTLW.L - M1WO0UL LU0533034632 S 88 45 R USD - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
London Stock Exchange UTIG LN UTLG.L - M1WO0UL LU0533034632 S 88 45 R GB-p - - Luxembourg SICAV Swaps III IT, UK, G No Will Seek Lyxor AM 27-Sep-10 LSE
iShares S&P Global Water IH2O LN IH2O.L INAVSGWG SPGTAQUA IE00B1TXK627 50 50 65 S GB-p 166.28 1.19 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-07 LSE
London Stock Exchange DH2O LN DH2O.L INAVSGFU SPGTAQUA IE00B1TXK627 50 50 65 S USD - 0.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-07 LSE
NYSE Euronext Amsterdam IH2O NA IH2O.AS INAVSGFE SPGTAQUA IE00B1TXK627 50 50 65 S EUR - 0.06 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 14-May-07 EN Ams
Deutsche Boerse IQQQ GY IQQQ.DE INAVSGFE SPGTAQUA DE000A0MSAG2 50 50 65 S EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 26-Sep-07 Xetra
NYSE Euronext Paris H2O FP H2O FP INAVSGFE SPGTAQUA IE00B1TXK627 50 50 65 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 6-Nov-07 EN Par
Borsa Italiana IH2O IM IH2O.MI INAVSGWG SPGTAQUA IE00B1TXK627 50 50 65 S EUR - 0.07 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 30-Nov-07 Milan
SIX Swiss Exchange IH2O SW INAVSGFC SPGTAQUA IE00B1TXK627 50 50 65 S USD - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 4-Dec-07 SIX
Boerse Stuttgart IQQQ GS IQQQ.SG INAVSGFE SPGTAQUA DE000A0MSAG2 50 50 65 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 26-Sep-07 Stutt
iShares FTSE/Macquarie Global Infrastructure 100 INFR LN INFR.L INAVMQGP MCGIGIDI IE00B1FZS467 100 100 65 Q GB-p 308.17 0.40 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 23-Oct-06 LSE
London Stock Exchange IDIN LN IDIN.L INAVMQGU MCGIGIDI IE00B1FZS467 100 100 65 Q USD - 0.10 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 30-Oct-06 LSE
NYSE Euronext Amsterdam INFR NA INFR.AS INAVMQGE MCGIGIDI IE00B1FZS467 100 100 65 Q EUR - 0.04 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 16-Jan-07 EN Ams
Deutsche Boerse IQQI GY IQQI.DE INAVMQGE MCGIGIDI DE000A0LGQM3 100 100 65 Q EUR - 0.05 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Mar-07 Xetra
Borsa Italiana INFR IM INFR.MI INAVMQGE MCGIGIDI IE00B1FZS467 100 100 65 Q EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-07 Milan
NYSE Euronext Paris NFR FP NFR.PA INAVMQGE MCGIGIDI IE00B1FZS467 100 100 65 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Apr-07 EN Par
SIX Swiss Exchange INFR SW INFR.S INAVMQGU MCGIGIDI IE00B1FZS467 100 100 65 Q USD - 0.05 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 16-Apr-07 SIX
Boerse Stuttgart IQQI GS IQQI.SG INAVMQGE MCGIGIDI DE000A0LGQM3 100 100 65 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 15-Mar-07 Stutt
EasyETF NMX30 Infrastructure Global ENMXG GY ENMXG.DE ENMXGNAV NMXI30TR LU0315440411 30 30 100 R EUR 18.32 0.07 Luxembourg FCP Stocks (Fully Rep) III FR, G, L No - EasyETF 27-Mar-08 Xetra
NYSE Euronext Paris ENG FP EENG.PA INENG NMXI30TR LU0315440411 30 30 100 R EUR - 0.00 Luxembourg FCP Stocks (Fully Rep) III FR, G, L No - EasyETF 22-May-08 EN Par
db x-trackers S&P GLOBAL INFRASTRUCTURE EQUITY XSGI GY XSGI.DE XSGIINAV SPGTINTR LU0322253229 S 75 60 R EUR 162.68 0.47 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 6-Feb-08 Xetra
London Stock Exchange XSGI LN XSGI.L XSGIINVG SPGTINTR LU0322253229 S 75 60 R GB-p - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 8-Feb-08 LSE
London Stock Exchange XGID LN XGID.L XSGIINVG SPGTINTR LU0322253229 S 75 60 R USD - 0.59 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 8-Feb-08 LSE
Borsa Italiana XSGI IM XSGI.MI XSGIINVG SPGTINTR LU0322253229 S 75 60 R EUR - 0.15 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 14-Mar-08 Milan
SIX Swiss Exchange XSGI SW XSGI.S XSGIINVG SPGTINTR LU0322253229 S 75 60 R CHF - 0.05 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 17-Nov-08 SIX
Boerse Stuttgart XSGI GS XSGI.SG XSGIINAV SPGTINTR LU0322253229 S 75 60 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, SW Yes Will Seek db x-trackers 15-Jan-08 Stutt

Sectors (continued)
PowerShares Palisades Global Water Fund PSHO LN PSHOG.L FABR PIIWI IE00B23D9026 45 45 75 Q GB-p 7.28 0.02 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSF GY 6PSF.DE FABR PIIWI IE00B23D9026 45 45 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 19-Nov-07 Xetra
Borsa Italiana PIO IM PSHW.MI FABR PIIWI IE00B23D9026 45 45 75 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 18-Jan-08 Milan
NYSE Euronext Paris PIO FP PSPIO.PA FABR PIIWI IE00B23D9026 45 45 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 21-Jan-08 EN Par
Lyxor ETF World Water WAT FP LYWAT.PA INWAT WOWAXPC FR0010527275 S 20 60 A (Sept) EUR 63.63 0.11 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 17-Oct-07 EN Par
Deutsche Boerse LYXWAT GY LYXWAT.DE INWAT WOWAXPC FR0010527275 S 20 60 A (Sept) EUR - 0.05 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 1-Nov-07 Xetra
Borsa Italiana WAT IM H2O.MI INWAT WOWAXPC FR0010527275 S 20 60 A (Sept) EUR - 0.08 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 18-Jan-08 Milan
SIX Swiss Exchange LYWAT SW LYWAT.S INWAT WOWAXPC FR0010527275 S 20 60 A (Sept) EUR - 0.08 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 19-Aug-08 SIX
Bolsa de Madrid WAT SM WATRS.MC INWAT WOWAXPC FR0010527275 S 20 60 A (Sept) EUR - 0.04 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 21-May-08 Madrid
Boerse Stuttgart LYXWAT GS - INWAT WOWAXPC FR0010527275 S 20 60 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 1-Nov-07 Stutt
Lyxor ETF World Water LWAT LN LWAT.L NVLLWAT WOWAX FR0010542134 S 20 60 A (Sept) GB-p 7.75 0.00 French FCP Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
London Stock Exchange LWAU LN LWAU.L NVLLWAT WOWAX FR0010542134 S 20 60 A (Sept) USD - 0.00 French FCP Swaps III UK Yes Will Seek Lyxor AM 13-Mar-08 LSE
EasyETF BNP Paribas Global Water EGWEUR FP EGWEUR.PA INEGW BNPIWATR FR0010636621 S 19 60 R EUR 13.88 0.00 French FCP Swaps III FR, G, CL No - EasyETF 24-Jul-08 EN Par
ETFX Janney Global Water Fund ETLF ID - INWTE JGITR IE00B3CNHB79 S 59 65 R EUR 8.48 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
Deutsche Boerse ETLT GY - INWTE JGITR DE000A0Q8M86 S 59 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 12-Dec-08 Xetra
London Stock Exchange WATE LN - INWTE JGITR IE00B3CNHB79 S 59 65 R USD - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange WATP LN - INWTE JGITR IE00B3CNHB79 S 59 65 R GB-p - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam WATE NA WATE.AS INWTE JGITR IE00B3CNHB79 S 59 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 28-Oct-08 EN Ams
Borsa Italiana WATE IM WATE.MI INWTE JGITR IE00B3CNHB79 S 59 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
AMUNDI ETF MSCI World Energy CWE FP CWE.PA INCWE NDWUENR FR0010791145 S 114 35 R EUR 12.02 0.06 French FCP Swaps III FR, G, IT, N No No Amundi 29-Sep-09 EN Par
Deutsche Boerse CWEGR GY - INCWE NDWUENR FR0010791145 S 114 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 7-Apr-10 Xetra
Borsa Italiana CWE IM - INCWE NDWUENR FR0010791145 S 114 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N No No Amundi 1-Apr-10 Milan
Lyxor ETF New Energy NRJ FP LYNRJ.PA INNRJ WAEXPC FR0010524777 S 20 60 A (Sept) EUR 109.39 0.21 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 17-Oct-07 EN Par
Deutsche Boerse LYXNRJ GY LYXNRJ.DE INNRJ WAEXPC FR0010524777 S 20 60 A (Sept) EUR - 0.12 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 1-Nov-07 Xetra
Borsa Italiana ENER IM ENY.MI INNRJ WAEXPC FR0010524777 S 20 60 A (Sept) EUR - 0.08 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 18-Jan-08 Milan
Bolsa de Madrid ENER SM LYXNRJ.MC INNRJ WAEXPC FR0010524777 S 20 60 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 19-Feb-08 Madrid
SIX Swiss Exchange LYNRJ SW LYNRJ.S VLLYNRJ WAEXPC FR0010524777 S 20 60 A (Sept) EUR - 0.02 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 19-Aug-08 SIX
Boerse Stuttgart LYXNRJ GS - INNRJ WAEXPC FR0010524777 S 20 60 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 1-Nov-07 Stutt
ETFX DAXglobal Alternative Energy Fund ETLG ID - INALT DXAE IE00B3CNHC86 S 15 65 R EUR 17.39 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange ALTE LN - INALT DXAE IE00B3CNHC86 S 15 65 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange ALTP LN - INALT DXAE IE00B3CNHC86 S 15 65 R GB-p - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
Deutsche Boerse ETLU GY - INALT DXAE DE000A0Q8M94 S 15 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 12-Dec-08 Xetra
NYSE Euronext Amsterdam ALTE NA ALTE.AS INALT DXAE IE00B3CNHC86 S 15 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 13-Oct-08 EN Ams
Borsa Italiana ALTE IM ALTE.MI INALT DXAE IE00B3CNHC86 S 15 65 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
ETFX WNA Global Nuclear Energy Fund ETLA ID - INNUK WNAIT IE00B3C94706 S 66 65 R EUR 37.47 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
Deutsche Boerse ETLN GY - INNUK WNAIT DE000A0Q8M37 S 66 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 12-Dec-08 Xetra
London Stock Exchange NUKE LN - INNUK WNAIT IE00B3C94706 S 66 65 R USD - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange NUKP LN - INNUK WNAIT IE00B3C94706 S 66 65 R GB-p - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam NUKE NA NUKE.AS INNUK WNAIT IE00B3C94706 S 66 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 9-Oct-08 EN Ams
Borsa Italiana NUKE IM NUKE.MI INNUK WNAIT IE00B3C94706 S 66 65 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
EasyETF BNP Paribas Global Nuclear EGNEUR FP EGNEUR.PA INEGN BNPIGNTR FR0010636597 S 25 60 R EUR 11.09 0.04 French FCP Swaps III FR, G, CL No - EasyETF 24-Jul-08 EN Par
iShares FTSE EPRA/NAREIT Developed Markets Property Yield Fund IWDP LN IWDP.L INAVGPYP ENGD IE00B1FZS350 228 228 59 Q GB-p 753.75 1.29 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 23-Oct-06 LSE
London Stock Exchange IDWP LN IDWP.L INAVGPYU ENGD IE00B1FZS350 228 228 59 Q USD - 0.38 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 30-Oct-06 LSE
NYSE Euronext Amsterdam IWDP NA IWDP.AS INAVGPYE ENGD IE00B1FZS350 228 228 59 Q EUR - 0.32 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 19-Jan-07 EN Ams
Deutsche Boerse IQQ6 GY IQQ6 DE INAVGPYE ENGD DE000A0LGQL5 228 228 59 Q EUR - 0.73 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 15-Mar-07 Xetra
Borsa Italiana IWDP IM IWDP.MI INAVGPYE ENGD IE00B1FZS350 228 228 59 Q EUR - 0.11 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 20-Mar-07 Milan
SIX Swiss Exchange IWDP SW IWDP.S INAVGPYU ENGD IE00B1FZS350 228 228 59 Q USD - 0.52 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 16-Apr-07 SIX
NYSE Euronext Paris IGP FP IWDP.PA INAVGPYE ENGD IE00B1FZS350 228 228 59 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 23-May-07 EN Par
Boerse Stuttgart IQQ6 GS IQQ6.SG INAVGPYE ENGD DE000A0LGQL5 228 228 59 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK No Yes iShares 15-Mar-07 Stutt
Lyxor ETF MSCI World Real Estate MWO FP MWO.PA INMWO MXWO0RE FR0010833574 S 79 45 A EUR 33.00 0.00 French FCP Swaps III F, IT, G, SW No No Lyxor AM 18-Jan-10 EN Par
Borsa Italiana REWLD IM REWLD.MI INMWO MXWO0RE FR0010833574 S 79 45 A EUR - 0.02 French FCP Swaps III F, IT, G, SW No No Lyxor AM 4-Mar-10 Milan
Deutsche Boerse LYXREWLD GY - INMWO MXWO0RE FR0010833574 S 79 45 A EUR - 0.01 French FCP Swaps III F, IT, G, SW No No Lyxor AM 24-Mar-10 Xetra
SIX Swiss Exchange LYMWO SW LYMWO.S INLYMWO MXWO0RE FR0010852566 S 79 45 A USD - 0.00 French FCP Swaps III F, IT, G, SW No No Lyxor AM 10-May-10 SIX
EasyETF BNP Paribas Global Waste EWX FP EWX.PA INEWX BNPIGWTR FR0010668830 S 15 60 R EUR 31.89 0.00 French FCP Swaps III FR No - EasyETF 4-Nov-08 EN Par
EasyETF BNP Paribas Global Agribusiness EAGEUR FP EAGEUR.PA INEAGEUR BNPIGATR FR0010616318 S 30 60 R EUR 83.82 0.24 French FCP Swaps III FR, G, A, CL No - EasyETF 23-Jun-08 EN Par
ETFX S-Net ITG Global Agri Business Fund ETLH ID - INMOO AGRIT IE00B3CNHD93 S 30 65 R EUR 33.77 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
Deutsche Boerse ETLV GY - INMOO AGRIT DE000A0Q8NA2 S 30 65 R EUR - 0.08 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 12-Dec-08 Xetra
London Stock Exchange AGRI LN - INMOO AGRIT IE00B3CNHD93 S 30 65 R USD - 1.18 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange AGRP LN - INMOO AGRIT IE00B3CNHD93 S 30 65 R GB-p - 0.08 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam MOOO NA MOOO.AS INMOO AGRIT IE00B3CNHD93 S 30 65 R EUR - 0.03 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 13-Oct-08 EN Ams
Borsa Italiana AGRI IM AGRI.MI INMOO AGRIT IE00B3CNHD93 S 30 65 R EUR - 0.08 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan

Sectors (continued)
iShares S&P Global Timber & Forestry WOOD LN WOOD.L INAVTFRG SPGTTF IE00B27YCF74 25 25 65 S GB-p 46.34 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 15-Oct-07 LSE
London Stock Exchange DWOD LN DWOD.L INAVTFRU SPGTTF IE00B27YCF74 25 25 65 S USD - 0.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 15-Oct-07 LSE
NYSE Euronext Amsterdam WOOD NA IWOOD.AS INAVTFRG SPGTTF IE00B27YCF74 25 25 65 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 25-Jan-08 EN Ams
Borsa Italiana WOOD IM WOOD.MI INAVMIBE SPGTTF IE00B27YCF74 25 25 65 S EUR - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 18-Mar-08 Milan
Deutsche Boerse IUSB GY IUSB.DE INAVTFRG SPGTTF DE000A0NA0H3 25 25 65 S EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 25-Mar-08 Xetra
NYSE Euronext Paris WOD FP - INAVTFRG SPGTTF IE00B27YCF74 25 25 65 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 4-Nov-08 EN Par
Boerse Stuttgart IUSB GS IUSB.SG INAVTFRG SPGTTF DE000A0NA0H3 25 25 65 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, UK No Yes iShares 25-Mar-08 Stutt
EasyETF DJ Luxury ELXEUR FP ELXEUR.PA INELXEUR DJLUXT FR0010616649 S 30 45 R EUR 7.85 0.01 French FCP Swaps III FR, G, A, CL No - EasyETF 23-Jun-08 EN Par
ETFX DAX Global Shipping Large Cap Fund ETLB ID - INSHI DXSHIPUT IE00B3CMS880 S 35 65 R EUR 37.96 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange SHIP LN - INSHI DXSHIPUT IE00B3CMS880 S 35 65 R USD - 0.05 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange SHPP LN - INSHI DXSHIPUT IE00B3CMS880 S 35 65 R GB-p - 0.03 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
Borsa Italiana SHIP IM - INSHI DXSHIPUT IE00B3CMS880 S 35 65 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
NYSE Euronext Amsterdam SHIP NA SHIP.AS INSHI DXSHIPUT IE00B3CMS880 S 35 65 R EUR - 0.02 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 9-Feb-09 EN Ams
Deutsche Boerse ETLP GY - - DXSHIPUT DE000A0Q8M45 S 35 65 R EUR - 0.08 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 6-May-10 Xetra
Style exposure
Dividends
db x-trackers DJ STOXX Global Select Dividend 100 ETF XGSD GY XGSD.DE XGSDINAV SDGP LU0292096186 S 100 50 A EUR 287.15 0.94 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Xetra
Borsa Italiana XGSD IM XGSD.MI XGSDINAV SDGP LU0292096186 S 100 50 A EUR - 0.09 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XGSD SW XGSD.S XGSDINVC SDGP LU0292096186 S 100 50 A CHF - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 3-Aug-07 SIX
London Stock Exchange XGSD LN XGSD.L XGSDINVG SDGP LU0292096186 S 100 50 A GB-p - 0.20 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 6-Sep-07 LSE
NYSE Euronext Paris XGS FP XGS.PA XGSDINVG SDGP LU0292096186 S 100 50 A EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 5-May-08 EN Par
Boerse Stuttgart XGSD GS XGSD.SG XGSDINAV SDGP LU0292096186 S 100 50 A EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Stutt
London Stock Exchange XGDD LN XGDD.L XGSDINAV SDGP LU0292096186 S 100 50 A USD - 0.09 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 2-Nov-09 LSE
iShares STOXX Global Select Dividend 100 (DE) SDGPEX GY SDGPEX.DE SDGP DE000A0F5UH1 100 100 47 Up to 4x EUR 43.24 0.38 63 InvG Replicated Stocks (Fully Rep) III G No No iShares 9-Oct-09 Xetra
Equity Index Fund
iShares Dow Jones U.S. Select Dividend (DE) DJDVPEX GY DJDVPEX.DE DJDVPNAV DJDVP DE000A0D8Q49 100 100 32 Up to 4x EUR 121.75 0.58 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 7-Oct-05 Xetra
Borsa Italiana DJDVPEX IM DJDVPEX.MI DJDVPNAV DJDVP DE000A0D8Q49 100 100 32 Up to 4x EUR - 0.09 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXU FP GLZ.PA DJDVPNAV DJDVP DE000A0D8Q49 100 100 32 Up to 4x EUR - 0.19 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 28-Mar-08 EN Par
Boerse Stuttgart DJDVPEX GS DJDVPEX.SG DJDVPNAV DJDVP DE000A0D8Q49 100 100 32 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 30-Sep-05 Stutt
iShares Dow Jones Asia Pacific Select Dividend 30 (DE) APSDEX GY DJAPSDEEX.DE APSDNAV DJAPSDE DE000A0H0744 30 30 32 Up to 4x EUR 91.33 0.10 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Apr-06 Xetra
Boerse Stuttgart APSDEX GS DJAPSDEEX.SG APSDNAV DJAPSDE DE000A0H0744 30 30 32 Up to 4x EUR - 0.02 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Apr-06 Stutt
iShares DJ Asia/Pacific Select Dividend 30 IAPD LN IAPD.L INAVASDP DJAPSDT IE00B14X4T88 30 30 59 Q GB-p 197.96 0.51 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 6-Jun-06 LSE
NYSE Euronext Amsterdam IAPD NA IAPD.AS INAVASDE DJAPSDT IE00B14X4T88 30 30 59 Q EUR - 0.08 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 11-Jul-06 EN Ams
London Stock Exchange IDAP LN IAPD.L INAVASDU DJAPSDT IE00B14X4T88 30 30 59 Q USD - 0.18 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 6-Sep-06 LSE
Deutsche Boerse IQQX GY IQQX.DE INAVASDE DJAPSDT DE000A0J2086 30 30 59 Q EUR - 0.23 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 5-Sep-06 Xetra
NYSE Euronext Paris IAD FP IAD.PA INAVASDE DJAPSDT IE00B14X4T88 30 30 59 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 10-Oct-06 EN Par
Borsa Italiana IAPD IM IAPD.MI INAVASDE DJAPSDT IE00B14X4T88 30 30 59 Q EUR - 0.07 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 25-Sep-06 Milan
SIX Swiss Exchange IAPD SW IAPD.S INAVASDU DJAPSDT IE00B14X4T88 30 30 59 Q USD - 0.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 27-Sep-06 SIX
Boerse Stuttgart IQQX GS IQQX.SG INAVASDE DJAPSDT DE000A0J2086 30 30 59 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No Yes iShares 5-Sep-06 Stutt
iShares EURO STOXX Select Dividend 30 (DE) SD3EEX GY SD3EEX.DE SD3ENAV SD3E DE0002635281 30 30 32 Up to 4x EUR 363.38 0.75 German Index Fund Stocks (Fully Rep) III A, G No No iShares 12-May-05 Xetra
Wiener Borse SD3EEX AV DE0002635281.VI SD3ENAV SD3E DE0002635281 30 30 32 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, G No No iShares 21-Nov-05 ATX
Boerse Stuttgart SD3EEX GS SD3EEX.SG SD3ENAV SD3E DE0002635281 30 30 32 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, G No No iShares 12-May-05 Stutt
iShares EURO STOXX Select Dividend 30 IDVY LN IDVY.L INAVSSDP SD3T IE00B0M62S72 30 30 40 Q GB-p 479.70 0.16 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 31-Oct-05 LSE
NYSE Euronext Amsterdam IDVY NA IDVY.AS INAVSSDE SD3T IE00B0M62S72 30 30 40 Q EUR - 0.25 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQA GY IQQA.DE INAVSSDE SD3T DE000A0HG2P4 30 30 40 Q EUR - 0.22 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IDVY IM IDVY.MI INAVSSDE SD3T IE00B0M62S72 30 30 40 Q EUR - 0.41 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IDVY SW IDVY.S INAVSSDC SD3T IE00B0M62S72 30 30 40 Q CHF - 0.02 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IDY FP IDY.PA INAVSSDE SD3T IE00B0M62S72 30 30 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Jun-06 EN Par
Boerse Stuttgart IQQA GS IQQA.SG INAVSSDE SD3T DE000A0HG2P4 30 30 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Stutt
ETFlab EURO STOXX Select Dividend 30 ETFSD3E GY ETFSD3E.DE ISD3E SD3E DE000ETFL078 30 30 30* Q EUR 38.62 0.02 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 23-Jun-08 Xetra
Boerse Stuttgart ETFSD3E GS ETFSD3E.SG ISD3E SD3E DE000ETFL078 30 30 30* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 23-Jun-08 Stutt
ComStage ETF Dow Jones EURO STOXX Select Dividend 30 TR CBSD3T GY CBSD3T.DE CNAVSD3T SD3T LU0378434236 S 30 25 R EUR 154.47 0.04 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBSD3T GS CBSD3T.SG CNAVSD3T SD3T LU0378434236 S 30 25 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C051EU SW CBSD3TEU.S SD3T LU0378434236 S 30 25 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSD3T SW CBSD3T.S SD3T LU0378434236 S 30 25 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
EURO STOXX Select Dividend 30 Source ETF SDJDIV GY SDJDIV.DE SDJDIVIN SD3T IE00B60SX626 S 30 30 R EUR 8.06 0.02 Irish VCIC Swaps III A, G, F, FR, I, IT, N, NO, L, S, UK Yes Source 20-Apr-09 Xetra
iShares STOXX Europe Select Dividend 30 (DE) SD3PEX GY SD3PEX.DE SD3PNAV SD3P DE0002635299 30 30 32 Up to 4x EUR 98.67 0.17 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-May-05 Xetra
Wiener Borse SD3PEX AV DE0002635299.VI SD3PNAV SD3P DE0002635299 30 30 32 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 21-Nov-05 ATX
Borsa Italiana SD3PEX IM SD3PEX.MI SD3PNAV SD3P DE0002635299 30 30 32 Up to 4x EUR - 0.02 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris SD3 FP SD3.PA SD3PNAV SD3P DE0002635299 30 30 32 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 10-Jun-08 EN Par
Boerse Stuttgart SD3PEX GS SD3PEX.SG SD3PNAV SD3P DE0002635299 30 30 32 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-May-05 Stutt

Style exposure (continued)
Dividends (continued)
Lyxor ETF Europe Stoxx Select Dividend 30 SEL FP SEL.PA INSEL SD3P FR0010378604 S 30 30 A (Sept) EUR 171.59 0.23 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 7-Nov-06 EN Par
Deutsche Boerse LYXSEL GY LYXSEL.DE INSEL SD3P FR0010378604 S 30 30 A (Sept) EUR - 0.11 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 1-Feb-07 Xetra
Borsa Italiana SEL IM SEL.MI INSEL SD3P FR0010378604 S 30 30 A (Sept) EUR - 0.10 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 2-Feb-07 Milan
SIX Swiss Exchange LYSEL SW LYSEL.S INSEL SD3P FR0010378604 S 30 30 A (Sept) EUR - 0.04 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 22-Mar-07 SIX
Bolsa de Madrid SEL SM SEL.MC INSEL SD3P FR0010378604 S 30 30 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 19-Feb-08 Madrid
Boerse Stuttgart LYXSEL GS - INSEL SD3P FR0010378604 S 30 30 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Feb-07 Stutt
Lyxor ETF Euro Stoxx 50 Dividends DIV FP DIV.PA INDIV SX5EDFT FR0010869529 S 5 70 None EUR 43.04 0.09 French SICAV Swaps III F, UK, G, IT, SW Yes Will Seek Lyxor AM 20-Apr-10 EN Par
London Stock Exchange LDIV LN LDIV.L INDIV SX5EDFT FR0010869529 S 5 70 None GB-p - 0.04 French SICAV Swaps III F, UK, G, IT, SW Yes Will Seek Lyxor AM 19-May-10 LSE
London Stock Exchange DIV LN DIV.L INDIV SX5EDFT FR0010869529 S 5 70 None EUR - 0.02 French SICAV Swaps III F, UK, G, IT, SW Yes Will Seek Lyxor AM 19-May-10 LSE
Deutsche Boerse LYQM GY - INDIV SX5EDFT FR0010869529 S 5 70 None EUR - 0.00 French SICAV Swaps III F, UK, G, IT, SW Yes Will Seek Lyxor AM 17-Jun-10 Xetra
AMUNDI ETF MSCI Europe High Dividend CD9 FP CD9.PA INCD9 MHDYEUUN FR0010718874 S 105 30 R EUR 12.83 0.30 French FCP Swaps III FR, G No No Amundi 4-Mar-09 EN Par
Deutsche Boerse CD9GR GY - INCD9 MHDYEUUN FR0010718874 S 105 30 R EUR - 0.00 French FCP Swaps III FR, G No No Amundi 17-Mar-10 Xetra
AMUNDI ETF MSCI EMU High Dividend CD8 FP CD8.PA INCD8 MHDYEMUN FR0010717090 S 61 30 R EUR 8.20 0.00 French FCP Swaps III FR, G No No Amundi 4-Mar-09 EN Par
Deutsche Boerse CD8GR GY - INCD8 MHDYEMUN FR0010717090 S 61 30 R EUR - 0.00 French FCP Swaps III FR, G No No Amundi 17-Mar-10 Xetra
iShares FTSE UK Dividend Plus IUKD LN IUKD.L INAVUKDP FUDP IE00B0M63060 50 50 40 Q GB-p 483.32 2.71 Irish VCIC Stocks (Fully Rep) III A, G, IT, L, N, SW, UK Yes Yes iShares 7-Nov-05 LSE
Deutsche Boerse IQQD GY IQQD.DE INAVUKDE FUDP DE000A0HG2R0 50 50 40 Q EUR - 0.09 Irish VCIC Stocks (Fully Rep) III A, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IUKD IM IUKD.MI INAVUKDE FUDP IE00B0M63060 50 50 40 Q EUR - 0.11 Irish VCIC Stocks (Fully Rep) III A, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IUKD SW IUKD.S INAVUKDC FUDP IE00B0M63060 50 50 40 Q CHF - 0.08 Irish VCIC Stocks (Fully Rep) III A, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
Boerse Stuttgart IQQD GS IQQD.SG INAVUKDE FUDP DE000A0HG2R0 50 50 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, G, IT, L, N, SW, UK Yes Yes iShares 23-Feb-06 Stutt
iShares DivDAX (DE) DDAXKEX GY GSUKEX.DE DDAXKNAV DDAXK DE0002635273 15 15 32 Up to 4x EUR 291.93 1.29 German Index Fund Stocks (Fully Rep) III A, G No No iShares 11-Apr-05 Xetra
Wiener Borse DDAXKEX AV DE0002635273.VI DDAXKNAV DDAXK DE0002635273 15 15 32 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, G No No iShares 21-Nov-05 ATX
Boerse Stuttgart DDAXKEX GS GSUKEX.SG DDAXKNAV DDAXK DE0002635273 15 15 32 Up to 4x EUR - 0.13 German Index Fund Stocks (Fully Rep) III A, G No No iShares 4-Apr-05 Stutt
ETFlab DAXplus Maximum Dividend ETFDXMD GY ETFDXMD.DE IDXMD DXMDIVPR DE000ETFL235 20 20 30* Q EUR 40.30 0.78 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 3-Apr-09 Xetra
Boerse Stuttgart ETFDXMD GS ETFDXMD.SG IDXMD DXMDIVPR DE000ETFL235 20 20 30* Q EUR - 0.07 German §63 InvG Stocks (Fully Rep) III G No - ETFlab 14-Apr-09 Stutt
BBVA-Accion IBEX Top Dividendo ETF BBVAT SM BBVAT MC - IBEXTDIV ES0105337002 25 25 40 AA EUR 3.34 0.00 Spanish Stocks (Fully Rep) III SP No - BBVA AM 18-Dec-07 Madrid
db x-trackers DJ EURO STOXX Select Dividend 30 ETF XD3E GY XD3E.DE XGSDINAV SDGP LU0292095535 S 30 30 A EUR 99.05 0.26 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Xetra
Borsa Italiana XD3E IM XD3E.DE XGSDINAV SDGP LU0292095535 S 30 30 A EUR - 0.06 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XDIE SW XDIE.S XD3EINVC SDGP LU0292095535 S 30 30 A CHF - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 6-Aug-07 SIX
London Stock Exchange XD3E LN XD3E.L XD3EINVG SDGP LU0292095535 S 30 30 A GB-p - 0.04 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 10-Sep-07 LSE
NYSE Euronext Paris XD3 FP XD3.PA XD3EINVG SDGP LU0292095535 S 30 30 A EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 7-May-08 EN Par
Boerse Stuttgart XD3E GS XD3E.SG XGSDINAV SDGP LU0292095535 S 30 30 A EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Stutt
Growth
Lyxor ETF MSCI EMU Growth GWT FP MSGW.PA INGWT MXEM000G FR0010168765 S 207 40 A (Sept) EUR 51.23 0.15 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 13-Apr-05 EN Par
Deutsche Boerse GRW GY LYY3.DE INGWT MXEM000G FR0010168765 S 207 40 A (Sept) EUR - 0.05 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Aug-05 Xetra
SIX Swiss Exchange GWT SW GWT.S INGWT MXEM000G FR0010168765 S 207 40 A (Sept) EUR - 0.01 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 13-Sep-05 SIX
Borsa Italiana GWT IM MSGW.MI INGWT MXEM000G FR0010168765 S 207 40 A (Sept) EUR - 0.04 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 30-Sep-05 Milan
Bolsa de Madrid GWT SM GWTH.MC INGWT MXEM000G FR0010168765 S 207 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 21-May-08 Madrid
Boerse Stuttgart GRW GS - INGWT MXEM000G FR0010168765 S 207 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Aug-05 Stutt
AMUNDI ETF MSCI Europe Growth CG9 FP CG9.PA INCG9 MSGEUNTR FR0010717108 S 265 35 R EUR 13.46 0.01 French FCP Swaps III FR No No Amundi 4-Mar-09 EN Par
iShares EURO STOXX Total Market Growth Large IDJG LN IDJG.L INAVSGWP SLGT IE00B0M62V02 49 49 40 Q GB-p 54.86 0.20 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Nov-05 LSE
NYSE Euronext Amsterdam IDJG NA IDJG.AS INAVSGWE SLGT IE00B0M62V02 49 49 40 Q EUR - 0.10 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQG GY IQQG.DE INAVSGWE SLGT DE000A0HG3L1 49 49 40 Q EUR - 0.16 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IDJG IM IDJG.MI INAVSGWE SLGT IE00B0M62V02 49 49 40 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IDJG SW IDJG.S INAVSGWC SLGT IE00B0M62V02 49 49 40 Q CHF - 0.06 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris ISG FP IDJG.PA INAVSGWE SLGT IE00B0M62V02 49 49 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Jun-06 EN Par
Boerse Stuttgart IQQG GS IQQG.SG INAVSGWE SLGT DE000A0HG3L1 49 49 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Stutt
ETFlab STOXX Europe Strong Growth 20 ETFSG2P GY ETFSG2P.DE ISG2P SG2P DE000ETFL037 20 20 65* A EUR 2.49 0.01 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Xetra
Boerse Stuttgart ETFSG2P GS ETFSG2P.SG ISG2P SG2P DE000ETFL037 20 20 65* A EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Stutt
Value
AMUNDI ETF MSCI Europe Value CV9 FP CV9.PA INCV9 MSVEUNTR FR0010717116 S 219 35 R EUR 25.03 0.11 French FCP Swaps III FR No No Amundi 4-Mar-09 EN Par
db x-trackers MSCI Europe Value TRN Index ETF D5BL GY D5BL.DE - MSVEUNTR LU0486851024 S 219 20 R EUR 183.84 0.00 Luxembourg Part 1 SICAV Swaps III SW, G, L Will Seek Will Seek db x-trackers 12-May-10 Xetra
Lyxor ETF MSCI EMU Value VAL FP LEMU.PA INVAL MXEM000V FR0010168781 S 149 40 A (Sept) EUR 173.23 0.09 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 13-Apr-05 EN Par
Deutsche Boerse VAL GY LYY2.DE INVAL MXEM000V FR0010168781 S 149 40 A (Sept) EUR - 0.17 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Aug-05 Xetra
SIX Swiss Exchange EMV SW EMV.S INVAL MXEM000V FR0010168781 S 149 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 15-Sep-05 SIX
Borsa Italiana VAL IM LEMU.MI INVAL MXEM000V FR0010168781 S 149 40 A (Sept) EUR - 0.05 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 30-Sep-05 Milan
Bolsa de Madrid VALU SM VALUE.MC INVAL MXEM000V FR0010168781 S 149 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 21-May-08 Madrid
Boerse Stuttgart VAL GS - INVAL MXEM000V FR0010168781 S 149 40 A (Sept) EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SP No No Lyxor AM 9-Aug-05 Stutt
UBS-ETF MSCI EMU Value EMVEUA SW EMVEUA.S IEMVEUA MXEM000V LU0446734369 149 149 35 S EUR 63.53 0.24 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 8-Oct-09 SIX
Deutsche Boerse EMVEUA GY - IEMVEUA MXEM000V LU0446734369 149 149 35 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 23-Nov-09 Xetra
Boerse Stuttgart EMVEUA GS EMVEUA.SG IEMVEUA MXEM000V LU0446734369 149 149 35 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 23-Nov-09 Stutt
Borsa Italiana EMVEUA IM - - MXEM000V LU0446734369 149 149 35 S EUR - 0.00 Luxembourg SICAV Stocks (Fully Rep) III SW, G, IT Yes - UBS GAM 4-Jun-10 Milan

Value (continued)
iShares EURO STOXX Total Market Value Large IDJV LN IDJV.L INAVSVLP SLVT IE00B0M62T89 46 46 40 Q GB-p 58.26 0.04 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Nov-05 LSE
NYSE Euronext Amsterdam IDJV NA IDJV.AS INAVSVLE SLVT IE00B0M62T89 46 46 40 Q EUR - 0.09 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IQQV GY IQQV.DE INAVSVLE SLVT DE000A0HG2N9 46 46 40 Q EUR - 0.12 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Xetra
Borsa Italiana IDJV IM IDJV.MI INAVSVLE SLVT IE00B0M62T89 46 46 40 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IDJV SW IDJV.S INAVSVLC SLVT IE00B0M62T89 46 46 40 Q CHF - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris ISV FP STXV.PA INAVSVLE SLVT IE00B0M62T89 46 46 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Jun-06 EN Par
Boerse Stuttgart IQQV GS IQQV.SG INAVSVLE SLVT DE000A0HG2N9 46 46 40 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Feb-06 Stutt
ETFlab STOXX Europe Strong Value 20 ETFSV2P GY ETFSV2P.DE ISV2P SV2P DE000ETFL045 20 20 65* Q EUR 4.24 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Xetra
Boerse Stuttgart ETFSV2P GS ETFSV2P.SG ISV2P SV2P DE000ETFL045 20 20 65* Q EUR - 0.00 German §63 InvG Stocks (Fully Rep) III G, A No - ETFlab 14-Mar-08 Stutt
Socially responsible
iShares S&P Global Clean Energy INRG LN INRG.L INAVNRGG SPGTCLEE IE00B1XNHC34 30 30 65 S GB-p 161.52 0.10 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 9-Jul-07 LSE
London Stock Exchange DNRG LN DNRG.L INAVNRGU SPGTCLEE IE00B1XNHC34 30 30 65 S USD - 0.22 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 9-Jul-07 LSE
NYSE Euronext Amsterdam INRG NA INRG.AS INAVNRGE SPGTCLEE IE00B1XNHC34 30 30 65 S EUR - 0.11 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 5-Sep-07 EN Ams
NYSE Euronext Paris GCE FP GCE.PA INAVNRGU SPGTCLEE IE00B1XNHC34 30 30 65 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 6-Nov-07 EN Par
Deutsche Boerse IQQH GY IQQH.DE INAVNRGE SPGTCLEE DE000A0M5X10 30 30 65 S EUR - 0.15 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Nov-07 Xetra
SIX Swiss Exchange INRG SW INRG.S INAVNRGU SPGTCLEE IE00B1XNHC34 30 30 65 S USD - 0.05 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 4-Dec-07 SIX
Borsa Italiana INRG IM INRG.MI INAVNRGE SPGTCLEE IE00B1XNHC34 30 30 65 S EUR - 0.17 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 18-Mar-08 Milan
Boerse Stuttgart IQQH GS IQQH.SG INAVNRGE SPGTCLEE DE000A0M5X10 30 30 65 S EUR - 0.01 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Nov-07 Stutt
PowerShares Global Clean Energy Fund PSBW LN PSBWG.L FABM NEX IE00B23D9133 87 87 75 Q GB-p 9.45 0.01 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSG GY 6PSG.DE FABM NEX IE00B23D9133 87 87 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 12-Nov-07 Xetra
Borsa Italiana PBW IM PBW.MI FABM NEX IE00B23D9133 87 87 75 Q EUR - 0.01 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 18-Jan-08 Milan
NYSE Euronext Paris PBW FP PSPBW.PA FABM NEX IE00B23D9133 87 87 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, UK, IT Yes - PowerShares 19-Feb-08 EN Par
EasyETF BNP Paribas Global Renewable Energy ERW FP ERW.PA INERW BNPIRETR FR0010748343 S 27 60 R EUR 29.41 0.00 French FCP Swaps III FR No - EasyETF 10-Jul-09 EN Par
EasyETF FTSE Environmental Opportunities 100 EEVEUR FP EEVEUR.PA INEEVEUR ET50TR FR0010616284 S 100 45 R EUR 65.51 0.00 French FCP Swaps III FR, G, A, CL No - EasyETF 23-Jun-08 EN Par
Easy ETF ASPI Eurozone SYV FP SYV.PA INSYV AESE FR0007068028 120 120 60 R EUR 21.68 0.00 French FCP Stocks (Fully Rep) III FR, SP No - EasyETF 27-Mar-02 EN Par
iShares EURO STOXX Sustainability 40 (DE) SUBEEX GY SUBEEX.DE SUBENAV SUBE DE000A0F5UG3 40 40 42 Up to 4x EUR 92.16 0.15 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 12-Apr-06 Xetra
Borsa Italiana SUBEEX IM SUBEEX.MI SUBENAV SUBE DE000A0F5UG3 40 40 42 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXS FP GX0.PA SUBENAV SUBE DE000A0F5UG3 40 40 42 Up to 4x EUR - 0.01 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 19-May-08 EN Par
Boerse Stuttgart SUBEEX GS SUBEEX.SG SUBENAV SUBE DE000A0F5UG3 40 40 42 Up to 4x EUR - 0.00 German Index Fund Stocks (Fully Rep) III A, FR, G, IT, N No No iShares 11-Apr-06 Stutt
db x-trackers S&P U.S. Carbon Efficient ETF XGRD LN XGRD.L XSUCINAV SPGRCUUN LU0411076002 S 375 50 None USD 4.32 0.00 Luxembourg Part 1 SICAV Swaps III L, F, IT, N, SP, S, UK, A, G, SW, J Seeking Will Seek db x-trackers 13-Jul-09 LSE
London Stock Exchange XGRC LN XGRC.L XSUCINAU SPGRCUUN LU0411076002 S 375 50 None GB-p - 0.00 Luxembourg Part 1 SICAV Swaps III L, F, IT, N, SP, S, UK, A, G, SW, J Seeking Will Seek db x-trackers 14-Jul-09 LSE
Deutsche Boerse XGRC GY XGRC.DE XSUCINAG SPGRCUUN LU0411076002 S 375 50 None EUR - 0.05 Luxembourg Part 1 SICAV Swaps III L, F, IT, N, SP, S, UK, A, G, SW, J Seeking Will Seek db x-trackers 22-Jul-09 Xetra
Boerse Stuttgart XGRC GS XGRC.SG XSUCINAV SPGRCUUN LU0411076002 S 375 50 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III L, F, IT, N, SP, S, UK, A, G, SW, J Seeking Will Seek db x-trackers 16-Jul-09 Stutt
Borsa Italiana XGRC IM XGRC.MI XSUCINAC SPGRCUUN LU0411076002 S 375 50 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III L, F, IT, N, SP, S, UK, A, G, SW, J Seeking Will Seek db x-trackers 29-Oct-09 Milan
EasyETF Low Carbon 100 EUR ECN FP ECN.PA INECN LC1NR FR0010655597 S 100 60 R EUR 67.17 0.03 French FCP Swaps III FR No - EasyETF 4-Nov-08 EN Par
Osmosis Climate Solutions ETF OCS LN - - OCS USDT IE00B53RWN92 100 100 70 A USD 8.00 0.01 Irish VCIC Stocks (Fully Rep) III UK Yes - Osmosis IM 8-Feb-10 LSE
London Stock Exchange OCSP LN - - OCS USDT IE00B53RWN92 100 100 70 A GB-p - 0.00 Irish VCIC Stocks (Fully Rep) III UK Yes - Osmosis IM 28-Jun-10 LSE
Inverse
ComStage ETF Dow Jones EURO STOXX 50 Short TR CBSX5TS GY CBSX5TS.DE CNAVSX5S SX5TS LU0392496856 S 50 35 R EUR 37.29 0.21 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Dec-08 Xetra
Boerse Stuttgart CBSX5TS GS CBSX5TS.SG CNAVSX5S SX5TS LU0392496856 S 50 35 R EUR - 0.10 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange C052EU SW CBSX5TSEU.S - SX5TS LU0392496856 S 50 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSX5TS SW CBSX5TS.S - SX5TS LU0392496856 S 50 35 R CHF - 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
db x-trackers DJ EURO STOXX 50 Short ETF XSSX GY XSSX.DE XSSXINAV SX5TS LU0292106753 S 50 40 R EUR 669.27 23.52 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Xetra
Borsa Italiana XSSX IM XSSX.MI XSSXINAV SX5TS LU0292106753 S 50 40 R EUR - 5.07 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 18-Jul-07 Milan
SIX Swiss Exchange XSSX SW XSSX.S XSSXINVC SX5TS LU0292106753 S 50 40 R CHF - 0.65 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 3-Aug-07 SIX
NYSE Euronext Paris XSX FP DBXSX.PA VLXSX SX5TS LU0292106753 S 50 40 R EUR - 1.97 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 29-Jan-08 EN Par
London Stock Exchange XSSX LN XSSX.L XSSXINAV SX5TS LU0292106753 S 50 40 R GB-p - 1.23 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 8-Feb-08 LSE
Boerse Stuttgart XSSX GS XSSX.SG XSSXINAV SX5TS LU0292106753 S 50 40 R EUR - 1.02 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 15-Jun-07 Stutt
NASDAQ OMX Stockholm XSSX SS XSSX.ST - SX5TS LU0292106753 S 50 40 R SEK - 0.20 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
Lyxor ETF Bear EURO STOXX 50 BSX FP BSX.PA INBSX SX5T FR0010424135 S 50 60 R EUR 74.32 2.43 French FCP Futures III FR, G No No Lyxor AM 4-Apr-07 EN Par
Deutsche Boerse LSK7 GY - INBSX SX5T FR0010424135 S 50 60 R EUR - 0.57 French FCP Futures III FR, G No No Lyxor AM 29-Jun-07 Xetra
AMUNDI ETF Short Dow Jones Euro STOXX 50 C5S FP C5S.PA INC5S SX5TS FR0010757781 S 50 30 R EUR 9.42 0.06 French FCP Swaps III FR, G, IT, N, SW No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C5SGR GY - INC5S SX5TS FR0010757781 S 50 30 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 23-Feb-10 Xetra
Borsa Italiana C5S IM - INC5S SX5TS FR0010757781 S 50 30 R EUR - 0.01 French FCP Swaps III FR, G, IT, N, SW No No Amundi 8-Mar-10 Milan
SIX Swiss Exchange C5S SW C5S.S INC5S SX5TS FR0010757781 S 50 30 R EUR - 0.02 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Apr-10 SIX
ETFlab EURO STOXX 50 Daily Short ETFSX5TS GY ETFSX5TS.DE ISX5TS SX5TS DE000ETFL334 S 50 40* R EUR 6.45 0.29 German §63 InvG Swaps III G No - ETFlab 2-Dec-09 Xetra
Boerse Stuttgart ETFSX5TS GS ETFSX5TS.SG ISX5TS SX5TS DE000ETFL334 S 50 40* R EUR - 0.01 German §63 InvG Swaps III G No - ETFlab 14-Dec-09 Stutt
Lyxor ETF Short Strategy Europe SHE FP LYSHE.PA INSHE SHORT6 FR0010589101 S 600 40 R EUR 17.26 0.02 French FCP Swaps III FR, SP, IT, G No No Lyxor AM 20-Jun-08 EN Par
Bolsa de Madrid SHE SM SHSE.MC INSHE SHORT6 FR0010589101 S 600 40 R EUR - 0.00 French FCP Swaps III FR, SP, IT, G No No Lyxor AM 27-Nov-08 Madrid
Borsa Italiana DJS IM LDJS.MI INSHE SHORT6 FR0010589101 S 600 40 R EUR - 0.05 French FCP Swaps III FR, SP, IT, G No No Lyxor AM 9-Oct-08 Milan
Deutsche Boerse LYXSHE GY LYXSHE.DE INSHE SHORT6 FR0010589101 S 600 40 R EUR - 0.01 French FCP Swaps III FR, SP, IT, G No No Lyxor AM 7-Aug-08 Xetra
Boerse Stuttgart LYXSHE GS - INSHE SHORT7 FR0010589101 S 600 40 R EUR - 0.00 French FCP Swaps III FR, SP, IT, G No No Lyxor AM 13-Jun-08 Stutt
AMUNDI ETF Short MSCI Europe Daily C8E FP C8E.PA INC8E M004EU6$ FR0010791186 S 459 35 R EUR 6.78 0.02 French FCP Swaps III FR, IT No No Amundi 29-Sep-09 EN Par
Borsa Italiana C8E IM - INC8E M004EU6$ FR0010791186 S 459 35 R EUR - 0.00 French FCP Swaps III FR, IT No No Amundi 8-Mar-10 Milan

Inverse (continued)
AMUNDI ETF Short MSCI USA Daily C2U FP C2U.PA INC2U M004US6$ FR0010791194 S 593 35 R EUR 6.30 0.19 French FCP Swaps III FR, IT No No Amundi 29-Sep-09 EN Par
Borsa Italiana C2U IM - INC2U M004US6$ FR0010791194 S 593 35 R EUR - 0.03 French FCP Swaps III FR, IT No No Amundi 8-Mar-10 Milan
AMUNDI ETF CAC 40 Short C4S FP C4S.PA INC4S CACSH FR0010717124 S 40 35 R EUR 32.39 0.29 French FCP Swaps III FR No No Amundi 4-Mar-09 EN Par
Lyxor ETF Short CAC 40 SHC FP SHC.PA INSHC CACSH FR0010591362 S 40 40 R EUR 74.15 1.35 French FCP Swaps III FR No No Lyxor AM 16-Jun-08 EN Par
db x-trackers CAC40 Short X4S FP DBX4S.PA VLX4S CAC LU0322251280 S 40 40 R EUR 20.07 0.58 Luxembourg Part 1 SICAV Swaps III FR, G, IT, UK, SW Yes Will Seek db x-trackers 17-Jul-08 EN Par
Deutsche Boerse XC4S GY XC4S.DE VLX4S CAC LU0322251280 S 40 40 R EUR - 0.55 Luxembourg Part 1 SICAV Swaps III FR, G, IT, UK, SW Yes Will Seek db x-trackers 7-Aug-08 Xetra
London Stock Exchange XC4S LN XC4S.L VLX4S CACSH LU0322251280 S 40 40 R GB-p - 0.79 Luxembourg Part 1 SICAV Swaps III FR, G, IT, UK, SW Yes Will Seek db x-trackers 18-Feb-09 LSE
Borsa Italiana XC4S IM XC4S.MI VLX4S CACSH LU0322251280 S 40 40 R EUR - 0.49 Luxembourg Part 1 SICAV Swaps III FR, G, IT, UK, SW Yes Will Seek db x-trackers 16-Feb-09 Milan
Boerse Stuttgart XC4S GS XC4S.SG VLX4S CAC LU0322251280 S 40 40 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III FR, G, IT, UK, SW Yes Will Seek db x-trackers 7-Aug-08 Stutt
SIX Swiss Exchange XC4S SW XC4S.S VLX4S CAC LU0322251280 S 40 40 R CHF - 0.09 Luxembourg Part 1 SICAV Swaps III FR, G, IT, UK, SW Yes Will Seek db x-trackers 2-Nov-09 SIX
ComStage ETF CAC40 Short TR Z4S FP Z4S.DE INZ4S CACSH LU0419740955 S 40 35 R EUR 13.47 0.16 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 4-Feb-10 EN Par
Deutsche Boerse CD41 GY CD41.DE - CACSH LU0419740955 S 40 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 17-May-10 Xetra
Boerse Stuttgart CD41 GS CBCACSH.SG - CACSH LU0419740955 S 40 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 17-May-10 Stutt
SIX Swiss Exchange CD41 SW CBCACSH.S - CACSH LU0419740955 S 40 35 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange CD41EU SW CBCACSHEU.S - CACSH LU0419740955 S 40 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 21-Jul-10 SIX
AMUNDI ETF Short DAX 30 C2D FP C2D.PA INC2D SHORTDAX FR0010791178 S 30 35 R EUR 5.85 0.00 French FCP Swaps III FR, G, N No No Amundi 29-Sep-09 EN Par
Deutsche Boerse C2DGR GY - - SHORTDAX FR0010791178 S 30 35 R EUR - 0.04 French FCP Swaps III FR, G, N No No Amundi 23-Feb-10 Xetra
db x-trackers ShortDAX ETF XSDX GY XSDX.DE XSDXNAV SHORTDAX LU0292106241 S 30 40 R EUR 773.82 39.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Xetra
SIX Swiss Exchange XSDX SW XSDX.S XSDXINVC SHORTDAX LU0292106241 S 30 40 R CHF - 0.62 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 3-Aug-07 SIX
Borsa Italiana XSDX IM XSDX.MI XSDXNAV SHORTDAX LU0292106241 S 30 40 R EUR - 3.09 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 18-Sep-07 Milan
London Stock Exchange XSDX LN XSDX.L XSDXNAV SHORTDAX LU0292106241 S 30 40 R GB-p - 1.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 8-Feb-08 LSE
NYSE Euronext Paris XSD FP XSD.PA XSDXNAV SHORTDAX LU0292106241 S 30 40 R EUR - 1.07 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 29-Feb-08 EN Par
Boerse Stuttgart XSDX GS XSDX.SG XSDXNAV SHORTDAX LU0292106241 S 30 40 R EUR - 2.59 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 14-Jun-07 Stutt
NASDAQ OMX Stockholm XSDX SS XSDX.ST - SHORTDAX LU0292106241 S 30 40 R SEK - 0.33 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
Chi-X XSDX IX - - SHORTDAX LU0292106241 S 30 40 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 20-Nov-09 Chi-X
Lyxor ETF Short AEX SHA NA SHA.AS INSHA N/A FR0010591354 S 25 40 R EUR 16.33 0.30 French FCP Swaps III FR No No Lyxor AM 10-Dec-08 EN Ams
Lyxor ETF Bear FTSE MIB BERMIB IM BERMIB.MI - SPMIB FR0010446146 S 40 60 R EUR 55.35 3.63 French FCP Futures III IT No No Lyxor AM 11-Feb-08 Milan
Lyxor ETF Ibex 35 Inverso INVEX SM INVEX.MC VIINVEX IBEXSH FR0010762492 S 35 40* R EUR 54.21 3.09 French FCP Swaps III F, SP No No Lyxor AM 16-Jul-09 Madrid
db x-trackers SMI SHORT DAILY ETF XSVS GY XSVS.DE - SMISHT LU0470923532 S 20 50 R EUR 5.85 0.00 Luxembourg Part 1 SICAV Swaps III G, L, SW Will Seek Will Seek db x-trackers 16-Mar-10 Xetra
SIX Swiss Exchange XSVS SW XSVS.S - SMISHT LU0470923532 S 20 50 R CHF - 0.10 Luxembourg Part 1 SICAV Swaps III G, L, SW Will Seek Will Seek db x-trackers 30-Jun-10 SIX
db x-trackers FTSE 100 SHORT XUKS LN XUKS.L XUKSINAV UKX LU0328473581 S 102 50 R GB-p 156.45 2.80 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 17-Jun-08 LSE
Deutsche Boerse XUKS GY XUKS.DE XUKSINAV UKX LU0328473581 S 102 50 R EUR - 0.47 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 7-Aug-08 Xetra
Borsa Italiana XUKS IM XUKS.MI XUKSINAV UKX LU0328473581 S 102 50 R EUR - 2.51 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 16-Feb-09 Milan
SIX Swiss Exchange XUKS SW XUKS.S XUKSINAV UKX LU0328473581 S 102 50 R CHF - 0.06 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 19-Nov-08 SIX
NYSE Euronext Paris XFS FP XFS.PA XUKSINAV UKX LU0328473581 S 102 50 R EUR - 0.60 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 2-Jun-09 EN Par
Boerse Stuttgart XUKS GS XUKS.SG XUKSINAV UKX LU0328473581 S 102 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 7-Aug-08 Stutt
Chi-X XUKS IX - - UKX LU0328473581 S 102 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK, IT, SW, FR Yes Will Seek db x-trackers 20-Nov-09 Chi-X
ComStage ETF FTSE 100 Short Strategy TR 8H83 GY CBTFTUKXIS.DE CNAVFTS TUKXIG LU0488316562 S 100 45 R EUR - - SICAV Part1 Swaps III G, A, L No No Commerzbank 10-Sep-10 Xetra
db x-trackers S&P 500 Inverse Daily ETF XSPS GY XSPS.DE XSPSINAV SPXTS LU0322251520 S 500 50 R EUR 244.55 5.14 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 7-Feb-08 Xetra
London Stock Exchange XSPS LN XSPS.L XSPSINVG SPXTS LU0322251520 S 500 50 R GB-p - 3.48 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 8-Feb-08 LSE
London Stock Exchange XSPD LN XSPD.L XSPSINVG SPXTS LU0322251520 S 500 50 R USD - 0.55 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 8-Feb-08 LSE
Borsa Italiana XSPS IM XSPS.MI XSPSINVG SPXTS LU0322251520 S 500 50 R EUR - 1.32 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 14-Mar-08 Milan
NYSE Euronext Paris XSS FP XSS.PA XSPSINVG SPXTS LU0322251520 S 500 50 R EUR - 0.93 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 5-Jun-09 EN Par
Boerse Stuttgart XSPS GS XSPS.SG XSPSINAV SPXTS LU0322251520 S 500 50 R EUR - 0.22 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 15-Jan-08 Stutt
NASDAQ OMX Stockholm XSPS SS XSPS.ST - SPXTS LU0322251520 S 500 50 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, UK, FR, IT, S Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
Lyxor ETF STOXX Europe 600 Automobiles & Parts Daily Short AUTX FP AUTX.PA IAUTX SXARS FR0010916759 S 14 45 None EUR - - French SICAV Swaps III FR No No Lyxor AM 28-Sep-10 EN Par
db x-trackers DJ STOXX 600 BANKS SHORT XS7S GY XS7S.DE XS7SINAV SX7RS LU0322249037 S 55 50 R EUR 390.94 3.14 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 3-Mar-08 Xetra
Borsa Italiana XS7S IM XS7S.MI XS7SINAV SX7RS LU0322249037 S 55 50 R EUR - 1.52 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 19-Mar-08 Milan
London Stock Exchange XS7S LN XS7S.L XS7SINAV SX7RS LU0322249037 S 55 50 R GB-p - 0.40 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris X7S FP X7S.PA XS7SINAV SX7RS LU0322249037 S 55 50 R EUR - 0.22 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 2-Jun-09 EN Par
Boerse Stuttgart XS7S GS XS7S.SG XS7SINAV SX7RS LU0322249037 S 55 50 R EUR - 0.11 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 10-Jan-08 Stutt
NASDAQ OMX Stockholm XS7S SS XS7S.ST - SX7RS LU0322249037 S 55 50 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 1-Apr-10 OMX Sto
Lyxor ETF STOXX Europe 600 Banks Daily Short BNKX FP BNKX.PA IBNKX SX7RS FR0010916767 S 55 45 None EUR - - French SICAV Swaps III FR No No Lyxor AM 28-Sep-10 EN Par
db x-trackers DJ STOXX 600 Basic Resources Short Daily ETF XBRS GY XBRS.DE XSPRSNAV SXPRS LU0412624354 S 29 50 R EUR 13.99 0.19 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 21-Aug-09 Xetra
London Stock Exchange XBRS LN XBRS.L XSPRSNAG SXPRS LU0412624354 S 29 50 R GB-p - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 8-Sep-09 LSE
Borsa Italiana XBRS IM XBRS.MI XSPRSNAC SXPRS LU0412624354 S 29 50 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 28-Oct-09 Milan
Lyxor ETF STOXX Europe 600 Basic Resources Daily Short BREX FP BREX.PA IBREX SXPRS FR0010916783 S 29 45 None EUR - - French SICAV Swaps III FR No No Lyxor AM 28-Sep-10 EN Par
db x-trackers DJ STOXX 600 HEALTH CARE SHORT XSDS GY XSDS.DE XSDSINAV SXDRS LU0322249466 S 36 50 R EUR 5.93 0.09 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 3-Mar-08 Xetra
Borsa Italiana XSDS IM XSDS.MI XSDSINAV SXDRS LU0322249466 S 36 50 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 19-Mar-08 Milan
London Stock Exchange XSDS LN XSDS.L XSDSINAV SXDRS LU0322249466 S 36 50 R GB-p - 0.06 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris XDS FP XDS.PA XSDSINAV SXDRS LU0322249466 S 36 50 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 15-Jun-09 EN Par
Boerse Stuttgart XSDS GS XSDS.SG XSDSINAV SXDRS LU0322249466 S 36 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 10-Jan-08 Stutt
db x-trackers DJ STOXX 600 Industrial Goods Short Daily ETF XIGS GY XIGS.DE XSNRSNAV SXNRS LU0412624511 S 91 50 R EUR 10.52 0.13 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 21-Aug-09 Xetra
London Stock Exchange XIGS LN XIGS.L XSNRSNAC SXNRS LU0412624511 S 91 50 R GB-p - 0.24 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 8-Sep-09 LSE
Borsa Italiana XIGS IM XIGS.MI XSNRSNAV SXNRS LU0412624511 S 91 50 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 29-Oct-09 Milan

Inverse (continued)
db x-trackers DJ STOXX 600 Insurance Short Daily ETF XSIS LN XSIS.L XSIRSNAG SXPRS LU0412624602 S 35 50 None GB-p 8.64 0.21 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 8-Sep-09 LSE
Deutsche Boerse XSIS GY XSIS.DE XSIRSNAC SXPRS LU0412624602 S 35 50 None EUR - 0.29 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 15-Sep-09 Xetra
Borsa Italiana XSIS IM XSIS.MI XSIRSNAC SXPRS LU0412624602 S 35 50 None EUR - 0.21 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 28-Oct-09 Milan
db x-trackers DJ STOXX 600 OIL & GAS SHORT XSES GY XSES.DE XSESINAV SXERS LU0322249623 S 39 50 R EUR 14.37 0.14 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 3-Mar-08 Xetra
Borsa Italiana XSES IM XSES.MI XSESINAV SXERS LU0322249623 S 39 50 R EUR - 0.05 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 19-Mar-08 Milan
London Stock Exchange XSES LN XSES.L XSESINAV SXERS LU0322249623 S 39 50 R GB-p - 0.13 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris XOS FP XOS.PA XSESINAV SXERS LU0322249623 S 39 50 R EUR - 0.11 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 15-Jun-09 EN Par
Boerse Stuttgart XSES GS XSES.SG XSESINAV SXERS LU0322249623 S 39 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 10-Jan-08 Stutt
NASDAQ OMX Stockholm XSES SS - XSESINAV SXERS LU0322249623 S 39 50 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR, S Yes Will Seek db x-trackers 4-Aug-10 OMX Sto
Lyxor ETF STOXX Europe 600 Oil & Gas Daily Short OILX FP OILX.PA IOILX SXERS FR0010916809 S 39 45 None EUR - - French SICAV Swaps III FR No No Lyxor AM 28-Sep-10 EN Par
db x-trackers DJ STOXX 600 TECHNOLOGY SHORT XS8S GY XS8S.DE XS8SINAV SX8RS LU0322250043 S 24 50 R EUR 9.19 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 3-Mar-08 Xetra
Borsa Italiana XS8S IM XS8S.MI XS8SINAV SX8RS LU0322250043 S 24 50 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 19-Mar-08 Milan
London Stock Exchange XS8S LN XS8S.L XS8SINAV SX8RS LU0322250043 S 24 50 R GB-p - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris X8S FP X8S.PA XS8SINAV SX8RS LU0322250043 S 24 50 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 5-Jun-09 EN Par
Boerse Stuttgart XS8S GS XS8S.SG XS8SINAV SX8RS LU0322250043 S 24 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 10-Jan-08 Stutt
db x-trackers DJ STOXX 600 TELECOMMUNICATIONS SHORT XSKS GY XSKS.DE XSKSINAV SXKRS LU0322250126 S 20 50 R EUR 6.29 0.15 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 3-Mar-08 Xetra
Borsa Italiana XSKS IM XSKS.MI XSKSINAV SXKRS LU0322250126 S 20 50 R EUR - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 19-Mar-08 Milan
London Stock Exchange XSKS LN XSKS.L XSKSINAV SXKRS LU0322250126 S 20 50 R GB-p - 0.02 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 5-Aug-08 LSE
NYSE Euronext Paris XKS FP XKS.PA XSKSINAV SXKRS LU0322250126 S 20 50 R EUR - 0.16 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 15-Jun-09 EN Par
Boerse Stuttgart XSKS GS XSKS.SG XSKSINAV SXKRS LU0322250126 S 20 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK, FR Yes Will Seek db x-trackers 10-Jan-08 Stutt
db x-trackers DJ STOXX 600 Utilities Short Daily ETF XS6S LN XS6S.L XS6RSNAG SX6RS LU0412624867 S 31 50 None GB-p 5.64 0.14 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 8-Sep-09 LSE
Deutsche Boerse XS6S GY XS6S.DE XS6RSNAC SX6RS LU0412624867 S 31 50 None EUR - 0.12 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 15-Sep-09 Xetra
Borsa Italiana XS6S IM XS6S.MI XS6RSNAC SX6RS LU0412624867 S 31 50 None EUR - 0.08 Luxembourg Part 1 SICAV Swaps III A, F, L, S, UK, G Seeking Will Seek db x-trackers 28-Oct-09 Milan
db x-trackers HSI Short Index ETF XHSS GY XHSS.DE XHSIEUR HSISI LU0429790313 S 43 75 None EUR 16.56 0.10 Luxembourg Part 1 SICAV Swaps III A, D, F, G, IT, L, N, SP, S, SW, UK Seeking Will Seek db x-trackers 23-Sep-09 Xetra
London Stock Exchange XHSD LN XHSD.L XHSIUSD HSISI LU0429790313 S 43 75 None USD - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, G, IT, L, N, SP, S, SW, UK Seeking Will Seek db x-trackers 29-Sep-09 LSE
Borsa Italiana XHSS IM XHSS.MI XHSIEUR HSISI LU0429790313 S 43 75 None EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, D, F, G, IT, L, N, SP, S, SW, UK Seeking Will Seek db x-trackers 28-Oct-09 Milan
Leveraged
AMUNDI ETF Leveraged Dow Jones Euro STOXX 50 C5L FP C5L.PA INC5L SX5EL FR0010756072 S 50 30 R EUR 9.56 0.32 French FCP Swaps III FR, G, IT, N, SW No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C5LGR GY - INC5L SX5EL FR0010756072 S 50 30 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 23-Feb-10 Xetra
Borsa Italiana C5L IM - INC5L SX5EL FR0010756072 S 50 30 R EUR - 0.24 French FCP Swaps III FR, G, IT, N, SW No No Amundi 8-Mar-10 Milan
SIX Swiss Exchange C5L SW C5L.S INC5L SX5EL FR0010756072 S 50 30 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Apr-10 SIX
ComStage ETF Dow Jones EURO STOXX 50 Leveraged CBSX5EL GY CBSX5EL.DE CNAVSX5L SX5EL LU0392496930 S 50 35 R EUR 15.89 0.65 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Dec-08 Xetra
Boerse Stuttgart CBSX5EL GS CBSX5EL.SG - SX5EL LU0392496930 S 50 35 R EUR - 0.09 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Dec-08 Stutt
SIX Swiss Exchange C053EU SW CBSX5ELEU.S - SX5EL LU0392496930 S 50 35 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBSX5EL SW CBSX5EL.S - SX5EL LU0392496930 S 50 35 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 4-Nov-09 SIX
ETFX Dow Jones EURO STOXX 50 Leveraged (2x) Fund LEU2 LN - - SX5EL IE00B4QNJG91 S 50 40 R EUR 12.08 0.00 Irish VCIC Swaps III UK, NA, G, IT Yes - ETF Securities 22-Jun-09 LSE
NYSE Euronext Amsterdam LEU2 NA LEU2.AS INLE2 SX5EL IE00B4QNJG91 S 50 40 R EUR - 0.01 Irish VCIC Swaps III UK, NA, G, IT Yes - ETF Securities 29-Jun-09 EN Ams
London Stock Exchange LE2P LN - - SX5EL IE00B4QNJG91 S 50 40 R GB-p - 0.10 Irish VCIC Swaps III UK, NA, G, IT Yes - ETF Securities 22-Jun-09 LSE
Deutsche Boerse LEU2 GR - - SX5EL DE000A0X9AB6 S 50 40 R EUR - 0.01 Irish VCIC Swaps III UK, NA, G, IT Yes - ETF Securities 31-Jul-09 Xetra
Borsa Italiana LEU2 IM - - SX5EL IE00B4QNJG91 S 50 40 R EUR - 0.02 Irish VCIC Swaps III UK, NA, G, IT Yes - ETF Securities 28-Jan-10 Milan
Boerse Stuttgart LEU2 GS XLEU2.SG - SX5EL DE000A0X9AB6 S 50 40 R EUR - 0.01 Irish VCIC Swaps III UK, NA, G, IT Yes - ETF Securities 18-Aug-09 Stutt
Lyxor ETF Euro Stoxx 50 Daily Leverage LVE FP LVE.PA INLVE SX5EL FR0010468983 S 50 40 A (Oct) EUR 218.25 2.49 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 12-Jun-07 EN Par
Deutsche Boerse LYXLVE GY LYXLVE.DE INLVE SX5EL FR0010468983 S 50 40 A (Oct) EUR - 2.49 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 29-Jun-07 Xetra
Borsa Italiana DJLEV IM DJLEV.MI INLVE SX5EL FR0010468983 S 50 40 A (Oct) EUR - 3.10 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 28-Sep-07 Milan
Bolsa de Madrid LEV SM LYXLVE.MC INLVE SX5EL FR0010468983 S 50 40 A (Oct) EUR - 0.87 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 19-Feb-08 Madrid
Boerse Stuttgart LYXLVE GS - INLVE SX5EL FR0010468983 S 50 40 A (Oct) EUR - 0.11 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 29-Aug-07 Stutt
Chi-X LVE IX - INLVE SX5EL FR0010468983 S 50 40 A (Oct) EUR - 0.00 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 4-Dec-09 Chi-X
db x-trackers EURO STOXX 50 Leveraged Daily ETF DBPF GY DBPF.DE - SX5EL LU0411077828 S 50 35 R EUR 4.64 0.13 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
London Stock Exchange XEL2 LN - - SX5EL LU0411077828 S 50 35 R GB-p - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XEL2 IM - - SX5EL LU0411077828 S 50 35 R EUR - 0.07 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
NASDAQ OMX Stockholm XEL2 SS - - SX5EL LU0411077828 S 50 35 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 7-May-10 OMX Sto
XACT Europe Bull 2 XACEUBUL SS XACTEBEAR2.ST - SX5T SE0003045715 S 50 60 None SEK 8.46 0.03 Swedish Mutual Fund Futures No S No - XACT 4-Dec-09 OMX Sto
AMUNDI ETF Leveraged MSCI Europe Daily CLE FP CLE.PA INCLE M00UEU02 FR0010756080 S 463 35 R EUR 21.88 0.14 French FCP Swaps III FR, G, IT, N, SW No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CLEGR GY - INCLE M00UEU02 FR0010756080 S 463 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 23-Feb-10 Xetra
Borsa Italiana CLEV IM - INCLE M00UEU02 FR0010756080 S 463 35 R EUR - 0.01 French FCP Swaps III FR, G, IT, N, SW No No Amundi 8-Mar-10 Milan
SIX Swiss Exchange CLE SW CLE.S INCLE M00UEU02 FR0010756080 S 463 35 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 13-Apr-10 SIX
AMUNDI ETF Leveraged CAC 40 CL4 FP CL4.PA INCL4 CACLV FR0010756064 S 40 30 R EUR 22.78 1.11 French FCP Swaps III FR No No Amundi 29-Jun-09 EN Par
ETFX CAC 40 2x Long Fund FRL2 NA FRL2.AS INLF2 CACLV IE00B4QNGY68 S 40 50 R EUR 3.88 0.02 Irish VCIC Swaps III UK, NA Yes - ETF Securities 29-Jun-09 EN Ams
Lyxor ETF Leverage CAC 40 LVC FP LVC.PA INLVC CACLV FR0010592014 S 40 40 A EUR 526.77 37.92 French FCP Swaps III FR No No Lyxor AM 13-Jun-08 EN Par
ComStage ETF CAC40 Leverage Z4L FP Z4L.DE INZ4L CACLV LU0419741094 S 40 30 R EUR 9.67 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 4-Feb-10 EN Par
Deutsche Boerse CD42 GY CD42.DE - CACLV LU0419741094 S 40 30 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 17-May-10 Xetra
Boerse Stuttgart CD42 GS CBCACLV.SG - CACLV LU0419741094 S 40 30 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 17-May-10 Stutt
SIX Swiss Exchange CD42 SW CBCACLV.S - CACLV LU0419741094 S 40 30 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange CD42EU SW CBCACLVEU.S - CACLV LU0419741094 S 40 30 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW, FR No No Commerzbank 21-Jul-10 SIX

Leveraged (continued)
ETFX DAX 2x Long Fund DEL2 LN - INDL2 LEVDAX IE00B4QNHH68 S 30 40 R EUR 17.42 0.38 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 22-Jun-09 LSE
London Stock Exchange DL2P LN - - LEVDAX IE00B4QNHH68 S 30 40 R GB-p - 0.22 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 22-Jun-09 LSE
Deutsche Boerse DEL2 GR - - LEVDAX DE000A0X8994 S 30 40 R EUR - 0.18 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 31-Jul-09 Xetra
Borsa Italiana DEL2 IM - INDL2 LEVDAX IE00B4QNHH68 S 30 40 R EUR - 0.04 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 28-Jan-10 Milan
Boerse Stuttgart DEL2 GS XDEL2.SG - LEVDAX DE000A0X8994 S 30 40 R EUR - 0.15 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 18-Aug-09 Stutt
Lyxor ETF LEVDAX LYXLEDAX GY LYXLEVDAX.DE LYLDXNAV LEVDAX LU0252634307 S 30 45 R EUR 262.20 9.60 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 29-Jun-06 Xetra
NYSE Euronext Paris LVD FP LLDA.PA LYLDXNAV LEVDAX LU0252634307 S 30 40 R EUR - 1.65 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 8-Mar-07 EN Par
Borsa Italiana DAXLEV IM DAXLEV.MI LYLDXNAV LEVDAX LU0252634307 S 30 40 R EUR - 4.59 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 25-Jul-07 Milan
Boerse Stuttgart LYXLEDAX GS - LYLDXNAV LEVDAX LU0252634307 S 30 40 R EUR - 0.80 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 29-Jun-06 Stutt
Chi-X LYXLEDAX IX - LYLDXNAV LEVDAX LU0252634307 S 30 40 R EUR - 0.00 Luxembourg SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 4-Dec-09 Chi-X
db x-trackers LevDAX Daily ETF DBPE GY DBPE.DE - LEVDAX LU0411075376 S 30 35 R EUR 3.42 0.35 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
London Stock Exchange XLDX LN - - LEVDAX LU0411075376 S 30 35 R GB-p - 0.05 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XLDX IM - - LEVDAX LU0411075376 S 30 35 R EUR - 0.15 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
NASDAQ OMX Stockholm XLDX SS - - LEVDAX LU0411075376 S 30 35 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 7-May-10 OMX Sto
Lyxor ETF Leveraged FTSE MIB LEVMIB IM LEVMIB.MI - SPMIB FR0010446658 S 40 60 R EUR 212.23 38.77 French FCP Futures III IT No No Lyxor AM 11-Feb-08 Milan
ETFX FTSE MIB Leveraged (2x) Fund ITL2 IM ITL2.MI INIL2 FTSEMIB IE00B4V5WD83 S 40 60 R EUR 2.98 0.12 Irish VCIC Swaps III I, UK, IT - - ETF Securities 8-Jun-10 Milan
Lyxor ETF Leverage AEX LVA NA LVA.AS INLVA N/A FR0010592006 S 25 40 A EUR 9.52 0.47 French FCP Swaps III FR No No Lyxor AM 10-Dec-08 EN Ams
Lyxor ETF Daily Leveraged SMI LYSLE SW LYSLE.S INLYSLE SMILEP FR0010908426 S 20 40 A CHF - - French FCP Swaps III SW No No Lyxor AM 22-Sep-10 SIX
XACT OMX Bull XACBULL SS XACTBULL.ST - OMX SE0001342395 S 30 60 A (Mar) SEK 283.39 16.72 Swedish Mutual Fund Futures No S No - XACT 8-Feb-05 OMX Sto
Chi-X XACBULL IX - - OMX SE0001342395 S 30 60 A (Mar) SEK - 0.00 Swedish Mutual Fund Futures No S No - XACT 5-Aug-09 Chi-X
XACT Derivat Bull OBXBULL NO OBXEXDBULL.OL - OBX NO0010405848 S 25 80 No dividend NOK 219.95 28.34 Norwegian Mutual Fund Futures III NO, S No - XACT 22-Jan-08 Oslo
XACT Bull 2 XABULL2 SS XACTBULL2.ST - OMXS30 SE0003051010 S 30 60 A (Mar) SEK 86.79 9.43 Swedish Mutual Fund Futures No S No - XACT 6-Nov-09 OMX Sto
Chi-X XABULL2 IX - - OMXS30 SE0003051010 S 30 60 A (Mar) SEK - 0.00 Swedish Mutual Fund Futures No S No - XACT 4-Dec-09 Chi-X
OMXS30 Double Long ETF OMXDL SS OMXSHORTX2.ST - OMX SE0003045319 S 30 40 A SEK 11.10 0.62 Swedish mutual fund Futures No S No No HQ Fonder 14-Oct-09 OMX Sto
DnB NOR OBX Derivative Bull OBXBULLD NO - - OBX NO0010441520 S 25 80 None NOK 32.66 1.57 Stocks, Futures NO, S No - DnB NOR AM 23-Jun-08 Oslo
ETFX FTSE 100 Leveraged (2x) Fund LUK2 LN - - UKXL2G IE00B4QNJJ23 S 102 50 R GB-p 23.79 3.82 Irish VCIC Swaps III UK Yes - ETF Securities 22-Jun-09 LSE
db x-trackers FTSE 100 Leveraged Daily ETF DBPI GY DBPI.DE - TUKXL2G LU0412625088 S 102 50 R EUR 3.74 0.07 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
Borsa Italiana XUL2 IM - - TUKXL2G LU0412625088 S 102 50 R EUR - 0.05 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
London Stock Exchange XUL2 LN - - TUKXL2G LU0412625088 S 102 50 R GB-p - 0.02 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
ComStage ETF FTSE 100 Leveraged TR 8H84 GY CBTFTUKXL2S.DE CNAVFTL TUKXL2G LU0488316646 S 100 45 R EUR - - SICAV Part1 Swaps III G, A, L No No Commerzbank 10-Sep-10 Xetra
AMUNDI ETF Leveraged MSCI USA Daily CL2 FP CL2.PA INCL2 M00UUS02 FR0010755611 S 593 35 R EUR 13.95 0.35 French FCP Swaps III FR, G, IT, N No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CL2GR GY - INCL2 M00UUS02 FR0010755611 S 593 35 R EUR - 0.31 French FCP Swaps III FR, G, IT, N No No Amundi 23-Feb-10 Xetra
Borsa Italiana CL2 IM - INCL2 M00UUS02 FR0010755611 S 593 35 R EUR - 0.37 French FCP Swaps III FR, G, IT, N No No Amundi 8-Mar-10 Milan
Lyxor ETF Leveraged Nasdaq-100 LQQ FP LQQ.PA INLQQ NDX FR0010342592 S 100 60 R EUR 23.44 0.71 French FCP Futures III FR No No Lyxor AM 28-Jun-06 EN Par
db x-trackers S&P 500 2x Leveraged Daily ETF DBPG GY DBPG.DE - SPXT2LUN LU0411078552 S 500 60 R EUR 9.17 0.35 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
London Stock Exchange XSL2 LN - - SPXT2LUN LU0411078552 S 500 60 R GB-p - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
London Stock Exchange XS2D LN - - SPXT2LUN LU0411078552 S 500 60 R USD - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XS2L IM - - SPXT2LUN LU0411078552 S 500 60 R EUR - 0.12 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
NASDAQ OMX Stockholm XSL2 SS - - SPXT2LUN LU0411078552 S 500 60 R SEK - 0.00 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 7-May-10 OMX Sto
Ultra S&P500 ProShares SSO TQ - - SPX US74347R1077 S 500 95 Q USD 1,395.20 0.00 1940 Act Fund Futures, Swaps No US, UK No No ProShares 23-Apr-10 Turq
Ultra QQQ ProShares QLD TQ - - NDX US74347R2067 S 100 95 N/A USD 762.43 0.00 1940 Act Fund Futures, Swaps No US, MX, UK No No ProShares 23-Apr-10 Turq
Direxion Daily Large Cap Bull 3X Shares BGU NA BGU.AS INBGU RIY US25459W8626 S 959 115 Q EUR 225.70 0.00 1940 Act Fund Stocks (Opt), No US, N, UK No No Direxion 31-Mar-10 EN Ams
Swaps, Futures
Turquoise BGU TQ - - RIY US25459W8626 S 959 115 Q USD - 0.00 1940 Act Fund Stocks (Opt), No US, N, UK No No Direxion 23-Apr-10 Turq
Swaps, Futures
Direxion Daily Small Cap Bull 3X Shares TNA TQ - - RTY US25459W8477 S 1,900 95 Q USD 461.04 0.00 1940 Act Fund Stocks (Opt), No US, UK No No Direxion 23-Apr-10 Turq
Swaps, Futures
Direxion Daily Financial Bull 3X Shares FAB NA FAB.AS INFAB RGUSFL US25459W5168 S 194 99 N/A EUR 1,680.68 0.01 1940 Act Fund Stocks (Opt), No US, MX, N, UK No No Direxion 31-Mar-10 EN Ams
Swaps, Futures
Turquoise FAS TQ - - RGUSFL US25459W5168 S 194 99 N/A USD - 0.00 1940 Act Fund Stocks (Opt), No US, MX, N, UK No No Direxion 23-Apr-10 Turq
Swaps, Futures
Ultra Financials ProShares UYG TQ - - DJUSFN US74347X6334 S 256 95 Q USD 1,221.58 0.00 1940 Act Fund Swaps No US, MX, UK No No ProShares 23-Apr-10 Turq
Direxion Daily Emerging Markets Bull 3X Shares EDC NA EDC.AS INEDC MXEF US25459W3007 S 769 102 Q EUR 325.61 0.00 1940 Act Fund Stocks (Opt), No US, N, MX No No Direxion 31-Mar-10 EN Ams
Swaps, Futures
ComStage ETF PSI 20 Leverage PP2 PL PP2.LS INPP2 PSILV LU0444605306 S 20 60 R EUR - - SICAV Part1 Swaps III G, A, L, P No No Commerzbank 6-Sep-10 EN Lis
db x-trackers HSI Leveraged Daily Index ETF db x-trackers Planned
db x-trackers STI Leveraged Daily Index ETF db x-trackers Planned
Leveraged inverse
EasyETF Euro Stoxx 50 Double Short Daily EZD FP EZD.PA INEZD SXXR2S FR0010689695 S 50 50 R EUR 24.11 0.50 French FCP Swaps III FR, G, IT No EasyETF 25-Feb-09 EN Par
Deutsche Boerse EZDD GR EZDD.DE INEZD SXXR2S FR0010689695 S 50 50 R EUR - 0.22 French FCP Swaps III FR, G, IT No EasyETF 3-Jul-09 Xetra
Borsa Italiana EZD IM EZD.MI INEZD SXXR2S FR0010689695 S 50 50 R EUR - 0.42 French FCP Swaps III FR, G, IT No EasyETF 10-Nov-09 Milan
ETFX Dow Jones EURO STOXX 50 Double Short (2x) Fund SEU2 LN - - SX5T2S IE00B4QNJ141 S 50 60 R EUR 27.24 0.20 Irish VCIC Swaps III UK, NA, G, IT Yes ETF Securities 22-Jun-09 LSE
NYSE Euronext Amsterdam SEU2 NA SEU2.AS INSE2 SX5T2S IE00B4QNJ141 S 50 60 R EUR - 0.08 Irish VCIC Swaps III UK, NA, G, IT Yes ETF Securities 29-Jun-09 EN Ams
London Stock Exchange SE2P LN - - SX5T2S IE00B4QNJ141 S 50 60 R GB-p - 0.54 Irish VCIC Swaps III UK, NA, G, IT Yes ETF Securities 22-Jun-09 LSE
Deutsche Boerse SEU2 GR - - SX5T2S DE000A0X9AC4 S 50 60 R EUR - 0.10 Irish VCIC Swaps III UK, NA, G, IT Yes ETF Securities 31-Jul-09 Xetra
Boerse Stuttgart SEU2 GS XSEU2.SG - SX5T2S DE000A0X9AC4 S 50 60 R EUR - 0.00 Irish VCIC Swaps III UK, NA, G, IT Yes ETF Securities 18-Aug-09 Stutt
Borsa Italiana SEU2 IM - - SX5T2S IE00B4QNJ141 S 50 60 R EUR - 0.09 Irish VCIC Swaps III UK, NA, G, IT Yes ETF Securities 10-Jan-10 Milan

Leveraged inverse (continued)
Lyxor ETF XBEAR EURO STOXX 50 BXX FP BXX.PA VLBXX SX5T FR0010424143 S 50 60 R EUR 207.17 6.85 French FCP Futures III FR, G, IT No No Lyxor AM 4-Apr-07 EN Par
Deutsche Boerse BXXP GY - VLBXX SX5T FR0010424143 S 50 60 R EUR - 1.75 French FCP Futures III FR, G, IT No No Lyxor AM 30-Jul-08 Xetra
Borsa Italiana BXX IM - VLBXX SX5T FR0010424143 S 50 60 R EUR - 3.20 French FCP Futures III FR, G, IT No No Lyxor AM 4-Feb-09 Milan
db x-trackers Euro Stoxx 50 Double Short Daily ETF DBPL GY DBPL.DE - SX5T2S LU0417510616 S 50 50 R EUR 19.05 0.47 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
London Stock Exchange XEDS LN - - SX5T2S LU0417510616 S 50 50 R GB-p - 0.07 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XEDS IM - - SX5T2S LU0417510616 S 50 50 R EUR - 0.19 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
NASDAQ OMX Stockholm XEDS SS - - SX5T2S LU0417510616 S 50 50 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 7-May-10 OMX Sto
XACT Europe Bear 2 XACEUBEA SS XACTEBULL2.ST SX5T SE0003045707 S 50 60 None SEK 10.09 0.07 Swedish Mutual Fund Futures No S No - XACT 4-Dec-09 OMX Sto
EasyETF Stoxx Europe 600 Double Short Daily EZZ FP EZZ.PA INEZZ SX5T2S FR0010689687 S 600 60 R EUR 8.62 0.01 French FCP Swaps III FR, G No - EasyETF 26-Feb-09 EN Par
Deutsche Boerse EZZ GR EZZ.DE INEZZ SX5T2S FR0010689687 S 600 60 R EUR - 0.00 French FCP Swaps III FR, G No - EasyETF 2-Jul-09 Xetra
EasyETF CAC40 Double Short EZC FP EZC.PA INEZC CACDSH FR0010689679 S 40 50 R EUR 13.05 0.79 French FCP Swaps III FR No - EasyETF 2-Mar-09 EN Par
ETFX CAC 40 2x Short Fund FRS2 NA FRS2.AS INSF2 CACXB IE00B4QNHF45 S 40 60 R EUR 2.17 0.01 Irish VCIC Swaps III UK, NA Yes - ETF Securities 29-Jun-09 EN Ams
Lyxor ETF XBEAR CAC 40 BX4 FP BX4.PA INBX4 CAC FR0010411884 S 40 60 R EUR 371.36 62.36 French FCP Futures III FR No No Lyxor AM 16-Jan-07 EN Par
ETFX DAX 2x Short Fund DES2 LN - - SHRTDAX2 IE00B4QNHZ41 S 30 60 R EUR 50.97 0.55 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 22-Jun-09 LSE
London Stock Exchange DS2P LN - - SHRTDAX2 IE00B4QNHZ41 S 30 60 R GB-p - 0.37 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 22-Jun-09 LSE
Deutsche Boerse DES2 GR - - SHRTDAX2 DE000A0X9AA8 S 30 60 R EUR - 0.42 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 31-Jul-09 Xetra
Borsa Italiana DES2 IM - - SHRTDAX2 IE00B4QNHZ41 S 30 60 R EUR - 0.09 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 28-Jan-10 Milan
Boerse Stuttgart DES2 GS XDES2.SG - SHRTDAX2 DE000A0X9AA8 S 30 60 R EUR - 0.38 Irish VCIC Swaps III UK, G, IT Yes - ETF Securities 18-Aug-09 Stutt
Lyxor ETF Daily Shortdax x2 DSD FP DSD.PA INDSDD SHRTDAX2 FR0010869495 S 30 60 None EUR 29.13 0.06 French FCP Swaps III F, G, IT, SW No No Lyxor AM 20-Apr-10 EN Par
Deutsche Boerse LYQL GY - INDSDD SHRTDAX2 FR0010869495 S 30 60 None EUR - 0.11 French FCP Swaps III F, G, IT, SW No No Lyxor AM 17-Jun-10 Xetra
Borsa Italiana DAX2S IM LDAX2S.MI INDSDD SHRTDAX2 FR0010869495 S 30 60 None EUR - 0.13 French FCP Swaps III F, G, IT, SW No No Lyxor AM 2-Jul-10 Milan
db x-trackers ShortDAX 2x Daily ETF DBPD GY DBPD.DE - SHORTDAX LU0411075020 S 30 60 R EUR 14.79 0.71 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
London Stock Exchange XSD2 LN - - SHORTDAX LU0411075020 S 30 60 R GB-p - 0.06 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XSD2 IM - - SHORTDAX LU0411075020 S 30 60 R EUR - 0.16 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
NASDAQ OMX Stockholm XSD2 SS - - SHORTDAX LU0411075020 S 30 60 R SEK - 0.03 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, J, L, N, SP, S, SW, UK Will Seek Will Seek db x-trackers 7-May-10 OMX Sto
Lyxor ETF Xbear FTSE MIB XBRMIB IM XBRMIB.MI - FTMIB FR0010446666 S 40 60 R EUR 184.87 53.74 French FCP Futures III IT No No Lyxor AM 11-Feb-08 Milan
ETFX FTSE MIB Super Short Strategy (2x) Fund ITS2 IM ITS2.MI INIS2 FTSEMIB IE00B4TG8N52 S 40 60 R EUR 5.41 0.42 Irish VCIC Swaps III I, UK, IT - - ETF Securities 8-Jun-10 Milan
XACT OMX Bear XACBEAR SS XACTBEAR.ST - OMX SE0001342387 S 30 60 A (Mar) SEK 241.38 18.16 Swedish Mutual Fund Futures No S No - XACT 8-Feb-05 OMX Sto
Chi-X XACBEAR IX - - OMX SE0001342387 S 30 60 A (Mar) SEK - 0.00 Swedish Mutual Fund Futures No S No - XACT 5-Aug-09 Chi-X
XACT Derivat Bear OBXBEAR NO OBXEXDBEAR.OL - OBX NO0010405855 S 25 80 No dividend NOK 112.04 35.41 Norwegian Mutual Fund Futures III NO, S No - XACT 22-Jan-08 Oslo
XACT Bear 2 XABEAR2 SS XACTBEAR2.ST - OMXS30 SE0003051002 S 30 60 A (Mar) SEK 41.68 7.83 Swedish Mutual Fund Futures No S No - XACT 6-Nov-09 OMX Sto
OMXS30 Double Short ETF OMXDS SS OMXLONGX2.ST - OMX SE0003045301 S 30 40 A SEK 11.18 0.22 Swedish mutual fund Futures No S No No HQ Fonder 14-Oct-09 OMX Sto
DnB NOR OBX Derivative Bear OBXBEARD NO - - OBX NO0010441512 S 25 80 None NOK 5.48 0.31 Stocks, Futures NO, S No - DnB NOR AM 24-Jun-08 Oslo
Lyxor ETF Daily Double Short SMI LYSSL SW LYSSL.S INLYSSL SMISL FR0010869438 S 20 60 R CHF - - French FCP Swaps III SW No No Lyxor AM 22-Sep-10 SIX
ETFX FTSE 100 Super Short Strategy (2x) Fund SUK2 LN - - TUKXI2G IE00B4QNK008 S 102 60 R GB-p 37.47 4.56 Irish VCIC Swaps III UK Yes - ETF Securities 22-Jun-09 LSE
db x-trackers S&P 500 2x Inverse Daily ETF DBPK GY DBPK.DE - SPXT2IUT LU0411078636 S 500 70 R EUR 12.45 0.29 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 8-Apr-10 Xetra
London Stock Exchange XT21 LN - - SPXT2IUT LU0411078636 S 500 70 R GB-p - 0.08 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
London Stock Exchange XT2D LN - - SPXT2IUT LU0411078636 S 500 70 R USD - 0.08 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 10-May-10 LSE
Borsa Italiana XT21 IM - - SPXT2IUT LU0411078636 S 500 70 R EUR - 0.48 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 28-Apr-10 Milan
NASDAQ OMX Stockholm XT21 SS - - SPXT2IUT LU0411078636 S 500 70 R SEK - 0.01 Luxembourg Part 1 SICAV Swaps III A, D, F, FR, G, IT, L, N, SP, S, UK Will Seek Will Seek db x-trackers 7-May-10 OMX Sto
UltraShort S&P500 ProShares SDS TQ - - SPX US74347R8833 S 500 95 N/A USD 3,433.44 0.00 1940 Act Fund Futures, Swaps No US, UK No No ProShares 23-Apr-10 Turq
UltraShort QQQ ProShares QID TQ - - NDX US74347R8759 S 100 95 N/A USD 887.06 0.00 1940 Act Fund Futures, Swaps No US, UK No No ProShares 23-Apr-10 Turq
UltraShort Dow30 ProShares DXD TQ - - INDU US74347R8676 S 30 95 N/A USD 530.57 0.00 1940 Act Fund Futures, Swaps No US, UK, MX No No ProShares 23-Apr-10 Turq
Direxion Daily Large Cap Bear 3X Shares BGZ NA BGZ.AS INBGZ RIY US25459W8543 S 959 115 N/A EUR 301.23 0.00 1940 Act Fund Futures, Swaps No US, N, UK No No Direxion 31-Mar-10 EN Ams
Turquoise BGZ TQ - - RIY US25459W8543 S 959 115 N/A USD - 0.00 1940 Act Fund Futures, Swaps No US, N, UK No No Direxion 23-Apr-10 Turq
Direxion Daily Small Cap Bear 3X Shares TZA TQ - - RTY US25459W8394 S 1,900 95 None USD 972.44 0.00 1940 Act Fund Futures, Swaps No US, UK No No Direxion 23-Apr-10 Turq
Direxion Daily Financial Bear 3X Shares FAZ NA FAZ.AS INFAZ RGUSFL US25459W4906 S 194 116 N/A EUR 1,321.26 0.04 1940 Act Fund Futures, Swaps No US, MX, N, UK No No Direxion 31-Mar-10 EN Ams
Turquoise FAZ TQ - - RGUSFL US25459W4906 S 194 116 N/A USD - 0.00 1940 Act Fund Futures, Swaps No US, MX, N, UK No No Direxion 23-Apr-10 Turq
UltraShort Financials ProShares SKF TQ - - DJUSFN US74347R6282 S 256 95 N/A USD 565.94 0.00 1940 Act Fund Swaps No US, MX, UK No No ProShares 23-Apr-10 Turq
Direxion Daily Emerging Markets Bear 3X Shares EDZ NA EDZ.AS INEDZ MXEF US25459W4823 S 769 109 N/A EUR 124.02 0.00 1940 Act Fund Futures, Swaps No US, N, MX No No Direxion 31-Mar-10 EN Ams
db x-trackers FTSE 100 ULTRA SHORT DAILY ETF db x-trackers Planned
Private equity
iShares S&P Listed Private Equity IPRV LN IPRV.L INAVSGPG SPLPEQTY IE00B1TXHL60 30 30 75 S GB-p 109.21 0.08 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 20-Mar-07 LSE
London Stock Exchange IDPE LN IDPE.L INAVSGPU SPLPEQTY IE00B1TXHL60 30 30 75 S USD - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 20-Mar-07 LSE
NYSE Euronext Amsterdam IPRV NA IPRV.AS INAVSGPE SPLPEQTY IE00B1TXHL60 30 30 75 S EUR - 0.19 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 14-May-07 EN Ams
Deutsche Boerse IQQL GY IQQL.DE INAVSGPE SPLPEQTY DE000A0MSAF4 30 30 75 S EUR - 0.06 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 26-Sep-07 Xetra
NYSE Euronext Paris PRV FP PRV.PA INAVSGPE SPLPEQTY IE00B1TXHL60 30 30 75 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 6-Nov-07 EN Par
Borsa Italiana IPRV IM IPRV.MI INAVSGPG SPLPEQTY IE00B1TXHL60 30 30 75 S EUR - 0.03 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 30-Nov-07 Milan
SIX Swiss Exchange IPRV SW IPRV.S INAVSGPU SPLPEQTY IE00B1TXHL60 30 30 75 S USD - 0.09 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 4-Dec-07 SIX
Boerse Stuttgart IQQL GS IQQL.SG INAVSGPE SPLPEQTY DE000A0MSAF4 30 30 75 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III A, FR, G, IT, L, N, SW, UK No No iShares 26-Sep-07 Stutt
PowerShares Listed Private Equity Fund PSSP LN PSSPG.L FABL GLPEX IE00B23D8Z06 52 52 75 Q GB-p 3.29 0.01 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 21-Nov-07 LSE
Deutsche Boerse 6PSE GY 6PSE.DE FABL GLPEX IE00B23D8Z06 52 52 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 19-Nov-07 Xetra
Borsa Italiana PSP IM PSSP.MI FABL GLPEX IE00B23D8Z06 52 52 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 18-Jan-08 Milan
NYSE Euronext Paris PSP FP PSPSP.PA FABL GLPEX IE00B23D8Z06 52 52 75 Q EUR - 0.00 Irish VCIC Stocks (Fully Rep) III G, UK, IT, FR Yes - PowerShares 17-Dec-08 EN Par

Private equity (continued)
Lyxor ETF PRIVEX PVX FP PVX.PA INPVX PRIVEXPD FR0010407197 S 25 70 A (Sept) EUR 51.19 0.06 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 9-Jan-07 EN Par
SIX Swiss Exchange LYPVX SW LYPVX.S INPVX PRIVEXPD FR0010407197 S 25 70 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 30-Mar-07 SIX
Borsa Italiana PVX IM PVX.MI INPVX PRIVEXPD FR0010407197 S 25 70 A (Sept) EUR - 0.02 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 18-Apr-07 Milan
Deutsche Boerse LYXPVX GY LYXPVX.DE INPVX PRIVEXPD FR0010407197 S 25 70 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 9-May-07 Xetra
Boerse Stuttgart LYXPVX GS - INPVX PRIVEXPD FR0010407197 S 25 70 A (Sept) EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 8-May-07 Stutt
db x-trackers LPX MM PRIVATE EQUITY ETF XLPE GY XLPE.DE XLPEINAV LPXMMITR LU0322250712 S 25 70 R EUR 85.87 0.17 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK Yes Will Seek db x-trackers 6-Feb-08 Xetra
London Stock Exchange XLPE LN XLPE.L XLPEINAV LPXMMITR LU0322250712 S 25 70 R GB-p - 0.04 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK Yes Will Seek db x-trackers 8-Feb-08 LSE
Borsa Italiana XLPE IM XLPE.MI XLPEINAV LPXMMITR LU0322250712 S 25 70 R EUR - 0.26 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK Yes Will Seek db x-trackers 14-Mar-08 Milan
Boerse Stuttgart XLPE GS XLPE.SG XLPEINAV LPXMMITR LU0322250712 S 25 70 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP, IT, UK Yes Will Seek db x-trackers 17-Jan-08 Stutt
Shariah
iShares MSCI World Islamic ISWD LN ISWD.L INAVIWDG MIWO IE00B27YCN58 282 667 60 S GB-p 30.29 0.11 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 10-Dec-07 LSE
London Stock Exchange ISDW LN ISDW.L INAVIWDU MIWO IE00B27YCN58 282 667 60 S USD - 0.12 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 10-Dec-07 LSE
NYSE Euronext Amsterdam ISWD NA IISWD.AS INAVISWDE MIWO IE00B27YCN58 282 667 60 S EUR - 0.00 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 14-Feb-08 EN Ams
Deutsche Boerse IUSD GY IUSD.DE INAVISWDE MIWO DE000A0NA0L5 282 667 60 S EUR - 0.05 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 25-Mar-08 Xetra
NYSE Euronext Paris SWD FP - INAVISWDE MIWO IE00B27YCN58 282 667 60 S EUR - 0.00 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 10-Jun-08 EN Par
Boerse Stuttgart IUSD GS IUSD.SG INAVISWDE MIWO DE000A0NA0L5 282 667 60 S EUR - 0.00 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 25-Mar-08 Stutt
EasyETF Dow Jones Islamic Market Titans 100 ETI SW ETI.S INETI IMXLT FR0010378570 100 100 50 R USD 20.67 0.03 French FCP Stocks (Fully Rep) III FR, SW, G, A, CL No - EasyETF 29-Jan-07 SIX
NYSE Euronext Paris ETI FP ETIUSD.PA INETI IMXLT FR0010378570 100 100 50 R USD - 0.01 French FCP Stocks (Fully Rep) III FR, SW, G, A, CL No - EasyETF 23-Jun-08 EN Par
db x-trackers DJ ISLAMIC MARKET TITANS 100 XIMT GY XIMT.DE XIMTINVG IMXLT LU0328475529 S 100 50 R EUR 5.50 0.01 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 1-Sep-08 Xetra
London Stock Exchange XIMT LN XIMT.L XIMTINVU IMXLT LU0328475529 S 100 50 R GB-p - 0.07 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 25-Jul-08 LSE
Boerse Stuttgart XIMT GS XIMT.SG XIMTINAV IMXLT LU0328475529 S 100 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 10-Jan-08 Stutt
iShares MSCI Emerging Markets Islamic ISEM LN ISEM.L INAVIEMG MIEF IE00B27YCP72 193 263 85 S GB-p 25.66 0.01 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 10-Dec-07 LSE
London Stock Exchange ISDE LN ISDE.L INAVIEMU MIEF IE00B27YCP72 193 263 85 S USD - 0.04 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 10-Dec-07 LSE
NYSE Euronext Amsterdam ISEM NA IISEM.AS INAVISEME MIEF IE00B27YCP72 193 263 85 S EUR - 0.02 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 14-Feb-08 EN Ams
Deutsche Boerse IUSE GY IUSE.DE INAVISEME MIEF DE000A0NA0M3 193 263 85 S EUR - 0.05 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 25-Mar-08 Xetra
NYSE Euronext Paris EMS FP EMS.PA VLISE MIEF IE00B27YCP72 193 263 85 S EUR - 0.00 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 5-May-08 EN Par
Boerse Stuttgart IUSE GS IUSE.SG INAVISEME MIEF DE000A0NA0M3 193 263 85 S EUR - 0.00 Irish VCIC Stocks (Optimized) III FR, G, L, N, UK Yes Yes iShares 25-Mar-08 Stutt
db x-trackers S&P EUROPE 350 SHARIAH XSHE LN XSHE.L XSHEINAV SPE LU0328475107 S 351 50 R GB-p 6.88 0.06 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 25-Jul-08 LSE
Deutsche Boerse XSHE GY XSHE.DE XSHEINVC SPE LU0328475107 S 351 50 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 7-Aug-08 Xetra
Boerse Stuttgart XSHE GS XSHE.SG XSHEINVG SPE LU0328475107 S 351 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 10-Jan-08 Stutt
db x-trackers S&P JAPAN 500 SHARIAH XSHJ LN XSHJ.L XSHJINVC SPSHJT LU0328475289 S 208 50 R GB-p 5.09 0.17 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 25-Jul-08 LSE
Deutsche Boerse XSHJ GY XSHJ.DE XSHJINVU SPSHJT LU0328475289 S 208 50 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 1-Sep-08 Xetra
Boerse Stuttgart XSHJ GS XSHJ.SG XSHJINVG SPSHJT LU0328475289 S 208 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 10-Jan-08 Stutt
db x-trackers S&P 500 SHARIAH XSHU GY XSHU.DE XSHUINVC SHX LU0328475362 S 235 50 R EUR 9.49 0.01 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 1-Sep-08 Xetra
London Stock Exchange XSHU LN XSHU.L XSHUINAV SHX LU0328475362 S 235 50 R GB-p - 0.08 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 25-Jul-08 LSE
Boerse Stuttgart XSHU GS XSHU.SG XSHUINVG SHX LU0328475362 S 235 50 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK, IT Yes Will Seek db x-trackers 10-Jan-08 Stutt
iShares MSCI USA Islamic ISUS LN ISUS.L INAVIUSG MIUS IE00B296QM64 251 251 50 S GB-p 20.03 0.02 Irish VCIC Stocks (Fully Rep) III FR, G, L, N, UK Yes Yes iShares 10-Dec-07 LSE
London Stock Exchange ISDU LN ISDU.L INAVIUSU MIUS IE00B296QM64 251 251 50 S USD - 0.01 Irish VCIC Stocks (Fully Rep) III FR, G, L, N, UK Yes Yes iShares 10-Dec-07 LSE
NYSE Euronext Amsterdam ISUS NA IISUS.AS INAVISUSE MIUS IE00B296QM64 251 251 50 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, L, N, UK Yes Yes iShares 15-Feb-08 EN Ams
Deutsche Boerse IUSF GY IUSF.DE INAVISUSE MIUS DE000A0NA0N1 251 251 50 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, L, N, UK Yes Yes iShares 25-Mar-08 Xetra
Boerse Stuttgart IUSF GS IUSF.SG INAVISUSE MIUS DE000A0NA0N1 251 251 50 S EUR - 0.00 Irish VCIC Stocks (Fully Rep) III FR, G, L, N, UK Yes Yes iShares 25-Mar-08 Stutt
Dow Jones DJIM Turkey DJIMT TI DJIMTf.IS - DJIMTR TRYBZIM00042 29 29 112 Immediate TRY 1.48 0.39 Turkish Type A Stocks (Fully Rep) III T No - BMD 2-Feb-06 Istanbul
Alternative
db x-trackers - db Hedge Fund - 1C (EUR) XHFI GY XHFI.DE XHFIINAG DBXEHETE LU0328476337 S - 90 None EUR 1,208.33 0.82 Luxembourg Part 1 SICAV Swaps III G, L, UK, SW Seeking Will Seek db x-trackers 11-Mar-09 Xetra
SIX Swiss Exchange XHFI SW XHFI.S - DBXEHETE LU0328476337 S - 90 None EUR - 0.12 Luxembourg Part 1 SICAV Swaps III G, L, UK, SW Seeking Will Seek db x-trackers 30-Jun-10 SIX
db x-trackers - db Hedge Fund (CHF) XHFC SW XHFC.S XHFIINAC DBXEHETC LU0434446976 S - 90 None CHF - 0.15 Luxembourg Part 1 SICAV Swaps III G, L, UK, SW Seeking Will Seek db x-trackers 2-Nov-09 SIX
db x-trackers - db Hedge Fund ETF - 2C (USD) XHFD LN XHFD.L XCHF2CUS DBXEHETF LU0434446117 S - 90 None USD - 0.42 Luxembourg Part 1 SICAV Swaps III G, L, UK, SW Seeking Will Seek db x-trackers 13-Jul-09 LSE
SIX Swiss Exchange XHFD SW XHFD.S - DBXEHETF LU0434446117 S - 90 None USD - 0.00 Luxembourg Part 1 SICAV Swaps III G, L, UK, SW Seeking Will Seek db x-trackers 30-Jun-10 SIX
db x-trackers - db Hedge Fund ETF - 3C (GBP) XHFG LN XHFG.L XCHF3CGB DBXEHETG LU0434446208 S - 90 None GB-p - 0.10 Luxembourg Part 1 SICAV Swaps III G, L, UK, SW Seeking Will Seek db x-trackers 10-Jul-09 LSE
BofAML Hedge Fund Factor Dollar Source ETF SMLD LN SMLD.L SMLDIN MLEIFCTR IE00B3MRBS47 S 6 70 R USD 1.01 0.00 Irish VCIC Swaps III I, UK - Seeking Source 28-Jul-10 LSE
BofAML Hedge Fund Factor Euro Source ETF SMLE GY SMLE.DE SMLEIIN MLEIFCEU IE00B3NY0D27 S 6 70 R EUR - - Irish VCIC Swaps III G - Seeking Source 22-Sep-10 Xetra
MW TOPS Global Alpha GBP MWTS LN MWTS.L - TOPINDX IE00B51SRD92 - - 175** None GB-p 127.49 0.14 Irish VCIC Sub-Funds III FR, G, I, IT, L, N, NO, S, SP, UK No Yes Marshall Wace 1-Mar-10 LSE
MW TOPS Global Alpha EUR MWTE LN MWTE.L - TOPINDXE IE00B50TKR85 - - 175** None EUR 200.25 0.01 Irish VCIC Sub-Funds III FR, G, I, IT, L, N, NO, S, SP, UK No Yes Marshall Wace 1-Mar-10 LSE
Deutsche Boerse M58A GY MWETF.DE - TOPINDXE DE000A1CTGQ5 - - 175** None EUR - 0.00 Irish VCIC Sub-Funds III FR, G, I, IT, L, N, NO, S, SP, UK No Yes Marshall Wace 9-Mar-10 Xetra
MW TOPS Global Alpha USD MWTU LN MWTU.L - TOPINDXU IE00B52F6F48 - - 175** None USD 48.80 0.01 Irish VCIC Sub-Funds III FR, G, I, IT, L, N, NO, S, SP, UK No Yes Marshall Wace 1-Mar-10 LSE
C-QUADRAT iQ European Equity ETF C2F1 GY C2F1.SG CQNAV001 CQEUE1 LU0531943461 S 50 70.4 None EUR - - Luxembourg SICAV Swaps III G, A, L No No Commerzbank 27-Sep-10 Xetra
db x-trackers EURO Interest Rates Volatility Total Return XVOL GY XVOL.DE XVOLINAV DBVSLVET LU0378818644 S N/A 25 None EUR 20.85 0.00 Luxembourg Part 1 SICAV Swaps III G, L, IT, S No Yes db x-trackers 8-Apr-09 Xetra
db x-trackers EURO Interest Rates Volatility Short Total Return XVLS GY XVLS.DE XVLSINAV DBVSSVET LU0378818727 S N/A 25 None EUR 7.92 0.00 Luxembourg Part 1 SICAV Swaps III G, L, IT, S No Yes db x-trackers 8-Apr-09 Xetra
S&P 500 VIX Source ETF VIXS LN VIXS.L VIXSIN SPVIXSTR IE00B46HPB89 S N/A 60 N/A USD 44.30 1.30 Irish VCIC Swaps III G, F, FR, I, IT, N, NO, L, S, UK - Yes Source 24-Jun-10 LSE
Qbasis Futures Fund Qbasis Planned
UBS HFRX GLOBAL HEDGE A GBP UBS GAM Planned
UBS HFRX GLOBAL HEDGE I GBP UBS GAM Planned
UBS HFRX GLOBAL HEDGE A EUR UBS GAM Planned
UBS HFRX GLOBAL HEDGE I EUR UBS GAM Planned
UBS HFRX GLOBAL HEDGE A USD UBS GAM Planned

Alternative (continued)
UBS HFRX GLOBAL HEDGE I USD UBS GAM Planned
UBS HFRX GLOBAL HEDGE A CHF UBS GAM Planned
UBS HFRX GLOBAL HEDGE I CHF UBS GAM Planned
Asset allocation
db x-trackers Quirin Wealth Management Total Return Index ETF XQUI GY XQUI.DE XQUIINAV LU0397221945 S 72 None EUR 85.08 0.27 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, SP, SW, S, UK No db x-trackers 5-Dec-08 Xetra
Fixed income
Broad
iShares Barclays Capital Euro Aggregate Bond SEAG LN - INAVCG7G LBEATREU IE00B3DKXQ41 391 2,909 25 S GBP 291.52 0.01 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
London Stock Exchange IEAG LN - INAVEABG LBEATREU IE00B3DKXQ41 391 2,909 25 S EUR - 3.70 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
NYSE Euronext Amsterdam IEAG NA IEAG.AS INAVEABG LBEATREU IE00B3DKXQ41 391 2,909 25 S EUR - 0.54 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 14-May-09 EN Ams
Deutsche Boerse EUN4 GY - INAVEABG LBEATREU DE000A0RM447 391 2,909 25 S EUR - 0.27 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 26-May-09 Xetra
Borsa Italiana IEAG IM - INAVEABE LBEATREU IE00B3DKXQ41 391 2,909 25 S EUR - 0.14 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 28-Sep-09 Milan
iShares Barclays Global Aggregate Bond iShares Planned
Government
iShares Citigroup Global Government Bond SGLO LN SGLO.L INAVCBG SBG7U IE00B3F81K65 326 251 20 S GBP 353.53 0.56 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
London Stock Exchange IGLO LN IGLO.L INAVCG7G SBG7U IE00B3F81K65 326 251 20 S USD - 1.63 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
Deutsche Boerse EUN3 GY - INAVCG7G SBG7U DE000A0RM439 326 251 20 S EUR - 0.86 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 26-May-09 Xetra
db x-trackers II Global Sovereign EUR Hedged Index ETF DBZB GY XGSH.DE - DBSGEUHL LU0378818131 S - 25 R EUR 28.98 0.21 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 21-Oct-08 Xetra
Borsa Italiana XGSH IM XGSH.MI - DBSGEUHL LU0378818131 S - 25 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 12-Feb-09 Milan
EasyETF iBoxx Liquid Sovereigns Global ISM FP EEIB.PA INISM QX62 FR0010276949 30 30 15 R EUR 313.76 0.19 French FCP Bonds (Fully Rep) III FR, G, A, IT, CL No - EasyETF 17-Mar-06 EN Par
Borsa Italiana ISM IM EEIB.MI INISM QX62 FR0010276949 30 30 15 R EUR - 0.07 French FCP Bonds (Fully Rep) III FR, G, A, IT, CL No - EasyETF 10-Oct-06 Milan
Lyxor EuroMTS Global MTX FP MTX.PA INMTX EMTXGRT FR0010028860 S 129 16.5 R EUR 1,137.52 3.76 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 22-Jan-04 EN Par
Borsa Italiana EMG IM MTX.MI INMTX EMTXGRT FR0010028860 S 129 16.5 R EUR - 0.43 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 27-Apr-04 Milan
Deutsche Boerse LYQ1 GY MTX.DE INMTX EMTXGRT FR0010028860 S 129 16.5 R EUR - 0.09 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 30-May-06 Xetra
SIX Swiss Exchange LYMTX SW LYMTX.S INMTX EMTXGRT FR0010028860 S 129 16.5 R EUR - 0.00 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 15-Apr-09 SIX
iShares Barclays Capital Euro Treasury Bond SEGA LN - INAVSEAE LEATTREU IE00B4WXJJ64 78 280 20 S GBP 14.60 0.01 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Apr-09 LSE
London Stock Exchange IEGA LN - INAVSEAE LEATTREU IE00B4WXJJ64 78 280 20 S EUR - 0.05 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Apr-09 LSE
Borsa Italiana SEGA IM - INAVSEAE LEATTREU IE00B4WXJJ65 78 280 20 S EUR - 0.02 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNH GR - INAVSEAE LEATTREU DE000A0YBRZ7 78 280 20 S EUR - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Oct-09 Xetra
iShares Barclays Capital Euro Treasury Bond 0-1 IBGE LN - INAVEABG LA09TREU IE00B3FH7618 29 37 20 S GBP 24.89 0.07 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
London Stock Exchange IEGE LN - INAVET0G LA09TREU IE00B3FH7618 29 37 20 S EUR - 0.24 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
NYSE Euronext Amsterdam IEGE NA IEGE.AS INAVET0G LA09TREU IE00B3FH7618 29 37 20 S EUR - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 13-May-09 EN Ams
Deutsche Boerse EUN6 GR - INAVET0G LA09TREU DE000A0RM462 29 37 20 S EUR - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 26-May-09 Xetra
Borsa Italiana IEGE IM - INAVET0E LA09TREU IE00B3FH7618 29 37 20 S EUR - 0.02 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 28-Sep-09 Milan
iShares Barclays Capital Euro Government Bond 1-3 IBGS LN IBGS.L INAVEGBP BCEX6T IE00B14X4Q57 10 10 20 S GBP 686.16 0.06 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK, MX Yes Yes iShares 6-Jun-06 LSE
NYSE Euronext Amsterdam IBGS NA IBGS.AS INAVEGBE BCEX6T IE00B14X4Q57 10 10 20 S EUR - 0.74 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK, MX Yes Yes iShares 17-Jul-06 EN Ams
Deutsche Boerse IBCA GY IBCA.DE INAVEGBE BCEX6T DE000A0J21A7 10 10 20 S EUR - 0.18 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK, MX Yes Yes iShares 5-Sep-06 Xetra
NYSE Euronext Paris IBU FP IBU.PA INAVEGBE BCEX6T IE00B14X4Q57 10 10 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK, MX Yes Yes iShares 10-Oct-06 EN Par
Borsa Italiana IBGS IM IBGS.MI INAVEGBE BCEX6T IE00B14X4Q57 10 10 20 S EUR - 0.83 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK, MX Yes Yes iShares 25-Sep-06 Milan
SIX Swiss Exchange IBGS SW IBGS.S INAVEGBE BCEX6T IE00B14X4Q57 10 10 20 S CHF - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SP, SW, UK, MX Yes Yes iShares 27-Sep-06 SIX
iShares Barclays Capital Euro Government Bond 3-5 IBGX LN IBGX.L INAVGBTP BCEX2G IE00B1FZS681 15 15 20 S GBP 541.10 2.73 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
London Stock Exchange IEGX LN IEGX.L INAVGBTU BCEX2G IE00B1FZS681 15 15 20 S EUR - 2.79 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
Deutsche Boerse IBCN GY IBCN.DE INAVGBTE BCEX2G DE000A0LGQD2 15 15 20 S EUR - 0.12 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 15-Mar-07 Xetra
Borsa Italiana IBGX IM IBGX.MI INAVGBTE BCEX2G IE00B1FZS681 15 15 20 S EUR - 0.42 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 20-Mar-07 Milan
NYSE Euronext Paris BGX FP IBGX.PA INAVGBTE BCEX2G IE00B1FZS681 15 15 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 3-Apr-07 EN Par
SIX Swiss Exchange IBGX SW IBGX.S INAVGBTP BCEX2G IE00B1FZS681 15 15 20 S CHF - 0.01 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 17-Apr-07 SIX
NYSE Euronext Amsterdam IBGX NA IBGX.AS INAVGBTE BCEX2G IE00B1FZS681 15 15 20 S EUR - 0.41 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 7-May-07 EN Ams
iShares Barclays Capital Euro Government Bond 5-7 IBGY LN - INAVIBYE BXIIET57 IE00B4WXJG34 8 8 20 S GBP 54.81 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Apr-09 LSE
London Stock Exchange IEGY LN - INAVIBYE BXIIET57 IE00B4WXJG34 8 8 20 S EUR - 0.28 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Apr-09 LSE
NYSE Euronext Amsterdam IEGY NA IEGY.AS INAVIBYE BXIIET57 IE00B4WXJG34 8 8 20 S EUR - 0.06 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 13-Oct-09 EN Ams
Borsa Italiana IBGY IM - INAVIBYE BXIIET57 IE00B4WXJG34 8 8 20 S EUR - 0.34 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUN9 GR - INAVIBYE BXIIET57 DE000A0YBRY0 8 8 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Oct-09 Xetra
iShares Barclays Capital Euro Government Bond 7-10 IBGM LN IBGM.L INAVGBSP BCEX4T IE00B1FZS806 12 12 20 S GBP 502.63 0.08 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
London Stock Exchange IEGM LN IEGM.L INAVGBSU BCEX4T IE00B1FZS806 12 12 20 S EUR - 1.49 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
Deutsche Boerse IBCM GY IBCM.DE INAVGBSE BCEX4T DE000A0LGQH3 12 12 20 S EUR - 1.04 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 15-Mar-07 Xetra
Borsa Italiana IBGM IM IBGM.MI INAVGBSE BCEX4T IE00B1FZS806 12 12 20 S EUR - 0.64 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 20-Mar-07 Milan
SIX Swiss Exchange IBGM SW IBGM.S INAVGBSC BCEX4T IE00B1FZS806 12 12 20 S CHF - 0.54 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 17-Apr-07 SIX
NYSE Euronext Paris BGM FP BGM.PA INAVGBSE BCEX4T IE00B1FZS806 12 12 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 2-May-07 EN Par
NYSE Euronext Amsterdam IBGM NA BGM.AS INAVGBSE BCEX4T IE00B1FZS806 12 12 20 S EUR - 0.40 Irish VCIC Bonds (Fully Rep) III A, D, F, FR, G, IT, L, N, NO, S, SW, UK, MX Yes Yes iShares 7-May-07 EN Ams

Fixed income (continued)
Government (continued)
iShares Barclays Capital Euro Government Bond 10-15 IBGZ LN - INAVIBZE BXIIET15 IE00B4WXJH41 14 15 20 S GBP 31.59 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Apr-09 LSE
London Stock Exchange IEGZ LN - INAVIBZE BXIIET15 IE00B4WXJH41 14 15 20 S EUR - 0.11 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Apr-09 LSE
NYSE Euronext Amsterdam IEGZ NA IEGZ.AS INAVIBZE BXIIET15 IE00B4WXJH41 14 15 20 S EUR - 0.14 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 13-Oct-09 EN Ams
Borsa Italiana IBGZ IM - INAVIBZE BXIIET15 IE00B4WXJH41 14 15 20 S EUR - 0.01 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUN8 GR - INAVIBZE BXIIET15 DE000A0YBRX2 14 15 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 20-Oct-09 Xetra
iShares Barclays Capital Euro Government Bond 15-30 IBGL LN IBGL.L INAVGBFP BCEX1T IE00B1FZS913 30 30 20 S GBP 209.90 0.30 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
London Stock Exchange IEGL LN IEGL.L INAVGBFU BCEX1T IE00B1FZS913 30 30 20 S EUR - 0.92 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
Deutsche Boerse IBCL GY IBCL.DE INAVGBFE BCEX1T DE000A0LGQC4 30 30 20 S EUR - 1.19 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 15-Mar-07 Xetra
Borsa Italiana IBGL IM IBGL.MI INAVGBFE BCEX1T IE00B1FZS913 30 30 20 S EUR - 0.58 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 20-Mar-07 Milan
SIX Swiss Exchange IBGL SW IBGL.S INAVGBFC BCEX1T IE00B1FZS913 30 30 20 S CHF - 0.01 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 16-Apr-07 SIX
NYSE Euronext Paris BGL FP IBGL.PA INAVGBFE BCEX1T IE00B1FZS913 30 30 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 7-Jun-07 EN Par
NYSE Euronext Amsterdam IBGL NA IBGL.AS INAVGBFE BCEX1T IE00B1FZS913 30 30 20 S EUR - 0.24 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Jun-07 EN Ams
iShares Markit iBoxx Liquid Sovereigns Capped 1.5-2.5 (DE) IB85EX GY IB85EX.DE IB85NAV IB85X DE000A0H0793 15 15 16 Up to 4x EUR 144.32 0.14 German Index Fund Bonds (Fully Rep) III A, G No No iShares 18-Jul-06 Xetra
iShares Markit iBoxx Liquid Sovereigns Capped 2.5-5.5 (DE) IB89EX GY IB89EX.DE IB89NAV IB89X DE000A0H08A8 15 15 16 Up to 4x EUR 111.00 0.22 German Index Fund Bonds (Fully Rep) III A, G No No iShares 18-Jul-06 Xetra
iShares Markit iBoxx Liquid Sovereigns Capped 5.5-10.5 (DE) IB8ZEX GY IB8ZEX.DE IB8ZNAV IB8Y DE000A0H08B6 15 15 16 Up to 4x EUR 129.67 1.63 German Index Fund Bonds (Fully Rep) III A, G No No iShares 18-Jul-06 Xetra
iShares Markit iBoxx Liquid Sovereigns Capped 10.5+ (DE) IB87EX GY IB87EX.DE IB87NAV IB87X DE000A0H08C4 15 15 16 Up to 4x EUR 29.86 0.23 German Index Fund Bonds (Fully Rep) III A, G No No iShares 18-Jul-06 Xetra
iShares Markit iBoxx Liquid Sovereigns Capped 1.5-10.5 (DE) IB83EX GY IB83EX.DE IB83NAV IB82X DE000A0H0785 25 25 16 Up to 4x EUR 225.78 0.67 German Index Fund Bonds (Fully Rep) III A, G No No iShares 18-Jul-06 Xetra
EasyETF iBoxx Liquid Sovereigns Extra Short ISS FP ISS.PA INISS QX61 FR0010276923 10 10 15 R EUR 67.12 0.07 French FCP Bonds (Fully Rep) III FR, G, A, IT, CL No - EasyETF 17-Mar-06 EN Par
Borsa Italiana ISS IM ISS.MI INISS QX61 FR0010276923 10 10 15 R EUR - 0.06 French FCP Bonds (Fully Rep) III FR, G, A, IT, CL No - EasyETF 10-Oct-06 Milan
EasyETF iBoxx Liquid Sovereigns Long ISL FP ISL.PA INISL IB8P FR0010276964 10 10 15 R EUR 69.47 0.20 French FCP Bonds (Fully Rep) III FR, G, A, IT, CL No - EasyETF 17-Mar-06 EN Par
Borsa Italiana ISL IM ISL.MI INISL IB8P FR0010276964 10 10 15 R EUR - 0.41 French FCP Bonds (Fully Rep) III FR, G, A, IT, CL No - EasyETF 10-Oct-06 Milan
Lyxor ETF EuroMTS AAA Government Bond MAA FP MAA.PA INMAA EM3AGR FR0010820258 S - 16.5 R EUR 812.75 0.68 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 16-Nov-09 EN Par
Borsa Italiana EMAAA IM EMAAA.MI INMAA EM3AGR FR0010820258 S - 16.5 R EUR - 3.39 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 1-Feb-10 Milan
Deutsche Boerse LYXMAA GY - INMAA EM3AGR FR0010820258 S - 16.5 R EUR - 1.15 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 24-Mar-10 Xetra
SIX Swiss Exchange LYMAA SW LYMAA.S INMAA EM3AGR FR0010820258 S - 16.5 R EUR - 0.00 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 10-May-10 SIX
Bolsa de Madrid MAA SM MAA.MC INMAA EM3AGR FR0010820258 S - 16.5 R EUR - 0.00 French FCP Swaps III F, IT, G, SW, SP No No Lyxor AM 12-Jul-10 Madrid
Lyxor EuroMTS 1-3Y MTA FP LYQ2.PA INMTA EMTXART FR0010222224 S 22 16.5 R EUR 1,310.00 0.91 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 28-Sep-05 EN Par
Borsa Italiana EM13 IM EM13.MI INMTA EMTXART FR0010222224 S 22 16.5 R EUR - 1.42 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 9-Feb-06 Milan
Deutsche Boerse LYQ2 GY MTA.DE INMTA EMTXART FR0010222224 S 22 16.5 R EUR - 0.27 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 30-May-06 Xetra
SIX Swiss Exchange LYMTA SW LYMTA.S INMTA EMTXART FR0010222224 S 22 16.5 R EUR - 0.01 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 15-Apr-09 SIX
Lyxor EuroMTS 3-5Y MTB FP MTB.PA INMTB EMTXBRT FR0010037234 S 20 16.5 R EUR 1,540.38 1.78 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 24-Mar-04 EN Par
Borsa Italiana EM35 IM EM35.MI INMTB EMTXBRT FR0010037234 S 20 16.5 R EUR - 1.17 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 7-Jul-04 Milan
Deutsche Boerse LYQ3 GY MTBL.DE INMTB EMTXBRT FR0010037234 S 20 16.5 R EUR - 1.77 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 30-May-06 Xetra
SIX Swiss Exchange LYMTB SW LYMTB.S INMTB EMTXBRT FR0010037234 S 20 16.5 R EUR - 0.01 French SICAV Swaps III A, FR, G, IT, SW No No Lyxor AM 15-Apr-09 SIX
Lyxor ETF EuroMTS 5-7 Year MTC FP LMTC.PA INMTC EMTXCRT FR0010411413 S 20 16.5 R EUR 761.93 0.46 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 22-Jan-07 EN Par
Deutsche Boerse LYXMTC GY LYXMTC.DE INMTC EMTXCRT FR0010411413 S 20 16.5 R EUR - 0.53 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 9-May-07 Xetra
Borsa Italiana EM57 IM EM57.MI INMTC EMTXCRT FR0010411413 S 20 16.5 R EUR - 0.64 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 15-May-07 Milan
SIX Swiss Exchange LYMTC SW LYMTC.S INMTC EMTXCRT FR0010411413 S 20 16.5 R EUR - 0.22 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 20-Oct-09 SIX
Lyxor ETF EuroMTS 7-10 Year MTD FP LMTD.PA INMTD EMTXDRT FR0010411439 S 20 16.5 R EUR 434.64 1.67 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 22-Jan-07 EN Par
Borsa Italiana EM710 IM EM710.MI INMTD EMTXDRT FR0010411439 S 20 16.5 R EUR - 0.95 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 15-May-07 Milan
Deutsche Boerse LYXMTD GY LYXMTD.DE INMTD EMTXDRT FR0010411439 S 20 16.5 R EUR - 0.29 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 1-Mar-07 Xetra
SIX Swiss Exchange LYMTD SW LYMTD.S INMTD EMTXDRT FR0010411439 S 20 16.5 R EUR - 0.01 French FCP Swaps III FR, G, IT, SW No No Lyxor AM 2-Nov-09 SIX
Lyxor EuroMTS 10-15Y MTE FP MTE.PA INMTE EMTXERT FR0010037242 S 13 16.5 R EUR 314.36 1.54 French SICAV Swaps III A, FR, G, IT No No Lyxor AM 24-Mar-04 EN Par
Borsa Italiana EM1015 IM EM1015.MI INMTE EMTXERT FR0010037242 S 13 16.5 R EUR - 0.47 French SICAV Swaps III A, FR, G, IT No No Lyxor AM 7-Jul-04 Milan
Deutsche Boerse LYQ6 GY MTE.DE INMTE EMTXERT FR0010037242 S 13 16.5 R EUR - 0.15 French SICAV Swaps III A, FR, G, IT No No Lyxor AM 30-May-06 Xetra
Lyxor ETF EuroMTS 15+Y MTF FP MTF.PA INMTF EMTXFRT FR0010481093 S 35 16.5 R EUR 136.71 0.29 French FCP Swaps III FR, G, IT No No Lyxor AM 26-Jun-07 EN Par
Deutsche Boerse LYXMTF GY LYXMTF.DE INMTF EMTXFRT FR0010481093 S 35 16.5 R EUR - 0.20 French FCP Swaps III FR, G, IT No No Lyxor AM 11-Sep-07 Xetra
Borsa Italiana EM15 IM EM15.MI INMTF EMTXFRT FR0010481093 S 35 16.5 R EUR - 0.34 French FCP Swaps III FR, G, IT No No Lyxor AM 25-Oct-07 Milan
AMUNDI ETF Govt Bond EuroMTS Broad CB3 FP CB3.PA INCB3 EMTSGR FR0010754192 S 227 14 R EUR 133.38 1.02 French FCP Swaps III FR, G, N, SW, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CB3GR GY - INCB3 EMTSGR FR0010754192 S 227 14 R EUR - 0.01 French FCP Swaps III FR, G, N, SW, IT No No Amundi 16-Mar-10 Xetra
SIX Swiss Exchange CB3 SW CB3.S INCB3 EMTSGR FR0010754192 S 227 14 R EUR - 0.00 French FCP Swaps III FR, G, N, SW, IT No No Amundi 13-Apr-10 SIX
AMUNDI ETF Ex AAA Government Bond EuroMTS X1G FP X1G.PA INX1G EMTSXGO FR0010892190 S 137 14 R EUR 9.88 0.00 French FCP Swaps III FR, IT, G No No Amundi 22-Jun-10 EN Par
AMUNDI ETF EuroMTS Broad 1-3 C13 FP C13.PA INC13 EMTSAR FR0010754135 S 48 14 R EUR 312.48 0.01 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C13GR GY - INC13 EMTSAR FR0010754135 S 48 14 R EUR - 0.03 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
AMUNDI ETF EuroMTS Broad 3-5 C33 FP C33.PA INC33 EMTSBR FR0010754168 S 49 14 R EUR 204.25 0.14 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C33GR GY - INC33 EMTSBR FR0010754168 S 49 14 R EUR - 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
AMUNDI ETF EuroMTS Broad 5-7 C53 FP C53.PA INC53 EMTSCR FR0010754176 S 27 14 R EUR 33.89 0.13 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C53GR GY - INC53 EMTSCR FR0010754176 S 27 14 R EUR - 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
AMUNDI ETF EuroMTS Broad 7-10 C73 FP C73.PA INC73 EMTSDR FR0010754184 S 43 14 R EUR 34.46 0.01 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C73GR GY - INC73 EMTSDR FR0010754184 S 43 14 R EUR - 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
AMUNDI ETF EuroMTS Broad 10-15 C10 FP C10.PA INC10 EMTSER FR0010754143 S 25 14 R EUR 34.84 0.12 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C10GR GY - INC10 EMTSER FR0010754143 S 25 14 R EUR - 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
JPMorgan GBI EMU ETF JEG FP JEG.PA VLJEG JNEULOC FR0010476515 S 250 15 None EUR 88.22 0.08 French FCP Swaps III FR, IT No No JP Morgan MI 23-Oct-07 EN Par
Borsa Italiana JGBEUG IM JGBEUG.MI VLJEG JNEULOC FR0010476515 S 250 15 None EUR - 0.28 French FCP Swaps III FR, IT No No JP Morgan MI 26-Nov-07 Milan

JPMorgan GBI EMU ETF 1-3Y JGBEU1 IM JGBEU1 IM VLJE1 JMMVEG1 FR0010561183 S 50 15 None EUR 5.06 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 6-May-08 Milan
NYSE Euronext Paris JE1 FP JE1.PA VLJE1 JMMVEG1 FR0010561183 S 50 15 None EUR - 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 15-May-08 EN Par
JPMorgan GBI EMU 3-5Y JGBEU2 IM JGBEU2 IM VLJE2 JMMVEG3 FR0010561225 S 50 15 None EUR 3.33 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 6-May-08 Milan
NYSE Euronext Paris JE2 FP JE2.PA JNEU3R5 FR0010561225 S 50 15 None EUR - 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 5-Jun-08 EN Par
JPMorgan ETF GBI EMU 5-7Y JGBEU3 IM JGBEU3 IM VLJE3 JMMVEG5 FR0010561241 S 50 15 None EUR 2.71 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 6-May-08 Milan
NYSE Euronext Paris JE3 FP JE3.PA VLJE3 JMMVEG5 FR0010561241 S 50 15 None EUR - 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 14-May-08 EN Par
JPMorgan ETF GBI EMU 7-10Y JE4 FP JE6.PA VLJE4 JMMVEG7 FR0010561258 S 50 15 None EUR 3.43 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 30-Apr-08 EN Par
Borsa Italiana JGBEU4 IM JGBEU4 IM VLJE4 JMMVEG7 FR0010561258 S 50 15 None EUR - 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 6-May-08 Milan
ETFlab iBoxx Liquid Sovereign Diversified 1-3 ETFES13 GY ETFES13.DE IES13 IES13PR DE000ETFL128 25 25 15* Q EUR 277.97 0.39 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 2-Mar-09 Xetra
ETFlab iBoxx Liquid Sovereign Diversified 10+ ETFES10 GY ETFES10.DE IES10 IES10PR DE000ETFL169 25 25 15* Q EUR 5.99 0.00 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 2-Mar-09 Xetra
ComStage ETF iBoxx Liquid Sovereigns Diversified Overall TR CBOXESOV GR CBIBOXSOTT.DE - IBOXSOTT LU0444605645 S 47 12 R EUR 64.27 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
Boerse Stuttgart CBOXESOV GS CBIBOXSOTT.SG - IBOXSOTT LU0444605645 S 47 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Oct-09 Stutt
SIX Swiss Exchange X500EU SW CBIBOXSOTTEU.S - IBOXSOTT LU0444605645 S 47 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBOXESOV SW CBIBOXSOTT.S - IBOXSOTT LU0444605645 S 47 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 23-Dec-09 SIX
ComStage ETF iBoxx Liquid Sovereigns Diversified 3m-1 TR CBOXES3M GY CBIBOXSD3T.DE - IBOXSD3T LU0444605728 S 25 12 R EUR 127.06 0.17 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 18-Jan-10 Xetra
Boerse Stuttgart CBOXES3M GS CBIBOXSD3T.SG - IBOXSD3T LU0444605728 S 25 12 R EUR - 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 18-Jan-10 Stutt
SIX Swiss Exchange X501 SW CBIBOXSD3T.S - IBOXSD3T LU0444605728 S 25 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange X501EU SW CBIBOXSD3TEU.S - IBOXSD3T LU0444605728 S 25 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
ComStage ETF iBoxx Liquid Sovereigns Diversified 1-3 TR CBOXES1 GR CB3LD6.DE - IES13TR LU0444605991 S 25 12 R EUR 361.63 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
Boerse Stuttgart CBOXES1 GS CB3LD6.SG - IES13TR LU0444605991 S 25 12 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Oct-09 Stutt
SIX Swiss Exchange X502EU SW CB3LD6EU.S - IES13TR LU0444605991 S 25 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBOXES1 SW CB3LD6.S - IES13TR LU0444605991 S 25 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 23-Dec-09 SIX
ComStage ETF iBoxx Liquid Sovereigns Diversified 10-15 TR CBOXES10 GR CBIBOXS10T.DE - IBOXS10T LU0444606452 S 21 12 R EUR 13.31 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
Boerse Stuttgart CBOXES10 GS CBIBOXS10T.SG - IBOXS10T LU0444606452 S 21 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Oct-09 Stutt
SIX Swiss Exchange X507EU SW CBIBOXS10TEU.S - IBOXS10T LU0444606452 S 21 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBOXES10 SW CBIBOXS10T.S - IBOXS10T LU0444606452 S 21 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 23-Dec-09 SIX
ComStage ETF iBoxx Liquid Sovereigns Diversified 15+ TR CBOXES15 GR CBIBOXS15T.DE - IBOXS15T LU0444606536 S 25 12 R EUR 14.60 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
ComStage ETF iBoxx Liquid Sovereigns Diversified 25+ TR CBOXES25 GR CBIBOXS25T.DE - IBOXS25T LU0444606619 S 19 12 R EUR 14.09 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
db x-trackers II IBOXX Euro Sovereigns Eurozone Total Return Index ETF XGLE GY XGLE.DE - QW1A LU0290355717 S 234 15 R EUR 891.43 2.54 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana XGLE IM XGLE.MI - QW1A LU0290355717 S 234 15 R EUR - 0.15 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 6-Nov-07 Milan
London Stock Exchange XGLE LN XGLES.L - QW1A LU0290355717 S 234 15 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 13-Aug-09 LSE
db x-trackers II IBOXX Euro Sovereigns Eurozone 1-3 Total Return Index ETF X13E GY X13E.DE - QW1E LU0290356871 S 59 15 R EUR 967.48 2.60 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X13E IM X13E.MI - QW1E LU0290356871 S 59 15 R EUR 0.05 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
db x-trackers II IBOXX Euro Sovereigns Eurozone 3-5 Total Return Index ETF X35E GY X35E.DE - QW1I LU0290356954 S 41 15 R EUR 858.02 0.97 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X35E IM X35E.MI - QW1I LU0290356954 S 41 15 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
db x-trackers II IBOXX Euro Sovereigns Eurozone 5-7 Total Return Index ETF X57E GY X57E.DE - QW1M LU0290357176 S 33 15 R EUR 554.58 1.88 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X57E IM X57E.MI - QW1M LU0290357176 S 33 15 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
db x-trackers II IBOXX Euro Sovereigns Eurozone 7-10 Total Return Index ETF X710 GY X710.DE - QW1Q LU0290357259 S 42 15 R EUR 261.61 0.79 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X710 IM X710.MI - QW1Q LU0290357259 S 42 15 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
db x-trackers II IBOXX Euro Sovereigns Eurozone 10-15 Total Return Index ETF X105 GY X105.DE - GSUJ LU0290357333 S 16 15 R EUR 44.33 0.01 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X105 IM X105.MI - GSUJ LU0290357333 S 16 15 R EUR - 0.06 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan

db x-trackers II IBOXX Euro Sovereigns Eurozone 15+ Total Return Index ETF X15E GY X15E.DE - GSUH LU0290357507 S 43 15 R EUR 43.16 0.02 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X15E IM X15E.MI - GSUH LU0290357507 S 43 15 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
db x-trackers II IBOXX Euro Sovereigns Eurozone 25+ Total Return Index ETF X25E GY X25E.DE - DBEUZN25 LU0290357846 S 18 15 R EUR 45.37 0.04 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana X25E IM X25E.MI - DBEUZN25 LU0290357846 S 18 15 R EUR - 0.11 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
CS ETF (IE) on iBoxx EUR Govt 1-3 CSBGE3 SW CSBGE3.S IXM015 IBOXXMJN IE00B3VTMJ91 40 61 23 R EUR 285.94 0.25 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSBGE3 IM CSBGE3.MI IXM015 IBOXXMJN IE00B3VTMJ91 40 61 23 R EUR - 0.01 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRN GY SXRN.DE IXM015 IBOXXMJN IE00B3VTMJ91 40 61 23 R EUR - 0.03 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
CS ETF (IE) on iBoxx EUR Govt 3-7 CSBGE7 SW CSBGE7.S IXM016 IBOXXMJP IE00B3VTML14 40 79 23 R EUR 77.50 0.71 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 6-Jul-09 SIX
Borsa Italiana CSBGE7 IM CSBGE7.MI IXM016 IBOXXMJP IE00B3VTML14 40 79 23 R EUR - 0.02 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRP GY SXRP.DE IXM016 IBOXXMJP IE00B3VTML14 40 79 23 R EUR - 0.00 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
CS ETF (IE) on iBoxx EUR Govt 7-10 CSBGE0 SW CSBGE0.S IXM017 IBOXXMJO IE00B3VTN290 40 48 23 R EUR 8.44 0.00 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSBGE0 IM CSBGE0.MI IXM017 IBOXXMJO IE00B3VTN290 40 48 23 R EUR - 0.02 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRQ GY SXRQ.DE IXM017 IBOXXMJO IE00B3VTN290 40 48 23 R EUR - 0.01 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
CS ETF (IE) on iBoxx USD Govt 1-3 CSBGU3 SW CSBGU3.S IXM012 ITRR1T3 IE00B3VWN179 40 63 23 R USD 41.11 0.10 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSBGU3 IM CSBGU3.MI IXM0121 ITRR1T3 IE00B3VWN179 40 63 23 R EUR - 0.02 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRK GY SXRK.DE IXM012 ITRR1T3 IE00B3VWN179 40 63 23 R USD - 0.00 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
CS ETF (IE) on iBoxx USD Govt 3-7 CSBGU7 SW CSBGU7.S IXM013 IULT37TR IE00B3VWN393 40 64 23 R USD 32.83 0.11 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 3-Jul-09 SIX
Borsa Italiana CSBGU7 IM CSBGU7.MI IXM0131 IULT37TR IE00B3VWN393 40 64 23 R EUR - 0.02 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRL GY SXRL.DE IXM013 IULT37TR IE00B3VWN393 40 64 23 R USD - 0.03 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
CS ETF (IE) on iBoxx USD Govt 7-10 CSBGU0 SW CSBGU0.S IXM014 ITRR7T10 IE00B3VWN518 14 20 23 R USD 18.29 0.19 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 14-Jul-09 SIX
Borsa Italiana CSBGU0 IM CSBGU0.MI IXM0141 ITRR7T10 IE00B3VWN518 14 20 23 R EUR - 0.00 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRM GY SXRM.DE IXM014 ITRR7T10 IE00B3VWN518 14 20 23 R USD - 0.03 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
iShares eb.rexx Government Germany (DE) RXRGEX GY RXRGEX.DE RXRGNAV RXPG DE0006289465 25 25 16 Up to 4x EUR 1,255.87 6.15 German Index Fund Bonds (Fully Rep) III A, G, LI, L, N, MX No No iShares 6-Feb-03 Xetra
iShares eb.rexx Government Germany 1.5-2.5 (DE) RXP1EX GY RXP1EX.DE RXP1NAV RXP1 DE0006289473 7 7 16 Up to 4x EUR 1,649.60 8.56 German Index Fund Bonds (Fully Rep) III A, G, L, N, MX No No iShares 11-Jun-03 Xetra
iShares eb.rexx Government Germany 2.5-5.5 (DE) RXP2EX GY RXP2EX.DE RXP2NAV RXP2 DE0006289481 12 12 16 Up to 4x EUR 1,089.94 5.08 German Index Fund Bonds (Fully Rep) III A, G, L, N, MX No No iShares 11-Jun-03 Xetra
iShares eb.rexx Government Germany 5.5-10.5 (DE) RXP5EX GY RXP5EX.DE RXP5NAV RXP5 DE0006289499 9 9 15 Up to 4x EUR 1,244.82 8.72 German Index Fund Bonds (Fully Rep) III A, G, L, N No No iShares 11-Jun-03 Xetra
iShares eb.rexx Government Germany 10.5+ (DE) RXPXEX GY RXPXEX.DE RXPXNAV RXPX DE000A0D8Q31 11 11 16 Up to 4x EUR 174.21 3.72 German Index Fund Bonds (Fully Rep) III A, G, N No No iShares 7-Oct-05 Xetra
ETFlab Dt. Boerse EUROGOV Germany ETFGS11 GY ETFGS11.DE IGS11 3LEU DE000ETFL177 15 15 15* S EUR 248.85 0.29 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 16-Mar-09 Xetra
ETFlab Dt. Boerse EUROGOV Germany 1-3 ETFGS13 GY ETFGS13.DE IGS13 3LEQ DE000ETFL185 15 15 15* Q EUR 71.23 0.18 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 16-Mar-09 Xetra
ETFlab Dt. Boerse EUROGOV Germany 3-5 ETFGS35 GY ETFGS35.DE IGS35 3LER DE000ETFL193 15 15 15* Q EUR 229.03 0.00 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 16-Mar-09 Xetra
ETFlab Dt. Boerse EUROGOV Germany 5-10 ETFGS51 GY ETFGS51.DE IGS51 3LES DE000ETFL201 15 15 15* S EUR 257.97 0.16 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 16-Mar-09 Xetra
ETFlab Dt. Boerse EUROGOV Germany 10+ ETFGS10 GY ETFGS10.DE IGS10 3LET DE000ETFL219 15 15 15* Q EUR 32.94 0.76 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 16-Mar-09 Xetra
db x-trackers II iBOXX Euro Germany Total Return Index ETF XBTR GY XBTR.DE - QW3A LU0468896575 S 42 15 R EUR 150.17 0.94 Luxembourg Part 1 SICAV Swaps III G, L, UK No Yes db x-trackers 19-Jan-10 Xetra
db x-trackers II - iBOXX Euro Germany 1-3 Total Return Index ETF XB13 GY XB13.DE - QW3E LU0468897110 S 12 15 R EUR 50.27 0.41 Luxembourg Part 1 SICAV Swaps III G, L, UK No Yes db x-trackers 19-Jan-10 Xetra
ComStage ETF iBoxx Sovereigns Germany Capped 3m-2 TR CBOXGS3M GY CBIBOXSC3T.DE - IBOXSC3T LU0444606700 S 22 12 R EUR 12.91 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 18-Jan-10 Xetra
Boerse Stuttgart CBOXGS3M GS CBIBOXSC3T.SG - IBOXSC3T LU0444606700 S 22 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 18-Jan-10 Stutt
SIX Swiss Exchange 8520 SW CBIBOXSC3T.S - IBOXSC3T LU0444606700 S 22 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange 8520EU SW CBIBOXSC3TEU.S - IBOXSC3T LU0444606700 S 22 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
ComStage ETF iBoxx Sovereigns Germany Capped 1-5 TR CBOXGS1 GR CBIBOXSC1T.DE - IBOXSC1T LU0444606882 S 21 12 R EUR 134.40 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
Boerse Stuttgart CBOXGS1 GS CBIBOXSC1T.SG - IBOXSC1T LU0444606882 S 21 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Oct-09 Stutt
SIX Swiss Exchange 8521EU SW CBIBOXSC1TEU.S - IBOXSC1T LU0444606882 S 21 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBOXGS1 SW CBIBOXSC1T.S - IBOXSC1T LU0444606882 S 21 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 23-Dec-09 SIX
ComStage ETF iBoxx Sovereigns Germany Capped 5-10 TR CBOXGS5 GR CBIBOXSC5T.DE - IBOXSC5T LU0444606965 S 11 12 R EUR 72.01 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
ComStage ETF iBoxx Sovereigns Germany Capped 10+ TR CBOXGS10 GR CBIBOXSC0T.DE - IBOXSC0T LU0444607005 S 11 12 R EUR 15.74 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 26-Oct-09 Xetra
iShares Barclays Capital $ Treasury Bond 1-3 IBTS LN IBTS.L INAVUSTP BCEY6T IE00B14X4S71 29 30 20 S GBP 506.26 0.31 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 6-Jun-06 LSE
NYSE Euronext Amsterdam IBTS NA IBTS.AS INAVUSTE BCEY6T IE00B14X4S71 29 30 20 S EUR - 0.07 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 17-Aug-06 EN Ams
London Stock Exchange IDBT LN IDBT.L INAVUSTU BCEY6T IE00B14X4S71 29 30 20 S USD - 2.36 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 6-Sep-06 LSE
Deutsche Boerse IUSU GY IUSU.DE INAVUSTE BCEY6T DE000A0J2078 29 30 20 S EUR - 0.79 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 5-Sep-06 Xetra
NYSE Euronext Paris ITU FP ITU.PA INAVUSTE BCEY6T IE00B14X4S71 29 30 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 10-Oct-06 EN Par
Borsa Italiana IBTS IM IBTS.MI INAVUSTE BCEY6T IE00B14X4S71 29 30 20 S EUR - 0.73 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 25-Sep-06 Milan
SIX Swiss Exchange IBTS SW IBTS.S INAVUSTU BCEY6T IE00B14X4S71 29 30 20 S USD - 0.30 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 27-Sep-06 SIX
iShares Barclays Capital $ Treasury Bond 7-10 IBTM LN ISTB.L INAVTRBP BCEY4T IE00B1FZS798 12 12 20 S GBP 515.03 1.13 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
London Stock Exchange IDTM LN IDTM.L INAVTRBU BCEY4T IE00B1FZS798 12 12 20 S USD - 8.71 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Dec-06 LSE
Deutsche Boerse IUSM GY IUSM.DE INAVTRBE BCEY4T DE000A0LGQB6 12 12 20 S EUR - 1.06 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 16-Mar-07 Xetra
Borsa Italiana IBTM IM IBTM.MI INAVTRBE BCEY4T IE00B1FZS798 12 12 20 S EUR - 0.90 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 20-Mar-07 Milan
SIX Swiss Exchange IBTM SW IBTM.S INAVTRBU BCEY4T IE00B1FZS798 12 12 20 S USD - 0.67 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 16-Apr-07 SIX
NYSE Euronext Paris BTM FP IBTM.PA INAVTRBE BCEY4T IE00B1FZS798 12 12 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 17-Apr-07 EN Par
NYSE Euronext Amsterdam BTMA NA BTMA.AS INAVTRBP BCEY4T IE00B1FZS798 12 12 20 S EUR - 0.20 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 19-Dec-08 EN Ams

AMUNDI ETF US Treasury 1-3 US1 FP US1.PA INUS1 ITRR1T3 FR0010892281 S 61 14 R USD 2.53 0.08 French FCP Swaps III FR No No Amundi 22-Jun-10 EN Par
AMUNDI ETF US Treasury 3-7 US3 FP US3.PA INUS3 IULT37TR FR0010892299 S 62 14 R USD 2.63 0.09 French FCP Swaps III FR No No Amundi 22-Jun-10 EN Par
AMUNDI ETF US Treasury 7-10 US7 FP US7.PA INUS7 ITRR7T10 FR0010892307 S 19 14 R USD 2.69 0.21 French FCP Swaps III FR No No Amundi 22-Jun-10 EN Par
db x-trackers iBOXX $ Treasuries TR Index XUTD LN XUTD.L - ITRROV LU0429459356 S - 15 None USD 18.23 0.01 Luxembourg Part 1 SICAV Swaps III UK, SP No Yes db x-trackers 17-Sep-09 LSE
db x-trackers iBOXX $ Treasuries 1-3 TR Index XUT3 LN XUT3.L - ITRR1T3 LU0429458895 S - 15 None USD 4.89 0.00 Luxembourg Part 1 SICAV Swaps III UK No Yes db x-trackers 17-Sep-09 LSE
JPMorgan ETF GBI Local US JUL FP JUL.PA - JPMTUS FR0010561365 S 200 20 None EUR 9.72 0.00 French FCP Swaps III FR, IT No No JP Morgan MI 6-Oct-08 EN Par
Borsa Italiana JUL IM - - JPMTUS FR0010561365 S 200 20 None EUR - 0.07 French FCP Swaps III FR, IT No No JP Morgan MI 7-Oct-08 Milan
iShares FTSE UK All Stocks Gilt IGLT LN IGLT.L INAVGLTP FTFIBGA IE00B1FZSB30 36 36 20 S GBP 586.10 8.27 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 4-Dec-06 LSE
Borsa Italiana IGLT IM IGLT.MI INAVGLTE FTFIBGA IE00B1FZSB30 36 36 20 S EUR - 0.05 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 20-Mar-07 Milan
iShares FTSE Gilts UK 0-5 IGLS LN - INAVIGLG FTFIBGL IE00B4WXJK79 12 11 20 S GBP 351.22 18.80 Irish VCIC Bonds (Fully Rep) III UK Yes Yes iShares 20-Apr-09 LSE
db x-trackers iBOXX £ Gilts TR Index XBUT LN XBUT.L - - LU0321464066 S - 20 None GB-p 9.83 0.00 Luxembourg Part 1 SICAV Swaps III UK No Yes db x-trackers 17-Sep-09 LSE
db x-trackers II - IBOXX £ GILTS 5+ TOTAL RETURN INDEX ETF db x-trackers Planned
CS ETF (CH) on SBI Domestic Government 1-3 CSBGC3 SW CSBGC3.S NAVSK SBGM1T CH0102530786 2 2 24 S CHF 180.11 0.73 Switzerland AFG Bonds (Fully Rep) No SW, LI No Yes Credit Suisse 3-Jul-09 SIX
CS ETF (CH) on SBI Domestic Government 3-7 CSBGC7 SW CSBGC7.S NAVSG SBGM3T CH0016999846 6 6 19 S CHF 720.13 2.05 Switzerland AFG Bonds (Fully Rep) No SW, LI No Yes Credit Suisse 19-Nov-03 SIX
CS ETF (CH) on SBI Domestic Government 7-15 CSBGC0 SW CSBGC0.S NAVSB SBGM7T CH0016999861 10 10 26 S CHF 85.48 0.41 Switzerland AFG Bonds (Fully Rep) No SW, LI No Yes Credit Suisse 19-Nov-03 SIX
BBVA-AFI Bonos Medio Plazo Euro ETF BBVAD SM BBVAD MC - AFIXMDTR ES0106061007 18 18 15 - EUR 123.85 0.03 Spanish Bonds (Fully Rep) III SP, MX No - BBVA AM 2-Oct-07 Madrid
FTSE Istanbul Bond FBIST TI FBIST.IS - TRGOV01 TRYFNBK00097 - - 51* None TRY 30.36 4.24 Fixed Income Fund Bonds T No - Finans Portfoy 24-Oct-07 Istanbul
Is Investment iBoxx Turkey Benchmark Bond ISIGT TI ISIGTf.IS - QWTU TRYISMD00050 6 6 - None TRY 10.77 0.04 Turkish Mutual Fund Bonds (Fully Rep) No T No No Is Investment 8-Aug-08 Istanbul
Covered
iShares Markit iBoxx Euro Covered Bond SCOV LN - INAVCBG IYGB IE00B3B8Q275 39 39 20 S GBP 78.46 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 4-Aug-08 LSE
London Stock Exchange ICOV LN - INAVCBG IYGB IE00B3B8Q275 39 39 20 S EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 4-Aug-08 LSE
NYSE Euronext Amsterdam ICOV NA ICOV.AS INAVCBG IYGB IE00B3B8Q275 39 39 20 S EUR - 0.03 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 25-Feb-09 EN Ams
Deutsche Boerse IUS6 GY - INAVCBG IYGB DE000A0RFEE5 39 39 20 S EUR - 0.47 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Xetra
Borsa Italiana ICOV IM - INAVCBE IYGB IE00B3B8Q275 39 39 20 S EUR - 0.02 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, UK Yes Yes iShares 10-Mar-09 Milan
Lyxor ETF EuroMTS CBA ECB FP ECB.PA INECBX EXCGR FR0010481127 S 95 16.5 R EUR 153.34 0.07 French FCP Swaps III FR, G No No Lyxor AM 26-Jun-07 EN Par
Deutsche Boerse LYXECB GY LYXECB.DE INECBX EXCGR FR0010481127 S 95 16.5 R EUR - 0.06 French FCP Swaps III FR, G No No Lyxor AM 22-Aug-07 Xetra
db x-trackers II IBOXX GERMANY COVERED TOTAL RETURN XBCT GY XBCT.DE XBCTINAV QX3A LU0321463506 S 135 15 R EUR 483.25 0.83 Luxembourg Part 1 SICAV Swaps III G No Yes db x-trackers 29-Jan-08 Xetra
ComStage ETF iBOXX Germany Covered Capped 3-5 TR C541 GY CBIBOXGCA6.DE - IBOXGCA6 LU0488317370 S 25 17 R EUR 78.83 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Apr-10 Xetra
Boerse Stuttgart C541 GS CBIBOXGCA6.SG - IBOXGCA6 LU0488317370 S 25 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Apr-10 Stutt
SIX Swiss Exchange C541 SW CBIBOXGCA6.S - IBOXGCA6 LU0488317370 S 25 17 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C541EU SW CBIBOXGCA6EU.S - IBOXGCA6 LU0488317370 S 25 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
ComStage ETF iBOXX Germany Covered Capped 5-7 TR C542 GY CBIBOXGCA8.DE - IBOXGCA8 LU0488317453 S 16 17 R EUR 33.58 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Apr-10 Xetra
Boerse Stuttgart C542 GS CBIBOXGCA8.SG - IBOXGCA8 LU0488317453 S 16 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Apr-10 Stutt
SIX Swiss Exchange C542 SW CBIBOXGCA8.S CNAVGC5 IBOXGCA8 LU0488317453 S 16 17 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C542EU SW CBIBOXGCA8EU.S CNAVGC5 IBOXGCA8 LU0488317453 S 16 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
ComStage ETF iBOXX Germany Covered Capped 7-10 TR C543 GY CBIBOXGCB0.DE - IBOXGCB0 LU0488317537 S 8 17 R EUR 13.74 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Apr-10 Xetra
Boerse Stuttgart C543 GS CBIBOXGCB0.SG - IBOXGCB0 LU0488317537 S 8 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Apr-10 Stutt
SIX Swiss Exchange C543 SW CBIBOXGCB0.S - IBOXGCB0 LU0488317537 S 8 17 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C543EU SW CBIBOXGCB0EU.S - IBOXGCB0 LU0488317537 S 8 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
ComStage ETF iBoxx Germany Covered Capped Overall TR C540 GY CBIBOXGCA0.DE - IBOXGCA0 LU0488317610 S 102 12 R EUR 13.04 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 7-Jul-10 Xetra
Boerse Stuttgart C540 GS CBIBOXGCA0.SG - IBOXGCA0 LU0488317610 S 102 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 7-Jul-10 Stutt
SIX Swiss Exchange C540 SW CBIBOXGCA0.S - IBOXGCA0 LU0488317610 S 102 12 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange C540EU SW CBIBOXGCA0EU.S - IBOXGCA0 LU0488317610 S 102 12 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
ETFlab iBoxx Liquid Germany Covered Diversified ETFIBOXG GY ETFIBOXGC.DE IBOXGC IBOXGCPR DE000ETFL359 30 30 9* Q EUR 75.64 0.04 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 12-Jan-10 Xetra
Corporate
iShares Markit iBoxx Euro Corporate Bond IBCS GY IBCSz.DE INAVBXE2 IB8A DE0002511243 83 40 20 Q EUR 4,748.00 4.97 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 19-Mar-03 Xetra
London Stock Exchange IBCX LN IBCX.L INAVBXE2 IB8A IE0032523478 83 40 20 Q EUR - 2.53 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 21-May-03 LSE
Borsa Italiana IBCX IM IBCX.MI INAVBXE2 IB8A IE0032523478 83 40 20 Q EUR - 6.47 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 8-Apr-04 Milan
SIX Swiss Exchange IBCX SW IBCX.S INAVEURC IB8A IE0032523478 83 40 20 Q CHF - 0.07 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 11-Jun-04 SIX
NYSE Euronext Amsterdam IBCX NA IBCX.AS INAVBXE2 IB8A IE0032523478 83 40 20 Q EUR - 1.45 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 2-Jul-04 EN Ams
NYSE Euronext Paris IBX FP IBX.PA INAVBXE2 IB8A IE0032523478 83 40 20 Q EUR - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK, MX Yes Yes iShares 20-Dec-05 EN Par
iShares Barclays Capital Euro Corporate Bond IEBC LN INAVET0G LECPTREU IE00B3F81R35 775 1,331 20 S GBP 1,272.15 0.09 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
London Stock Exchange IEAC LN INAVECBE LECPTREU IE00B3F81R35 775 1,331 20 S EUR - 1.15 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 9-Mar-09 LSE
NYSE Euronext Amsterdam IEAC NA IEAC.AS INAVECBE LECPTREU IE00B3F81R35 775 1,331 20 S EUR - 1.72 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 6-May-09 EN Ams
Deutsche Boerse EUN5 GY INAVECBE LECPTREU DE000A0RM454 775 1,331 20 S EUR - 0.57 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 26-May-09 Xetra
Borsa Italiana IEAC IM INAVECBE LECPTREU IE00B3F81R35 775 1,331 20 S EUR - 0.21 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SP, UK Yes Yes iShares 28-Sep-09 Milan
iShares Barclays Capital Euro Corporate Bond 1-5 IE15 LN IE15.L INAVIE1G LEC4TREU IE00B4L60045 202 202 20 S EUR 56.33 0.17 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 28-Sep-09 LSE
London Stock Exchange SE15 LN SE15.L INAVIE1G LEC4TREU IE00B4L60045 202 202 20 S GBP - 0.12 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 28-Sep-09 LSE
Borsa Italiana SE15 IM INAVIE1G LEC4TREU IE00B4L60045 202 202 20 S EUR - 0.05 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 18-Jan-10 Milan
Deutsche Boerse EUNT GR INAVIE1G LEC4TREU DE000A0YEEZ9 202 202 20 S EUR - 0.01 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 16-Dec-09 Xetra

Corporate (continued)
iShares Barclays Capital Euro Corporate Bond ex-Financials IEXF LN IEXF.L INAVIEXG LECFTREU IE00B4L5ZG21 196 196 20 S EUR 114.33 0.04 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 28-Sep-09 LSE
London Stock Exchange EEXF LN EEXF.L INAVIEXG LECFTREU IE00B4L5ZG21 196 196 20 S GBP - 0.03 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 28-Sep-09 LSE
Deutsche Boerse EUNR GR - INAVIEXG LECFTREU DE000A0YEEX4 196 196 20 S EUR - 0.03 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 16-Dec-09 Xetra
iShares Barclays Capital Euro Corporate Bond ex-Financials 1-5 IEX5 LN IEX5.L INAVIX1G LECXTREU IE00B4L5ZY03 166 166 20 S EUR 73.32 0.05 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 28-Sep-09 LSE
London Stock Exchange EEX5 LN EEX5.L INAVIX1G LECXTREU IE00B4L5ZY03 166 166 20 S GBP - 0.03 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 28-Sep-09 LSE
Deutsche Boerse EUNS GR - INAVIX1G LECXTREU DE000A0YEEY2 166 166 20 S EUR - 0.03 Irish VCIC Bonds (Fully Rep) III A, G, IT, L, N, UK Yes Yes iShares 16-Dec-09 Xetra
Lyxor ETF Euro Corporate Bond CRP FP CRP.PA INCRP IB8A FR0010737544 S 40 20 R EUR 714.43 0.72 French FCP Swaps III F, SP, G, SW, IT No No Lyxor AM 7-Apr-09 EN Par
Bolsa de Madrid CRP SM CRP.MC INCRP IB8A FR0010737544 S 40 20 R EUR - 0.07 French FCP Swaps III F, SP, G, SW, IT No No Lyxor AM 3-Jun-09 Madrid
Deutsche Boerse LYXCRP GR LYXCRP.DE INCRP IB8A FR0010737544 S 40 20 R EUR - 0.02 French FCP Swaps III F, SP, G, SW, IT No No Lyxor AM 30-Apr-09 Xetra
SIX Swiss Exchange LYCRP SW LYCRP.S INCRP IB8A FR0010737544 S 40 20 R EUR - 0.02 French FCP Swaps III F, SP, G, SW, IT No No Lyxor AM 19-Jun-09 SIX
Borsa Italiana CRPE IM CRPE.MI INCRP IB8A FR0010737544 S 40 20 R EUR - 0.97 French FCP Swaps III F, SP, G, SW, IT No No Lyxor AM 12-Jun-09 Milan
Lyxor ETF Euro Corporate Bond ex Financials CNB FP CNB.PA INCNB IB8B FR0010814236 S - 20 R EUR 136.84 0.45 French FCP Swaps III F, IT, G, SW No No Lyxor AM 16-Nov-09 EN Par
Borsa Italiana CBEF IM CBEF.MI INCNB IB8B FR0010814236 S - 20 R EUR - 0.27 French FCP Swaps III F, IT, G, SW No No Lyxor AM 1-Feb-10 Milan
Deutsche Boerse LYXCNB GY - INCNB IB8B FR0010814236 S - 20 R EUR - 0.07 French FCP Swaps III F, IT, G, SW No No Lyxor AM 24-Mar-10 Xetra
SIX Swiss Exchange LYCNB SW LYCNB.S INCNB IB8B FR0010814236 S - 20 R EUR - 0.48 French FCP Swaps III F, IT, G, SW No No Lyxor AM 10-May-10 SIX
AMUNDI ETF Euro Corporates CC4 FP CC4.PA INCC4 IB8A FR0010754119 S 40 16 R EUR 207.48 0.80 French FCP Swaps III FR, G, N, IT, SW No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CC4GR GY - INCC4 IB8A FR0010754119 S 40 16 R EUR - 0.00 French FCP Swaps III FR, G, N, IT, SW No No Amundi 16-Mar-10 Xetra
SIX Swiss Exchange CC4 SW CC4.S INCC4 IB8A FR0010754119 S 40 16 R EUR - 0.00 French FCP Swaps III FR, G, N, IT, SW No No Amundi 13-Apr-10 SIX
Borsa Italiana CC4 IM - INCC4 IB8A FR0010754119 S 40 16 R EUR - 0.02 French FCP Swaps III FR, G, N, IT, SW No No Amundi 20-Apr-10 Milan
db x-trackers II IBOXX Liquid Corporate 100 Total Return Index ETF XBLC GY - - IBOXLC00 LU0478205379 S 100 20 R EUR 73.76 0.06 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 1-Mar-10 Xetra
Borsa Italiana XBLC IM - - IBOXLC00 LU0478205379 S 100 20 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 23-Jun-10 Milan
ETFlab iBoxx Liquid Corporates Diversified ETFLCD GY ETFLCD.DE IETFLCD IBOXCDPR DE000ETFL375 75 75 20* Q EUR 39.46 0.22 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 4-Mar-10 Xetra
iShares Markit iBoxx £ Corporate Bond SLXX LN SLXX.L INAVSLXP IB8X IE00B00FV011 57 40 20 Q GBP 1,962.99 14.32 Irish VCIC Bonds (Optimized) III A, G, L, N, UK Yes Yes iShares 29-Mar-04 LSE
iShares Markit iBoxx £ Corporate Bond ex-Financials SSXF LN SSXF.L INAVSSXG IYJD IE00B4L60H17 135 135 20 S EUR 208.65 0.09 Irish VCIC Bonds (Fully Rep) III UK Yes Yes iShares 28-Sep-09 LSE
London Stock Exchange ISXF LN ISXF.L INAVSSXG IYJD IE00B4L60H17 135 135 20 S GBP - 3.26 Irish VCIC Bonds (Fully Rep) III UK Yes Yes iShares 28-Sep-09 LSE
iShares Markit iBoxx £ Corporate Bond 1-5 iShares Planned
iShares Markit iBoxx $ Corporate Bond LQDE LN LQDE.L INAVUSDU IBOXIG30 IE0032895942 38 30 20 Q USD 950.25 2.96 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 16-May-03 LSE
Deutsche Boerse IBCD GY IBCD.DE INAVUSDE IBOXIG30 DE000A0DPYY0 38 30 20 Q EUR - 0.79 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 23-Feb-06 Xetra
Borsa Italiana LQDE IM LQDE.MI INAVUSDE IBOXIG30 IE0032895942 38 30 20 Q EUR - 0.87 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange LQDE SW LQDE.S INAVUSDU IBOXIG30 IE0032895942 38 30 20 Q USD - 0.10 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris LQD FP LQDE.PA INAVUSDE IBOXIG30 IE0032895942 38 30 20 Q EUR - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 12-Jun-06 EN Par
NYSE Euronext Amsterdam LQDA NA LQDA.AS INAVUSDU IBOXIG30 IE0032895942 38 30 20 Q EUR - 0.09 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 3-Dec-08 EN Ams
Chi-X LQDE IX - - IBOXIG30 IE0032895942 38 30 20 Q USD - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, SW, UK Yes Yes iShares 4-Dec-09 Chi-X
Credit
EasyETF iTraxx Europe Hivol EIVEUR GY EIV.DE EIVNAV ITRXTH5I LU0281436302 S 30 65 R EUR 6.94 0.00 Luxembourg FCP Swaps III FR, G, L No - EasyETF 1-Oct-07 Xetra
NYSE Euronext Paris EIV FP EEIV.PA INEIV ITRXTH5I LU0281436302 S 30 65 R EUR - 0.00 Luxembourg FCP Swaps III FR, G, L No - EasyETF 28-Aug-08 EN Par
EasyETF iTraxx Crossover EICEUR GY EIC.DE EICNAV ITRXTX5I LU0281436138 S 50 69 R EUR 91.71 0.10 Luxembourg FCP Swaps III FR, G, L No - EasyETF 17-Dec-07 Xetra
NYSE Euronext Paris EIC FP EEID.PA INEIC ITRXTX5I LU0281436138 S 50 69 R EUR - 0.00 Luxembourg FCP Swaps III FR, G, L No - EasyETF 10-Jul-08 EN Par
EasyETF iTraxx Europe Main EIE FP EIE.PA INEIE ITRXTE5I LU0326470738 S 125 15 R EUR 52.60 0.03 Luxembourg FCP Swaps III FR, L, G No - EasyETF 8-Sep-09 EN Par
db x-trackers II ITRAXX Crossover 5-Year Total Return Index ETF XTXC GY XTXC.DE XTXCINAV ITRXTX51 LU0290359032 S 14 24 R EUR 221.35 1.05 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, SP, SW, UK No Yes db x-trackers 18-Jul-07 Xetra
Borsa Italiana XTXC IM XTXC.MI XTXCINAV ITRXTX5I LU0290359032 S 14 24 R EUR - 0.02 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, SP, SW, UK No Yes db x-trackers 22-Jul-08 Milan
db x-trackers II iTraxx Europe 5-Year Total Return Index ETF XTXE GY XTXE.DE XTXEINAV ITRXTE51 LU0290358653 S 14 18 R EUR 161.50 0.36 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP No Yes db x-trackers 18-Jul-07 Xetra
Borsa Italiana XTXE IM XTXE.MI XTXEINAV ITRXTX5I LU0290358653 S 14 18 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP No Yes db x-trackers 22-Jul-08 Milan
db x-trackers II iTraxx HiVol 5-YEAR Total Return Index ETF XTXH GY XTXH.DE XMBRINAV ITRXTH5I LU0290358737 S 13 21 R EUR 16.88 0.08 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP No Yes db x-trackers 18-Jul-07 Xetra
Borsa Italiana XTXH IM XTXH.MI XMBRINAV ITRXTH5I LU0290358737 S 13 21 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP No Yes db x-trackers 22-Jul-08 Milan
db x-trackers II iTraxx Europe Subordinated Financials 5-year TR XSB5 GY XSB5.DE - - LU0378819378 S - 21 R EUR 11.37 0.03 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 21-Oct-08 Xetra
Borsa Italiana XSB5 IM XSB5.MI - - LU0378819378 S - 21 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 18-Dec-08 Milan
db x-trackers II iTraxx Europe Senior Financials 5-year TR XSN5 GY XSN5.DE - - LU0378819295 S - 18 R EUR 41.51 0.45 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 21-Oct-08 Xetra
Borsa Italiana XSN5 IM XSN5.MI - - LU0378819295 S - 18 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 18-Dec-08 Milan
High yield
iShares Markit iBoxx Euro High Yield IHYG LN IHYG.L INAVHYGE IBOXXMJA IE00B66F4759 112 112 50 S EUR - - Irish VCIC Bonds (Fully Rep) III UK No Seeking iShares 6-Sep-10 LSE
London Stock Exchange SHYG LN SHYG.L INAVHYGG IBOXXMJA IE00B66F4759 112 112 50 S GBP - - Irish VCIC Bonds (Fully Rep) III UK No Seeking iShares 6-Sep-10 LSE
Inflation
iShares Barclays Capital Global Inflation-Linked Bond SGIL LN - INAVGIG BCIW1T IE00B3B8PX14 79 91 25 R GBP 141.02 0.52 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 4-Aug-08 LSE
London Stock Exchange IGIL LN - INAVGIG BCIW1T IE00B3B8PX14 79 91 25 R USD - 0.25 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 4-Aug-08 LSE
London Stock Exchange EGIL LN - INAVGIG BCIW1T IE00B3B8PX14 79 91 25 R EUR - 0.00 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 4-Aug-08 LSE
Deutsche Boerse IUS5 GY - INAVGIG BCIW1T DE000A0RFED7 79 91 25 R EUR - 0.04 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK No Yes iShares 17-Mar-09 Xetra
db x-trackers II IBOXX Global Inflation-Linked Total Return Index Hedged ETF XGIN GY XGIN.DE - GBB0SDLH LU0290357929 S 82 25 R EUR 410.59 0.86 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana XGIN IM XGIN.MI - GBB0SDLH LU0290357929 S 82 25 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan

Inflation (continued)
iShares Barclays Capital Euro Inflation Linked Bond IBCI LN IBCI.L INAVILBP BEIG1T IE00B0M62X26 21 21 25 R GBP 869.66 0.08 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 21-Nov-05 LSE
NYSE Euronext Amsterdam IBCI NA IBCI.AS INAVILBE BEIG1T IE00B0M62X26 21 21 25 R EUR - 1.73 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 28-Nov-05 EN Ams
Deutsche Boerse IBCI GY IBEI.DE INAVILBE BEIG1T DE000A0HG2S8 21 21 25 R EUR - 1.33 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 23-Feb-06 Xetra
Borsa Italiana IBCI IM IBCI.MI INAVILBE BEIG1T IE00B0M62X26 21 21 25 R EUR - 0.58 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 7-Mar-06 Milan
SIX Swiss Exchange IBCI SW IBCI.S INAVILBC BEIG1T IE00B0M62X26 21 21 25 R CHF - 0.05 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 20-Mar-06 SIX
NYSE Euronext Paris IBI FP IBCI.PA INAVILBE BEIG1T IE00B0M62X26 21 21 25 R EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 12-Jun-06 EN Par
Lyxor ETF EuroMTS Inflation Linked MTI FP MTI.PA INMTI EMTXIGC FR0010174292 S 17 20 R EUR 768.81 0.89 French SICAV Swaps III A, FR, G, IT. SW No No Lyxor AM 11-May-05 EN Par
Borsa Italiana EMI IM LEMU.MI INMTI EMTXIGC FR0010174292 S 17 20 R EUR - 0.92 French SICAV Swaps III A, FR, G, IT. SW No No Lyxor AM 9-Sep-05 Milan
Deutsche Boerse LYQ7 GY MTI.DE INMTI EMTXIGC FR0010174292 S 17 20 R EUR - 0.23 French SICAV Swaps III A, FR, G, IT. SW No No Lyxor AM 30-May-06 Xetra
SIX Swiss Exchange LYMTI SW LYMTI.S INMTI EMTXIGC FR0010174292 S 17 20 R EUR - 0.02 French SICAV Swaps III A, FR, G, IT. SW No No Lyxor AM 15-Apr-09 SIX
AMUNDI ETF Euro Inflation CI3 FP CI3.PA INCI3 GBB0VMH7 FR0010754127 S 27 16 R EUR 33.02 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse CI3GR GY - INCI3 GBB0VMH7 FR0010754127 S 27 16 R EUR - 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
Borsa Italiana CI3 IM - INCI3 GBB0VMH7 FR0010754127 S 27 16 R EUR - 0.01 French FCP Swaps III FR, G, N, IT No No Amundi 20-Apr-10 Milan
db x-trackers II iBoxx Euro Inflation-linked Total Return Index ETF XEIN GY XEIN.DE - GBB0VMH7 LU0290358224 S 82 20 R EUR 265.46 0.28 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana XEIN IM XEIN.MI - GBB0VMH7 LU0290358224 S 82 20 R EUR - 0.20 Luxembourg Part 1 SICAV Swaps III A, G, FR, IT, L, SP, SW, UK No Yes db x-trackers 7-Nov-07 Milan
db x-trackers Euro Inflation Swap 5 Year Total Return Index ETF XIF5 GY XIF5.DE - - LU0426245436 S - 20 None EUR 5.65 0.00 Luxembourg Part 1 SICAV Swaps III G, IT, L, SP, SW No Yes db x-trackers 8-Jul-09 Xetra
Borsa Italiana XIF5 IM - - - LU0426245436 S - 20 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, IT, L, SP, SW No Yes db x-trackers 23-Jun-10 Milan
CS ETF (IE) on iBoxx EUR Inflation Linked CSBILE SW CSBILE.S IXM025 IESIILNT IE00B3VTQ640 21 26 28 R EUR 53.86 0.16 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 6-Jul-09 SIX
Borsa Italiana CSBILE IM CSBILE.MI IXM025 IESIILNT IE00B3VTQ640 21 26 28 R EUR - 0.00 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRS GY SXRS.DE IXM025 IESIILNT IE00B3VTQ640 21 26 28 R EUR - 0.00 Irish VCIC Bonds (Optimized) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
ComStage ETF iBoxx Sovereigns Inflation-Linked Euro-Inflation TR CBOXEINF GY CBIESIILNT.DE - IESIILNT LU0444607187 S 18 17 R EUR 67.52 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 25-Jan-10 Xetra
Boerse Stuttgart CBOXEINF GS CBIESIILNT.SG - IESIILNT LU0444607187 S 18 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 25-Jan-10 Stutt
SIX Swiss Exchange 8530 SW CBIESIILNT.S - IESIILNT LU0444607187 S 18 17 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange 8530EU SW CBIESIILNTEU.S - IESIILNT LU0444607187 S 18 17 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
iShares Barclays Capital £ Index-Linked Gilts INXG LN INXG.L INAVILGP BCIU1G IE00B1FZSD53 16 16 25 S GBP 777.02 5.74 Irish VCIC Bonds (Fully Rep) III A, G, L, N, UK Yes Yes iShares 4-Dec-06 LSE
db x-trackers iBOXX UK Gilt Inflation-Linked TR Index XBUI LN XBUI.L - - LU0321464223 S - 20 None GB-p 5.45 0.00 Luxembourg Part 1 SICAV Swaps III UK No Yes db x-trackers 17-Sep-09 LSE
iShares Barclays Capital $ TIPS ITPS LN ITPS.L INAVTIPP BCIT1T IE00B1FZSC47 30 30 25 R GBP 506.53 0.98 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 11-Dec-06 LSE
London Stock Exchange IDTP LN IDTP.L INAVTIPU BCIT1T IE00B1FZSC47 30 30 25 R USD - 3.01 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 11-Dec-06 LSE
Deutsche Boerse IUST GY IUST.DE INAVTIPE BCIT1T DE000A0LGQF7 30 30 25 R EUR - 0.22 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 15-Mar-07 Xetra
Borsa Italiana ITPS IM ITPS.MI INAVTIPE BCIT1T IE00B1FZSC47 30 30 25 R EUR - 0.08 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 20-Mar-07 Milan
SIX Swiss Exchange ITPS SW ITPS.S INAVTIPU BCIT1T IE00B1FZSC47 30 30 25 R USD - 0.26 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 17-Apr-07 SIX
NYSE Euronext Paris TPS FP TPS.PA INAVTIPE BCIT1T IE00B1FZSC47 30 30 25 R EUR - 0.00 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 1-Jun-07 EN Par
NYSE Euronext Amsterdam TPSA NA TIPS.AS VLTPS BCIT1T IE00B1FZSC47 30 30 25 R EUR - 0.04 Irish VCIC Bonds (Fully Rep) III A, FR, G, IT, L, N, SW, UK, MX No Yes iShares 2-Feb-09 EN Ams
CS ETF (IE) on iBoxx USD Inflation Linked CSBILU SW CSBILU.S IXM024 BOVNH58T IE00B3VTPS97 30 30 28 R USD 26.98 0.06 Irish VCIC Bonds (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 13-Jul-09 SIX
Borsa Italiana CSBILU IM CSBILU.MI IXM0241 BOVNH58T IE00B3VTPS97 30 30 28 R EUR - 0.00 Irish VCIC Bonds (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 16-Oct-09 Milan
Deutsche Boerse SXRR GY SXRR.DE IXM024 BOVNH58T IE00B3VTPS97 30 30 28 R USD - 0.00 Irish VCIC Bonds (Fully Rep) III SW, G, SP, FR, I, IT, UK No Yes Credit Suisse 25-Nov-09 Xetra
db x-trackers USD IG Inflation Linked TreasuriesTR Index XUIT LN XUIT.L - DBLNUSD LU0429459513 S 20 None USD 27.14 0.00 Luxembourg Part 1 SICAV Swaps III UK, SP No Yes db x-trackers 17-Sep-09 LSE
Money market
db x-trackers II EONIA Total Return Index ETF XEON GY XEON.DE XEONNAV DBDCONIA LU0290358497 S N/A 15 R EUR 2,078.69 7.21 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP, FR, UK, CH No Yes db x-trackers 28-Jun-07 Xetra
Borsa Italiana XEON IM XEON.MI XEONNAV DBDCONIA LU0290358497 S N/A 15 R EUR - 0.97 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP, FR, UK, CH No Yes db x-trackers 7-Nov-07 Milan
NYSE Euronext Paris XEO FP DBXEO.PA XEONNAV DBDCONIA LU0290358497 S N/A 15 R EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SP, FR, UK, CH No Yes db x-trackers 27-Feb-08 EN Par
db x-trackers II EONIA Total Return Index ETF 1D XEOD GY XEOD.DE - DBDCONIA LU0335044896 S N/A 15 A EUR - 0.43 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SG, SP, SW No Yes db x-trackers 8-Apr-08 Xetra
Borsa Italiana XEOD IM XEOD.MI - DBDCONIA LU0335044896 S N/A 15 A EUR - 0.01 Luxembourg Part 1 SICAV Swaps III A, G, IT, L, SG, SP, SW No Yes db x-trackers 9-May-08 Milan
db x-trackers II EONIA Total Return Index ETF 2C XEO2 LN - - DBDCONIA LU0378820202 S N/A 15 None GB-p - 0.00 Luxembourg Part 1 SICAV Swaps III UK, G No Yes db x-trackers 13-Aug-09 LSE
Deutsche Boerse DX23 GR - - DBDCONIA LU0378820202 S N/A 15 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III UK, G No Yes db x-trackers 19-Dec-08 Xetra
Lyxor ETF Euro Cash (EONIA) CSH FP LYXEUC.PA INCSH EMTSDEOI FR0010510800 S N/A 15 R EUR 1,578.09 8.57 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 27-Sep-07 EN Par
Deutsche Boerse LYXCSH GY LYXCSH .DE INCSH EMTSDEOI FR0010510800 S N/A 15 R EUR - 1.26 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 16-Oct-07 Xetra
Borsa Italiana LEONIA IM LEONIA.MI INCSH EMTSDEOI FR0010510800 S N/A 15 R EUR - 4.93 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 18-Oct-07 Milan
Bolsa de Madrid CSH SM LYXEUC.MC INCSH EMTSDEOI FR0010510800 S N/A 15 R EUR - 0.00 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 27-Mar-08 Madrid
SIX Swiss Exchange LYCSH SW LYCSH.S INCSH EMTSDEOI FR0010510800 S N/A 15 R EUR - 0.06 French FCP Swaps III FR, G, IT, SP, SW No No Lyxor AM 10-Dec-08 SIX
EasyETF EuroMTS EONIA EONEUR FP EONEUR.PA INEON EMTSDEOI FR0010616268 S N/A 15 R EUR 36.30 0.17 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 3-Jul-08 EN Par
Deutsche Boerse EONEUR GR EONEUR.DE INEON EMTSDEOI FR0010616268 S N/A 15 R EUR - 0.00 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 3-Jun-09 Xetra
Borsa Italiana EONEUR IM EONEUR.MI INEON EMTSDEOI FR0010616268 S N/A 15 R EUR - 0.00 French FCP Swaps III FR, G, A, IT, CL No - EasyETF 10-Nov-09 Milan
ComStage ETF Commerzbank EONIA Index TR CBEONIA GY CBEONIA.DE CNAVEONI EONIA LU0378437684 S N/A 10 R EUR 453.52 1.40 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBEONIA GS CBEONIA.SG CNAVEONI EONIA LU0378437684 S N/A 10 R EUR - 0.07 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C100EU SW CBEONIAEU.S - EONIA LU0378437684 S N/A 10 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBEONIA SW CBEONIA.S - EONIA LU0378437684 S N/A 10 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 16-Nov-09 SIX
AMUNDI ETF EONIA CE3 FP CE3.PA INCE3 EMTSDEOI FR0010718841 S N/A 14 R EUR 299.49 0.64 French FCP Swaps III FR, G, N No No Amundi 2-Apr-09 EN Par
Deutsche Boerse CE3GR GY - - EMTSDEOI FR0010718841 S N/A 14 R EUR - 0.00 French FCP Swaps III FR, G, N No No Amundi 23-Feb-10 Xetra
EONIA Source ETF Source Planned
iShares eb.rexx Money Market (DE) EBMMEX GY - - I2ID DE000A0Q4RZ9 7 8 13 Up to 4x EUR 958.98 3.86 62 InvG Bond Index Fund Bonds (Fully Rep) III A, G, IT, N No No iShares 7-Aug-08 Xetra
Borsa Italiana EXVM IM - - I2ID DE000A0Q4RZ9 7 8 13 Up to 4x EUR - 0.11 63 InvG Bond Index Fund Bonds (Fully Rep) III A, G, IT, N No No iShares 27-May-09 Milan

Money market (continued)
ETFlab Dt. Boerse EUROGOV Germany Money Market ETFGSMM GY ETFGSMM .DE IGSMM 3LEV DE000ETFL227 15 15 12* Q EUR 396.51 0.60 German §63 InvG Bonds (Fully Rep) III G No - ETFlab 16-Mar-09 Xetra
PowerShares EuroMTS Cash 3 Months Fund PEU IM PSEC3.MI PEUIN EMTT6CR IE00B3BPCH51 28 68 15 R EUR 79.00 0.04 Irish VCIC Bonds III IT, FR, G Yes - PowerShares 10-Oct-08 Milan
NYSE Euronext Paris PEU FP PEU.PA PEUIN EMTT6CR IE00B3BPCH51 28 68 15 R EUR - 0.02 Irish VCIC Bonds III IT, FR, G Yes - PowerShares 15-Oct-08 EN Par
Deutsche Boerse PJEU GY PPEU.DE PEUIN EMTT6CR IE00B3BPCH51 28 68 15 R EUR - 0.14 Irish VCIC Bonds III IT, FR, G Yes - PowerShares 3-Nov-08 Xetra
AMUNDI ETF EuroMTS Cash 3 Months C3M FP C3M.PA INC3M EMTT6CR FR0010754200 S 35 14 R EUR 7.50 0.02 French FCP Swaps III FR, G, N, IT No No Amundi 29-Jun-09 EN Par
Deutsche Boerse C3MGR GY - INC3M EMTT6CR FR0010754200 S 35 14 R EUR - 0.00 French FCP Swaps III FR, G, N, IT No No Amundi 16-Mar-10 Xetra
db x-trackers II SONIA TOTAL RETURN XSTR GY XSTR.DE XSTRINAV DBMMSONI LU0321464652 S N/A 15 R EUR 96.27 0.31 Luxembourg Part 1 SICAV Swaps III FR, G, IT No Yes db x-trackers 29-Jan-08 Xetra
Borsa Italiana XSTR IM XSTR.MI XSTRINAV DBMMSONI LU0321464652 S N/A 15 R EUR - 0.21 Luxembourg Part 1 SICAV Swaps III FR, G, IT No Yes db x-trackers 29-Jan-08 Milan
NYSE Euronext Paris XST FP XSTR.PA XSTRINAV DBMMSONI LU0321464652 S N/A 15 R GBP - 0.40 Luxembourg Part 1 SICAV Swaps III FR, G, IT No Yes db x-trackers 14-Apr-08 EN Par
db x-trackers Sterling Money Market XGBP LN XGBP.L - DBMMSONI LU0356592187 S N/A 15 R GB-p 354.57 0.80 Luxembourg Part 1 SICAV Swaps III UK No Yes db x-trackers 18-Apr-08 LSE
BBVA-AFI Monetario Euro ETF BBVAM SM BBVAM MC - AFIXMOTR ES0106078001 23 23 5 - EUR 511.46 0.79 Spanish Bonds (Fully Rep) III SP, MX No - BBVA AM 2-Oct-07 Madrid
db x-trackers II Swiss Overnight Money Market ETF XSWC GY XSWC.DE - DBDCHFON LU0378820038 S N/A 15 None CHF 0.55 0.00 Luxembourg Part 1 SICAV Swaps III A, G, L No - db x-trackers 8-Oct-08 Xetra
EasyETF EuroMTS Fed Funds EFFUSD FP EFFUSD.PA INEFFUSD EMTSDDOI FR0010616276 S N/A 15 R USD 7.18 0.01 French FCP Swaps III FR, G, A, CL No - EasyETF 23-Jun-08 EN Par
db x-trackers II FED FUNDS EFFECTIVE RATE TOTAL RETURN XFFE GY XFFE.DE XFFEINAV DBMMFED1 LU0321465469 S N/A 15 R EUR 214.16 0.90 Luxembourg Part 1 SICAV Swaps III FR, G, IT No Yes db x-trackers 29-Jan-08 Xetra
Borsa Italiana XFFE IM XFFE.MI XFFEINAV DBMMFED1 LU0321465469 S N/A 15 R EUR - 2.40 Luxembourg Part 1 SICAV Swaps III FR, G, IT No Yes db x-trackers 29-Jan-08 Milan
NYSE Euronext Paris XFF FP XFF.PA XFFEINAV DBMMFED1 LU0321465469 S N/A 15 R USD - 0.10 Luxembourg Part 1 SICAV Swaps III FR, G, IT No Yes db x-trackers 15-Apr-08 EN Par
ComStage ETF Commerzbank FED Funds Effective Rate Index TR CBFEDFER GY CBFEDFER.DE CNAVFEDF FED LU0378437767 S N/A 10 R EUR 90.22 0.05 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Sep-08 Xetra
Boerse Stuttgart CBFEDFER GS CBFEDFER.SG CNAVFEDF FED LU0378437767 S N/A 10 R EUR - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 8-Sep-08 Stutt
SIX Swiss Exchange C101US SW CBFEDFERUS.S - FED LU0378437767 S N/A 10 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBFEDFER SW CBFEDFER.S - FED LU0378437767 S N/A 10 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 5-Nov-09 SIX
db x-trackers US Dollar Money Market XUSD LN XUSD.L - DBMMFED1 LU0356591882 S N/A 15 R USD 60.01 0.36 Luxembourg Part 1 SICAV Swaps III G, FR, IT, L, SP, SG, UK, HK No Yes db x-trackers 18-Apr-08 LSE
Mortgage
iShares eb.rexx Jumbo Pfandbriefe (DE) R1JKEX GY R1JKEX.DE R1JKNAV R1JK DE0002635265 25 25 10 Up to 4x EUR 1,748.71 6.13 German Index Fund Bonds (Fully Rep) III A, FR, G, IT, L, N No No iShares 9-Dec-04 Xetra
Borsa Italiana R1JKEX IM R1JKEX.MI R1JKNAV R1JK DE0002635265 25 25 10 Up to 4x EUR - 0.03 German Index Fund Bonds (Fully Rep) III A, FR, G, IT, L, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris GXJ FP GXJ.PA R1JKNAV R1JK DE0002635265 25 25 10 Up to 4x EUR - 0.00 German Index Fund Bonds (Fully Rep) III A, FR, G, IT, L, N No No iShares 11-Jun-08 EN Par
Emerging markets
iShares JPMorgan $ Emerging Markets Bond Fund SEMB LN SEMB.L INAVEMG JPEICOR IE00B2NPKV68 66 146 45 M GB-p 890.44 0.69 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Feb-08 LSE
London Stock Exchange IEMB LN IEMB.L INAVEMU JPEICOR IE00B2NPKV68 66 146 45 M USD - 1.74 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 18-Feb-08 LSE
Deutsche Boerse IUS7 GY - INAVJPG JPEICOR DE000A0RFFT0 66 146 45 M EUR - 1.52 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 17-Mar-09 Xetra
London Stock Exchange EEMB LN - INAVJPE JPEICOR IE00B2NPKV68 66 146 45 M EUR - 0.01 Irish VCIC Bonds (Optimized) III A, FR, G, IT, L, N, UK Yes Yes iShares 29-Apr-08 LSE
db x-trackers II Emerging Markets Liquid Eurobond XEMB GY XEMB.DE - DBNELQKL LU0321462953 S - 55 A EUR 326.09 0.44 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 13-May-08 Xetra
Borsa Italiana XEMB IM XEMB.MI - DBNELQVL LU0321462953 S - 55 A EUR - 0.78 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 27-Jun-08 Milan
Inverse
db x-trackers II Short IBOXX € Sovereigns Eurozone Total Return XSGL GY XSGL.DE - SHSVETR LU0321463258 S - 15 R EUR 951.76 0.86 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 13-May-08 Xetra
Borsa Italiana XSGL IM XSGL.MI - SHSVETR LU0321463258 S - 15 R EUR - 0.52 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 27-Jun-08 Milan
db x-trackers II iTraxx Europe 5-year Short TOTAL RETURN XTE5 GY XTE5.DE - ITRXTE5I LU0321462102 S - 18 R EUR 11.01 0.01 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 29-Jan-08 Xetra
Borsa Italiana XTE5 IM XTE5.MI - ITRXTE5I LU0321462102 S - 18 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 22-Jul-08 Milan
db x-trackers II iTraxx HiVol 5-year Short TOTAL RETURN XTH5 GY XTH5.DE - ITRXTH5I LU0321462441 S - 21 R EUR 5.94 0.00 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 29-Jan-08 Xetra
Borsa Italiana XTH5 IM XTH5.MI - ITRXTH5I LU0321462441 S - 21 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 22-Jul-08 Milan
db x-trackers II iTraxx Crossover 5-Year Short TOTAL RETURN XTC5 GY XTC5.DE - ITRXTX5I LU0321462870 S - 24 R EUR 62.91 0.76 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 29-Jan-08 Xetra
Borsa Italiana XTC5 IM XTC5.MI - ITRXTX5I LU0321462870 S - 24 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III G, IT No Yes db x-trackers 22-Jul-08 Milan
db x-trackers II iTraxx Europe Senior Financials 5-year Short TR XSNS GY XSNS.DE - - LU0378819709 S - 18 R EUR 20.03 0.00 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 21-Oct-08 Xetra
Borsa Italiana XSNS IM XSNS.MI - - LU0378819709 S - 18 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 18-Dec-08 Milan
db x-trackers II iTraxx Europe Subordinated Financials 5-year Short TR XSBS GY XSBS.DE - - LU0378819881 S - 21 R EUR 12.22 0.00 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 21-Oct-08 Xetra
Borsa Italiana XSBS IM XSBS.MI - - LU0378819881 S - 21 R EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, FR, G, IT, L, S, SW, UK No Yes db x-trackers 18-Dec-08 Milan
db x-trackers II UK Gilts Short Daily ETF XUGS LN XUGS.L - DBGBSHRT LU0429459430 S - 25 R GB-p 6.76 0.06 Luxembourg Part 1 SICAV Swaps III UK No Yes db x-trackers 14-Jun-10 LSE
db x-trackers II US Treasuries Short Daily ETF XUTS LN XUTS.L - DBUSSHRT LU0429458622 S - 25 R USD 4.37 0.00 Luxembourg Part 1 SICAV Swaps III UK No Yes db x-trackers 14-Jun-10 LSE
AMUNDI ETF Short Govt Bond EUROMTS Broad SB0 FP SB0.PA INSB0 EM2SGO FR0010821850 S - 14 R EUR 34.53 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse SB0GR GY - INSB0 EM2SGO FR0010821850 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana SB0 IM - INSB0 EM2SGO FR0010821850 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange SB0 SW SB0.S - EM2SGO FR0010821850 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 11-May-10 SIX
AMUNDI ETF Short Govt Bond EUROMTS Broad 1-3 S13 FP S13.PA INS13 EM2SAO FR0010821876 S - 14 R EUR 8.28 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse S13GR GY - INS13 EM2SAO FR0010821876 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana S13 IM - INS13 EM2SAO FR0010821876 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange S13 SW S13.S - EM2SAO FR0010821876 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 11-May-10 SIX
AMUNDI ETF Short Govt Bond EUROMTS Broad 3-5 S35 FP S35.PA INS35 EM2SBO FR0010823401 S - 14 R EUR 28.46 0.01 French FCP Swaps III FR, G, IT, N, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse S35GR GY - - EM2SBO FR0010823401 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana S35 IM - INS35 EM2SBO FR0010823401 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange S35 SW S35.S - EM2SBO FR0010823401 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 11-May-10 SIX

Inverse (continued)
AMUNDI ETF Short Govt Bond EUROMTS Broad 5-7 S5B FP S5B.PA INS5B EM2SCO FR0010823443 S - 14 R EUR 7.21 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse S5BGR GY - - EM2SCO FR0010823443 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana S5B IM - INS5B EM2SCO FR0010823443 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange S5B SW S5B.S - EM2SCO FR0010823443 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 11-May-10 SIX
AMUNDI ETF Short Govt Bond EUROMTS Broad 7-10 S71 FP S71.PA INS71 EM2SDO FR0010823450 S - 14 R EUR 7.03 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse S71GR GY - INS71 EM2SDO FR0010823450 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana S71 IM - INS71 EM2SDO FR0010823450 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange S71 SW S71.S - EM2SDO FR0010823450 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 11-May-10 SIX
AMUNDI ETF Short Govt Bond EUROMTS Broad 10-15 S10 FP S10.PA INS10 EM2SEO FR0010823385 S - 14 R EUR 253.70 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse S10GR GY - INS10 EM2SEO FR0010823385 S - 14 R EUR - 0.01 French FCP Swaps III FR, G, IT, N, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana S10 IM - INS10 EM2SEO FR0010823385 S - 14 R EUR - 0.02 French FCP Swaps III FR, G, IT, N, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange S10 SW S10.S - EM2SEO FR0010823385 S - 14 R EUR - 0.00 French FCP Swaps III FR, G, IT, N, SW No No Amundi 11-May-10 SIX
AMUNDI ETF Short US Treasury 1-3 Daily SU1 FP SU1.PA INSU1 SH0RTUS0 FR0010892265 S 61 14 R USD 2.47 0.00 French FCP Swaps III FR No No Amundi 22-Jun-10 EN Par
Leveraged inverse
Lyxor ETF SGI Daily Double Short Bund DSB FP DSB.PA INDSB DSFBI FR0010869578 S - 20 None EUR 134.90 2.37 French FCP Swaps III F, G, IT No No Lyxor AM 20-Apr-10 EN Par
Deutsche Boerse LYQK GY - INDSB DSFBI FR0010869578 S - 20 None EUR 2.78 French FCP Swaps III F, G, IT No No Lyxor AM 21-Jun-10 Xetra
Borsa Italiana BUND2S IM BUND2S.MI INDSB DSFBI FR0010869578 S - 20 None EUR 2.93 French FCP Swaps III F, G, IT No No Lyxor AM 2-Jul-10 Milan
ProShares UltraShort 20+ Year Treasury TBT TQ - - LT11TRUU US74347R2976 S 11 95 N/A USD 4,285.91 0.00 1940 Act Fund Futures, Swaps No US, UK No No ProShares 23-Apr-10 Turq
Commodities
iShares Dow Jones-UBS Commodity Swap (DE) DJCOMEX GY DJCOMEX.DE DJCOMNAV DJUBEUTR DE000A0H0728 S 19 47 R EUR 397.61 1.39 German Index Fund Swaps III A, FR, G, IT, N No No iShares 21-Aug-07 Xetra
Borsa Italiana DJCOMEX IM DJCOMEX.MI DJCOMNAV DJUBEUTR DE000A0H0728 S 19 47 R EUR - 0.00 German Index Fund Swaps III A, FR, G, IT, N No No iShares 26-Feb-08 Milan
NYSE Euronext Paris DJC FP DJC.PA DJCOMNAV DJUBEUTR DE000A0H0728 S 19 47 R EUR - 0.16 German Index Fund Swaps III A, FR, G, IT, N No No iShares 2-May-08 EN Par
Lyxor ETF Commodities CRB CRB FP CRB.PA INCRB CRYTR FR0010270033 S 19 35 R EUR 1,045.50 1.86 French FCP Swaps III A, FR, G, IT, SW, SG, HK, SP No No Lyxor AM 1-Feb-06 EN Par
Borsa Italiana CRB IM CRB.MI INCRB CRYTR FR0010270033 S 19 35 R EUR - 0.69 French FCP Swaps III A, FR, G, IT, SW, SG, HK, SP No No Lyxor AM 1-Jun-06 Milan
SIX Swiss Exchange CRB SW CRB.S INCRB CRYTR FR0010318998 S 19 35 R USD - 0.62 French FCP Swaps III A, FR, G, IT, SW, SG, HK, SP No No Lyxor AM 29-Jun-06 SIX
Deutsche Boerse LYXCRB GY LYXCRB.DE INCRB CRYTR FR0010270033 S 19 35 R EUR - 0.86 French FCP Swaps III A, FR, G, IT, SW, SG, HK, SP No No Lyxor AM 9-Aug-06 Xetra
Bolsa de Madrid CRB SM CRB.MC INCRB CRYTR FR0010270033 S 19 35 R EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SG, HK, SP No No Lyxor AM 19-Jul-10 Madrid
Lyxor ETF CRB Index LCTY LN LCTY.L NVLLCTY CRYTR FR0010455485 S 19 35 S GB-p 108.22 0.20 French SICAV Swaps III UK Yes Will Seek Lyxor AM 28-Jun-07 LSE
London Stock Exchange LCTU LN LCTU.L NVLLCTY CRYTR FR0010455485 S 19 35 S USD - 0.13 French SICAV Swaps III UK Yes Will Seek Lyxor AM 28-Jun-07 LSE
Market Access Jim Rogers International Commodity Index Fund M9SA GY A0JK68.DE M9SANAV RICIGLTR LU0249326488 S 36 85 R EUR 297.23 0.13 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 31-May-06 Xetra
NYSE Euronext Amsterdam MRIC NA MRIC.AS M9SANAV RICIGLTR LU0249326488 S 36 85 R EUR - 0.05 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 31-Jul-07 EN Ams
Wiener Borse MRIC AV LU0249326488.VI M9SANAV RICIGLTR LU0249326488 S 36 85 R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 6-Dec-07 ATX
Borsa Italiana RICI IM RICIETF.MI M9SANAV RICIGLTR LU0249326488 S 36 85 R EUR - 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Jun-08 Milan
SIX Swiss Exchange MRIC SW MRIC.S M9SANAV RICIGLTR LU0249326488 S 36 85 R USD - 0.61 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 28-Apr-08 SIX
London Stock Exchange RICI LN RICIC.L RICIGLTR LU0249326488 S 36 85 R GBP - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 2-Jul-10 LSE
EasyETF S&P GSCI Capped Commodity 35/20 GSCIEUR GY GSCIEUR.DE GSCIEUR SPGSCPTR LU0203243414 S 24 49 R EUR 719.65 0.67 Luxembourg FCP Swaps III A, G, J, SW, B, L, SP, UK No - EasyETF 19-May-05 Xetra
SIX Swiss Exchange GSCIUSD SW GSCIS.S GSCIUSD SPGSCPTR LU0203243844 S 24 53 R USD - 0.60 Luxembourg FCP Swaps III A, G, J, SW, B, L, SP, UK No - EasyETF 23-May-05 SIX
db x-trackers DBLCI - OY Balanced ETF XDBC GY XDBC.DE XDBCINAV DBLCTRAE LU0292106167 S 14 55 R EUR 1,070.13 1.52 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 13-Jul-07 Xetra
Borsa Italiana XDBC IM XDBC.MI XDBCINAV DBLCTRAE LU0292106167 S 14 55 R EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 16-Feb-09 Milan
London Stock Exchange XDBC LN XDBC.L XDBCINAV DBLCTRAE LU0292106167 S 14 55 R GB-p - 0.91 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 13-Nov-08 LSE
London Stock Exchange XDBD LN XDBD.L XDBCINAV DBLCTRAE LU0292106167 S 14 55 R USD - 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, L, N, S, SP, SW, UK Yes Will Seek db x-trackers 13-Nov-08 LSE
db x-trackers DBLCI-OY Balanced ETF 2C XSVT GY - - DBLCBUTN LU0460391732 S 14 40* R USD - 0.00 Luxembourg Part 1 SICAV Swaps III G, UK Yes Will Seek db x-trackers 9-Apr-10 Xetra
London Stock Exchange XBCU LN - - DBLCBUTN LU0460391732 S 14 40* R USD - 0.01 Luxembourg Part 1 SICAV Swaps III G, UK Yes Will Seek db x-trackers 14-Jun-10 LSE
db x-trackers DB Commodity Booster DJ-UBSCI EUR ETF XCBE GY XCBE.DE - DBCMDNTE LU0429790743 S - 95 None EUR 82.94 0.09 Luxembourg Part 1 SICAV Swaps III A, D, F, G, IT, L, N, S, SW, SP, UK Seeking Will Seek db x-trackers 24-Jul-09 Xetra
Borsa Italiana XCBE IM XCBE.MI XDJAINAV DBCMDNTE LU0429790743 S - 95 None EUR - 0.03 Luxembourg Part 1 SICAV Swaps III A, D, F, G, IT, L, N, S, SW, SP, UK Seeking Will Seek db x-trackers 29-Oct-09 Milan
db x-trackers DB Commodity Booster DJ-UBSCI CHF ETF XCBC SW XCBC.S XDJAINAC DBCMDNTC LU0429791477 S - 95 None CHF 26.63 0.01 Luxembourg Part 1 SICAV Swaps III A, , G, L, N, S, SW, UK No - db x-trackers 3-Nov-09 SIX
ComStage Commerzbank Commodity EW Index TR CBCOMM GY CBCOMMO.DE CNAVCOMM - LU0419741177 S 16 30 R EUR 204.02 0.04 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 28-May-09 Xetra
Boerse Stuttgart CBCOMM GS CBCOMMO.DE CNAVCOMM - LU0419741177 S 16 30 R EUR - 0.02 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 28-May-09 Stutt
SIX Swiss Exchange C090US SW CBCOMMOUS.S - - LU0419741177 S 16 30 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 1-Jun-10 SIX
SIX Swiss Exchange CBCOMM SW CBCOMMO.S - - LU0419741177 S 16 30 R CHF - 0.01 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 6-Nov-09 SIX
ETFX DJ-UBS All Commodities Forward 3 Month Fund COMF LN - - DJUBSF3T IE00B4WPHX27 S 19 55 R USD 10.07 0.04 Irish VCIC Swaps III UK, G No - ETF Securities 18-Mar-10 LSE
London Stock Exchange CMFP LN - - DJUBSF3T IE00B4WPHX27 S 19 55 R GB-p - 0.16 Irish VCIC Swaps III UK, G No - ETF Securities 18-Mar-10 LSE
Deutsche Boerse ETL2 GY - - DJUBSF3T DE000A1CXBV8 S 19 55 R EUR - 0.00 Irish VCIC Swaps III UK, G No - ETF Securities 6-May-10 Xetra
Lyxor ETF CRB Non Energy CRN FP CNRG.PA INCRN CRYNETR FR0010346205 S 15 35 R EUR 283.58 0.86 French FCP Swaps III A, FR, G, IT, SW, SG, SP No No Lyxor AM 9-Aug-06 EN Par
SIX Swiss Exchange LYCRN SW LYCRN.S VLLYCRN CRYNETR FR0010358887 S 15 35 R USD - 0.13 French FCP Swaps III A, FR, G, IT, SW, SG, SP No No Lyxor AM 24-Oct-06 SIX
Deutsche Boerse LYXCRN GY LYXCRN.DE INCRN CRYNETR FR0010346205 S 15 35 R EUR - 0.20 French FCP Swaps III A, FR, G, IT, SW, SG, SP No No Lyxor AM 17-Oct-06 Xetra
Borsa Italiana CRBN IM CRBN.MI INCRN CRYNETR FR0010346205 S 15 35 R EUR - 0.38 French FCP Swaps III A, FR, G, IT, SW, SG, SP No No Lyxor AM 16-Oct-06 Milan
Bolsa de Madrid CRN SM LYXCRN.MC INCRN CRYNETR FR0010346205 S 15 35 R EUR - 0.00 French FCP Swaps III A, FR, G, IT, SW, SG, SP No No Lyxor AM 19-Jul-10 Madrid
Lyxor ETF CRB Non-Energy LCNE LN LCNE.L NVLLCNE CRYNETR FR0010455493 S 15 35 S GB-p 36.10 0.48 French SICAV Swaps III UK Yes Will Seek Lyxor AM 28-Jun-07 LSE
London Stock Exchange LCNU LN LCNU.L NVLLCNE CRYNETR FR0010455493 S 15 35 S USD - 0.00 French SICAV Swaps III UK Yes Will Seek Lyxor AM 29-Jun-07 LSE

Commodities (continued)
AMUNDI ETF Commodities S&P GSCI Non Energy NEG FP NEG.PA INNEG SPGCNETR FR0010821777 S - 30 R USD 5.00 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse NEGGR GY - - SPGCNETR FR0010821777 S - 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana NEG IM - INEGA SPGCNETR FR0010821777 S - 30 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange NEG SW NEG.S - SPGCNETR FR0010821777 S - 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 27-Apr-10 SIX
AMUNDI ETF Commodities S&P GSCI (LE) CL7 FP CL7.PA INCL7 SPGCLETR FR0010821728 S - 30 R USD 4.73 0.02 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse CL7GR GY - - SPGCLETR FR0010821728 S - 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana CL7 IM - INEL7 SPGCLETR FR0010821728 S - 30 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange CL7 SW CL7.S - SPGCLETR FR0010821728 S - 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 27-Apr-10 SIX
EasyETF S&P GSCI Light Energy Dynamic GSDEUR GY GSDEUR.DE GSDEUR GSLEE27T LU0309198074 S 24 85 R EUR 4.61 0.03 Luxembourg FCP Swaps III G, L, UK No - EasyETF 1-Oct-07 Xetra
db x-trackers DB Commodity Booster S&P GSCI Light Energy Euro ETF XCBL GY XCBL.DE XSLEINAV DBCMSPLE LU0411078123 S - 95 None EUR 30.35 0.01 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, J, L, N, SP, S, SW, UK Seeking - db x-trackers 5-May-09 Xetra
Borsa Italiana XCBL IM XCBL.MI XSLEINAV DBCMSPLE LU0411078123 S - 95 None EUR - 0.00 Luxembourg Part 1 SICAV Swaps III A, F, FR, G, IT, J, L, N, SP, S, SW, UK Seeking - db x-trackers 29-Oct-09 Milan
EasyETF S&P GSCI Ultra Light Energy GSUEEUR GY GSUEEUR.DE GSUEEUR SPGSUETR LU0246046329 S 24 106 R EUR 39.60 0.06 Luxembourg FCP Swaps III L, G, FR, A, IT, SP, UK No - EasyETF 11-Jul-06 Xetra
NYSE Euronext Paris CUE FP GSUEEUR.PA INCUE SPGSUETR LU0246046329 S 24 106 R EUR - 0.01 Luxembourg FCP Swaps III L, G, FR, A, IT, SP, UK No - EasyETF 6-Sep-06 EN Par
Borsa Italiana GSUEUR IM GSUEUR.MI GSUEEUR SPGSUETR LU0246046329 S 24 106 R EUR - 0.01 Luxembourg FCP Swaps III L, G, FR, A, IT, SP, UK No - EasyETF 29-Sep-06 Milan
EasyETF S&P GSNE GSNEEUR GY GSNEEUR.DE GSNEEUR SPGSNETR LU0230484932 S 18 69 R EUR 70.77 0.28 Luxembourg FCP Swaps III A, L, G, IT, FR, B, SP, UK No - EasyETF 10-Feb-06 Xetra
Borsa Italiana GSNEEU IM GSNEEU.MI GSNEEUR SPGSNETR LU0230484932 S 18 69 R EUR - 0.01 Luxembourg FCP Swaps III A, L, G, IT, FR, B, SP, UK No - EasyETF 9-Jun-06 Milan
NYSE Euronext Paris CNE FP EAGS.PA INCNE SPGSNETR LU0230484932 S 18 69 R EUR - 0.05 Luxembourg FCP Swaps III A, L, G, IT, FR, B, SP, UK No - EasyETF 21-Jun-06 EN Par
EasyETF S&P GSAL GSALEUR GY GSALEUR.DE GSALEUR SPGSALTR LU0252701189 S 11 60 R EUR 74.38 1.08 Luxembourg FCP Swaps III L, G, FR, A, SP, UK No - EasyETF 9-Sep-06 Xetra
UBS Index Solutions - CMCI Oil ETF (USD) SF-A OILUSA SW OILUSA.S IOILUSAS CTWCTR CH0109967858 S 26 70 None USD 16.29 0.24 Swiss Investment Fund Swaps - SW - - UBS GAM 18-Jun-10 SIX
UBS Index Solutions - CMCI Oil ETF (USD) SF-I OILUSI SW OILUSI.S IOILUSIS CTWCTR CH0109967874 S 26 60 None USD - 0.00 Swiss Investment Fund Swaps - SW - - UBS GAM 9-Jul-10 SIX
UBS Index Solutions - CMCI Oil ETF (EUR) SF-A OILEUA SW OILEUA.S IOILEUAS XTWCET CH0109967908 S 26 70 None EUR 6.45 0.07 Swiss Investment Fund Swaps - SW - - UBS GAM 9-Jul-10 SIX
UBS Index Solutions - CMCI Oil ETF (EUR) SF-I OILEUI SW OILEUI.S IOILEUIS XTWCET CH0109967932 S 26 60 None EUR - 0.07 Swiss Investment Fund Swaps - SW - - UBS GAM 9-Jul-10 SIX
UBS Index Solutions - CMCI Oil ETF (CHF) SF-A OILCHA SW IOILCHAS XTWCCT CH0116015352 S 26 45 None CHF - - Swiss Investment Fund Swaps - SW - - UBS GAM 10-Sep-10 SIX
UBS Index Solutions - CMCI Oil ETF (CHF) SF-I OILCHI SW OILCHI.S IOILCHIS XTWCCT CH0116015477 S 26 28 None CHF - - Swiss Investment Fund Swaps - SW - - UBS GAM 10-Sep-10 SIX
PowerShares Global Agriculture NASDAQ OMX Fund PSGA LN PSGA.L INPSU QAGR IE00B3BQ0418 40 40 75 Q GB-p 13.59 0.03 Irish VCIC Stocks (Fully Rep) III UK, IT, FR, SW Yes - PowerShares 15-Sep-08 LSE
Borsa Italiana PSU IM PSGA.MI INPSU QAGR IE00B3BQ0418 40 40 75 Q EUR - 0.07 Irish VCIC Stocks (Fully Rep) III UK, IT, FR, SW Yes - PowerShares 27-Oct-08 Milan
NYSE Euronext Paris PSU FP PSU.PA INPSU QAGR IE00B3BQ0418 40 40 75 Q EUR - 0.04 Irish VCIC Stocks (Fully Rep) III UK, IT, FR, SW Yes - PowerShares 23-Oct-08 EN Par
SIX Swiss Exchange PSUU SW PSUU.S INPSU QAGR IE00B3BQ0418 40 40 75 Q USD - 0.02 Irish VCIC Stocks (Fully Rep) III UK, IT, FR, SW Yes - PowerShares 17-Nov-08 SIX
Market Access RICI-Agriculture Index Fund M9SB GY A0MMBJ.DE MRAINAV ROGRAGTR LU0259321452 S 20 85* R EUR 179.46 1.20 Luxembourg SICAV Swaps III A, G, NA, SW, IT No Yes RBS 25-Apr-07 Xetra
NYSE Euronext Amsterdam MRAI NA MRAI.AS MRAINAV ROGRAGTR LU0259321452 S 20 85* R EUR - 0.02 Luxembourg SICAV Swaps III A, G, NA, SW, IT No Yes RBS 27-Aug-07 EN Ams
Wiener Borse MRAI AV LU0259321452.VI MRAINAV ROGRAGTR LU0259321452 S 20 85* R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT No Yes RBS 14-Nov-07 ATX
Borsa Italiana RICIAG IM RICIAG.MI MRAINAV ROGRAGTR LU0259321452 S 20 85* R EUR - 0.06 Luxembourg SICAV Swaps III A, G, NA, SW, IT No Yes RBS 25-Jun-08 Milan
SIX Swiss Exchange MRAI SW MRAI.S MRAINAV ROGRAGTR LU0259321452 S 20 85* R USD - 0.51 Luxembourg SICAV Swaps III A, G, NA, SW, IT No Yes RBS 28-Apr-08 SIX
AMUNDI ETF Commodities S&P GSCI Agriculture CA8 FP CA8.PA INCA8 SPGCGPTR FR0010821736 S 8 30 R USD 5.69 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse CA8GR GY - - SPGCGPTR FR0010821736 S 8 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana CA8 IM - INECA SPGCGPTR FR0010821736 S 8 30 R EUR - 0.01 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange CA8 SW CA8.S - SPGCGPTR FR0010821736 S 8 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 27-Apr-10 SIX
ZKB Gold ETF (CHF) ZGLD SW ZGLD.S - - CH0024391002 1 1 40 None CHF 6,784.93 8.98 Single Asset Physical Cmdty No SW No - ZKB 15-Mar-06 SIX
ZKB Gold ETF (EUR) ZGLDEU SW ZGLDEU.S - - CH0047533523 1 1 40 None EUR - 6.41 Single Asset Physical Cmdty No SW No - ZKB 16-Jan-09 SIX
ZKB Gold ETF (USD) ZGLDUS SW ZGLDUS.S - - CH0047533549 1 1 40 None USD - 4.82 Single Asset Physical Cmdty No SW No - ZKB 16-Jan-09 SIX
ZKB Gold ETF (GBP) ZGLDGB SW ZGLDGB.S - - CH0104493298 1 1 40 None GBP - 0.17 Single Asset Physical Cmdty No SW No - ZKB 8-Jan-10 SIX
ZKB Gold ETF (CHF) H ZGLDHC SW ZGLDHC.S - - CH0103326721 1 1 40 None CHF 239.26 1.55 Single Asset Physical Cmdty No SW No - ZKB 8-Jan-10 SIX
ZKB Gold ETF (EUR) H ZGLDHE SW GZLDHE.S - - CH0103326762 1 1 40 None EUR 179.78 1.15 Single Asset Physical Cmdty No SW No - ZKB 8-Jan-10 SIX
ZKB Gold ETF (GBP) H ZGLDHG SW ZGLDHG.S - - CH0104493306 1 1 40 None GBP 4.79 0.24 Single Asset Physical Cmdty No SW No - ZKB 8-Jan-10 SIX
Istanbul Gold ETF GLDTR TI GLDTRf.IS - - TRYFNBK00055 1 1 60 R TRY 57.88 1.62 Gold Fund Physical Cmdty T No - Finans Portfoy 28-Sep-06 Istanbul
Market Access NYSE Arca Gold BUGS Index Fund M9SD GY A0MMBG.DE MAGBNAV HUI LU0259322260 S 15 70* R EUR 216.14 0.98 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 26-Apr-07 Xetra
SIX Swiss Exchange MAGB SW MAGB.S MAGBNAV HUI LU0259322260 S 15 70* R USD - 0.06 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 18-Jun-07 SIX
NYSE Euronext Amsterdam MAGB NA MAGB.AS VLAGB HUI LU0259322260 S 15 70* R EUR - 0.10 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 18-Sep-07 EN Ams
Wiener Borse MAGB AV LU0259322260.VI MAGBNAV HUI LU0259322260 S 15 70* R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 15-Nov-07 ATX
Borsa Italiana GOLDA IM GOLDA.MI MAGBNAV HUI LU0259322260 S 15 70* R EUR - 0.09 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Jun-08 Milan
London Stock Exchange GOLB LN GOLB.L MAGBNAV HUI LU0259322260 S 15 70* R GBP - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 2-Jul-10 LSE
ETFX DAX Global Gold Fund ETLJ ID - INAUC DXGOLDUT IE00B3CNHG25 S 35 65 R EUR 57.48 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange AUCP LN - INAUC DXGOLDUT IE00B3CNHG25 S 35 65 R GB-p - 0.17 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange AUCO LN - INAUC DXGOLDUT IE00B3CNHG25 S 35 65 R USD - 0.12 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam AUCO NA AUCO.AS INAUC DXGOLDUT IE00B3CNHG25 S 35 65 R EUR - 0.05 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 6-Oct-08 EN Ams
Borsa Italiana AUCO IM AUCO.MI INAUC DXGOLDUT IE00B3CNHG25 S 35 65 R EUR - 0.11 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
Deutsche Boerse ETLX GR - INAUC DXGOLDUT DE000A0Q8NC8 S 35 65 R EUR - 0.02 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 8-Jun-09 Xetra
UBS Index Solutions - Gold hedged (CHF) ETF A AUCHAH SW AUCHAH.S IAUCHAHS GOLDLNPM CH0106027128 1 1 35 None CHF 237.17 1.16 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 17-Dec-09 SIX
UBS Index Solutions - Gold hedged (CHF) ETF I AUCHIH SW AUCHIH.S IAUCHIHS GOLDLNPM CH0106027136 1 1 30 None CHF - 0.12 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 22-Jan-10 SIX
UBS Index Solutions - Gold (USD) ETF A AUUSA SW AUUSA.S IAUUSAS GOLDLNPM CH0106027185 1 1 35 None USD 193.32 6.85 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 12-Jan-10 SIX
SIX Swiss Exchange AUUSAE SW AUUSAE.S IAUUSAES GOLDLNPM CH0106027185 1 1 35 None EUR - 0.00 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 11-Jun-10 SIX
SIX Swiss Exchange AUUSAC SW AUUSAC.S IAUUSACS GOLDLNPM CH0106027185 1 1 35 None CHF - 0.00 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 14-Jun-10 SIX
UBS Index Solutions - Gold (USD) ETF I AUUSI SW AUUSI.S IAUUSIS GOLDLNPM CH0106027193 1 1 30 None USD - 0.06 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 12-Jan-10 SIX
UBS Index Solutions - Gold hedged (EUR) ETF A AUEUAH SW AUEUAH.S IAUEUAHS GOLDLNPM CH0106027144 1 1 35 None EUR 74.29 0.56 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 29-Jan-10 SIX
UBS Index Solutions - Gold hedged (EUR) ETF I AUEUIH SW AUEUIH.S IAUEUIHS GOLDLNPM CH0106027151 1 1 30 None EUR - 0.11 Swiss Investment Fund Physical Cmdty No SW No - UBS GAM 29-Jan-10 SIX

CS ETF II (CH) on Gold CSGOLD SW CSGOLD.S - GOLDLNPM CH0104136236 1 1 33 AA USD 1,053.52 2.31 Switzerland FCP Physical Cmdty No SW, LI No Yes Credit Suisse 6-Oct-09 SIX
CS ETF II (CH) on Gold - hedged CHF CSGLDC SW CSGLDC.S - GLDLNCHF CH0104136285 1 1 42 AA CHF 223.17 1.81 Switzerland FCP Physical Cmdty No SW, LI No Yes Credit Suisse 6-Oct-09 SIX
CS ETF II (CH) on Gold - hedged EUR CSGLDE SW CSGLDE.S - GLDLNEUR CH0104136319 1 1 43 AA EUR 178.13 0.39 Switzerland FCP Physical Cmdty No SW, LI No Yes Credit Suisse 6-Oct-09 SIX
JB Physical Gold Fund USD A JBGOUA SW JBGOUA.S - GOLDLNPM CH0044781141 1 1 42 None USD 1,065.88 2.23 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 31-Oct-08 SIX
JB Physical Gold Fund USD AX JBGOUX SW JBGOUX.S - GOLDLNPM CH0044781257 1 1 42 None USD - 0.98 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 31-Oct-08 SIX
JB Physical Gold Fund EUR A JBGOEA SW JBGOEA.S - GOLDLNPM CH0044781174 1 1 43 None EUR 1,006.83 2.48 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 31-Oct-08 SIX
JB Physical Gold Fund EUR AX JBGOEX SW JBGOEX.S - GOLDLNPM CH0044821699 1 1 45 None EUR - 0.62 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 31-Oct-08 SIX
JB Physical Gold Fund CHF A JBGOCA SW JBGOCA.S - GOLDLNPM CH0044781232 1 1 42 None CHF 1,215.78 2.97 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 31-Oct-08 SIX
JB Physical Gold Fund CHF AX JBGOCX SW JBGOCX.S - GOLDLNPM CH0044821731 1 1 41 None CHF - 0.43 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 31-Oct-08 SIX
JB Physical Gold Fund GBP A JBGOGA SW JBGOGA.S - GOLDLNPM CH0103447766 1 1 53 None GBP 33.14 0.15 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 11-Aug-09 SIX
JB Physical Gold Fund GBP AX JBGOGX SW JBGOGX.S - GOLDLNPM CH0103447790 1 1 53 None GBP - 0.12 Single Asset Physical Cmdty No SW, SG No No Swiss & Global 5-Aug-09 SIX
ComStage ETF NYSE Arca Gold BUGS CD91 GY CBHUI.DE - HUI LU0488317701 S 16 65 R EUR 22.19 0.07 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 17-May-10 Xetra
Boerse Stuttgart CD91 GS CBHUI.SG - HUI LU0488317701 S 16 65 R EUR - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 17-May-10 Stutt
SIX Swiss Exchange CD91 SW CBHUI.S - HUI LU0488317701 S 16 65 R CHF - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
SIX Swiss Exchange CD91US SW CBHUIUS.S - HUI LU0488317701 S 16 65 R USD - 0.00 SICAV Part1 Swaps III G, A, L, SW No No Commerzbank 21-Jul-10 SIX
Market Vectors Gold Miners ETF GDX TQ - - GDM US57060U1007 37 37 55 A USD 7,434.03 0.00 Open Ended Fund Stocks (Fully Rep) No US, MX, UK No No Van Eck 23-Apr-10 Turq
Kuveyt Turk Katilimm GoldPlus ETF GOLDP TI GOLDPf.IS - - TRYKTKB00011 1 1 49 None TRY 0.00 0.00 Turkish Type B Physical Cmdty No T No No Kuveyt Turk 2-Aug-10 Istanbul
ZKB Silver ETF (CHF) ZSIL SW ZSIL.S - - CH0029792717 1 1 60 None CHF 1,471.20 3.68 Single Asset Physical Cmdty No SW No No ZKB 10-May-07 SIX
ZKB Silver ETF (EUR) ZSILEU SW ZSILEU.S - - CH0047533556 1 1 60 None EUR - 1.48 Single Asset Physical Cmdty No SW No No ZKB 16-Jan-09 SIX
ZKB Silver ETF (USD) ZSILUS SW ZSILUS.S - - CH0047533572 1 1 60 None USD - 0.67 Single Asset Physical Cmdty No SW No No ZKB 16-Jan-09 SIX
ZKB Palladium ETF ZPAL SW ZPAL.S - - CH0029792683 1 1 50 None CHF 223.71 0.27 Single Asset Physical Cmdty No SW No No ZKB 10-May-07 SIX
JB Physical Palladium Fund CHF A JBPACA SW JBPACA.S - PLDMLNPM CH0106407239 1 1 50* None CHF 11.06 0.05 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund CHF AX JBPACX SW JBPACX.S - PLDMLNPM CH0106407320 1 1 50* None CHF - 0.00 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund EUR A JBPAEA SW JBPAEA.S - PLDMLNPM CH0106407213 1 1 50* None EUR 5.39 0.00 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund EUR AX JBPAEX SW JBPAEX.S - PLDMLNPM CH0106407312 1 1 50* None EUR - 0.00 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund GBP A JBPAGA SW JBPAGA.S - PLDMLNPM CH0106407254 1 1 50* None GBP 1.83 0.03 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund GBP AX JBPAGX SW JBPAGX.S - PLDMLNPM CH0106407353 1 1 50* None GBP - 0.03 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund USD A JBPAUA SW JBPAUA.S - PLDMLNPM CH0106407205 1 1 50* None USD 7.18 0.01 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Palladium Fund USD AX JBPAUX SW JBPAUX.S - PLDMLNPM CH0106407262 1 1 50* None USD - 0.00 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
ZKB Platinum ETF ZPLA SW ZPLA.S - - CH0029792709 1 1 50 None CHF 462.60 0.91 Single Asset Physical Cmdty No SW No No ZKB 10-May-07 SIX
UBS Index Solutions - Platinum ETF A PTUSA SW IPTUSAS PLTMLNPM CH0116014934 1 1 50 None USD - - Swiss Investment Fund Physical Cmdty No SW No No UBS GAM 14-Sep-10 SIX
SIX Swiss Exchange PTCHA SW PTCHA.S PLTMLNPM CH0116014934 1 1 50 None CHF - - Swiss Investment Fund Physical Cmdty No SW No No UBS GAM 10-Sep-10 SIX
UBS Index Solutions -Platinum ETF I PTUSI SW PTUSI.S IPTUSIS PLTMLNPM CH0116015055 1 1 35 None USD - - Swiss Investment Fund Physical Cmdty No SW No No UBS GAM 14-Sep-10 SIX
SIX Swiss Exchange PTCHI SW PTCHI.S IPTUSIS PLTMLNPM CH0116015055 1 1 35 None CHF - - Swiss Investment Fund Physical Cmdty No SW No No UBS GAM 14-Sep-10 SIX
JB Physical Platinum Fund CHF A JBPLCA SW JBPLDA.S - PLTMLNPM CH0106406280 1 1 50* None CHF 14.82 0.16 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund CHF AX JBPLCX SW JBPLCX.S - PLTMLNPM CH0106407171 1 1 50* None CHF - 0.08 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund EUR A JBPLEA SW JBPLEA.S - PLTMLNPM CH0106406231 1 1 50* None EUR 7.98 0.03 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund EUR AX JBPLEX SW JBPLEX.S - PLTMLNPM CH0106407155 1 1 50* None EUR - 0.01 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund GBP A JBPLGA SW JBPLGA.S - PLTMLNPM CH0106407049 1 1 50* None GBP 2.16 0.01 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund GBP AX JBPLGX SW JBPLGX.S - PLTMLNPM CH0106407197 1 1 50* None GBP - 0.00 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund USD A JBPLUA SW JBPLUA.S - PLTMLNPM CH0106406215 1 1 50* None USD 17.33 0.16 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Platinum Fund USD AX JBPLUX SW JBPLUX.S - PLTMLNPM CH0106407098 1 1 50* None USD - 0.10 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund CHF A JBSICA SW JBSICA.S - SLVRLN CH0106405894 1 1 60* None CHF 60.00 0.32 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund CHF AX JBSICX SW JBSICX.S - SLVRLN CH0106406199 1 1 60* None CHF - 0.19 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund EUR A JBSIEA SW JBSIEA.S - SLVRLN CH0106405860 1 1 60* None EUR 53.56 0.37 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund EUR AX JBSIEX SW JBSIEX.S - SLVRLN CH0106406181 1 1 60* None EUR - 0.20 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund GBP A JBSIGA SW JBSIGA.S - SLVRLN CH0106405928 1 1 60* None GBP 7.10 0.10 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund GBP AX JBSIGX SW JBSIGX.S - SLVRLN CH0106406207 1 1 60* None GBP - 0.11 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund USD A JBSIUA SW JBSIUA.S - SLVRLN CH0106405845 1 1 60* None USD 29.45 0.23 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
JB Physical Silver Fund USD AX JBSIUX SW JBSIUX.S - SLVRLN CH0106405951 1 1 60* None USD - 0.14 Single Asset Physical Cmdty No SW No No Swiss & Global 8-Jan-10 SIX
Market Access RICI-Metals Index Fund M9SC GY A0MMBH.DE MRMINAV ROGRIMTR LU0259320728 S 10 85* R EUR 48.27 0.09 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Apr-07 Xetra
NYSE Euronext Amsterdam MRMI NA MRMI.AS VLRMI ROGRIMTR LU0259320728 S 10 85* R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 21-Aug-07 EN Ams
Wiener Borse MRMI AV LU0259320728.VI VLRMI ROGRIMTR LU0259320728 S 10 85* R EUR - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 14-Dec-07 ATX
Borsa Italiana RICIME IM RICIME.MI MRMINAV ROGRIMTR LU0259320728 S 10 85* R EUR - 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 25-Jun-08 Milan
SIX Swiss Exchange MRMI SW MRMI.S MRMINAV ROGRIMTR LU0259320728 S 10 85* R USD - 0.01 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 28-Apr-08 SIX
London Stock Exchange RICM LN RICIM.L - ROGRIMTR LU0259320728 S 10 85* R GBP - 0.00 Luxembourg SICAV Swaps III A, G, NA, SW, IT, UK No Yes RBS 1-Jul-10 LSE
AMUNDI ETF Commodities S&P GSCI Metals CME FP CME.PA INCME SPGCAPTR FR0010821744 S 7 30 R USD 4.91 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 15-Jan-10 EN Par
Deutsche Boerse CMEGR GY - - SPGCAPTR FR0010821744 S 7 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 7-Apr-10 Xetra
Borsa Italiana CMEV IM - INAGM SPGCAPTR FR0010821744 S 7 30 R EUR - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 20-Apr-10 Milan
SIX Swiss Exchange CME SW CME.S - SPGCAPTR FR0010821744 S 7 30 R USD - 0.00 French FCP Swaps III FR, G, IT, SW No No Amundi 27-Apr-10 SIX
ETFX DAX Global Coal Fund ETLI ID - INKOL DXCOALUT IE00B3CNHF18 S 21 65 R EUR 12.89 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange COAL LN - INKOL DXCOALUT IE00B3CNHF18 S 21 65 R USD - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange COAP LN - INKOL DXCOALUT IE00B3CNHF18 S 21 65 R GB-p - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam KOAL NA KOAL.AS INKOL DXCOALUT IE00B3CNHF18 S 21 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 31-Oct-08 EN Ams
Borsa Italiana COAL IM COAL.MI INKOL DXCOALUT IE00B3CNHF18 S 21 65 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
Deutsche Boerse ETLW GY - - DXCOALUT DE000A0Q8NB0 S 21 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 6-May-10 Xetra

ETFX DAX Global Steel Large Cap Fund ETLM ID - INSTE DXSTEEUT IE00B3CNJ002 S 28 65 R EUR 9.30 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 25-Sep-08 ISE
London Stock Exchange STEE LN - INSTE DXSTEEUT IE00B3CNJ002 S 28 65 R USD - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
London Stock Exchange STEP LN - INSTE DXSTEEUT IE00B3CNJ002 S 28 65 R GB-p - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 7-Nov-08 LSE
NYSE Euronext Amsterdam STEE NA STEE.AS INSTE DXSTEEUT IE00B3CNJ002 S 28 65 R EUR - 0.08 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 30-Sep-08 EN Ams
Borsa Italiana STEE IM STEE.MI INSTE DXSTEEUT IE00B3CNJ002 S 28 65 R EUR - 0.01 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 29-Jan-09 Milan
Deutsche Boerse ETL0 GY DXSTEEUT DE000A0Q8NF1 S 28 65 R EUR - 0.00 Irish VCIC Swaps III I, N, UK, G, IT Yes - ETF Securities 6-May-10 Xetra
Currency
db x-trackers CURRENCY VALUATION ETF XVAL GY XVAL.DE XVALINAV DBPPPEFF LU0328473748 S - 30 R EUR 23.42 0.03 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP Yes Will Seek db x-trackers 6-Feb-08 Xetra
db x-trackers CURRENCY CARRY ETF XCCC GY XCCC.DE XCCCINAV DBHT10EF LU0328474126 S - 30 R EUR 23.87 0.09 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP Yes Will Seek db x-trackers 6-Feb-08 Xetra
db x-trackers CURRENCY MOMENTUM ETF XMOM GY XMOM.DE XMOMINAV DBMOMEFF LU0328474043 S - 30 R EUR 2.41 0.00 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP Yes Will Seek db x-trackers 6-Feb-08 Xetra
db x-trackers CURRENCY RETURNS ETF XCCR GY XCCR.DE XCCRINAV DBCREUF LU0328474472 S - 30 R EUR 293.05 0.76 Luxembourg Part 1 SICAV Swaps III G, F, A, N, L, SP Yes Will Seek db x-trackers 6-Feb-08 Xetra
db x-trackers CURRENCY RETURNS ETF (USD) XCRD LN XCRD.L XCRDINVU DBCRUSF LU0511381047 S - 35 R USD - 0.00 Luxembourg Part 1 SICAV Swaps III A, D, F, G, L, N, S, SW, UK Will Seek Will Seek db x-trackers 29-Jul-10 LSE
db x-trackers CURRENCY RETURNS ETF (GBp) XCRG LN XCRG.L XCRGINVG DBCRGBF LU0511381559 S - 35 R GB-p - 0.03 Luxembourg Part 1 SICAV Swaps III A, D, F, G, L, N, S, SW, UK Will Seek Will Seek db x-trackers 29-Jul-10 LSE
Notes:
Annual TER (bps): * Indicates where only the Management Fee is provided. **Fee structure - no investment management and performance fees charged at level of the ETF.
An investment management fee of 1.5% p.a. and performance fee of 20% above High Water Mark (calculated on a quarterly basis) charged on index components into which
the Fund invests. Performance fee is netted across the various components comprised within MW Indices plc. Admin and Operating Fees 0.25% p.a.
Registrations: Australia (AU), Austria (A), Belgium (B), Brazil (BZ), Canada (CN), Chile (CL), China (CH), Denmark (D), Finland (F), France (FR), Germany (G), Greece (GR),
Hong Kong (HK), Iceland (IC), India (IN), Ireland (I), Israel (IL), Italy (IT), Liechtenstein (LI), Luxembourg (L), Malaysia (MY), Mexico (MX), Netherlands (N), New Zealand (NZ),
Norway (NO), Peru (PR), Portugal (P), Singapore (SG), South Korea (SK), Spain (SP), Sweden (S), Switzerland (SW), Taiwan (TW), Turkey (T), United Kingdom (UK), Other (O).
Dividends (DIV): Annually (A), At least annually (AA), Semi-annually (S), Quarterly (Q), Monthly (M), Reinvested (R), Other (O)
Footnotes:
1. Price, Assets Under Management (AUM) and Average Daily Volume (ADV) captured from Bloomberg on 31 August 2010.
2. 20-day average.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, various ETF providers.
Europe
ETP providers with ETPs listed in Europe, as at end August 2010 Figure 12: ETP providers in Europe ranked by assets, as at end August 2010
End August 2010
Assets % #
ETP provider Short name Website # ETPs (US$ Bn) total planned
ETF Securities ETF Securities www.etfsecurities.com 187 $17.8 90.6% 14
Source Markets Source www.source.info 28 $0.7 3.7% 0
UBS Global Asset Management UBS GAM www.ubs.com/etc 69 $0.2 0.9% 0
RBS RBS marketaccess.rbs.com 18 $0.2 0.8% 0
Societe Generale SocGen www.sglistedproducts.com 42 $0.1 0.7% 0
Barclays (iPath) Barclays (iPath) www.ipathetn.com 12 $0.1 0.4% 0
Standard Commodities Std Commodities markets.rbs.de 1 $0.0 0.2% 0
Barclays (iPath) Deutsche Bank ETF Securities Lyxor
www.ipathetn.com www.dbfunds.db.com www.etfsecurities.com www.lyxoretn.fr Lyxor Lyxor www.lyxoretn.fr 3 $0.0 0.0% 0
GAM Holding AG GAM Holding www.gam.com - - - 4
Total 387 $19.7 100.0% 18
RBS Societe Generale Source Markets UBS Global Asset

marketaccess.rbs.com www.sglistedproducts.com www.source.info Management
www.ubs.com/etc
Standard Commodities
markets.rbs.de
ETPs listed in Europe ETPs listed in Europe

ETPs are products that have similarities to ETFs in the way they trade and settle but they do not use a mutual fund structure. The use
of other structures including grantor trusts, partnerships, notes and commodity pools by ETPs can create different tax and regulatory
implications for investors when compared to ETFs which are funds.

Price ticker Bloomberg of securities TER Trad Assets ADV Legal replication status status Launch
ETP name Bloomberg Reuters Index ISIN ETP Index (BPS) Divs curr (US$ Mn)1 (US$ Mn)1 structure method UCITS Registrations (UKDS) (UKRF) Provider date Exchange
Broad
ETFS All Commodities DJ-UBSCI AIGC LN AIGC.L DJUBSTR GB00B15KY989 S 19 54 None USD 460.29 3.50 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7V GY AIGC.DE DJUBSTR DE000A0KRKC6 S 19 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7V GS - DJUBSTR DE000A0KRKC6 S 19 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGC NA NL44396.AS DJUBSTR GB00B15KY989 S 19 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 21-Dec-06 EN Ams
NYSE Euronext Paris AIGCP FP AIGCP.PA DJUBSTR GB00B15KY989 S 19 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 28-Feb-07 EN Par
Borsa Italiana AIGC IM AIGC.MI DJUBSTR GB00B15KY989 S 19 54 None EUR - 0.48 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange AGCP LN AGCP.L DJUBSTR GB00B15KY989 S 19 54 None GB-p - 0.38 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 29-Oct-07 LSE
ETFS Forward All Commodities DJ-UBSCI-F3 FAIG LN FAIG.L DJUBSF3T JE00B24DMC49 S 19 54 None USD 19.57 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAF GY OD75.DE DJUBSF3T DE000A0SVX34 S 19 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAF GS - DJUBSF3T DE000A0SVX34 S 19 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana FAIG IM FAIG.MI DJUBSF3T JE00B24DMC49 S 19 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
NYSE Euronext Paris FAIGP FP FAIGP.PA DJUBSF3T JE00B24DMC49 S 19 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Feb-08 EN Par
ETFS Leveraged All Commodities DJ-UBSCI LALL LN LALL.L DJUBS JE00B2NFV571 S 19 103 None USD 5.47 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Mar-08 LSE
Deutsche Boerse 4RTS GY - DJUBS DE000A0V9YH5 S 19 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTS GS 4RTS.SG DJUBS DE000A0V9YH5 S 19 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short All Commodities DJ-UBSCI SALL LN SALL.L DJUBS JE00B24DKT75 S 19 103 None USD 3.86 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAT GY - DJUBS DE000A0V9XJ3 S 19 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAT GS 9GAT.SG DJUBS DE000A0V9XJ3 S 19 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
iPath Dow Jones-UBS Commodity Index Total Return ETN DJUB GY DJUB.F DJUBSTR DE000BC1C7J1 S 19 75 None EUR 0.50 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange DJUB LN DJUB.L DJUBSTR DE000BC1C7J1 S 19 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
S&P GSCI Source T-ETC SGSCI GY SGSCI.DE SPGCCITR XS0417130035 S 24 49 None EUR 0.73 0.06 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SGSCI GS SGSCI.SG SPGCCITR XS0417130035 S 24 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
iPath S&P GSCI Index Total Return ETN SPGS GY SPGS.F SPGSCITR DE000BC1DBG1 S 24 75 None EUR 0.47 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange SPGS LN SPGS.L SPGSCITR DE000BC1DBG1 S 24 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
db S&P GSCI ETC XET5 LN - SPGCCITR GB00B3WP6619 S 24 45 None USD 1.03 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Jun-10 LSE
RICI Enhanced Index ETC 9J6I GY 9J6I.DE RIEHGL NL0009360718 S 36 85* None EUR 13.06 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6I GS 9J6I.SG RIEHGL NL0009360718 S 36 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
db Commodity Booster Euro Hedged ETC XCTE GY XCTE.DE DBCMBSEN DE000A1ED2F0 S - 45 None EUR 2.24 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Xetra
Boerse Stuttgart XCTE GS XCTE.SG DBCMBSEN DE000A1ED2F0 S - 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Stutt
db Commodity Booster ETC XCT5 LN XCT5.L DBCMBSUN GB00B3WH1Q22 S - 45 None USD 1.02 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
UBS ETC Composite EUR CMCE LN - XMCETR CH0106337592 S 26 50 None EUR 13.74 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Composite GBP CMCG LN - XMCGTR CH0106337634 S 26 88 None GBP 16.88 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Composite USD CMCI LN - CMCITR CH0106220491 S 26 38 None USD 15.43 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS Bloomberg DJ-UBS Constant Maturity Composite ETC EUR CMDE LN - XMDJCETR CH0110823181 S 19 62 None EUR 1.38 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS Bloomberg DJ-UBS Constant Maturity Composite ETC GBP CMDG LN - XMDJCGTR CH0110825160 S 19 100 None GBP 1.66 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS Bloomberg DJ-UBS Constant Maturity Composite ETC USD CMDJ LN - CMDJCITR CH0110822324 S 19 50 None USD 3.23 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC CMSP USD FLEU LN - CMSPCITR CH0106473702 S 24 50 None USD 3.93 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC CMSP EUR FLEE LN - CMSPCITR CH0106466847 S 24 62 None EUR 2.63 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC CMSP GBP FLEG LN - XMSPCGTR CH0106443218 S 24 100 None GBP 3.15 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS CMCI Active ETC GBP ACTG LN - XMCGTRAM CH0110817050 S 26 175 None GBP 2.92 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS CMCI Active ETC EUR ACTE LN - XMCETRAM CH0110819148 S 26 137 None EUR 2.53 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS CMCI Active ETC USD ACTI LN - CMCITRAM CH0110819502 S 26 125 None USD 3.09 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Essence USD ESSU LN - CMLSLET1 CH0106346650 S - 75 None USD 1.03 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Essence EUR ESSE LN - XMLSLET1 CH0106346908 S - 87 None EUR 1.32 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Essence GBP ESSG LN - XMLSLGT1 CH0106385914 S - 125 None GBP 1.59 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Ex-Energy DJ-UBSCI AIGX LN AIGX.L DJUBXETR GB00B15KYD26 S 15 54 None USD 28.84 0.10 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7X GY AIGX.DE DJUBXETR DE000A0KRKE2 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7X GS - DJUBXETR DE000A0KRKE2 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGX NA NL44398.AS DJUBXETR GB00B15KYD26 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris AIGXP FP AIGXP.PA DJUBXETR GB00B15KYD26 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Mar-07 EN Par
Borsa Italiana AIGX IM AIGX.MI DJUBXETR GB00B15KYD26 S 15 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Non-Energy Source T-ETC SNONEN GY SNONEN.DE SPGCNETR XS0417151544 S 18 49 None EUR 0.02 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SNONEN GS SNONEN.SG SPGCNETR XS0417151544 S 18 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
ETFS Forward Ex-Energy DJ-UBSCI-F3 EXEF LN EXEF.L DJUBXE3T JE00B24DMG86 S 15 54 None USD 0.62 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAJ GY OD78.DE DJUBXE3T DE000A0SVX67 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAJ GS - DJUBXE3T DE000A0SVX67 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana EXEF IM EXEF.MI DJUBXE3T JE00B24DMG86 S 15 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
ETFS Leveraged Ex-Energy DJ-UBSCI LNEY LN LNEY.L DJUBSXE JE00B2NFT641 S 15 103 None USD 0.70 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Mar-08 LSE
Deutsche Boerse 4RTU GY - DJUBSXE DE000A0V9YK9 S 15 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTU GS 4RTU.SG DJUBSXE DE000A0V9YK9 S 15 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Ex-Energy DJ-UBSCI SNEY LN SNEY.L DJUBSXE JE00B24DKX12 S 15 103 None USD 0.52 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAV GY - DJUBSXE DE000A0V9XL9 S 15 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAV GS 9GAV.SG DJUBSXE DE000A0V9XL9 S 15 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETPs listed in Europe (continued) ETPs listed in Europe (continued)


ETP name Bloomberg Reuters index ISIN ETP Index (BPS) Divs curr (US$ Mn)1 (US$ Mn)1 structure method UCITS Registrations (UKDS) (UKRF) Provider date Exchange
Broad (continued)
UBS ETC Food GBP FOOG LN - XMFGTR CH0106384222 S - 105 None GBP 1.85 0.00 Unsecured Note Futures No UK UBS Global AM 10-Mar-10 LSE
UBS ETC Food EUR FOOE LN - XMFETR CH0106365296 S - 63 None EUR 1.51 0.00 Unsecured Note Futures No UK UBS Global AM 10-Mar-10 LSE
UBS ETC Food USD FOOD LN - CMFOTR CH0106365593 S - 55 None USD 1.19 0.00 Unsecured Note Futures No UK UBS Global AM 10-Mar-10 LSE
Agriculture
ETFS Agriculture DJ-UBSCI AIGA LN AIGA.L DJUBAGTR GB00B15KYH63 S 7 54 None USD 1,092.11 12.64 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7U GY AIGA.DE DJUBAGTR DE000A0KRKB8 S 7 54 None EUR - 1.04 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7U GS - DJUBAGTR DE000A0KRKB8 S 7 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGA NA NL44395.AS DJUBAGTR GB00B15KYH63 S 7 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris AIGAP FP AIGAP.PA DJUBAGTR GB00B15KYH63 S 7 54 None EUR - 0.30 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 5-Apr-07 EN Par
Borsa Italiana AIGA IM AIGA.MI DJUBAGTR GB00B15KYH63 S 7 54 None EUR - 0.86 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange AGAP LN AGAP.L DJUBAGTR GB00B15KYH63 S 7 54 None GB-p - 0.23 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 29-Oct-07 LSE
Agriculture Source T-ETC SFARM GY SFARM.DE SPGCAGTR XS0417183406 S 8 49 None EUR 112.04 1.40 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SFARM GS SFARM.SG SPGCAGTR XS0417183406 S 8 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
iPath S&P GSCI Agriculture Index Total Return ETN AGGS GY AGGS.F SPGCAGTR DE000BC1DBJ5 S 8 75 None EUR 0.55 0.01 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange AGGS LN AGGS.L SPGCAGTR DE000BC1DBJ5 S 8 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
RICI Enhanced Agriculture ETC 9J6J GY 9J6J.DE RIEHA NL0009360726 S 20 85* None EUR 10.36 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6J GS 9J6J.SG RIEHA NL0009360726 S 20 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
db Agriculture Booster Euro Hedged ETC XCTF GY XCTF.DE DBCMBAEN DE000A1ED2G8 S - 45 None EUR 8.40 0.43 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Xetra
Boerse Stuttgart XCTF GS XCTF.SG DBCMBAEN DE000A1ED2G8 S - 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Stutt
db S&P GSCI Agriculture ETC XET6 LN XET6.L SPGCAGTR GB00B3S0JK55 S 8 45 None USD 1.23 0.06 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
db Agriculture Booster ETC XCT6 LN XCT6.L DBCMBAUN GB00B3WKJL25 S - 45 None USD 1.15 0.18 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
SG ETN Agricultural GBP Hedged AGCG LN AGCG.L SPGSAGP JE00B3Q5KY34 S 8 167 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Agricultural EUR Hedged AGCE LN AGCE.L SPGSAGP JE00B60FWZ50 S 8 225 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Agricultural USD AGCU LN AGCU.L SPGSAGP JE00B3M1QH08 S 8 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC Agriculture USD AGRY LN - CMAGTR CH0106364364 S - 47 None USD 3.16 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Agriculture EUR AGRE LN - CMAETR CH0106364380 S - 55 None EUR 2.85 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Agriculture GBP AGRG LN - XMAGTR CH0106364422 S - 97 None GBP 3.51 0.00 Unsecured Note Futures No UK - UBS Global AM 10-Mar-10 LSE
ETFS Forward Agriculture DJ-UBSCI-F3 FAGR LN FAGR.L DJUBAG3T JE00B24DMK23 S 7 54 None USD 36.99 0.32 Secured Note Swaps No FR, G, N, IT, UK Yes Y-es ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAL GY 9GAA.DE DJUBAG3T DE000A0SVX83 S 7 54 None EUR - 0.27 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAL GS - DJUBAG3T DE000A0SVX83 S 7 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana FAGR IM FAGR.MI DJUBAG3T JE00B24DMK23 S 7 54 None EUR - 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
NYSE Euronext Paris FAGRP FP FAGRP.PA DJUBAG3T JE00B24DMK23 S 7 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Feb-08 EN Par
ETFS Leveraged Agriculture DJ-UBSCI LAGA LN LAGA.L DJUBSAG JE00B2NFT427 S 7 103 None USD 11.03 0.07 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Mar-08 LSE
Deutsche Boerse 4RTR GY - DJUBSAG DE000A0V9YG7 S 7 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTR GS 4RTR.SG DJUBSAG DE000A0V9YG7 S 7 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Agriculture DJ-UBSCI SAGR LN SAGRA.L DJUBSAG JE00B24DL056 S 7 103 None USD 0.68 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAS GY - DJUBSAG DE000A0V9XH7 S 7 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAS GS 9GAS.SG DJUBSAG DE000A0V9XH7 S 7 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Grains DJ-UBSCI AIGG LN GRNS.L DJUBGRTR GB00B15KYL00 S 3 54 None USD 76.45 1.61 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7Y GY AIGR.DE DJUBGRTR DE000A0KRKF9 S 3 54 None EUR - 0.06 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7Y GS - DJUBGRTR DE000A0KRKF9 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGG NA NL44399.AS DJUBGRTR GB00B15KYL00 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris AIGGP FP AIGGP.PA DJUBGRTR GB00B15KYL00 S 3 54 None EUR - 0.24 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 2-May-07 EN Par
Borsa Italiana AIGG IM GRNS.MI DJUBGRTR GB00B15KYL00 S 3 54 None EUR - 0.09 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange AGGP LN AGGP.L DJUBGRTR GB00B15KYL00 S 3 54 None GB-p - 0.08 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 29-Oct-07 LSE
Grains Source T-ETC SGRAIN GY SGRAIN.DE SPGCGRTR XS0417129961 S 4 49 None EUR 15.57 0.68 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SGRAIN GS SGRAIN.SG SPGCGRTR XS0417129961 S 4 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
iPath S&P GSCI Grains Index Total Return ETN SEED GY SEEG.F SPGCGRTR DE000BC1DBK3 S - 75 None EUR 0.57 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange SEED LN SEEDG.L SPGCGRTR DE000BC1DBK3 S - 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
RICI Enhanced Grains and Oilseeds ETC 9J6L GY 9J6L.DE RIEHGR NL0009360742 S 15 85* None EUR 7.41 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6L GS 9J6L.SG RIEHGR NL0009360742 S 15 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
ETFS Forward Grains DJ-UBSCI-F3 GRAF LN GRAF.L DJUBGR3T JE00B24DMN53 S 3 54 None USD 25.13 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAP GY 9GAD.DE DJUBGR3T DE000A0SVYB4 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAP GS - DJUBGR3T DE000A0SVYB4 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana GRAF IM GRAF.MI DJUBGR3T JE00B24DMN53 S 3 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
NYSE Euronext Paris GRAFP FP GRAFP.PA DJUBGR3T JE00B24DMN53 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Feb-08 EN Par
ETFS Leveraged Grains DJ-UBSCI LGRA LN LGRA.L DJUBSGR JE00B2NFT757 S 3 103 None USD 3.43 0.10 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Mar-08 LSE
Deutsche Boerse 4RTV GY - DJUBSGR DE000A0V9YL7 S 3 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTV GS 4RTV.SG DJUBSGR DE000A0V9YL7 S 3 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Grains DJ-UBSCI SGRA LN SGRA.L DJUBSGR JE00B24DL387 S 3 103 None USD 2.42 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAW GY - DJUBSGR DE000A0V9XM7 S 3 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAW GS 9GAW.SG DJUBSGR DE000A0V9XM7 S 3 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt


Agriculture (continued)
ETFS Softs DJ-UBSCI AIGS LN AIGS.L DJUBSOTR GB00B15KYJ87 S 3 54 None USD 21.47 0.58 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD74 GY AIGS.DE DJUBSOTR DE000A0KRKL7 S 3 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD74 GS - DJUBSOTR DE000A0KRKL7 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGS NA NL44404.AS DJUBSOTR GB00B15KYJ87 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris AIGSP FP AIGSP.PA DJUBSOTR GB00B15KYJ87 S 3 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 30-Mar-07 EN Par
Borsa Italiana AIGS IM AIGS.MI DJUBSOTR GB00B15KYJ87 S 3 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Softs Source T-ETC SSOFT GY SSOFT.DE SPGCSFTR XS0417171815 S - 49 None EUR 7.06 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SSOFT GS SSOFT.SG SPGCSFTR XS0417171815 S - 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
iPath S&P GSCI Softs Index Total Return ETN SOFT GY SOFS.F SPGCSFTR DE000BC1DBL1 S - 75 None EUR 0.48 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange SOFT LN SOFTS.L SPGCSFTR DE000BC1DBL1 S - 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
ETFS Forward Softs DJ-UBSCI-F3S SOFF LN SOFFT.L DJUBSO3T JE00B24DML30 S 3 54 None USD 7.11 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAM GY 9GAB.DE DJUBSO3T DE000A0SVX91 S 3 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAM GS - DJUBSO3T DE000A0SVX91 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana SOFF IM SOFFT.MI DJUBSO3T JE00B24DML30 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
ETFS Leveraged Softs DJ-UBSCI LSFT LN LSFT.L DJUBSSO JE00B2NFTB97 S 3 103 None USD 3.20 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 13-Mar-08 LSE
Deutsche Boerse 4RT0 GY - DJUBSSO DE000A0V9YR4 S 3 103 None EUR - 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT0 GS 4RT0.SG DJUBSSO DE000A0V9YR4 S 3 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Softs DJ-UBSCI SSFT LN SSFT.L DJUBSSO JE00B24DL163 S 3 103 None USD 0.91 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA1 GY - DJUBSSO DE000A0V9XS4 S 3 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA1 GS 9GA1.SG DJUBSSO DE000A0V9XS4 S 3 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Cocoa COCO LN COCO.L - JE00B2QXZK10 S 1 49 None USD 2.10 0.08 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
UBS ETC Cocoa EUR COCE LN - XTQCET CH0106343566 S 1 68 None EUR 1.14 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Cocoa USD COCU LN - CTQCTR CH0106345793 S 1 56 None USD 0.92 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Cocoa GBP COCG LN - XTQCGT CH0106346015 S 1 106 None GBP 1.38 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Leveraged Cocoa LCOC LN LCOC.L DJUBSCC JE00B2NFV803 S 1 103 None USD 3.50 0.18 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 13-Mar-08 LSE
Deutsche Boerse 4RUP GY - DJUBSCC DE000A0V9ZE9 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUP GS - DJUBSCC DE000A0V9ZE9 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Cocoa SCOC LN SCOC.L DJUBSCC JE00B2NFT310 S 1 103 None USD 0.85 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTQ GY - DJUBSCC DE000A0V9YF9 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTQ GS - DJUBSCC DE000A0V9YF9 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Coffee COFF LN COFF.L DJUBKCTR GB00B15KXP72 S 1 54 None USD 16.76 0.58 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7B GY COFF.DE DJUBKCTR DE000A0KRJT2 S 1 54 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7B GS - DJUBKCTR DE000A0KRJT2 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam COFF NA NL44406.AS DJUBKCTR GB00B15KXP72 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris COFFP FP COFFP.PA DJUBKCTR GB00B15KXP72 S 1 54 None EUR - 0.18 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 6-Aug-07 EN Par
Borsa Italiana COFF IM COFF.MI DJUBKCTR GB00B15KXP72 S 1 54 None EUR - 0.14 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Coffee Source T-ETC SCOFF GY SCOFF.DE SPGCKCTR XS0417184040 S 1 49 None EUR 2.10 0.38 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SCOFF GS SCOFF.SG SPGCKCTR XS0417184040 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
ETFS Forward Coffee ETF Securities Planned
ETFS Leveraged Coffee LCFE LN LCFE.L DJUBSKC JE00B2NFTD12 S 1 103 None USD 2.37 0.10 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT2 GY - DJUBSKC DE000A0V9YT0 S 1 103 None EUR - 0.14 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT2 GS 4RT2.SG DJUBSKC DE000A0V9YT0 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Coffee SCFE LN SCFE.L DJUBSKC JE00B24DK538 S 1 103 None USD 3.63 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA3 GY - DJUBSKC DE000A0V9XU0 S 1 103 None EUR - 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA3 GS - DJUBSKC DE000A0V9XU0 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Corn CORN LN CORN.L DJUBCNTR GB00B15KXS04 S 1 54 None USD 118.38 1.93 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7D GY CORN.DE DJUBCNTR DE000A0KRJV8 S 1 54 None EUR - 0.11 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7D GS - DJUBCNTR DE000A0KRJV8 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam CORN NA NL44408.AS DJUBCNTR GB00B15KXS04 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris CORNP FP CORNP.PA DJUBCNTR GB00B15KXS04 S 1 54 None EUR - 0.29 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 2-Apr-07 EN Par
Borsa Italiana CORN IM CORN.MI DJUBCNTR GB00B15KXS04 S 1 54 None EUR - 1.25 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
Corn Source T-ETC SCORN GY SCORN.DE SPGCCNTR XS0417184552 S 1 49 None EUR 8.78 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SCORN GS SCORN.SG SPGCCNTR XS0417184552 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
SG ETN Corn GBP Hedged CONG LN CONGE.L SPGSCNP JE00B3Q71356 S 1 173 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Corn EUR Hedged CONE LN CONE.L SPGSCNP JE00B3MFS544 S 1 232 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Corn USD CONU LN CONU.L SPGSCNP JE00B5PRMS21 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC Corn GBP CRNG LN - XTCNGT CH0106346544 S 1 97 None GBP 1.20 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Corn USD CRNU LN - CTCNTR CH0106346734 S 1 47 None USD 0.94 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Corn EUR CRNE LN - XTCNET CH0106346700 S 1 59 None EUR 1.16 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Forward Corn ETF Securities Planned
ETFS Leveraged Corn LCOR LN LCOR.L DJUBSCN JE00B2NFTG43 S 1 103 None USD 6.71 0.23 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT4 GY DJUBSCN DE000A0V9YV6 S 1 103 None EUR - 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT4 GS 4RT4.SG DJUBSCN DE000A0V9YV6 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt


ETFS Short Corn SCOR LN SCRN.L DJUBSCN JE00B24DK751 S 1 103 None USD 3.31 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA5 GY - DJUBSCN DE000A0V9XW6 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA5 GS - DJUBSCN DE000A0V9XW6 S 1 103 None EUR 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Cotton COTN LN COTN.L DJUBCTTR GB00B15KXT11 S 1 54 None USD 26.78 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7E GY COTN.DE DJUBCTTR DE000A0KRJW6 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7E GS - DJUBCTTR DE000A0KRJW6 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam COTN NA NL44409.AS DJUBCTTR GB00B15KXT11 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris COTNP FP COTNP.PA DJUBCTTR GB00B15KXT11 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 21-Feb-07 EN Par
Borsa Italiana COTN IM COTN.MI DJUBCTTR GB00B15KXT11 S 1 54 None EUR - 0.22 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Cotton Source T-ETC SCOTN GY SCOTN.DE SPGCCTTR XS0417185104 S 1 49 None EUR 5.22 0.20 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SCOTN GS SCOTN.SG SPGCCTTR XS0417185104 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
ETFS Forward Cotton ETF Securities Planned
ETFS Leveraged Cotton LCTO LN LCTO.L DJUBSCT JE00B2NFTH59 S 1 103 None USD 1.62 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 13-Mar-08 LSE
Deutsche Boerse 4RT5 GY - DJUBSCT DE000A0V9YW4 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT5 GS 4RT5.SG DJUBSCT DE000A0V9YW4 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Cotton SCTO LN SCTON.L DJUBSCT JE00B24DK868 S 1 103 None USD 1.30 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA6 GY - DJUBSCT DE000A0V9XX4 S 1 103 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA6 GS - DJUBSCT DE000A0V9XX4 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Soybean Oil SOYO LN SOYO.L DJUBBOTR GB00B15KY435 S 1 54 None USD 5.70 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7P GY SOYO.DE DJUBBOTR DE000A0KRJ69 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7P GS - DJUBBOTR DE000A0KRJ69 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Paris SOYOP FP SOYOP.PA DJUBBOTR GB00B15KY435 S 1 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 30-Mar-07 EN Par
Borsa Italiana SOYO IM SOYO.MI DJUBBOTR GB00B15KY435 S 1 54 None EUR - 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
ETFS Forward Soybean Oil ETF Securities Planned
ETFS Leveraged Soybean Oil LSYO LN LSYO.L DJUBSBO JE00B2NFTT71 S 1 103 None USD 0.85 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUF GY - DJUBSBO DE000A0V9Y65 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUF GS 4RUF.SG DJUBSBO DE000A0V9Y65 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Soybean Oil SSYO LN SSYO.L DJUBSBO JE00B24DKL99 S 1 103 None USD 0.84 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTG GY - DJUBSBO DE000A0V9X74 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTG GS 4RTG.SG DJUBSBO DE000A0V9X74 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Soybeans SOYB LN SOYB.L DJUBSYTR GB00B15KY542 S 1 54 None USD 27.11 0.32 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7Q GY SOYB.DE DJUBSYTR DE000A0KRJ77 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7Q GS - DJUBSYTR DE000A0KRJ77 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam SOYB NA NL44420.AS DJUBSYTR GB00B15KY542 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 29-Dec-06 EN Ams
NYSE Euronext Paris SOYBP FP SOYBP.PA DJUBSYTR GB00B15KY542 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 4-Apr-07 EN Par
Borsa Italiana SOYB IM SOYB.MI DJUBSYTR GB00B15KY542 S 1 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
Soybeans Source T-ETC SSOYB GY SSOYB.DE SPGCSOTR XS0417181533 S 1 49 None EUR 0.54 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SSOYB GS SSOYB.SG SPGCSOTR XS0417181533 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
SG ETN Soybeans GBP Hedged SOYG LN SOYG.L SPGSSOP JE00B3LDHX07 S 1 149 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Soybeans EUR Hedged SOYE LN SOYE.L SPGSSOP JE00B3PCY211 S 1 180 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Soybeans USD SOYU LN SOYU.L SPGSSOP JE00B3NZLL07 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
ETFS Forward Soybeans ETF Securities Planned
ETFS Leveraged Soybeans LSOB LN LSOB.L DJUBSSY JE00B2NFTV93 S 1 103 None USD 1.30 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUG GY - DJUBSSY DE000A0V9Y73 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUG GS 4RUG.SG DJUBSSY DE000A0V9Y73 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Soybeans SSOB LN SSOB.L DJUBSSY JE00B24DKP38 S 1 103 None USD 9.40 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTH GY - DJUBSSY DE000A0V9X82 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTH GS 4RTH.SG DJUBSSY DE000A0V9X82 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
ETFS Sugar SUGA LN SUGA.L DJUBSBTR GB00B15KY658 S 1 54 None USD 63.60 1.65 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7R GY SUGA.DE DJUBSBTR DE000A0KRJ85 S 1 54 None EUR - 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7R GS - DJUBSBTR DE000A0KRJ85 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam SUGA NA NL44421.AS DJUBSBTR GB00B15KY658 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 18-Dec-06 EN Ams
NYSE Euronext Paris SUGAP FP SUGAP.PA DJUBSBTR GB00B15KY658 S 1 54 None EUR - 0.24 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-07 EN Par
Borsa Italiana SUGA IM SUGA.MI DJUBSBTR GB00B15KY658 S 1 54 None EUR - 0.90 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Sugar Source T-ETC SSUGAR GY SSUGAR.DE SPGCSBTR XS0417181616 S 1 49 None EUR 3.19 0.06 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SSUGAR GS SSUGAR.SG SPGCSBTR XS0417181616 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
UBS ETC Sugar USD SUGU LN - CTSBTR CH0106343715 S 1 63 None USD 1.01 0.05 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Sugar EUR SUGE LN - XTSUET CH0106343368 S 1 74 None EUR 0.96 0.06 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Sugar GBP SUGG LN - XTSUGT CH0106343160 S 1 113 None GBP 1.12 0.07 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Forward Sugar ETF Securities Planned
ETFS Leveraged Sugar LSUG LN LSUG.L DJUBSSB JE00B2NFTW01 S 1 103 None USD 9.80 0.28 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUH GY - DJUBSSB DE000A0V9Y81 S 1 103 None EUR - 0.12 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUH GS 4RUH.SG DJUBSSB DE000A0V9Y81 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt


ETFS Short Sugar SSUG LN SSUG.L DJUBSSB JE00B24DKQ45 S 1 103 None USD 2.41 0.07 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTJ GY - DJUBSSB DE000A0V9X90 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTJ GS 4RTJ.SG DJUBSSB DE000A0V9X90 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Wheat WEAT LN WEAT.L DJUBWHTR GB00B15KY765 S 1 54 None USD 115.00 3.81 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7S GY WEAT.DE DJUBWHTR DE000A0KRJ93 S 1 54 None EUR - 0.99 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7S GS - DJUBWHTR DE000A0KRJ93 S 1 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam WEAT NA NL44422.AS DJUBWHTR GB00B15KY765 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris WEATP FP WEATP.PA DJUBWHTR GB00B15KY765 S 1 54 None EUR - 0.93 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 21-Mar-07 EN Par
Borsa Italiana WEAT IM WEAT.MI DJUBWHTR GB00B15KY765 S 1 54 None EUR - 1.11 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
Wheat Source T-ETC SWHEAT GY SWHEAT.DE SPGCWHTR XS0417182937 S 1 49 None EUR 10.23 0.11 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SWHEAT GS SWHEAT.SG SPGCWHTR XS0417182937 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
SG ETN Wheat GBP Hedged WHEG LN WHEG.L SPGSWHP JE00B5PRQF71 S 1 240 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Wheat EUR Hedged WHEE LN WHEE.L SPGSWHP JE00B60RDV46 S 1 293 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Wheat USD WHEU LN WHEU.L SPGSWHP JE00B3P1KP31 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC Wheat USD WHTU LN - CTWWTR CH0106345488 S 1 47 None USD 1.14 0.05 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Wheat EUR WHTE LN - XTWWET CH0106343475 S 1 59 None EUR 1.43 0.02 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Wheat GBP WHTG LN - XTWWGT CH0106344374 S 1 97 None GBP 2.07 0.03 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Forward Wheat ETF Securities Planned
ETFS Leveraged Wheat LWEA LN LWEA.L DJUBSWH JE00B2NFTX18 S 1 103 None USD 16.12 0.84 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 13-Mar-08 LSE
Deutsche Boerse 4RUJ GY - DJUBSWH DE000A0V9Y99 S 1 103 None EUR - 0.22 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUJ GS 4RUJ.SG DJUBSWH DE000A0V9Y99 S 1 103 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Wheat SWEA LN SWEA.L DJUBSWH JE00B24DKR51 S 1 103 None USD 18.24 1.48 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTK GY - DJUBSWH DE000A0V9YA0 S 1 103 None EUR - 0.26 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTK GS - DJUBSWH DE000A0V9YA0 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Alternative
ETFS Carbon CARB LN - - JE00B3CG6315 S 1 49 None EUR 1.55 0.01 Secured Note*** Swaps No N, G, FR, IT, UK - Yes ETF Securities 30-Oct-08 LSE
London Stock Exchange CARP LN - - JE00B3CG6315 S 1 49 None GB-p - 0.00 Secured Note*** Swaps No N, G, FR, IT, UK - Yes ETF Securities 30-Oct-08 LSE
iPath S&P 500 VIX Short-Term Futures ETN VXIS GY VXIS.F SPVXSTR DE000BC1C7Q6 S N/A 89 None EUR 4.87 0.02 Unsecured Note Futures No G, UK No No Barclays (iPath) 9-Dec-09 Xetra
Boerse Stuttgart VXIS GS VXIS.SG SPVXSTR DE000BC1C7Q6 S N/A 89 None EUR - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 12-Jan-10 Stutt
London Stock Exchange VXIS LN VXIS.L SPVXSTR DE000BC1C7Q6 S N/A 89 None GB-p - 0.01 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
iPath VSTOXX Short-Term Futures Total Return ETN VSXX GY VSXX.F VST1MT DE000BC2KTT9 S N/A 89 None EUR 66.08 2.78 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 Xetra
London Stock Exchange VSXX LN VSXX.L VST1MT DE000BC2KTT9 S N/A 89 None EUR - 0.92 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
iPath S&P 500 VIX Mid-Term Futures ETN VXIM GY VXIM.F SPVXMTR DE000BC1C7R4 S N/A 89 None EUR 0.77 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 9-Dec-09 Xetra
Boerse Stuttgart VXIM GS VXIM.SG SPVXMTR DE000BC1C7R4 S N/A 89 None EUR - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 12-Jan-10 Stutt
London Stock Exchange VXIM LN VXIM.L SPVXMTR DE000BC1C7R4 S N/A 89 None GB-p - 0.01 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
Energy
ETFS Energy DJ-UBSCISM AIGE LN AIGE.L DJUBENTR GB00B15KYB02 S 4 54 None USD 175.98 0.97 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7W GY AIGE.DE DJUBENTR DE000A0KRKD4 S 4 54 None EUR - 0.09 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7W GS - DJUBENTR DE000A0KRKD4 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGE NA NL44397.AS DJUBENTR GB00B15KYB02 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris AIGEP FP AIGEP.PA DJUBENTR GB00B15KYB02 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 5-Mar-07 EN Par
Borsa Italiana AIGE IM AIGE.MI DJUBENTR GB00B15KYB02 S 4 54 None EUR - 0.34 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
Energy Source T-ETC SENERGY GY SENERGY.DE SPGCENTR XS0417135695 S 6 49 None EUR 10.43 0.02 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SENERGY GS SENERGY.SG SPGCENTR XS0417135695 S 6 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 11-May-09 Stutt
iPath S&P GSCI Energy Index Total Return ETN NRGY GY NRGY.F SPGCENTR DE000BC1DBH9 S 6 75 None EUR 0.44 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange NRGY LN NRGY.L SPGCENTR DE000BC1DBH9 S 6 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
UBS ETC Energy GBP ENRG LN - XMEGTR CH0106337691 S - 90 None GBP 1.35 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Energy USD ENER LN - CMENTR CH0106338160 S - 40 None USD 0.89 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Energy EUR ENRE LN - XMEETR CH0106337758 S - 52 None EUR 1.10 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
db Energy Booster Euro Hedged ETC XCTH GY XCTH.DE DBCMBEEN DE000A1ED2J2 S - 45 None EUR 1.06 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Xetra
Boerse Stuttgart XCTH GS XCTH.SG DBCMBEEN DE000A1ED2J2 S - 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Stutt
db S&P GSCI Energy ETC XET8 LN XET8.L SPGCENTR GB00B455N087 S 6 45 None USD 0.98 0.02 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
db Energy Booster ETC XCT8 LN XCT8.L DBCMBEUN GB00B3QRNJ57 S - 45 None USD 0.99 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
ETFS Forward Energy DJ-UBSCI-F3 ENEF LN ENEF.L DJUBEN3T JE00B24DMD55 S 4 54 None USD 37.90 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAG GY OD76.DE DJUBEN3T DE000A0SVX42 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAG GS - DJUBEN3T DE000A0SVX42 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana ENEF IM ENEF.MI DJUBEN3T JE00B24DMD55 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
NYSE Euronext Paris ENEFP FP ENEFP.PA DJUBEN3T JE00B24DMD55 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Feb-08 EN Par
ETFS Leveraged Energy DJ-UBSCI LNRG LN LNRG.L DJUBSEN JE00B2NFT534 S 1 103 None USD 0.86 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTT GY - DJUBSEN DE000A0V9YJ1 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTT GS 4RTT.SG DJUBSEN DE000A0V9YJ1 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt


Energy (continued)
ETFS Short Energy DJ-UBSCI SNRG LN SNRG.L DJUBSEN JE00B24DKV97 S 1 103 None USD 3.08 0.10 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAU GY - DJUBSEN DE000A0V9XK1 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAU GS 9GAU.SG DJUBSEN DE000A0V9XK1 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Light Energy Source T-ETC SGSLE GY SGSLE.DE SPGCLETR XS0417130894 S 12 49 None EUR 10.96 0.18 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SGSLE GS SGSLE.SG SPGCLETR XS0417130894 S 12 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
Ultra-Light Energy Source T-ETC SGSULE GY SGSULE.DE SPGCUETR XS0417181889 S 24 49 None EUR 0.53 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SGSULE GS SGSULE.SG SPGCUETR XS0417181889 S 24 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
ETFS Brent 1mth OILB LN OILB.L - GB00B0CTWC01 S 1 49 None USD 319.23 3.53 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 28-Jul-05 LSE
Deutsche Boerse OESA GY OILB.DE - DE000A0KRKM5 S 1 49 None EUR - 0.26 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 31-Oct-06 Xetra
Boerse Stuttgart OESA GS - - DE000A0KRKM5 S 1 49 None EUR - 0.08 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 2-Nov-06 Stutt
NYSE Euronext Amsterdam OILB NA NL44544.AS - GB00B0CTWC01 S 1 49 None EUR - 0.00 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 28-Jul-06 EN Ams
NYSE Euronext Paris OILBP FP OILBP.PA - GB00B0CTWC01 S 1 49 None EUR - 0.29 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 28-Feb-07 EN Par
Borsa Italiana OILB IM OILB.MI - GB00B0CTWC01 S 1 49 None EUR - 0.33 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange OLBP LN OLBP.L - GB00B0CTWC01 S 1 49 None GB-p - 0.51 Secured Note*** Swaps No FR, G, N, IT, UK, MX Yes Yes ETF Securities 29-Oct-07 LSE
ETFS Brent 1yr OSB1 LN OSB1.L - JE00B1YN4R61 S 1 49 None USD 16.88 0.64 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Aug-07 LSE
ETFS Brent 2yr OSB2 LN OSB2.L - JE00B1YNWG12 S 1 49 None USD 2.56 0.00 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 14-Aug-07 LSE
ETFS Brent 3yr OSB3 LN OSB3.L - JE00B1YP7409 S 1 49 None USD 3.35 0.03 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 14-Aug-07 LSE
ETFS WTI Oil OILW LN OILW.L - GB00B0CTWK84 S 1 49* None USD 131.51 2.22 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-May-06 LSE
Deutsche Boerse OESB GY OILW.DE - DE000A0KRKN3 S 1 49* None EUR - 0.18 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 31-Oct-06 Xetra
Boerse Stuttgart OESB GS - - DE000A0KRKN3 S 1 49* None EUR - 0.02 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 2-Nov-06 Stutt
NYSE Euronext Amsterdam OILW NA NL44545.AS - GB00B0CTWK84 S 1 49* None USD - 0.00 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 28-Jul-06 EN Ams
NYSE Euronext Paris OILWP FP OILWP.PA - GB00B0CTWK84 S 1 49* None EUR - 0.05 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Apr-07 EN Par
Borsa Italiana OILW IM OILW.MI - GB00B0CTWK84 S 1 49* None EUR - 0.09 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange OLWP LN OLWP.L - GB00B0CTWK84 S 1 49* None GB-p - 0.10 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 29-Oct-07 LSE
ETFS WTI 1yr OSW1 LN OSW1.L - JE00B1YPB605 S 1 49* None USD 5.50 0.04 Secured Note*** Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Aug-07 LSE
ETFS Crude Oil CRUD LN CRUD.L DJUBCLTR GB00B15KXV33 S 1 54 None USD 475.75 5.20 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7F GY CRUD.DE DJUBCLTR DE000A0KRJX4 S 1 54 None EUR - 0.26 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7F GS - DJUBCLTR DE000A0KRJX4 S 1 54 None EUR - 0.06 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam CRUD NA NL44410.AS DJUBCLTR GB00B15KXV33 S 1 54 None EUR - 0.00 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris CRUDP FP CRUDP.PA DJUBCLTR GB00B15KXV33 S 1 54 None EUR - 0.20 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 21-Feb-07 EN Par
Borsa Italiana CRUD IM CRUD.MI DJUBCLTR GB00B15KXV33 S 1 54 None EUR - 2.12 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
Chi-X CRUD IX - DJUBCLTR GB00B15KXV33 S 1 54 None USD - 0.00 Secured Note*** Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 4-Dec-09 Chi-X
S&P GSCI Crude Oil Enhanced Source T-ETC SEWTI GY SEWTI.DE SGECCLTR XS0454792184 S 1 49 None EUR 16.16 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 30-Oct-09 Xetra
Boerse Stuttgart SEWTI GS SEWTI.SG SGECCLTR XS0454792184 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 10-Nov-09 Stutt
Crude Oil Source T-ETC SWTI GY SWTI.DE SPGCCLTR XS0417132247 S 1 49 None EUR 1.50 0.11 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SWTI GS SWTI.SG SPGCCLTR XS0417132247 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
Lyxor ETN Oil 7001S FP - SGIXWTIL XS0416703808 S 1 60 None EUR 0.00 0.01 Secured Note SGI Smart WTI indexNo FR, G No - Lyxor 19-Jun-09 EN Par
Deutsche Boerse ETNOIL GR - SGIXWTIL XS0416703808 S 1 60 None EUR - 0.00 Secured Note SGI Smart WTI indexNo FR, G No - Lyxor 26-Oct-09 Xetra
S&P GSCI Brent Crude ETC 9J6Q GY 9J6Q.DE SPGCBRTR NL0009360783 S 1 35* None EUR 11.39 0.01 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6Q GS 9J6Q.SG SPGCBRTR NL0009360783 S 1 35* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
S&P GSCI Crude Oil ETC 9J6R GY 9J6R.DE SPGCCLTR NL0009360791 S 1 35* None EUR 10.76 0.01 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6R GS 9J6R.SG SPGCCLTR NL0009360791 S 1 35* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
RICI Enhanced Brent Crude Oil ETC 9J6M GY 9J6M.DE RIEHCOTR NL0009360759 S 1 85* None EUR 11.73 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6M GS 9J6M.SG RIEHCOTR NL0009360759 S 1 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
RICI Enhanced WTI Crude Oil ETC 9J6N GY 9J6N.DE RIEHCLTR NL0009360767 S 1 85* None EUR 11.57 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6N GS 9J6N.SG RIEHCLTR NL0009360767 S 1 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
db ETC Brent Crude Oil Euro Hedged XETC GY - - DE000A1AQGX1 S 1 45 None EUR 16.43 0.01 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Xetra
Boerse Stuttgart XETC GS XETC.SG - DE000A1AQGX1 S 1 45 None EUR - 0.02 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Stutt
db WTI Crude Oil Booster ETC XCT9 LN XCT9.L DBLCCLUN GB00B3SC0P31 S 1 45 None USD 1.00 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
SG ETN Crude Oil GBP Hedged CRDG LN CRDG.L SPGSCLP JE00B3MFV449 S 1 219 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Crude Oil EUR Hedged CRDE LN CRDE.L SPGSCLP JE00B3MJ8G77 S 1 241 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Crude Oil USD CRDU LN CRDU.L SPGSCLP JE00B3M22V97 S 1 40 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC WTI Crude Oil USD OILD LN - CTWCTR CH0106365767 S 1 30 None USD 4.53 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC WTI Crude Oil GBP OILL LN - XTWCGT CH0106383919 S 1 80 None GBP 6.81 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC WTI Crude Oil EUR OILE LN - XTWCET CH0106347062 S 1 42 None EUR 5.56 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Brent GBP LCOG LN - XTCGTR CH0106379933 S 1 80 None GBP 3.37 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Brent EUR LCOE LN - XTCETR CH0106381624 S 1 42 None EUR 3.45 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Brent USD LCOU LN - CTCOTR CH0106381715 S 1 30 None USD 3.93 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Forward Crude Oil FCRU LN - DJUBCL3T JE00B24DLX86 S 1 49 None USD 9.88 0.07 Secured Note Swaps No UK - - ETF Securities 12-Nov-09 LSE


Energy (continued)
ETFS Leveraged Crude Oil LOIL LN LOIL.L DJUBSCL JE00B2NFTJ73 S 1 103 None USD 180.67 3.26 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT6 GY - DJUBSCL DE000A0V9YX2 S 1 103 None EUR - 0.66 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT6 GS 4RT6.SG DJUBSCL DE000A0V9YX2 S 1 103 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
Chi-X LOIL IX - DJUBSCL JE00B2NFTJ73 S 1 103 None USD - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Dec-09 Chi-X
ETFS Short Crude Oil SOIL LN SOIL.L DJUBSCL JE00B24DK975 S 1 103 None USD 99.83 2.38 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA7 GY - DJUBSCL DE000A0V9XY2 S 1 103 None EUR - 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA7 GS - DJUBSCL DE000A0V9XY2 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Lyxor ETN Short Oil 7002S FP - SGIXWTIS XS0416714599 S 1 70 None EUR 0.00 0.01 Secured Note WTI Future No FR No - Lyxor 23-Jun-09 EN Par
Deutsche Boerse ETNOIS GR - SGIXWTIS XS0416714599 S 1 70 None EUR - 0.00 Secured Note WTI Future No G No - Lyxor 26-Oct-09 Xetra
db ETC Monthly Short Brent Crude Oil Euro Hedged XETA GY - DBLHBSEN DE000A1AQGW3 S 1 45 None EUR 1.30 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Xetra
Boerse Stuttgart XETA GS XETA.SG DBLHBSEN DE000A1AQGW3 S 1 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Stutt
ETFS Gasoline UGAS LN UGAS.L DJUBRBTR GB00B15KXW40 S 1 54 None USD 8.59 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7G GY UGAS.DE DJUBRBTR DE000A0KRJY2 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7G GS - DJUBRBTR DE000A0KRJY2 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam UGAS NA NL44411.AS DJUBRBTR GB00B15KXW40 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 28-Dec-06 EN Ams
NYSE Euronext Paris UGASP FP UGASP.PA DJUBRBTR GB00B15KXW40 S 1 54 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 26-Sep-07 EN Par
Borsa Italiana UGAS IM UGAS.MI DJUBRBTR GB00B15KXW40 S 1 54 None EUR - 0.06 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
ETFS Forward Gasoline ETF Securities Planned
ETFS Leveraged Gasoline LGAS LN LGAS.L DJUBSRB JE00B2NFTK88 S 1 103 None USD 0.99 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT7 GY - DJUBSRB DE000A0V9YY0 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT7 GS 4RT7.SG DJUBSRB DE000A0V9YY0 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Gasoline SGAS LN SGAS.L DJUBSRB JE00B24DKB91 S 1 103 None USD 0.52 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA8 GY - DJUBSRB DE000A0V9XZ9 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA8 GS - DJUBSRB DE000A0V9XZ9 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Heating Oil HEAT LN HEAT.L DJUBHOTR GB00B15KXY63 S 1 54 None USD 6.71 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7I GY HEAT.DE DJUBHOTR DE000A0KRJ02 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7I GS - DJUBHOTR DE000A0KRJ02 S 1 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Paris HEATP FP HEATP.PA DJUBHOTR GB00B15KXY63 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 5-Mar-07 EN Par
Borsa Italiana HEAT IM HEAT.MI DJUBHOTR GB00B15KXY63 S 1 54 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
ETFS Forward Heating Oil HEAF LN HEAF.L DJUBHO3T JE00B24DM021 S 1 54 None USD 0.10 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 29-Nov-07 LSE
ETFS Leveraged Heating Oil LHEO LN LHEO.L DJUBSHO JE00B2NFTM03 S 1 103 None USD 0.37 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT9 GY - DJUBSHO DE000A0V9Y08 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT9 GS 4RT9.SG DJUBSHO DE000A0V9Y08 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Heating Oil SHEA LN SHEA.L DJUBSHO JE00B24DKD16 S 1 103 None USD 0.54 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTA GY - DJUBSHO DE000A0V9X17 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTA GS 4RTA.SG DJUBSHO DE000A0V9X17 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Natural Gas NGAS LN NGAS.L DJUBNGTR GB00B15KY104 S 1 54 None USD 547.50 2.35 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7L GY NGAS.DE DJUBNGTR DE000A0KRJ36 S 1 54 None EUR - 0.32 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7L GS - DJUBNGTR DE000A0KRJ36 S 1 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam NGAS NA NL44416.AS DJUBNGTR GB00B15KY104 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris NGASP FP NGASP.PA DJUBNGTR GB00B15KY104 S 1 54 None EUR - 0.37 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 5-Apr-07 EN Par
Borsa Italiana NGAS IM NGAS.MI DJUBNGTR GB00B15KY104 S 1 54 None EUR - 3.26 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange NGSP LN NGSP.L DJUBNGTR GB00B15KY104 S 1 54 None GB-p - 0.35 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 29-Oct-07 LSE
Chi-X NGAS IX - DJUBNGTR GB00B15KY104 S 1 54 None USD - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 4-Dec-09 Chi-X
Natural Gas Source T-ETC SNGAS GY SNGAS.DE SPGCNGTR XS0417151114 S 1 49 None EUR 0.87 0.01 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SNGAS GS SNGAS.SG SPGCNGTR XS0417151114 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
S&P GSCI Natural Gas ETC 9J6S GY 9J6S.DE SPGCNGTR NL0009360809 S 1 35* None EUR 8.27 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6S GS 9J6S.SG SPGCNGTR NL0009360809 S 1 35* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
RICI Enhanced Natural Gas ETC 9J6P GY 9J6P.DE RIEHNGTR NL0009360775 S 1 85* None EUR 8.11 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6P GS 9J6P.SG RIEHNGTR NL0009360775 S 1 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
db Natural Gas Booster Euro Hedged ETC XCTK GY XCTK.DE DBLCNGEN DE000A1ED2K0 S 1 45 None EUR 1.13 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Xetra
Boerse Stuttgart XCTK GS XCTK.SG DBLCNGEN DE000A1ED2K0 S 1 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Stutt
db Natural Gas Booster ETC XCT2 LN XCT2.L DBLCNGUN GB00B438CS06 S 1 45 None USD 0.88 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
SG ETN NatGas GBP Hedged GASG LN GASG.L SPGSNGP JE00B5PD7P29 S 1 196 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Nat Gas EUR Hedged GASE LN GASER.L SPGSNGP JE00B3P0Y146 S 1 181 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN NatGas USD GASU LN GASU.L SPGSNGP JE00B5PPQB77 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC Natural Gas USD NATU LN - CTNGTR CH0106343228 S 1 40 None USD 3.68 0.02 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Natural Gas GBP NATG LN - XTNGGT CH0106344630 S 1 90 None GBP 4.78 0.03 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Natural Gas EUR NATE LN - XTNGET CH0106343442 S 1 52 None EUR 3.90 0.02 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE


Energy (continued)
ETFS Forward Natural Gas NGAF LN NGAF.L DJUBNG3T JE00B24DM351 S 1 54 None USD 38.16 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 29-Nov-07 LSE
Deutsche Boerse 9GAQ GY 9GAE.DE DJUBNG3T DE000A0SVYC2 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAQ GS - DJUBNG3T DE000A0SVYC2 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana NGAF IM NGAF.MI DJUBNG3T JE00B24DM351 S 1 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
NYSE Euronext Paris NGAFP FP NGAFP.PA DJUBNG3T JE00B24DM351 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Feb-08 EN Par
ETFS Leveraged Natural Gas LNGA LN LNGA.L DJUBSNG JE00B2NFTQ41 S 1 103 None USD 281.54 1.66 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUC GY - DJUBSNG DE000A0V9Y32 S 1 103 None EUR - 0.42 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUC GS 4RUC.SG DJUBSNG DE000A0V9Y32 S 1 103 None EUR - 0.06 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Natural Gas SNGA LN SNGA.L DJUBSNG JE00B24DKH53 S 1 103 None USD 4.50 0.11 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTD GY - DJUBSNG DE000A0V9X41 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTD GS 4RTD.SG DJUBSNG DE000A0V9X41 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Petroleum DJ-UBSCI AIGO LN AIGO.L DJUBPETR GB00B15KYC19 S 3 54 None USD 17.67 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD72 GY AIGO.DE DJUBPETR DE000A0KRKJ1 S 3 54 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD72 GS - DJUBPETR DE000A0KRKJ1 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGO NA NL44402.AS DJUBPETR GB00B15KYC19 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris AIGOP FP AIGOP.PA DJUBPETR GB00B15KYC19 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Mar-07 EN Par
Borsa Italiana AIGO IM AIGO.MI DJUBPETR GB00B15KYC19 S 3 54 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Petroleum Source T-ETC SPETRO GY SPETRO.DE SPGCPTTR XS0417152278 S 5 49 None EUR 0.30 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SPETRO GS SPETRO.SG SPGCPTTR XS0417152278 S 5 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
ETFS Forward Petroleum DJ-UBSCI-F3 FPET LN FPET.L DJUBPE3T JE00B24DMF79 S 3 54 None USD 7.06 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAH GY OD77.DE DJUBPE3T DE000A0SVX59 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAH GS - DJUBPE3T DE000A0SVX59 S 3 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana FPET IM FPET.MI DJUBPE3T JE00B24DMF79 S 3 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
ETFS Leveraged Petroleum DJ-UBSCI LPET LN LPET.L DJUBSPE JE00B2NFT971 S 1 103 None USD 0.89 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTY GY - DJUBSPE DE000A0V9YP8 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTY GS 4RTY.SG DJUBSPE DE000A0V9YP8 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Petroleum DJ-UBSCI SPET LN SPTO.L DJUBSPE JE00B24DKW05 S 1 103 None USD 0.51 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAZ GY - DJUBSPE DE000A0V9XQ8 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAZ GS 9GAZ.SG DJUBSPE DE000A0V9XQ8 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Livestock
ETFS Livestock DJ-UBSCI AIGL LN AIGL.L DJUBLITR GB00B15KYK92 S 2 54 None USD 34.35 0.16 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD71 GY AIGL.DE DJUBLITR DE000A0KRKH5 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD71 GS - DJUBLITR DE000A0KRKH5 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGL NA NL44401.AS DJUBLITR GB00B15KYK92 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 19-Dec-06 EN Ams
NYSE Euronext Paris AIGLP FP AIGLP.PA DJUBLITR GB00B15KYK92 S 2 54 None EUR - 0.11 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 5-Mar-07 EN Par
Borsa Italiana AIGL IM AIGL.MI DJUBLITR GB00B15KYK92 S 2 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Livestock Source T-ETC SLIVE GY SLIVE.DE SPGCLVTR XS0417150819 S 3 49 None EUR 1.01 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SLIVE GS SLIVE.SG SPGCLVTR XS0417150819 S 3 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 15-May-09 Stutt
iPath S&P GSCI Livestock Index Total Return ETN MOOO GY MOOL.F SPGCLVTR DE000BC1DBM9 S 3 75 None EUR 0.85 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange MOOO LN MOOL.L SPGCLVTR DE000BC1DBM9 S 3 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
UBS ETC Livestock GBP LVSG LN - XMLGTR CH0106384024 S - 104 None GBP 0.56 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Livestock USD LIVD LN - CMLVTR CH0106370825 S - 54 None USD 0.78 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Livestock EUR LIVE LN - XMLETR CH0106365841 S - 66 None EUR 0.46 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Forward Livestock DJ-UBSCI-F3 FLIV LN FLIV.L DJUBLI3T JE00B24DMM47 S 2 54 None USD 1.49 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAN GY 9GAC.DE DJUBLI3T DE000A0SVYA6 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAN GS - DJUBLI3T DE000A0SVYA6 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana FLIV IM FLIV.MI DJUBLI3T JE00B24DMM47 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
ETFS Leveraged Livestock DJ-UBSCI LLST LN LLST.L DJUBSLI JE00B2NFT864 S 2 103 None USD 0.62 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTX GY - DJUBSLI DE000A0V9YN3 S 2 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTX GS 4RTX.SG DJUBSLI DE000A0V9YN3 S 2 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Livestock DJ-UBSCI SLST LN SLST.L DJUBSLI JE00B24DL270 S 2 103 None USD 0.14 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAY GY - DJUBSLI DE000A0V9XP0 S 2 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAY GS 9GAY.SG DJUBSLI DE000A0V9XP0 S 2 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Lean Hogs HOGS LN HOGS.L DJUBLHTR GB00B15KXZ70 S 1 54 None USD 21.77 0.11 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7J GY HOGS.DE DJUBLHTR DE000A0KRJ10 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7J GS - DJUBLHTR DE000A0KRJ10 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Paris HOGSP FP HOGSP.PA DJUBLHTR GB00B15KXZ70 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Feb-07 EN Par
Borsa Italiana HOGS IM HOGS.MI DJUBLHTR GB00B15KXZ70 S 1 54 None EUR - 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
ETFS Forward Lean Hogs HOGF LN HOGF.L DJUBLH3T JE00B24DM138 S 1 54 None USD 0.36 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 29-Nov-07 LSE
ETFS Leveraged Lean Hogs LLHO LN LLHO.L DJUBSLH JE00B2NFTN10 S 1 103 None USD 1.83 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUA GY - DJUBSLH DE000A0V9Y16 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUA GS 4RUA.SG DJUBSLH DE000A0V9Y16 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt


Livestock (continued)
ETFS Short Lean Hogs SLHO LN SLHO.L DJUBSLH JE00B24DKF30 S 1 103 None USD 0.95 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTB GY - DJUBSLH DE000A0V9X25 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTB GS 4RTB.SG DJUBSLH DE000A0V9X25 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Live Cattle CATL LN CATL.L DJUBLCTR GB00B15KY096 S 1 54 None USD 11.28 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7K GY CATL.DE DJUBLCTR DE000A0KRJ28 S 1 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7K GS - DJUBLCTR DE000A0KRJ28 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Paris CATLP FP CATLP.PA DJUBLCTR GB00B15KY096 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 9-Mar-07 EN Par
Borsa Italiana CATL IM CATL.MI DJUBLCTR GB00B15KY096 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
ETFS Forward Live Cattle CATF LN CATF.L DJUBLC3T JE00B24DM245 S 1 54 None USD 0.74 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 29-Nov-07 LSE
ETFS Leveraged Live Cattle LLCT LN LLCT.L DJUBSLC JE00B2NFTP34 S 1 103 None USD 0.63 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUB GY - DJUBSLC DE000A0V9Y24 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUB GS 4RUB.SG DJUBSLC DE000A0V9Y24 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Live Cattle SLCT LN SCAT.L DJUBSLC JE00B24DKG47 S 1 103 None USD 0.34 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTC GY - DJUBSLC DE000A0V9X33 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTC GS 4RTC.SG DJUBSLC DE000A0V9X33 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Industrial metals
ETFS Industrial Metals DJ-UBSCI AIGI LN AIGI.L DJUBINTR GB00B15KYG56 S 4 54 None USD 207.39 1.41 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7Z GY AIGI.DE DJUBINTR DE000A0KRKG7 S 4 54 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7Z GS - DJUBINTR DE000A0KRKG7 S 4 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGI NA NL44400.AS DJUBINTR GB00B15KYG56 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 22-Dec-06 EN Ams
NYSE Euronext Paris AIGIP FP AIGIP.PA DJUBINTR GB00B15KYG56 S 4 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 30-Mar-07 EN Par
Borsa Italiana AIGI IM AIGI.MI DJUBINTR GB00B15KYG56 S 4 54 None EUR - 0.37 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
Industrial Metals Source T-ETC SIMETL GY SIMETL.DE SPGCINTR XS0417130381 S 5 49 None EUR 11.24 0.05 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SIMETL GS SIMETL.SG SPGCINTR XS0417130381 S 5 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
iPath S&P GSCI Industrial Metals Index Total Return ETN IMET GY IMET.F SPGCINTR DE000BC1C7K9 S 5 75 None EUR 0.49 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange IMET LN IMET.L SPGCINTR DE000BC1C7K9 S 5 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
UBS ETC Industrial Metals USD INDU LN - CMIMTR CH0106338327 S - 37 None USD 1.08 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Industrial Metals GBP INDG LN - XMIGTR CH0106338269 S - 87 None GBP 1.65 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Industrial Metals EUR INDE LN - XMIETR CH0106338178 S - 49 None EUR 1.34 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
RICI Enhanced Industrial Metals ETC 9J6K GY 9J6K.DE RIEHIM NL0009360734 S 6 85* None EUR 5.91 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6K GS 9J6K.SG RIEHIM NL0009360734 S 6 85* None EUR - 0.00 Secured Note Futures, Forwards No G - - RBS 29-Apr-10 Stutt
db ETC Industrial Metals Euro Hedged XETD GY - DBLCYEMN DE000A1AQGY9 S 3 45 None EUR 16.04 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Xetra
Boerse Stuttgart XETD GS XETD.SG DBLCYEMN DE000A1AQGY9 S 3 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Stutt
db Industrial Metals Booster Euro Hedged ETC XCTG GY XCTG.DE DBCMBIEN DE000A1ED2H6 S 1 45 None EUR 5.54 0.01 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Xetra
Boerse Stuttgart XCTG GS XCTG.SG DBCMBIEN DE000A1ED2H6 S 1 45 None EUR - 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 16-Apr-10 Stutt
db S&P GSCI Industrial Metals ETC XET7 LN XET7.L SPGCINTR GB00B3YH0180 S 5 45 None USD 1.07 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
db Industrial Metals Booster ETC XCT7 LN XCT7.L DBCMBIUN GB00B3WKDS73 S - 45 None USD 1.07 0.03 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 9-Jul-10 LSE
ETFS Forward Industrial Metals DJ-UBSCI-F3 FIND LN FINDE.L DJUBIN3T JE00B24DMJ18 S 4 54 None USD 31.57 0.14 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Oct-07 LSE
Deutsche Boerse 9GAK GY OD79.DE DJUBIN3T DE000A0SVX75 S 4 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Xetra
Boerse Stuttgart 9GAK GS - DJUBIN3T DE000A0SVX75 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Nov-07 Stutt
Borsa Italiana FIND IM FINDT.MI DJUBIN3T JE00B24DMJ18 S 4 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 23-Jan-08 Milan
ETFS Leveraged Industrial Metal DJ-UBSCI LIME LN LIME.L DJUBSIN JE00B2NFV688 S 1 103 None USD 2.67 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTW GY - DJUBSIN DE000A0V9YM5 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTW GS 4RTW.SG DJUBSIN DE000A0V9YM5 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Industrial Metals DJ-UBSCI SIMT LN SIME.L DJUBSIN JE00B24DKZ36 S 1 103 None USD 24.47 0.09 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GAX GY - DJUBSIN DE000A0V9XN5 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GAX GS 9GAX.SG DJUBSIN DE000A0V9XN5 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Aluminium ALUM LN ALMN.L DJUBALTR GB00B15KXN58 S 1 54 None USD 39.91 0.25 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7A GY ALUM.DE DJUBALTR DE000A0KRJS4 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7A GS - DJUBALTR DE000A0KRJS4 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam ALUM NA NL44405.AS DJUBALTR GB00B15KXN58 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris ALUMP FP ALUMP.PA DJUBALTR GB00B15KXN58 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Feb-07 EN Par
Borsa Italiana ALUM IM ALMN.MI DJUBALTR GB00B15KXN58 S 1 54 None EUR - 0.08 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
S&P GSCI Aluminum Source T-ETC SALUMI GY SALUMI.DE SPGCIATR XS0470829358 S 1 49 None EUR 1.13 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 15-Dec-09 Xetra
Boerse Stuttgart SALUMI GS SALUMI.SG SPGCIATR XS0470829358 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 15-Dec-09 Stutt
SG ETN Aluminium GBP Hedged ALMG LN ALMG.L SPGSIAP JE00B3MHVS43 S 1 179 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Aluminium EUR Hedged ALME LN ALMNE.L SPGSIAP JE00B3PQYQ71 S 1 197 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Aluminium USD ALMU LN ALMU.L SPGSIAP JE00B60RKG87 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC Aluminium EUR ALUE LN - XTLAET CH0106342949 S 1 49 None EUR 0.95 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Aluminium USD ALUU LN - CTLATR CH0106343095 S 1 37 None USD 0.76 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Aluminium GBP ALUG LN - XTLAGT CH0106342659 S 1 87 None GBP 1.17 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE


Industrial metals (continued)
GAM Holding Aluminium GAM Holding Planned
ETFS Forward Aluminium ETF Securities Planned
ETFS Leveraged Aluminium LALU LN LALU.L DJUBSAL JE00B2NFTC05 S 1 103 None USD 7.70 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT1 GY - DJUBSAL DE000A0V9YS2 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT1 GS 4RT1.SG DJUBSAL DE000A0V9YS2 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Aluminium SALU LN SALUM.L DJUBSAL JE00B24DK421 S 1 103 None USD 3.27 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA2 GY - DJUBSAL DE000A0V9XT2 S 1 103 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA2 GS 9GA2.SG DJUBSAL DE000A0V9XT2 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Copper COPA LN COPA.L DJUBHGTR GB00B15KXQ89 S 1 54 None USD 126.65 0.98 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7C GY COPA.DE DJUBHGTR DE000A0KRJU0 S 1 54 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7C GS - DJUBHGTR DE000A0KRJU0 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam COPA NA NL44407.AS DJUBHGTR GB00B15KXQ89 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris COPAP FP COPAP.PA DJUBHGTR GB00B15KXQ89 S 1 54 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 29-May-07 EN Par
Borsa Italiana COPA IM COPA.MI DJUBHGTR GB00B15KXQ89 S 1 54 None EUR - 0.30 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
S&P GSCI Copper Source T-ETC SCOPP GY SCOPP.DE SPGCICTR XS0470829432 S 1 49 None EUR 0.90 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-Dec-09 Xetra
Boerse Stuttgart SCOPP GS SCOPP.SG SPGCICTR XS0470829432 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 14-Dec-09 Stutt
SG ETN Copper GBP Hedged COPG LN COPG.L SPGSICP JE00B60J5R06 S 1 251 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Copper EUR Hedged COPE LN COPER.L SPGSICP JE00B5ML6K74 S 1 241 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Copper USD COPU LN COPUE.L SPGSICP JE00B3PLR968 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
UBS ETC Copper EUR MSUE LN - XTLPET CH0106364869 S 1 49 None EUR 1.95 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Copper GBP MSUG LN - XTLPGT CH0106366229 S 1 87 None GBP 2.39 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Copper USD MSUU LN - CTLPTR CH0106350058 S 1 37 None USD 1.58 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
GAM Holding Copper GAM Holding Planned
ETFS Forward Copper ETF Securities Planned
ETFS Leveraged Copper LCOP LN LCOP.L DJUBSHG JE00B2NFTF36 S 1 103 None USD 16.03 0.22 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT3 GY - DJUBSHG DE000A0V9YU8 S 1 103 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT3 GS 4RT3.SG DJUBSHG DE000A0V9YU8 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Copper SCOP LN SCPR.L DJUBSHG JE00B24DK645 S 1 103 None USD 73.27 2.28 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA4 GY - DJUBSHG DE000A0V9XV8 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA4 GS - DJUBSHG DE000A0V9XV8 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Lead LEED LN LEED.L - JE00B2QY0436 S 1 49 None USD 0.70 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Leveraged Lead LLEA LN LLEA.L DJUBSPB JE00B2NFTZ32 S 1 103 None USD 5.08 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUL GY - DJUBSPB DE000A0V9ZB5 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUL GS 4RUL.SG DJUBSPB DE000A0V9ZB5 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Lead SLEA LN SLEA.L DJUBSPB JE00B2NFT088 S 1 103 None USD 0.60 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTM GY - DJUBSPB DE000A0V9YC6 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTM GS - DJUBSPB DE000A0V9YC6 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Nickel NICK LN NICK.L DJUBNITR GB00B15KY211 S 1 54 None USD 67.23 0.32 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7M GY NICK.DE DJUBNITR DE000A0KRJ44 S 1 54 None EUR - 0.05 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7M GS - DJUBNITR DE000A0KRJ44 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam NICK NA NL44417.AS DJUBNITR GB00B15KY211 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 27-Dec-06 EN Ams
NYSE Euronext Paris NICKP FP NICKP.PA DJUBNITR GB00B15KY211 S 1 54 None EUR - 0.07 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 16-Feb-07 EN Par
Borsa Italiana NICK IM NICK.MI DJUBNITR GB00B15KY211 S 1 54 None EUR - 0.28 Secured Note Swaps No FR, G, N, IT, UK, J Yes Yes ETF Securities 20-Apr-07 Milan
S&P GSCI Nickel Source T-ETC SNICKL GY SNICKL.DE SPGCIKTR XS0470829192 S 1 49 None EUR 0.66 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-Dec-09 Xetra
Boerse Stuttgart SNICKL GS SNICKL.SG SPGCIKTR XS0470829192 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 14-Dec-09 Stutt
SG ETN Nickel GBP Hedged NCLG LN NCLG.L SPGSIKP JE00B3Q29B41 S 1 179 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Nickel EUR Hedged NCLE LN NCLE.L SPGSIKP JE00B3P3FW11 S 1 175 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Nickel USD NCLU LN NCLU.L SPGSIKP JE00B3MFS098 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
GAM Holding Nickel GAM Holding Planned
ETFS Forward Nickel ETF Securities Planned
ETFS Leveraged Nickel LNIK LN LNIK.L DJUBSNI JE00B2NFTR57 S 1 103 None USD 4.64 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUD GY - DJUBSNI DE000A0V9Y40 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUD GS 4RUD.SG DJUBSNI DE000A0V9Y40 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Nickel SNIK LN SNIK.L DJUBSNI JE00B24DKJ77 S 1 103 None USD 2.95 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTE GY - DJUBSNI DE000A0V9X58 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTE GS 4RTE.SG DJUBSNI DE000A0V9X58 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Tin TINM LN TINM.L JE00B2QY0H68 S 1 49 None USD 0.91 0.02 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Leveraged Tin LTIM LN LTIM.L DJUBSSN JE00B2NFV241 S 1 103 None USD 1.52 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUN GY - DJUBSSN DE000A0V9ZD1 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUN GS 4RUN.SG DJUBSSN DE000A0V9ZD1 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Tin STIM LN STIM.L DJUBSSN JE00B2NFT203 S 1 103 None USD 0.25 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTP GY - DJUBSSN DE000A0V9YE2 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTP GS - DJUBSSN DE000A0V9YE2 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt


ETFS Zinc ZINC LN ZINC.L DJUBZSTR GB00B15KY872 S 1 54 None USD 25.92 0.16 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7T GY ZINC.DE DJUBZSTR DE000A0KRKA0 S 1 54 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7T GS - DJUBZSTR DE000A0KRKA0 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam ZINC NA NL44423.AS DJUBZSTR GB00B15KY872 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Dec-06 EN Ams
NYSE Euronext Paris ZINCP FP ZINCP.PA DJUBZSTR GB00B15KY872 S 1 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 2-Oct-07 EN Par
Borsa Italiana ZINC IM ZINC.MI DJUBZSTR GB00B15KY872 S 1 54 None EUR - 0.21 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
S&P GSCI Zinc Source T-ETC SZINC GY SZINC.DE SPGCIZTR XS0470829515 S 1 49 None EUR 0.27 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-Dec-09 Xetra
Boerse Stuttgart SZINC GS SZINC.SG SPGCIZTR XS0470829515 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 14-Dec-09 Stutt
SG ETN Zinc GBP Hedged ZING LN ZING.L SPGSIZP JE00B3Q5CK30 S 1 203 None GBP 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Zinc EUR Hedged ZINE LN ZINE.L SPGSIZP JE00B3MHL842 S 1 218 None EUR 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
SG ETN Zinc USD ZINU LN ZINU.L SPGSIZP JE00B3MH4291 S 1 50 None USD 0.00 0.00 Unsecured Note Futures No UK No No SocGen 27-Apr-10 LSE
GAM Holding Zinc GAM Holding Planned
ETFS Forward Zinc ETF Securities Planned
ETFS Leveraged Zinc LZIC LN LZIC.L DJUBSZS JE00B2NFTY25 S 1 103 None USD 4.25 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUK GY - DJUBSZS DE000A0V9ZA7 S 1 103 None EUR - 0.03 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUK GS 4RUK.SG DJUBSZS DE000A0V9ZA7 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Zinc SZIC LN SZIC.L DJUBSZS JE00B24DKS68 S 1 103 None USD 14.02 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTL GY - DJUBSZS DE000A0V9YB8 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTL GS - DJUBSZS DE000A0V9YB8 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Precious metals
Broad
ETFS Physical PM Basket PHPM LN PHPM.L - JE00B1VS3W29 4 4 43* None USD 217.03 0.21 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 24-Apr-07 LSE
Deutsche Boerse VZLE GY VZLE.DE - DE000A0N62H8 4 4 43* None EUR - 0.42 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Xetra
Boerse Stuttgart VZLE GS - - DE000A0N62H8 4 4 43* None EUR - 0.04 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Stutt
NYSE Euronext Amsterdam PHPM NA PHPM.PA - JE00B1VS3W29 4 4 43* None EUR - 0.01 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 18-May-07 EN Ams
Borsa Italiana PHPM IM PHPM.MI - JE00B1VS3W29 4 4 43* None EUR - 0.29 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 20-Jun-07 Milan
London Stock Exchange PHPP LN PHPP.L - JE00B1VS3W29 4 4 43* None GB-p - 0.29 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 29-Oct-07 LSE
NYSE Euronext Paris PHPMP FP PHPMP.PA - JE00B1VS3W29 4 4 43* None EUR - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 27-Jun-07 EN Par
ETFS Precious Metals DJ-UBSCI AIGP LN AIGP.L DJUBPRTR GB00B15KYF40 S 2 54 None USD 171.34 0.26 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD73 GY AIGP.DE DJUBPRTR DE000A0KRKK9 S 2 54 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD73 GS - DJUBPRTR DE000A0KRKK9 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam AIGP NA NL44403.AS DJUBPRTR GB00B15KYF40 S 2 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 19-Dec-06 EN Ams
NYSE Euronext Paris AIGPP FP AIGPP.PA DJUBPRTR GB00B15KYF40 S 2 54 None EUR - 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Apr-07 EN Par
Borsa Italiana AIGP IM AIGP.MI DJUBPRTR GB00B15KYF40 S 2 54 None EUR - 0.28 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Precious Metals Source T-ETC SPMETL GY SPMETL.DE SPGCPMTR XS0417152781 S 2 49 None EUR 38.44 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SPMETL GS SPMETL.SG SPGCPMTR XS0417152781 S 2 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 30-Apr-09 Stutt
iPath S&P GSCI Precious Metals Index Total Return ETN PMET GY PMET.F SPGCPMTR DE000BC1C7L7 S 2 75 None EUR 0.56 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 25-Feb-10 Xetra
London Stock Exchange PMET LN PMET.L SPGCPMTR DE000BC1C7L7 S 2 75 None GB-p - 0.00 Unsecured Note Futures No G, UK No No Barclays (iPath) 27-Apr-10 LSE
UBS ETC Precious Metals USD PREC LN - CMPMTR CH0106364471 - - 49 None USD 1.22 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Precious Metals GBP PREG LN - XMPGTR CH0106364661 - - 99 None GBP 2.49 0.06 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Precious Metals EUR PREE LN - XMPETR CH0106365205 - - 61 None EUR 1.09 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Leveraged Precious Metals DJ-UBSCI LPMT LN LPMT.L DJUBSPR JE00B2NFV795 S 1 103 None USD 6.56 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTZ GY - DJUBSPR DE000A0V9YQ6 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RTZ GS 4RTZ.SG DJUBSPR DE000A0V9YQ6 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Precious Metals DJ-UBSCI SPMT LN SPMT.L DJUBSPR JE00B24DKY29 S 1 103 None USD 1.60 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA0 GY - DJUBSPR DE000A0V9XR6 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA0 GS 9GA0.SG DJUBSPR DE000A0V9XR6 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Gold
GBS Bullion Securities GBS LN GBSx.L GOLDS GB00B00FHZ82 1 1 40 None USD 5,093.24 22.48 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 31-Mar-04 LSE
NYSE Euronext Paris GBS FP GBS.PA GOLDS GB00B00FHZ82 1 1 40 None EUR - 4.96 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 8-Nov-05 EN Par
Borsa Italiana GBS IM GBS.MI GOLDS GB00B00FHZ82 1 1 40 None EUR - 3.56 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
London Stock Exchange GBSS LN GBSS.L GOLDS GB00B00FHZ82 1 1 40 None GB-p - 2.81 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 13-Nov-07 LSE
Deutsche Boerse GG9B GY - GOLDS DE000A0LP781 1 1 40 None EUR - 0.89 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 3-May-04 Xetra
Boerse Stuttgart GG9B GS - GOLDS DE000A0LP781 1 1 40 None EUR - 0.00 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 26-Apr-07 Stutt
Chi-X GBS IX - GOLDS GB00B00FHZ82 1 1 40 None USD - 0.00 Secured Note Physical Cmdty No FR, G, IT, UK Yes Yes ETF Securities 26-May-09 Chi-X


Precious metals (continued)
Gold (continued)
ETFS Physical Gold PHAU LN PHAU.L GOLDLNPM JE00B1VS3770 1 1 39* None USD 5,068.66 27.70 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 24-Apr-07 LSE
Deutsche Boerse VZLD GY VZLD.DE GOLDLNPM DE000A0N62G0 1 1 39* None EUR - 2.58 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Xetra
Boerse Stuttgart VZLD GS - GOLDLNPM DE000A0N62G0 1 1 39* None EUR - 0.14 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Stutt
NYSE Euronext Amsterdam PHAU NA PHAU.AS GOLDLNPM JE00B1VS3770 1 1 39* None EUR - 1.39 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 10-May-07 EN Ams
Borsa Italiana PHAU IM PHAU.MI GOLDLNPM JE00B1VS3770 1 1 39* None EUR - 6.20 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 20-Jun-07 Milan
NYSE Euronext Paris PHAUP FP PHAUP.PA GOLDLNPM JE00B1VS3770 1 1 39* None EUR - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 15-May-07 EN Par
London Stock Exchange PHGP LN PHGP.L GOLDLNPM JE00B1VS3770 1 1 39* None GB-p - 7.20 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 29-Oct-07 LSE
Chi-X PHAU IX - GOLDLNPM JE00B1VS3770 1 1 39* None USD - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 26-May-09 Chi-X
ETFS Physical Swiss Gold SGBS LN SGBS.L GOLDLNPM JE00B588CD74 1 1 39* None USD 85.91 0.22 Secured Note Physical Cmdty No UK, G - Yes ETF Securities 16-Dec-09 LSE
Deutsche Boerse GZUR GY - GOLDLNPM DE000A1DCTL3 1 1 39* None EUR - 0.06 Secured Note Physical Cmdty No UK, G - Yes ETF Securities 20-Jan-10 Xetra
Boerse Stuttgart GZUR GS GZUR.SG GOLDLNPM DE000A1DCTL3 1 1 39* None EUR - 0.02 Secured Note Physical Cmdty No UK, G - Yes ETF Securities 21-Jan-10 Stutt
Gold Source P-ETC SGLD LN SGLD.L GOLDLNPM IE00B579F325 1 1 29 None USD 468.72 1.55 Secured Note Physical Cmdty No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 30-Jun-09 LSE
ETFS Gold BULL LN BULL.L DJUBGCTR GB00B15KXX56 S 1 54 None USD 177.38 0.86 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7H GY BULL.DE DJUBGCTR DE000A0KRJZ9 S 1 54 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7H GS - DJUBGCTR DE000A0KRJZ9 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam GLD NA NL44412.AS DJUBGCTR GB00B15KXX56 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 15-Dec-06 EN Ams
NYSE Euronext Paris BULLP FP BULLP.PA DJUBGCTR GB00B15KXX56 S 1 54 None EUR - 0.14 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 28-Feb-07 EN Par
London Stock Exchange BULP LN BULPX.L DJUBGCTR GB00B15KXX56 S 1 54 None GB-p - 0.24 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 29-Oct-07 LSE
Borsa Italiana BULL IM BULL.MI DJUBGCTR GB00B15KXX56 S 1 54 None EUR - 1.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Gold Source T-ETC SGOLD GY SGOLD.DE SPGCGCTR XS0417127916 S 1 49 None EUR 2.27 0.03 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SGOLD GS SGOLD.SG SPGCGCTR XS0417127916 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
RBS Physical Gold ETC XOB1 GY - GOLDLNAM DE000A1EDJ96 1 1 29* None EUR 46.12 1.85 Secured Note Physical Cmdty No G, N - - Std Commodities 22-Apr-10 Xetra
NYSE Euronext Amsterdam FYGLD NA - GOLDLNAM DE000A1EDJ96 1 1 29* None EUR - 0.24 Secured Note Physical Cmdty No G, N - - Std Commodities 4-Jun-10 EN Ams
Boerse Stuttgart XOB1 GS XOB1.SG GOLDLNAM DE000A1EDJ96 1 1 29* None EUR - 0.13 Secured Note Physical Cmdty No G, N - - Std Commodities 20-Apr-10 Stutt
RBS Physical Gold ETCi XOB2 GY XOB2.DE GOLDLNAM DE000A1ESY66 1 1 28* None EUR - 0.82 Secured Note Physical Cmdty No G, N - - Std Commodities 13-Jul-10 Xetra
Boerse Stuttgart XOB2 GS XOB2.SG GOLDLNAM DE000A1ESY66 1 1 28* None EUR - 0.00 Secured Note Physical Cmdty No G, N - - Std Commodities 9-Jul-10 Stutt
SG ETN Gold GBP Hedged GOLG LN GOLG.L XAU JE00B3PMLY21 1 1 105 None GBP 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
SG ETN Gold EUR Hedged GOLE LN GOLER.L XAU JE00B5PSMK77 1 1 154 None EUR 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
UBS ETC Gold EUR GLDE LN - XTGETR CH0106346825 S 1 38 None EUR 2.28 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Gold USD GLDD LN - CTGCTR CH0106383778 S 1 26 None USD 1.81 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Gold GBP GLDG LN - XTGGTR CH0106346957 S 1 76 None GBP 2.82 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
SPDR Gold Trust GLD TQ - GOLDLNPM US78463V1070 1 1 40 None USD - 0.00 NY Grantor Trust Physical Cmdty No US, MX, SG, HK, J, UK No No SSgA 23-Apr-10 Turq
SG ETN Gold USD LTNG LN LTNG.L XAU XS0416722857 1 1 65 None USD 135.62 0.50 Secured Note Physical Cmdty No UK No No SocGen 23-Mar-09 LSE
NYSE Euronext Paris 7005S FP - XAU XS0416722857 1 1 65 None EUR - 0.04 Secured Note Physical Cmdty No FR No No SocGen 8-Jun-09 EN Par
db Physical Gold ETC XGLD LN XGLD.L GOLDLNPM GB00B5840F36 1 1 29 None USD 197.51 0.61 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 23-Jun-10 LSE
db Physical Gold Euro Hedged ETC XAD1 GY XAD1.DE DE000A1EK0G3 1 1 59 None EUR 141.50 0.97 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 26-Jul-10 Xetra
Boerse Stuttgart XAD1 GS XAD1.SG DE000A1EK0G3 1 1 59 None EUR - 0.41 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 26-Jul-10 Stutt
ETFS Forward Gold ETF Securities Planned
ETFS Leveraged Gold LBUL LN LBUL.L DJUBSGC JE00B2NFTL95 S 1 103 None USD 65.69 0.64 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RT8 GY DJUBSGC DE000A0V9YZ7 S 1 103 None EUR - 0.13 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RT8 GS 4RT8.SG DJUBSGC DE000A0V9YZ7 S 1 103 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Gold SBUL LN SBUL.L DJUBSGC JE00B24DKC09 S 1 103 None USD 23.02 0.56 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 9GA9 GY - DJUBSGC DE000A0V9X09 S 1 103 None EUR - 0.08 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 9GA9 GS 9GA9.SG DJUBSGC DE000A0V9X09 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
Lyxor ETN Short Gold 7093S FP - - XS0416711736 S 1 40 None EUR 0.00 0.00 Secured Note Futures No FR No - Lyxor 4-Jan-10 EN Par
db ETC Monthly Short Gold Euro Hedged XETB GY - DBRGSETN DE000A1AQGZ6 S 1 45 None EUR 3.12 0.00 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Xetra
Boerse Stuttgart XETB GS XETB.SG DBRGSETN DE000A1AQGZ6 S 1 45 None EUR - 0.02 Secured Note Swaps No G, UK, IT, A, S, SW, SP - - Deutsche Bank 8-Mar-10 Stutt
Silver
iShares Silver Trust SLV TQ - SLVRLN US46428Q1094 1 1 50 None USD - 0.00 NY Grantor Trust Physical Cmdty No US, MX, UK No No iShares 23-Apr-10 Turq
ETFS Silver SLVR LN SLVR.L DJUBSITR GB00B15KY328 S 1 54 None USD 67.68 0.78 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 27-Sep-06 LSE
Deutsche Boerse OD7N GY SLVR.DE DJUBSITR DE000A0KRJ51 S 1 54 None EUR - 0.31 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Xetra
Boerse Stuttgart OD7N GS - DJUBSITR DE000A0KRJ51 S 1 54 None EUR - 0.02 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 3-Nov-06 Stutt
NYSE Euronext Amsterdam SLVR NA NL44418.AS DJUBSITR GB00B15KY328 S 1 54 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 18-Dec-06 EN Ams
NYSE Euronext Paris SLVRP FP SLVRP.PA DJUBSITR GB00B15KY328 S 1 54 None EUR - 0.19 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 28-Feb-07 EN Par
Borsa Italiana SLVR IM SLVR.MI DJUBSITR GB00B15KY328 S 1 54 None EUR - 0.20 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 20-Apr-07 Milan
Silver Source T-ETC SSILVR GY SSILVR.DE SPGCSITR XS0417171658 S 1 49 None EUR 0.88 0.10 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 20-Apr-09 Xetra
Boerse Stuttgart SSILVR GS SSILVR.SG SPGCSITR XS0417171658 S 1 49 None EUR - 0.00 Secured Note Swaps No A, B, D, F, FR, G, IT, L, N, NO, PT, SP, S, UK No No Source 8-May-09 Stutt
SG ETN Silver GBP Hedged SLVG LN SLVGS.L XAG JE00B3Q4K286 1 1 193 None GBP 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
SG ETN Silver EUR Hedged SLVE LN SLVE.L XAG JE00B3N1PP07 1 1 251 None EUR 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
SG ETN Silver USD SLVU LN SLVU.L XAG JE00B3MWWX12 1 1 50 None USD 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
UBS ETC Silver USD SILU LN - CTSITR CH0106346858 S 1 37 None USD 1.39 0.03 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS ETC Silver EUR SILE LN - XTSETR CH0106347005 S 1 49 None EUR 1.69 0.03 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE


Precious metals (continued)
Silver (continued)
UBS ETC Silver GBP SILG LN - XTSGTR CH0106348060 S 1 87 None GBP 2.09 0.04 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
db Physical Silver ETC XSIL LN XSIL.L SLVRLN GB00B57Y9462 1 1 45 None USD 52.97 0.16 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 23-Jun-10 LSE
db Physical Silver Euro Hedged ETC XAD2 GY XAD2.DE - DE000A1EK0J7 1 1 75 None EUR 13.90 0.09 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 26-Jul-10 Xetra
Boerse Stuttgart XAD2 GS XAD2.SG - DE000A1EK0J7 1 1 75 None EUR - 0.03 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 26-Jul-10 Stutt
ETFS Forward Silver ETF Securities Planned
ETFS Leveraged Silver LSIL LN LSIL.L DJUBSSI JE00B2NFTS64 S 1 103 None USD 46.59 0.54 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUE GY - DJUBSSI DE000A0V9Y57 S 1 103 None EUR - 0.15 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUE GS 4RUE.SG DJUBSSI DE000A0V9Y57 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Silver SSIL LN SSIL.L DJUBSSI JE00B24DKK82 S 1 103 None USD 7.35 0.05 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 22-Feb-08 LSE
Deutsche Boerse 4RTF GY - DJUBSSI DE000A0V9X66 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTF GS 4RTF.SG DJUBSSI DE000A0V9X66 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
ETFS Physical Silver PHAG LN PHAG.L SLVRLN JE00B1VS3333 1 1 49* None USD 518.59 1.68 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 24-Apr-07 LSE
Deutsche Boerse VZLC GY VZLC.DE SLVRLN DE000A0N62F2 1 1 49* None EUR - 1.70 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Xetra
Boerse Stuttgart VZLC GS - SLVRLN DE000A0N62F2 1 1 49* None EUR - 0.30 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Stutt
NYSE Euronext Amsterdam PHAG NA PHAG.DE SLVRLN JE00B1VS3333 1 1 49* None EUR - 0.17 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 11-May-07 EN Ams
Borsa Italiana PHAG IM PHAG.MI SLVRLN JE00B1VS3333 1 1 49* None EUR - 0.93 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 20-Jun-07 Milan
NYSE Euronext Paris PHAGP FP PHAGP.PA SLVRLN JE00B1VS3333 1 1 49* None EUR - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 15-May-07 EN Par
London Stock Exchange PHSP LN PHSP.L SLVRLN JE00B1VS3333 1 1 49* None GB-p - 0.28 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 29-Oct-07 LSE
Chi-X PHAG IX - SLVRLN JE00B1VS3333 1 1 49* None USD - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 29-Sep-09 Chi-X
Platinum
ETFS Physical Platinum PHPT LN PHPT.L PLTMLNPM JE00B1VS2W53 1 1 49* None USD 545.00 1.90 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 24-Apr-07 LSE
Deutsche Boerse VZLA GY VZLA.DE PLTMLNPM DE000A0N62D7 1 1 49* None EUR - 0.33 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Xetra
Boerse Stuttgart VZLA GS - PLTMLNPM DE000A0N62D7 1 1 49* None EUR - 0.05 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Stutt
NYSE Euronext Amsterdam PHPT NA PHPT.AS PLTMLNPM JE00B1VS2W53 1 1 49* None EUR - 0.12 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 10-May-07 EN Ams
NYSE Euronext Paris PHPTP FP PHPTP.PA PLTMLNPM JE00B1VS2W53 1 1 49* None EUR - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 18-May-07 EN Par
Borsa Italiana PHPT IM PHPT.MI PLTMLNPM JE00B1VS2W53 1 1 49* None EUR - 0.33 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 20-Jun-07 Milan
ETFS Platinum PLTT LN PLTT.L - JE00B2QY0F45 S 1 49 None USD 1.43 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
SG ETN Platinum GBP Hedged PLAG LN PLAG.L XPT JE00B5KSSL59 1 1 172 None GBP 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
SG ETN Platinum EUR Hedged PLAE LN PLAE.L XPT JE00B3PDX385 1 1 209 None EUR 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
SG ETN Platinum USD PLAU LN PLAU.L XPT JE00B3P0ZJ90 1 1 50 None USD 0.00 0.00 Unsecured Note Physical Cmdty No UK No No SocGen 27-Apr-10 LSE
UBS CMCI Platinum ETC EUR PLTE LN - XTPLET CH0110798631 S 1 61 None EUR 1.64 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS CMCI Platinum ETC USD PLTI LN - CTPLTR CH0110814214 S 1 49 None USD 1.31 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
UBS CMCI Platinum ETC GBP PLTG LN - XTPLGT CH0110814404 S 1 99 None GBP 2.02 0.00 Unsecured Note Futures No UK - - UBS Global AM 10-Mar-10 LSE
ETFS Leveraged Platinum LPLA LN LPLA.L DJUBSPL JE00B2NFV134 S 1 103 None USD 21.52 0.14 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RUM GY - DJUBSPL DE000A0V9ZC3 S 1 103 None EUR - 0.04 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Xetra
Boerse Stuttgart 4RUM GS 4RUM.SG DJUBSPL DE000A0V9ZC3 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 12-Jun-08 Stutt
ETFS Short Platinum SPLA LN SPLA.L DJUBSPL JE00B2NFT195 S 1 103 None USD 1.81 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 11-Mar-08 LSE
Deutsche Boerse 4RTN GY - DJUBSPL DE000A0V9YD4 S 1 103 None EUR - 0.01 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Xetra
Boerse Stuttgart 4RTN GS - DJUBSPL DE000A0V9YD4 S 1 103 None EUR - 0.00 Secured Note Swaps No FR, G, N, IT, UK Yes Yes ETF Securities 4-Jun-08 Stutt
db Physical Platinum ETC XPLA LN XPLA.L PLTMLNPM GB00B57GJC05 1 1 45 None USD 10.66 0.00 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 23-Jul-10 LSE
db Physical Platinum Euro Hedged ETC XAD3 GY XAD3.DE PLTMLNPM DE000A1EK0H1 1 1 45 None EUR 12.15 0.00 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 18-Aug-10 Xetra
Palladium
ETFS Physical Palladium PHPD LN PHPD.L PLDMLNPM JE00B1VS3002 1 1 49* None USD 222.58 2.21 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 24-Apr-07 LSE
Deutsche Boerse VZLB GY VZLB.DE PLDMLNPM DE000A0N62E5 1 1 49* None EUR - 0.24 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Xetra
Boerse Stuttgart VZLB GS - PLDMLNPM DE000A0N62E5 1 1 49* None EUR - 0.03 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 8-May-07 Stutt
NYSE Euronext Paris PHPDP FP PHPDP.PA PLDMLNPM JE00B1VS3002 1 1 49* None EUR - 0.00 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 18-May-07 EN Par
NYSE Euronext Amsterdam PHPD NA PHPD.AS PLDMLNPM JE00B1VS3002 1 1 49* None EUR - 0.06 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 1-Jun-07 EN Ams
Borsa Italiana PHPD IM PHPD.MI PLDMLNPM JE00B1VS3002 1 1 49* None EUR - 0.30 Secured Note Physical Cmdty No FR, G, N, IT, UK Yes Yes ETF Securities 20-Jun-07 Milan
db Physical Palladium ETC XPAL LN XPAL.L PLDMLNPM GB00B5VYVZ75 1 1 45 None USD 12.53 0.00 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 26-Jul-10 LSE
db Physical Palladium Euro Hedged ETC XAD4 GY XAD4.DE PLDMLNPM DE000A1EK3B8 1 1 45 None EUR 13.99 0.00 Secured Note Physical Cmdty No G, UK, IT, A, S, SW, SP - - Deutsche Bank 18-Aug-10 Xetra
Exchange traded currency products

USD currency pairs
ETFS Long AUD Short USD LAUD LN - MSCEAUDL JE00B68GQH02 S N/A 39 None USD 1.43 0.07 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long AUD Short USD £ AUDP LN - MSCEAUDL JE00B68GQH02 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
Chi-X LAUD IX - MSCEAUDL JE00B68GQH02 S N/A 39 None USD - 0.00 Secured Note Swaps No UK - Yes ETF Securities 4-Dec-09 Chi-X
ETFS Long CAD Short USD LCAD LN - MSCECADL JE00B68GRL13 S N/A 39 None USD 2.71 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long CAD Short USD £ CADP LN - MSCECADL JE00B68GRL13 S N/A 39 None GB-p - 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long CNY Short USD LCNY LN - MSCECNYL JE00B6822V48 S N/A 59 None USD 1.48 0.01 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
London Stock Exchange LCNP LN - MSCECNYL JE00B6822V48 S N/A 59 None GB-p - 0.00 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
Deutsche Boerse XBJE GY XBJE.DE MSCECNYL DE000A1EK0K5 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJE GS XBJE.SG MSCECNYL DE000A1EK0K5 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 7-Jul-10 Stutt


Exchange traded currency products (continued)
USD currency pairs (continued)
ETFS Long CHF Short USD LCHF LN - MSCECHFL JE00B68GVR52 S N/A 39 None USD 0.42 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long CHF Short USD £ CHFP LN - MSCECHFL JE00B68GVR52 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long EUR Short USD LEUR LN - MSCEEURL JE00B68GS416 S N/A 39 None USD 2.21 0.05 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long EUR Short USD £ EURP LN - MSCEEURL JE00B68GS416 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long GBP Short USD LGBP LN - MSCEGBPL JE00B68GR111 S N/A 39 None USD 0.89 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long GBP Short USD £ GBPP LN - MSCEGBPL JE00B68GR111 S N/A 39 None GB-p - 0.18 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long INR Short USD LINR LN - MSCEINRL JE00B66M5848 S N/A 59 None USD 0.52 0.01 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
London Stock Exchange LINP LN - MSCEINRL JE00B66M5848 S N/A 59 None GB-p - 0.00 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
Deutsche Boerse XBJG GY XBJG.DE MSCEINRL DE000A1EK0M1 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJG GS XBJG.SG MSCEINRL DE000A1EK0M1 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 7-Jul-10 Stutt
ETFS Long JPY Short USD LJPY LN - MSCEJPYL JE00B68GSP26 S N/A 39 None USD 0.13 0.02 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long JPY Short USD £ JPYP LN - MSCEJPYL JE00B68GSP26 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long NOK Short USD LNOK LN - MSCENOKL JE00B68GTQ08 S N/A 39 None USD 1.73 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long NOK Short USD £ NOKP LN - MSCENOKL JE00B68GTQ08 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long NZD Short USD LNZD LN - MSCENZDL JE00B68GT711 S N/A 39 None USD 0.59 0.06 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long NZD Short USD £ NZDP LN - MSCENZDL JE00B68GT711 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
Chi-X LNZD IX - MSCENZDL JE00B68GT711 S N/A 39 None USD - 0.00 Secured Note Swaps No UK - Yes ETF Securities 4-Dec-09 Chi-X
ETFS Long SEK Short USD LSEK LN - MSCESEKL JE00B68GV642 S N/A 39 None USD 0.19 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Long SEK Short USD £ SEKP LN - MSCESEKL JE00B68GV642 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short AUD Long USD SAUD LN - MSCEAUDS JE00B68GQZ83 S N/A 39 None USD 5.18 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short AUD Long USD £ SAUP LN - MSCEAUDS JE00B68GQZ83 S N/A 39 None GB-p - 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short CAD Long USD SCAD LN - MSCECADS JE00B68GS291 S N/A 39 None USD 1.76 0.14 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short CAD Long USD £ SCDP LN - MSCECADS JE00B68GS291 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
Chi-X SCAD IX - MSCECADS JE00B68GS291 S N/A 39 None USD - 0.00 Secured Note Swaps No UK - Yes ETF Securities 1-Jul-10 Chi-X
ETFS Short CHF Long USD SCHF LN - MSCECHFS JE00B68GVT76 S N/A 39 None USD 0.06 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short CHF Long USD £ SCHP LN - MSCECHFS JE00B68GVT76 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short CNY Long USD SCNY LN - MSCECNYS JE00B66M4S72 S N/A 59 None USD 0.50 0.00 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
London Stock Exchange SCYP LN - MSCECNYS JE00B66M4S72 S N/A 59 None GB-p - 0.00 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
Deutsche Boerse XBJF GY XBJF.DE MSCECNYS DE000A1EK0L3 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJF GS XBJF.SG MSCECNYS DE000A1EK0L3 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 7-Jul-10 Stutt
ETFS Short EUR Long USD SEUR LN - MSCEEURS JE00B68GSM94 S N/A 39 None USD 20.53 0.33 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short EUR Long USD £ SEUP LN - MSCEEURS JE00B68GSM94 S N/A 39 None GB-p - 0.19 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short GBP Long USD SGBP LN - MSCEGBPS JE00B68GRJ90 S N/A 39 None USD 6.97 0.02 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short GBP Long USD £ USD2 LN - MSCEGBPS JE00B68GRJ90 S N/A 39 None GB-p - 0.04 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
Chi-X SGBP IX - MSCEGBPS JE00B68GRJ90 S N/A 39 None USD - 0.00 Secured Note Swaps No UK - Yes ETF Securities 7-Apr-10 Chi-X
ETFS Short INR Long USD SINR LN - MSCEINRS JE00B66M5T54 S N/A 59 None USD 0.50 0.00 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
London Stock Exchange SINP LN - MSCEINRS JE00B66M5T54 S N/A 59 None GB-p - 0.00 Secured Note Swaps No UK, G - Yes ETF Securities 21-Jun-10 LSE
Deutsche Boerse XBJH GY XBJH.DE MSCEINRS DE000A1EK0N9 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJH GS XBJH.SG MSCEINRS DE000A1EK0N9 S N/A 59 None EUR - 0.00 Secured Note Swaps No UK, G - - ETF Securities 7-Jul-10 Stutt
ETFS Short JPY Long USD SJPY LN - MSCEJPYS JE00B68GT596 S N/A 39 None USD 15.30 0.09 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short JPY Long USD £ SJPP LN - MSCEJPYS JE00B68GT596 S N/A 39 None GB-p - 0.03 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
Chi-X SJPY IX - MSCEJPYS JE00B68GT596 S N/A 39 None USD - 0.00 Secured Note Swaps No UK - Yes ETF Securities 4-Dec-09 Chi-X
ETFS Short NOK Long USD SNOK LN - MSCENOKS JE00B68GTS22 S N/A 39 None USD 0.85 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short NOK Long USD £ SNOP LN - MSCENOKS JE00B68GTS22 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short NZD Long USD SNZD LN - MSCENZDS JE00B68GTN76 S N/A 39 None USD 0.35 0.01 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short NZD Long USD £ SNZP LN - MSCENZDS JE00B68GTN76 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short SEK Long USD SSEK LN MSCESEKS JE00B68GV865 S N/A 39 None USD 0.14 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
ETFS Short SEK Long USD £ SSEP LN - MSCESEKS JE00B68GV865 S N/A 39 None GB-p - 0.00 Secured Note Swaps No UK - Yes ETF Securities 12-Nov-09 LSE
EUR currency pairs
ETFS Long CHF Short EUR XBJA GY XBJA.DE MSCEEHL DE000A1DFSA1 S N/A 39 None EUR 2.51 0.02 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart XBJA GS XBJA.SG MSCEEHL DE000A1DFSA1 S N/A 39 None EUR - 0.01 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Long AUD Short EUR XBJJ GY XBJJ.DE MSCEEAL DE000A1EK0P4 S N/A 39 None EUR 0.10 0.01 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJJ GS XBJJ.SG MSCEEAL DE000A1EK0P4 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Long GBP Short EUR XBJB GY XBJB.DE MSCEEGL DE000A1DFSC7 S N/A 39 None EUR 0.32 0.00 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart XBJB GS XBJB.SG MSCEEGL DE000A1DFSC7 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Long CAD Short EUR XBJL GY XBJL.DE MSCEECL DE000A1EK0R0 S N/A 39 None EUR 1.72 0.05 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJL GS XBJL.SG MSCEECL DE000A1EK0R0 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Long JPY Short EUR SJPS GY - MSCEEJL DE000A1DFSE3 S N/A 39 None EUR 0.06 0.03 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart SJPS GS SJPS.SG MSCEEJL DE000A1DFSE3 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Long NOK Short EUR LNOE GY - MSCEENL DE000A1DFSG8 S N/A 39 None EUR 5.65 0.05 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart LNOE GS LNOE.SG MSCEENL DE000A1DFSG8 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt


Exchange traded currency products (continued)
EUR currency pairs (continued)
ETFS Long NZD Short EUR XBJR GY XBJR.DE MSCEEZL DE000A1EK0T6 S N/A 39 None EUR 0.10 0.01 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJR GS XBJR.SG MSCEEZL DE000A1EK0T6 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Long SEK Short EUR XBJD GY - MSCEESL DE000A1DFSJ2 S N/A 39 None EUR 0.10 0.00 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart XBJD GS XBJD.SG MSCEESL DE000A1DFSJ2 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Long USD Short EUR XBJP GY XBJP.DE MSCEEUL DE000A1EK0V2 S N/A 39 None EUR 0.22 0.01 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJP GS XBJP.SG MSCEEUL DE000A1EK0V2 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Short AUD Long EUR XBJK GY XBJK.DE MSCEEAS DE000A1EK0Q2 S N/A 39 None EUR 0.10 0.00 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJK GS XBJK.SG MSCEEAS DE000A1EK0Q2 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Short CAD Long EUR XBJM GY XBJM.DE MSCEECS DE000A1EK0S8 S N/A 39 None EUR 0.11 0.00 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJM GS XBJM.SG MSCEECS DE000A1EK0S8 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Short CHF Long EUR SCHE GY - MSCEEHS DE000A1DFSB9 S N/A 39 None EUR 1.60 0.02 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart SCHE GS SCHER.SG MSCEEHS DE000A1DFSB9 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Short GBP Long EUR XBJC GY - MSCEEGS DE000A1DFSD5 S N/A 39 None EUR 2.43 0.11 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart XBJC GS XBJC.SG MSCEEGS DE000A1DFSD5 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Short JPY Long EUR SJPL GY - MSCEEJS DE000A1DFSF0 S N/A 39 None EUR 0.21 0.05 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart SJPL GS SJPL.SG MSCEEJS DE000A1DFSF0 S N/A 39 None EUR - 0.01 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Short NOK Long EUR SEN0 GY - MSCEENS DE000A1DFSH6 S N/A 39 None EUR 0.46 0.00 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart SEN0 GS SEN0.SG MSCEENS DE000A1DFSH6 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Short NZD Long EUR XBJN GY XBJN.DE MSCEEZS DE000A1EK0U4 S N/A 39 None EUR 0.10 0.01 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJN GS XBJN.SG MSCEEZS DE000A1EK0U4 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
ETFS Short SEK Long EUR SSEE GY - MSCEESS DE000A1DFSK0 S N/A 39 None EUR 0.42 0.01 Secured Note Swaps No G - - ETF Securities 10-Mar-10 Xetra
Boerse Stuttgart SSEE GS SSEE.SG MSCEESS DE000A1DFSK0 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 19-May-10 Stutt
ETFS Short USD Long EUR XBJQ GY XBJQ.DE MSCEEUS DE000A1EK0W0 S N/A 39 None EUR 0.25 0.27 Secured Note Swaps No G - - ETF Securities 2-Jul-10 Xetra
Boerse Stuttgart XBJQ GS XBJQ.SG MSCEEUS DE000A1EK0W0 S N/A 39 None EUR - 0.00 Secured Note Swaps No G - - ETF Securities 6-Jul-10 Stutt
GBP currency pairs
ETFS Long AUD Short GBP GBAU LN - MSCEGAL JE00B3S7BB10 S N/A 39 None GB-p 0.11 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long CAD Short GBP GBCA LN - MSCEGCL JE00B3X07W84 S N/A 39 None GB-p 0.09 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long CHF Short GBP GBCH LN - MSCEGHL JE00B3SX3R93 S N/A 39 None GB-p 0.26 0.02 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long EUR Short GBP GBUR LN - MSCEGEL JE00B3Y3SZ64 S N/A 39 None GB-p 0.16 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long JPY Short GBP GBJP LN - MSCEGJL JE00B3XR4V72 S N/A 39 None GB-p 0.12 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long NOK Short GBP GBNO LN - MSCEGNL JE00B3S5RB71 S N/A 39 None GB-p 0.12 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long NZD Short GBP GBNZ LN - MSCEGZL JE00B45W1502 S N/A 39 None GB-p 0.10 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long SEK Short GBP GBSK LN - MSCEGSL JE00B3RKWL80 S N/A 39 None GB-p 0.10 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Long USD Short GBP GBUS LN - MSCEGUL JE00B3WPFZ34 S N/A 39 None GB-p 0.13 0.01 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short AUD Long GBP AUGB LN - MSCEGAS JE00B3WMCJ71 S N/A 39 None GB-p 0.10 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short CAD Long GBP CAGB LN - MSCEGCS JE00B3XY7H57 S N/A 39 None GB-p 0.11 0.01 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short CHF Long GBP CHGB LN - MSCEGHS JE00B3NKMM36 S N/A 39 None GB-p 0.16 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short EUR Long GBP URGB LN - MSCEGES JE00B45CYD99 S N/A 39 None GB-p 21.65 0.12 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short JPY Long GBP JPGB LN - MSCEGJS JE00B3QBQJ84 S N/A 39 None GB-p 0.23 0.03 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short NOK Long GBP NOGB LN - MSCEGNS JE00B3XTW536 S N/A 39 None GB-p 0.10 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short NZD Long GBP NZGB LN - MSCEGZS JE00B3YHSG97 S N/A 39 None GB-p 0.10 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short SEK Long GBP SKGB LN - MSCEGSS JE00B3TK4N26 S N/A 39 None GB-p 0.10 0.00 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
ETFS Short USD Long GBP USGB LN - MSCEGUS JE00B438PT24 S N/A 39 None GB-p 0.62 0.03 Secured Note Swaps No UK - - ETF Securities 21-Jun-10 LSE
Exchange traded equity notes

MSCI Emerging Markets Index ETN 9J6X GY 9J6X.DE NDUEEGF NL0009360874 S 755 64* None EUR 8.94 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6X GS 9J6X.SG NDUEEGF NL0009360874 S 755 64* None EUR - 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Stutt
CECE ETN 9J6W GY 9J6W.DE CECEEUR NL0009360866 S 30 50 None EUR 7.78 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6W GS 9J6W.SG CECEEUR NL0009360866 S 30 50 None EUR - 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 19-Apr-10 Stutt
MSCI Frontier Markets Index ETN 9J6T GY 9J6T.DE MSEUFMSN NL0009360817 S 174 125* None EUR 8.86 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6T GS 9J6T.SG MSEUFMSN NL0009360817 S 174 125* None EUR - 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Stutt
MSCI GCC ex Saudi Arabia Index ETN 9J6V GY 9J6V.DE MSGCNTRU NL0009360858 S 57 85* None EUR 6.19 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6V GS 9J6V.SG MSGCNTRU NL0009360858 S 57 85* None EUR - 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Stutt
MSCI South East Asia ETN 9J6U GY 9J6U.DE NDUESEA NL0009360825 S 123 65* None EUR 7.26 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Xetra
Boerse Stuttgart 9J6U GS 9J6U.SG NDUESEA NL0009360825 S 123 65* None EUR - 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 29-Apr-10 Stutt
MSCI EFM Africa ETN 00I1 GY - MSEIAZUN NL0009360833 S 36 135 None EUR 6.22 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 3-Aug-10 Xetra
MSCI BRIC ADR Top 50 ETN 00I5 GY - M00SBC3$ NL0009496314 S 50 64 None EUR 8.66 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 3-Aug-10 Xetra
MSCI EM Lat Am w/Br ADR ETN 00I6 GY - M00KLA3$ NL0009496322 S - 64 None EUR 6.35 0.00 Unsecured Note Stocks (Fully Rep) No G - - RBS 3-Aug-10 Xetra
SG ETN DJ EUROSTOXX50 GBP Hedged ESXG LN ESXG.L SX5T JE00B3N2KQ91 S 50 90 None GBP 0.00 0.00 Unsecured Note Futures, Forwards No UK No No SocGen 27-Apr-10 LSE
SG ETN S&P 500 GBP Hedged SP5G LN SP5G.L SPX JE00B3MJXP18 S 500 100 None GBP 0.00 0.00 Unsecured Note Futures, Forwards No UK No No SocGen 27-Apr-10 LSE
SG ETN MSCI JAPAN GBP Hedged JAPG LN JAPG.L NDDUJN JE00B3P27F57 S 341 450 None GBP 0.00 0.00 Unsecured Note Stocks No UK No No SocGen 27-Apr-10 LSE


HOLDRS (Holding oompany depository receipts)
Oil Services HOLDRS OIH TQ - OXH US6780021068 18 18 0 ** Other USD 2,129.53 0.00 Depositary Receipt Stocks No US, G, UK No No Merrill Lynch 23-Apr-10 Turq
Semiconductor HOLDRS SMH1 TQ - XSH US8166362033 20 20 0 ** Other USD 578.71 0.00 Depositary Receipt Stocks No US, G, UK No No Merrill Lynch 23-Apr-10 Turq
Notes:
Annual TER (bps): * Indicates where only the Management Fee is provided. ** Expenses for HOLDRS consist of a custody fee of $2 per round lot (100 shares) per quarter.
However, according to the HOLDRS prospectus, the trustee will waive that portion of the fee, which exceeds the total cash dividends and other cash distributions.
*** ETCs issued by ETFS Oil Securities Ltd. are backed by matching energy contracts purchased from Shell Trading Switzerland, who provide the oil exposure for these
ETCs. However, the ETCs issued by ETFS Oil Securities Ltd are not collateralised nor backed by physical oil. In the event Shell were to go bankrupt, the ETCs would become
an unsecured credit of Shell.
Dividends (DIV): Annually (A), At least annually (AA), Semi-annually (S), Quarterly (Q), Monthly (M), Reinvested (R), Other (O).
Footnotes:
1. Assets and Average Daily Volume (ADV) captured from Bloomberg on 31 August 2010.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, various ETP providers.
United States
ETF providers with ETFs listed in the United States, as at end August 2010 ETF providers with ETFs listed in the United States, as at end August 2010 (continued)
Global Realty Majors ETF

the world in one share
AdvisorShares ALPS ETF Trust Bank of New York Charles Schwab Investment Jefferies Asset Management Old Mutual Global Shares Pax World Management PIMCO
www.advisorshares.com www.alpsetfs.com www.etfservices.bankofny.com Management www.jamfunds.com www.globalsharesetf.com www.paxworld.com www.pimcoetfs.com
www.schwabetfs.com
DBX Strategic Advisors Direxion Shares Emerging Global Advisors FaithShares PowerShares ProShares RevenueShares Rydex SGI
dbxstrategicadvisors.db.com www.direxionshares.com www.egshares.com www.faithshares.com www.invescopowershares.com www.proshares.com www.revenuesharesetfs.com www.rydex-sgi.com/etf
Fidelity Management & First Trust Advisors Global X Funds Grail Advisors State Street Global Advisors US One Trust Van Eck Associates Corp Vanguard
Research www.ftportfolios.com www.globalxfunds.com www.grailadvisors.com www.spdrs.com www.onefund.com www.vaneck.com www.vanguard.com
www.fidelity.com/goto/oneq
Guggenheim Funds IndexIQ Advisor iShares Javelin Investment WisdomTree Investments

www.guggenheimfunds.com/etf www.indexiq.com/etfs www.ishares.com Management www.wisdomtree.com/etfs
www.javelinfunds.com
Figure 29: ETF providers in the United States ranked by AUM, as at end August 2010 Figure 30: ETF listings by exchange in the United States, as at end August 2010
AUM % # # total AUM 20 day ADV
ETF provider Short name Website # ETFs (US$ Bn) total planned Exchange Short name Website # ETFs listings (US$ Bn) (US$ Mn)
iShares iShares www.ishares.com 210 $368.0 51.4% 12 BATS (Better Alternative Trading System) BATS www.batstrading.com 0 0 $0.0 $9,832.1
State Street Global Advisors SSgA www.spdrs.com 91 $128.3 17.9% 33 Chicago Board Options Exchange (CBOE) CBOE www.cboe.com 0 0 $0.0 $242.5
Vanguard Vanguard www.vanguard.com 46 $113.2 15.8% 21 Chicago Stock Exchange Chicago www.chx.com 0 0 $0.0 $586.9
PowerShares PowerShares www.invescopowershares.com 117 $31.9 4.5% 38 FINRA Alternative Display Facility (ADF) FINRA ADF www.finra.org 0 0 $0.0 $13,090.3
ProShares ProShares www.proshares.com 99 $24.4 3.4% 98 NASDAQ OMX BX BX www.nasdaqtrader.com 0 0 $0.0 $1,494.1
Van Eck Associates Corp Van Eck www.vaneck.com 27 $14.9 2.1% 18 NASDAQ Stock Market NASDAQ www.nasdaq.com 72 72 $25.3 $13,845.9
Bank of New York BONY www.etfservices.bankofny.com 1 $8.6 1.2% 0 National Stock Exchange (NSX) NSX www.nsx.com 0 0 $0.0 $291.5
WisdomTree Investments WisdomTree www.wisdomtree.com/etfs 43 $7.0 1.0% 68 NYSE AMEX AMEX www.nyse.com 0 0 $0.0 $9.7
Direxion Shares Direxion www.direxionshares.com 38 $6.4 0.9% 147 NYSE Arca NYSE Arca www.nyse.com 799 799 $690.4 $13,521.3
Rydex SGI Rydex SGI www.rydex-sgi.com/etf 19 $2.9 0.4% 82
Guggenheim Funds Guggenheim www.guggenheimfunds.com/etf 42 $2.9 0.4% 27 Total 871 871 $715.7 $52,914.3
First Trust Advisors First Trust www.ftportfolios.com 43 $2.7 0.4% 7
Charles Schwab Investment Management CSIM www.schwabetfs.com 11 $1.5 0.2% 0 Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
PIMCO PIMCO www.pimcoetfs.com 10 $1.4 0.2% 10
Global X Funds Global X Funds www.globalxfunds.com 14 $0.4 0.1% 24
RevenueShares RevenueShares www.revenuesharesetfs.com 6 $0.4 0.1% 8
IndexIQ Advisors IndexIQ www.indexiq.com/etfs 9 $0.2 0.0% 24
DBX Strategic Advisors DBX Strategic Adv dbxstrategicadvisors.db.com 5 $0.1 0.0% 34
Fidelity Management & Research Fidelity www.fidelity.com/goto/oneq 1 $0.1 0.0% 0
ALPS ETF Trust ALPS ETF Trust www.alpsetfs.com 3 $0.1 0.0% 6
Emerging Global Advisors EGA www.egshares.com 8 $0.1 0.0% 15
Old Mutual Global Shares Old Mutual www.globalsharesetf.com 5 $0.1 0.0% 0
Jefferies Asset Management Jefferies AM www.jamfunds.com 4 $0.1 0.0% 1
AdvisorShares AdvisorShares www.advisorshares.com 3 $0.1 0.0% 5
Grail Advisors Grail Advisors www.grailadvisors.com 5 $0.0 0.0% 3
FaithShares FaithShares www.faithshares.com 5 $0.0 0.0% 0
Geary Advisors Geary Advisors www.capitalwest.com 2 $0.0 0.0% 0
US One Trust US One Trust www.onefund.com 1 $0.0 0.0% 2
Javelin Investment Management Javelin IM www.javelinfunds.com 2 $0.0 0.0% 0
Pax World Management Pax World www.paxworld.com 1 $0.0 0.0% 2
AllianceBernstein AllianceBernstein www.alliancebernstein.com - - - 2
Capital West Securities Capital West www.capitalwest.com - - - 1
Dreyfus Corp Dreyfus Corp www.dreyfus.com - - - 1
Eaton Vance Eaton Vance www.eatonvance.com - - - 5
Exchange Traded Spreads Trust ETS Trust www.etspreads.com - - - 5
Factor Advisors Factor Advisors - - - - 1
FactorShares FactorShares - - - - 22
Firsthand Capital Firsthand Capital www.firsthandfunds.com - - - 5
Florentez Investment Florentez - - - - 1
FocusShares FocusShares www.focusshares.com - - - 6
Georgetown Investment Management Georgetown IM - - - - 5
Huntington Asset Advisors Huntington www.huntingtonfunds.com - - - 3
John Hancock John Hancock www.johnhancock.com - - - 2
JP Morgan Asset Management JP Morgan AM www.jpmorgan.com/pages/jpmorgan/am - - - 1
Legg Mason Legg Mason www.leggmason.com - - - 1
Macro Securities Depositor Macro Securities www.macromarkets.com - - - 2
Next Investments Next Investments www.nextinvestments.com - - - 1
Northern Trust Northern Trust www.netsetfs.com - - - 2
RiverPark Advisors RiverPark www.riverparkllc.com - - - 4
Russell Investments Russell www.russell.com - - - 28
ShariahShares ShariahShares - - - - 2
Spinnaker ETF Trust Spinnaker www.spinnakertrust.com - - - 1
T Rowe Price T Rowe Price corporate.troweprice.com - - - 1
Total 871 $715.7 100.0% 787
ETFs listed in the United States ETFs listed in the United States
Approx. no. Annual Index Exempt
Price ticker Bloomberg of securities TER AUM ADV Legal replication from 12(D) Option Futures Launch
ETF name Bloomberg Reuters INAV NAV Index ISIN ETF Index (BPS) Divs (US$ Mn)1 (US$ Mn)2 structure method rule3 on ETF on ETF Provider date Exchange
United States broad
iShares Dow Jones U.S. Index Fund IYY US IYY.A IYYIV IYYNV DJUS US4642878460 1,395 1,626 20 Q 499.42 1.76 1940 Act Fund Stocks Yes Yes No iShares 12-Jun-00 NYSE Arca
iShares S&P 1500 Index Fund ISI US ISI.A ISIIV ISINV SPTRSUPR US4642871507 1,501 1,500 20 A 270.18 0.65 1940 Act Fund Stocks Yes No No iShares 20-Jan-04 NYSE Arca
iShares Russell 3000 Index Fund IWV US IWV IWVIV IWVNV RU30INTR US4642876894 2,977 2,993 21 A 2,606.41 18.70 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
iShares MSCI USA Index Fund EUSA US - EUSAIV EUSANV GDDUUS US4642866812 588 598 15 Q 2.27 0.00 1940 Act Fund Stocks - No No iShares 7-May-10 NYSE Arca
Vanguard Total Stock Market ETF VTI US VTI.A VTIIV VTINV MSCIBM US9229087690 3,421 3,550 7 Q 13,634.00 95.70 1940 Act Fund Stocks Yes Yes Yes Vanguard 31-May-01 NYSE Arca
SPDR DJ Wilshire Total Market ETF TMW US TMW.A FFY FFYNV DWCF US78464A8053 826 5,000 20 Q 160.67 0.76 Open Ended Fund Stocks Yes No No SSgA 10-Oct-00 NYSE Arca
Wilshire 5000 Total Market ETF WFVK US - WFVKIV WFVKNV W5000FLT US18383M4987 1,199 4,018 12 A 2.36 0.05 1940 Act Fund Stocks (Optimized) Yes No No Guggenheim 9-Mar-10 NYSE Arca
iShares NYSE Composite Index Fund NYC US NYC.N NYCIV NYCNV NYA US4642871432 1,273 1,819 25 Q 92.85 0.29 1940 Act Fund Stocks Yes No No iShares 2-Apr-04 NYSE Arca
Fidelity Nasdaq Composite Tracking Stock ONEQ US ONEQ.O ONEQI ONEQN CCMP US3159128087 1,974 1,980 30 Q 133.86 1.45 1940 Act Fund Stocks (Optimized) No No No Fidelity 1-Oct-03 NASDAQ
PowerShares Dynamic MagniQuant PIQ US PIQ.A PIQIV PIQNV DYH US73935X4685 200 200 60 Q 23.35 0.06 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Market PWC US PWC.A FZM FZMNV DYI US73935X1046 100 100 60 Q 169.09 0.51 Open Ended Fund Stocks - No No PowerShares 1-May-03 NYSE Arca
PowerShares Dynamic OTC PWO US PWO.A FZO FZONV DYO US73935X2036 100 100 60 Q 33.69 0.27 Open Ended Fund Stocks - No No PowerShares 1-May-03 NYSE Arca
PowerShares FTSE RAFI U.S. 1000 PRF US PRFT.B PRFIV PRFNV FR10 US73935X5831 1,000 1,000 39 Q 672.80 4.67 Open Ended Fund Stocks - Yes Yes PowerShares 19-Dec-05 NYSE Arca
Vanguard Extended Market ETF VXF US VXF.A VXFIV VXFNV SPCMI US9229086528 3,075 3,459 13 A (Dec) 820.01 2.82 1940 Act Fund Stocks Yes No No Vanguard 4-Jan-02 NYSE Arca
PowerShares FTSE RAFI U.S. 1500 Small-Mid PRFZ US PRFZ.O PRFZIV PRFZNV FR15US US73935X5674 1,500 1,500 39 Q 253.06 2.66 Open Ended Fund Stocks - No No PowerShares 20-Sep-06 NASDAQ
Wilshire US 4500 Completion ETF WXSP US - WXSPIV WXSPNV W4500 US18383M4805 1,499 3,518 18 A 4.69 0.01 1940 Act Fund Stocks (Optimized) Yes No No Guggenheim 9-Mar-10 NYSE Arca
Schwab U.S. Broad Market ETF SCHB US SCHB.P SCHBIV SCHBNV DW25 US8085241029 1,531 2,500 6 Q 272.55 4.40 1940 Act Fund Stocks (Optimized) Yes Yes No Schwab ETFs 3-Nov-09 NYSE Arca
Guggenheim/Dorchester: The Capital Markets Equities ETF Guggenheim Planned
Northern Trust Equity ETF Northern Trust Planned
Canada
iShares MSCI Canada Index Fund EWC US EWC EWCIV EWCNV NDDUCA US4642865095 99 99 55 S 3,462.34 64.29 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
IQ Canada Small Cap ETF CNDA US CNDA.P CNDAIV CNDANV IQSMCANT US45409B8679 100 100 69 A 9.79 0.24 Open Ended Fund Stocks (Fully Rep) - No No IndexIQ 23-Mar-10 NYSE Arca
Guggenheim/Clear Canadian Royalty Trust ETF Guggenheim Planned
PowerShares Dynamic QSG Canada PowerShares Planned
PowerShares FTSE RAFI Canada PowerShares Planned
Style exposure
Broad-growth
iShares Russell 3000 Growth Index Fund IWZ US IWZ.A IWZIV IWZNV RU30GRTR US4642876712 1,895 2,010 25 A 255.87 0.92 1940 Act Fund Stocks Yes No Yes iShares 24-Jul-00 NYSE Arca
First Trust Multi Cap Growth AlphaDEX Fund FAD US FAD FADIV FADNV DEFIMCGI US33733F1012 481 481 70 S 7.24 0.08 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-May-07 NYSE Arca
Guggenheim Ocean Tomo Growth Index ETF OTR US OTR.A OTRIV OTRNV OTPATG US18383M7790 60 60 69 A 4.66 0.03 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 2-Apr-07 NYSE Arca
Vanguard Russell 3000 Index Vanguard Planned
Broad-value
First Trust Multi Cap Value AlphaDEX Fund FAB US FAB FABIV FABNV DEFIMCVI US33733C1080 605 606 70 S 19.85 0.16 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-May-07 NYSE Arca
iShares Russell 3000 Value Index Fund IWW US IWW.A IWWIV IWWNV RU30VATR US4642876639 2,069 1,968 26 Q 269.51 1.74 1940 Act Fund Stocks Yes No No iShares 24-Jul-00 NYSE Arca
Large-cap
SPDR S&P 500 SPY US SPY.A SXV SXVNV SPX US78462F1030 500 500 9.45 Q 62,200.06 22,154.14 Unit Invest. Trust Stocks Yes Yes Yes SSgA 29-Jan-93 NYSE Arca
iShares S&P 500 Index Fund IVV US IVV IVVIV IVVNV SPX US4642872000 501 500 9 Q 20,898.87 313.14 1940 Act Fund Stocks Yes Yes Yes iShares 15-May-00 NYSE Arca
Rydex Equal Weight S&P ETF RSP US RSP.A RSJ RSJNV SPXEWI US78355W1062 500 500 40 Q 1,734.24 40.87 1940 Act Fund Stocks (Fully Rep) Yes Yes Yes Rydex SGI 30-Apr-03 NYSE Arca
PowerShares S&P 500 BuyWrite PBP US PBP.P MNV PBPNV BXM US73936G3083 501 500 75 A 156.37 1.26 Open Ended Fund Stocks, Options - Yes No PowerShares 20-Dec-07 NYSE Arca
Vanguard Large-Cap ETF VV US VV.A VVIV VVNV MZUSP US9229086379 755 754 12 Q 2,364.28 9.66 1940 Act Fund Stocks Yes Yes Yes Vanguard 30-Jan-04 NYSE Arca
Vanguard Mega Cap 300 ETF MGC US MGV.P MGCIV MGCNV MZUSL US9219108738 301 301 13 Q 226.93 2.05 1940 Act Fund Stocks Yes Yes No Vanguard 24-Dec-07 NYSE Arca
SPDR DJ Industrial Average ETF DIA US DIA.A DXV DXVNV INDU US78467X1090 30 30 16.7 M 7,552.10 776.44 Unit Invest. Trust Stocks Yes Yes Yes SSgA 20-Jan-98 NYSE Arca
First Trust Large Cap Core AlphaDEX Fund FEX US FEX FEXIV FEXNV DEFILCCI US33734K1097 375 375 70 S 60.58 0.72 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
PowerShares QQQ Trust QQQQ US QQQQ.O QXV QQQQN NDX US73935A1043 100 100 20 Q 15,845.69 2,954.30 Unit Invest. Trust Stocks - Yes Yes PowerShares 10-Mar-99 NASDAQ
PowerShares Nasdaq 100 BuyWrite PQBW US PQBW.O PQBWIV PQBWNV BXN US73936G1004 101 - 75 Q 6.26 0.06 Open Ended Fund Stocks, Options Yes No No PowerShares 13-Jun-08 NASDAQ
First Trust NASDAQ-100 Equal Weighted Index Fund QQEW US QQEW.O QQEWI QQEWN NDXE US3373441050 100 100 60 S 44.93 0.52 1940 Act Fund Stocks (Fully Rep) Yes Yes No First Trust 25-Apr-06 NASDAQ
First Trust NASDAQ-100 Ex-Technology Sector Index Fund QQXT US QQXT.OQ QQXTI QQXTNV NDXM US33733E4017 63 63 60 S 15.66 0.13 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 15-Feb-07 NASDAQ
iShares Morningstar Large Core Index Fund JKD US JKD.N JKDIV JKDNV MLCRT US4642871275 81 97 20 Q 225.08 1.53 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares NYSE 100 Index Fund NY US NY NYIV NYNV NYID US4642871358 101 100 20 Q 59.13 0.19 1940 Act Fund Stocks Yes No No iShares 2-Apr-04 NYSE Arca
iShares Russell 1000 Index Fund IWB US IWB IWBIV IWBNV RU10INTR US4642876225 965 974 15 Q 4,996.92 68.49 1940 Act Fund Stocks Yes Yes Yes iShares 15-May-00 NYSE Arca
iShares Russell Top 200 Index Fund IWL US IWL.P IWLIV IWLNV RUTPINTR US4642894467 194 193 15 Q 7.39 0.02 1940 Act Fund Stocks - No No iShares 25-Sep-09 NYSE Arca
iShares S&P 100 Index Fund OEF US OEF OEFIV OEFNV SPTR100 US4642871010 101 100 20 A 2,077.13 46.53 1940 Act Fund Stocks Yes Yes Yes iShares 23-Oct-00 NYSE Arca
PowerShares Dynamic Large Cap PJF US PJF.A PJFIV PJFNV IEB US73935X4503 100 100 60 Q 28.67 0.10 Open Ended Fund Stocks - No No PowerShares 1-Dec-06 NYSE Arca
Rydex Russell Top 50 ETF XLG US XLG.A XLRIV XLRNV RTOP50 US78355W2052 50 50 20 Q 305.42 1.10 1940 Act Fund Stocks (Fully Rep) Yes Yes No Rydex SGI 10-May-05 NYSE Arca
SPDR DJ Wilshire Large Cap ETF ELR US ELR.A EZR EZRNV DWL US78464A8541 749 749 20 Q 34.48 0.16 Open Ended Fund Stocks Yes No No SSgA 15-Nov-05 NYSE Arca
ALPS Equal Sector Weight ETF EQL US EQL.P EQLIV EQLNV - US00162Q2057 9 9 55 Q 41.90 0.15 Open Ended Fund ETFs - No No ALPS ETF Trust 7-Jul-09 NYSE Arca
Schwab U.S. Large-Cap ETF SCHX US SCHX.P SCHXIV SCHXNV DWL US8085242019 748 748 8 Q 273.42 4.89 1940 Act Fund Stocks (Fully Rep) Yes Yes No Schwab ETFs 3-Nov-09 NYSE Arca
Wilshire Large-Cap ETF Guggenheim Planned
Georgetown U.S. Large Cap ETF Georgetown IM Planned
S&P 500 SPDR ETF Next Investments Planned
PowerShares DJIA BuyWrite PowerShares Planned
PowerShares Zacks Rank Large Cap PowerShares Planned
Vanguard 500 ETF Vanguard Planned
ETFs listed in the United States (continued) ETFs listed in the United States (continued)
North America - equity (continued)
Fortress Large Cap Enhanced BuyWrite DBX Strategic Adv Planned
Large-cap growth
Vanguard Mega Cap 300 Growth ETF MGK US MGK.P MGKIV MGKNV MZUSLG US9219108167 179 179 13 Q 287.79 1.75 1940 Act Fund Stocks Yes Yes No Vanguard 21-Dec-07 NYSE Arca
First Trust Large Cap Growth Opportunities AlphaDEX Fund FTC US FTC FTCIV FTCNV DEFILGOI US33735K1088 174 174 70 S 38.15 0.69 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-May-07 NYSE Arca
iShares Morningstar Large Growth Index Fund JKE US JKE.N JKEIV JKENV MLGRT US4642871192 86 104 25 Q 303.26 1.73 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell 1000 Growth Index Fund IWF US IWF IWFIV IWFNV RU10GRTR US4642876142 624 636 20 Q 9,909.53 104.43 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
iShares Russell Top 200 Growth Index Fund IWY US IWY.P IWYIV IWYNV RUTPGRTR US4642894384 134 134 20 Q 167.54 0.58 1940 Act Fund Stocks - No No iShares 25-Sep-09 NYSE Arca
iShares S&P 500 Growth Index Fund IVW US IVW.A IVWIV IVWNV SPTRSGX US4642873099 297 306 18 A 4,671.91 30.19 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
PowerShares Dynamic Large Cap Growth PWB US PWB.A BWW BWWNV ILH US73935X6094 50 50 60 Q 177.00 0.97 Open Ended Fund Stocks - No No PowerShares 3-Mar-05 NYSE Arca
PowerShares NXQ PNXQ US PNXQ.O PNXQIV PNXQNV NXTQ US73935X1202 50 50 70 A 6.44 0.19 Open Ended Fund Stocks - No No PowerShares 3-Apr-08 NASDAQ
Rydex S&P 500 Pure Growth ETF RPG US RPG.A FVG FVGNV SPXPG US78355W4033 117 117 35 Q 74.37 0.68 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Mar-06 NYSE Arca
SPDR DJ Wilshire Large Cap Growth ETF ELG US ELG.A FLG FLGNV DWLG US78464A4094 108 108 20 Q 161.52 0.55 Open Ended Fund Stocks Yes No No SSgA 29-Sep-00 NYSE Arca
WisdomTree LargeCap Growth Fund ROI US ROI.N ROIIV ROINV WTLGITR US97717X1072 288 288 38 Q 18.67 0.04 Open Ended Fund Stocks - No No WisdomTree 4-Dec-08 NYSE Arca
Vanguard Growth ETF VUG US VUG.A VUGIV VUGNV MZUSPG US9229087369 428 427 14 Q 3,905.44 18.67 1940 Act Fund Stocks Yes Yes Yes Vanguard 30-Jan-04 NYSE Arca
Schwab U.S. Large-Cap Growth ETF SCHG US SCHG.P SCHGIV SCHGNV DWLG US8085243009 427 427 13 Q 109.79 0.66 1940 Act Fund Stocks (Fully Rep) Yes Yes No Schwab ETFs 11-Dec-09 NYSE Arca
Wilshire Large-Cap Growth ETF Guggenheim Planned
Vanguard S&P 500 Growth Index Vanguard Planned
Vanguard Russell 1000 Growth Index Vanguard Planned
Large-cap value
iShares S&P 500 Value Index Fund IVE US IVE.A IVEIV IVENV SPTRSVX US4642874089 370 354 18 A 3,534.84 28.93 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
Rydex S&P 500 Pure Value ETF RPV US RPV.A FHV FHVNV SPXPV US78355W3043 99 99 35 Q 53.70 0.54 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Mar-06 NYSE Arca
Vanguard Mega Cap 300 Value ETF MGV US MGV.P MGVIV MGVNV MZUSLV US9219108407 159 158 13 Q 225.62 1.12 1940 Act Fund Stocks Yes Yes No Vanguard 21-Dec-07 NYSE Arca
SPDR DJ Wilshire Large Cap Value ETF ELV US ELV.A FLV FLVNV DWLV US78464A5083 122 130 20 Q 152.41 4.28 Open Ended Fund Stocks Yes No No SSgA 29-Sep-00 NYSE Arca
Vanguard Value ETF VTV US VTV.A VTVIV VTVNV MZUSPV US9229087443 422 421 14 Q 3,442.69 16.64 1940 Act Fund Stocks Yes Yes Yes Vanguard 30-Jan-04 NYSE Arca
First Trust Large Cap Value Opportunities AlphaDEX Fund FTA US FTA FTAIV FTANV DEFILVOI US33735J1016 202 202 70 S 48.01 0.46 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-May-07 NYSE Arca
iShares Morningstar Large Value Index Fund JKF US JKF.N JKFIV JKFNV MLVLT US4642881092 69 94 25 Q 182.68 0.59 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell 1000 Value Index Fund IWD US IWD IWDIV IWDNV RU10VATR US4642875987 677 643 20 Q 8,058.42 82.49 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
iShares Russell Top 200 Value Index Fund IWX US IWX.P IWXIV IWXNV RUTPVATR US4642894202 127 125 20 Q 164.67 0.60 1940 Act Fund Stocks - No No iShares 25-Sep-09 NYSE Arca
PowerShares Dynamic Large Cap Value PWV US PWV.A DBW DBWNV ILW US73935X7084 50 50 60 Q 307.72 1.08 Open Ended Fund Stocks - No No PowerShares 3-Mar-05 NYSE Arca
First Trust Strategic Value Index Fund FDV US FDV HDX HDXNV CROCI US33733E1047 50 50 65 S 32.45 0.12 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-Jul-06 NYSE Arca
Schwab U.S. Large-Cap Value ETF SCHV US SCHV.P SCHVIV SCHVNV DWLV US8085244098 321 321 13 Q 83.80 0.78 1940 Act Fund Stocks (Fully Rep) Yes Yes No Schwab ETFs 11-Dec-09 NYSE Arca
Wilshire Large-Cap Value ETF Guggenheim Planned
Vanguard S&P 500 Value Index Vanguard Planned
Vanguard Russell 1000 Value Index Vanguard Planned
Mid-cap
Guggenheim Mid-Cap Core ETF CZA US CZA.A CZAIV CZANV ZAXMC US18383M7204 100 100 69 A 6.02 0.15 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 3-Apr-07 NYSE Arca
First Trust Mid Cap Core AlphaDEX Fund FNX US FNX FNXIV FNXNV DEFIMCCI US33735B1089 300 300 70 S 57.82 0.46 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-May-07 NYSE Arca
iShares Morningstar Mid Core Index Fund JKG US JKG.N JKGIV JKGNV MMCRT US4642882082 209 256 25 Q 108.93 0.61 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell Midcap Index Fund IWR US IWR.A IWRIV IWRNV RUMCINTR US4642874998 772 783 20 A 5,012.37 57.94 1940 Act Fund Stocks Yes Yes Yes iShares 17-Jul-01 NYSE Arca
iShares S&P MidCap 400 Index Fund IJH US IJH IJHIV IJHNV SPTRMDCP US4642875078 401 400 22 Q 7,104.15 59.95 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
PowerShares Dynamic Mid Cap PJG US PJG.A PJGIV PJGNV IEK US73935X4438 150 150 60 Q 19.31 0.18 Open Ended Fund Stocks - No No PowerShares 1-Dec-06 NYSE Arca
S&P 400 MidCap SPDR MDY US MDY.A MXV MXVNV MID US78467Y1073 400 400 25 As Needed 8,569.91 443.46 Unit Invest. Trust Stocks Yes Yes Yes BONY 4-May-95 NYSE Arca
SPDR DJ Wilshire Mid Cap ETF EMM US EMM.A EYM EYMNV DWM US78464A8475 499 499 25 Q 47.51 0.40 Open Ended Fund Stocks Yes No No SSgA 15-Nov-05 NYSE Arca
Vanguard Mid-Cap ETF VO US VO.A VOIV VONV MZUSM US9229086296 455 453 14 A (Dec) 2,406.86 9.99 1940 Act Fund Stocks Yes Yes Yes Vanguard 30-Jan-04 NYSE Arca
Wilshire Mid-Cap ETF Guggenheim Planned
Vanguard S&P Mid-Cap 400 Index Vanguard Planned
Mid-cap growth
iShares Morningstar Mid Growth Index Fund JKH US JKH.N JKHIV JKHNV MMGRT US4642883072 187 241 30 Q 136.84 1.89 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell Midcap Growth Index Fund IWP US IWP.A IWPIV IWPNV RUMCGRTR US4642874816 491 499 25 A 2,436.75 27.35 1940 Act Fund Stocks Yes Yes Yes iShares 17-Jul-01 NYSE Arca
iShares S&P MidCap 400 Growth Index Fund IJK US IJK.A IJKIV IJKNV MIDG US4642876068 254 254 25 M 2,064.04 22.10 1940 Act Fund Stocks Yes No No iShares 24-Jul-00 NYSE Arca
PowerShares Dynamic Mid Cap Growth PWJ US PWJ.A GBW GBWNV ILJ US73935X8074 75 75 60 Q 93.37 0.31 Open Ended Fund Stocks - No No PowerShares 3-Mar-05 NYSE Arca
Rydex S&P MidCap 400 Pure Growth ETF RFG US RFG.A FYG FYGNV SPMPG US78355W6012 115 115 35 Q 171.16 2.28 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Mar-06 NYSE Arca
SPDR DJ Wilshire Mid Cap Growth ETF EMG US EMG.A EDG EDGNV DWMG US78464A8210 234 234 25 Q 58.27 0.54 Open Ended Fund Stocks Yes No No SSgA 15-Nov-05 NYSE Arca
Vanguard Mid-Cap Growth ETF VOT US VOT.A VOTIV VOTNV MZUSMG US9229085389 248 248 14 A (Dec) 654.53 4.02 1940 Act Fund Stocks Yes No No Vanguard 24-Aug-06 NYSE Arca
Wilshire Mid-Cap Growth ETF Guggenheim Planned
Vanguard S&P Mid-Cap 400 Growth Index Vanguard Planned
Mid-cap value
iShares Morningstar Mid Value Index Fund JKI US JKI.N JKIIV JKINV MMVLT US4642884062 188 231 30 Q 109.26 0.59 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell Midcap Value Index Fund IWS US IWS.A IWSIV IWSNV RUMCVATR US4642874733 551 519 25 A 2,598.64 62.55 1940 Act Fund Stocks Yes Yes Yes iShares 17-Jul-01 NYSE Arca
iShares S&P MidCap 400 Value Index Fund IJJ US IJJ.A IJJIV IJJNV MIDV US4642877058 287 283 28 M 1,850.42 10.15 1940 Act Fund Stocks Yes No No iShares 24-Jul-00 NYSE Arca
PowerShares Dynamic Mid Cap Value PWP US PWP.A HWB HWBNV ILP US73935X8801 75 75 60 Q 35.78 0.18 Open Ended Fund Stocks - No No PowerShares 3-Mar-05 NYSE Arca
Rydex S&P MidCap 400 Pure Value ETF RFV US RFV.A FYV FYVNV SPMPV US78355W5022 85 85 35 Q 37.53 0.44 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Mar-06 NYSE Arca
SPDR DJ Wilshire Mid Cap Value ETF EMV US EMV.A EYV EYVNV DWMV US78464A8392 265 265 25 Q 29.77 0.36 Open Ended Fund Stocks Yes No No SSgA 15-Nov-05 NYSE Arca
Vanguard Mid-Cap Value ETF VOE US VOE.A VOEIV VOENV MZUSMV US9229085124 263 263 14 A (Dec) 628.72 5.47 1940 Act Fund Stocks Yes Yes No Vanguard 24-Aug-06 NYSE Arca
Wilshire Mid-Cap Value ETF Guggenheim Planned
Vanguard S&P Mid-Cap 400 Value Index Vanguard Planned
Small/mid-cap
Georgetown U.S. Small-Mid Cap ETF Georgetown IM Planned
Small-cap
First Trust Small Cap Core AlphaDEX Fund FYX US FYX FYXIV FYXNV DEFISCCI US33734Y1091 443 443 70 S 35.77 0.54 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
iShares Morningstar Small Core Index Fund JKJ US JKJ.N JKJIV JKJNV MSCRT US4642885051 291 382 25 M 138.39 1.33 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell 2000 Index Fund IWM US IWM.A IWMIV IWMNV RU20INTR US4642876555 2,013 2,010 28 Q 12,168.54 3,691.09 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
iShares S&P SmallCap 600 Index Fund IJR US IJR.A IJRIV IJRNV SML US4642878049 600 600 20 Q 5,165.98 88.50 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
PowerShares Dynamic Small Cap PJM US PJM.A PJMIV PJMNV IEY US73935X4354 200 200 60 Q 13.82 0.06 Open Ended Fund Stocks - No No PowerShares 1-Dec-06 NYSE Arca
PowerShares FTSE NASDAQ Small Cap PQSC US PQSC.O PQSCIV PQSCNV FTNDSC US73935X1384 1,000 1,165 70 A 1.07 0.02 Open Ended Fund Stocks - No No PowerShares 4-Apr-08 NASDAQ
PowerShares Zacks Small Cap PZJ US PZJ.A JDK PZJIV ZRS US73935X6748 250 251 60 Q 12.75 0.11 Open Ended Fund Stocks - No No PowerShares 16-Feb-06 NYSE Arca
SPDR DJ Wilshire Small Cap ETF DSC US DSC.A DVC DVCNV DWS US78464A8137 1,744 1,744 25 Q 49.46 0.76 Open Ended Fund Stocks Yes No No SSgA 15-Nov-05 NYSE Arca
Vanguard Small-Cap ETF VB US VB.A VBIV VBNV MZUSS US9229087518 1,753 1,750 14 A (Dec) 3,469.57 22.56 1940 Act Fund Stocks Yes Yes Yes Vanguard 30-Jan-04 NYSE Arca
Schwab U.S. Small-Cap ETF SCHA US SCHA.P SCHAIV SCHANV DWS US8085246077 1,749 1,752 13 Q 193.30 4.47 1940 Act Fund Stocks (Optimized) Yes Yes No Schwab ETFs 3-Nov-09 NYSE Arca
First Trust Dow Jones Select Microcap FDM US FDM.A RDM RDMNV DJSM US33718M1053 217 217 60 S 47.93 0.26 1940 Act Fund Stocks (Fully Rep) Yes Yes No First Trust 30-Sep-05 NYSE Arca
iShares Russell Microcap Index Fund IWC US IWC.N IWCIV IWCNV RMICRO US4642888691 1,312 2,001 71 A 328.65 5.50 1940 Act Fund Stocks Yes Yes Yes iShares 16-Aug-05 NYSE Arca
PowerShares Zacks Micro Cap PZI US PZI.A HXZ HXZNV ZAX US73935X7407 400 394 60 Q 43.12 0.17 Open Ended Fund Stocks - No No PowerShares 18-Aug-05 NYSE Arca
Wilshire Micro-Cap ETF WMCR US - - STBNV W5KMICRO US18383M3088 859 - 60 A 4.37 0.20 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 21-Sep-06 NYSE Arca
Wilshire Small-Cap ETF Guggenheim Planned
Vanguard S&P Small-Cap 600 Index Vanguard Planned
Small-cap growth
iShares Morningstar Small Growth Index Fund JKK US JKK.N JKKIV JKKNV MSGRT US4642886042 266 368 30 Q 64.30 1.37 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell 2000 Growth Index Fund IWO US IWO.A IWOIV IWONV RU20GRTR US4642876480 1,272 1,371 25 A 2,715.49 87.66 1940 Act Fund Stocks Yes Yes Yes iShares 24-Jul-00 NYSE Arca
iShares S&P SmallCap 600 Growth Index Fund IJT US IJT.A IJTIV IJTNV SMLG US4642878874 367 364 25 M 1,370.06 15.49 1940 Act Fund Stocks Yes No No iShares 24-Jul-00 NYSE Arca
PowerShares Dynamic Small Cap Growth PWT US PWT.A DWB DWBNV ILK US73935X8728 100 100 60 Q 24.08 0.11 Open Ended Fund Stocks - Yes No PowerShares 3-Mar-05 NYSE Arca
Rydex S&P SmallCap 600 Pure Growth ETF RZG US RZG.A FZG FZGNV SPSPG US78355W8091 140 140 35 Q 14.73 0.09 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Mar-06 NYSE Arca
SPDR DJ Wilshire Small Cap Growth ETF DSG US DSG.A PSG PSGNV DWSG US78464A2015 306 306 25 Q 119.84 1.55 Open Ended Fund Stocks Yes No No SSgA 29-Sep-00 NYSE Arca
Vanguard Small-Cap Growth ETF VBK US VBK.A VBKIV VBKNV MZUSSG US9229085959 1,034 1,031 14 A (Dec) 1,263.38 7.94 1940 Act Fund Stocks Yes Yes No Vanguard 30-Jan-04 NYSE Arca
Wilshire Small-Cap Growth ETF Guggenheim Planned
Vanguard Russell 2000 Growth Index Vanguard Planned
Vanguard S&P Small-Cap 600 Growth Index Vanguard Planned
Small-cap value
iShares Morningstar Small Value Index Fund JKL US JKL.N JKLIV JKLNV MSVLT US4642887032 258 337 30 Q 158.95 3.52 1940 Act Fund Stocks Yes No No iShares 2-Jul-04 NYSE Arca
iShares Russell 2000 Value Index Fund IWN US IWN.A IWNIV IWNNV RU20VATR US4642876308 1,393 1,323 41 A 3,529.95 79.69 1940 Act Fund Stocks Yes Yes Yes iShares 24-Jul-00 NYSE Arca
iShares S&P SmallCap 600 Value Index Fund IJS US IJS.A IJSIV IJSNV SMLV US4642878791 425 423 25 M 1,464.06 9.72 1940 Act Fund Stocks Yes Yes Yes iShares 24-Jul-00 NYSE Arca
PowerShares Dynamic Small Cap Value PWY US PWY.A RWB RWBNV ILZ US73935X8645 100 100 60 Q 55.04 0.21 Open Ended Fund Stocks - No No PowerShares 3-Mar-05 NYSE Arca
Rydex S&P Smallcap 600 Pure Value ETF RZV US RZV.A FZV FZVNV SPSPV US78355W7002 112 112 35 Q 77.43 1.29 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Mar-06 NYSE Arca
SPDR DJ Wilshire Small Cap Value ETF DSV US DSV.A PSV PSVNV DWSV US78464A3005 372 372 25 Q 125.04 1.22 Open Ended Fund Stocks Yes No No SSgA 29-Sep-00 NYSE Arca
Vanguard Small-Cap Value ETF VBR US VBR.A VBRIV VBRNV MSCISV US9229086114 993 990 14 A (Dec) 1,499.14 6.28 1940 Act Fund Stocks Yes Yes No Vanguard 30-Jan-04 NYSE Arca
Wilshire Small-Cap Value ETF Guggenheim Planned
Vanguard Russell 2000 Value Index Vanguard Planned
Vanguard S&P Small-Cap 600 Value Index Vanguard Planned
Socially responsible
iShares FTSE KLD 400 Social Index Fund DSI US DSI.A DSIIV DSINV KLDSDS US4642885705 401 400 50 Q 104.57 0.35 1940 Act Fund Stocks - Yes No iShares 17-Nov-06 NYSE Arca
iShares FTSE KLD Select Social Index Fund KLD US KLD.N KLDIV KLDNV KLDSSI US4642888022 264 226 50 Q 114.30 0.71 1940 Act Fund Stocks Yes Yes No iShares 28-Jan-05 NYSE Arca
PowerShares Cleantech PZD US PZD.A PZDIV PZDNV CTIUS US73935X2788 74 77 60 Q 131.61 0.35 Open Ended Fund Stocks - No No PowerShares 24-Oct-06 NYSE Arca
FaithShares Baptist Values ETF FZB US FZB.P FZBIV FZBNV GPFS02 US30605Q1085 100 100 87 Q 1.24 0.00 Open Ended Fund Stocks (Fully Rep) - No No FaithShares 15-Dec-09 NYSE Arca
FaithShares Catholic Values ETF FCV US FCV.P FCVIV FCVNV GPFS01 US30605Q2075 99 100 87 Q 2.49 0.01 Open Ended Fund Stocks (Fully Rep) - No No FaithShares 9-Dec-09 NYSE Arca
FaithShares Christian Values ETF FOC US FOC.P FOCIV FOCNV GPFS05 US30605Q3065 100 100 87 Q 2.49 0.01 Open Ended Fund Stocks (Fully Rep) - No No FaithShares 9-Dec-09 NYSE Arca
FaithShares Lutheran Values ETF FKL US FKL.P FKLIV FKLNV GPFS04 US30605Q4055 100 100 87 Q 1.22 0.00 Open Ended Fund Stocks (Fully Rep) - No No FaithShares 15-Dec-09 NYSE Arca
FaithShares Methodist Values ETF FMV US FMV.P FMVIV FMVNV GPFS03 US30605Q5045 100 100 87 Q 2.50 0.00 Open Ended Fund Stocks (Fully Rep) - No No FaithShares 9-Dec-09 NYSE Arca
ESG Shares North America Sustainability Index ETF NASI US - NASIIV NASINV NASI US70422P1075 227 227 50 - 2.35 0.09 Open Ended Fund Stocks (Fully Rep) - No No Pax World 19-May-10 NYSE Arca
iShares Genocide Free ETF iShares Planned
FTSE Sharia USA Index ETF Florentez Planned
ShariahShares FTSE USA Fund ShariahShares Planned
Thematic
Guggenheim Spin-Off ETF CSD US CSD.A CSDIV CSDNV CLRSO US18383M6057 26 26 60 A 14.22 0.08 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 15-Dec-06 NYSE Arca
Guggenheim Ocean Tomo Patent ETF OTP US OTP OTPIV OTPNV OTPAT US18383M7048 294 294 60 A 15.98 0.04 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 15-Dec-06 NYSE Arca
Guggenheim Raymond James SB-1 Equity ETF RYJ US RYJ.P RYJIV RYJNV RJSBI US18383M6131 151 151 75 A 51.60 0.21 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 4-Sep-08 NYSE Arca
Guggenheim Insider Sentiment ETF NFO US NFO.A NFAIV NFANV SBRIN US18383M2098 100 100 60 A 90.51 1.37 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 21-Sep-06 NYSE Arca
Guggenheim Sector Rotation ETF XRO US XRO.A XUO XUONV ZAXSR US18383M4078 100 100 60 A 20.39 0.09 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 21-Sep-06 NYSE Arca
Guggenheim Multi-Asset Income ETF CVY US CVY.A CYM CYMNV ZAXYH US18383M5067 149 150 60 Q 280.31 4.09 1940 Act Fund Stocks (Optimized) Yes No No Guggenheim 21-Sep-06 NYSE Arca
Thematic (continued)
Guggenheim Defensive Equity ETF DEF US DEF.A DEFIV DEFNV SBRDE US18383M8780 100 100 60 A 14.33 0.12 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 15-Dec-06 NYSE Arca
Guggenheim/BIR All-Star Select Guggenheim Planned
Guggenheim/Sabrient CEF Balanced Opportunity Guggenheim Planned
Guggenheim/Sabrient CEF Income Opportunity Guggenheim Planned
Guggenheim/Zacks Growth & Income Guggenheim Planned
First Trust IPOX-100 Index Fund FPX US FPX.A XPT XPTNV IPXO US3369201039 100 100 60 S 9.68 0.06 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 13-Apr-06 NYSE Arca
First Trust Value Line 100 FVL US FVL FVLIV FVLNV VLFVL US33735G1076 100 100 70 S 54.96 0.17 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 15-Jun-07 NYSE Arca
First Trust Value Line Equity Allocation Index Fund FVI US FVI FVIIV FVINV VLFVI US3369191057 151 151 70 S 6.01 0.12 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 6-Dec-06 NYSE Arca
PowerShares Buyback Achievers PKW US PKW.A PKWIV PKWNV DRB US73935X2861 167 186 60 Q 34.12 0.14 Open Ended Fund Stocks Yes No No PowerShares 20-Dec-06 NYSE Arca
PowerShares DWA Technical Leaders PDP US PDP.A PDPIV PDPNV DWTL US73935X1533 100 100 60 Q 152.60 2.35 Open Ended Fund Stocks Yes Yes No PowerShares 1-Mar-07 NYSE Arca
PowerShares Morningstar StockInvestor Core Portfolio PYH US PYH.A PYHIV PYHNV - US73935X1798 75 72 60 Q 15.78 0.08 Open Ended Fund Stocks - No No PowerShares 1-Dec-06 NYSE Arca
PowerShares S&P 500 High Quality Portfolio PIV US PIV.A JDV JDVNV - US73935X6821 50 50 60 Q 61.87 0.22 Open Ended Fund Stocks - No No PowerShares 6-Dec-05 NYSE Arca
ProShares Credit Suisse 130/30 CSM US CSM.P CSMIV CSMNV CS13030 US74347R2489 S 376 95 A 49.79 0.37 1940 Act Fund Swaps - No No ProShares 14-Jul-09 NYSE Arca
JETS Contrarian Opportunities Index Fund JCO US - - JCONV JCOIV US4718922085 123 125 58 A 1.53 0.20 1940 Act Fund Stocks - No No Javelin IM 9-Apr-10 NYSE Arca
ProShares Barron’s 400 ProShares Planned
Capital West Oklahoma Capital West Planned
Russell Aggressive Growth ETF Russell Planned
Russell Consistent Growth ETF Russell Planned
Russell Growth at a Reasonable Price ETF Russell Planned
Russell Contrarian ETF Russell Planned
Russell Equity Income ETF Russell Planned
Russell Low P/E ETF Russell Planned
Russell Small & Mid Cap Defensive Value ETF Russell Planned
Russell Small Cap Defensive Value ETF Russell Planned
StateShares California 50 DBX Strategic Adv Planned
StateShares Colorado 50 DBX Strategic Adv Planned
StateShares Composite DBX Strategic Adv Planned
StateShares Connecticut 50 DBX Strategic Adv Planned
StateShares Florida 50 DBX Strategic Adv Planned
StateShares Georgia 50 DBX Strategic Adv Planned
StateShares Illinois 50 DBX Strategic Adv Planned
StateShares Indiana 50 DBX Strategic Adv Planned
StateShares Maryland 50 DBX Strategic Adv Planned
StateShares Massachusetts 50 DBX Strategic Adv Planned
StateShares Michigan 50 DBX Strategic Adv Planned
StateShares Minnesota 50 DBX Strategic Adv Planned
StateShares Missouri 50 DBX Strategic Adv Planned
StateShares New Jersey 50 DBX Strategic Adv Planned
StateShares New York 50 DBX Strategic Adv Planned
StateShares North Carolina 50 DBX Strategic Adv Planned
StateShares Ohio 50 DBX Strategic Adv Planned
StateShares Pennsylvania 50 DBX Strategic Adv Planned
StateShares Tennessee 50 DBX Strategic Adv Planned
StateShares Texas 50 DBX Strategic Adv Planned
StateShares Virginia 50 DBX Strategic Adv Planned
StateShares Washington 50 DBX Strategic Adv Planned
XShares Elliott Wave DBX Strategic Adv Planned
Sectors
Consumer discretionary
Consumer Discretionary Select Sector SPDR Fund XLY US XLY.A YXV YXVNV IXY US81369Y4070 87 87 21 Q 1,658.35 218.77 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
Vanguard Consumer Discretionary ETF VCR US VCR.A VCRIV VCRNV MZUSI0CD US92204A1088 378 377 25 A (Dec) 234.18 2.88 1940 Act Fund Stocks Yes No No Vanguard 30-Jan-04 NYSE Arca
iShares Dow Jones U.S. Consumer Services Sector IYC US IYC.A IYCIV IYCNV DJUSCYT US4642875805 200 248 48 Q 170.69 3.30 1940 Act Fund Stocks Yes No No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Home Construction Index Fund ITB US ITB.N ITBIV ITBNV DJSHMBT US4642887529 27 22 47 Q 267.36 4.20 1940 Act Fund Stocks - Yes Yes iShares 5-May-06 NYSE Arca
PowerShares Dynamic Consumer Discretionary Sector PEZ US PEZ.A PEZIV PEZNV EZZ US73935X4198 60 60 60 Q 14.74 0.29 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Leisure & Entertainment PEJ US PEJ.A DJBETF DJBNV DZL US73935X7571 30 29 60 Q 43.99 0.27 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
PowerShares Dynamic Media PBS US PBS.A MJK MJKNV DZM US73935X8231 30 30 60 Q 71.98 0.64 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
PowerShares Dynamic Retail PMR US PMR.A HKP HKPNV DWR US73935X6177 30 30 60 Q 8.59 0.20 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
First Trust Consumer Discretionary AlphaDEX Fund FXD US FXD FXDIV FXDNV STRQCD US33734X1019 125 125 70 S 134.97 1.76 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
Rydex S&P Equal Weight Consumer Discretionary ETF RCD US RCD.A RCDIV RCDNV S25 US78355W8828 80 80 50 Q 23.54 0.11 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
SPDR S&P Homebuilders ETF XHB US XHB.A HBM HBMNV SPSIHO US78464A8889 21 21 35 Q 630.04 79.04 Open Ended Fund Stocks Yes Yes Yes SSgA 6-Feb-06 NYSE Arca
SPDR S&P Retail ETF XRT US XRT.A KZR KZRNV SPSIRE US78464A7147 68 68 35 Q 437.89 433.42 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Jun-06 NYSE Arca
PowerShares S&P SmallCap Consumer Discretionary Portfolio XLYS US - XLYSIV XLYSNV SPSU6CDT US73937B5066 113 113 29 Q 26.53 1.16 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
SPDR LeisureTime SSgA Planned
Sectors (continued)
Consumer staples
Consumer Staples Select Sector SPDR Fund XLP US XLP.A PXV PXVNV IXR US81369Y3080 36 36 21 Q 3,146.67 197.33 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
First Trust Consumer Staples AlphaDEX Fund FXG US FXG FXGIV FXGNV STRQCS US33734X1191 39 39 70 S 26.69 0.20 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
Vanguard Consumer Staples ETF VDC US VDC.A VDCIV VDCNV MZUSI0CS US92204A2078 114 114 25 A (Dec) 546.47 4.52 1940 Act Fund Stocks Yes No No Vanguard 30-Jan-04 NYSE Arca
iShares Dow Jones U.S. Consumer Goods Sector Index Fund IYK US IYK IYKIV IYKNV DJUSNCT US4642878122 126 152 48 Q 272.13 2.54 1940 Act Fund Stocks Yes No No iShares 12-Jun-00 NYSE Arca
PowerShares Dynamic Consumer Staples Sector PSL US PSL.A PSLIV PYZNV EZS US73935X3935 60 60 60 Q 36.70 0.12 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Food & Beverage PBJ US PBJ.A FJW FJWNV DZF US73935X8496 30 29 60 Q 100.49 1.13 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
Rydex S&P Equal Weight Consumer Staples ETF RHS US RHS.A RHSIV RHSNV S30 US78355W8745 41 41 50 Q 12.77 0.11 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
PowerShares S&P SmallCap Consumer Staples Portfolio XLPS US - XLYSIV XLYSNV SPSU6CST US73937B6056 20 23 29 Q 5.05 0.05 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
SPDR S&P Food & Beverage ETF SSgA Planned
Energy
Energy Select Sector SPDR Fund XLE US XLE.A EXX EXVNV IXE US81369Y5069 29 29 21 Q 5,794.96 713.42 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
Vanguard Energy ETF VDE US VDE.A VDEIV VDENV MSCIEN US92204A3068 161 161 25 A (Dec) 1,043.94 8.08 1940 Act Fund Stocks Yes Yes Yes Vanguard 23-Sep-04 NYSE Arca
iShares Dow Jones U.S. Energy Sector Index Fund IYE US IYE.A IYEIV IYENV DJUSENT US4642877967 90 89 47 Q 586.97 4.09 1940 Act Fund Stocks Yes Yes Yes iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Oil & Gas Exploration & Production IEO US IEO.N IEOIV IEONV DJSOEPT US4642888519 60 58 48 Q 339.05 12.01 1940 Act Fund Stocks - Yes No iShares 5-May-06 NYSE Arca
Shares Dow Jones U.S. Oil Equipment & Services Index Fund IEZ US IEZ.N IEZIV IEZNV DJSOEST US4642888444 44 57 47 Q 322.87 4.17 1940 Act Fund Stocks - Yes Yes iShares 5-May-06 NYSE Arca
PowerShares Dynamic Energy Sector PXI US PXI.A PXIIV PXINV EZK US73935X3851 60 60 60 Q 40.14 0.29 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Energy Exploration & Production PXE US PXE.A HKC HKCNV DWE US73935X6581 30 30 60 Q 56.11 0.39 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
PowerShares Dynamic Oil & Gas Services PXJ US PXJ.A HKM HKMNV DWO US73935X6250 30 30 60 Q 132.43 0.86 Open Ended Fund Stocks - Yes Yes PowerShares 26-Oct-05 NYSE Arca
PowerShares WilderHill Clean Energy PBW US PBW.A BWH BWHNV ECO US73935X5005 41 36 60 Q 499.43 2.80 Open Ended Fund Stocks Yes Yes Yes PowerShares 3-Mar-05 NYSE Arca
PowerShares WilderHill Progressive Energy PUW US PUW.A PUWIV PUWNV WHPRO US73935X1616 36 36 60 Q 50.92 0.14 Open Ended Fund Stocks - No No PowerShares 24-Oct-06 NYSE Arca
Rydex S&P Equal Weight Energy ETF RYE US RYE.A RYEIV RYENV S10 US78355W8661 39 39 50 Q 13.80 0.15 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
SPDR S&P Oil & Gas Equipment & Services ETF XES US XES.A KZK KZKNV SPSIOS US78464A7485 29 29 35 Q 255.15 3.59 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Jun-06 NYSE Arca
SPDR S&P Oil & Gas Exploration & Production ETF XOP US XOP.A KZO KZONV SPSIOP US78464A7303 45 45 35 Q 444.49 128.97 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Jun-06 NYSE Arca
Guggenheim Canadian Energy Income ETF ENY US ENY.P ENYIV ENYNV SWMEI US18383Q6061 26 26 65 A 71.24 0.31 1940 Act Fund Stocks (Optimized) Yes No No Guggenheim 3-Jul-07 NYSE Arca
First Trust Energy AlphaDEX Fund FXN US FXN FXNIV FXNNV STRQEN US33734X1274 56 56 70 S 41.09 0.38 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
First Trust ISE-Revere Natural Gas Index Fund FCG US FCG FCGIV FCGNV FUM US33734J1025 30 30 60 S 331.89 4.49 1940 Act Fund Stocks (Fully Rep) Yes Yes Yes First Trust 11-May-07 NYSE Arca
First Trust NASDAQ Clean Edge U.S. Liquid Series Index Fund QCLN US QCLN.OQ QCLNI QCLNNV CELS US33733E5006 53 53 60 S 31.40 0.15 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 14-Feb-07 NASDAQ
PowerShares S&P SmallCap Energy Portfolio XLES US - XLESIV XLESNV SPSU6ET US73937B7047 23 23 29 Q 6.61 0.06 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
Alerian MLP ETF AMLP US - AMLPIV AMLPNV AMZI US00162Q8666 - 25 85 - 50.12 0.00 Open Ended Fund MLPs - No No ALPS ETF Trust 25-Aug-10 NYSE Arca
Market Vectors MLP Index ETF Van Eck Planned
Financials
Financial Select Sector SPDR Fund XLF US XLF.A FXV FXVNV IXM US81369Y6059 82 82 21 Q 5,170.31 947.95 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
Vanguard Financials ETF VFH US VFH.A VFHIV VFHNV MZUSI0FN US92204A4058 492 491 25 Q 460.82 3.74 1940 Act Fund Stocks Yes Yes No Vanguard 30-Jan-04 NYSE Arca
iShares Dow Jones U.S. Financial Sector Index Fund IYF US IYF IYFIV IYFNV DJUSFNT US4642877884 258 300 48 Q 411.26 68.79 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
iShares Dow Jones U.S. Financial Services Index Fund IYG US IYG.A IYGIV IYGNV DJUSFV US4642877702 119 147 48 Q 201.96 8.39 1940 Act Fund Stocks Yes Yes Yes iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Broker-Dealers Index Fund IAI US IAI.N IAIIV IAINV DJSINVT US4642887941 27 27 47 Q 81.39 1.61 1940 Act Fund Stocks - Yes No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Insurance Index Fund IAK US IAK.N IAKIV IAKNV DJSINST US4642887867 61 78 48 Q 75.53 0.37 1940 Act Fund Stocks - No No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Regional Banks Index Fund IAT US IAT.N IATIV IATNV DJSRBKT US4642887784 67 91 48 Q 130.85 3.39 1940 Act Fund Stocks - Yes Yes iShares 5-May-06 NYSE Arca
First Trust Financial AlphaDEX Fund FXO US FXO FXOIV FXONV STRQFN US33734X1357 151 151 70 S 126.47 1.59 1940 Act Fund Stocks (Fully Rep) Yes Yes No First Trust 10-May-07 NYSE Arca
First Trust Nasdaq ABA Community Bank Fund QABA US QABA.O QABAIV QABANV ABQI US33736Q1040 113 113 60 S 8.20 0.08 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 1-Jul-09 NASDAQ
SPDR KBW Bank ETF KBE US KBE.A KHE KHENV BKX US78464A7972 24 24 35 Q 710.19 54.13 Open Ended Fund Stocks Yes Yes Yes SSgA 15-Nov-05 NYSE Arca
SPDR KBW Capital Markets ETF KCE US KCE.A KPE KPENV KSX US78464A7717 24 24 35 Q 54.90 2.16 Open Ended Fund Stocks Yes Yes No SSgA 15-Nov-05 NYSE Arca
SPDR KBW Insurance ETF KIE US KIE.A KIH KIHNV KIX US78464A7899 24 24 35 Q 158.09 32.01 Open Ended Fund Stocks Yes Yes Yes SSgA 15-Nov-05 NYSE Arca
SPDR KBW Regional Banking ETF KRE US KRE.A KZE KZENV KRX US78464A6982 50 50 35 Q 541.35 73.16 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Jun-06 NYSE Arca
SPDR KBW Mortgage Finance ETF KME US KME.P KMEIV KMENV MFXTR US78464A5240 24 24 35 Q 1.88 0.01 Open Ended Fund Stocks - No No SSgA 30-Apr-09 NYSE Arca
PowerShares Dynamic Banking PJB US PJB.A PJBIV PJBNV DHD US73935X3364 30 30 60 Q 18.68 0.06 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Financial Sector PFI US PFI.A PFIIV PFINV EZF US73935X3778 60 60 60 Q 16.13 0.07 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Insurance PIC US PIC.A HKI HKINV DWJ US73935X6417 30 30 60 Q 19.47 0.12 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
Rydex S&P Equal Weight Financial ETF RYF US RYF.A RYFIV RYFNV S40 US78355W8588 80 80 50 Q 15.00 0.30 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
PowerShares S&P SmallCap Financials Portfolio XLFS US - XLFSIV XLFSNV SPSU6FT US73937B8037 100 100 29 Q 43.82 2.37 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
Healthcare
First Trust Amex Biotechnology Index Fund FBT US FBT EBT EBTNV BTK US33733E2037 20 20 60 S 142.62 2.60 1940 Act Fund Stocks (Fully Rep) Yes Yes No First Trust 23-Jun-06 NYSE Arca
First Trust Health Care AlphaDEX Fund FXH US FXH FXHIV FXHNV STRQHC US33734X1431 76 76 70 S 46.44 0.72 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
Health Care Select Sector SPDR Fund XLV US XLV.A NXV NXVNV IXV US81369Y2090 55 55 21 Q 2,501.25 212.82 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
iShares Dow Jones U.S. Healthcare Providers Index Fund IHF US IHF.N IHFIV IHFNV DJSHCPT US4642888287 47 52 48 A 92.74 3.34 1940 Act Fund Stocks - Yes No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Healthcare Sector Index Fund IYH US IYH.A IYHIV IYHNV DJUSHCT US4642877629 133 171 48 Q 527.71 2.75 1940 Act Fund Stocks Yes Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Medical Devices Index Fund IHI US IHI.N IHIIV IHINV DJSMDQT US4642888105 39 44 48 Q 340.94 6.79 1940 Act Fund Stocks - Yes Yes iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Pharmaceuticals Index Fund IHE US IHE.N IHEIV IHENV DJSPHM US4642888360 33 40 48 Q 134.69 1.13 1940 Act Fund Stocks - No No iShares 5-May-06 NYSE Arca
iShares Nasdaq Biotechnology Index Fund IBB US IBB IBBIV IBBNV NBI US4642875565 119 121 48 Q 1,279.80 47.23 1940 Act Fund Stocks Yes Yes Yes iShares 9-Feb-01 NASDAQ
PowerShares Dynamic Biotechnology & Genome PBE US PBE.A BJD BJDNV DZO US73935X8561 30 29 60 Q 165.12 0.76 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
PowerShares Dynamic Healthcare Sector PTH US PTH.A PTHIV PTHNV EZX US73935X3513 60 60 60 Q 45.45 2.11 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Healthcare Services PTJ US PTJ.A PTJIV PTJNV DHC US73935X3281 30 30 60 Q 12.26 0.13 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Dynamic Pharmaceuticals PJP US PJP.A AJT AJTNV DZR US73935X7993 30 30 60 Q 56.67 0.51 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
Rydex S&P Equal Weight Health Care ETF RYH US RYH.A RYHIV RYHNV S35 US78355W8414 54 54 50 Q 47.41 2.27 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
Sectors (continued)
Healthcare (continued)
SPDR S&P Biotech ETF XBI US XBI.A BIS BISNV SPSIBI US78464A8707 45 45 35 Q 450.16 10.28 Open Ended Fund Stocks Yes Yes Yes SSgA 6-Feb-06 NYSE Arca
SPDR S&P Pharmaceuticals ETF XPH US XPH.A KZP KZPNV SPSIPH US78464A7220 21 21 35 Q 170.26 2.02 Open Ended Fund Stocks Yes No No SSgA 22-Jun-06 NYSE Arca
Vanguard Health Care ETF VHT US VHT.A VHTIV VHTNV MZUSI0HC US92204A5048 303 303 25 A (Dec) 560.30 2.85 1940 Act Fund Stocks Yes No No Vanguard 30-Jan-04 NYSE Arca
PowerShares S&P SmallCap Health Care Portfolio XLVS US - XLVSIV XLVSNV SPSU6HCT US73937B8862 79 79 29 Q 36.06 0.87 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
MacroShares Medical Inflation Trust Up Macro Securities Planned
SPDR Health Care Equipment SSgA Planned
SPDR Health Care Services SSgA Planned
Wilder Diversified Healthcare DBX Strategic Adv Planned
Wilder Healthy Lifestyle DBX Strategic Adv Planned
Industrials
First Trust Industrials/Producer Durables AlphaDEX Fund FXR US FXR FXRIV FXRNV STRQIN US33734X1506 100 100 70 S 28.91 0.17 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
Industrial Select Sector SPDR Fund XLI US XLI.A TXV TXVNV IXI US81369Y7040 56 57 21 Q 2,540.66 484.96 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
iShares Dow Jones Transportation Average Index Fund IYT US IYT.A IYTIV IYTNV DJTTR US4642871929 21 20 47 Q 563.08 56.11 1940 Act Fund Stocks Yes Yes Yes iShares 10-Oct-03 NYSE Arca
iShares Dow Jones U.S. Aerospace & Defense Index Fund ITA US ITA.N ITAIV ITANV DJSASDT US4642887602 32 33 47 Q 161.04 2.30 1940 Act Fund Stocks - No No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Industrial Sector Index Fund IYJ US IYJ.A IYJIV IYJNV DJUSINT US4642877546 250 252 48 Q 277.14 6.45 1940 Act Fund Stocks Yes No No iShares 12-Jun-00 NYSE Arca
Market Vectors Environment Services ETF EVX US EVX.P HVX HVXNV AXENV US57060U2096 25 25 55 A 25.61 0.16 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 16-Oct-06 NYSE Arca
PowerShares Aerospace & Defense PPA US PPA.A HKR HKRNV DXS US73935X6904 57 57 50 Q 98.67 0.66 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
PowerShares Dynamic Building & Construction PKB US PKB.A HKBETF HKBNV DWC US73935X6664 30 30 60 Q 33.19 0.17 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
PowerShares Dynamic Industrials Sector PRN US PRN.A PRNIV PRNNV EZL US73935X3695 60 60 60 Q 27.84 0.15 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
Rydex S&P Equal Weight Industrial ETF RGI US RGI.A RGIIV RGINV S20 US78355W8331 58 58 50 Q 34.70 0.16 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
Vanguard Industrials ETF VIS US VIS.A VISIV VISNV MSCIIN US92204A6038 374 380 25 A (Dec) 295.61 2.24 1940 Act Fund Stocks Yes No No Vanguard 23-Sep-04 NYSE Arca
PowerShares S&P SmallCap Industrials Portfolio XLIS US - XLISIV XLISNV SPSU6IT US73937B8789 95 95 29 Q 18.75 1.02 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
SPDR Aerospace & Defense SSgA Planned
SPDR Building & Construction SSgA Planned
SPDR Transportation SSgA Planned
Information technology
First Trust Dow Jones Internet Index Fund FDN US FDN HDN HDNNV DJINET US33733E3027 41 41 60 S 207.85 2.91 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 23-Jun-06 NYSE Arca
First Trust NASDAQ-100 Technology Index Fund QTEC US QTEC.O QTECI QTECN NDXT US3373451026 38 38 60 S 181.00 2.27 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 25-Apr-06 NASDAQ
First Trust Technology AlphaDEX Fund FXL US FXL FXLIV FXLNV STRQTC US33734X1761 86 86 70 S 60.80 0.62 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
iShares Dow Jones U.S. Technology Sector Index Fund IYW US IYW IYWIV IYWNV DJUSTC US4642877215 172 244 48 Q 1,124.93 10.04 1940 Act Fund Stocks Yes No No iShares 15-May-00 NYSE Arca
iShares S&P North American Technology Sector Index Fund IGM US IGM.A IGMIV IGMNV SPGSTI US4642875490 213 218 48 S 356.46 3.71 1940 Act Fund Stocks Yes No No iShares 19-Mar-01 NYSE Arca
iShares S&P North American Technology-Multimedia Networking IGN US IGN.A IGNIV IGNNV SPGSTIIP US4642875318 31 33 48 S 155.64 3.82 1940 Act Fund Stocks Yes No No iShares 10-Jul-01 NYSE Arca
iShares S&P North American Technology-Semiconductors IGW US IGW.A IGWIV IGWNV SPGSTISM US4642875235 46 54 48 S 213.95 6.30 1940 Act Fund Stocks Yes Yes Yes iShares 10-Jul-01 NYSE Arca
iShares S&P North American Technology-Software IGV US IGV.A IGVIV IGVNV SPGSTISO US4642875151 42 46 48 S 267.41 4.35 1940 Act Fund Stocks Yes No Yes iShares 10-Jul-01 NYSE Arca
PowerShares Dynamic Networking PXQ US PXQ.A EJR EJRNV DZN US73935X8157 30 30 60 Q 53.15 1.50 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
PowerShares Dynamic Semiconductors PSI US PSI.A SJG SJGNV DZE US73935X7811 30 30 60 Q 22.60 0.18 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
PowerShares Dynamic Software PSJ US PSJ.A CJK CJKNV DZC US73935X7738 30 29 60 Q 52.05 0.59 Open Ended Fund Stocks - No No PowerShares 23-Jun-05 NYSE Arca
PowerShares Dynamic Technology Sector PTF US PTF.A PTFIV PTFNV EZV US73935X3448 60 60 60 Q 30.75 0.18 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
PowerShares Lux Nanotech PXN US PXN.A JDT JDTNV LUXNI US73935X6334 26 26 60 Q 39.25 0.22 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
PowerShares NASDAQ Internet PNQI US PNQI.O PNQIIV PNQINV QNET US73935X1467 56 56 60 Q 17.96 0.29 Open Ended Fund Stocks Yes No No PowerShares 13-Jun-08 NASDAQ
Rydex S&P Equal Weight Technology ETF RYT US RYT.A RYTIV RYTNV S45 US78355W8174 76 76 50 Q 75.08 2.22 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
SPDR Morgan Stanley High Tech 35 MTK US MTK.A JMT JMTNV MSH US78464A1025 35 35 50 Q 177.04 0.76 Open Ended Fund Stocks Yes No No SSgA 29-Sep-00 NYSE Arca
SPDR S&P Semiconductor ETF XSD US XSD.A SCY SCYNV SPSISC US78464A8624 21 21 35 Q 77.24 3.36 Open Ended Fund Stocks Yes Yes No SSgA 6-Feb-06 NYSE Arca
Technology Select Sector SPDR Fund XLK US XLK.C KXV KXVNV IXT US81369Y8030 90 90 21 Q 3,688.14 249.89 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
Vanguard Information Technology ETF VGT US VGT.A VGTIV VGTNV MZUSI0IT US92204A7028 426 420 25 A (Dec) 1,143.90 9.78 1940 Act Fund Stocks Yes Yes Yes Vanguard 30-Jan-04 NYSE Arca
PowerShares S&P SmallCap Information Technology Portfolio XLKS US - XLKSIV XLKSNV SPSU6TT US73937B8607 121 121 29 Q 23.89 1.16 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
Firsthand Technology Firsthand Capital Planned
First Trust NASDAQ CEA Smartphone Index Fund First Trust Planned
PowerShares Dynamic Internet Software & Services PowerShares Planned
SPDR Computer Hardware SSgA Planned
SPDR Computer Software SSgA Planned
SPDR Outsourcing & IT Consulting SSgA Planned
Materials
First Trust Materials AlphaDEX Fund FXZ US FXZ FXZIV FXZNV STRQMT US33734X1688 54 54 70 S 155.67 1.82 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 11-May-07 NYSE Arca
iShares Dow Jones U.S. Basic Materials Sector Index Fund IYM US IYM.A IYMIV IYMNV DJUSBMT US4642878387 70 76 47 Q 612.11 39.70 1940 Act Fund Stocks Yes Yes Yes iShares 12-Jun-00 NYSE Arca
Materials Select Sector SPDR Trust XLB US XLB.A BXV BXVNV IXB US81369Y1001 32 32 21 Q 1,801.24 309.16 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
PowerShares Dynamic Basic Materials Sector PYZ US PYZ.A PYZIV PSLNV EZB US73935X4271 60 60 60 Q 45.82 0.34 Open Ended Fund Stocks - No No PowerShares 12-Oct-06 NYSE Arca
Rydex S&P Equal Weight Materials ETF RTM US RTM.A RTMIV RTMNV S15 US78355W8257 28 28 50 Q 31.10 0.44 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
SPDR S&P Metals & Mining ETF XME US XME.A KZD KZDNV SPSIMM US78464A7550 30 30 35 Q 679.12 154.08 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Jun-06 NYSE Arca
Vanguard Materials ETF VAW US VAW.A VAWIV VAWNV MZUSI0MT US92204A8018 130 130 25 A (Dec) 412.54 4.93 1940 Act Fund Stocks Yes Yes No Vanguard 30-Jan-04 NYSE Arca
PowerShares S&P SmallCap Materials Portfolio XLBS US - XLBSIV XLBSNV SPSU6MT US73937B8524 30 30 29 Q 2.22 0.02 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
Natural resources
iShares S&P North American Natural Resources Sector IGE US IGE.A IGEIV IGENV SPGSSINR US4642873743 125 126 48 S 1,510.43 5.73 1940 Act Fund Stocks Yes Yes Yes iShares 25-Oct-01 NYSE Arca
Sectors (continued)
Real estate
First Trust S&P REIT Index Fund FRI US N/A FRIIV FRINV SPREIT US33734G1085 102 102 50 S 53.34 0.69 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
iShares Cohen & Steers Realty Majors Index Fund ICF US ICF.A ICFIV ICFNV RMP US4642875649 31 30 35 Q 2,173.67 48.86 1940 Act Fund Stocks Yes Yes Yes iShares 2-Feb-01 NYSE Arca
iShares Dow Jones U.S. Real Estate Index Fund IYR US IYR IYRIV IYRNV DJUSRET US4642877397 76 83 48 Q 2,644.20 636.75 1940 Act Fund Stocks Yes Yes Yes iShares 12-Jun-00 NYSE Arca
iShares FTSE EPRA/NAREIT North America Index Fund IFNA US IFNA.OQ IFNAIV IFNANV TRGNAU US4642884559 115 114 48 Q 9.11 0.15 1940 Act Fund Stocks - No No iShares 19-Nov-07 NASDAQ
iShares FTSE NAREIT Industrial/Office Capped Index Fund FIO US FIO FIOIV FIONV TFN13C US4642885549 27 32 48 Q 8.29 0.14 1940 Act Fund Stocks - No No iShares 8-May-07 NYSE Arca
iShares FTSE NAREIT Mortgage Plus Capped Index Fund REM US REM REMIV REMNV TFNMRC US4642885390 49 31 48 Q 65.09 0.45 1940 Act Fund Stocks - No No iShares 4-May-07 NYSE Arca
iShares FTSE NAREIT Real Estate 50 Index Fund FTY US FTY FTYIV FTYNV FNR5TR US4642885218 51 50 48 Q 38.33 0.67 1940 Act Fund Stocks - No No iShares 4-May-07 NYSE Arca
iShares FTSE NAREIT Residential Plus Capped Index Fund REZ US REZ REZIV REZNV TFN17C US4642885622 32 21 48 Q 52.59 0.81 1940 Act Fund Stocks - No No iShares 4-May-07 NYSE Arca
iShares FTSE NAREIT Retail Capped Index Fund RTL US RTL RTLIV RTLNV TFN20C US4642885473 24 30 48 Q 7.20 0.06 1940 Act Fund Stocks - No No iShares 7-May-07 NYSE Arca
SPDR Wilshire REIT RWR US RWR.A EWR EWRNV DWRTF US78464A6073 93 92 25 Q 1,214.82 12.94 Open Ended Fund Stocks Yes No No SSgA 27-Apr-01 NYSE Arca
Wilshire US REIT ETF WREI US - WREIIV WREINV WILREIT US18383M4722 84 84 32 Q 5.43 0.04 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 9-Mar-10 NYSE Arca
Vanguard REIT ETF VNQ US VNQ.A VNQIV VNQNV RMZ US9229085538 98 99 15 Q 5,612.58 110.07 1940 Act Fund Stocks Yes Yes Yes Vanguard 23-Sep-04 NYSE Arca
PowerShares Cohen & Steers Global Realty Majors PowerShares Planned
Telecommunications
iShares Dow Jones U.S. Telecommunications Sector IYZ US IYZ IYZIV IYZNV DJSTELT US4642877132 33 22 48 Q 642.82 11.42 1940 Act Fund Stocks Yes Yes Yes iShares 22-May-00 NYSE Arca
PowerShares Dynamic Telecommunications & Wireless PTE US PTE.A HKZ HKZNV DWY US73935X7654 30 30 60 Q 14.66 0.15 Open Ended Fund Stocks - No No PowerShares 6-Dec-05 NYSE Arca
Vanguard Telecommunication Services ETF VOX US VOX.A VOXIV VOXNV MSCITC US92204A8844 38 38 25 A (Dec) 239.10 1.80 1940 Act Fund Stocks Yes No No Vanguard 23-Sep-04 NYSE Arca
PowerShares S&P SmallCap Telecommunication Services Portfolio PowerShares Planned
SPDR Telecom SSgA Planned
Utilities
First Trust Utilities AlphaDEX FXU US FXU FXUIV FXUNV STRQUT US33734X1845 55 55 70 S 32.03 0.22 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 10-May-07 NYSE Arca
iShares Dow Jones U.S. Utilities Sector Index Fund IDU US IDU.A IDUIV IDUNV DJUSUT US4642876977 76 72 48 Q 508.61 3.92 1940 Act Fund Stocks Yes Yes Yes iShares 12-Jun-00 NYSE Arca
PowerShares Dynamic Utilities PUI US PUI.A HKV HKVNV DWU US73935X5914 30 30 60 Q 39.43 0.15 Open Ended Fund Stocks - No No PowerShares 26-Oct-05 NYSE Arca
Rydex S&P Equal Weight Utilities ETF RYU US RYU.A RYUIV RYUNV S55 US78355W7911 44 44 50 Q 14.24 0.17 1940 Act Fund Stocks (Fully Rep) Yes No No Rydex SGI 7-Nov-06 NYSE Arca
Utilities Select Sector SPDR Fund XLU US XLU.A UXV UXVNV IXU US81369Y8865 33 33 21 Q 4,072.18 259.38 Open Ended Fund Stocks Yes Yes Yes SSgA 22-Dec-98 NYSE Arca
Vanguard Utilities ETF VPU US VPU.A VPUIV VPUNV MZUSI0UT US92204A8760 89 89 25 Q 572.61 4.31 1940 Act Fund Stocks Yes No No Vanguard 30-Jan-04 NYSE Arca
First Trust ISE Water Index Fund FIW US FIW FIWIV FIWNV HHO US33733B1008 36 36 60 S 37.97 0.22 1940 Act Fund Stocks (Fully Rep) Yes Yes No First Trust 11-May-07 NYSE Arca
PowerShares Water Resources PHO US PHO.A JDP JDPNV ZWI US73935X5757 38 36 60 Q 970.86 3.74 Open Ended Fund Stocks - Yes Yes PowerShares 6-Dec-05 NYSE Arca
PowerShares S&P SmallCap Utilities Portfolio XLUS US - XLUSIV XLUSNV SPSU6UT US73937B8375 20 20 29 Q 35.27 1.83 Open Ended Fund Stocks (Fully Rep) - No No PowerShares 7-Apr-10 NASDAQ
Asia Pacific – equity

Broad
iShares MSCI All Country Asia ex Japan Index Fund AAXJ US AAXJ.O AAXJIV AAXJNV NDUECAXJ US4642881829 208 559 72 S 2,034.72 22.78 1940 Act Fund Stocks Yes No No iShares 15-Aug-08 NASDAQ
iShares MSCI Pacific ex-Japan Index Fund EPP US EPP.A EPPIV EPPNV MSDUPXJ US4642866655 149 146 50 S 3,442.68 39.54 1940 Act Fund Stocks Yes Yes Yes iShares 25-Oct-01 NYSE Arca
iShares S&P Asia 50 Index Fund AIA US AIA.P AIAIV AIANV SPAS50NT US4642884302 51 50 52 S 147.17 0.70 1940 Act Fund Stocks - No No iShares 16-Nov-07 NYSE Arca
PowerShares BLDRS Asia 50 ADR Index Fund ADRA US ADRA.O ADRAI ADRAN BKTAS US09348R1023 50 50 30 Q 43.04 0.11 Open Ended Fund Stocks Yes No No PowerShares 13-Nov-02 NASDAQ
PowerShares FTSE RAFI Asia Pacific ex-Japan PAF US PAF PAFIV PAFNV FRDAPXJ US73936T8541 137 138 80 Q 38.28 0.21 Open Ended Fund Stocks - No No PowerShares 25-Jun-07 NYSE Arca
Vanguard Pacific Stock ETF VPL US VPL.A VPLIV VPLNV MXPC US9220428661 492 489 16 A (Dec) 1,352.13 6.97 1940 Act Fund Stocks Yes No No Vanguard 4-Mar-05 NYSE Arca
GlobalShares FTSE All-Cap Asia Pacific ex Japan Fund GSZ US - GSZIV GSZNV FTR1APXJ US68003W3016 529 1,874 50 Q 5.53 0.00 Open Ended Fund Stocks (Optimized) - No No Old Mutual 6-Apr-10 NYSE Arca
SPDR S&P Asia Pacific SSgA Planned
Sectors
iShares FTSE EPRA/NAREIT Developed Asia Index Fund IFAS US IFAS.OQ IFASIV IFASNV TRGASU US4642884633 69 64 48 Q 22.38 0.06 1940 Act Fund Stocks - No No iShares 19-Nov-07 NASDAQ
iShares MSCI Far East Financials Sector Index Fund FEFN US FEFN.O FEFNIV FEFNNV MXFA0FN US4642892149 87 92 48 S 2.30 0.01 1940 Act Fund Stocks - No No iShares 22-Jan-10 NASDAQ

Australia
iShares MSCI Australia Index Fund EWA US EWA EWAIV EWANV NDDUAS US4642861037 75 73 55 S 2,207.10 81.58 1940 Act Fund Stocks Yes Yes Yes iShares 12-Mar-96 NYSE Arca
IQ Australia Small Cap ETF KROO US KROO.P KROOIV KROONV IQSMAUST US45409B8265 100 100 69 A 7.94 0.05 Open Ended Fund Stocks (Fully Rep) - No No IndexIQ 23-Mar-10 NYSE Arca
PowerShares Dynamic QSG Australia PowerShares Planned
PowerShares FTSE RAFI Australia PowerShares Planned
Hong Kong
iShares MSCI Hong Kong Index Fund EWH US EWH EWHIV EWHNV NDDUHK US4642868719 41 42 55 S 1,974.00 92.27 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
PowerShares FTSE RAFI Hong Kong PowerShares Planned
IQ Hong Kong Small Cap ETF IndexIQ Planned
Japan
iShares MSCI Japan Index Fund EWJ US EWJ EWJIV EWJNV MXJP US4642868487 336 345 56 S 3,968.72 169.64 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
iShares MSCI Japan Small Cap Index Fund SCJ US SCJ.P SCJIV SCJNV NCUAJN US4642865822 569 794 56 S 36.86 0.16 1940 Act Fund Stocks - No No iShares 21-Dec-07 NYSE Arca
iShares S&P/TOPIX 150 Index Fund ITF US ITF ITFIV ITFNV SPTR150N US4642873826 151 150 50 S 111.19 0.33 1940 Act Fund Stocks Yes No No iShares 23-Oct-01 NYSE Arca
PowerShares FTSE RAFI Japan PJO US PJOIV PJOIV PJONV FRJPN US73936T6982 346 347 75 Q 7.16 0.02 Open Ended Fund Stocks - No No PowerShares 25-Jun-07 NYSE Arca
SPDR Russell/Nomura PRIME Japan ETF JPP US JPP.A JPPIV JPPNV RNPRI US78463X8305 400 1,000 51 A 14.60 0.03 Open Ended Fund Stocks Yes No No SSgA 14-Nov-06 NYSE Arca
SPDR Russell/Nomura Small Cap Japan ETF JSC US JSC.A JSCIV JSCNV RNSCI US78463X8222 300 1,382 56 A 67.13 0.18 Open Ended Fund Stocks Yes No No SSgA 14-Nov-06 NYSE Arca
First Trust Japan Select AlphaDEX First Trust Planned
PowerShares Dynamic QSG Japan PowerShares Planned
New Zealand
iShares MSCI New Zealand Investable Market Index Fund iShares Planned
Singapore
iShares MSCI Singapore Index Fund EWS US EWS EWSIV EWSNV NDDUSG US4642866739 28 27 55 S 1,725.09 40.91 1940 Act Fund Stocks Yes Yes No iShares 18-Mar-96 NYSE Arca
IQ Singapore Small Cap ETF IndexIQ Planned

Broad – global EM
Schwab Emerging Markets Equity ETF SCHE US SCHE.P SCHEIV SCHENV FTAG01 US8085247067 471 749 25 A 148.11 2.85 1940 Act Fund Stocks (Optimized) Yes Yes No Schwab ETFs 14-Jan-10 NYSE Arca
Guggenheim BRIC ETF EEB US EEB.A EED EEDNV BKBRIC US18383M1009 84 84 60 A 1,065.01 7.45 1940 Act Fund Stocks (Fully Rep) Yes Yes Yes Guggenheim 21-Sep-06 NYSE Arca
Guggenheim Frontier Markets ETF FRN US FRN.P FRNIV FRNNV BKNFR US18383Q8380 46 46 65 A 113.58 4.73 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 12-Jun-08 NYSE Arca
Emerging Global Shares Dow Jones Emerging Markets EEG US EEG.P EEGIV EEGNV DJEEG US2684611005 82 100 75 A 25.30 0.11 1940 Act Fund Stocks (Optimized) Yes No No EGA 22-Jul-09 NYSE Arca
Titans Composite Index ETF
iShares MSCI BRIC Index Fund BKF US BKF.P BKFIV BKFNV NDUEBRIC US4642866572 174 253 72 S 942.42 4.80 1940 Act Fund Stocks - Yes Yes iShares 16-Nov-07 NYSE Arca
iShares MSCI Emerging Markets Index Fund EEM US EEM.A EEMIV EEMNV MXEF US4642872349 382 767 72 S 39,403.88 2,234.36 1940 Act Fund Stocks Yes Yes Yes iShares 7-Apr-03 NYSE Arca
iShares MSCI Emerging Markets Small Cap Index Fund iShares Planned
First Trust BICK Index Fund BICK US - BICKIV BICKNV BIQ US33733H1077 92 92 70 S 18.24 0.68 1940 Act Fund Stocks (Fully Rep) - No No First Trust 13-Apr-10 NASDAQ
GlobalShares FTSE Emerging Markets Fund GSR US GSR.P GSRIV GSRNV FTAG01 US68003W2026 294 - 39 Q 63.52 0.01 Open Ended Fund ETFs, Stocks - No No Old Mutual 8-Dec-09 NYSE Arca
PowerShares BLDRS Emerging Markets 50 ADR Index Fund ADRE US ADRE.O ADREI ADREN BKTEM US09348R3003 50 50 30 Q 616.06 6.88 Open Ended Fund Stocks Yes Yes Yes PowerShares 13-Nov-02 NASDAQ
PowerShares DWA Emerging Markets Technical Leaders PIE US PIE.P PIEIV PIENV DWAEM US73936Q2075 100 100 90 A 143.35 5.42 Open Ended Fund Stocks - No No PowerShares 28-Dec-07 NYSE Arca
PowerShares FTSE RAFI Emerging Markets PXH US PXH PXH.IV PXHNV FREM US73936T7634 350 350 85 Q 377.75 1.90 Open Ended Fund Stocks - No No PowerShares 27-Sep-07 NYSE Arca
PowerShares MENA Frontier Countries PMNA US PMNA.O PMNAIV PMNANV QMEA US73936Q6035 38 42 70 A 17.92 0.21 Open Ended Fund Stocks Yes No No PowerShares 9-Jul-08 NASDAQ
SPDR S&P BRIC 40 ETF BIK US BIK.A BIKIV BIKNV SPPRBRIC US78463X7984 40 40 40 A 415.18 1.61 Open Ended Fund Stocks - No No SSgA 22-Jun-07 NYSE Arca
SPDR S&P Emerging Markets ETF GMM US GMM.A GMMIV GMMNV STBMEMU US78463X5095 600 1,525 59 A 194.06 3.15 Open Ended Fund Stocks (Optimized) Yes No No SSgA 23-Mar-07 NYSE Arca
SPDR S&P Emerging SmallCap EWX US EWX.A EWXIV EWXNV SPBMKSUP US78463X7562 156 1,612 65 A 484.71 5.72 Open Ended Fund Stocks (Optimized) - No No SSgA 16-May-08 NYSE Arca
Vanguard Emerging Markets VWO US VWO.A VWOIV VWONV NDUEEGF US9220428588 836 748 27 A (Dec) 30,207.56 480.32 1940 Act Fund Stocks Yes Yes Yes Vanguard 4-Mar-05 NYSE Arca
First Trust Emerging Markets AlphaDEX Fund First Trust Planned
Georgetown Emerging Markets ETF Georgetown IM Planned
Russell Emerging Markets Large Cap ETF Russell Planned
Market Vectors-Global Frontier Van Eck Planned
Market Vectors GDP Emerging Markets Equity Index ETF Van Eck Planned
Wilder Worldwide Emerging Markets DBX Strategic Adv Planned
Broad – regional EM
SPDR S&P Emerging Europe ETF GUR US GUR.A GURIV GURNV STBMEECQ US78463X6085 75 141 59 A 209.00 3.47 Open Ended Fund Stocks (Optimized) Yes Yes No SSgA 23-Mar-07 NYSE Arca
iShares MSCI Emerging Markets Eastern Europe Index Fund ESR US ESR.P ESRIV ESRNV NDUEEMEE US4642865665 48 52 72 S 12.67 0.12 1940 Act Fund Stocks - No No iShares 2-Oct-09 NYSE Arca
Market Vectors-Emerging Europe Van Eck Planned
Market Vectors Africa ETF AFK US AFK.P AFKIV AFKNV DJAFK US57060U7871 50 50 83 A 64.92 0.33 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 14-Jul-08 NYSE Arca
SPDR S&P Emerging Africa ETF SSgA Planned
Global X Emerging Africa NR-40 ETF Global X Planned
SPDR S&P Middle East and Africa ETF GAF US GAF.A GAFIV GAFNV STBMMEU US78463X8065 150 252 59 A 125.06 0.83 Open Ended Fund Stocks (Optimized) Yes No No SSgA 26-Mar-07 NYSE Arca
Market Vectors Gulf States ETF MES US MES.P MESIV MESNV DJMES US57060U7798 40 40 98 A 11.23 0.02 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 24-Jul-08 NYSE Arca
SPDR S&P Emerging GCC-Middle East ETF SSgA Planned
Global X FTSE United Arab Emirates 20 ETF Global X Planned
SPDR S&P Emerging Asia Pacific ETF GMF US GMF.A GMFIV GMFNV STBMAEU US78463X3017 300 930 59 A 597.12 9.37 Open Ended Fund Stocks (Optimized) Yes No No SSgA 23-Mar-07 NYSE Arca
First Trust ISE Chindia Index Fund FNI US FNI FNIIV FNINV ICK US33733A1025 50 50 60 S 125.57 1.04 1940 Act Fund Stocks (Fully Rep) Yes Yes Yes First Trust 11-May-07 NYSE Arca
Wilder Asian Emerging Markets DBX Strategic Adv Planned
SPDR S&P Emerging Markets South East Asia ETF SSgA Planned
Emerging Global Shares INDXX Growing Asia Large Cap Index Fund EGA Planned
iShares S&P Latin America 40 Index Fund ILF US ILF.A ILFIV ILFNV SPTRL40N US4642873909 34 40 50 S 2,435.83 90.17 1940 Act Fund Stocks Yes Yes Yes iShares 25-Oct-01 NYSE Arca
SPDR S&P Emerging Latin America ETF GML US GML.A GMLIV GMLNV STBMLAU US78463X7075 50 202 59 A 180.17 3.60 Open Ended Fund Stocks (Optimized) Yes No No SSgA 23-Mar-07 NYSE Arca
Market Vectors Latin America Small-Cap Index ETF LATM US LATM.P LATMIV LATMNV MVLATM US57060U5305 81 81 63 A 3.97 0.10 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 7-Apr-10 NYSE Arca
PowerShares FTSE RAFI Latin America PowerShares Planned
Wilder Latin America DBX Strategic Adv Planned
Sectors
Guggenheim China Real Estate ETF TAO US TAO.P TAOIV TAONV ACNRE US18383Q8612 41 41 65 A 48.55 1.30 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 18-Dec-07 NYSE Arca
PowerShares Emerging Markets Infrastructure PXR US PXR.P PXRIV PXRNV PMNAIV US73937B2097 63 46 75 Q 128.65 0.51 Open Ended Fund Stocks - No No PowerShares 16-Oct-08 NYSE Arca
iShares S&P Emerging Markets Infrastructure Index Fund EMIF US EMIF.O EMIFIV EMIFNV SPGEIFD US4642882165 27 30 75 S 60.84 0.43 1940 Act Fund Stocks - Yes No iShares 19-Jun-09 NASDAQ
iShares MSCI Emerging Markets Financials Sector EMFN US EMFN.O EMFNIV EMFNNV MXEF0FN US4642891729 90 174 72 S 2.41 0.01 1940 Act Fund Stocks - No No iShares 22-Jan-10 NASDAQ
iShares MSCI Emerging Markets Materials Sector EMMT US EMMT.O EMMTIV EMMTNV MXEF0MT US4642891984 60 110 72 S 5.60 0.04 1940 Act Fund Stocks - No No iShares 22-Jan-10 NASDAQ
Emerging Global Shares Dow Jones Emerging Markets EEO US EEO.P EEOIV EEONV DJEEO US2684618604 22 30 85 A 8.78 0.04 1940 Act Fund Stocks (Optimized) Yes No No EGA 21-May-09 NYSE Arca
Energy Titans ETF
Emerging Global Shares Dow Jones Emerging Markets EMT US EMT.P EMTIV EMTNV DJEMT US2684618521 23 30 85 A 21.34 0.05 1940 Act Fund Stocks (Optimized) Yes No No EGA 21-May-09 NYSE Arca
Metals & Mining Titans ETF
Emerging Global Shares Dow Jones Emerging Markets EFN US EFN.P EFNIV EFNNV DJEFN US2684615063 26 30 85 A 8.96 0.07 1940 Act Fund Stocks (Optimized) Yes No No EGA 16-Sep-09 NYSE Arca
Financials Titans Index Fund
Sectors (continued)
Emerging Global Shares Dow Jones Emerging Markets Basic Materials Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Basic Resources Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Consumer Goods Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Consumer Services Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Health Care Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Industrials Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Oil and Gas Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Technology Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Telecommunications Titans Index Fund EGA Planned
Emerging Global Shares Dow Jones Emerging Markets Utilities Titans Index Fund EGA Planned
Emerging Global Shares Emerging Markets Consumer ETF EGA Planned

Argentina
Global X FTSE Argentina 20 ETF Global X Planned
Brazil
iShares MSCI Brazil Index Fund EWZ US EWZ.A EWZIV EWZNV NDUEBRAF US4642864007 76 76 65 S 9,081.68 964.01 1940 Act Fund Stocks Yes Yes Yes iShares 14-Jul-00 NYSE Arca
iShares MSCI Brazil Small Cap Index Fund iShares Planned
Emerging Global Shares INDXX Brazil Infrastructure BRXX US - BRXXIV BRXXNV IBRXX US2684618299 30 30 85 A 31.64 0.54 1940 Act Fund Stocks (Fully Rep) Yes No No EGA 24-Feb-10 NYSE Arca
Emerging Global Shares INDXX Brazil Mid Cap Index Fund EGA Planned
Global X Brazil Mid Cap ETF BRAZ US BRAZ.P BRAZIV BRAZNV SOLBRAZ US37950E7884 40 40 69 A 11.40 0.31 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 22-Jun-10 NYSE Arca
Global X Brazil Consumer ETF BRAQ US BRAQ.P BRAQIV BRAQNV SOLBZLC US37950E8460 28 28 77 A 5.90 0.29 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 8-Jul-10 NYSE Arca
Global X Brazil Financials ETF BRAF US BRAF.P BRAFIV BRAFNV SOLBZLX US37950E8387 25 25 77 A 3.77 0.12 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 29-Jul-10 NYSE Arca
Global X Brazil Industrials ETF Global X Planned
Global X Brazil Materials ETF Global X Planned
Global X Brazil Utilities ETF Global X Planned
Market Vectors Brazil Small-Cap ETF BRF US BRF.P BRFIV BRFNV MVRIO US57060U6139 52 52 65 A 734.78 16.12 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 14-May-09 NYSE Arca
PowerShares FTSE RAFI Brazil PowerShares Planned
SPDR S&P Brazil ETF SSgA Planned
Wilder Brazil DBX Strategic Adv Planned
Chile
iShares MSCI Chile Investable Market Index Fund ECH US ECH.P ECHIV ECHNV MIMUCHLN US4642866408 33 27 65 S 671.33 18.26 1940 Act Fund Stocks - Yes Yes iShares 16-Nov-07 NYSE Arca
China
iShares FTSE China (HK Listed) Index Fund FCHI US FCHI.O FCHIIV FCHINV CH80 US4642881902 94 90 72 S 55.96 0.12 1940 Act Fund Stocks - No No iShares 25-Jun-08 NASDAQ
iShares FTSE/Xinhua China 25 Index Fund FXI US FXI.N FXIIV FXINV XINOI US4642871846 26 25 73 S 7,563.02 698.95 1940 Act Fund Stocks Yes Yes Yes iShares 8-Oct-04 NYSE Arca
iShares MSCI China Small-Cap Index Fund iShares Planned
Guggenheim China Small Cap ETF HAO US HAO.P HAOIV HAONV ACNSC US18383Q8539 156 156 70 A 323.39 5.60 1940 Act Fund Stocks (Fully Rep) Yes Yes No Guggenheim 30-Jan-08 NYSE Arca
Guggenheim China Technology ETF CQQQ US CQQQ.P CQQQIV CQQNV ACNIT US18385P1012 150 150 70 A 19.51 0.12 1940 Act Fund Stocks (Fully Rep) Yes Yes No Guggenheim 19-Oct-09 NYSE Arca
Guggenheim China All-Cap ETF YAO US YAO.P YAOIV YAONV ACNACTR US18383Q1351 150 150 70 A 61.40 0.66 1940 Act Fund Stocks (Fully Rep) Yes Yes No Guggenheim 8-Dec-09 NYSE Arca
Guggenheim/AlphaShares China Consumer ETF Guggenheim Planned
Guggenheim/AlphaShares China Infrastructure ETF Guggenheim Planned
Emerging Global Shares INDXX China Infrastructure CHXX US - CHXXIV CHXXNV ICHXX US2684618372 30 30 85 A 10.38 0.08 1940 Act Fund Stocks (Fully Rep) Yes No No EGA 17-Feb-10 NYSE Arca
Emerging Global Shares INDXX China Mid Cap Index Fund EGA Planned
Global X China Consumer ETF CHIQ US CHIQ.P CHIQIV CHIQNV CHIQ US37950E4089 40 40 65 A 94.33 1.12 1940 Act Fund Stocks, ADRs, GDRs Yes Yes No Global X 1-Dec-09 NYSE Arca
Global X China Energy ETF CHIE US CHIE.P CHIEIV CHIENV CHIE US37950E5078 24 24 65 A 4.11 0.02 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 16-Dec-09 NYSE Arca
Global X China Financials ETF CHIX US CHIX.P CHIXIV CHIXNV CHIF US37950E6068 25 25 65 A 78.02 0.25 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 11-Dec-09 NYSE Arca
Global X China Industrials ETF CHII US CHII.P CHIIIV CHIINV CHII US37950E7058 31 31 65 A 24.87 0.10 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 1-Dec-09 NYSE Arca
Global X China Materials ETF CHIM US CHIM.P CHIMIV CHIMNV CHIMAT US37950E8791 28 28 65 A 45.73 0.19 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 14-Jan-10 NYSE Arca
Global X China Technology ETF CHIB US CHIB.P CHIBIV CHIBNV CHIT US37950E8049 26 26 65 A 3.69 0.03 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 9-Dec-09 NYSE Arca
Global X China Mid Cap ETF Global X Planned
PowerShares Golden Dragon Halter USX China PGJ US PGJ.A TGJ TGJNV HXC US73935X4016 56 51 60 Q 387.61 1.67 Open Ended Fund ADRs - Yes Yes PowerShares 9-Dec-04 NYSE Arca
PowerShares FTSE RAFI China PowerShares Planned
SPDR S&P China ETF GXC US GXC.A GXCIV GXCNV STBCCNU US78463X4007 100 151 59 A 590.75 9.59 Open Ended Fund Stocks, ADRs Yes Yes No SSgA 23-Mar-07 NYSE Arca
Market Vectors China A-Shares ETF Van Eck Planned
Wilder China DBX Strategic Adv Planned
Colombia
Global X/InterBolsa FTSE Colombia 20 ETF GXG US GXG.P GXGIV GXGNV COLOM20 US37950E2000 20 20 86 A 59.29 2.68 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 9-Feb-09 NYSE Arca
Egypt
Market Vectors Egypt Index ETF EGPT US EGPT.P EGPTIV EGPTNV MVEGPTTR US57060U5487 28 28 94 A 5.45 0.12 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 18-Feb-10 NYSE Arca
iShares MSCI Egypt Capped Investable Market Index Fund iShares Planned
Global X FTSE Egypt 30 ETF Global X Planned
India
PowerShares India PIN US PIN.P PINIV PINNV III US73935L1008 50 50 78 A 418.00 4.91 Open Ended Fund Stocks - Yes Yes PowerShares 5-Mar-08 NYSE Arca
iShares S&P India Nifty 50 Index Fund INDY US INDY.O INDYIV INDYNV BXTRNIFT US4642895290 48 50 89 S 78.36 0.81 1940 Act Fund Stocks - No No iShares 20-Nov-09 NASDAQ
Market Vectors India Small-Cap Index ETF SCIF US SCIF.P SCIFIV SCIFNV MVSCIFTR US57060U5636 121 121 85 - 2.87 0.00 Open Ended Fund Stocks (Fully Rep) - No No Van Eck 24-Aug-10 NYSE Arca
Emerging Global Shares INDXX India Small Cap Fund SCIN US - SCINIV SCINNV EGSXIIST US2684618117 73 75 85 A 7.37 0.43 1940 Act Fund Stocks (Fully Rep) - No No EGA 7-Jul-10 NYSE Arca
Emerging Global Shares INDXX India Infrastructure INXX US - INXXIV INXXNV EGSXIIXT US2684618455 30 30 85 - 1.95 0.00 1940 Act Fund Stocks (Fully Rep) - No No EGA 11-Aug-10 NYSE Arca
SPDR S&P India ETF SSgA Planned
Emerging Global Shares INDXX India Mid Cap Index Fund EGA Planned
Indonesia
Market Vectors Indonesia ETF IDX US IDX.P IDXIV IDXNV MVINDO US57060U7533 24 24 68 A 494.98 14.78 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 20-Jan-09 NYSE Arca
iShares MSCI Indonesia Investable Market Index Fund EIDO US - EIDOIV EIDONV MXIDIM US46429B3096 46 46 65 S 11.39 0.41 1940 Act Fund Stocks - No No iShares 7-May-10 NYSE Arca
IQ Indonesia Small Cap ETF IndexIQ Planned
Kuwait
Market Vectors Kuwait Index ETF Van Eck Planned
Malaysia
iShares MSCI Malaysia Index Fund EWM US EWM.A EWMIV EWMNV NDDUMAF US4642868305 43 42 56 S 790.70 32.70 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
IQ Malaysia Small Cap ETF IndexIQ Planned
Mexico
iShares MSCI Mexico Investable Market Index Fund EWW US EWW EWWIV EWWNV MIMUMEXN US4642868222 48 50 55 S 1,439.38 136.93 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
PowerShares FTSE RAFI Mexico PowerShares Planned
Pakistan
Global X Pakistan KSE-30 ETF Global X Planned
Peru
iShares MSCI All Peru Capped Index Fund EPU US EPU.P EPUIV EPUNV MXPECAPD US4642898427 26 25 63 M 230.62 3.67 1940 Act Fund Stocks - No No iShares 22-Jun-09 NYSE Arca
Global X FTSE Peru 20 ETF Global X Planned
Philippines
iShares MSCI Philippines Investable Market Index Fund iShares Planned
Global X FTSE Philippines 30 Global X Planned
Poland
Market Vectors Poland ETF PLND US PLND.P PLNDIV PLNDNV MVPLNDTR US57060U5719 29 27 65 A 31.40 0.37 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 25-Nov-09 NYSE Arca
iShares MSCI Poland Investable Market Index Fund EPOL US - EPOLIV EPOLNV MXPL US46429B6065 30 62 65 S 58.07 0.48 1940 Act Fund Stocks (Optimized) - No No iShares 26-May-10 NYSE Arca
Global X FTSE Poland 30 ETF Global X Planned
Russia
Market Vectors Russia ETF RSX US RSX.P RSXIV RSXNV DXRPUS US57060U5065 39 39 62 A 1,792.80 63.56 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 30-Apr-07 NYSE Arca
SPDR S&P Russia ETF RBL US - RBLIV RBLNV SPCQXRUP US78463X5582 - - 59 S 5.64 0.15 Open Ended Fund Stocks (Optimized) - No No SSgA 11-Mar-10 NYSE Arca
iShares MSCI Russia Capped Index Fund iShares Planned
South Africa
iShares MSCI South Africa Index Fund EZA US EZA.A EZAIV EZANV NDEUSSA US4642867802 45 45 66 S 498.46 17.52 1940 Act Fund Stocks Yes Yes Yes iShares 7-Feb-03 NYSE Arca
PowerShares FTSE RAFI South Africa PowerShares Planned
South Korea
iShares MSCI South Korea Index Fund EWY US EWY EWYIV EWYNV MXKR US4642867729 101 98 65 S 3,265.75 107.74 1940 Act Fund Stocks Yes Yes Yes iShares 10-May-00 NYSE Arca
IQ South Korea Small Cap ETF SKOR US SKOR.P SKORIV SKORNV IQSMKORT US45409B7689 100 100 79 A 3.52 0.18 Open Ended Fund Stocks (Fully Rep) - No No IndexIQ 14-Apr-10 NYSE Arca
PowerShares FTSE RAFI South Korea PowerShares Planned
Taiwan
iShares MSCI Taiwan Index Fund EWT US EWT.A EWTIV EWTNV MXTW US4642867315 125 121 82 S 2,729.74 145.26 1940 Act Fund Stocks Yes Yes Yes iShares 23-Sep-00 NYSE Arca
IQ Taiwan Small Cap ETF TWON US TWON.P TWONIV TWONNV IQSMTAIT US45409B7507 99 99 79 A 2.56 0.13 Open Ended Fund Stocks (Fully Rep) - No No IndexIQ 19-May-10 NYSE Arca
PowerShares FTSE RAFI Taiwan PowerShares Planned
Thailand
iShares MSCI Thailand Investable Market Index Fund THD US THD.P THDIV THDNV MIMUTHAN US4642866242 83 68 65 S 512.57 16.58 1940 Act Fund Stocks - No No iShares 28-Mar-08 NYSE Arca
IQ Thailand Small Cap ETF IndexIQ Planned
Turkey
iShares MSCI Turkey Investable Market Index Fund TUR US TUR.P TURIV TURNV MIMUTURN US4642867158 84 68 65 S 594.99 18.64 1940 Act Fund Stocks - No No iShares 28-Mar-08 NYSE Arca
Vietnam
Market Vectors Vietnam ETF VNM US VNM.P VNMIV VNMNV VEMVVNM US57060U7616 27 27 71 A 139.20 1.57 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 14-Aug-09 NYSE Arca
EMEA – equity
Broad
iShares MSCI EMU Index Fund EZU US EZU.A EZUIV EZUNV NDDUEMU US4642866085 269 284 56 S 812.84 15.22 1940 Act Fund Stocks Yes Yes Yes iShares 14-Jul-00 NYSE Arca
SPDR DJ Euro STOXX 50 FEZ US FEZ.N FEZIV FEZNV SX5E US78463X2027 50 50 32 Q 142.86 1.04 Open Ended Fund Stocks Yes Yes Yes SSgA 21-Oct-01 NYSE Arca
SPDR DJ STOXX 50 FEU US FEU.N FEUIV FEUNV SX5P US78463X1037 50 50 31 Q 35.09 0.10 Open Ended Fund Stocks Yes No No SSgA 21-Oct-01 NYSE Arca
Vanguard European ETF VGK US VGK.A VGKIV VGKNV NDDUE15 US9220428745 476 459 16 A (Dec) 2,370.02 36.13 1940 Act Fund Stocks Yes Yes Yes Vanguard 4-Mar-05 NYSE Arca
iShares S&P Europe 350 Index Fund IEV US IEV.A IEVIV IEVNV SPTR350N US4642878619 353 350 60 S 1,095.12 16.19 1940 Act Fund Stocks Yes Yes No iShares 25-Jul-00 NYSE Arca
SPDR S&P Europe SSgA Planned
PowerShares BLDRS Europe 100 ADR Index Fund ADRU US ADRU.O ADRUI ADRUN BKTEUR US09348R4092 100 100 30 Q 20.45 0.06 Open Ended Fund Stocks Yes No No PowerShares 13-Nov-02 NASDAQ
PowerShares FTSE RAFI Europe PEF US PEF PEFIV PEFNV FREU US73936T7550 479 462 75 Q 13.94 0.02 Open Ended Fund Stocks - No No PowerShares 25-Jun-07 NYSE Arca
iShares FTSE EPRA/NAREIT Developed Europe Index Fund IFEU US IFEU.OQ IFEUIV IFEUNV NUPRA US4642884716 77 82 48 Q 7.81 0.06 1940 Act Fund Stocks - No No iShares 19-Nov-07 NASDAQ
EMEA – equity (continued)
Broad (continued)
iShares MSCI Europe Financials Sector Index Fund EUFN US EUFN.O EUFNIV EUFNNV MXEU0FN US4642891802 99 106 48 S 18.32 0.74 1940 Act Fund Stocks - No No iShares 22-Jan-10 NASDAQ
Global X FTSE Nordic 30 ETF GXF US GXF.P GXFIV GXFNV N30XU US37950E1010 30 30 50 A 8.90 0.23 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 19-Aug-09 NYSE Arca
First Trust Europe Select AlphaDEX First Trust Planned
Austria
iShares MSCI Austria Investable Market Index Fund EWO US EWO EWOIV EWONV MIMUATAN US4642862027 35 13 55 S 109.57 2.03 1940 Act Fund Stocks Yes No No iShares 18-Mar-96 NYSE Arca
Belgium
iShares MSCI Belgium Investable Market Index Fund EWK US EWK EWKIV EWKNV NDDUBE US4642863017 50 20 56 S 58.10 2.04 1940 Act Fund Stocks Yes No No iShares 18-Mar-96 NYSE Arca
Denmark
Global X FTSE Denmark 30 ETF Global X Planned
Finland
Global X FTSE Finland 30 ETF Global X Planned
France
iShares MSCI France Index Fund EWQ US EWQ EWQIV EWQNV NDDUFR US4642867075 78 78 55 S 236.32 11.58 1940 Act Fund Stocks Yes No No iShares 18-Mar-96 NYSE Arca
PowerShares Dynamic QSG France PowerShares Planned
PowerShares FTSE RAFI France PowerShares Planned
Germany
iShares MSCI Germany Index Fund EWG US EWG EWGIV EWGNV NDDUGR US4642868065 51 51 55 S 1,469.57 32.94 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
PowerShares Dynamic QSG Germany PowerShares Planned
PowerShares FTSE RAFI Germany PowerShares Planned
Ireland
iShares MSCI Ireland Capped Investable Market Index Fund EIRL US - EIRLIV EIRLNV MXIE500I US46429B5075 21 21 55 S 2.77 0.01 1940 Act Fund Stocks - No No iShares 7-May-10 NYSE Arca
PowerShares Ireland PowerShares Planned
SPDR Ireland ETF SSgA Planned
Israel
iShares MSCI Israel Capped Investable Market Index Fund EIS US EIS.P EISIV EISNV MISCNU US4642866325 78 69 66 S 127.82 4.45 1940 Act Fund Stocks - No No iShares 28-Mar-08 NYSE Arca
iShares MSCI Israel iShares Planned
Wilder Israel DBX Strategic Adv Planned
Italy
iShares MSCI Italy Index Fund EWI US EWI EWIIV EWINV NDDUIT US4642868552 37 40 59 S 75.23 3.07 1940 Act Fund Stocks Yes No No iShares 18-Mar-96 NYSE Arca
Netherlands
iShares MSCI Netherlands Investable Market Index Fund EWN US EWN EWNIV EWNNV MIMUNETN US4642868149 59 26 55 S 145.28 2.32 1940 Act Fund Stocks Yes No No iShares 18-Mar-96 NYSE Arca
Norway
Global X FTSE Norway 30 ETF Global X Planned
Spain
iShares MSCI Spain Index Fund EWP US EWP EWPIV EWPNV NDDUSP US4642867646 30 33 56 S 191.05 21.01 1940 Act Fund Stocks Yes Yes No iShares 18-Mar-96 NYSE Arca
Sweden
iShares MSCI Sweden Index Fund EWD US EWD EWDIV EWDNV NDDUSW US4642867562 32 47 55 S 245.00 6.14 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
Switzerland
iShares MSCI Switzerland Index Fund EWL US EWL EWLIV EWLNV NDDUSZ US4642867497 38 38 56 S 399.75 4.07 1940 Act Fund Stocks Yes No Yes iShares 18-Mar-96 NYSE Arca
United Kingdom
iShares MSCI United Kingdom Index Fund EWU US EWU EWUIV EWUNV NDDUUK US4642866994 108 112 55 S 923.80 27.14 1940 Act Fund Stocks Yes Yes Yes iShares 18-Mar-96 NYSE Arca
PowerShares Dynamic QSG UK PowerShares Planned
PowerShares FTSE RAFI United Kingdom PowerShares Planned
Global – equity
Broad
iShares MSCI ACWI Index Fund ACWI US ACWI.O ACWIIV ACWINV NDUEACWF US4642882579 702 2,884 35 S 1,201.66 8.70 1940 Act Fund Stocks - No No iShares 28-Mar-08 NASDAQ
iShares MSCI Kokusai Index Fund TOK US TOK.P TOKIV TOKNV NDDUKOK US4642882652 1,192 1,203 25 S 236.74 0.09 1940 Act Fund Stocks - No No iShares 12-Dec-07 NYSE Arca
iShares S&P Global 100 Index Fund IOO US IOO IOOIV IOONV SPTR100N US4642875722 109 100 40 S 731.78 5.15 1940 Act Fund Stocks Yes No No iShares 5-Dec-00 NYSE Arca
PowerShares BLDRS Developed Markets 100 ADR ADRD US ADRD.O ADRDI ADRDN BKTDM US09348R2013 100 100 30 Q 68.58 0.39 Open Ended Fund Stocks Yes No No PowerShares 13-Nov-02 NASDAQ
PowerShares DWA Developed Markets Technical Leaders PIZ US PIZ.P PIZIV PIZNV DWADM US73936Q1085 100 100 80 A 42.58 1.56 Open Ended Fund Stocks - No No PowerShares 28-Dec-07 NYSE Arca
SPDR DJ Global Titans ETF DGT US DGT.A UGT UGTNV DJGT US78464A7063 45 50 50 Q 80.43 0.29 Open Ended Fund Stocks Yes No No SSgA 29-Sep-00 NYSE Arca
Vanguard Total World Stock Index Fund VT US VT.P VTIV VTNV FTAW01 US9220427424 2,765 2,767 30 A (Dec) 627.06 2.61 1940 Act Fund Stocks Yes No No Vanguard 26-Jun-08 NYSE Arca
GlobalShares FTSE All-World Fund GSW US - GSWIV GSWNV FTAW01 US68003W1036 665 2,749 35 Q 5.09 0.02 Open Ended Fund Stocks (Optimized) - No No Old Mutual 6-Apr-10 NYSE Arca
One Fund ONEF US - ONEFIV ONEFNV - US9034371016 5 - 51 A 4.70 0.05 Open Ended Fund ETFs - No No US One Trust 11-May-10 NYSE Arca
First Trust Global IPO Index Fund First Trust Planned
Russell Global 1000 ETF Russell Planned
Russell Global 1000 Growth Russell Planned
Russell Global 1000 Value ETF Russell Planned
Russell Global 2000 Growth ETF Russell Planned
Russell Global 3000 Growth ETF Russell Planned
Global - equity (continued)
Sectors
Market Vectors Gaming ETF BJK US BJK.P BJKIV BJKNV WAGR US57060U8291 69 69 65 A 102.83 0.33 Open Ended Fund Stocks (Fully Rep) Yes No No Van Eck 24-Jan-08 NYSE Arca
Market Vectors Nuclear Energy ETF NLR US NLR.P NLRIV NLRNV DXNE US57060U7046 35 35 62 A 162.69 1.26 Open Ended Fund Stocks (Fully Rep) Yes Yes No Van Eck 15-Aug-07 NYSE Arca
Guggenheim S&P Global Water Index ETF CGW US CGW.P CGWIV CGWNV SPGTAQUA US18383Q5071 50 50 65 A 191.19 0.66 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 14-May-07 NYSE Arca
Guggenheim Timber ETF CUT US CUT.P CUTIV CUTNV CGTBR US18383Q8794 27 27 65 A 102.78 0.96 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 9-Nov-07 NYSE Arca
Guggenheim Shipping ETF SEA US - SEAIV SEANV DGAGSIT US18383Q7960 30 30 65 Q 10.27 0.37 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 11-Jun-10 NYSE Arca
Guggenheim Solar ETF TAN US TAN.P TANIV TANNV SUNIDX US18383M6214 32 32 65 A 144.35 3.64 1940 Act Fund Stocks (Fully Rep) Yes Yes Yes Guggenheim 15-Apr-08 NYSE Arca
Guggenheim Airline ETF FAA US FAA.P FAAIV FAANV AXGAL US18383Q8125 24 25 65 A 42.20 1.18 1940 Act Fund Stocks (Fully Rep) Yes Yes No Guggenheim 26-Jan-09 NYSE Arca
Cohen & Steers Global Realty Majors GRI US GRI.A GRIIV GRINV GRM US00162Q1067 75 75 55 Q 27.48 0.18 Open Ended Fund Stocks - No No ALPS ETF Trust 9-May-08 NYSE Arca
First Trust EPRA/NAREIT Global Real Estate Index Fund FFR US FRR FFRIV FFRNV UNGL US33736N1019 282 282 60 S 42.11 0.23 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 30-Aug-07 NYSE Arca
First Trust Global Wind Energy Fund FAN US FAN.P FANIV FANNV GWE US33736G1067 59 59 60 S 51.79 0.32 1940 Act Fund Stocks (Fully Rep) Yes Yes No First Trust 18-Jun-08 NYSE Arca
First Trust ISE Global Engineering and Construction FLM US FLM.P FLMIV FLMNV CVL US33736M1036 64 64 70 S 28.10 0.12 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 15-Oct-08 NYSE Arca
First Trust NASDAQ Clean Edge Smart Grid Infrastructure GRID US GRID.O GRIDIV GRIDNV QGRD US33737A1088 32 32 70 S 29.37 0.09 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 17-Nov-09 NASDAQ
iShares S&P Global Clean Energy Index Fund ICLN US ICLN.O ICLNIV ICLNNV SPGTCLEE US4642882249 31 30 48 S 50.99 0.24 1940 Act Fund Stocks Yes No No iShares 25-Jun-08 NASDAQ
iShares S&P Global Consumer Discretionary Sector RXI US RXI.N RXIIV RXINV SGD US4642887453 173 179 48 S 92.67 0.35 1940 Act Fund Stocks Yes No No iShares 21-Sep-06 NYSE Arca
iShares S&P Global Consumer Staples Sector Index Fund KXI US KXI.N KXIIV KXINV SGCS US4642887370 100 100 48 S 279.50 2.76 1940 Act Fund Stocks Yes No No iShares 21-Sep-06 NYSE Arca
iShares S&P Global Energy Sector Index Fund IXC US IXC.A IXCIV IXCNV SGES US4642873412 82 81 48 S 1,035.79 7.58 1940 Act Fund Stocks Yes Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Financials Sector Index Fund IXG US IXG.A IXGIV IXGNV SGFS US4642873339 221 218 48 S 260.99 2.68 1940 Act Fund Stocks Yes No No iShares 12-Nov-01 NYSE Arca
iShares S&P Global Healthcare Sector Index Fund IXJ US IXJ.A IXJIV IXJNV SGH US4642873255 83 83 48 S 443.46 1.41 1940 Act Fund Stocks Yes No No iShares 12-Nov-01 NYSE Arca
iShares S&P Global Industrials Sector Index Fund EXI US EXI.N EXIIV EXINV SGN US4642887297 186 185 48 S 160.54 0.83 1940 Act Fund Stocks Yes No No iShares 21-Sep-06 NYSE Arca
iShares S&P Global Infrastructure Index Fund IGF US IGF.P IGFIV IGFNV SPGTINNT US4642883726 77 73 48 S 434.02 1.14 1940 Act Fund Stocks - No No iShares 12-Dec-07 NYSE Arca
iShares S&P Global Materials Sector Index Fund MXI US MXI.N MXIIV MXINV SGM US4642886950 119 117 48 S 765.32 2.77 1940 Act Fund Stocks Yes No No iShares 21-Sep-06 NYSE Arca
iShares S&P Global Nuclear Energy Index Fund NUCL US NUCL.O NUCLIV NUCLNV SPGTNEN US4642882322 25 24 48 S 16.38 0.05 1940 Act Fund Stocks Yes No No iShares 25-Jun-08 NASDAQ
iShares S&P Global Technology Sector Index Fund IXN US IXN.A IXNIV IXNNV SGI US4642872919 118 120 48 S 483.37 2.13 1940 Act Fund Stocks Yes No No iShares 12-Nov-01 NYSE Arca
iShares S&P Global Telecommunications Sector Index Fund IXP US IXP.A IXPIV IXPNV SGT US4642872752 45 40 48 S 322.08 3.93 1940 Act Fund Stocks Yes No Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Timber & Forestry Index Fund WOOD US WOOD.O WOODIV WOODNV SPGTTF US4642881746 25 25 48 S 54.45 0.28 1940 Act Fund Stocks Yes No No iShares 25-Jun-08 NASDAQ
iShares S&P Global Utilities Sector Index Fund JXI US JXI.N JXIIV JXINV SGU US4642887115 77 77 48 S 218.72 2.25 1940 Act Fund Stocks Yes No Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Listed Private Equity iShares Planned
Market Vectors Agribusiness ETF MOO US MOO.P MOOIV MOONV DXAG US57060U6055 37 37 56 A 1,728.51 35.54 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 5-Sep-07 NYSE Arca
Market Vectors Global Alternative Energy ETF GEX US GEX.P GEXIV GEXNV AGIXL US57060U4076 30 30 62 A 135.79 1.03 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 9-May-07 NYSE Arca
Market Vectors Solar Energy ETF KWT US KWT.P KWTIV KWTNV SOLRX US57060U8119 27 27 65 A 24.20 0.15 Open Ended Fund Stocks (Fully Rep) Yes Yes No Van Eck 23-Apr-08 NYSE Arca
PowerShares Global Biotech PBTQ US PBTQ.O PBTQIV PBTQNV QGBI US73936Q8015 44 44 75 Q 3.37 0.05 Open Ended Fund Stocks - No No PowerShares 18-Sep-08 NASDAQ
PowerShares Global Clean Energy PBD US PBD PBDIV PBDNV NEX US73936T6156 86 76 75 Q 145.09 0.85 Open Ended Fund Stocks - No No PowerShares 13-Jun-07 NYSE Arca
PowerShares Global Nuclear Energy PKN US PKN.P PKNIV PKNNV WNAI US73937B1008 66 60 75 A 35.18 0.08 Open Ended Fund Stocks - No No PowerShares 3-Apr-08 NYSE Arca
PowerShares Global Progressive Transportation PTRP US PTRP.O PTRPIV PTRPNV HAUL US73936Q8502 39 39 75 Q 5.04 0.02 Open Ended Fund Stocks - No No PowerShares 18-Sep-08 NASDAQ
PowerShares Global Water PIO US PIO PIOIV PIONV PIIWI US73936T6230 41 37 75 Q 291.74 0.94 Open Ended Fund Stocks - Yes Yes PowerShares 13-Jun-07 NYSE Arca
PowerShares Global Wind Energy PWND US PWND.O PWNDIV PWNDNV QWND US73937B3087 36 37 75 A 26.02 0.08 Open Ended Fund Stocks Yes No No PowerShares 1-Jul-08 NASDAQ
PowerShares Developed Markets Infrastructure PowerShares Planned
SPDR DJ Wilshire Global Real Estate RWO US RWO.A RWOIV RWONV DWGRS US78463X7497 223 242 50 Q 127.98 1.03 Open Ended Fund Stocks - No No SSgA 13-May-08 NYSE Arca
SPDR FTSE/Macquarie Global Infrastructure 100 ETF GII US GII.A GIIIV GIINV MGII100 US78463X8552 99 100 60 A 50.77 0.10 Open Ended Fund Stocks Yes No No SSgA 31-Jan-07 NYSE Arca
SPDR S&P Global Natural Resources ETF SSgA Planned
Direxion Airline Shares ETF Direxion Planned
Direxion Auto Shares fund Direxion Planned
Global X Food ETF Global X Planned
Global X Fishing ETF Global X Planned
Global X Shipping ETF Global X Planned
Global X Waste Management ETF Global X Planned
IQ Global Infrastructure ETF IndexIQ Planned
IQ Global Real Estate ETF IndexIQ Planned
ESG Shares FTSE Environmental Technologies Index ETF Pax World Planned
XShares/CRB-Research Global Energy Efficiency DBX Strategic Adv Planned
Global (ex-US) – equity

Broad
iShares MSCI ACWI ex U.S. Index Fund ACWX US ACWX.O ACWXIV ACWXNV NDUEACWZ US4642882405 659 2,247 35 S 639.48 3.20 1940 Act Fund Stocks - No No iShares 31-Mar-08 NASDAQ
SPDR MSCI ACWI ex U.S. ETF CWI US CWI.A CWI CWINV NDUEACWZ US78463X8487 700 2,126 35 A 354.89 1.10 Open Ended Fund Stocks Yes No No SSgA 17-Jan-07 NYSE Arca
Vanguard FTSE All-World ex U.S. Index Fund VEU US VEU.A VEUIV VEUNV FTR1WXUS US9220427754 2,206 2,176 25 A (Dec) 5,466.88 39.66 1940 Act Fund Stocks Yes Yes No Vanguard 8-Mar-07 NYSE Arca
Vanguard FTSE All World ex U.S. Small-Cap ETF VSS US VSS.P VSSIV VSSNV FSMUGXUS US9220427184 2,484 3,036 40 A 476.15 2.46 1940 Act Fund Stocks Yes No No Vanguard 6-Apr-09 NYSE Arca
GlobalShares FTSE All-World ex U.S. Fund GSO US - GSOIV GSONV FTAW02 US68003W4006 609 2,157 35 Q 5.50 0.00 Open Ended Fund Stocks (Optimized) - No No Old Mutual 6-Apr-10 NYSE Arca
GlobalShares FTSE Developed Countries ex U.S. Fund GSD US GSD.P GSDIV GSDNV FTAD02 US68003W5094 479 1,406 48 Q 9.70 0.13 Open Ended Fund ETFs, Stocks - No No Old Mutual 12-Feb-10 NYSE Arca
Guggenheim EW Euro-Pacific LDRs ETF EEN US EEW.A EENIV EENNV BKEPAT US18383Q1013 111 111 35 A 3.43 0.01 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 1-Mar-07 NYSE Arca
iShares MSCI EAFE Index Fund EFA US EFA.A EFAIV EFANV NDDUEAFE US4642874659 845 966 35 S 31,875.56 926.62 1940 Act Fund Stocks Yes Yes Yes iShares 17-Aug-01 NYSE Arca
iShares MSCI EAFE Growth Index Fund EFG US EFG.N EFGIV EFGNV NDUGEAFF US4642888857 544 682 40 S 1,208.08 4.02 1940 Act Fund Stocks Yes Yes Yes iShares 5-Aug-05 NYSE Arca
iShares MSCI EAFE Value Index Fund EFV US EFV.N EFVIV EFVNV NDUVEAFF US4642888774 525 575 40 S 1,174.01 6.09 1940 Act Fund Stocks Yes Yes No iShares 5-Aug-05 NYSE Arca
PowerShares Dynamic Developed International Opportunities PFA US PFA PFAIV PFANV QSGDEV US73936T8053 250 248 75 Q 27.75 0.09 Open Ended Fund Stocks - No No PowerShares 13-Jun-07 NYSE Arca
PowerShares FTSE RAFI Developed Markets ex-U.S. PXF US PXF PXFIV PXFNV FRX1X US73936T7899 1,000 1,007 75 Q 141.92 0.79 Open Ended Fund Stocks - No No PowerShares 25-Jun-07 NYSE Arca
Guggenheim International Multi-Asset Income ETF HGI US HGI.A HGIIV HGINV ZAXIH US18383Q8042 146 150 65 Q 56.95 0.12 1940 Act Fund Stocks (Optimized) Yes No No Guggenheim 11-Jul-07 NYSE Arca
Global (ex-US) – equity (continued)
Broad (continued)
SPDR S&P World (ex-US) ETF GWL US GWL.A GWLIV GWLNV STBMWUU US78463X8891 674 5,527 35 Q 96.32 0.42 Open Ended Fund Stocks (Optimized) Yes No No SSgA 26-Apr-07 NYSE Arca
Vanguard Europe Pacific ETF VEA US VEA.A VEAIV VEANV NDDUEAFE US9219438580 944 964 15 A (Dec) 4,290.90 37.30 1940 Act Fund Stocks Yes Yes Yes Vanguard 26-Jul-07 NYSE Arca
SPDR S&P International Mid Cap MDD US MDD.A MDDIV MDDNV SPBMUMUP US78463X7646 241 852 45 A 27.26 0.05 Open Ended Fund Stocks (Optimized) - No No SSgA 14-May-08 NYSE Arca
PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid PDN US PDN PDN.IV PDNNV FRSDXUS US73936T7717 1,500 1,500 75 Q 52.52 0.68 Open Ended Fund Stocks - No No PowerShares 27-Sep-07 NYSE Arca
iShares MSCI EAFE Small Cap Index Fund SCZ US SCZ.P SCZIV SCZNV NCUDEAFE US4642882736 697 600 40 S 1,033.80 9.72 1940 Act Fund Stocks - Yes No iShares 12-Dec-07 NYSE Arca
SPDR S&P International Small Cap ETF GWX US GWX.A GWXIV GWXNV STBMWUU2 US78463X8719 498 3,991 60 A 554.18 3.05 Open Ended Fund Stocks (Optimized) Yes No Yes SSgA 26-Apr-07 NYSE Arca
Guggenheim International Small Cap LDRs ETF XGC US XGC.P XGCIV XGCNV BKSCPT US18383M8111 81 81 45 A 6.19 0.03 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 3-Apr-07 NYSE Arca
iShares FTSE Developed Small Cap ex-North America IFSM US IFSM.OQ IFSMIV IFSMNV FSZUDXNA US4642884971 650 2,289 51 S 31.45 0.47 1940 Act Fund Stocks - No No iShares 19-Nov-07 NASDAQ
JETS Dow Jones Islamic Market International Index Fund JVS US JVS.N JVSIV JVSNV DJI100X US4718921095 93 100 68* A 2.20 0.01 1940 Act Fund Stocks (Optimized) Yes No No Javelin IM 1-Jul-09 NYSE Arca
Schwab International Equity ETF SCHF US SCHF.P SCHFIV SCHFNV FTAD02 US8085248057 830 1,408 13 A 285.60 2.63 1940 Act Fund Stocks (Optimized) Yes Yes No Schwab ETFs 3-Nov-09 NYSE Arca
Schwab International Small-Cap Equity SCHC US SCHC.P SCHCIV SCHCNV GPSCW002 US8085248883 910 1,967 35 A 59.01 0.50 1940 Act Fund Stocks (Optimized) Yes Yes No Schwab ETFs 14-Jan-10 NYSE Arca
First Trust Developed International Markets AlphaDEX Fund First Trust Planned
Georgetown International ETF Georgetown IM Planned
ESG Shares Europe Asia Pacific Sustainability Index ETF Pax World Planned
PowerShares Dynamic QSG Developed International Growth PowerShares Planned
PowerShares Dynamic QSG Developed International Value PowerShares Planned
Russell Developed ex U.S. Large Cap ETF Russell Planned
Russell Global 1000 ex U.S. ETF Russell Planned
Russell Global 1000 ex U.S. Growth ETF Russell Planned
Russell Global 1000 ex U.S. Value ETF Russell Planned
SPDR S&P EPAC SSgA Planned
ShariahShares FTSE Developed ex U.S. Fund ShariahShares Planned
Market Vectors GDP International Equity Index ETF Van Eck Planned
Sectors
iShares FTSE EPRA/NAREIT Developed Real Estate ex-U.S. IFGL US IFGL.OQ IFGLIV IFGLNV TRGXUU US4642884898 155 197 48 Q 311.77 1.34 1940 Act Fund Stocks - No No iShares 19-Nov-07 NASDAQ
iShares S&P Developed ex-US Property Index Fund WPS US WPS.N WPSIV WPSNV SPBMWUUT US4642884229 216 330 48 Q 107.53 0.66 1940 Act Fund Stocks - No No iShares 7-Aug-07 NYSE Arca
iShares MSCI ACWI ex US Consumer Discretionary Sector AXDI US - AXDIIV AXDINV MSWDUCDN US4642896363 171 217 48 S 5.54 0.04 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Consumer Staples Sector AXSL US - AXSLIV AXSLNV MSWDUCSN US4642896280 111 139 48 S 5.50 0.07 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Energy Sector AXEN US - AXENIV AXENNV MSWDUENN US4642895944 103 112 48 S 5.06 0.08 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Financials Sector AXFN US AXFN.O AXFNIV AXFNNV MXWDUFN US4642891646 260 414 48 S 2.19 0.01 1940 Act Fund Stocks - No No iShares 22-Jan-10 NASDAQ
iShares MSCI ACWI ex US Health Care Sector AXHE US - AXHEIV AXHENV MSWDUHCN US4642895522 62 69 48 S 5.07 0.08 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Industrials Sector AXID US - AXIDIV AXIDNV MSWDUINN US4642896108 220 297 48 S 5.29 0.05 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Information Technology Sector AXIT US - AXITIV AXITNV MSWDUITN US4642895860 85 150 48 None 5.35 0.00 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Materials Sector AXMT US - AXMTIV AXMTNV MSWDUMTN US4642895787 184 235 48 None 5.26 0.05 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Telecommunication Services Sector AXTE US - AXTEIV AXTENV MSWDUTCN US4642895605 69 85 48 S 5.32 0.04 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
iShares MSCI ACWI ex US Utilities Sector AXUT US - AXUTIV AXUTNV MSWDUUTN US4642895456 74 97 48 S 5.26 0.06 1940 Act Fund Stocks - No No iShares 16-Jul-10 NYSE Arca
SPDR DJ Wilshire International Real Estate ETF RWX US RWX.A RWXIV RWXNV DWXRSN US78463X8636 150 160 60 Q 1,164.38 5.07 Open Ended Fund Stocks Yes No No SSgA 19-Dec-06 NYSE Arca
SPDR S&P International Consumer Discretionary IPD US IPD.P IPDIV IPDNV SPBMUCUP US78463X7315 106 984 50 Q 14.30 0.23 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Consumer Staples IPS US IPS.P IPSIV IPSNV SPBMU3UP US78463X7232 56 327 50 Q 13.81 0.38 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Energy IPW US IPW.P IPWIV IPWNV SPBMU1UP US78463X7158 63 256 50 Q 11.10 0.11 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Financial IPF US IPF.P IPFIV IPFNV SPBMU4UP US78463X6994 130 810 50 Q 8.18 0.67 Open Ended Fund Stocks (Optimized) Yes No No SSgA 23-Jul-08 NYSE Arca
SPDR S&P International Health Care IRY US IRY.P IRYIV IRYNV SPBMUHUP US78463X6812 87 251 50 Q 9.74 0.21 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Industrials IPN US IPN.P IPNIV IPNNV SPBMU2UP US78463X6739 146 970 50 Q 15.98 0.41 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Materials IRV US IRV.P IRVIV IRVNV SPBMU6UP US78463X6655 122 538 50 Q 19.83 0.34 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Technology IPK US IPK.P IPKIV IPKNV SPBMUTUP US78463X6572 103 424 50 Q 20.28 0.29 Open Ended Fund Stocks (Optimized) Yes No No SSgA 24-Jul-08 NYSE Arca
SPDR S&P International Telecommunications IST US IST.P ISTIV ISTNV SPBMU5UP US78463X6408 51 66 50 Q 13.59 0.07 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
SPDR S&P International Utilities IPU US IPU.P IPUIV IPUNV SPBMUUUP US78463X6325 61 128 50 Q 7.93 0.37 Open Ended Fund Stocks (Optimized) Yes No No SSgA 25-Jul-08 NYSE Arca
Wilshire ex United States Real Estate ETF Guggenheim Planned
Vanguard Global ex U.S. Real Est Index Vanguard Planned
Private equity
PowerShares Global Listed Private Equity Portfolio PSP US PSP.A PSPIV PSPNV LSTPE US73935X1954 34 34 60 Q 215.88 0.90 Open Ended Fund Stocks - No No PowerShares 24-Oct-06 NYSE Arca
Dividends/earnings
Broad/international
Guggenheim S&P Global Dividend Opportunities Index ETF LVL US LVL.P LVLIV LVLNV SPGTGDO US18383M8608 100 100 60 Q 8.49 0.08 1940 Act Fund Stocks (Fully Rep) Yes No No Guggenheim 25-Jun-07 NYSE Arca
First Trust Dow Jones Global Select Dividend Index Fund FGD US FGD FGDIV FGDNV DJGSDT US33734X2009 101 101 60 Q 29.94 0.58 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 27-Nov-07 NYSE Arca
WisdomTree Emerging Markets Equity Income Equity Fund DEM US DEM.N DEMIV DEMIV WTEMHYTR US97717W3152 213 213 63 Q 600.03 6.51 Open Ended Fund Stocks - No No WisdomTree 13-Jul-07 NYSE Arca
WisdomTree Emerging Markets SmallCap Dividend Fund DGS US DGS.N DGSIV DGSNV WTEMSCTR US97717W2816 247 247 63 Q 476.28 6.70 Open Ended Fund Stocks - No No WisdomTree 30-Oct-07 NYSE Arca
iShares Dow Jones International Select Dividend Index Fund IDV US IDV IDVIV IDVNV DJEPCSDT US4642884484 99 100 50 Q 137.47 1.77 1940 Act Fund Stocks - No No iShares 15-Jun-07 NYSE Arca
Dividends/earnings (continued)
Broad/international (continued)
PowerShares International Dividend Achievers PID US PID.A FKJ FKJNV DAT US73935X7167 60 42 50 Q 389.76 1.97 Open Ended Fund Stocks - No No PowerShares 15-Sep-05 NYSE Arca
RevenueShares ADR Fund RTR US RTR.IV RTRIV RTRNV REVWADRT US7613966057 175 175 49 Q 50.87 0.23 Open Ended Fund Stocks (Fully Rep) - No No RevenueShares 21-Nov-08 NYSE Arca
SPDR S&P International Dividend DWX US DWX.A DWXIV DWXNV SPGTDOU US78463X7729 103 100 45 Q 208.92 2.06 Open Ended Fund Stocks - Yes No SSgA 19-Feb-08 NYSE Arca
WisdomTree DEFA Equity Income Fund DTH US DTH.N DTHNV DTHNV WTDHYTR US97717W8029 395 669 58 Q 108.47 0.30 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree DEFA Fund DWM US DWM.N DWMNV DWMNV WTDIEFTR US97717W7039 625 2,300 48 Q 373.40 0.96 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International Hedged Equity Fund HEDJ US HEDJ.P HEDJIV HEDJNV WTIDFTRH US97717X7012 583 1,948 58 None 19.58 0.20 Open Ended Fund Stocks, Forwards - No No WisdomTree 31-Dec-09 NYSE Arca
WisdomTree International Dividend Top 100 Fund DOO US DOO.N DOONV DOONV WTI100TR US97717W7864 100 100 58 Q 134.84 0.47 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International LargeCap Dividend Fund DOL US DOL.N DOLIV DOLIV WTILDITR US97717W7948 266 300 48 Q 126.50 0.39 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International MidCap Dividend Fund DIM US DIM.N DIMNV DIMNV WTIMDITR US97717W7781 381 713 58 Q 123.45 0.50 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International SmallCap Dividend Fund DLS US DLS.N DLSNV DLSNV WTISDITR US97717W7609 584 1,317 58 Q 395.51 0.92 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Pacific ex-Japan Dividend Fund DND US DND.N DNDNV DNDNV WTDIPRTR US97717W8284 239 396 48 Q 77.45 0.18 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Pacific ex-Japan Equity Income Fund DNH US DNH.N DNHNV DNHNV WTDPHYTR US97717W8102 95 95 58 Q 66.24 0.27 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
First Trust DJ STOXX Select Dividend 30 Fund FDD US FDD FDDIV FDDNV SD3L US33735T1097 31 31 60 Q 6.21 0.13 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 30-Aug-07 NYSE Arca
WisdomTree Europe Equity Income Fund DEW US DEW.N DEWNV DEWNV WTEHYTR US97717W8771 158 329 58 Q 45.35 0.23 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Europe SmallCap Dividend Fund DFE US DFE.N DFENV DFENV WTESCTR US97717W8698 495 495 58 Q 23.89 0.03 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Middle East Dividend Fund GULF US GULF.N GULFIV GULFNV WTEMME US97717X3052 65 100 88 Q 14.60 0.04 Open Ended Fund Stocks Yes No No WisdomTree 16-Jul-08 NASDAQ
WisdomTree India Earnings EPI US EPI.N EPIIV EPINV WTIND US97717W4226 120 120 88 Q 1,093.99 37.02 Open Ended Fund Stocks - Yes No WisdomTree 22-Feb-08 NYSE Arca
WisdomTree Japan Equity Income Fund DNL US DNL.N DNLNV DNLNV WTJHYTR US97717W8441 243 243 58 Q 27.79 0.20 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Japan Total Dividend Fund DXJ US DXJ.N DXJNV DXJNV WTJDITR US97717W8516 311 810 48 Q 84.82 1.89 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Japan SmallCap Dividend Fund DFJ US DFJ.N DFJNV DFJNV WTIDJSTR US97717W8367 510 510 58 Q 133.59 0.92 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Asia Emerging Markets High-Yielding Equity WisdomTree Planned
WisdomTree Asia Emerging Markets Total Dividend WisdomTree Planned
WisdomTree Australia Total Dividend WisdomTree Planned
WisdomTree Canada Total Dividend WisdomTree Planned
WisdomTree China Total Dividend WisdomTree Planned
WisdomTree Developing Markets WisdomTree Planned
WisdomTree DIPR (SM) WisdomTree Planned
WisdomTree DIPR High-Yielding Equity WisdomTree Planned
WisdomTree Emerging Markets Dividend Top 100 WisdomTree Planned
WisdomTree Emerging Markets Hedged Fund WisdomTree Planned
WisdomTree Emerging Markets Total Dividend WisdomTree Planned
WisdomTree France Total Dividend WisdomTree Planned
WisdomTree Germany Total Dividend WisdomTree Planned
WisdomTree Global Dividend WisdomTree Planned
WisdomTree Global Equity Income WisdomTree Planned
WisdomTree Global SmallCap Dividend Fund WisdomTree Planned
WisdomTree Hong Kong Total Dividend WisdomTree Planned
WisdomTree India Total Dividend WisdomTree Planned
WisdomTree International LargeCap Growth Fund WisdomTree Planned
WisdomTree Israel Total Dividend WisdomTree Planned
WisdomTree Latin America Total Dividend WisdomTree Planned
WisdomTree Malaysia Total Dividend WisdomTree Planned
WisdomTree Singapore Total Dividend WisdomTree Planned
WisdomTree South Africa Total Dividend WisdomTree Planned
WisdomTree South Korea Total Dividend WisdomTree Planned
WisdomTree Taiwan Total Dividend WisdomTree Planned
WisdomTree United Kingdom High-Yielding Equity WisdomTree Planned
WisdomTree United Kingdom Total Dividend WisdomTree Planned
Sectors
WisdomTree International Energy Sector Fund DKA US DKA.N DKAIV DKAIV WTIE US97717W7112 43 45 58 Q 55.48 0.21 Open Ended Fund Stocks - No No WisdomTree 13-Oct-06 NYSE Arca
WisdomTree International Basic Materials Sector Fund DBN US DBN.N DBNIV DBNIV WTIBM US97717W7526 147 167 58 Q 34.97 0.09 Open Ended Fund Stocks - No No WisdomTree 13-Oct-06 NYSE Arca
WisdomTree International Real Estate Fund DRW US DRW.N DRWIV DRWIV WTIRE US97717W3319 67 67 58 Q 88.98 0.61 Open Ended Fund Stocks - No No WisdomTree 5-Jun-07 NYSE Arca
WisdomTree International Utilities Sector Fund DBU US DBU.N DBUIV DBUIV WTIU US97717W6536 57 59 58 Q 35.70 0.17 Open Ended Fund Stocks - No No WisdomTree 13-Oct-06 NYSE Arca
WisdomTree Communications Sector WisdomTree Planned
WisdomTree Financial Sector WisdomTree Planned
WisdomTree REIT Sector WisdomTree Planned
WisdomTree Utilities Sector WisdomTree Planned
RevenueShares Financials Sector RWW US RWW.IV RWWIV RWWNV REVWFINT US7613965067 79 79 49 Q 22.31 0.34 Open Ended Fund Stocks (Fully Rep) - No No RevenueShares 13-Nov-08 NYSE Arca
RevenueShares Consumer Discretionary RevenueShares Planned
RevenueShares Consumer Staples RevenueShares Planned
RevenueShares Energy RevenueShares Planned
RevenueShares Health Care RevenueShares Planned
RevenueShares Industrial RevenueShares Planned
RevenueShares Information Technology Sector Fund RevenueShares Planned
Dividends/earnings (continued)
Sectors (continued)
RevenueShares Materials RevenueShares Planned
RevenueShares Utilities RevenueShares Planned
United States domestic

First Trust Value Line Dividend Fund FVD US FVD.A FVDIV FVDNV VLFVD US33734H1068 147 147 70 Q 160.59 0.80 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 18-Dec-06 NYSE Arca
PowerShares Dividend Achievers PFM US PFM.A FKO FKONV DAAX US73935X7324 317 313 50 Q 161.52 1.66 Open Ended Fund Stocks - No No PowerShares 15-Sep-05 NYSE Arca
WisdomTree Total Dividend Fund DTD US DTD.N DTDNV DTDNV WTDI US97717W1099 775 1,554 28 Q 130.72 0.47 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Total Earnings Fund EXT US EXT.N EXTIV EXTIV WTEI US97717W5967 1,107 2,418 28 Q 43.42 0.15 Open Ended Fund Stocks - No No WisdomTree 23-Feb-07 NYSE Arca
First Trust Morningstar Dividend Leaders FDL US FDL.A RDL RDLNV MDL US3369171091 100 100 45 Q 60.19 0.61 1940 Act Fund Stocks (Fully Rep) Yes No No First Trust 15-Mar-06 NYSE Arca
iShares Dow Jones Select Dividend Index Fund DVY US DVY.N DVYIV DVYNV DJDVY US4642871689 101 100 40 Q 4,290.25 26.13 1940 Act Fund Stocks Yes Yes Yes iShares 3-Nov-03 NYSE Arca
RevenueShares Large Cap RWL US RWL.IV RWLIV RWLNV REVWLT US7613961009 500 500 49 Q 145.97 0.87 Open Ended Fund Stocks (Fully Rep) - Yes No RevenueShares 22-Feb-08 NYSE Arca
Vanguard Dividend Appreciation ETF VIG US VIG.A VIGIV VIGNV DVG US9219088443 142 142 23 Q 3,181.04 20.41 1940 Act Fund Stocks Yes No No Vanguard 27-Apr-06 NYSE Arca
Vanguard High Dividend Yield Index Fund VYM US VYM.A VYMIV VYMNV FTYLD US9219464065 555 555 20 Q 688.76 3.30 1940 Act Fund Stocks Yes No No Vanguard 16-Nov-06 NYSE Arca
WisdomTree Earnings 500 Fund EPS US EPS.N EPSIV EPSIV WTEPS US97717W5884 496 496 28 Q 59.15 0.41 Open Ended Fund Stocks - No No WisdomTree 23-Feb-07 NYSE Arca
WisdomTree Equity Income Fund DHS US DHS.N DHSNV DHSNV WTHYE US97717W2089 427 427 38 Q 117.25 0.89 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree LargeCap Dividend Fund DLN US DLN.N DLNIV DLNNV WTLDITR US97717W3079 296 296 28 Q 401.30 2.13 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
PowerShares High Yield Equity Dividend Achievers PEY US PEY.A HEY HEYNV DAY US73935X3026 50 50 50 M 142.78 1.78 Open Ended Fund Stocks - No No PowerShares 9-Dec-04 NYSE Arca
RevenueShares Mid Cap RWK US RWK.IV RWKIV RWKNV REVWMT US7613962098 400 400 54 Q 95.48 0.45 Open Ended Fund Stocks (Fully Rep) - No No RevenueShares 22-Feb-08 NYSE Arca
SPDR S&P Dividend ETF SDY US SDY.A SYW SYWNV SPHYDA US78464A7634 50 50 35 Q 2,522.40 27.52 Open Ended Fund Stocks Yes Yes Yes SSgA 15-Nov-05 NYSE Arca
WisdomTree Dividend Top 100 Fund DTN US DTN.N DTNNV DTNNV WTTOP US97717W4069 99 100 38 Q 224.32 2.65 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree MidCap Dividend Fund DON US DON.N DONNV DONNV WTMDI US97717W5058 449 449 38 Q 139.14 0.90 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree MidCap Earnings Fund EZM US EZM.N EZMIV EZMIV WTMEI US97717W5702 700 800 38 Q 68.82 0.97 Open Ended Fund Stocks - No No WisdomTree 23-Feb-07 NYSE Arca
RevenueShares Small Cap RWJ US RWJ.IV RWJIV RWJNV REVWST US7613963088 600 600 54 Q 94.35 1.33 Open Ended Fund Stocks (Fully Rep) - No No RevenueShares 22-Feb-08 NYSE Arca
WisdomTree SmallCap Dividend Fund DES US DES.N DESNV DESNV WTSDI US97717W6049 809 809 38 Q 172.48 1.64 Open Ended Fund Stocks - No No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree SmallCap Earnings EES US EES.N EESIV EESNV WTSEITR US97717W5629 800 1,141 38 Q 81.53 0.65 Open Ended Fund Stocks - No No WisdomTree 23-Feb-07 NYSE Arca
RevenueShares Navellier Overall A-100 RWV US RWV.IV RWVIV RWVNV REVWLOUT US7613967048 100 100 60 Q 8.98 0.03 Open Ended Fund Stocks (Fully Rep) - No No RevenueShares 23-Jan-09 NYSE Arca
WisdomTree Low P/E Fund EZY US EZY.N EZYIV EZYIV WTPE US97717W5470 398 705 38 Q 27.76 0.09 Open Ended Fund Stocks - No No WisdomTree 23-Feb-07 NYSE Arca
Haverford Quality 250 DBX Strategic Adv Planned
Inverse – equity
Broad/international
ProShares Short MSCI EAFE EFZ US EFZ.A EFZIV EFZNV MXEA US74347R3701 S 966 95 A 144.29 5.51 1940 Act Fund Swaps - No No ProShares 25-Oct-07 NYSE Arca
ProShares Short MSCI Emerging Markets EUM US EUM.A EUMIV EUMNV MXEF US74347R3966 S 767 95 A 268.47 3.76 1940 Act Fund Swaps - No No ProShares 1-Nov-07 NYSE Arca
ProShares Short FTSE/Xinhua China 25 YXI US - YXIIV YXINV XINOU US74347X6581 S 25 95 Q 7.29 0.20 1940 Act Fund Swaps - No No ProShares 18-Mar-10 NYSE Arca
ProShares Short MSCI Japan ProShares Planned
ProShares Short MSCI Canada ProShares Planned

ProShares Short S&P500 SH US SH SJA SJANV SPX US74347R5037 S 500 95 A 2,736.00 221.03 1940 Act Fund Swaps - Yes Yes ProShares 21-Jun-06 NYSE Arca
ProShares Short QQQ PSQ US PSQ PSQIV PSQNV NDX US74347R6027 S 100 95 A 283.80 15.09 1940 Act Fund Swaps - Yes Yes ProShares 21-Jun-06 NYSE Arca
ProShares Short Dow30 DOG US DOG DHJ DHJNV INDU US74347R7017 S 30 95 A 340.15 26.74 1940 Act Fund Swaps - Yes Yes ProShares 21-Jun-06 NYSE Arca
ProShares Short MidCap400 MYY US MYY MKJ MKJNV MID US74347R8007 S 400 95 A 41.22 1.30 1940 Act Fund Swaps - No No ProShares 21-Jun-06 NYSE Arca
ProShares Short Russell2000 RWM US RWM RWMIV RWMNV RTY US74347R8262 S 2,000 95 A 450.35 31.75 1940 Act Fund Swaps - Yes Yes ProShares 25-Jan-07 NYSE Arca
ProShares Short S&P SmallCap600 SBB US SBB SBBIV SBBNV SML US74347R7843 S 600 95 A 34.09 1.29 1940 Act Fund Swaps - No No ProShares 25-Jan-07 NYSE Arca
ProShares Short NASDAQ Composite ProShares Planned
ProShares Short NASDAQ-100 Equal Weighted ProShares Planned
ProShares Short S&P MidCap 400/Citigroup Growth ProShares Planned
ProShares Short S&P MidCap 400/Citigroup Value ProShares Planned
ProShares Short S&P SmallCap 600/Citigroup Growth ProShares Planned
ProShares Short S&P SmallCap 600/Citigroup Value ProShares Planned
ProShares Short S&P500/Citigroup Growth ProShares Planned
ProShares Short S&P500/Citigroup Value ProShares Planned
Rydex Inverse NASDAQ 100 Rydex SGI Planned
Rydex Inverse Russell 1000 Rydex SGI Planned
Rydex Inverse Russell 1000 Growth Rydex SGI Planned
Rydex Inverse Russell 1000 Value Rydex SGI Planned
Rydex Inverse Russell MidCap Rydex SGI Planned
Rydex Inverse Russell MidCap Growth Rydex SGI Planned
Rydex Inverse Russell MidCap Value Rydex SGI Planned
Rydex Inverse S&P 500 Rydex SGI Planned
Inverse – equity (continued)
United States domestic (continued)
Rydex Inverse S&P 500 Growth Rydex SGI Planned
Rydex Inverse S&P 500 Value Rydex SGI Planned
Rydex Inverse S&P MidCap 400 Rydex SGI Planned
Rydex Inverse S&P MidCap 400 Growth Rydex SGI Planned
Rydex Inverse S&P MidCap 400 Value Rydex SGI Planned
Rydex Inverse S&P SmallCap 600 Rydex SGI Planned
Rydex Inverse S&P SmallCap 600 Growth Rydex SGI Planned
Rydex Inverse S&P SmallCap 600 Value Rydex SGI Planned
United States sectors

ProShares Short Financials SEF US SEF.P SEFIV SEFNV DJUSFN US74347R2307 S 282 95 A 130.10 3.11 1940 Act Fund Swaps Yes Yes No ProShares 12-Jun-08 NYSE Arca
ProShares Short Oil & Gas DDG US DDG.P DDGIV DDGNV DJUSEN US74347R2224 S 92 95 A 12.11 0.25 1940 Act Fund Swaps Yes No No ProShares 12-Jun-08 NYSE Arca
ProShares Short Basic Materials SBM US - BMIV SBMNV DJUSBM US74347X5591 S 68 95 Q 5.12 0.12 1940 Act Fund Swaps - No No ProShares 18-Mar-10 NYSE Arca
ProShares Short KBW Regional Banking KRS US - KRSIV KRSNV KRX US74347X4768 S 50 95 A 26.66 1.61 1940 Act Fund Swaps - No No ProShares 22-Apr-10 NYSE Arca
ProShares Short Real Estate REK US - REKIV REKNV DJUSRE US74347X6417 S 75 95 Q 36.74 1.40 1940 Act Fund Swaps - No No ProShares 18-Mar-10 NYSE Arca
ProShares Short Biotechnology ProShares Planned
ProShares Short Consumer Goods ProShares Planned
ProShares Short Consumer Services ProShares Planned
ProShares Short Dow Jones Select Biotechnology ProShares Planned
ProShares Short Dow Jones Select Telecommunications ProShares Planned
ProShares Short Health Care ProShares Planned
ProShares Short Industrials ProShares Planned
ProShares Short NASDAQ Biotechnology ProShares Planned
ProShares Short NASDAQ Biotechnology Equal-Weighted ProShares Planned
ProShares Short NASDAQ Clean Edge United States Liquid Series ProShares Planned
ProShares Short Semiconductors ProShares Planned
ProShares Short Technology ProShares Planned
ProShares Short Telecommunications ProShares Planned
ProShares Short Utilities ProShares Planned
ProShares Short S&P Retail ETF ProShares Planned
Rydex Inverse Consumer Discretionary Rydex SGI Planned
Rydex Inverse Consumer Staples Rydex SGI Planned
Rydex Inverse Energy Rydex SGI Planned
Rydex Inverse Financials Rydex SGI Planned
Rydex Inverse Health Care Rydex SGI Planned
Rydex Inverse Industrials Rydex SGI Planned
Rydex Inverse Materials Rydex SGI Planned
Rydex Inverse NASDAQ Biotech Rydex SGI Planned
Rydex Inverse Technology Rydex SGI Planned
Rydex Inverse Utilities Rydex SGI Planned
MacroShares Medical Inflation Trust Down Macro Securities Planned
Leveraged – equity
Broad/international
Direxion Daily BRIC Bull 2x Shares BRIL US BRIL.P BRILIV BRILNV BKBRIC US25459W3676 75 84 95 N/A 4.91 0.07 1940 Act Fund Stocks (Opt), Swaps, Futures No No Direxion 11-Mar-10 NYSE Arca
Direxion Daily India Bull 2x Shares INDL US INDL.P INDLIV INDLNV III US25459W3833 1 50 95 N/A 5.76 0.05 1940 Act Fund Stocks (Opt), Swaps, Futures No No Direxion 11-Mar-10 NYSE Arca
Direxion Daily Developed Markets Bull 3x Shares DZK US DZK.P DZKIV DZKNV MXEA US25459W7891 98 966 95 N/A 18.04 0.92 1940 Act Fund Stocks (Opt), Swaps, Futures Yes No Direxion 17-Dec-08 NYSE Arca
Direxion Daily Emerging Markets Bull 3x Shares EDC US EDC.P EDCIV EDCNV MXEF US25459W3007 73 769 95 N/A 306.09 45.79 1940 Act Fund Stocks (Opt), Swaps, Futures Yes No Direxion 17-Dec-08 NYSE Arca
Direxion Daily China Bull 3x Shares CZM US CZM.P CZMIV CZMNV BKTCN US25459W7719 43 43 95 N/A 29.64 1.59 1940 Act Fund Stocks, Swaps, Futures No No Direxion 3-Dec-09 NYSE Arca
Direxion Daily Latin America Bull 3x Shares LBJ US LBJ.P LBJIV LBJNV SPLAC US25459W6984 28 40 95 N/A 25.49 1.25 1940 Act Fund Stocks (Opt), Swaps, Futures No No Direxion 3-Dec-09 NYSE Arca
Direxion Daily Brazil Bull 3X Shares Direxion Planned
Direxion Daily Canada Bull 3X Shares Direxion Planned
Direxion Daily Indonesia Bull 3X Shares Direxion Planned
Direxion Daily Malaysia Bull 3X Shares Direxion Planned
Direxion Daily Russia Bull 3X Shares Direxion Planned
Direxion Daily South Korea Bull 3X Shares Direxion Planned
Direxion Daily Taiwan Bull 3X Shares Direxion Planned
Direxion Daily Thailand Bull 3X Shares Direxion Planned
Direxion Daily Global Infrastructure Bull 3X Shares Direxion Planned
Direxion Monthly Developed Markets Bull 2X Shares Direxion Planned
Direxion Monthly Developed Markets Bull 3X Shares Direxion Planned
Direxion Monthly Emerging Markets Bull 2X Shares Direxion Planned
Direxion Monthly Emerging Markets Bull 3X Shares Direxion Planned
Direxion Monthly BRIC Bull 2X Shares Direxion Planned
Direxion Monthly BRIC Bull 3X Shares Direxion Planned
Direxion Monthly China Bull 2X Shares Direxion Planned
Leveraged – equity (continued)
Direxion Monthly China Bull 3X Shares Direxion Planned
Direxion Monthly India Bull 2X Shares Direxion Planned
Direxion Monthly India Bull 3X Shares Direxion Planned
Direxion Monthly Latin America Bull 2X Shares Direxion Planned
Direxion Monthly Latin America Bull 3X Shares Direxion Planned
Japan Bull 3X Shares Direxion Planned
ProShares Ultra MSCI EAFE EFO US EFO.P EFOIV EFONV EFD US74347X5005 S 956 95 A 9.48 0.07 1940 Act Fund Swaps - No No ProShares 4-Jun-09 NYSE Arca
ProShares Ultra MSCI Emerging Markets EET US EET.P EETIV EETNV EEM US74347X3026 S 767 95 A 30.74 0.82 1940 Act Fund Swaps - Yes No ProShares 4-Jun-09 NYSE Arca
ProShares Ultra FTSE/Xinhua China 25 XPP US XPP.P XPPIV XPPNV XIN0U US74347X8801 S 25 95 A 36.71 2.19 1940 Act Fund Swaps - Yes No ProShares 4-Jun-09 NYSE Arca
ProShares Ultra MSCI Japan EZJ US EZJ.P EZJIV EZJNV MXJP US74347X7084 S 345 95 A 8.87 0.16 1940 Act Fund Swaps - No No ProShares 5-Jun-09 NYSE Arca
ProShares Ultra MSCI Europe UPV US - UPVIV UPVNV MXEU US74347X5260 S 76 95 Q 2.55 0.10 1940 Act Fund Swaps - No No ProShares 29-Apr-10 NYSE Arca
ProShares Ultra MSCI Pacific Ex-Japan UXJ US - UXJIV UXJNV MXPFJ US74347X5344 S 464 95 Q 2.60 0.02 1940 Act Fund Swaps - No No ProShares 29-Apr-10 NYSE Arca
ProShares Ultra MSCI Brazil UBR US - UBRIV UBRNV MXBR US74347X5427 S 148 95 Q 5.24 0.22 1940 Act Fund Swaps - No No ProShares 29-Apr-10 NYSE Arca
ProShares Ultra MSCI Mexico Investable Market UMX US - UMXIV UMXNV MZMXI US74347X5187 S 46 95 Q 2.40 0.00 1940 Act Fund Swaps - No No ProShares 29-Apr-10 NYSE Arca
ProShares Ultra MSCI Canada ProShares Planned
ProShares UltraPro MSCI Emerging Markets ProShares Planned
ProShares UltraPro MSCI EAFE ProShares Planned
FactorETF 2x Non-US Developed Factor Shares Factor Planned
FactorETF 2x Non-Emerging Factor Shares Factor Planned
FactorETF 2x Emerging Factor Shares Factor Planned

Direxion Daily Large Cap Bull 3x Shares BGU US BGU.P BGUIV BGUNV RIY US25459W8626 393 959 95 N/A 212.85 145.71 1940 Act Fund Stocks (Opt), Swaps, Futures Yes Yes Direxion 5-Nov-08 NYSE Arca
Direxion Monthly Large Cap Bull 2X Shares Direxion Planned
Direxion Monthly Large Cap Bull 3X Shares Direxion Planned
Direxion Daily Mid Cap Bull 3x Shares MWJ US MWJ.P MWJIV MWJNV RMC US25459W7305 389 768 95 N/A 34.68 3.09 1940 Act Fund Stocks (Opt), Swaps, Futures Yes No Direxion 8-Jan-09 NYSE Arca
Direxion Monthly Mid Cap Bull 2X Shares Direxion Planned
Direxion Monthly Mid Cap Bull 3X Shares Direxion Planned
Direxion Daily Small Cap Bull 3x Shares TNA US TNA.P TNAIV TNANV RTY US25459W8477 675 1,988 95 N/A 523.29 562.70 1940 Act Fund Stocks (Opt), Swaps, Futures Yes Yes Direxion 5-Nov-08 NYSE Arca
Direxion Monthly Small Cap Bull 2X Shares Direxion Planned
Direxion Monthly Small Cap Bull 3X Shares Direxion Planned
Rydex 2x S&P 500 ETF RSU US RSU.A RSUIV RSUNV SPX US78355W7838 500 500 70 Q 71.50 1.64 1940 Act Fund Swaps, Futures Yes Yes No Rydex SGI 7-Nov-07 NYSE Arca
Rydex Dynamic S&P 500 Growth Rydex SGI Planned
Rydex Dynamic S&P 500 Value Rydex SGI Planned
ProShares Ultra S&P 500 SSO US SSO SEV SEVNV SPX US74347R1077 S 500 95 A 1,311.44 605.47 1940 Act Fund Futures, Swaps - Yes Yes ProShares 21-Jun-06 NYSE Arca
ProShares UltraPro S&P 500 UPRO US UPRO.P UPROIV UPRONV SPX US74347X8645 S 500 95 A 184.70 163.53 1940 Act Fund Stocks, Swaps, Futures - Yes Yes ProShares 25-Jun-09 NYSE Arca
ProShares Ultra S&P 500/Citigroup Growth ProShares Planned
ProShares Ultra S&P 500/Citigroup Value ProShares Planned
Direxion Daily S&P 500 Bull 3x Shares Direxion Planned
Rydex Dynamic S&P MidCap 400 Growth Rydex SGI Planned
Rydex Dynamic S&P MidCap 400 Value Rydex SGI Planned
ProShares Ultra MidCap 400 MVV US MVV MXR MXRNV MID US74347R4048 S 400 95 A 87.54 6.29 1940 Act Fund Futures, Swaps - Yes No ProShares 21-Jun-06 NYSE Arca
ProShares UltraPro MidCap 400 UMDD US UMDD.P UMDDIV UMDDNV MID US74347X8157 S 400 95 A 20.06 1.61 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NYSE Arca
ProShares Ultra S&P MidCap 400 Citigroup Value ProShares Planned
ProShares Ultra S&P MidCap 400/Citigroup Growth ProShares Planned
ProShares Ultra S&P SmallCap 600 SAA US SAA SAAIV SAANV SML US74347R8189 S 600 95 A 37.83 1.20 1940 Act Fund Futures, Swaps - Yes No ProShares 25-Jan-07 NYSE Arca
ProShares Ultra S&P SmallCap 600/Citigroup Growth ProShares Planned
ProShares Ultra S&P SmallCap 600/Citigroup Value ProShares Planned
Rydex Dynamic S&P SmallCap 600 Rydex SGI Planned
Rydex Dynamic S&P SmallCap 600 Growth Rydex SGI Planned
Rydex Dynamic S&P SmallCap 600 Value Rydex SGI Planned
ProShares Ultra Russell 1000 Growth Fund UKF US UKF.A UKFIV UKFNV RLG US74347R5375 S 623 95 A 12.75 0.14 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
ProShares Ultra Russell 1000 Value UVG US UVG.A UVGIV UVGNV RIY US74347R5292 S 679 95 A 12.43 0.08 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
Rydex Dynamic Russell 1000 Rydex SGI Planned
Rydex Dynamic Russell 1000 Growth Rydex SGI Planned
Rydex Dynamic Russell 1000 Value Rydex SGI Planned
ProShares Ultra Russell 2000 UWM US UWM UWMNV UWMNV RTY US74347R8429 S 2,000 95 A 192.41 84.13 1940 Act Fund Futures, Swaps - Yes Yes ProShares 25-Jan-07 NYSE Arca
ProShares UltraPro Russell 2000 URTY US URTY.P URTYIV URTYNV RTY US74347X7993 S 1,997 95 A 22.07 12.17 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NYSE Arca
ProShares Ultra Russell 2000 Growth UKK US UKK.A UKKIV UKKNV RUO US74347R4873 S 1,275 95 A 16.49 0.35 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
ProShares Ultra Russell 2000 Value UVT US UVT.A UVTIV UVTNV RUJ US74347R4790 S 1,393 95 A 14.73 0.51 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
ProShares Ultra Russell 3000 UWC US UWC.P UWCIV UWCNV RAY US74347X1046 S 3,000 95 A 5.17 0.03 1940 Act Fund Stocks, Swaps - No No ProShares 2-Jul-09 NYSE Arca
Rydex Dynamic Russell 3000 Rydex SGI Planned
ProShares Ultra Russell MidCap Growth UKW US UKW.A UKWIV UKWNV RDG US74347R5110 S 492 95 A 8.99 0.11 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
ProShares Ultra Russell MidCap Value UVU US UVU.A UVUIV UVUNV RMV US74347R4956 S 553 95 A 7.29 0.17 1940 Act Fund Swaps - No No ProShares 26-Feb-07 NYSE Arca
Rydex Dynamic Russell MidCap Rydex SGI Planned
Rydex Dynamic Russell MidCap Growth Rydex SGI Planned
Rydex Dynamic Russell MidCap Value Rydex SGI Planned
ProShares Ultra QQQ QLD US QLD ECJ ECJNV NDX US74347R2067 S 100 95 A 698.34 320.90 1940 Act Fund Futures, Swaps - Yes Yes ProShares 21-Jun-06 NYSE Arca
ProShares UltraPro QQQ TQQQ US TQQQ.O TQQQIV TQQQNV NDX US74347X8314 S 100 95 A 61.39 23.63 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NASDAQ
ProShares Ultra Dow 30 DDM US DDM DKB DKBNV INDU US74347R3057 S 30 95 A 267.63 82.23 1940 Act Fund Futures, Swaps - Yes Yes ProShares 21-Jun-06 NYSE Arca
ProShares UltraPro Dow 30 UDOW US UDOW.P UDOWIV UDOWNV INDU US74347X8231 S 30 95 A 11.61 5.34 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NYSE Arca
Dow 30 Bull 3X Shares Direxion Planned
ProShares Ultra NASDAQ Composite ProShares Planned
ProShares Ultra NASDAQ-100 Equal Weighted ProShares Planned
Nasdaq-100 Bull 3X Shares Direxion Planned
Rydex Dynamic NASDAQ 100 Rydex SGI Planned
ProShares Ultra DJ Wilshire Total Market ProShares Planned
Direxion Monthly Total Market Bull 2X Shares Direxion Planned
Direxion Monthly Total Market Bull 3X Shares Direxion Planned
Total Market Bull 3X Shares Direxion Planned
FactorETF 2x U.S. Developed Factor Shares Factor Planned
FactorETF 2x Value Factor Shares Factor Planned
FactorETF 2x Growth Factor Shares Factor Planned
FactorETF 2x Small Factor Shares Factor Planned
FactorETF 2x Large Factor Shares Factor Planned
FactorETF 2x Momentum Factor Shares Factor Planned
FactorETF 2x Reversal Factor Shares Factor Planned
FactorETF 2x Equity Premium Shares Factor Planned
FactorETF 2x Anti-Equity Premium Shares Factor Planned
FactorETF 2x Steepening Yield Curve Factor Shares Factor Planned
FactorETF 2x Flattening Yield Curve Factor Shares Factor Planned
FactorETF 2x Falling Credit Spread Factor Shares Factor Planned
FactorETF 2x Rising Credit Spread Factor Shares Factor Planned
FactorETF 2x Falling Inflation Factor Shares Factor Planned
FactorETF 2x Rising Inflation Factor Shares Factor Planned

Direxion Daily Retail Bull 2X Shares RETL US RETL.P RETLIV RETLNV RU1SSRTL US25459W4179 44 44 95 N/A 3.80 0.25 1940 Act Fund Stocks, Swaps, Futures - No No Direxion 14-Jul-10 NYSE Arca
Direxion Daily Natural Gas Related Bull 2X Shares FCGL US FCGL.P FCGLIV FCGLNV FUM US25459W2272 29 29 95 N/A 3.39 0.10 1940 Act Fund Stocks, Swaps, Futures - No No Direxion 14-Jul-10 NYSE Arca
Direxion Daily Energy Bull 3x Shares ERX US ERX.P ERXIV ERXNV RGUSEL US25459W8881 75 75 95 N/A 278.50 71.92 1940 Act Fund Stocks (Opt), Swaps, Futures Yes Yes Direxion 6-Nov-08 NYSE Arca
Direxion Daily Financial Bull 3x Shares FAS US FAS.P FASIV FASNV RGUSFL US25459W5168 194 194 95 N/A 1,781.06 671.35 1940 Act Fund Stocks (Opt), Swaps, Futures Yes Yes Direxion 6-Nov-08 NYSE Arca
Direxion Daily Real Estate Bull 3x Shares DRN US DRN.P DRNIV DRNNV RMZ US25459W7552 97 97 95 N/A 142.47 45.64 1940 Act Fund Stocks (Opt), Swaps, Futures Yes Yes Direxion 16-Jul-09 NYSE Arca
Direxion Daily Technology Bull 3x Shares TYH US TYH.P TYHIV TYHNV RGUSTL US25459W1027 110 110 95 N/A 165.65 22.58 1940 Act Fund Stocks (Opt), Swaps, Futures Yes Yes Direxion 17-Dec-08 NYSE Arca
Direxion Daily Semiconductors Bull 3x Shares SOXL US SOXL.P SOXLIV SOXLNV SOX US25459W4583 21 21 95 N/A 33.47 5.68 1940 Act Fund Stocks (Opt), Swaps, Futures Yes No Direxion 11-Mar-10 NYSE Arca
Direxion Daily Home Construction Bull 3X Shares Direxion Planned
Direxion Daily Regional Banks Bull 3X Shares Direxion Planned
Direxion Daily Water Bull 3X Shares Direxion Planned
Direxion Daily Wind Energy Bull 3X Shares Direxion Planned
Direxion Monthly Clean Energy Bull 2X Shares Direxion Planned
Direxion Monthly Clean Energy Bull 3X Shares Direxion Planned
Direxion Monthly Energy Bull 2X Shares Direxion Planned
Direxion Monthly Energy Bull 3X Shares Direxion Planned
Direxion Monthly Financial Bull 2X Shares Direxion Planned
Direxion Monthly Financial Bull 3X Shares Direxion Planned
Direxion Monthly Homebuilders Bull 2X Shares Direxion Planned
Direxion Monthly Homebuilders Bull 3X Shares Direxion Planned
Direxion Monthly Real Estate Bull 2X Shares Direxion Planned
Direxion Monthly Technology Bull 2X Shares Direxion Planned
Direxion Monthly Technology Bull 3X Shares Direxion Planned
Clean Energy Bull 3X Shares Direxion Planned
Homebuilders Bull 3X Shares Direxion Planned
Real Estate Bull 3X Shares Direxion Planned
Technology Bull 3X Shares Direxion Planned
ProShares Ultra Basic Materials UYM US UYM UYMIV UYMNV DJUSBM US74347R7769 S 68 95 A 273.50 41.28 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Consumer Goods UGE US UGE UGEIV UGENV DJUSNC US74347R7686 S 123 95 A 19.61 0.15 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Consumer Services UCC US UCC UCCIV UCCNV DJUSCY US74347R7504 S 194 95 A 17.21 0.13 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
United States sectors (continued)
ProShares Ultra Financials UYG US UYG UYGIV UYGNV DJUSFN US74347X6334 S 256 95 A 1,129.06 143.03 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Health Care RXL US RXL RXLIV RXLNV DJUSHC US74347R7355 S 130 95 A 46.34 0.51 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Industrials UXI US UXI UXIIV UXINV DJUSIN US74347R7272 S 248 95 A 30.87 1.03 1940 Act Fund Swaps - Yes No ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Oil & Gas DIG US DIG DIGIV DIGNV DJUSEN US74347R7199 S 95 95 A 354.98 45.52 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Real Estate URE US URE UREIV URENV DJUSRE US74347X6250 S 75 95 A 478.98 61.44 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Semiconductor USD US USD USDIV USDNV DJUSSC US74347R6696 S 51 95 A 66.02 4.72 1940 Act Fund Swaps - Yes No ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Technology ROM US ROM ROMIV ROMNV DJUSTC US74347R6936 S 170 95 A 90.00 2.92 1940 Act Fund Swaps - Yes No ProShares 1-Feb-07 NYSE Arca
ProShares Ultra Telecommunications LTL US LTL.A LTLIV LTLNV DJSTEL US74347R2638 S 31 95 A 5.92 0.08 1940 Act Fund Swaps - No No ProShares 8-Apr-08 NYSE Arca
ProShares Ultra Utilities UPW US UPW UPWIV UPWNV DJUSUT US74347R6852 S 75 95 A 23.02 0.18 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares Ultra KBW Regional Banking KRU US - KRUIV KRUNV KRX US74347X4842 S 50 95 A 6.32 0.52 1940 Act Fund Swaps - No No ProShares 22-Apr-10 NYSE Arca
ProShares Ultra Nasdaq Biotechnology BIB US - BIBIV BIBNV NBI US74347R2141 S 125 95 A 4.27 0.06 1940 Act Fund Futures, Swaps - No No ProShares 8-Apr-10 NASDAQ
ProShares Ultra Biotechnology ProShares Planned
ProShares Ultra Dow Jones Select Biotechnology ProShares Planned
ProShares Ultra NASDAQ Biotechnology Equal-Weighted ProShares Planned
ProShares Ultra Dow Jones Select Telecommunications ProShares Planned
ProShares Ultra NASDAQ Clean Edge U.S. Liquid Series ProShares Planned
ProShares Ultra S&P Retail ETF ProShares Planned
Rydex Dynamic Consumer Discretionary Rydex SGI Planned
Rydex Dynamic Consumer Staples Rydex SGI Planned
Rydex Dynamic Industrials Rydex SGI Planned
Rydex Dynamic Materials Rydex SGI Planned
Rydex Dynamic NASDAQ Biotech Rydex SGI Planned
Rydex Dynamic Utilities Rydex SGI Planned
FactorETF 2x Financial Factor Shares Factor Planned
FactorETF 2x Technology Factor Shares Factor Planned
FactorETF 2x REIT Factor Shares Factor Planned
Leveraged inverse – equity

Broad/international
Direxion Daily BRIC Bear 2x Shares BRIS US BRIS.P BRISIV BRISNV BKBRIC US25459W3593 S 84 95 N/A 3.93 0.05 1940 Act Fund Futures, Swaps - No No Direxion 11-Mar-10 NYSE Arca
Direxion Daily India Bear 2x Shares INDZ US INDZ.P INDZIV INDZNV III US25459W3759 S 50 95 N/A 3.56 0.02 1940 Act Fund Futures, Swaps - No No Direxion 11-Mar-10 NYSE Arca
Direxion Daily Developed Markets Bear 3x Shares DPK US DPK.P DPKIV DPKNV MXEA US25459W7974 S 966 95 N/A 22.74 2.41 1940 Act Fund Futures, Swaps - Yes Yes Direxion 17-Dec-08 NYSE Arca
Direxion Daily Emerging Markets Bear 3x Shares EDZ US EDZ.P EDZIV EDZNV MXEF US25459W4823 S 769 95 N/A 136.03 45.06 1940 Act Fund Futures, Swaps - Yes Yes Direxion 17-Dec-08 NYSE Arca
Direxion Daily China Bear 3x Shares CZI US CZI.P CZIIV CZINV BKTCN US25459W7636 S 43 95 N/A 11.62 0.64 1940 Act Fund Futures, Swaps - No No Direxion 3-Dec-09 NYSE Arca
Direxion Daily Latin America Bear 3x Shares LHB US LHB.P LHBIV LHBNV SPLAC US25459W6497 S 40 95 N/A 6.92 0.94 1940 Act Fund Futures, Swaps - No No Direxion 3-Dec-09 NYSE Arca
Direxion Daily Brazil Bear 3X Shares Direxion Planned
Direxion Daily Canada Bear 3X Shares Direxion Planned
Direxion Daily Indonesia Bear 3X Shares Direxion Planned
Direxion Daily Malaysia Bear 3X Shares Direxion Planned
Direxion Daily Russia Bear 3X Shares Direxion Planned
Direxion Daily South Korea Bear 3X Shares Direxion Planned
Direxion Daily Taiwan Bear 3X Shares Direxion Planned
Direxion Daily Thailand Bear 3X Shares Direxion Planned
Direxion Daily Global Infrastructure Bear 3X Shares Direxion Planned
Direxion Monthly Developed Markets Bear 2X Shares Direxion Planned
Direxion Monthly Developed Markets Bear 3X Shares Direxion Planned
Direxion Monthly Emerging Markets Bear 2X Shares Direxion Planned
Direxion Monthly Emerging Markets Bear 3X Shares Direxion Planned
Direxion Monthly BRIC Bear 2X Shares Direxion Planned
Direxion Monthly BRIC Bear 3X Shares Direxion Planned
Direxion Monthly China Bear 2X Shares Direxion Planned
Direxion Monthly China Bear 3X Shares Direxion Planned
Direxion Monthly India Bear 2X Shares Direxion Planned
Direxion Monthly India Bear 3X Shares Direxion Planned
Japan Bear 3X Shares Direxion Planned
Direxion Monthly Latin America Bear 2X Shares Direxion Planned
Direxion Monthly Latin America Bear 3X Shares Direxion Planned
ProShares UltraShort MSCI EAFE EFU US EFU.A EFUIV EFUNV MXEA US74347R3396 S 966 95 A 37.94 1.67 1940 Act Fund Swaps - Yes No ProShares 25-Oct-07 NYSE Arca
ProShares UltraShort MSCI Emerging Markets EEV US EEV.A EEVIV EEVNV MXEF US74347X5757 S 767 95 A 165.24 44.29 1940 Act Fund Swaps - Yes Yes ProShares 1-Nov-07 NYSE Arca
ProShares UltraShort MSCI Europe EPV US EPV.P EPVIV EPVNV MXEU US74347X8074 S 463 95 A 84.81 4.62 1940 Act Fund Swaps - Yes No ProShares 18-Jun-09 NYSE Arca
ProShares UltraShort MSCI Brazil BZQ US BZQ.P BZQIV BZQNV MXBR US74347X4016 S 65 95 A 37.77 4.29 1940 Act Fund Swaps - Yes No ProShares 19-Jun-09 NYSE Arca
ProShares UltraShort FTSE/Xinhua China 25 FXP US FXP.A FXPIV FXPNV FXTID US74347X5674 S 25 95 A 298.16 28.30 1940 Act Fund Swaps - Yes Yes ProShares 8-Nov-07 NYSE Arca
ProShares UltraShort MSCI Japan EWV US EWV.A EWVIV EWVNV MSDLJN US74347R3479 S 345 95 A 17.75 0.28 1940 Act Fund Swaps - No No ProShares 8-Nov-07 NYSE Arca
ProShares UltraShort MSCI Mexico Investable Market SMK US SMK.P SMKIV SMKNV MZMXI US74347X8728 S 48 95 A 4.69 0.26 1940 Act Fund Swaps - Yes No ProShares 18-Jun-09 NYSE Arca
ProShares UltraShort MSCI Pacific ex-Japan JPX US JPX.P JPXIV JPXNV MXPFJ US74347X6094 S 148 95 A 2.51 0.06 1940 Act Fund Swaps - No No ProShares 23-Jun-09 NYSE Arca
Leveraged inverse – equity (continued)
ProShares UltraShort MSCI Australia ProShares Planned
ProShares UltraShort MSCI BRIC ProShares Planned
ProShares UltraShort MSCI Latin America ProShares Planned
ProShares UltraShort MSCI South Korea ProShares Planned
ProShares UltraShort MSCI Taiwan ProShares Planned
ProShares UltraShort MSCI Canada ProShares Planned
ProShares UltraShort S&P Europe 350 ProShares Planned
ProShares UltraPro Short MSCI EAFE ProShares Planned
ProShares UltraPro Short MSCI Emerging Markets ProShares Planned

Direxion Daily Large Cap Bear 3x Shares BGZ US BGZ.P BGZIV BGZNV RIY US25459W8543 S 959 95 N/A 339.70 116.01 1940 Act Fund Futures, Swaps - Yes Yes Direxion 5-Nov-08 NYSE Arca
Direxion Monthly Large Cap Bear 2X Shares Direxion Planned
Direxion Monthly Large Cap Bear 3X Shares Direxion Planned
Direxion Daily Mid Cap Bear 3x Shares MWN US MWN.P MWNIV MWNNV RMC US25459W5242 S 768 95 N/A 26.43 2.44 1940 Act Fund Futures, Swaps - Yes No Direxion 9-Jan-09 NYSE Arca
Direxion Monthly Mid Cap Bear 2X Shares Direxion Planned
Direxion Monthly Mid Cap Bear 3X Shares Direxion Planned
Direxion Daily Small Cap Bear 3x Shares TZA US TZA.P TZAIV TZANV RTY US25459W8394 S 1,988 95 N/A 767.51 811.23 1940 Act Fund Futures, Swaps - Yes Yes Direxion 5-Nov-08 NYSE Arca
Direxion Monthly Small Cap Bear 2X Shares Direxion Planned
Direxion Monthly Small Cap Bear 3X Shares Direxion Planned
Direxion Daily S&P 500 Bear 3x Shares Direxion Planned
Rydex Dynamic Inverse Russell 1000 Rydex SGI Planned
ProShares UltraShort Russell 1000 Growth SFK US SFK.A SFKIV SFKNV RLG US74347R4618 S 623 95 A 10.82 0.10 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
Rydex Dynamic Inverse Russell 1000 Growth Rydex SGI Planned
ProShares UltraShort Russell 1000 Value SJF US SJF.A SJFIV SJFNV RLV US74347R4535 S 679 95 A 7.54 0.19 1940 Act Fund Swaps - No No ProShares 27-Feb-07 NYSE Arca
Rydex Dynamic Inverse Russell 1000 Value Rydex SGI Planned
ProShares UltraShort Russell 2000 TWM US TWM TWMIV TWMNV RTY US74347R8346 S 2,000 95 A 649.15 222.84 1940 Act Fund Futures, Swaps - Yes Yes ProShares 25-Jan-07 NYSE Arca
ProShares UltraPro Short Russell 2000 SRTY US SRTY.O SRTYIV SRTDNV RTY US74347X6904 S 1,997 95 A 33.77 11.29 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NASDAQ
ProShares UltraShort Russell 2000 Growth SKK US SKK.A SKKIV SKKNV RUO US74347R4204 S 1,275 95 A 25.76 1.50 1940 Act Fund Swaps - No No ProShares 22-Feb-07 NYSE Arca
ProShares UltraShort Russell 2000 Value SJH US SJH.A SJHIV SJHNV RUJ US74347R4121 S 1,393 95 A 15.96 0.61 1940 Act Fund Swaps - No No ProShares 26-Feb-07 NYSE Arca
ProShares UltraShort Russell 3000 TWQ US TWQ.P TWQIV TWQNV RAY US74347X2036 S 3,000 95 A 2.42 0.04 1940 Act Fund Swaps - No No ProShares 2-Jul-09 NYSE Arca
Rydex Dynamic Inverse Russell 3000 Rydex SGI Planned
Rydex Dynamic Inverse Russell MidCap Rydex SGI Planned
ProShares UltraShort Russell MidCap Growth SDK US SDK.A SDKIV SDKNV RDG US74347R4469 S 492 95 A 8.93 0.15 1940 Act Fund Swaps - No No ProShares 26-Feb-07 NYSE Arca
Rydex Dynamic Inverse Russell MidCap Growth Rydex SGI Planned
ProShares UltraShort Russell MidCap Value SJL US SJL.A SJLIV SJLNV RLV US74347R4386 S 553 95 A 8.37 0.11 1940 Act Fund Swaps - No No ProShares 1-Mar-07 NYSE Arca
Rydex Dynamic Inverse Russell MidCap Value Rydex SGI Planned
Rydex Inverse 2x S&P 500 ETF RSW US RSW.A RSWIV RSWNV SPX US78355W7671 500 500 70 Q 114.80 6.41 1940 Act Fund Swaps, Futures Yes Yes No Rydex SGI 7-Nov-07 NYSE Arca
ProShares UltraShort S&P 500 SDS US .SJB SJB SJBNV SPX US74347R8833 S 500 95 A 3,891.77 1,146.96 1940 Act Fund Futures, Swaps - Yes Yes ProShares 13-Jul-06 NYSE Arca
ProShares UltraPro Short S&P 500 SPXU US SPXU.P SPXUIV SPXUNV SPX US74347X8561 S 500 95 A 405.50 237.40 1940 Act Fund Futures, Swaps - Yes Yes ProShares 25-Jun-09 NYSE Arca
ProShares UltraShort S&P 500/Citigroup Growth ProShares Planned
Rydex Dynamic Inverse S&P 500 Growth Rydex SGI Planned
ProShares UltraShort S&P 500/Citigroup Value ProShares Planned
Rydex Dynamic Inverse S&P 500 Value Rydex SGI Planned
ProShares UltraShort MidCap 400 MZZ US .MKD MKD MKDNV MID US74347R8593 S 400 95 A 40.91 5.41 1940 Act Fund Futures, Swaps - Yes No ProShares 13-Jul-06 NYSE Arca
ProShares UltraPro Short MidCap 400 SMDD US SMDD.P SMDDIV SMDDNV MID US74347X6821 S 400 95 A 5.85 1.25 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NYSE Arca
ProShares UltraShort S&P MidCap 400/Citigroup Growth ProShares Planned
Rydex Dynamic Inverse S&P MidCap 400 Growth Rydex SGI Planned
ProShares UltraShort S&P MidCap 400/Citigroup Value ProShares Planned
Rydex Dynamic Inverse S&P MidCap 400 Value Rydex SGI Planned
ProShares UltraShort SmallCap 600 SDD US SDD SDDIV SDDNV SML US74347R7926 S 600 95 A 28.52 1.82 1940 Act Fund Swaps - No No ProShares 25-Jan-07 NYSE Arca
Rydex Dynamic Inverse S&P SmallCap 600 Rydex SGI Planned
ProShares UltraShort S&P SmallCap 600/Citigroup Growth ProShares Planned
Rydex Dynamic Inverse S&P SmallCap 600 Growth Rydex SGI Planned
ProShares UltraShort S&P SmallCap 600/Citigroup Value ProShares Planned
Rydex Dynamic Inverse S&P SmallCap 600 Value Rydex SGI Planned
ProShares UltraShort QQQ QID US .EJM EJM EJMNV NDX US74347R8759 S 100 95 A 1,092.50 256.34 1940 Act Fund Futures, Swaps - Yes Yes ProShares 13-Jul-06 NYSE Arca
ProShares UltraPro Short QQQ SQQQ US SQQQ.O QQQNV SQQQNV NDX US74347X6664 S 100 95 A 55.00 23.30 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NASDAQ
ProShares UltraShort Dow30 DXD US DXD DHK DHKNV INDU US74347R8676 S 30 95 A 577.37 147.24 1940 Act Fund Futures, Swaps - Yes Yes ProShares 13-Jul-06 NYSE Arca
ProShares UltraPro Short Dow30 SDOW US SDOW.P UMDDIV UMDDNV INDU US74347X6748 S 30 95 A 34.43 7.75 1940 Act Fund Futures, Swaps - Yes No ProShares 11-Feb-10 NYSE Arca
Dow 30 Bear 3X Shares Direxion Planned
Leveraged inverse – equity (continued)
Nasdaq-100 Bear 3X Shares Direxion Planned
ProShares UltraShort NASDAQ-100 Equal Weighted ProShares Planned
Rydex Dynamic Inverse NASDAQ 100 Rydex SGI Planned
ProShares UltraShort NASDAQ Composite ProShares Planned
Direxion Monthly Total Market Bear 2X Shares Direxion Planned
Direxion Monthly Total Market Bear 3X Shares Direxion Planned
Total Market Bear 3X Shares Direxion Planned
ProShares UltraShort DJ Wilshire Total Market ProShares Planned

Direxion Daily Retail Bear 2x Shares RETS US RETS.P RETSIV RETSNV RU1SSRTL US25459W3916 S 44 95 N/A 3.96 0.33 1940 Act Fund Futures, Swaps - No No Direxion 14-Jul-10 NYSE Arca
Direxion Daily Natural Gas Related Bear 2X Shares FCGS US FCGS.P FCGSIV FCGSNV FUM US25459W2199 S 29 95 N/A 4.45 0.07 1940 Act Fund Futures, Swaps - No No Direxion 14-Jul-10 NYSE Arca
Direxion Daily Energy Bear 3x Shares ERY US ERY.P ERYIV ERYNV RGUSEL US25459W8709 S 75 95 N/A 41.82 33.93 1940 Act Fund Futures, Swaps - Yes Yes Direxion 6-Nov-08 NYSE Arca
Direxion Daily Financial Bear 3x Shares FAZ US FAZ.P FAZIV FAZNV RGUSFL US25459W4906 S 194 95 N/A 1,037.03 703.00 1940 Act Fund Futures, Swaps - Yes Yes Direxion 6-Nov-08 NYSE Arca
Direxion Daily Real Estate Bear 3x Shares DRV US DRV.P DRVIV DRVNV RMZ US25459W7487 S 97 95 N/A 99.69 45.38 1940 Act Fund Futures, Swaps - Yes Yes Direxion 16-Jul-09 NYSE Arca
Direxion Daily Technology Bear 3x Shares TYP US TYP.P TYPIV TYPNV RGUSTL US25459W2017 S 110 95 N/A 58.22 13.25 1940 Act Fund Futures, Swaps - Yes Yes Direxion 17-Dec-08 NYSE Arca
Direxion Daily Semiconductors Bear 3x Shares SOXS US SOXS.P SOXSIV SOXSNV SOX US25459W4419 S 21 95 N/A 8.30 3.66 1940 Act Fund Futures, Swaps - Yes No Direxion 11-Mar-10 NYSE Arca
Direxion Daily Home Construction Bear 3X Shares Direxion Planned
Direxion Daily Regional Banks Bear 3X Shares Direxion Planned
Direxion Daily Water Bear 3X Shares Direxion Planned
Direxion Daily Wind Energy Bear 3X Shares Direxion Planned
Clean Energy Bear 3X Shares Direxion Planned
Direxion Monthly Clean Energy Bear 2X Shares Direxion Planned
Direxion Monthly Clean Energy Bear 3X Shares Direxion Planned
Direxion Monthly Energy Bear 2X Shares Direxion Planned
Direxion Monthly Energy Bear 3X Shares Direxion Planned
Direxion Monthly Financial Bear 2X Shares Direxion Planned
Direxion Monthly Financial Bear 3X Shares Direxion Planned
Direxion Monthly Homebuilders Bear 2X Shares Direxion Planned
Direxion Monthly Homebuilders Bear 3X Shares Direxion Planned
Homebuilders Bear 3X Shares Direxion Planned
Direxion Monthly Real Estate Bear 2X Shares Direxion Planned
Real Estate Bear 3X Shares Direxion Planned
Direxion Monthly Technology Bear 2X Shares Direxion Planned
Direxion Monthly Technology Bear 3X Shares Direxion Planned
Technology Bear 3X Shares Direxion Planned
ProShares UltraShort Basic Materials SMN US SMN SMNIV SMNNV DJUSBM US74347X6177 S 68 95 A 126.95 39.62 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Consumer Goods SZK US SZK SZKIV SZKNV DJUSNC US74347R6449 S 123 95 A 14.24 0.44 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Consumer Services SCC US SCC SCCIV SCCNV DJUSCY US74347R6365 S 194 95 A 46.37 1.62 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Financials SKF US SKF SKFIV SKFNV DJUSFN US74347R6282 S 256 95 A 636.36 192.85 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Health Care RXD US RXD RXDIV RXDNV DJUSHC US74347R6100 S 130 95 A 5.75 0.23 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Industrials SIJ US SIJ SIJIV SIJNV DJUSIN US74347R5946 S 248 95 A 14.65 0.52 1940 Act Fund Swaps - Yes No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Oil & Gas DUG US DUG DUGIV DUGNV DJUSEN US74347X5914 S 95 95 A 141.08 66.87 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Real Estate SRS US SRS SRSIV SRSNV DJUSRE US74347X5831 S 75 95 A 425.73 101.33 1940 Act Fund Swaps - Yes Yes ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Semiconductors SSG US SSG SSGIV SSGNV DJUSSC US74347R5458 S 51 95 A 35.81 4.18 1940 Act Fund Swaps - Yes No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Technology REW US REW REWIV REWNV DJUSTC US74347R5789 S 170 95 A 29.66 3.05 1940 Act Fund Swaps - Yes No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Telecommunications TLL US TLL.A TLLIV TLLNV DJSTEL US74347R2554 S 31 95 A 1.93 0.03 1940 Act Fund Swaps - No No ProShares 1-Apr-08 NYSE Arca
ProShares UltraShort Utilities SDP US SDP SDPIV SDPNV DJUSUT US74347R5607 S 75 95 A 5.62 0.18 1940 Act Fund Swaps - No No ProShares 1-Feb-07 NYSE Arca
ProShares UltraShort Nasdaq Biotechnology BIS US - BISIV BISNV NBI US74347R1986 S 125 95 A 7.56 0.10 1940 Act Fund Swaps - No No ProShares 8-Apr-10 NASDAQ
ProShares UltraShort Dow Jones Select Biotechnology ProShares Planned
ProShares UltraShort Dow Jones Select Telecommunications ProShares Planned
ProShares UltraShort KBW Regional Banking ProShares Planned
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted ProShares Planned
ProShares UltraShort NASDAQ Clean Edge United States Liquid Series ProShares Planned
ProShares UltraShort Precious Metals ProShares Planned
ProShares Ultra Short S&P Retail ETF ProShares Planned
Rydex Dynamic Inverse Consumer Discretionary Rydex SGI Planned
Rydex Dynamic Inverse Consumer Staples Rydex SGI Planned
Rydex Dynamic Inverse Industrials Rydex SGI Planned
Rydex Dynamic Inverse Materials Rydex SGI Planned
Rydex Dynamic Inverse NASDAQ Biotech Rydex SGI Planned
Rydex Dynamic Inverse Utilities Rydex SGI Planned
Active
Dent Tactical ETF DENT US DENT.P DENTIV DENTNV N/A US00768Y1073 11 N/A 156 A 23.60 0.12 1940 Act Fund Actively Managed - No No AdvisorShares 16-Sep-09 NYSE Arca
Mars Hill Global Relative Value ETF GRV US - GRVIV GRVNV - US00768Y4044 40 N/A 149 A 43.11 0.36 1940 Act Fund Actively Managed - No No AdvisorShares 9-Jul-10 NYSE Arca
WCM/BNY Mellon Focused Growth ADR ETF AADR US - AADRIV AADRNV - US00768Y2063 26 N/A 125 Q 2.53 0.06 1940 Act Fund Actively Managed - No No AdvisorShares 21-Jul-10 NYSE Arca
Emerald Rock Low-Priced Focused Growth ETF AdvisorShares Planned
Emerald Rock Dividend Growth ETF AdvisorShares Planned
Cambria Global Tactical ETF AdvisorShares Planned
Active Bear ETF AdvisorShares Planned
RP Growth ETF RPX US RPX.N RPXIV RPXNV SPX US3847423007 60 500 89 A 3.90 0.00 1940 Act Fund Actively Managed Yes No No Grail Advisors 2-Oct-09 NYSE Arca
RP Focused Large Cap Growth ETF RWG US RWG.N RWGIV RWGNV R1000GR US3847424096 20 627 89 A 6.46 0.07 1940 Act Fund Actively Managed Yes No No Grail Advisors 2-Oct-09 NYSE Arca
Grail American Beacon Large Cap Value ETF GVT US GVT.P GVTIV GVTNV RIY US3847421027 125 675 79 A 1.50 0.04 1940 Act Fund Actively Managed Yes No No Grail Advisors 4-May-09 NYSE Arca
Grail American Beacon International Equity ETF Grail Advisors Planned
PowerShares Active Alpha Multi-Cap Fund PQZ US PQZ.P PQZIV PQZNV - US73935B2016 50 - 75 A 2.34 0.06 Open Ended Fund Stocks - No No PowerShares 11-Apr-08 NYSE Arca
PowerShares Active Mega-Cap Fund PMA US PMA.P PMAIV PMANV - US73935B3006 44 - 75 A 3.17 0.01 Open Ended Fund Stocks - No No PowerShares 14-Apr-08 NYSE Arca
PowerShares Active AlphaQ Fund PQY US PQY.P PQYIV PQYNV - US73935B1026 50 - 75 A 20.88 0.05 Open Ended Fund Stocks - No No PowerShares 11-Apr-08 NYSE Arca
PowerShares Active Low Duration Fund PLK US PLK.P PLKIV PLKNV - US73935B4095 34 - 29 M 8.93 0.15 Open Ended Fund Bonds, Futures - No No PowerShares 14-Apr-08 NYSE Arca
PowerShares Active U.S. Real Estate Fund PSR US PSR.P PSRIV PSRNV FNER US73935B5084 51 - 80 Q 10.37 0.65 Open Ended Fund Stocks - No No PowerShares 21-Nov-08 NYSE Arca
iShares Active Equity Fund iShares Planned
Active Equity ETF AllianceBernstein Planned
Guggenheim Active National Municipal ETF Guggenheim Planned
Guggenheim Delta Global Agribusiness ETF Guggenheim Planned
Guggenheim Delta Global Hard Assets ETF Guggenheim Planned
Guggenheim Delta Global Infrastructure ETF Guggenheim Planned
Guggenheim Lafer MacroEconomic Global Equity ETF Guggenheim Planned
Dreyfus Corp ETF Dreyfus Corp Planned
Huntington Active Equity ETF Huntington Planned
Huntington Ecological Strategy Fund Huntington Planned
Huntington Rotating Strategy Fund Huntington Planned
John Hancock Global Balanced Fund John Hancock Planned
Legg mason ETF Legg Mason Planned
RiverPark/Gravity Long-Biased Fund RiverPark Planned
RiverPark Small Cap Growth ETF RiverPark Planned
RP Energy ETF RiverPark Planned
Spinnaker [FAS] Managed Equity ETF Fund Spinnaker Planned
Balanced ETF US One Trust Planned
Market Vectors Active Africa ETF Van Eck Planned
WisdomTree Managed Futures Fund WisdomTree Planned
WisdomTree Long-Short Equity Fund WisdomTree Planned
WisdomTree Real Return Fund WisdomTree Planned
WisdomTree Dreyfus Commodity Currency Fund WisdomTree Planned
Fixed income
Active
Grail McDonnell Intermediate Municipal Bond ETF GMMB US GMMB.P GMMBIV GMMBNV - US3847427065 22 - 35 M 2.58 0.01 1940 Act Fund Actively Managed Yes No No Grail Advisors 29-Jan-10 NYSE Arca
Grail McDonnell Core Taxable Bond Fund ETF GMTB US GMTB.P GMTBIV GMTBNV - US3847428055 70 - 35 M 2.62 0.01 1940 Act Fund Actively Managed Yes No No Grail Advisors 29-Jan-10 NYSE Arca
Grail DoubleLine Emerging Markets Fixed Income ETF Grail Advisors Planned
Grail Western Asset Ultra Short Duration ETF Grail Advisors Planned
PIMCO Enhanced Short Maturity Strategy Fund MINT US MINT.P MINTIV MINTNV SBMMTB3 US72201R8337 430 1 35 M 518.21 4.95 1940 Act Fund Active Bonds Yes No No PIMCO 17-Nov-09 NYSE Arca
PIMCO Short Term Municipal Bond Strategy Fund SMMU US SMMU.P SMMUIV SMMUNV - US72201R8741 65 9,594 35 M 18.25 0.13 1940 Act Fund Active Bonds Yes No No PIMCO 3-Feb-10 NYSE Arca
PIMCO Intermediate Municipal Bond Strategy Fund MUNI US MUNI.P MUNIIV MUNINV - US72201R8667 90 36,853 35 M 45.18 0.53 1940 Act Fund Active Bonds Yes No No PIMCO 30-Nov-09 NYSE Arca
PIMCO Government Limited Maturity Strategy Fund PIMCO Planned
PIMCO Prime Limited Maturity Strategy Fund PIMCO Planned
iShares Active Fixed Income Fund iShares Planned
Peritus High Yield ETF AdvisorShares Planned
Active Fixed Income ETF AllianceBernstein Planned
RiverFront Strategic Income Fund ALPS ETF Trust Planned
Eaton Vance Enhanced Short Maturity ETF Eaton Vance Planned
Eaton Vance Government Limited Maturity ETF Eaton Vance Planned
Eaton Vance Intermediate Municipal Bond ETF Eaton Vance Planned
Eaton Vance Prime Limited Maturity ETF Eaton Vance Planned
Eaton Vance Short Term Municipal Bond ETF Eaton Vance Planned
RiverPark Short Term High Yield ETF RiverPark Planned
Global Fixed Income ETF US One Trust Planned
Market Vectors Active Short Municiple ETF Van Eck Planned
Broad
Claymore U.S. Capital Markets Bond ETF UBD US UBD.A UBDIV UBDNV CPMKTB US18383M6628 207 5,769 27 M 10.87 0.06 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 12-Feb-08 NYSE Arca
Claymore U.S. Capital Markets Micro-Term Fixed Income ETF ULQ US ULQ.P ULQIV ULQNV CPMKTL US18383M6545 35 1,918 27 M 4.98 0.16 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 12-Feb-08 NYSE Arca
iShares Barclays Aggregate Bond Fund AGG US AGG.A AGGIV AGGNV LBUSTRUU US4642872265 178 9,023 24 M 12,518.90 72.80 1940 Act Fund Bonds Yes Yes No iShares 26-Sep-03 NYSE Arca
SPDR Barclays Capital Aggregate Bond ETF LAG US LAG.A LAGIV LAGNV LBUSTRUU US78464A6495 100 7,248 13.45 M 225.31 1.33 Open Ended Fund Bonds (Optimized) - No No SSgA 30-May-07 NYSE Arca
Vanguard Total Bond Market ETF BND US BND.A BNDIV BNDNV LBUSTRUU US9219378356 4,570 8,211 12 M 8,920.45 64.82 1940 Act Fund Bonds Yes Yes No Vanguard 10-Apr-07 NYSE Arca
Northern Trust Fixed Income ETF Northern Trust Planned
PowerShares Aggregate Bond PowerShares Planned
Selected United States Fixed Income ETFs T Rowe Price Planned
WisdomTree CEF Fixed Income Fund WisdomTree Planned
Corporate
iShares Barclays Credit Bond Fund CFT US CFT.N CFTIV CFTNV - US4642886208 237 237 20 M 722.93 4.54 1940 Act Fund Bonds - No No iShares 11-Jan-07 NYSE Arca
iShares Barclays 1-3 Year Credit Bond Fund CSJ US CSJ.N CSJIV CSJNV - US4642886463 124 124 20 M 7,229.85 55.54 1940 Act Fund Bonds - Yes No iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Credit Bond Fund CIU US CIU.N CIUIV CIUNV - US4642886380 176 176 20 M 2,975.00 15.18 1940 Act Fund Bonds - No No iShares 11-Jan-07 NYSE Arca
iShares iBoxx $ Investment Grade Corporate Bond Fund LQD US LQD.A LQDIV LQDNV GSITOP US4642872422 105 100 15 M 14,460.41 128.85 1940 Act Fund Bonds Yes Yes Yes iShares 26-Jul-02 NYSE Arca
iShares 10+ Year Credit Bond Fund CLY US CLY.P CLYIV CLYNV CY09 US4642895118 95 1,125 20 M 22.43 0.22 1940 Act Fund Bonds - No No iShares 9-Dec-09 NYSE Arca
SPDR Barclays Capital Intermediate Term Credit Bond ETF ITR US ITR.P ITRIV ITRNV LUICTRUU US78464A3757 162 2,751 15 M 130.61 0.71 Open Ended Fund Bonds (Optimized) - No No SSgA 11-Feb-09 NYSE Arca
SPDR Barclays Capital Long Term Credit Bond LWC US LWC.P LWCIV LWCNV LULCTRUU US78464A3674 136 1,098 15 M 34.87 0.16 Open Ended Fund Bonds (Optimized) - No No SSgA 11-Mar-09 NYSE Arca
SPDR Barclays Capital Convertible Bond ETF CWB US CWB.P CWBIV CWBNV - US78464A3591 36 135 40 M 308.59 2.93 Open Ended Fund Bonds (Optimized) - No No SSgA 16-Apr-09 NYSE Arca
SPDR Barclays Capital Short Term Corporate Bond ETF SCPB US SCPB.P SCPBIV SCPBNV LF99TRUU US78464A4748 31 577 12 M 178.77 1.44 Open Ended Fund Bonds (Optimized) - No No SSgA 17-Dec-09 NYSE Arca
SPDR Barclays Capital Corporate Bond ETF SSgA Planned
SPDR Barclays Capital Corporate Industrial Bond ETF SSgA Planned
SPDR Barclays Capital Corporate Financial Bond ETF SSgA Planned
SPDR Barclays Capital Corporate Utilities Bond ETF SSgA Planned
SPDR Barclays Capital Long Term Corporate Bond SSgA Planned
SPDR S&P Commercial Paper ETF SSgA Planned
Vanguard Short-Term Corporate Bond ETF VCSH US VCSH.O VCSHIV VCSHNV - US92206C4096 668 1,252 15 A 710.35 6.76 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
Vanguard Intermediate-Term Corporate Bond ETF VCIT US VCIT.O VCITIV VCITNV - US92206C8709 438 1,229 15 A 267.80 3.20 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
Vanguard Long-Term Corporate Bond ETF VCLT US VCLT.O VCLTIV VCLTNV - US92206C8139 253 951 15 A 57.89 1.08 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
Guggenheim BulletShares 2011 Corporate Bond ETF BSCB US - BSCBIV BSCBNV BSCBB US18383M8863 33 150 24 M 12.13 0.40 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2012 Corporate Bond ETF BSCC US - BSCCIV BSCCNV BSCBC US18383M5976 33 164 24 M 12.32 0.27 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2013 Corporate Bond ETF BSCD US - BSCDIV BSCDNV BSCBD US18383M5893 35 189 24 M 9.36 0.21 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2014 Corporate Bond ETF BSCE US - BSCEIV BSCENV BSCBE US18383M5711 36 189 24 M 9.36 0.12 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2015 Corporate Bond ETF BSCF US - BSCFIV BSCGNV BSCBF US18383M5638 35 155 24 M 9.41 0.20 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2016 Corporate Bond ETF BSCG US - BSCGIV BSCGNV BSCBG US18383M5554 27 88 24 M 6.30 0.17 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2017 Corporate Bond ETF BSCH US - BSCHIV BSCHNV BSCBH US18383M5489 33 120 24 M 6.39 0.16 1940 Act Fund Bonds (Optimized) Yes No No Guggenheim 7-Jun-10 NYSE Arca
Guggenheim BulletShares 2018 Corporate Bond ETF Guggenheim Planned
Georgetown Prime 1-5 Year Bond ETF Georgetown IM Planned
ETSpreads Investment Grade CDS Tighten Fund ETS Trust Planned
First Trust Dow Jones Corporate Bond Index Fund First Trust Planned
JP Morgan Investment Grade Corporate Bonds ETF JP Morgan Planned
PIMCO 0-3 Year Banking Sector Corporate Bond Index Fund PIMCO Planned
PIMCO 1-5 Year High Yield Corporate Bond Index Fund PIMCO Planned
PIMCO High Yield Corporate Bond Index Fund PIMCO Planned
PIMCO Investment Grade Corporate Bond Index Fund PIMCO Planned
PowerShares Investment Grade Corporate Bond PowerShares Planned
ProShares CDX North America Investment Grade ProShares Planned
Market Vectors Investment Grade Floating Rate Bond ETF Van Eck Planned
Federal agency
iShares Barclays Agency Bond Fund AGZ US AGZ.P AGZIV AGZNV LUAASIUU US4642881662 18 971 20 M 356.58 1.95 1940 Act Fund Bonds - No No iShares 7-Nov-08 NYSE Arca
SPDR S&P Agency Bond ETF SSgA Planned
High yield
iShares iBoxx $ High Yield Corporate Bond Fund HYG US HYG.A HYGIV HYGNV IBOXHY US4642885135 50 50 50 M 6,337.70 87.76 1940 Act Fund Bonds - Yes Yes iShares 11-Apr-07 NYSE Arca
PowerShares Fundamental High Yield Corporate Bond Portfolio PHB US PHB PHB.IV PHBNV RAFIHY US73936T5570 50 50 50 M 262.54 5.24 Open Ended Fund Bonds - No No PowerShares 15-Nov-07 NYSE Arca
SPDR Barclays Capital High Yield Bond ETF JNK US JNK.A JNKIV JNKNV LHVLTRUU US78464A4177 50 105 40 M 5,356.70 87.40 Open Ended Fund Bonds (Optimized) Yes Yes Yes SSgA 4-Dec-07 NYSE Arca
ETSpreads High Yield CDS Tighten Fund ETS Trust Planned
ProShares CDX North America High Yield ProShares Planned
Inflation
iShares Barclays TIPS Bond Fund TIP US TIP.N TIPIV TIPNV - US4642871762 17 17 20 M 20,540.98 82.83 1940 Act Fund Bonds Yes Yes Yes iShares 5-Dec-03 NYSE Arca
SPDR Barclays Capital TIPS ETF IPE US IPE.A IPEIV IPENV BCIT1T US78464A6560 21 21 25 M 373.39 3.71 Open Ended Fund Bonds - No No SSgA 30-May-07 NYSE Arca
PIMCO Broad U.S. TIPS Index Fund TIPZ US TIPZ.P TIPZIV TIPZNV G0QI US72201R4039 17 29 20 M 33.80 0.41 1940 Act Fund Bonds (Optimized) Yes No No PIMCO 9-Sep-09 NYSE Arca
PIMCO 1-5 Year U.S. TIPS Index Fund STPZ US STPZ.P STPZIV STPZNV GVQI US72201R2058 10 10 20 M 546.09 2.62 1940 Act Fund Bonds (Fully Rep) Yes No No PIMCO 21-Aug-09 NYSE Arca
PIMCO 15+ Year U.S. TIPS Index Fund LTPZ US LTP.P LTPZIV LTPZNV G8QI US72201R3049 8 8 20 M 23.44 0.43 1940 Act Fund Bonds (Fully Rep) Yes No No PIMCO 8-Sep-09 NYSE Arca
Schwab United States TIPS ETF SCHP US SCHP.P SCHPIV SCHPNV LBUT US8085248701 29 29 14 M 20.26 0.00 1940 Act Fund Bonds (Fully Rep) Yes No No Schwab ETFs 5-Aug-10 NYSE Arca
ETSpreads TIPS ETF ETS Trust Planned
SPDR Barclays Global TIPS SSgA Planned
Vanguard TIPS ETF Vanguard Planned
International developed
iShares S&P/Citigroup 1-3 Year International Treasury Bond Fund ISHG US ISHG.O ISHGIV ISHGNV SPBDXU3T US4642881258 25 125 35 M 109.69 0.60 1940 Act Fund Bonds - No No iShares 28-Jan-09 NASDAQ
iShares S&P/Citigroup International Treasury Bond Fund IGOV US IGOV.O IGOVIV IGOVNV SPBDXUTR US4642881175 45 552 35 M 141.88 0.57 1940 Act Fund Bonds - No No iShares 29-Jan-09 NASDAQ
SPDR Barclays Capital International Treasury Bond ETF BWX US BWX.A BWXIV BWXNV LTXUTRUU US78464A5166 54 674 50 M 1,174.97 7.09 Open Ended Fund Bonds (Optimized) - Yes Yes SSgA 5-Oct-07 NYSE Arca
SPDR Barclays Capital Short Term International Treasury Bond ETF BWZ US BWZ.P BWZIV BWZNV LGT3TRUU US78464A3344 58 238 35 M 140.18 0.41 Open Ended Fund Bonds (Optimized) - No No SSgA 27-Jan-09 NYSE Arca
SPDR DB International Government Inflation-Protected Bond WIP US WIP.A WIPIV WIPNV DBLNDILS US78464A4904 75 123 50 M 829.21 2.67 Open Ended Fund Bonds (Optimized) - No No SSgA 19-Mar-08 NYSE Arca
SPDR Barclays Capital International Corporate Bond ETF IBND US - IBNDIV IBNDNV BG1BTRUU US78464A1512 - 537 55 M 6.36 0.15 Open Ended Fund Bonds (Optimized) - No No SSgA 20-May-10 NYSE Arca
PowerShares International Corporate Bond Portfolio PICB US - PICBIV PICBNV SPBDICBT US73936Q8353 26 384 50 M 8.12 0.31 Open Ended Fund Bonds (Optimized) - No No PowerShares 3-Jun-10 NYSE Arca
International emerging
iShares JPMorgan USD Emerging Markets Bond Fund EMB US EMB.P EMBIV EMBNV JPEICOR US4642882819 44 124 60 M 2,078.81 25.39 1940 Act Fund Bonds Yes No No iShares 19-Dec-07 NYSE Arca
PowerShares Emerging Markets Sovereign Debt PCY US PCY PCY.IV PCYNV DBLQBLTR US73936T5737 25 25 50 M 838.70 13.15 Open Ended Fund Bonds - Yes No PowerShares 11-Oct-07 NYSE Arca
Market Vectors Emerging Markets Local Currency Bond ETF EMLC US EMLC.P EMLCIV EMLCNV GBIEMCOR US57060U5222 27 171 49 M 51.86 1.76 Open Ended Fund Bonds (Optimized) Yes No No Van Eck 23-Jul-10 NYSE Arca
WisdomTree Emerging Markets Local Debt Fund ELD US - ELDIV ELDNV - US97717X8671 35 - 55 - 197.11 0.00 Open Ended Fund Fixed Income - No No WisdomTree 9-Aug-10 NYSE Arca
SPDR Barclays Capital Emerging Markets Government Bond ETF SSgA Planned
PIMCO Emerging Markets Aggregate U.S.$ Denominated Bond Index Fund PIMCO Planned
Mortgage
iShares Barclays MBS Bond Fund MBB US MBB.A MBBIV MBBNV - US4642885887 15 391 33 M 2,059.35 14.75 1940 Act Fund Bonds - No No iShares 16-Mar-07 NYSE Arca
SPDR Barclays Capital Mortgage Backed Bond ETF MBG US MBG.P MBGIV MBGNV LUMSTRUU US78464A3831 17 1,366 20 M 38.56 1.14 Open Ended Fund Bonds (Optimized) - No No SSgA 27-Jan-09 NYSE Arca
SPDR Barclays Capital CMBS ETF SSgA Planned
Vanguard Mortgage-Backed Securities ETF VMBS US VMBS.O VMBSIV VMBSNV - US92206C7719 23 1,324 15 A 30.93 0.44 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
PowerShares Alt-A Non-Agency RMBS Opportunity Fund PowerShares Planned
PowerShares Prime Non-Agency RMBS Opportunity Fund PowerShares Planned
Municipal income
iShares S&P National AMT-Free Municipal Bond Fund MUB US MUB.A MUBIV MUBNV SPMUNUST US4642884146 391 8,001 25 M 2,164.43 10.02 1940 Act Fund Bonds - No No iShares 10-Sep-07 NYSE Arca
iShares S&P California AMT-Free Municipal Bond Fund CMF US CMF.A CMFIV CMFNV SPMUNICAT US4642883569 15 15 25 M 243.23 0.78 1940 Act Fund Bonds - No No iShares 5-Oct-07 NYSE Arca
iShares S&P New York AMT-Free Municipal Bond Fund NYF US NYF.A NYFIV NYFNV SPMUNINYT US4642883239 17 17 25 M 76.00 0.25 1940 Act Fund Bonds - No No iShares 5-Oct-07 NYSE Arca
iShares S&P Short Term National AMT-Free Municipal Bond Fund SUB US SUB.P SUBIV SUBNV SPMU5YRT US4642881589 20 1,171 25 M 425.16 2.75 1940 Act Fund Bonds - No No iShares 7-Nov-08 NYSE Arca
iShares 2012 S&P AMT-Free Municipal Series MUAA US MUAA.P MUAAIV MUAANV SPMUS12T US4642894129 26 2,915 30 M 20.48 0.10 1940 Act Fund Bonds (Optimized) - No No iShares 8-Jan-10 NYSE Arca
iShares 2013 S&P AMT-Free Municipal Series MUAB US MUAB.P MUABIV MUABNV SPMUS13T US4642893881 26 2,622 30 M 15.43 0.09 1940 Act Fund Bonds (Optimized) - No No iShares 8-Jan-10 NYSE Arca
iShares 2014 S&P AMT-Free Municipal Series MUAC US MUAC.P MUACIV MUACNV SPMUS14T US4642893626 22 2,231 30 M 15.60 0.09 1940 Act Fund Bonds (Optimized) - No No iShares 8-Jan-10 NYSE Arca
iShares 2015 S&P AMT-Free Municipal Series MUAD US MUAD.P MUADIV MUADNV SPMUS15T US4642893394 21 1,762 30 M 15.89 0.07 1940 Act Fund Bonds (Optimized) - No No iShares 8-Jan-10 NYSE Arca
iShares 2016 S&P AMT-Free Municipal Series MUAE US MUAE.P MUAEIV MUAENV SPMUS16T US4642893139 25 1,366 30 M 15.79 0.06 1940 Act Fund Bonds (Optimized) - No No iShares 8-Jan-10 NYSE Arca
iShares 2017 S&P AMT-Free Municipal Series MUAF US MUAF.P MUAFIV MUAFNV SPMUS17T US4642892719 24 1,010 30 M 16.20 0.14 1940 Act Fund Bonds (Optimized) - No No iShares 8-Jan-10 NYSE Arca
JP Morgan Investment Grade Municipal Bonds ETF JP Morgan Planned
PowerShares Insured California Municipal Bond PWZ US PWZ PWZ.IV PWZNV UICA US73936T4417 23 25 35 M 44.21 0.16 Open Ended Fund Bonds - No No PowerShares 11-Oct-07 NYSE Arca
PowerShares Insured National Municipal Bond PZA US PZA PZA.IV PZANV UICM US73936T4748 29 25 30 M 633.45 3.37 Open Ended Fund Bonds - No No PowerShares 11-Oct-07 NYSE Arca
PowerShares Insured New York Municipal Bond PZT US PZT PZT.IV PZTNV UINY US73936T4581 19 25 35 M 42.21 0.20 Open Ended Fund Bonds - No No PowerShares 11-Oct-07 NYSE Arca
PowerShares VRDO Tax-Free Weekly PVI US PVI PVI.IV PVINV PVIX US73936T4334 25 25 25 M 705.00 8.69 Open Ended Fund Bonds - No No PowerShares 15-Nov-07 NYSE Arca
PowerShares Build America Bond Portfolio BAB US BAB.P BABIV BABNV BABS US73937B4077 27 - 35 M 541.70 8.51 Open Ended Fund Bonds - No No PowerShares 17-Nov-09 NYSE Arca
PowerShares National Municipal Bond PowerShares Planned
PowerShares Intermediate Build America Bond ETF PowerShares Planned
PIMCO Build America Bond Strategy Fund PIMCO Planned
SPDR Barclays Capital California Municipal Bond ETF CXA US CXA.A CXAIV CXANV LMM2TR US78464A4417 15 3,087 20 M 73.13 0.19 Open Ended Fund Bonds (Optimized) - No No SSgA 15-Oct-07 NYSE Arca
SPDR Barclays Capital Municipal Bond ETF TFI US TFI.A TFIIV TFINAV LMMITR US78464A4581 37 22,235 20 M 1,014.84 4.33 Open Ended Fund Bonds (Optimized) - No Yes SSgA 13-Sep-07 NYSE Arca
SPDR Barclays Capital New York Municipal Bond ETF INY US INY.A INYIV INYNV LMM3TR US78464A4334 15 2,979 20 M 28.12 0.10 Open Ended Fund Bonds (Optimized) - No No SSgA 15-Oct-07 NYSE Arca
SPDR Barclays Capital Short Term Municipal Bond ETF SHM US SHM.A SHMIV SHMNV LMM1TR US78464A4250 15 3,650 20 M 1,304.92 7.24 Open Ended Fund Bonds (Optimized) - No No SSgA 15-Oct-07 NYSE Arca
SPDR S&P VRDO Municipal Bond ETF VRD US VRD.P VRDIV VRDNV SPMUVRDO US78464A3187 38 377 20 M 14.96 0.02 Open Ended Fund Bonds (Optimized) - No No SSgA 24-Sep-09 NYSE Arca
SPDR Nuveen Barclays Capital Build America Bond ETF BABS US - BABSIV BABSNV LBABTRUU US78464A2767 35 91 35 M 21.14 0.60 Open Ended Fund Bonds (Optimized) - No No SSgA 13-May-10 NYSE Arca
Market Vectors High Yield Municipal Index ETF HYD US HYD.P HYDIV HYDNV LMEHTR US57060U8788 45 4,524 35 M 199.04 1.65 Open Ended Fund Bonds (Optimized) Yes No No Van Eck 5-Feb-09 NYSE Arca
Market Vectors Intermediate Municipal ETF ITM US ITM.P ITMIV ITMNV LMT2TR US57060U8457 38 13,286 24 M 207.18 1.97 Open Ended Fund Bonds (Optimized) Yes No No Van Eck 6-Dec-07 NYSE Arca
Market Vectors Long Municipal ETF MLN US MLN.P MLNIV MLNNV LMT3TR US57060U8861 49 6,597 24 M 63.88 0.48 Open Ended Fund Bonds (Optimized) Yes No No Van Eck 7-Jan-08 NYSE Arca
Market Vectors Pre-Refunded Municipal Index ETF PRB US PRB.P PRBIV PRBNV LMPETR US57060U7384 59 3,695 24 M 35.77 0.14 Open Ended Fund Bonds (Optimized) Yes No No Van Eck 3-Feb-09 NYSE Arca
Market Vectors Short Municipal ETF SMB US SMB.P SMBIV SMBNV LMT1TR US57060U8036 20 5,408 20 M 96.52 0.56 Open Ended Fund Bonds (Optimized) Yes No No Van Eck 26-Feb-08 NYSE Arca
Municipal income (continued)
Market Vectors-Municipal Index ETF Van Eck Planned
Market Vectors Lehman Brothers AMT-Free California Long Muni Van Eck Planned
Market Vectors Lehman Brothers AMT-Free Massachusetts Muni Van Eck Planned
Market Vectors Lehman Brothers AMT-Free New Jersey Muni Van Eck Planned
Market Vectors Lehman Brothers AMT-Free New York Long Muni Van Eck Planned
Market Vectors Lehman Brothers AMT-Free Ohio Muni Van Eck Planned
Market Vectors Lehman Brothers AMT-Free Pennsylvania Muni Van Eck Planned
Vanguard Short-Term Muni Index Vanguard Planned
Vanguard Int-Term Muni Bd Index Vanguard Planned
Vanguard Long-Term Muni Index Vanguard Planned
Treasury
iShares Barclays Short Treasury Bond Fund SHV US SHV.N SHVIV SHVNV - US4642886794 29 57 15 M 3,703.06 40.54 1940 Act Fund Bonds - No No iShares 11-Jan-07 NYSE Arca
iShares Barclays 1-3 Year Treasury Bond Fund SHY US SHY.A SHYIV SHYNV - US4642874576 47 46 15 M 8,717.65 84.52 1940 Act Fund Bonds Yes Yes Yes iShares 26-Jul-02 NYSE Arca
iShares Barclays 3-7 Year Treasury Bond Fund IEI US IEI.N IEIIV IEINV - US4642886612 8 8 15 M 1,717.69 33.02 1940 Act Fund Bonds - Yes No iShares 11-Jan-07 NYSE Arca
iShares Barclays 7-10 Year Treasury Bond Fund IEF US IEF.A IEFIV IEFNV - US4642874402 8 9 15 M 3,745.28 82.32 1940 Act Fund Bonds Yes Yes Yes iShares 26-Jul-02 NYSE Arca
iShares Barclays 10-20 Year Treasury Bond Fund TLH US TLH.N TLHIV TLHNV - US4642886539 7 7 15 M 356.21 6.45 1940 Act Fund Bonds - No No iShares 11-Jan-07 NYSE Arca
iShares Barclays 20+ Year Treasury Bond Fund TLT US TLT.A TLTIV TLTNV - US4642874329 10 9 15 M 3,167.30 838.55 1940 Act Fund Bonds Yes Yes Yes iShares 26-Jul-02 NYSE Arca
PIMCO 1-3 Year U.S. Treasury Index Fund TUZ US TUZ.P TUZIV TUZNV G1O2 US72201R1068 23 63 9 M 102.00 0.81 1940 Act Fund Bonds (Optimized) Yes Yes No PIMCO 2-Jun-09 NYSE Arca
PIMCO 3-7 Year U.S. Treasury Index Fund FIVZ US FIVZ.P FIVZIV FIVZNV G3OC US72201R6018 23 64 15 M 59.45 0.23 1940 Act Fund Bonds (Optimized) Yes No No PIMCO 4-Nov-09 NYSE Arca
PIMCO 7-15 Year U.S. Treasury Index Fund TENZ US TENZ.P TENZIV TENZNV G8OC US72201R7008 13 31 15 M 21.95 0.14 1940 Act Fund Bonds (Optimized) Yes No No PIMCO 17-Sep-09 NYSE Arca
PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund ZROZ US ZROZ.P ZROZIV ZROZNV STPL US72201R8824 11 11 15 Q 45.16 2.63 1940 Act Fund Bonds (Fully Rep) Yes No No PIMCO 4-Nov-09 NYSE Arca
PIMCO 0-1 Year U.S. Treasury Index Fund PIMCO Planned
Pimco 15+ Year U.S. Treasury Index Fund PIMCO Planned
PowerShares 1-30 Laddered Treasury PLW US PLW PLW.IV PLWNV MRTSYA US73936T5240 26 26 25 M 85.67 1.01 Open Ended Fund Bonds - No No PowerShares 11-Oct-07 NYSE Arca
PowerShares 1-5 Laddered Treasury PowerShares Planned
SPDR Barclays Capital 1-3 Month T-Bill ETF BIL US BIL.A BILIV BILNV LD12TRUU US78464A6800 9 9 13.45 M 1,224.48 30.80 Open Ended Fund Bonds - No No SSgA 30-May-07 NYSE Arca
SPDR Barclays Capital Intermediate Term Treasury ETF ITE US ITE.A ITEIV ITENV LT08TRUU US78464A6727 103 103 13.45 M 246.50 1.11 Open Ended Fund Bonds - No No SSgA 30-May-07 NYSE Arca
SPDR Barclays Capital Long Term Treasury ETF TLO US TLO.A TLOIV TLONV LUTLTRUU US78464A6644 34 34 13.45 M 37.39 1.33 Open Ended Fund Bonds - No No SSgA 30-May-07 NYSE Arca
SPDR Barclays Capital Zero Coupon Bond ETF SSgA Planned
Vanguard Extended Duration Treasury ETF EDV US EDV.A EDVIV EDVNV - US9219107094 52 52 14 Q 174.68 5.72 1940 Act Fund Bonds Yes No No Vanguard 13-Dec-07 NYSE Arca
Vanguard Short-Term Government Bond ETF VGSH US VGSH.O VGSHIV VGSHNV - US92206C1027 121 519 15 A 79.01 1.17 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
Vanguard Intermediate-Term Government Bond ETF VGIT US VGIT.O VGITIV VGITNV - US92206C7065 117 425 15 A 34.99 0.36 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
Vanguard Long-Term Government Bond ETF VGLT US VGLT.O VGLTIV VGLTNV - US92206C8477 44 123 15 A 77.23 2.38 1940 Act Fund Bonds Yes No No Vanguard 23-Nov-09 NASDAQ
Schwab Short-Term U.S. Treasury ETF SCHO US SCHO.P SCHOIV SCHONV LT01 US8085248628 30 61 12 M 20.05 0.00 1940 Act Fund Bonds (Optimized) Yes No No Schwab ETFs 5-Aug-10 NYSE Arca
Schwab Intermediate-Term U.S. Treasury ETF SCHR US SCHR.P SCHRIV SCHRNV LT31 US8085248545 32 84 12 M 15.24 0.00 1940 Act Fund Bonds (Optimized) Yes No No Schwab ETFs 5-Aug-10 NYSE Arca
WisdomTree United States Government Cash Fund WisdomTree Planned
Treasury/corporate
iShares Barclays Government/Credit Bond Fund GBF US GBF.N GBFIV GBFNV - US4642885960 196 4,589 20 M 155.77 0.60 1940 Act Fund Bonds - No No iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Government/Credit Bond Fund GVI US GVI.N GVIIV GVINV - US4642886125 104 104 20 M 529.01 1.56 1940 Act Fund Bonds - No No iShares 11-Jan-07 NYSE Arca
iShares 10+ Year Government/Credit Bond Fund GLJ US GLJ.P GLJIV GLJNV B9A0 US4642894798 103 1,295 20 M 16.92 0.23 1940 Act Fund Bonds - No No iShares 9-Dec-09 NYSE Arca
Vanguard Intermediate-Term Bond ETF BIV US BIV.A BIVIV BNVNV LD03TRUU US9219378190 1,044 1,519 12 M 2,121.50 15.75 1940 Act Fund Bonds Yes No No Vanguard 10-Apr-07 NYSE Arca
Vanguard Long-Term Bond ETF BLV US BLV.A BLVIV BLVNV LGC5TRUU US9219377937 961 1,273 12 M 433.83 5.20 1940 Act Fund Bonds Yes No No Vanguard 10-Apr-07 NYSE Arca
Vanguard Short-Term Bond ETF BSV US BSV.A BSVIV BSVNV LD04TRUU US9219378273 1,251 2,227 12 M 5,632.47 32.77 1940 Act Fund Bonds Yes No No Vanguard 10-Apr-07 NYSE Arca
WisdomTree United States Cash Fund WisdomTree Planned
Preferred stock
iShares S&P U.S. Preferred Stock Index Fund PFF US PFF.A PFFIV PFFNV SPPREFTR US4642886877 28 28 48 M 5,254.06 50.05 1940 Act Fund Stocks Yes Yes Yes iShares 30-Mar-07 NYSE Arca
SPDR Wells Fargo Preferred Stock ETF PSK US PSK.P PSKIV PSKNV WAGG US78464A2924 162 161 45 Q 75.40 0.68 Open Ended Fund Stocks - No No SSgA 17-Sep-09 NYSE Arca
PowerShares Preferred PGX US PGX.A PGXIV PGXNV P0P1 US73936T5653 91 83 50 A 1,207.68 10.89 Open Ended Fund Stocks - Yes Yes PowerShares 31-Jan-08 NYSE Arca
PowerShares Financial Preferred PGF US PGF.A PGFIV PGFNV WPS US73935X2291 30 24 60 M 1,779.95 9.68 Open Ended Fund Stocks - Yes Yes PowerShares 1-Dec-06 NYSE Arca
PowerShares Aggregate Preferred PowerShares Planned
Inverse
ProShares Short 20+ Year Treasury TBF US TBF.P TBFIV TBFNV LT11TRUU US74347X8496 S 11 95 A 455.54 11.95 1940 Act Fund Swaps - Yes No ProShares 20-Aug-09 NYSE Arca
ProShares Short CDX North America High Yield ProShares Planned
ProShares Short CDX North America Investment Grade ProShares Planned
ProShares Short iBoxx $ Liquid High Yield ProShares Planned
ProShares Short iBoxx $ Liquid Investment Grade ProShares Planned
ProShares Short 3-7 Year Treasury ETF ProShares Planned
ProShares Short TIPs ProShares Planned
ETSpreads High Yield CDS Widen Fund ETS Trust Planned
ETSpreads Investment Grade CDS Widen Fund ETS Trust Planned
Leveraged
Direxion Daily 2-Year Treasury Bull 3x Shares TWOL US TWOL.P TWOLIV TWOLNV AXTWO US25459W6158 S 1 95 N/A 4.11 0.14 1940 Act Fund 2 Yr Bond, Swaps, Futures No No Direxion 25-Feb-10 NYSE Arca
Direxion Daily 10-Year Treasury Bull 3x Shares TYD US TYD.P TYDIV TYDNV AXTEN US25459W5655 S 1 95 N/A 6.56 1.76 1940 Act Fund 10 Yr Bond, Swaps, Futures Yes No Direxion 16-Apr-09 NYSE Arca
Direxion Daily 30-Year Treasury Bull 3x Shares TMF US TMF.P TMFIV TMFNV AXTHR US25459W5408 S 1 95 N/A 29.25 5.46 1940 Act Fund 30 Yr Bond, Swaps, Futures Yes No Direxion 16-Apr-09 NYSE Arca
ProShares Ultra 7-10 Year Treasury UST US UST.P USTIV USTNV LT09TRUU US74347R1804 S 18 95 A 17.59 0.36 1940 Act Fund Bonds, Swaps - No No ProShares 21-Jan-10 NYSE Arca
ProShares Ultra 20+ Year Treasury UBT US UBT.P UBTIV UBTNV LT11TRUU US74347R1721 S 11 95 A 15.22 6.00 1940 Act Fund Bonds, Swaps, Futures - Yes No ProShares 21-Jan-10 NYSE Arca
Direxion Monthly 2-Year Treasury Bull 2X Shares Direxion Planned
5-Year Treasury Bull 3X Shares Direxion Planned
ProShares Ultra CDX North America High Yield ProShares Planned
ProShares Ultra CDX North America Investment Grade ProShares Planned
ProShares UltraPro 7-10 Year Treasury ProShares Planned
ProShares UltraPro 20+ Year Treasury ProShares Planned
ProShares Ultra 3-7 Year Treasury ETF ProShares Planned
ProShares UltraPro 3-7 Year Treasury ETF ProShares Planned
ProShares Ultra Tips ETF ProShares Planned
Leveraged inverse
ProShares UltraShort Lehman 7-10 Year Treasury PST US PST.A PSTIV PSTNV LT09TRUU US74347R3131 S 18 95 A 335.75 6.04 1940 Act Fund Futures, Swaps - Yes Yes ProShares 1-May-08 NYSE Arca
ProShares UltraShort Lehman 20+ Year Treasury TBT US TBT.A TBTIV TBTNV LT11TRUU US74347R2976 S 11 95 A 4,311.78 361.87 1940 Act Fund Futures, Swaps - Yes Yes ProShares 1-May-08 NYSE Arca
ProShares UltraShort CDX North America High Yield ProShares Planned
ProShares UltraShort CDX North America Investment Grade ProShares Planned
ProShares UltraShort iBoxx $ Liquid High Yield ProShares Planned
ProShares UltraShort iBoxx $ Liquid Investment Grade ProShares Planned
ProShares UltraPro Short 7-10 Year Treasury ProShares Planned
ProShares UltraPro Short 20+ Year Treasury ProShares Planned
ProShares UltraShort 3-7 Year Treasury ProShares Planned
ProShares UltraPro Short 3-7 Year Treasury ProShares Planned
ProShares UltraShort TIPs ProShares Planned
Direxion Daily 2-Year Treasury Bear 3x Shares TWOZ US TWOZ.P TWOZIV TWOZNV AXTWO US25459W5994 S 1 95 N/A 9.61 0.37 1940 Act Fund Futures, Swaps - No No Direxion 25-Feb-10 NYSE Arca
Direxion Daily 10-Year Treasury Bear 3x Shares TYO US TYO.P TYOIV TYONV AXTEN US25459W5572 S 1 95 N/A 43.84 1.32 1940 Act Fund Futures, Swaps - Yes No Direxion 16-Apr-09 NYSE Arca
Direxion Daily 30-Year Treasury Bear 3x Shares TMV US TMV.P TMVIV TMVNV AXTHR US25459W5325 S 1 95 N/A 169.90 16.45 1940 Act Fund Futures, Swaps - Yes No Direxion 16-Apr-09 NYSE Arca
Direxion Monthly 2-Year Treasury Bear 2X Shares Direxion Planned
5-Year Treasury Bear 3X Shares Direxion Planned
Alternative
IQ Hedge Macro Tracker ETF MCRO US MCRO.P MCROIV MCRONV IQHGMA US45409B2060 16 15 75 AA 16.00 0.06 Open Ended Fund ETFs - No No IndexIQ 9-Jun-09 NYSE Arca
IQ Hedge Multi-Strategy Tracker ETF QAI US QAI.P QAIIV QAINV IQHGMS US45409B1070 22 22 75 AA 98.91 0.55 Open Ended Fund ETFs - No No IndexIQ 25-Mar-09 NYSE Arca
IQ Global Resources ETF GRES US GRES.P GRESIV GRESNV IQGRES US45409B8836 103 173 75 AA 16.00 0.09 Open Ended Fund Stocks, Futures - No No IndexIQ 27-Oct-09 NYSE Arca
IQ Merger Arbitrage ETF MNA US MNA.P MNAIV MNANV IQMNA US45409B8000 25 27 75 AA 26.78 0.12 Open Ended Fund Stocks, Futures - No No IndexIQ 17-Nov-09 NYSE Arca
IQ Real Return ETF CPI US CPI.P CPIIV CPINV IQHGCPI US45409B6020 5 6 48 AA 8.87 0.08 Open Ended Fund ETFs, Swaps - No No IndexIQ 27-Oct-09 NYSE Arca
IQ Hedge Absolute Return Tracker ETF IndexIQ Planned
IQ Hedge Asset Weight Multi-Strategy Tracker ETF IndexIQ Planned
IQ Hedge Convertible Arbitrage Tracker ETF IndexIQ Planned
IQ Hedge Dedicated Short Bias Tracker ETF IndexIQ Planned
IQ Hedge Distressed Tracker ETF IndexIQ Planned
IQ Hedge Equal Weight Multi-Strategy Tracker ETF IndexIQ Planned
IQ Hedge Event-Driven IndexIQ Planned
IQ Hedge Inverse Multi-Strategy Tracker ETF IndexIQ Planned
IQ Hedge Long/Short Equity IndexIQ Planned
IQ Hedge Managed Futures Tracker ETF IndexIQ Planned
IQ Hedge Market Directional Tracker ETF IndexIQ Planned
IQ Hedge Market Neutral IndexIQ Planned
Alternative (continued)
IQ Hedge Relative Value Tracker ETF IndexIQ Planned
PowerShares CEF Income Composite Portfolio PCEF US PCEF.P PCEFIV PCEFNV CEFX US73936Q8437 70 70 181 M 131.04 2.07 Open Ended Fund CEFs - Yes No PowerShares 19-Feb-10 NYSE Arca
Direxion Daily S&P 500 Dynamic VEQTOR Shares Direxion Planned
Jefferies S&P 500 VIX Short-Term Futures ETF Jefferies Planned
FactorShares S&P 2x U.S. Equity Premium FactorShares Planned
FactorShares S&P 2x U.S. Anti-Equity Premium FactorShares Planned
FactorShares S&P 2x U.S. Equity Anti-USD FactorShares Planned
SPDR AlphaSimplex Absolute Beta ETF SSgA Planned
Asset allocation
iShares S&P Aggressive Allocation Fund AOA US AOA.P AOAIV AOANV SPTGAUT US4642898591 8 - 34 Q 43.29 0.41 1940 Act Fund ETFs - No No iShares 11-Nov-08 NYSE Arca
iShares S&P Conservative Allocation Fund AOK US AOK.P AOKIV AOKNV SPTGCUT US4642898831 9 - 30 M 41.61 0.25 1940 Act Fund ETFs - No No iShares 10-Nov-08 NYSE Arca
iShares S&P Growth Allocation Fund AOR US AOR.P AORIV AORNV SPTGGUT US4642898674 9 - 32 Q 59.64 0.22 1940 Act Fund ETFs - No No iShares 11-Nov-08 NYSE Arca
iShares S&P Moderate Allocation Fund AOM US AOM.P AOMIV AOMNV SPTGMUT US4642898757 9 - 31 Q 61.75 0.42 1940 Act Fund ETFs - No No iShares 11-Nov-08 NYSE Arca
iShares S&P Target Date 2010 Index Fund TZD US TZD.P TZDIV TZDNV SPTGT10T US4642892065 10 - 29 A 2.91 0.05 1940 Act Fund ETFs - No No iShares 4-Dec-08 NYSE Arca
iShares S&P Target Date 2015 Index Fund TZE US TZE.P TZEIV TZENV SPTGT15T US4642893055 9 - 29 A 5.86 0.02 1940 Act Fund ETFs - No No iShares 13-Nov-08 NYSE Arca
iShares S&P Target Date 2020 Index Fund TZG US TZG.P TZGIV TZGNV SPTGT20T US4642894046 9 - 29 A 10.26 0.03 1940 Act Fund ETFs - No No iShares 18-Nov-08 NYSE Arca
iShares S&P Target Date 2025 Index Fund TZI US TZI.P TZIIV TZINV SPTGT25T US4642895035 9 - 30 A 7.39 0.06 1940 Act Fund ETFs - No No iShares 11-Nov-08 NYSE Arca
iShares S&P Target Date 2030 Index Fund TZL US TZL.P TZLIV TZLNV SPTGT30T US4642896025 8 - 29 A 8.80 0.05 1940 Act Fund ETFs - No No iShares 14-Nov-08 NYSE Arca
iShares S&P Target Date 2035 Index Fund TZO US TZO.P TZOIV TZOSO SPTGT35T US4642897015 7 - 29 A 2.93 0.02 1940 Act Fund ETFs - No No iShares 13-Nov-08 NYSE Arca
iShares S&P Target Date 2040 Index Fund TZV US TZV.P TZVIV TZVNV SPTGT40T US4642898005 6 - 29 A 10.22 0.11 1940 Act Fund ETFs - No No iShares 13-Nov-08 NYSE Arca
iShares S&P Target Date Retirement Income Index Fund TGR US TGR.P TGRIV TGRNV SPTGRIT US4642891075 9 - 29 M 7.08 0.02 1940 Act Fund ETFs - No No iShares 13-Nov-08 NYSE Arca
PowerShares RiverFront Tactical Balanced Growth Portfolio PAO US PAO.A PAOIV PAONV - US73936Q4055 35 36 25 Q 11.00 0.08 Open Ended Fund ETFs - No No PowerShares 20-May-08 NYSE Arca
PowerShares RiverFront Tactical Growth & Income Portfolio PCA US PCA.A PCAIV PCANV - US73936Q5045 35 36 25 Q 12.96 0.13 Open Ended Fund ETFs - No No PowerShares 20-May-08 NYSE Arca
PowerShares Ibbotson Alternative Completion Portfolio PTO US PTO.A PTOIV PTONV - US73936Q3065 34 35 25 Q 10.22 0.02 Open Ended Fund ETFs - No No PowerShares 20-May-08 NYSE Arca
TDX Independence 2010 ETF TDD US TDD TDDIV TDDNV TDAXTN US87238A1088 343 500 65 A 18.69 0.03 Open Ended Fund Stocks, Bonds Yes No No DBX Strategic Adv 1-Oct-07 NYSE Arca
TDX Independence 2010 ETF TDH US TDH TDHIV TDHNV TDAXTW US87238A2078 380 500 65 A 41.24 0.06 Open Ended Fund Stocks, Bonds Yes No No DBX Strategic Adv 1-Oct-07 NYSE Arca
TDX Independence 2030 ETF TDN US TDN TDNIV TDNNV TDAXTH US87238A3068 370 500 65 A 32.11 0.05 Open Ended Fund Stocks, Bonds Yes No No DBX Strategic Adv 1-Oct-07 NYSE Arca
TDX Independence 2040 ETF TDV US TDV TDVIV TDVNV TDAXFO US87238A4058 379 500 65 A 30.81 0.05 Open Ended Fund Stocks, Bonds Yes No No DBX Strategic Adv 1-Oct-07 NYSE Arca
TDX Independence In-Target ETF TDX US TDX TDXIV TDXNV TDAXIT US87238A5048 290 500 65 A 19.98 0.03 Open Ended Fund Stocks, Bonds Yes No No DBX Strategic Adv 1-Oct-07 NYSE Arca
Progressive Principal Protection 2015 Target Date Index FocusShares Planned
Commodities
Market Vectors Coal ETF KOL US KOL.P KOLIV KOLNV COAL US57060U8374 60 60 59 A 241.60 7.89 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 14-Jan-08 NYSE Arca
Market Vectors Gold Miners GDX US GDX.P GMI GMINV GDM US57060U1007 37 37 53 A 6,873.86 388.43 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 22-May-06 NYSE Arca
Market Vectors Junior Gold Miners ETF GDXJ US GDXJ.P GDXJIV GDXJNV MVGDXJTR US57060U5891 61 59 59 A 1,255.98 30.33 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 11-Nov-09 NYSE Arca
Market Vectors Hard Assets Producers ETF HAP US HAP.P HAPIV HAPNV RVEI US57060U7954 329 329 65 A 128.90 0.51 Open Ended Fund Stocks (Fully Rep) Yes Yes No Van Eck 3-Sep-08 NYSE Arca
Market Vectors Steel ETF SLX US SLX.P KLX KLXNV STEEL US57060U3086 32 32 55 A 258.52 11.16 Open Ended Fund Stocks (Fully Rep) Yes Yes Yes Van Eck 16-Oct-06 NYSE Arca
Market Vectors Minor Metals ETF Van Eck Planned
PowerShares Global Agriculture PAGG US PAGG.O PAGGIV PAGGNV QAGR US73936Q7025 40 40 75 Q 51.74 0.50 Open Ended Fund Stocks - No No PowerShares 19-Sep-08 NASDAQ
PowerShares Global Coal PKOL US PKOL.O PKOLIV PKOLNV QCOL US73936Q8841 30 29 75 Q 13.19 0.04 Open Ended Fund Stocks - No No PowerShares 18-Sep-08 NASDAQ
PowerShares Global Gold and Precious Metals PSAU US PSAU.O PSAUIV PSAUNV QGLD US73936Q8767 47 46 75 Q 49.88 0.20 Open Ended Fund Stocks - No No PowerShares 18-Sep-08 NASDAQ
PowerShares Global Steel PSTL US PSTL.O PSTLIV PSTLNV QSTL US73936Q8684 60 60 75 Q 8.57 0.02 Open Ended Fund Stocks - No No PowerShares 19-Sep-08 NASDAQ
Jefferies TR/J CRB Global Commodity Equity Index Fund CRBQ US CRBQ.P CRBQIV CRBQNV CRBQX US00162Q3048 147 150 65 Q 59.07 0.81 Open Ended Fund Stocks - Yes No Jefferies 21-Sep-09 NYSE Arca
Jefferies TR/J CRB Global Industrial Metals Equity CRBI US CRBI.P CRBIIV CRBINV CRBIX US00162Q6017 34 35 65 Q 3.59 0.01 Open Ended Fund Stocks - No No Jefferies 28-Oct-09 NYSE Arca
Jefferies TR/J CRB Global Agriculture Equity Index Fund CRBA US CRBA.P CRBAIV CRBANV CRBAX US00162Q4038 34 35 65 Q 4.19 0.05 Open Ended Fund Stocks - No No Jefferies 29-Oct-09 NYSE Arca
Jefferies TR/J CRB Wildcatters Exploration & Production Equity ETF WCAT US WCAT.P WCATIV WCATNV WCATI US00162Q8096 55 55 65 Q 7.12 0.31 Open Ended Fund Stocks (Fully Rep) - No No Jefferies 20-Jan-10 NYSE Arca
First Trust ISE Global Platinum Index Fund PLTM US - PLTMIV PLTMNV ORE US33737C1045 25 25 70 S 6.23 0.04 1940 Act Fund Stocks (Fully Rep) - Yes No First Trust 12-Mar-10 NASDAQ
First Trust ISE Global Copper Index Fund CU US - CUIV CUNV ISC US33733J1034 28 28 70 S 5.51 0.06 1940 Act Fund Stocks (Fully Rep) - Yes No First Trust 12-Mar-10 NASDAQ
Global X Copper Miners ETF COPX US COPX.P COPXIV COPXNV SOLGLOCO US37950E8619 30 30 65 A 1.88 0.08 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 20-Apr-10 NYSE Arca
Global X Silvers Miners ETF SIL US SIL.P SILIV SILGV SOLGLOSI US37950E8536 25 26 65 A 73.38 2.15 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 20-Apr-10 NYSE Arca
Global X Lithium ETF LIT US LIT.P LITIV LITNV SOLLIT US37950E7629 20 20 75 A 25.13 1.53 1940 Act Fund Stocks, ADRs, GDRs Yes No No Global X 23-Jul-10 NYSE Arca
Global X Gold Miners ETF Global X Planned
Global X Gold Explorers ETF Global X Planned
Global X Platinum Miners ETF Global X Planned
Global X Aluminum ETF Global X Planned
Global X Uranium ETF Global X Planned
Commodity Producers Composite ETF ALPS ETF Trust Planned
Agricultural Producers ETF ALPS ETF Trust Planned
Energy Producers ETF ALPS ETF Trust Planned
Industrial Metals Producers ETF ALPS ETF Trust Planned
Precious Metals Producers ETF ALPS ETF Trust Planned
Guggenheim/S&P Commodity Trends Strategy ETF Guggenheim Planned
FactorShares S&P GSCI 2x Crude Oil Premium FactorShares Planned
FactorShares S&P GSCI 2x Crude Gold Premium FactorShares Planned
IQ Global Agribusiness Small Cap Equity ETF IndexIQ Planned
IQ Global Crude Oil Small Cap Equity ETF IndexIQ Planned
IQ Global Gold Small Cap Equity ETF IndexIQ Planned
IQ Global Natural Gas Small Cap Equity ETF IndexIQ Planned
Inverse
ProShares Short Precious Metals ProShares Planned
ProShares Short Gold Miners ETF ProShares Planned
Leveraged
Direxion Daily Commodity Related Bull 3X Shares Direxion Planned
Direxion Daily Agribusiness Bull 3X Shares Direxion Planned
Direxion Daily Gold Miners Bull 3X Shares Direxion Planned
Direxion Daily Natural Gas Related Bull 3X Shares Direxion Planned
Direxion Daily Gold Bull 3X Shares Direxion Planned
Direxion Daily Silver Bull 3X Shares Direxion Planned
Commodity Bull 3X Shares Direxion Planned
ProShares Ultra Precious Metals ProShares Planned
ProShares Ultra Gold Miners Fund ProShares Planned
FactorETF 2x Gold Factor Shares Factor Planned
Leveraged inverse
Direxion Daily Commodity Related Bear 3X Shares Direxion Planned
Direxion Daily Agribusiness Bear 3X Shares Direxion Planned
Direxion Daily Gold Miners Bear 3X Shares Direxion Planned
Direxion Daily Natural Gas Related Bear 3X Shares Direxion Planned
Direxion Daily Gold Bear 3X Shares Direxion Planned
Direxion Daily Silver Bear 3X Shares Direxion Planned
Commodity Bear 3X Shares Direxion Planned
ProSharesUltraShort Gold Miners ETF ProShares Planned
Currency
WisdomTree Dreyfus Brazilian Real Fund BZF US BZF .N BZFIV BZFNV - US97717W2402 67 - 45 A 221.20 4.88 Open Ended Fund Fixed Income - Yes Yes WisdomTree 14-May-08 NYSE Arca
WisdomTree Dreyfus China Yuan Fund CYB US CYB .N CYBIV CYBNV - US97717W1826 81 - 45 A 586.22 3.45 Open Ended Fund Fixed Income, Forwards - Yes Yes WisdomTree 14-May-08 NYSE Arca
WisdomTree Dreyfus Euro Fund EU US EU .N EUIV EUNV - US97717W1743 11 - 35 Q 12.79 0.05 Open Ended Fund Fixed Income - Yes No WisdomTree 14-May-08 NYSE Arca
WisdomTree Dreyfus Indian Rupee Fund ICN US ICN .N ICNIV ICNNV - US97717W1669 27 - 45 A 22.65 0.68 Open Ended Fund Fixed Income - Yes No WisdomTree 14-May-08 NYSE Arca
WisdomTree Dreyfus Japanese Yen Fund JYF US JYF .N JYFIV JYFNV - US97717W2246 17 - 35 Q 12.31 0.03 Open Ended Fund Fixed Income - Yes No WisdomTree 21-May-08 NYSE Arca
WisdomTree Dreyfus New Zealand Dollar Fund BNZ US BNZ .N BNZNV BNZNV - US97717W2162 22 - 45 A 17.99 0.24 Open Ended Fund Fixed Income - Yes No WisdomTree 25-Jun-08 NYSE Arca
WisdomTree Dreyfus South African Rand Fund SZR US SZR .N SZRNV SZRNV - US97717W1586 18 - 45 A 11.76 0.43 Open Ended Fund Fixed Income - Yes No WisdomTree 25-Jun-08 NYSE Arca
WisdomTree Dreyfus Emerging Currency Fund CEW US CEW.N CEWIV CEWNV - US97717W1339 129 - 55 A 336.49 3.58 Open Ended Fund Fixed Income - Yes Yes WisdomTree 6-May-09 NYSE Arca
WisdomTree Dreyfus Australian Dollar Fund WisdomTree Planned
WisdomTree Dreyfus BRIC Currency Fund WisdomTree Planned
WisdomTree Dreyfus British Pound Sterling Fund WisdomTree Planned
WisdomTree Dreyfus Canadian Dollar Fund WisdomTree Planned
WisdomTree Dreyfus Chilean Peso Fund WisdomTree Planned
WisdomTree Dreyfus Czech Koruna Fund WisdomTree Planned
WisdomTree Dreyfus Developed Currency Fund WisdomTree Planned
WisdomTree Dreyfus Emerging Asia Currency Fund WisdomTree Planned
WisdomTree Dreyfus Emerging Europe Currency Fund WisdomTree Planned
WisdomTree Dreyfus Emerging Latin America Currency Fund WisdomTree Planned
WisdomTree Dreyfus Gulf Currency Fund WisdomTree Planned
WisdomTree Dreyfus Hong Kong Dollar Fund WisdomTree Planned
WisdomTree Dreyfus Hungarian Forint Fund WisdomTree Planned
WisdomTree Dreyfus Icelandic Krona Fund WisdomTree Planned
WisdomTree Dreyfus Indonesian Rupiah Fund WisdomTree Planned
WisdomTree Dreyfus Israeli Shekel Fund WisdomTree Planned
WisdomTree Dreyfus Malaysian Ringgit Fund WisdomTree Planned
WisdomTree Dreyfus Mexican Peso Fund WisdomTree Planned
WisdomTree Dreyfus Norwegian Krone WisdomTree Planned
WisdomTree Dreyfus Oil Exporters Currency Fund WisdomTree Planned
Currency (continued)
WisdomTree Dreyfus Polish Zloty Fund WisdomTree Planned
WisdomTree Dreyfus Russian Ruble Fund WisdomTree Planned
WisdomTree Dreyfus Singapore Dollar Fund WisdomTree Planned
WisdomTree Dreyfus South Korean Won Fund WisdomTree Planned
WisdomTree Dreyfus Swedish Krona WisdomTree Planned
WisdomTree Dreyfus Swiss Franc Fund WisdomTree Planned
WisdomTree Dreyfus Taiwan Dollar Fund WisdomTree Planned
WisdomTree Dreyfus Thai Baht Fund WisdomTree Planned
WisdomTree Dreyfus Turkish Lira Fund WisdomTree Planned
Leveraged
Direxion Daily Dollar Bull 3X Shares Direxion Planned
Direxion Daily Euro Bull 3X Shares Direxion Planned
Direxion Daily Japanese Yen Bull 3X Shares Direxion Planned
Leveraged inverse
Direxion Daily Dollar Bear 3X Shares Direxion Planned
Direxion Daily Euro Bear 3X Shares Direxion Planned
Direxion Daily Japanese Yen Bear 3X Shares Direxion Planned
Notes:
Annual TER (bps): * Indicates where only the Management Fee is provided.
Footnotes:
1. Assets Under Management (AUM) and Average Daily Volume (ADV) captured from Bloomberg on 31 August 2010.
2. 20-day average.
3. Can invest in excess of the limits of sections 12(d)(1) of the Investment Company Act of 1940.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, various ETF providers.
United States
ETP providers with ETPs listed in the United States, as at end August 2010 Figure 31: ETP providers in the United States ranked by assets, as at end August 2010
End August 2010
Assets % #
State Street Global Advisors SSgA www.spdrgoldshares.com 1 $51.8 52.7% 0
Barclays (iPath) Barclays (iPath) www.ipathetn.com 38 $7.4 7.5% 25
United States Commodity Funds USCF www.unitedstatescommodityfunds.com 9 $4.6 4.7% 1
Merrill Lynch Merrill Lynch www.holdrs.com 17 $4.2 4.3% 0
Credit Suisse Rydex SGI Rydex SGI www.currencyshares.com 9 $2.5 2.6% 13
Barclays Capital Barclays (iPath) HSBC USA Deutsche Bank
www.etnplus.com www.ipathetn.com Swedish Export Credit Corp www.dbfunds.db.com ETF Securities ETF Securities www.etfsecurities.com 4 $1.8 1.8% 20
www.elementsetn.com ProShares ProShares www.proshares.com 12 $1.6 1.6% 38
JPMorgan Chase JPMorgan www.ftportfolios.com 2 $1.5 1.5% 0
Swedish Export Credit Corp Swedish Export CC www.elementsetn.com 7 $0.8 0.8% 0
GreenHaven Commodity Services GreenHaven www.greenhavenfunds.com 1 $0.3 0.3% 0
Morgan Stanley Morgan Stanley www.marketvectorsetns.com 4 $0.1 0.1% 0
Barclays Capital BarCap www.etnplus.com 9 $0.1 0.1% 1
Credit Suisse Credit Suisse www.elementsetn.com 3 $0.1 0.1% 0
Goldman Sachs Goldman www2.goldmansachs.com 2 $0.1 0.1% 0
HSBC USA HSBC www.elementsetn.com 1 $0.1 0.1% 0
Teucrium Trading Teucrium Trading www.teucrium.com 1 $0.0 0.0% 0
Guggenheim Funds Guggenheim www.guggenheimfunds.com/etf - - - 2
ETF Securities GreenHaven Commodity Goldman Sachs iShares Jefferies Asset Management Jefferies AM www.jamfunds.com - - - 2
www.etfsecurities.com Services www2.goldmansachs.com www.ishares.com
Sprott Asset Management Sprott AM www.sprott.com - - - 1
www.greenhavenfunds.com
WealthNotes Capital Management WealthNotes www.wealth-notes.com - - - 1
Total 160 $98.2 100.0% 107
JPMorgan Chase Merrill Lynch Morgan Stanley ProShares

www.ftportfolios.com www.holdrs.com www.marketvectorsetns.com www.proshares.com
Rydex SGI State Street Global Advisors Teucrium Trading United States
www.currencyshares.com www.spdrgoldshares.com www.teucrium.com Commodity Funds
www.unitedstatescommodityfunds.com
ETPs listed in the United States ETPs listed in the United States
ETPs are products that have similarities to ETFs in the way they trade and settle but they do not use a mutual fund structure. The use of other
structures including grantor trusts, notes, and commodity pools by ETPs can create different tax and regulatory implications for investors
when compared to ETFs which are funds.

Price ticker Bloomberg of securities TER Assets ADV Legal replication from 12(D) Options Futures Launch
ETP name Bloomberg Reuters INAV NAV Index ISIN ETP Index (BPS) Divs (US$ Mn)1 (US$ Mn)1 structure method rule2 on ETP on ETP Provider date Exchange
Commodities
Broad
iPath Dow Jones-UBS Commodity Index Total Return ETN DJP US DJP.P DJPIV DJPRDNV DJUBSTR US06738C7781 S 19 75 None 2,090.74 13.52 Unsecured Note Futures - Yes No Barclays (iPath) 6-Jun-06 NYSE Arca
iPath Dow Jones-UBS Commodity Index Total Return Callable ETN Barclays (iPath) Planned
iPath S&P GSCI Total Return Index ETN GSP US GSP.P GSPIV GSPRDNV GSCITR US06738C7948 S 24 75 None 84.43 0.59 Unsecured Note Futures - No No Barclays (iPath) 6-Jun-06 NYSE Arca
iPath S&P GSCI Total Return Index Callable ETN Barclays (iPath) Planned
iPath DJ-AIG Ex-Energy Total Return Sub-Index ETN Barclays (iPath) Planned
PowerShares DB Commodity Index Tracking Fund DBC US DBC.A DBCIIV DBCNAV DBLCIX US73935S1050 S 14 85 Other 4,144.50 40.55 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 3-Feb-06 NYSE Arca
PowerShares DB Commodity Long ETN DPU US DPU.A DPUIV - DBLCIX US25154H4598 S 14 75 None 5.66 0.02 Unsecured Note - - No No Deutsche Bank 5-May-08 NYSE Arca
PowerShares DB Commodity Short ETN DDP US DDP.A DDPIV - DBLCIX US25154H4671 S 14 75 None 3.07 0.04 Unsecured Note - - No No Deutsche Bank 1-May-08 NYSE Arca
PowerShares DB Commodity Double Long ETN DYY US DYY.A DYYIV - DBLCIX US25154H4754 S 14 75 None 12.99 0.12 Unsecured Note - - No No Deutsche Bank 1-May-08 NYSE Arca
PowerShares DB Commodity Double Short ETN DEE US DEE.A DEEIV - DBLCIX US25154H4838 S 14 75 None 5.22 0.15 Unsecured Note - - No No Deutsche Bank 30-Apr-08 NYSE Arca
ETFS All Commodities ETF Securities Planned
Goldman Sachs Connect S&P GSCI Enhanced Commodity GSC US GSC.N GSCIV - SPGSCISI US38144L8524 S 24 125 None 59.52 0.41 Unsecured Note Futures - No No Goldman 31-Jul-07 NYSE Arca
Total Return Strategy Index ETN
GreenHaven Continuous Commodity Index GCC US GCC.A GCCIV GCCNV CCITR US3952581060 S 17 109 None 296.33 2.86 Grantor Trust Futures - No No GreenHaven 24-Jan-08 NYSE Arca
ELEMENTS Linked to the S&P Commodity LSC US - LSCIV - SPTICTR US4042EP6022 S 75 None 59.68 0.53 Unsecured Note - No No HSBC 10-Jun-08 NYSE Arca
Trends Indicator - Total Return
iShares S&P GSCI Commodity-Indexed Trust GSG US GSG GSGIV GSGNV GSCITR US46428R1077 S 24 75 None 1,502.37 10.26 Delaware Statutory Trust Futures - Yes Yes iShares 20-Jul-06 NYSE Arca
Jefferies TR/J CRB Commodity Index ETF Jefferies AM Planned
Jefferies Commodity Real Return ETF Jefferies AM Planned
ProShares Ultra DJ-UBS Commodity UCD US - UCDIV UCDNV DJUBS US74347W1062 S 19 95 None 11.05 0.16 Delaware Statutory Trust Swaps - No No ProShares 25-Nov-08 NYSE Arca
ProShares Short Dow Jones - AIG Commodity ProShares Planned
ProShares UltraShort DJ-UBS Commodity CMD US CMDIV CMDNV DJUBS US74347W2052 S 19 95 None 2.25 0.10 Delaware Statutory Trust Swaps - No No ProShares 25-Nov-08 NYSE Arca
Rydex 2X GSCI Commodities Fund - Rydex SGI Planned
Rydex Inverse 2X GSCI Commodities Fund Rydex SGI Planned
ELEMENTS Linked to the Rogers RJI US RJI.A RJIIV - ROGRTR US8702978011 S 37 75 None 434.38 1.97 Unsecured Note Futures - Yes No Swedish Export CC 18-Oct-07 NYSE Arca
International Commodity Index - Total Return
ELEMENTS Linked to the Rogers RJZ US RJZ.A RJZIV - ROGRIMTR US8702974051 S 10 75 None 41.78 0.19 Unsecured Note Futures - No No Swedish Export CC 18-Oct-07 NYSE Arca
International Commodity Index - Metals Total Return
ELEMENTS Linked to the Rogers RJA US RJA.A RJAIV - ROGRAGTR US8702976031 S 19 75 None 290.75 2.65 Unsecured Note Futures - Yes No Swedish Export CC 18-Oct-07 NYSE Arca
International Commodity Index - Agriculture Total Return
United States Commodity Index Fund USCI US - USCIIV USCINV US9117171069 S 27 95 None 10.08 Limited Partnership Futures - No No USCF 10-Aug-10 NYSE Arca
Diversified Commodities Index ETF USCF Planned
Agriculture
iPath Dow Jones-UBS Agriculture Total Return Sub-Index ETN JJA US JJA.P JJAIV JJARDNV DJUBAGTR US06739H2067 S 7 75 None 74.89 0.99 Unsecured Note Futures - No No Barclays (iPath) 24-Oct-07 NYSE Arca
iPath Dow Jones-UBS Cocoa Total Return Sub-Index ETN NIB US NIB.P NIBIV NIBRDNV DJUBCCTR US06739H3131 S 1 75 None 7.86 0.36 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Coffee Total Return Sub-Index ETN JO US JO .P JOIV JORDNV DJUBKCTR US06739H2976 S 1 75 None 22.24 1.04 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Cotton Total Return Sub-Index ETN BAL US BAL.P BALIV BALRDNV DJUBCTTR US06739H2711 S 1 75 None 12.63 0.41 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Grains Total Return Sub-Index ETN JJG US JJG.P JJGIV JJGRDNV DJUBGRTR US06739H3057 S 3 75 None 121.34 4.73 Unsecured Note Futures - No No Barclays (iPath) 24-Oct-07 NYSE Arca
iPath Dow Jones-UBS Softs Total Return Sub-Index ETN JJS US JJS.P JJSIV JJSRDNV DJUBSOTR US06739H2307 S 3 75 None 12.08 0.55 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Sugar Total Return Sub-Index ETN SGG US SGG.P SGGIV SGGRDNV DJUBSBTR US06739H2141 S 1 75 None 66.98 2.65 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Agriculture Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Cocoa Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Coffee Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Cotton Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Grains Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Softs Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Sugar Subindex Total Return Callable ETN Barclays (iPath) Planned
PowerShares DB Agriculture Fund DBA US DBA.A DBAIV DBANV DBAGIX US73936B4086 S 11 85 Other 1,983.69 34.32 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 5-Jan-07 NYSE Arca
PowerShares DB Agriculture Short ETN ADZ US ADZ.A ADZIV RP DBLCYEAG US25154H5413 S - 75 None 1.62 0.13 Unsecured Note Futures - No No Deutsche Bank 16-Apr-08 NYSE Arca
PowerShares DB Agriculture Double Short ETN AGA US AGA.A AGAIV RP DBLCYEAG US25154H5660 S - 75 None 1.84 0.06 Unsecured Note Futures - No No Deutsche Bank 16-Apr-08 NYSE Arca
PowerShares DB Agriculture Long ETN AGF US AGF.A AGFIV RP DBLCYEAG US25154H5330 S - 75 None 2.65 0.04 Unsecured Note Futures - No No Deutsche Bank 15-Apr-08 NYSE Arca
PowerShares DB Agriculture Double Long ETN DAG US DAG.A DAGIV RP DBLCYEAG US25154H5587 S - 75 None 68.87 2.07 Unsecured Note Futures - No No Deutsche Bank 15-Apr-08 NYSE Arca
ETFS Composite Agriculture ETF Securities Planned
ETFS Wheat ETF Securities Planned
ETFS Short Wheat ETF Securities Planned
ETFS Leveraged Wheat ETF Securities Planned
ProShares Ultra Dow Jones - AIG Agriculture ProShares Planned
ProShares UltraShort Dow Jones - AIG Agriculture ProShares Planned
ProShares Short Dow Jones - AIG Agriculture ProShares Planned
Rydex 2X GSCI Agricultural Fund Rydex SGI Planned
ETPs listed in the United States (continued) ETPs listed in the United States (continued)

Rydex Inverse 2X GSCI Agricultural Fund Rydex SGI Planned
ELEMENTS Linked to the MLCX Grains GRU US GRU.A GRUIV MLCXGRTR US8702972154 - 75 None 16.83 0.51 Unsecured Note - No No Swedish Export CC 14-Feb-08 NYSE Arca
Teucrium Corn Fund CORN US CORNIV CORNNV TCORN US88166A1025 S 1 171 None 11.82 0.35 Commodity Pool Futures No No Teucrium Trading 9-Jun-10 NYSE Arca
Energy
iPath Dow Jones-UBS Energy Total Return Sub-Index ETN JJE US JJE.P JJEIV JJERDNV DJUBENTR US06739H7504 S 4 75 None 13.92 0.07 Unsecured Note Futures No No Barclays (iPath) 25-Oct-07 NYSE Arca
iPath Dow Jones-UBS Energy Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath S&P GSCI Crude Oil Total Return Index ETN OIL US OIL.P OILIV OILRDNV GSCLTR US06738C7864 S 1 75 None 599.86 14.90 Unsecured Note Futures Yes No Barclays (iPath) 15-Aug-06 NYSE Arca
iPath S&P GSCI Crude Oil Total Return Index Callable ETN Barclays (iPath) Planned
iPath DJ-AIG Petroleum Total Return Sub-Index ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Natural Gas Total Return Sub-Index ETN GAZ US GAZ.P GAZIV GAZRDNV DJUBNGTR US06739H6449 S 1 75 None 132.76 1.72 Unsecured Note Futures Yes No Barclays (iPath) 24-Oct-07 NYSE Arca
iPath Dow Jones-UBS Natural Gas Subindex Total Return Callable ETN Barclays (iPath) Planned
Guggenheim MacroShares Oil Guggenheim Planned
Guggenheim MacroShares Oil Down Guggenheim Planned
Credit Suisse Cushing 30 MLP Index ETN MLPN US - MLPNIV MLPX US22542D8526 - - 85 None 51.43 1.46 Unsecured Note Yes No Credit Suisse 14-Apr-10 NYSE Arca
PowerShares DB Energy Fund DBE US DBE.A DBEIV DBENV DBENIX US73936B1017 S 5 75 Other 228.18 1.23 Delaware Statutory Trust Futures Yes Yes No Deutsche Bank 5-Jan-07 NYSE Arca
PowerShares DB Oil Fund DBO US DBO.A DBOIV DBONV DBOLIX US73936B5075 S 1 75 Other 542.98 10.80 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 5-Jan-07 NYSE Arca
PowerShares DB Crude Oil Long ETN OLO US OLO.A OLOIV DBOLIX US25154K8669 S 1 75 None 15.00 0.15 Unsecured Note No No Deutsche Bank 19-Jun-08 NYSE Arca
PowerShares DB Crude Oil Short ETN SZO US SZO.A SZOIV DBRCL US25154K8743 S 1 75 None 9.59 0.11 Unsecured Note No No Deutsche Bank 18-Jun-08 NYSE Arca
PowerShares DB Crude Oil Double Short ETN DTO US DTO.A DTOIV DBRCL US25154K8099 S 1 75 None 67.38 16.11 Unsecured Note No No Deutsche Bank 17-Jun-08 NYSE Arca
ETFS Composite Energy ETF Securities Planned
ETFS ex-U.S. Oil ETF Securities Planned
ETFS Short ex-U.S. Oil ETF Securities Planned
ETFS Leveraged ex-U.S. Oil ETF Securities Planned
ETFS Natural Gas ETF Securities Planned
ETFS Short Natural Gas ETF Securities Planned
ETFS Leveraged Natural Gas ETF Securities Planned
ProShares Ultra DJ-UBS Crude Oil UCO US - UCOIV UCONV DJUBSCL US74347W5022 S 1 95 None 482.15 53.32 Delaware Statutory Trust Futures, Swaps Yes Yes ProShares 25-Nov-08 NYSE Arca
ProShares UltraShort DJ-UBS Crude Oil SCO US - SCOIV SCONV DJUBSCL US74347W8091 S 1 95 None 49.50 26.83 Delaware Statutory Trust Futures, Swaps Yes No ProShares 25-Nov-08 NYSE Arca
ProShares Ultra Crude Oil ProShares Planned
ProShares Short Crude Oil ProShares Planned
ProShares UltraShort Crude Oil ProShares Planned
ProShares Ultra Natural Gas ProShares Planned
ProShares Short Natural Gas ProShares Planned
ProShares UltraShort Natural Gas ProShares Planned
Rydex 2X GSCI Energy Fund Rydex SGI Planned
Rydex Inverse 2X GSCI Energy Fund Rydex SGI Planned
ELEMENTS Linked to the Rogers RJN US RJN.A RJNIV - ROGRENTR US8702973061 S 6 75 None 42.20 0.24 Unsecured Note Futures Yes No Swedish Export CC 19-Oct-07 NYSE Arca
International Commodity Index - Energy Total Return
ELEMENTS Linked to the MLCX Biofuels Index FUE US FUE.A FUEIV - MLCXBXTR US8702971990 75 None 2.02 0.01 Unsecured Note No No Swedish Export CC 7-Feb-08 NYSE Arca
U.S. Oil Fund LP USO US USO.A UOI UOINV US91232N1081 S 1 80 None 1,911.86 302.89 Limited Partnership Futures Yes Yes Yes USCF 10-Apr-06 NYSE Arca
U.S. 12 Month Oil Fund LP USL US USL.A USLIV USLNV US91288V1035 S 1 108 None 147.16 1.71 Limited Partnership Futures Yes Yes Yes USCF 6-Dec-07 NYSE Arca
U.S. Brent Oil Fund LP BNO US - BNOIV BNONV US91167Q1004 S 1 80 None 10.35 1.18 Limited Partnership Futures No No USCF 2-Jun-10 NYSE Arca
U.S. Short Oil Fund LP DNO US - DNOIV DNONV US9126132052 S 1 95 None 19.54 0.89 Limited Partnership Futures Yes No USCF 24-Sep-09 NYSE Arca
U.S. Gasoline Fund LP UGA US UGA.A UGAIV UGANV US91201T1025 S 1 90 None 63.94 1.14 Limited Partnership Futures Yes Yes No USCF 27-Feb-08 NYSE Arca
U.S. Heating Oil Fund LP UHN US UHN.A UHNIV UHNNV US91204P1075 S 1 91 None 7.40 0.10 Limited Partnership Futures Yes No No USCF 9-Apr-08 NYSE Arca
U.S. Natural Gas Fund LP UNG US UNG.A UNGIV UNGNV US9123181029 S 1 116 None 2,441.60 122.05 Limited Partnership Futures Yes Yes Yes USCF 18-Apr-07 NYSE Arca
U.S. 12 Month Natural Gas Fund LP UNL US US91288X1090 S 1 88 None 36.47 1.64 Limited Partnership Futures Yes No USCF 18-Nov-09 NYSE Arca
Livestock
iPath Dow Jones-UBS Livestock Total Return Sub-Index ETN COW US COW.P COWIV COWRDNV DJUBLITR US06739H7439 S 75 None 67.79 1.29 Unsecured Note Futures Yes No Barclays (iPath) 24-Oct-07 NYSE Arca
iPath Dow Jones-UBS Livestock Subindex Total Return Callable ETN Barclays (iPath) Planned
Industrial metals
iPath Dow Jones-UBS Aluminum Total Return Sub-Index ETN JJU US JJU.P JJUIV JJURDNV DJUBALTR US06739H3214 S 1 75 None 10.98 0.08 Unsecured Note Futures No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Copper Total Return Sub-Index ETN JJC US JJC.P JJCIV JJCRDNV DJUBHGTR US06739F1012 S 1 75 None 93.88 5.14 Unsecured Note Futures Yes No Barclays (iPath) 26-Oct-07 NYSE Arca
iPath Dow Jones-UBS Industrial Metals Total Return Sub-Index ETN JJM US JJM.P JJMIV JJMRDNV DJUBINTR US06738G4073 S 4 75 None 52.55 0.56 Unsecured Note Futures No No Barclays (iPath) 30-Oct-07 NYSE Arca
iPath Dow Jones-UBS Lead Total Return Sub-Index ETN LD US LD .P LDIV LDRDNV DJUBPBTR US06739H2638 S 1 75 None 4.99 0.08 Unsecured Note Futures No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Nickel Total Return Sub-Index ETN JJN US JJN.P JJNIV JJNRDNV DJUBNITR US06739F1194 S 1 75 None 15.25 0.21 Unsecured Note Futures No No Barclays (iPath) 24-Oct-07 NYSE Arca
iPath Dow Jones-UBS Tin Total Return Sub-Index ETN JJT US JJT.P JJTIV JJTRDNV DJUBSNTR US06739H1986 S 1 75 None 11.50 0.23 Unsecured Note Futures No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Aluminum Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Copper Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Industrial Metals Subindex Total Return Callable ETN Barclays (iPath) Planned

iPath Dow Jones-UBS Lead Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Nickel Subindex Total Return Callable ETN Barclays (iPath) Planned
iPath Dow Jones-UBS Tin Subindex Total Return Callable ETN Barclays (iPath) Planned
PowerShares DB Base Metals Fund DBB US DBB.A DBBIV DBBNV DBBMIX US73936B7055 S 5 75 Other 343.40 3.16 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 5-Jan-07 NYSE Arca
PowerShares DB Base Metals Double Long ETN BDD US BDD.A BDDIV DBBMIX US25154K8412 S 5 75 None 19.04 0.37 Unsecured Note - No No Deutsche Bank 18-Jun-08 NYSE Arca
PowerShares DB Base Metals Long ETN BDG US BDG.A BDGIV DBBMIX US25154K8255 S 5 75 None 1.36 0.00 Unsecured Note - No No Deutsche Bank 18-Jun-08 NYSE Arca
PowerShares DB Base Metals Short ETN BOS US BOS.A BOSIV DBBMIX US25154K8339 S 5 75 None 6.63 0.02 Unsecured Note - No No Deutsche Bank 18-Jun-08 NYSE Arca
PowerShares DB Base Metals Double Short ETN BOM US BOM.A BOMIV DBBMIX US25154K8586 S 5 75 None 6.55 0.22 Unsecured Note - No No Deutsche Bank 18-Jun-08 NYSE Arca
ETFS Composite Industrial Metals ETF Securities Planned
ETFS Copper ETF Securities Planned
ETFS Short Copper ETF Securities Planned
ETFS Leveraged Copper ETF Securities Planned
ProShares Ultra Dow Jones - AIG Industrial Metals ProShares Planned
ProShares UltraShort Dow Jones - AIG Industrial Metals ProShares Planned
ProShares Short Dow Jones - AIG Industrial Metals ProShares Planned
Rydex 2X GSCI Industrial Metals Fund Rydex SGI Planned
Rydex Inverse 2X GSCI Industrial Metals Fund Rydex SGI Planned
Precious metals
Broad
iPath Dow Jones-UBS Precious Metals Total Return Sub-Index ETN JJP US JJP.P JJPIV JJTRDNV DJUBPRTR US06739H2489 S 2 75 None 14.17 0.13 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Precious Metals Subindex Total Return Callable ETN Barclays (iPath) Planned
PowerShares DB Precious Metals Fund DBP US DBP.A DBPIV DBPNV DBPMIX US73936B2007 S 2 75 Other 278.06 1.55 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 5-Jan-07 NYSE Arca
ETFS Physical PM Basket Shares ETF Securities Planned
ProShares Ultra Dow Jones - AIG Precious Metals ProShares Planned
ProShares UltraShort Dow Jones - AIG Precious Metals ProShares Planned
ProShares Short Dow Jones - AIG Precious Metals ProShares Planned
Rydex 2X GSCI Precious Metals Fund Rydex SGI Planned
Rydex Inverse 2X GSCI Precious Metals Fund Rydex SGI Planned
Gold
SPDR Gold Trust GLD US GLD.N GLDIV GLDNV GOLDLNPM US78463V1070 1 1 40 None 51,785.75 1,214.03 NY Grantor Trust Physical Cmdty pending Yes Yes SSgA 18-Nov-04 NYSE Arca
iShares COMEX Gold Trust IAU US IAU.A IAUIV IAUNV GCA US4642851053 1 1 25 None 3,792.75 35.05 NY Grantor Trust Physical Cmdty - Yes Yes iShares 28-Jan-05 NYSE Arca
PowerShares DB Gold Fund DGL US DGL.A DGLIV DGLNV DGLDIX US73936B6065 S 1 75 Other 228.49 1.63 Delaware Statutory Trust Futures Yes Yes No Deutsche Bank 5-Jan-07 NYSE Arca
PowerShares DB Gold Short ETN DGZ US DGZ.A DGZIV - DGLDIX US25154H7310 S 1 75 None 19.23 0.34 Unsecured Note Futures, Forwards - No No Deutsche Bank 29-Feb-08 NYSE Arca
PowerShares DB Gold Double Long ETN DGP US DGP.A DGPIV - DGLDIX US25154H7492 S 1 75 None 449.49 20.36 Unsecured Note Futures, Forwards - No No Deutsche Bank 28-Feb-08 NYSE Arca
PowerShares DB Gold Double Short ETN DZZ US DZZ.A DZZIV - DGLDIX US25154H7567 S 1 75 None 70.55 4.92 Unsecured Note Futures, Forwards - No No Deutsche Bank 28-Feb-08 NYSE Arca
ETFS Physical Swiss Gold Shares SGOL US SGOL.P SGOLIV SGOLNV GOLDLNPM US26922Y1055 1 1 39 None 776.66 27.25 1933 Act Grantor Trust Physical Cmdty - No No ETF Securities 9-Sep-09 NYSE Arca
ETFS Asian Gold Trust ETF Securities Planned
ETFS Short Gold ETF Securities Planned
ETFS Leveraged Gold ETF Securities Planned
ProShares Ultra Gold UGL US - UGLIV UGLNV - US74347W6012 S 1 95 None 194.23 6.55 Delaware Statutory Trust Futures, Forwards - Yes No ProShares 3-Dec-08 NYSE Arca
ProShares UltraShort Gold GLL US - GLLIV GLLNV - US74347W7184 S 1 95 None 71.65 5.94 Delaware Statutory Trust Futures, Forwards - Yes No ProShares 3-Dec-08 NYSE Arca
ProShares Short Gold ProShares Planned
Sprott Physical Gold Trust Sprott AM Planned
Silver
iShares Silver Trust SLV US SLV.A SLVIV SLVNV SLVRLN US46428Q1094 1 1 50 None 5,677.49 127.50 NY Grantor Trust Physical Cmdty Yes Yes No iShares 28-Apr-06 NYSE Arca
ETFS Physical Silver Shares SIVR US SIVR.P SIVRIV SIVRNV SLVRLN US26922X1072 1 1 30 None 176.42 3.16 1933 Act Grantor Trust Physical Cmdty - No No ETF Securities 24-Jul-09 NYSE Arca
PowerShares DB Silver Fund DBS US DBS.A DBSIV DBBNV DBSLIX US73936B3096 S 1 75 Other 80.81 0.39 Delaware Statutory Trust Futures Yes Yes No Deutsche Bank 5-Jan-07 NYSE Arca
ProShares Ultra Silver AGQ US - AGQIV AGQNV - US74347W8414 S 1 95 None 166.61 19.36 Delaware Statutory Trust Futures, Forwards - Yes No ProShares 4-Dec-08 NYSE Arca
ProShares UltraShort Silver ZSL US - ZSLIV ZSLNV - US74347W7267 S 1 95 None 53.40 6.91 Delaware Statutory Trust Futures, Forwards - Yes Yes ProShares 3-Dec-08 NYSE Arca
ProShares Short Silver ProShares Planned
Platinum
iPath Dow Jones-UBS Platinum Total Return Sub-Index ETN PGM US PGM.P PGMIV PGMRDNV DJUBPLTR US06739H2554 S 1 75 None 76.48 0.55 Unsecured Note Futures - No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Dow Jones-UBS Platinum Subindex Total Return Callable ETN Barclays (iPath) Planned
ETFS Physical Platinum Shares PPLT US - PPLTIV PPLTNV PLTMLNPM US26922V1017 1 1 60 None 456.72 3.96 1933 Act Grantor Trust Physical Cmdty - No No ETF Securities 8-Jan-10 NYSE Arca
Palladium
ETFS Physical Palladium Shares PALL US - PALLIV PALLNV PLDMLNPM US26923A1060 1 1 60 None 374.03 4.37 1933 Act Grantor Trust Physical Cmdty - No No ETF Securities 8-Jan-10 NYSE Arca
Active
iShares Diversified Alternatives Trust ALT US - ALTIV ALTNV US4642941078 95 None 84.47 0.77 Delaware Statutory Trust Futures, Forwards, Bonds - No No iShares 16-Nov-09 NYSE Arca

Alternative
iPath S&P 500 VIX Mid-Term Futures ETN VXZ US VXZ.P VXZIV VXZRDNV SPVXMTR US06740C5195 S N/A 89 None 754.65 35.01 Unsecured Note Futures Yes No Barclays (iPath) 29-Jan-09 NYSE Arca
iPath S&P 500 VIX Short-Term Futures ETN VXX US VXX.P VXXIV VXXRDNV SPVXSTR US06740C5278 S N/A 89 None 2,015.26 488.58 Unsecured Note Futures Yes No Barclays (iPath) 29-Jan-09 NYSE Arca
iPath Global Carbon ETN GRN US GRN.P GRNIV GRNRDNV BXIIGCUT US06739H1648 S 75 None 4.22 0.01 Unsecured Note Futures No No Barclays (iPath) 25-Jun-08 NYSE Arca
iPath Global Carbon Callable ETN Barclays (iPath) Planned
Barclays ETN+ Inverse S&P 500 VIX Short-Term Futures ETN XXV US XXV.P XXVIV XXVRDNV SPVXSP US06740L5921 S N/A 89 None 19.98 11.31 Unsecured Note Futures No No BarCap 19-Jul-10 NYSE Arca
Barclays ETN+ S&P 500 Dynamic VEQTOR ETN BarCap Planned
iShares Carbon Emissions iShares Planned
Exchange traded currency products

ELEMENTS DB China Currency Deutsche Bank Planned
ELEMENTS DB BRIC Currencies Deutsche Bank Planned
Euro Currency Trust FXE US FXE.N FXEIV FXENV EURUSD US23130C1080 1 N/A 40 M 479.60 142.42 Grantor Trust Currency in DDA Acct Yes Yes Yes Rydex SGI 12-Dec-05 NYSE Arca
CurrencyShares Australian Dollar Trust FXA US FXA.N FXAIV FXANV AUDUSD US23129U1016 1 N/A 40 M 572.74 27.75 Grantor Trust Currency in DDA Acct Yes Yes Yes Rydex SGI 26-Jun-06 NYSE Arca
CurrencyShares British Pound Sterling Trust FXB US FXB.N FXBIV FXBNV GBPUSD US23129S1069 1 N/A 40 M 153.86 14.60 Grantor Trust Currency in DDA Acct Yes Yes No Rydex SGI 26-Jun-06 NYSE Arca
CurrencyShares Canadian Dollar Trust FXC US FXC.N FXCIV FXCNV CADUSD US23129X1054 1 N/A 40 M 572.12 21.79 Grantor Trust Currency in DDA Acct Yes Yes Yes Rydex SGI 26-Jun-06 NYSE Arca
CurrencyShares Mexican Peso Trust FXM US FXM.N FXMIV FXMNV MXNUSD US23130H1077 1 N/A 40 M 34.24 0.54 Grantor Trust Currency in DDA Acct Yes Yes No Rydex SGI 26-Jun-06 NYSE Arca
CurrencyShares Swedish Krona Trust FXS US FXS.N FXSIV FXSNV SEKUSD US23129R1086 1 N/A 40 M 33.69 0.49 Grantor Trust Currency in DDA Acct Yes Yes No Rydex SGI 26-Jun-06 NYSE Arca
CurrencyShares Swiss Franc Trust FXF US FXF.N FXFIV FXFNV CHFUSD US23129V1098 1 N/A 40 M 358.01 8.83 Grantor Trust Currency in DDA Acct Yes Yes No Rydex SGI 26-Jun-06 NYSE Arca
CurrencyShares Japanese Yen Trust FXY US FXY.N FXYIV FXYNV JPYUSD US23130A1025 1 N/A 40 M 292.78 52.61 Grantor Trust Currency in DDA Acct Yes Yes No Rydex SGI 13-Feb-07 NYSE Arca
CurrencyShares Hong Kong Dollar Trust Rydex SGI Planned
CurrencyShares Singapore Dollar Trust Rydex SGI Planned
CurrencyShares Russian Ruble Trust XRU US XRU.N XRUIV XRUNV RUBUSD US23130M1062 1 N/A 40 M 6.46 0.12 Grantor Trust Currency in DDA Acct Yes No No Rydex SGI 13-Nov-08 NYSE Arca
CurrencyShares South African Rand Trust Rydex SGI Planned
PowerShares DB G10 Currency Harvest Fund DBV US DBV.A FBV FBVNV DBCFHX US73935Y1029 S 10 (crncy’s) 75 Other 353.44 3.91 Delaware Statutory Trust Futures Yes Yes No Deutsche Bank 18-Sep-06 NYSE Arca
PowerShares DB US Dollar Index Bearish Fund UDN US UDN.A UDNIV UDNNV USDDNX US73936D2062 S 6 (crncy’s) 75 Other 154.02 5.87 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 20-Feb-07 NYSE Arca
PowerShares DB US Dollar Index Bullish Fund UUP US UUP.A UUPIV UUPNV USDUPX US73936D1072 S 6 (crncy’s) 75 Other 1,038.02 77.49 Delaware Statutory Trust Futures Yes Yes Yes Deutsche Bank 20-Feb-07 NYSE Arca
iPath Optimized Currency Carry ETN ICI US ICI.P ICIIV ICIRDNV BXIICIUS US06739H4121 S - 65 None 18.35 0.12 Unsecured Note Forwards - No No Barclays (iPath) 28-Mar-08 NYSE Arca
iPath GBP/USD Exchange Rate ETN GBB US GBB.P GBBIV GBBRDNV TNFXGBP GB00B1WPB621 S - 40 None 2.49 0.00 Unsecured Note Currency Forwards - No No Barclays (iPath) 8-May-07 NYSE Arca
iPath EUR/USD Exchange Rate ETN ERO US ERO.P EROIV ERORDNV TNFXEURO GB00B1WPBD95 S - 40 None 6.84 0.02 Unsecured Note Currency Forwards - No No Barclays (iPath) 8-May-07 NYSE Arca
iPath JPY/USD Exchange Rate ETN JYN US JYN.P JYNIV JYNRDNV TNFXJY GB00B1WPB282 S - 40 None 5.51 0.07 Unsecured Note Currency Forwards - No No Barclays (iPath) 8-May-07 NYSE Arca
Market Vectors Rupee/USD ETN INR US INR.P INRIV - SPCBINR US61747W2659 - 55 None 8.54 0.02 Unsecured Note - - No No Morgan Stanley 18-Mar-08 NYSE Arca
Market Vectors Renminbi/USD ETN CNY US CNY.P CNYIV - SPCBCNY US61747W2576 - 55 None 40.59 0.09 Unsecured Note - - No No Morgan Stanley 17-Mar-08 NYSE Arca
Market Vectors Double Short Euro ETN DRR US DRR.P DRRIV - DSHRTEUR US6174802800 - 65 None 59.93 1.66 Unsecured Note - - No No Morgan Stanley 7-May-08 NYSE Arca
Market Vectors Double Short Euro ETN URR US URR.P URRIV - DLONGEUR US6174802727 - 65 None 2.20 0.04 Unsecured Note - - No No Morgan Stanley 7-May-08 NYSE Arca
Barclays Asian and Gulf Currency Revaluation ETN PGD US PGD.P PGDIV PGDRDNV BXIIGEMP US06739H4204 S - 89 M 3.96 0.00 Unsecured Note Currency Forwards - No No BarCap 6-Feb-08 NYSE Arca
Barclays GEMS Index ETN JEM US JEM.P JEMIV JEMRDNV BXIIGEM1 US06739H4535 S - 89 M 3.65 0.00 Unsecured Note Currency Forwards - No No BarCap 6-Feb-08 NYSE Arca
Barclays GEMS Asia 8 ETN AYT US AYT.P AYTIV AYTRDNV BXIIGMA8 US06738G8785 S - 89 M 5.59 0.02 Unsecured Note Currency Forwards - No No BarCap 4-Sep-08 NYSE Arca
ProShares Ultra Euro ULE US - ULEIV - - US74347W8745 S - 95 None 12.78 0.73 Delaware Statutory Trust Forwards - Yes No ProShares 25-Nov-08 NYSE Arca
ProShares UltraShort Euro EUO US - EUOIV - - US74347W8828 S - 95 None 367.13 33.21 Delaware Statutory Trust Forwards - Yes Yes ProShares 25-Nov-08 NYSE Arca
ProShares Ultra Yen YCL US - YCLIV - - US74347W8661 S - 95 None 6.24 0.22 Delaware Statutory Trust Forwards - Yes No ProShares 25-Nov-08 NYSE Arca
ProShares UltraShort Yen YCS US - YCSIV - - US74347W8588 S - 95 None 154.35 6.64 Delaware Statutory Trust Forwards - Yes No ProShares 25-Nov-08 NYSE Arca
ProShares Short Euro ProShares Planned
ProShares Ultra Australian Dollar ProShares Planned
ProShares UltraShort Australian Dollar ProShares Planned
ProShares Short Australian Dollar ProShares Planned
ProShares Ultra British Pound ProShares Planned
ProShares UltraShort British Pound ProShares Planned
ProShares Short British Pound ProShares Planned
ProShares Ultra Canadian Dollar ProShares Planned
ProShares UltraShort Canadian Dollar ProShares Planned
ProShares Short Canadian Dollar ProShares Planned
ProShares Ultra Mexican Peso ProShares Planned
ProShares UltraShort Mexican Peso ProShares Planned
ProShares Short Mexican Peso ProShares Planned
ProShares Ultra Swedish Krona ProShares Planned
ProShares UltraShort Swedish Krona ProShares Planned
ProShares Short Swedish Krona ProShares Planned
ProShares Ultra Swiss Franc ProShares Planned
ProShares UltraShort Swiss Franc ProShares Planned
ProShares Short Swiss Franc ProShares Planned
ProShares Short Japanese Yen ProShares Planned

Exchange traded equity notes
Barclays ETN+ Long B Linked to the S&P 500 Total Return Index BXUB US BXUB.P BXUBIV BXUBRDNV SPXT US06740H6743 S 500 T-Bill +75*** None 17.17 1.26 Unsecured Note Futures No No BarCap 18-Nov-09 NYSE Arca
Barclays ETN+ Long C Linked to the S&P 500 Total Return Index BXUC US BXUC.P BXUCIV BXUCRDNV SPXT US06740H6669 S 500 T-Bill +75*** None 11.88 10.98 Unsecured Note Futures No No BarCap 18-Nov-09 NYSE Arca
Barclays ETN+ Short B Linked to the S&P 500 Total Return Index BXDB US BXDB.P BXDBIV BXDBRDNV SPXT US06740H6586 S 500 T-Bill -40*** None 12.65 1.34 Unsecured Note Futures No No BarCap 18-Nov-09 NYSE Arca
Barclays ETN+ Short C Linked to the S&P 500 Total Return Index BXDC US BXDC.P BXDCIV BXDCRDNV SPXT US06740H6412 S 500 T-Bill -40*** None 4.82 2.29 Unsecured Note Futures No No BarCap 18-Nov-09 NYSE Arca
Barclays ETN+ Short D Linked to the S&P 500 Total Return Index BXDD US BXDD.P BXDDIV BXDDRDNV SPXT US06740H6339 S 500 T-Bill -40*** None 3.21 1.61 Unsecured Note Futures No No BarCap 18-Nov-09 NYSE Arca
iPath MSCI India ETN INP US INP.P INPIV INPRDNV NDEUSIA US06739F2911 S 60 89 R 915.74 16.40 Unsecured Note Swaps Yes No Barclays (iPath) 20-Dec-06 NYSE Arca
iPath CBOE S&P 500 BuyWrite Index ETN BWV US BWV.P BWVIV BWVRDNV BXM GB00B1WL1590 S 500 75 R 15.31 0.05 Unsecured Note Stocks, Options No No Barclays (iPath) 23-May-07 NYSE Arca
Credit Suisse Long/Short Liquid Index ETN CSLS US - CSLSIV - CSLABLN US22542D8781 - 45 None 18.81 0.42 Unsecured Note - No No Credit Suisse 22-Feb-10 NYSE Arca
ELEMENTS Linked to the Credit Suisse Global Warming Index GWO US - - - CSGWMXTR US22542D4079 S 50 75 R 2.51 0.00 Unsecured Note - No No Credit Suisse 2-Apr-08 NYSE Arca
ELEMENTS Linked to the Benjamin Graham Large Cap BVL US - - - BGVL US25154H5744 S - 75 R 0.50 - Unsecured Note - No No Deutsche Bank 13-Aug-08 NYSE Arca
Value Index - Total Return
ELEMENTS Linked to the Benjamin Graham Total Market BVT US - - - BGVT US25154H5827 S - 75 R 0.72 0.03 Unsecured Note - No No Deutsche Bank 13-Aug-08 NYSE Arca
ELEMENTS Linked to the Benjamin Graham Small Cap BSC US - - - BGVS US25154H5900 S - 75 R 1.56 0.01 Unsecured Note - No No Deutsche Bank 7-Aug-08 NYSE Arca
ELEMENTS Linked to the Morningstar Wide Moat Focus WMW US WMW.P WMWIV - MWMFTR US25153Q7088 S - 75 R 6.44 0.03 Unsecured Note - No No Deutsche Bank 18-Oct-07 NYSE Arca
Total Return Index
ELEMENTS - Dogs of the Dow Linked to the DJ High Yield Select 10 DOD US DOD.P DODIV - MUTR US25153Q6585 S 10 75 None 2.18 0.02 Unsecured Note - No No Deutsche Bank 8-Nov-07 NYSE Arca
ELEMENTS Linked to the SPECTRUM Large Cap EEH US EEH.N EEHIV - SPBNPSP US8702975041 S - 75 None 0.93 0.00 Unsecured Note - No No Swedish Export CC 2-Aug-07 NYSE Arca
U.S. Sector Momentum Index
Claymore CEF GS Connect ETN GCE US GCE.P GCEIV - CLMRCEF US3622731046 75 95 Q 3.25 0.06 Security (Not Fund) - No No Goldman 10-Dec-07 NYSE Arca
KEYnotes First Trust Enhanced 130/30 Large JFT US - - FTLCTR US46625H7614 204 95 None 2.69 0.01 - No No JP Morgan 22-May-08 NYSE Arca
JPMorgan Alerian MLP Index ETN AMJ US - AMJIV - AMZ US46625H3654 25 85 Q 1,515.25 36.63 - Yes No JP Morgan 2-Apr-09 NYSE Arca
WealthNotes S&P 500 130/30 Total Return Strategy ETN WealthNotes Planned
Exchange traded fixed income notes

PowerShares DB 3x Long 25+ Year Treasury Bond ETN LBND US - LBNDIV - DBBNDL US25154N5225 S - 95 None 3.08 0.03 Unsecured Note - No No Deutsche Bank 29-Jun-10 NYSE Arca
PowerShares DB 3x Short 25+ Year Treasury Bond ETN SBND US - SBNDIV - DBBNDS US25154N5308 S - 95 None 3.86 0.09 Unsecured Note - No No Deutsche Bank 29-Jun-10 NYSE Arca
iPath US Treasury Steepener ETN STPP US - STPPIV STPPRDNV BXIIUSTP US06740L4775 S - 75 None 6.25 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury Flattener ETN FLAT US - FLATIV FLATRDNV BXIIUSTP US06740L4858 S - 75 None 12.96 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury Long Bond Bull ETN DLBL US - DLBLIV DLBLRDNV BXIITEUS US06740L5277 S - 75 None 4.35 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury Long Bond Bear ETN DLBS US - DLBSIV DLBSRDNV BXIITEUS US06740L4445 S - 75 None 3.64 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury 10-year Bull ETN DTYL US - DTYLIV DTYLRDNV BXIITETY US06740L4932 S - 75 None 4.18 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury 10-year Bear ETN DTYS US - DTYSIV DTYSRDNV BXIITETY US06740L4510 S - 75 None 3.82 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury 2-year Bull ETN DTUL US - DTULIV DTULRDNV BXIITETU US06740L4692 S - 75 None 5.29 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
iPath US Treasury 2-year Bear ETN DTUS US - DTUSIV DTUSRDNV BXIITETU US06740L5194 S - 75 None 5.21 - Unsecured Note Futures No No Barclays (iPath) 10-Aug-10 NYSE Arca
HOLDRS
B2B Internet HOLDRS BHH US BHH BUXB - BUXB US0560331037 2 2 0 ** Other 2.59 0.03 Depositary Receipt Stocks No No Merrill Lynch 24-Feb-00 NYSE Arca
Biotech HOLDRS BBH US BBH IBH - IBH US09067D2018 12 12 0 ** Other 262.28 2.63 Depositary Receipt Stocks Yes No Merrill Lynch 23-Nov-99 NYSE Arca
Broadband HOLDRS BDH US BDH.N XDH - XDH US11130P1049 16 16 0 ** Other 15.05 0.13 Depositary Receipt Stocks No No Merrill Lynch 6-Apr-00 NYSE Arca
Europe 2001 HOLDRS EKH US EKH.N EKI - EKI US29875G1058 32 32 0 ** Other 4.10 0.01 Depositary Receipt Stocks, ADRs No No Merrill Lynch 18-Jan-01 NYSE Arca
Internet Architecture HOLDRS IAH US IAH.N XAH - XAH US46060A1079 14 14 0 ** Other 35.57 0.06 Depositary Receipt Stocks No No Merrill Lynch 25-Feb-00 NYSE Arca
Internet HOLDRS HHH US HHH HHI - HHI US46059W1027 13 13 0 ** Other 84.81 0.64 Depositary Receipt Stocks Yes No Merrill Lynch 23-Sep-99 NYSE Arca
Internet Infrastructure HOLDRS IIH US IIH YIH - YIH US46059V1044 8 8 0 ** Other 11.66 0.09 Depositary Receipt Stocks No No Merrill Lynch 25-Feb-00 NYSE Arca
Market 2000+ HOLDRS MKH US MKH.N XKH - XKH US57059Y2046 54 54 0 ** Other 19.33 0.05 Depositary Receipt Stocks, ADRs No No Merrill Lynch 30-Aug-00 NYSE Arca
Oil Services HOLDRS OIH US OIH.N OXH - OXH US6780021068 14 14 0 ** Other 1,961.19 433.37 Depositary Receipt Stocks Yes Yes Merrill Lynch 7-Feb-01 NYSE Arca
Pharmaceutical HOLDRS PPH US PPH.N IPH - IPH US71712A2069 16 16 0 ** Other 507.74 32.65 Depositary Receipt Stocks Yes Yes Merrill Lynch 1-Feb-00 NYSE Arca
Regional Bank HOLDRS RKH US RKH XRH - XRH US75902E1001 17 17 0 ** Other 117.97 23.16 Depositary Receipt Stocks Yes Yes Merrill Lynch 23-Jun-00 NYSE Arca
Retail HOLDRS RTH US RTH IRH - IRH US76127U1016 18 18 0 ** Other 418.08 237.11 Depositary Receipt Stocks Yes Yes Merrill Lynch 2-May-01 NYSE Arca
Semiconductor HOLDRS SMH US SMH XSH - XSH US8166362033 18 18 0 ** Other 513.46 336.44 Depositary Receipt Stocks Yes Yes Merrill Lynch 5-May-00 NYSE Arca
Software HOLDRS SWH US SWH.N XWH - XWH US83404B1035 13 13 0 ** Other 62.37 1.78 Depositary Receipt Stocks, ADRs Yes No Merrill Lynch 27-Sep-00 NYSE Arca
Telecommunications HOLDRS TTH US TTH.N ITH - ITH US87927P2002 12 12 0 ** Other 161.84 0.34 Depositary Receipt Stocks Yes No Merrill Lynch 1-Feb-00 NYSE Arca
Utilities HOLDRS UTH US UTH XUH - XUH US9180191002 18 18 0 ** Other 55.24 0.78 Depositary Receipt Stocks Yes No Merrill Lynch 23-Jun-00 NYSE Arca
Wireless HOLDRS WMH US WMH IWH - IWH US97653L2088 16 16 0 ** Other 12.88 0.02 Depositary Receipt Stocks, ADRs No No Merrill Lynch 1-Nov-00 NYSE Arca
Notes:
** Expenses for HOLDRS consist of a custody fee of $2 per round lot (100 shares) per quarter. However, according to the HOLDRS prospectus, the trustee will waive that
portion of the fee, which exceeds the total cash dividends and other cash distributions.
***Unlike most funds or ETFs, the Barclays ETN+ notes do not charge a fixed fee on the value of each security; instead they charge an annualised fee based on notional
cash amounts underlying each security. “T-bills” refers here to the yield to maturity of the most recent weekly auctioned 91-day U.S. Treasury Bills.
Footnotes:
1. Assets and Average Daily Volume (ADV) captured from Bloomberg on 31 August 2010.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, various ETP providers.
Canada
ETF providers with ETFs listed in Canada, as at end August 2010 Figure 32: ETF providers in Canada ranked by AUM, as at end August 2010
End August 2010
AUM % #
ETF provider Short name Website # ETFs (US$ Bn) total planned
Claymore Investments Claymore www.claymoreinvestments.ca 28 $3.9 12.3% 7
BetaPro Management BetaPro www.hbpetfs.com 56 $2.5 7.9% 1
BMO Asset Management BMO AM www.etfs.bmo.com 30 $0.7 2.2% 0
Total 150 $31.6 100.0% 10
BetaPro Management BMO Asset Management Claymore Investments iShares
www.hbpetfs.com www.etfs.bmo.com www.claymoreinvestments.ca www.ishares.com
Figure 33: ETF listings by exchange in Canada, as at end August 2010

End August 2010
# total AUM 20 day ADV
Country Exchange Short name Website # ETFs listings (US$ Bn) (US$ Mn)
Canada Toronto Stock Exchange TSX www.tmx.com 150 176 $31.6 $735.3
ETP providers with ETPs listed in Canada, as at end August 2010 Total 150 176 $31.6 $735.3
Figure 34: ETP providers in Canada ranked by assets, as at end August 2010
End August 2010
# total Assets % #
ETP provider Short name Website # ETPs listings (US$ Bn) total planned
Claymore Investments Claymore www.claymoreinvestments.ca 1 1 $0.4 100.0% 0
Barclays (iPath) Claymore Investments Deutsche Bank iShares
www.ipathetn.com www.claymoreinvestments.ca www.dbfunds.db.com www.ishares.com Barclays (iPath) Barclays (iPath) www.ipathetn.com - 14 - - -
Deutsche Bank Deutsche Bank www.dbfunds.db.com - 5 - - -
iShares iShares www.ishares.com - 1 - - -
Total 1 21 $0.4 100.0% 0
ETFs and ETPs listed in Canada ETFs and ETPs listed in Canada
ETFs are open-end index funds that provide daily portfolio transparency, are listed and traded on exchanges like stocks on a secondary basis
as well as utilising a unique creation and redemption process for primary transactions. ETPs are products that have similarities to ETFs in the
way they trade and settle but they do not use a mutual fund structure. The use of other structures including grantor trusts, partnerships, notes
and commodity pools by ETPs can create different tax and regulatory implications for investors when compared to ETFs which are funds.
Approx. no. Annual Index Filed

Price ticker Bloomberg of securities TER Trad Local Assets ADV Legal replication notifications Launch
Name Bloomberg Reuters INAV Index ISIN ETF/ETP Index (BPS) Divs curr price1 (US$ Mn)1 (US$ Mn)2 structure method Registrations Japan3 Provider date Exchange
ETFs listed in Canada
Broad
Horizons AlphaPro Dividend ETF HAL CN HAL.TO - - CA44047F1099 - - 70 Q CAD 10.46 9.81 0.01 Mutual Fund Trust Stocks CN No BetaPro Management 10-Feb-10 TSX
Horizons AlphaPro North American Growth ETF HAW CN HAW.TO - SPX CA44047G1072 - 500 70 A CAD 9.40 8.81 0.00 Mutual Fund Trust Stocks, ADRs CN No BetaPro Management 10-Feb-10 TSX
Horizons AlphaPro North American Value ETF HAV CN HAV.TO - SPX CA44044L1094 - 500 70 A CAD 9.83 9.22 0.00 Mutual Fund Trust Stocks, ADRs CN No BetaPro Management 10-Feb-10 TSX
BMO Junior Gas Index ETF ZJN CN ZJN.TO - DJNAJGAT CA05571X1050 31 31 55* Q CAD 14.80 2.78 0.01 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
BMO Junior Gold Index ETF ZJG CN ZJG.TO - DJNAJGR CA05571L1013 25 25 55 Q CAD 18.74 40.41 0.63 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 25-Jan-10 TSX
BMO Junior Oil Index ETF ZJO CN ZJO.TO - DJNAJOR CA05570F1053 63 63 35* Q CAD 14.19 2.66 0.00 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
Canada
Broad
Horizons AlphaPro Managed S&P/TSX 60 ETF HAX CN HAX.TO - - CA44045T1012 S 60 75* A CAD 10.38 6.42 0.01 Mutual Fund Trust Stocks CN No BetaPro Management 7-Jan-09 TSX
Horizons AlphaPro S&P/TSX 60 130/30 ETF HAH CN HAH.TO - TXLSAR CA44044M1077 S 60 59 A CAD 10.92 10.29 0.00 Mutual Fund Trust Swaps CN No BetaPro Management 9-Feb-10 TSX
Horizons AlphaPro S&P/TSX 60 Equal Weight Index ETF HEW CN HEW.TO - TXEW CA44044U1093 - 60 50* Q CAD 10.00 9.52 0.05 Mutual Fund Trust Stocks CN No BetaPro Management 14-Jul-10 TSX
Horizons BetaPro S&P/TSX 60 Bear Plus Fund HXD CN HXD.TO - TX60AR CA44045E1043 S 60 115 None CAD 11.53 198.47 20.99 Mutual Fund Trust Swaps CN No BetaPro Management 9-Jan-07 TSX
Horizons BetaPro S&P/TSX 60 Bull Plus Fund HXU CN HXU.TO - TX60AR CA44045D1069 S 60 115 None CAD 17.84 91.16 21.12 Mutual Fund Trust Swaps CN No BetaPro Management 9-Jan-07 TSX
Horizons BetaPro S&P/TSX 60 Inverse HIX CN HIX.TO - TX60AR CA44046Q1063 S 60 115 None CAD 12.02 81.14 2.66 Mutual Fund Trust Swaps CN No BetaPro Management 6-Mar-09 TSX
BMO Dow Jones Canada Titans 60 Index ETF ZCN CN ZCN.TO - DJCA60R CA05560E1007 60 60 15* Q CAD 16.53 263.46 0.25 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 4-Jun-09 TSX
Claymore Canadian Financial Monthly Income ETF FIE/A CN - - - CA18384D1096 32 32 140 M CAD 6.50 145.08 0.33 Mutual Fund Trust Stocks CN No Claymore Investments 3-Jan-06 TSX
Claymore Canadian Financial Monthly Income ETF FIE CN FIE.TO - - CA18384D2086 32 32 65 M CAD 6.55 - 0.22 Mutual Fund Trust Stocks CN No Claymore Investments 16-Apr-10 TSX
Claymore Canadian Fundamental Index Fund CRQ CN CRQ.TO - FRCAN CA1838302075 69 69 65* Q CAD 11.20 174.33 0.40 Mutual Fund Trust Stocks CN No Claymore Investments 21-Feb-06 TSX
Claymore Canadian Fundamental Index Fund CRQ/A CN - - FRCAN CA1838301085 69 69 140* Q CAD 11.18 - 0.06 Mutual Fund Trust Stocks CN No Claymore Investments 7-Sep-06 TSX
Claymore S&P/TSX Canadian Dividend ETF CDZ CN CDZ.TO - ACD CA18385N1069 70 70 60* M CAD 18.89 297.93 1.47 Mutual Fund Trust Stocks CN No Claymore Investments 7-Sep-06 TSX
Claymore S&P/TSX Canadian Dividend ETF CDZ/A CN - - ACD CA18385N2059 70 70 135* M CAD 18.79 - 0.14 Mutual Fund Trust Stocks CN No Claymore Investments 7-Sep-06 TSX
Claymore S&P/TSX CDN Preferred Share ETF CPD CN CPD.TO - TXPR CA18383X1069 72 52 45* M CAD 16.81 453.96 1.95 Mutual Fund Trust Stocks CN No Claymore Investments 9-Apr-07 TSX
Claymore S&P/TSX CDN Preferred Share ETF CPD/A CN - - TXPR CA18383X2059 72 52 45* M CAD 16.81 - 0.11 Mutual Fund Trust Stocks CN No Claymore Investments 10-Apr-07 TSX
Claymore S&P/TSX 60 Shariah Index ETF Claymore Investments Planned
iShares Dow Jones Canada Select Dividend Index Fund XDV CN XDV.TO - DJCASD CA46430W1023 30 30 50* M CAD 19.05 614.40 2.23 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 5-Dec-05 TSX
iShares Dow Jones Canada Select Growth Index Fund XCG CN XCG.TO - DJCASG CA46430X1006 57 57 50* Q CAD 22.62 29.69 0.05 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 10-Nov-06 TSX
iShares Dow Jones Canada Select Value Index Fund XCV CN XCV.TO - DJCASV CA46430U1066 64 64 50* Q CAD 18.65 43.71 0.19 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 10-Nov-06 TSX
iShares Jantzi Social Index Fund XEN CN XEN.TO - JSI CA46430F1099 60 60 50* Q CAD 16.66 17.18 0.08 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 18-May-07 TSX
iShares S&P/TSX 60 Index Fund XIU CN XIU.TO - SPTSX60 CA46428D1087 60 60 17 Q CAD 17.45 10,676.80 218.28 Mutual Fund Trust Stocks (Fully Rep) CN, MX, PR No iShares 4-Oct-99 TSX
iShares S&P/TSX Capped Composite Index Fund XIC CN XIC.TO - T00C CA46430J1012 228 228 25* Q CAD 18.77 964.37 4.20 Mutual Fund Trust Stocks (Fully Rep) CN, PR No iShares 22-Feb-01 TSX
iShares S&P/TSX Completion Index Fund XMD CN XMD.TO - SPTSXM CA46430H1055 168 168 55* Q CAD 19.43 160.31 0.28 Mutual Fund Trust Stocks (Fully Rep) CN, PR No iShares 8-Mar-01 TSX
iShares S&P/TSX SmallCap Index Fund XCS CN XCS.TO - SPTSXS CA46428G2009 178 177 55* Q CAD 15.13 103.55 0.61 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 18-May-07 TSX
iShares S&P/TSX North American Preferred Stock Fund iShares Planned
Sectors
Horizons BetaPro S&P/TSX Capped Energy Bear Plus HED CN HED.TO - TTENAR CA4404531085 S 66 115 None CAD 6.02 18.29 0.64 Mutual Fund Trust Swaps CN No BetaPro Management 19-Jun-07 TSX
Horizons BetaPro S&P/TSX Capped Energy Bull Plus HEU CN HEU.TO - TTENAR CA44045X1024 S 66 115 None CAD 6.52 29.65 1.78 Mutual Fund Trust Swaps CN No BetaPro Management 19-Jun-07 TSX
Horizons BetaPro S&P/TSX Capped Energy Inverse HIE CN HIE.TO - TTENAR CA44046P1080 S 46 115 None CAD 12.13 2.27 0.07 Mutual Fund Trust Swaps CN No BetaPro Management 18-Mar-09 TSX
Horizons BetaPro S&P/TSX Capped Financials Bear Plus ETF HFD CN HFD.TO - TTFSAR CA4404571099 S 28 115 None CAD 9.91 40.60 1.83 Mutual Fund Trust Swaps CN No BetaPro Management 12-Jun-07 TSX
Horizons BetaPro S&P/TSX Capped Financials Bull Plus ETF HFU CN HFU.TO - TTFSAR CA4404491066 S 60 115 None CAD 9.78 36.22 2.60 Mutual Fund Trust Swaps CN No BetaPro Management 12-Jun-07 TSX
Horizons BetaPro S&P/TSX Capped Financials Inverse HIF CN HIF.TO - TTFSAR CA44046A1012 S 26 115 None CAD 9.69 6.36 0.15 Mutual Fund Trust Swaps CN No BetaPro Management 9-Mar-09 TSX
BMO Equal Weight REITs Index ETF ZRE CN ZRE.TO - DJCARTT CA05560G1054 17 17 55* Q CAD 16.70 20.35 0.30 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
BMO Equal Weight Utilities Index ETF ZUT CN ZUT.TO - DJCAUT CA05590D1069 16 16 55 Q CAD 15.13 17.02 0.15 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 25-Jan-10 TSX
BMO S&P/TSX Equal Weight Banks Index ETF ZEB CN ZEB.TO - TXDEAR CA05571F1045 6 6 55* Q CAD 16.09 25.65 0.30 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-Oct-09 TSX
BMO S&P/TSX Equal Weight Oil & Gas Index ETF ZEO CN ZEO.TO - RGEQPERM CA05570Y1043 14 14 55* Q CAD 14.05 7.90 0.05 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-Oct-09 TSX
Claymore Equal Weight Banc & Lifeco ETF CEW CN CEW.TO - - CA18384F2035 10 10 55* M CAD 6.74 89.06 0.08 Mutual Fund Trust Stocks CN No Claymore Investments 6-Feb-08 TSX
Claymore Equal Weight Banc & Lifeco ETF CEW/A CN - - - CA18384F3025 10 10 130* M CAD 6.13 - 0.23 Mutual Fund Trust Stocks CN No Claymore Investments 15-May-07 TSX
Claymore Oil Sands Sector ETF CLO CN CLO.TO - SOSSI CA1838321042 17 17 60* Q CAD 15.49 32.52 0.09 Mutual Fund Trust Stocks CN No Claymore Investments 25-Oct-06 TSX
Claymore Oil Sands Sector ETF CLO/A CN - - SOSSI CA1838322032 17 17 135* Q CAD 14.99 - 0.00 Mutual Fund Trust Stocks CN No Claymore Investments 25-Oct-06 TSX
iShares Diversified Monthly Income Fund XTR CN XTR.TO - SPRTCM CA46431F1080 35 39 55* M CAD 11.62 193.92 7.61 Mutual Fund Trust Stocks, ETFs CN No iShares 5-Dec-05 TSX
iShares S&P/TSX Capped Energy Index Fund XEG CN XEG.TO - SPTSEN CA46428C1005 46 46 55* Q CAD 17.17 771.09 16.92 Mutual Fund Trust Stocks (Fully Rep) CN, PR No iShares 22-Mar-01 TSX
iShares S&P/TSX Capped Financials Index Fund XFN CN XFN.TO - SPTSFN CA46431B1076 26 26 55* M CAD 21.17 799.88 26.31 Mutual Fund Trust Stocks (Fully Rep) CN, PR No iShares 29-Mar-01 TSX
iShares S&P/TSX Capped Information Technology Index Fund XIT CN XIT.TO - SPTSIT CA46428N1069 5 5 55* Q CAD 6.59 34.60 0.14 Mutual Fund Trust Stocks (Fully Rep) CN, PR No iShares 22-Mar-01 TSX
iShares S&P/TSX Capped Materials Index Fund XMA CN XMA.TO - SPTSMT CA46431E1016 57 57 55* Q CAD 20.60 245.28 2.28 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 5-Dec-05 TSX
iShares S&P/TSX Capped REIT Index Fund XRE CN XRE.TO - SPRTRE CA46431D1033 11 11 55* M CAD 13.18 929.25 3.49 Mutual Fund Trust Stocks (Fully Rep) CN No iShares 11-Sep-01 TSX
ETFs and ETPs listed in Canada (continued) ETFs and ETPs listed in Canada (continued)

ETFs listed in Canada (continued)
United States
Horizons BetaPro NASDAQ-100 Bear Plus HQD CN HQD.TO - NDX CA44045N1042 S 100 115 None CAD 12.93 9.76 1.02 Mutual Fund Trust Swaps CN No BetaPro Management 18-Jun-08 TSX
Horizons BetaPro NASDAQ-100 Bull Plus HQU CN HQU.TO - NDX CA44045L1085 S 100 115 None CAD 10.92 6.65 0.86 Mutual Fund Trust Swaps CN No BetaPro Management 18-Jun-08 TSX
Horizons BetaPro S&P 500 Bear Plus HSD CN HSD.TO - SPX CA44045R1055 S 500 115 None CAD 15.75 74.64 7.96 Mutual Fund Trust Swaps CN No BetaPro Management 18-Jun-08 TSX
Horizons BetaPro S&P 500 Bull Plus HSU CN HSU.TO - SPX CA44046M1059 S 500 115 None CAD 8.56 16.85 3.46 Mutual Fund Trust Swaps CN No BetaPro Management 18-Jun-08 TSX
Horizons BetaPro S&P 500 Inverse ETF HIU CN HIU.TO - SPX CA44047H1055 S 500 115 None CAD 10.08 9.45 0.24 Mutual Fund Trust Swaps CN No BetaPro Management 4-Feb-10 TSX
BMO Dow Jones Diamonds Index ETF ZDJ CN ZDJ.TO - DJIHCT CA05560D1024 30 30 23* Q CAD 17.50 8.20 0.10 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 4-Jun-09 TSX
BMO Equal Weight U.S. Banks Hedged to CAD ZUB CN ZUB.TO - DJLBECHT CA05560J1093 16 16 35* Q CAD 12.90 2.42 0.01 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
BMO Equal Weight U.S. Health Care Hedged to CAD ZUH CN ZUH.TO - DJLHECHT CA05560R1010 50 50 35* Q CAD 14.18 2.66 0.01 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
BMO Nasdaq 100 Equity Hedged To CAD Index ETF ZQQ CN ZQQ.TO - NDXCADH CA05571N1078 100 100 35 Q CAD 13.85 35.06 0.36 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 25-Jan-10 TSX
BMO United States Equity Index ETF ZUE CN ZUE.TO - DJUSLHCT CA05570J1075 250 250 22* Q CAD 16.52 43.37 0.09 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 4-Jun-09 TSX
Claymore U.S. Fundamental Index ETF CLU CN CLU.TO - FR10 CA18387E1209 35 1000 65* Q CAD 14.40 97.88 0.19 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 7-Sep-06 TSX
Claymore U.S. Fundamental Index ETF CLU/A CN - - FR11 CA18387E1381 35 1000 140* Q CAD 14.32 - 0.01 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 7-Sep-06 TSX
Claymore U.S. Fundamental Index ETF non hedged CLU/C CN CLU-c.TO - FR10 CA18387E1043 35 1000 65* Q CAD 12.74 6.04 0.01 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 7-Sep-06 TSX
Claymore U.S. Fundamental Index ETF non hedged CLU/B CN - - FR11 CA18387E1126 35 1000 140* Q CAD 12.82 - 0.01 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 7-Sep-06 TSX
iShares Russell 2000 Index Fund (CAD-Hedged) XSU CN XSU.TO - RTY CA46430R2028 1 2016 35* S CAD 13.17 50.63 0.70 Mutual Fund Trust ETFs CN No iShares 18-May-07 TSX
iShares S&P 500 Index Fund (CAD-Hedged) XSP CN XSP.TO - SPX CA46428J1057 1 500 24* S CAD 12.07 1,165.58 5.95 Mutual Fund Trust ETFs CN No iShares 29-May-01 TSX
Global – equity
Broad
Horizons AlphaPro Global Dividend ETF HAZ CN HAZ.TO - - CA44047R1038 - - 80* Q CAD 10.18 9.69 0.01 Mutual Fund Trust Actively Managed CN No BetaPro Management 21-Jul-10 TSX
Claymore Global Balanced Income ETF CBD CN CBD.TO - SBRGBI CA18382T1066 8 8 25* M CAD 17.98 30.24 0.07 Mutual Fund Trust Stocks CN No Claymore Investments 20-Jun-07 TSX
Claymore Global Balanced Income ETF CBD/A CN - - SBRGBI CA18382T2056 8 8 125* M CAD 17.95 - 0.01 Mutual Fund Trust Stocks CN No Claymore Investments 28-Jun-07 TSX
Claymore Global Monthly Yield Hog CYH CN CYH.TO - ZAXGH CA18383Y1043 295 295 60* M CAD 14.26 78.73 0.17 Mutual Fund Trust Stocks CN No Claymore Investments 15-Jan-08 TSX
Claymore Global Monthly Yield Hog CYH/A CN - - ZAXGH CA18383Y2033 295 295 140* M CAD 14.32 - 0.02 Mutual Fund Trust Stocks CN No Claymore Investments 15-Jan-08 TSX
iShares MSCI World Index Fund XWD CN XWD.TO - MXWO CA46430Y1088 3 1654 45* S CAD 21.20 27.83 0.08 Mutual Fund Trust ETFs CN No iShares 24-Jun-09 TSX
Sectors
BMO Global Infrastructure Index ETF ZGI CN ZGI.TO - DJBGICT CA05590G1090 42 84 55 Q CAD 15.33 2.87 0.00 Mutual Fund Trust Stocks (Optimized) CN No BMO Asset Management 25-Jan-10 TSX
BMO S&P/TSX Equal Weight Global Base Metals Hedged to CAD ZMT CN ZMT.TO - TXBE CA05571H1001 29 29 55* Q CAD 14.57 31.42 0.08 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 26-Oct-09 TSX
Claymore Global Infrastructure CIF CN CIF.TO - - CA18383B1123 61 61 65 Q CAD 16.44 24.94 0.03 Mutual Fund Trust Stocks CN No Claymore Investments 27-Aug-08 TSX
Claymore Global Infrastructure CIF/A CN - - - CA18383B1040 61 61 140* Q CAD 16.07 - 0.00 Mutual Fund Trust Stocks CN No Claymore Investments 11-Sep-08 TSX
Claymore Global Real Estate ETF CGR CN CGR.TO - GRM CA18384J1140 75 75 65* Q CAD 16.60 30.18 0.05 Mutual Fund Trust Stocks CN No Claymore Investments 26-Aug-08 TSX
Claymore Global Real Estate ETF CGR/A CN - - GRM CA18384J1066 75 75 140* Q CAD 15.22 - 0.00 Mutual Fund Trust Stocks CN No Claymore Investments 2-Sep-08 TSX
Claymore S&P Global Water ETF CWW CN CWW.TO - SPGTAQUC CA1838381012 49 49 60* Q CAD 13.83 30.65 0.05 Mutual Fund Trust Stocks CN No Claymore Investments 1-Jun-07 TSX
Claymore S&P Global Water ETF CWW/A CN - - SPGTAQUC CA1838382002 49 49 135* Q CAD 13.72 - 0.01 Mutual Fund Trust Stocks CN No Claymore Investments 4-Jun-07 TSX
Claymore Global Alternative Energy/Eco ETF Claymore Investments Planned
Global (ex–US) – equity

BMO International Equity Hedged to CAD Index ETF ZDM CN ZDM.TO - DJDXNA CA05570M1005 N.A. 2742 45.5* Q CAD 14.00 6.56 0.06 Mutual Fund Trust Stocks (Optimized) CN No BMO Asset Management 26-Oct-09 TSX
Claymore International Fundamental Index ETF CIE CN CIE.TO - FRXUS CA18385H2081 288 998 65* Q CAD 12.81 96.01 0.21 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 13-Feb-07 TSX
Claymore International Fundamental Index ETF CIE/A CN - - FRXUS CA18385H1091 288 998 140* Q CAD 12.77 - 0.01 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 14-Feb-07 TSX
iShares MSCI EAFE Index Fund (CAD-Hedged) XIN CN XIN.TO - MSDLEAFE CA46428L1004 1 1070 50* S CAD 16.55 895.31 2.01 Mutual Fund Trust ETFs CN No iShares 28-Feb-03 TSX
Japan – equity
Claymore Japan Fundamental Index ETF C$ Hedged CJP CN CJP.TO - FRJPN CA18383P1036 75 351 65* A CAD 8.07 10.03 0.03 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 13-Feb-07 TSX
Claymore Japan Fundamental Index ETF C$ Hedged CJP/A CN - - FRJPN CA18383P2026 75 351 140* A CAD 8.21 - 0.00 Mutual Fund Trust Stocks (Optimized) CN No Claymore Investments 14-Feb-07 TSX

Broad
Horizons BetaPro MSCI Emerging Markets Bear Plus HJD CN HJD.TO - CMDYEMER CA44045M1142 S 767 115 None CAD 12.75 4.18 0.19 Mutual Fund Trust Swaps CN No BetaPro Management 9-Jul-08 TSX
Horizons BetaPro MSCI Emerging Markets Bull Plus HJU CN HJU.TO - CMDYEMER CA44045Q2062 S 767 115 None CAD 11.90 9.48 0.20 Mutual Fund Trust Swaps CN No BetaPro Management 9-Jul-08 TSX
BMO Emerging Markets Equity Index ETF ZEM CN ZEM.TO - DWEC CA05560C1041 N.A. 2949 53.5* Q CAD 15.16 11.37 0.07 Mutual Fund Trust Stocks (Optimized) CN No BMO Asset Management 26-Oct-09 TSX
Claymore BRIC ETF CBQ CN CBQ.TO - BKBRICC CA1838291005 86 86 60* Q CAD 27.50 290.89 0.78 Mutual Fund Trust Stocks CN No Claymore Investments 7-Sep-06 TSX
Claymore BRIC ETF CBQ/A CN - - BKBRICC CA1838292094 86 86 135* Q CAD 27.32 - 0.02 Mutual Fund Trust Stocks CN No Claymore Investments 7-Sep-06 TSX
Claymore Broad Emerging Markets ETF CWO CN CWO.TO - NDUEEGF CA18382W1095 1 740 65* A CAD 29.57 61.11 0.18 Mutual Fund Trust Stocks CN No Claymore Investments 7-Apr-09 TSX
Claymore Broad Emerging Markets ETF CWO/A CN - - NDUEEGF CA18382W1178 1 740 140* A CAD 29.48 - 0.02 Mutual Fund Trust Stocks CN No Claymore Investments 8-Apr-09 TSX
iShares MSCI Emerging Markets Index Fund XEM CN XEM.TO - MXEF CA46430E1025 1 767 82* S CAD 23.92 143.53 0.70 Mutual Fund Trust ETFs CN No iShares 24-Jun-09 TSX
Latin America
iShares S&P Latin America 40 Index Fund XLA CN XLA.TO - SPTRL40T CA46430B1085 1 40 65* S CAD 20.33 3.81 0.01 Mutual Fund Trust ETFs CN No iShares 27-Jan-10 TSX
Brazil
iShares MSCI Brazil Index Fund XBZ CN XBZ.TO - NDUEBRAF CA46430C1068 1 76 75* S CAD 19.66 11.06 0.07 Mutual Fund Trust ETFs CN No iShares 27-Jan-10 TSX

Emerging Markets – equity (continued)
China
BMO China Equity Hedged To CAD Index ETF ZCH CN ZCH.TO - BKCNCHTR CA05590F1018 44 44 65 Q CAD 14.46 6.78 0.04 Mutual Fund Trust Stocks (Fully Rep) CN No BMO Asset Management 25-Jan-10 TSX
Claymore China ETF CHI CN - - ACNACTR CA18385R1073 149 150 70 A CAD 19.59 2.75 0.00 Mutual Fund Trust Stocks CN No Claymore Investments 5-Aug-10 TSX
Claymore China ETF CHI/A CN - - ACNACTR CA18385R1156 149 150 145* A CAD 19.50 - 0.00 Mutual Fund Trust Stocks CN No Claymore Investments 5-Aug-10 TSX
iShares China Index Fund XCH CN XCH.TO - TXINOUU CA46429X1033 1 25 85* S CAD 20.19 15.14 0.05 Mutual Fund Trust ETFs CN No iShares 27-Jan-10 TSX
India
BMO India Equity Hedged To CAD ETF ZID CN ZID.TO - BKINCHTR CA05590E1043 10 50 65 Q CAD 14.01 5.25 0.07 Mutual Fund Trust Stocks (Optimized) CN No BMO Asset Management 25-Jan-10 TSX
iShares S&P CNX Nifty India Index Fund XID CN XID.TO - BXTRNIFT CA46429R1064 50 50 98* S CAD 21.26 8.97 0.05 Mutual Fund Trust ETFs CN No iShares 27-Jan-10 TSX
Fixed income
Broad
Horizons AlphaPro Fiera Tactical Bond Fund HAF-U CN - - - CA44045Y1007 - - 45* M CAD 8.89 27.53 0.12 Mutual Fund Trust Actively Managed CN No BetaPro Management 20-Jul-09 TSX
BMO Aggregate Bond Index ETF ZAG CN ZAG.TO - - CA05590C1086 23 998 28 Q CAD 15.53 10.19 0.22 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 25-Jan-10 TSX
Claymore Advantaged Canadian Bond ETF CAB CN CAB.TO - - CA18382B1058 50 331 30* M CAD 20.52 54.06 0.20 Mutual Fund Trust Bonds CN No Claymore Investments 19-Nov-09 TSX
Claymore Advantaged Canadian Bond ETF CAB/A CN - - - CA18382B1132 50 331 80* M CAD 20.51 - 0.01 Mutual Fund Trust Bonds CN No Claymore Investments 19-Nov-09 TSX
Government
Horizons BetaPro U.S. 30-year Bond Bear Plus HTD CN HTD.TO - CMDYUSER CA44046K1093 S - 115 None CAD 10.38 10.71 0.28 Mutual Fund Trust Swaps CN No BetaPro Management 25-Jun-08 TSX
Horizons BetaPro U.S. 30-year Bond Bull Plus HTU CN HTU.TO - CMDYUSER CA44046J1021 S - 115 None CAD 31.48 2.95 0.29 Mutual Fund Trust Swaps CN No BetaPro Management 3-Jul-08 TSX
BMO Emerging Markets Bond Hedged to CAD Index ETF ZEF CN ZEF.TO - EMXUTRDH CA05560F1071 21 21 50* Q CAD 16.38 3.07 0.03 Mutual Fund Trust Bonds (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
BMO Long Federal Bond Index ETF ZFL CN ZFL.TO - CBXAWBTR CA05590K1003 8 21 20* Q CAD 16.00 3.00 0.02 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 26-May-10 TSX
BMO Mid Federal Bond Index ETF ZFM CN ZGB.TO - CBXAMTR CA05560A1084 26 26 32.5* Q CAD 15.81 4.45 0.02 Mutual Fund Trust Bonds (Fully Rep) CN No BMO Asset Management 4-Jun-09 TSX
BMO Real Return Bond Index ETF ZRR CN ZRR.TO - - CA05571V1094 5 5 25* Q CAD 15.18 4.27 0.01 Mutual Fund Trust Bonds (Fully Rep) CN No BMO Asset Management 26-May-10 TSX
BMO Short Federal Bond Index ETF ZFS CN ZFS.TO - CBXASTR CA0969111024 18 45 20* Q CAD 15.22 14.27 0.11 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 26-Oct-09 TSX
BMO Short Provincial Bond Index ETF ZPS CN ZPS.TO - CBPRSTR CA0559751064 19 78 25* Q CAD 15.21 17.11 0.42 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 26-Oct-09 TSX
Claymore 1-5 Year Laddered Government Bond CLF CN CLF.TO - - CA18382R1001 25 25 15* M CAD 20.52 551.98 2.93 Mutual Fund Trust Bonds CN No Claymore Investments 30-Jan-08 TSX
Claymore 1-5 Year Laddered Government Bond CLF/A CN - - - CA18382R2090 25 25 65* M CAD 20.46 - 0.31 Mutual Fund Trust Bonds CN No Claymore Investments 30-Jan-08 TSX
Claymore Inverse 10 Yr Government Bond ETF CIB CN - - - CA18385G1019 13 - 50* A CAD 19.42 4.55 0.01 Mutual Fund Trust Bonds CN No Claymore Investments 29-Jun-10 TSX
iShares DEX All Government Bond Index Fund XGB CN XGB.TO - SMAGUTR CA46430L1067 88 417 35* M CAD 21.00 181.14 1.00 Mutual Fund Trust Bonds (Optimized) CN, PR No iShares 10-Nov-06 TSX
iShares DEX Long Term Bond Index Fund XLB CN XLB.TO - SMOBWBTR CA46430M1041 111 371 35* M CAD 20.81 91.70 0.65 Mutual Fund Trust Bonds (Optimized) CN No iShares 10-Nov-06 TSX
iShares DEX Real Return Bond Index Fund XRB CN XRB.TO - CBXIRRPR CA46431C1059 12 12 35* S CAD 21.51 528.37 1.73 Mutual Fund Trust Bonds (Optimized) CN No iShares 5-Dec-05 TSX
iShares DEX Short Term Bond Index Fund XSB CN XSB.TO - CBOBUTR CA46431A1093 165 419 25* M CAD 29.28 1,811.81 6.35 Mutual Fund Trust Bonds (Optimized) CN No iShares 20-Nov-00 TSX
iShares DEX Universe Bond Index Fund XBB CN XBB.TO - SNOVI CA46430T1093 256 1035 30* M CAD 30.15 1,571.67 5.36 Mutual Fund Trust Bonds (Optimized) CN No iShares 20-Nov-00 TSX
Corporate
Horizons AlphaPro Corporate Bond ETF HAB CN HAB.TO - CA44047Q1054 - - 50* Q CAD 10.28 218.78 0.40 Mutual Fund Trust Actively Managed CN No BetaPro Management 15-Jul-10 TSX
BMO High Yield U.S. Corporate Bond Hedged to CAD ZHY CN ZHY.TO - LHVLTRDH CA05590B1004 N.A. 151 65* Q CAD 15.29 30.10 0.36 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 26-Oct-09 TSX
BMO Long Corporate Bond Index ETF ZLC CN ZLC.TO - CBALWBTR CA05571J1066 55 213 30 Q CAD 16.18 12.14 0.06 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 25-Jan-10 TSX
BMO Mid Corporate Bond Index ETF ZCM CN ZCM.TO - CBALMTR CA05571K1030 29 161 30 Q CAD 15.59 26.31 0.31 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 25-Jan-10 TSX
BMO Short Corporate Bond Index ETF ZCS CN ZCS.TO - CBALSTR CA0559761048 62 273 30* Q CAD 15.22 35.67 0.17 Mutual Fund Trust Bonds (Optimized) CN No BMO Asset Management 26-Oct-09 TSX
Claymore 1-5 Year Laddered Corporate Bond CBO CN CBO.TO - - CA18382N1096 25 25 25 M CAD 20.68 722.34 2.76 Mutual Fund Trust Bonds CN No Claymore Investments 25-Feb-09 TSX
Claymore 1-5 Year Laddered Corporate Bond CBO/A CN - - - CA18382N2086 25 25 75* M CAD 20.71 - 0.27 Mutual Fund Trust Bonds CN No Claymore Investments 25-Feb-09 TSX
iShares DEX All Corporate Bond Index Fund XCB CN XCB.TO - SMACUTR CA46430K1084 308 618 40* M CAD 20.86 1,101.09 4.06 Mutual Fund Trust Bonds (Optimized) CN No iShares 10-Nov-06 TSX
iShares DEX HYBrid Bond Index Fund iShares Planned
iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged) XIG CN XIG.TO - IBOXIG CA46429Q1081 1 - 30* M CAD 21.34 22.01 0.18 Mutual Fund Trust ETFs CN No iShares 27-Jan-10 TSX
High yield
Claymore Advantaged High Yield Bond ETF CHB CN CHB.TO - - CA18382A1075 12 - 50* M CAD 19.74 83.31 0.71 Mutual Fund Trust Bonds CN No Claymore Investments 11-Jan-10 TSX
Claymore Advantaged High Yield Bond ETF CHB/A CN - - - CA18382A1158 12 - 100* M CAD 19.80 - 0.08 Mutual Fund Trust Bonds CN No Claymore Investments 11-Jan-10 TSX
iShares U.S. High Yield Bond Index Fund (CAD-Hedged) XHY CN XHY.TO - IBOXHY CA46430D1042 1 - 60* M CAD 19.87 106.19 1.36 Mutual Fund Trust ETFs CN No iShares 27-Jan-10 TSX
Money market
Claymore Premium Money Market CMR CN CMR.TO - - CA18384K1030 77 77 25* M CAD 50.00 44.53 0.24 Mutual Fund Trust Bonds CN No Claymore Investments 18-Feb-08 TSX
Claymore Premium Money Market CMR/A CN - - - CA18384K2020 77 77 50* M CAD 50.00 - 0.00 Mutual Fund Trust Bonds CN No Claymore Investments 18-Feb-08 TSX
Commodities
Broad
Horizons BetaPro S&P/TSX Global Mining Bear Plus HMD CN HMD.TO - TXBM CA44046V1132 S 123 115 None CAD 11.42 21.33 0.87 Mutual Fund Trust Swaps CN No BetaPro Management 23-Jan-08 TSX
Horizons BetaPro S&P/TSX Global Mining Bull Plus HMU CN HMU.TO - TXBM CA44045U1084 S 123 115 None CAD 11.41 10.46 0.36 Mutual Fund Trust Swaps CN No BetaPro Management 23-Jan-08 TSX
Claymore S&P/TSX Global Mining ETF CMW CN CMW.TO - TXGM CA1838391094 106 107 55* Q CAD 19.75 51.35 0.15 Mutual Fund Trust Stocks CN No Claymore Investments 12-Jun-07 TSX
Claymore S&P/TSX Global Mining ETF CMW/A CN - - TXGM CA1838392084 106 107 55* Q CAD 19.38 - 0.00 Mutual Fund Trust Stocks CN No Claymore Investments 12-Jun-07 TSX
Claymore Broad Commodity ETF Claymore Investments Planned
Claymore Managed Futures ETF Claymore Investments Planned

Agriculture
Claymore Global Agriculture ETF COW CN COW.TO - FMFCGAI CA18383A1066 35 35 65* Q CAD 19.12 221.93 0.87 Mutual Fund Trust Stocks CN No Claymore Investments 18-Dec-07 TSX
Claymore Global Agriculture ETF COW/A CN - - FMFCGAI CA18383A2056 35 35 140* Q CAD 19.10 - 0.07 Mutual Fund Trust Stocks CN No Claymore Investments 18-Dec-07 TSX
Energy
Horizons BetaPro NYMEX Crude Oil Bear Plus HOD CN HOD.TO - CMDYCLER CA44045B1004 S 1 115 None CAD 10.99 40.39 40.13 Mutual Fund Trust Swaps CN No BetaPro Management 16-Jan-08 TSX
Horizons BetaPro NYMEX Crude Oil Bull Plus HOU CN HOU.TO - CMDYCLER CA4404472090 S 1 115 None CAD 5.84 458.23 67.51 Mutual Fund Trust Swaps CN No BetaPro Management 16-Jan-08 TSX
Horizons BetaPro NYMEX Crude Oil Inverse ETF HIO CN HIO.TO - CMDYCLER CA44047L1067 S 1 115 None CAD 11.25 2.64 0.06 Mutual Fund Trust Swaps CN No BetaPro Management 4-Feb-10 TSX
Horizons BetaPro NYMEX HON CN HON.TO - CMDYCLNG CA44044R1064 S - 115 None CAD 8.30 5.84 0.00 Mutual Fund Trust Swaps CN No BetaPro Management 14-Apr-10 TSX
Long Crude Oil/Short Natural Gas Spread ETF
Horizons BetaPro NYMEX HNO CN HNO.TO - CMDYNGCL CA44044Q1081 S - 115 None CAD 10.26 7.21 0.06 Mutual Fund Trust Swaps CN No BetaPro Management 14-Apr-10 TSX
Long Natural Gas/Short Crude Oil Spread ETF
Horizons BetaPro NYMEX Natural Gas Bear Plus HND CN HND.TO - CMDYNGER CA44045G1090 S 1 115 None CAD 8.60 60.39 73.54 Mutual Fund Trust Swaps CN No BetaPro Management 16-Jan-08 TSX
Horizons BetaPro NYMEX Natural Gas Bull Plus HNU CN HNU.TO - CMDYNGER CA44045F1190 S 1 115 None CAD 4.10 526.16 83.70 Mutual Fund Trust Swaps CN No BetaPro Management 16-Jan-08 TSX
Horizons BetaPro NYMEX Natural Gas Inverse ETF HIN CN HIN.TO - CMDYNGER CA44047K1084 S 1 115 None CAD 13.66 3.20 0.00 Mutual Fund Trust Swaps CN No BetaPro Management 11-Feb-10 TSX
Horizons BetaPro Winter-Term NYMEX Crude Oil ETF HUC CN HUC.TO - CMDYCLZ1 CA44046N1033 S 1 75* None CAD 9.99 1.40 0.03 Mutual Fund Trust Swaps CN No BetaPro Management 25-Jun-09 TSX
Horizons BetaPro Winter-Term NYMEX Natural Gas ETF HUN CN HUN.TO - CMDYNGF1 CA44046T1003 S 1 75* None CAD 5.58 1.57 0.07 Mutual Fund Trust Swaps CN No BetaPro Management 25-Jun-09 TSX
Claymore Natural Gas Commodity ETF GAS CN GAS.TO - CA18384H1001 S 1 80* A CAD 2.74 168.91 2.15 Mutual Fund Trust Forwards CN No Claymore Investments 6-Feb-08 TSX
Claymore Long-Term Natural Gas Commodity ETF Claymore Investments Planned
Claymore Inverse Natural Gas Commodity ETF Claymore Investments Planned
Industrial metals
Horizons BetaPro COMEX Copper Bear Plus ETF HKD CN HKD TO - CMDYHGER CA44047W1023 S 1 115 None CAD 15.14 3.58 0.17 Mutual Fund Trust Swaps CN No BetaPro Management 23-Jun-10 TSX
Horizons BetaPro COMEX Copper Bull Plus ETF HKU CN HKU TO - CMDYHGER CA44047V1040 S 1 115 None CAD 24.91 5.90 0.27 Mutual Fund Trust Swaps CN No BetaPro Management 23-Jun-10 TSX
Precious metals
Claymore Gold Bullion ETF CGL CN CGL.TO - - CA18385Q1173 1 1 50 A CAD 11.15 418.74 1.48 Mutual Fund Trust Physical Cmdty CN No Claymore Investments 16-Feb-10 TSX
Horizons BetaPro COMEX Gold Bullion Bear Plus HBD CN HBD.TO - CMDYGCER CA4404461028 S 1 115 None CAD 7.11 4.67 0.31 Mutual Fund Trust Swaps CN No BetaPro Management 23-Jan-08 TSX
Horizons BetaPro COMEX Gold Bullion Bull Plus HBU CN HBU.TO - CMDYGCER CA4404441079 S 1 115 None CAD 26.82 61.98 2.99 Mutual Fund Trust Swaps CN No BetaPro Management 23-Jan-08 TSX
Horizons BetaPro COMEX Gold ETF HUG CN HUG.TO - CMDYGCER CA44046H1064 S 1 65* None CAD 12.78 8.99 0.08 Mutual Fund Trust Swaps CN No BetaPro Management 25-Jun-09 TSX
Horizons BetaPro COMEX Silver Bear Plus ETF HZD CN HZD.TO - CMDYSIER CA44046W1032 S 1 115* None CAD 8.06 2.27 0.19 Mutual Fund Trust Swaps CN No BetaPro Management 6-Jul-09 TSX
Horizons BetaPro COMEX Silver Bull Plus ETF HZU CN HZU.TO - CMDYSIER CA44046Y1097 S 1 115* None CAD 29.89 9.81 1.45 Mutual Fund Trust Swaps CN No BetaPro Management 30-Jun-09 TSX
Horizons BetaPro COMEX Silv er ETF HUZ CN HUZ.TO - CMDYSIER CA44046L1076 S 1 65* None CAD 13.00 3.05 0.02 Mutual Fund Trust Swaps CN No BetaPro Management 25-Jun-09 TSX
Horizons BetaPro S&P/TSX Global Gold Bear Plus ETF HGD CN HGD.TO - TTGDAR CA44045V1141 S 349 115 None CAD 11.05 60.22 11.10 Mutual Fund Trust Swaps CN No BetaPro Management 26-Jun-07 TSX
Horizons BetaPro S&P/TSX Global Gold Bull Plus ETF HGU CN HGU.TO - TTGDAR CA44045W1041 S 349 115 None CAD 15.80 146.65 29.25 Mutual Fund Trust Swaps CN No BetaPro Management 26-Jun-07 TSX
Horizons BetaPro S&P/TSX Global Gold Inverse HIG CN HIG.TO - TTGDAR CA44046R1047 S 54 115 None CAD 11.28 3.70 0.18 Mutual Fund Trust Swaps CN No BetaPro Management 12-Mar-09 TSX
iShares S&P/TSX Global Gold Index Fund XGD CN XGD.TO - SPTSGD CA46428M1086 54 54 55* Q CAD 24.45 1,159.92 19.76 Mutual Fund Trust Stocks (Fully Rep) CN, PR No iShares 29-Mar-01 TSX
Currency
Horizons BetaPro United States Dollar Bear Plus HDD CN HDD.TO - CMDYCDER CA44046G1081 S - 115 None CAD 16.06 15.06 0.42 Mutual Fund Trust Swaps CN No BetaPro Management 26-Jun-08 TSX
Horizons BetaPro United States Dollar Bull Plus HDU CN HDU.TO - CMDYCDER CA44046D1050 S - 115 None CAD 19.62 4.60 0.29 Mutual Fund Trust Swaps CN No BetaPro Management 25-Jun-08 TSX
Mixed
Horizons AlphaPro Balanced ETF HAA CN HAA.TO - - CA44047N1024 - - 70* Q CAD 10.00 9.52 0.00 Mutual Fund Trust Actively Managed CN No BetaPro Management 28-Jul-10 TSX
Horizons AlphaPro Gartman ETF HAG CN HAG.TO - - CA44044Y1271 - - 75* A CAD 8.78 27.44 0.11 Mutual Fund Trust Stocks, Futures, ETFs CN No BetaPro Management 19-Nov-09 TSX
Horizons AlphaPro Income Plus HAP-U CN - - - CA44047E1025 - - 75* S CAD 8.50 23.56 0.05 Mutual Fund Trust Actively Managed CN No BetaPro Management 7-Jan-10 TSX
Horizons AlphaPro Seasonal Rotation ETF HAC CN HAC.TO - - CA44047D1042 - - 75* A CAD 11.09 20.07 0.28 Mutual Fund Trust ETFs CN No BetaPro Management 20-Nov-09 TSX
Claymore Global Balanced Growth ETF CBN CN CBN.TO - SBRGBG CA18382U1030 12 12 25* M CAD 14.16 17.17 0.02 Mutual Fund Trust Stocks CN No Claymore Investments 20-Jun-07 TSX
Claymore Global Balanced Growth ETF CBN/A CN - - SBRGBG CA18382U2020 12 12 125* M CAD 13.93 - 0.01 Mutual Fund Trust Stocks CN No Claymore Investments 26-Jun-07 TSX
Claymore Canadian Balanced Income CorePortfolio ETF Claymore Investments Planned
Claymore Conservative CorePortfolio ETF Claymore Investments Planned
iShares Alternatives Completion Portfolio Builder Fund XAL CN XAL.TO - - CA46429K1012 9 - 70* S CAD 24.17 13.60 0.02 Mutual Fund Trust ETFs CN No iShares 24-Nov-08 TSX
iShares Conservative Core Portfolio Builder Fund XCR CN XCR.TO - - CA4642921015 16 - 60* S CAD 21.95 8.23 0.01 Mutual Fund Trust ETFs CN No iShares 18-Nov-08 TSX
iShares Global Completion Portfolio Builder Fund XGC CN XGC.TO - - CA46430A1003 15 - 70* S CAD 22.89 4.29 0.00 Mutual Fund Trust ETFs CN No iShares 18-Nov-08 TSX
iShares Growth Core Portfolio Builder Fund XGR CN XGR.TO - - CA46429J1049 21 - 60* S CAD 23.02 6.47 0.01 Mutual Fund Trust ETFs CN No iShares 18-Nov-08 TSX
ETPs listed in Canada

Commodities
PowerShares DB Agriculture Double Long ETN DAA CN - - DBLCYEAG US25154H5587 S - 75 None CAD 9.14 68.87 0.00 Unsecured Note Futures US, CN No Deutsche Bank 21-May-09 TSX
PowerShares DB Agriculture Double Short ETN DAD CN - - DBLCYEAG US25154H5660 S - 75 None CAD 39.00 1.84 0.00 Unsecured Note Futures US, CN No Deutsche Bank 21-May-09 TSX
PowerShares DB Crude Oil Double Short ETN DOE CN - - DBRCL US25154K8099 S 1 75 None CAD 87.73 67.38 0.00 Unsecured Note Futures US, CN No Deutsche Bank 21-May-10 TSX
PowerShares DB Gold Double Long ETN DGU CN - - DGLDIX US25154H7492 S 1 75 None CAD 34.57 449.49 0.01 Unsecured Note Futures/Forwards US, CN No Deutsche Bank 21-May-10 TSX
PowerShares DB Gold Double Short ETN DGJ CN - - DGLDIX US25154H7567 S 1 75 None CAD 10.83 70.55 0.00 Unsecured Note Futures/Forwards US, CN No Deutsche Bank 21-May-10 TSX
iShares Gold Trust IGT CN IGT.TO IAV - US4642851053 1 1 25 - CAD 12.84 3,792.75 0.24 NY Grantor Trust Physical Cmdty CN, US, MX Yes iShares 2-Dec-05 TSX

ETPs listed in Canada (continued)
Currency
iPath EUR/USD Exchange Rate ETN ERO/U CN ERO.P EROIV TNFXEURO GB00B1WPBD95 S - 40 None USD 52.00 6.84 0.00 Unsecured Note Futures US, CN No Barclays (iPath) 16-Dec-09 TSX
iPath EUR/USD Exchange Rate ETN ERO CN - - - GB00B1WPBD95 S - 40 None CAD 53.30 - 0.00 Unsecured Note Futures US, CN No Barclays (iPath) 9-Feb-10 TSX
iPath GBP/USD Exchange Rate ETN GBX/U CN GBB.P GBBIV TNFXGBP GB00B1WPB621 S - 40 None USD - 2.49 0.00 Unsecured Note Futures US, CN No Barclays (iPath) 16-Dec-09 TSX
iPath GBP/USD Exchange Rate ETN GBX CN - - TNFXGBP GB00B1WPB621 S - 40 None CAD - - 0.00 Unsecured Note Futures US, CN No Barclays (iPath) 9-Feb-10 TSX
iPath JPY/USD Exchange Rate ETN JYN/U CN JYN.P JYNIV TNFXJY GB00B1WPB282 S - 40 None USD 65.00 5.51 0.00 Unsecured Note Futures US, CN No Barclays (iPath) 16-Dec-09 TSX
iPath JPY/USD Exchange Rate ETN JYN CN - - TNFXJY GB00B1WPB282 S - 40 None CAD 68.00 - 0.00 Unsecured Note Futures US, CN No Barclays (iPath) 9-Feb-10 TSX
iPath Optimized Currency Carry ETN II/U CN ICI.P ICIIV BXIICIUS US06739H4121 S - 65 None USD 45.50 18.35 0.00 Unsecured Note Forwards US, CN No Barclays (iPath) 16-Dec-09 TSX
iPath Optimized Currency Carry ETN II CN - - BXIICIUS US06739H4121 S - 65 None CAD 48.99 - 0.00 Unsecured Note Forwards US, CN No Barclays (iPath) 9-Feb-10 TSX
Equity
iPath CBOE S&P 500 BuyWrite Index ETN BWV/U CN BWV.P BWVIV BXM GB00B1WL1590 S 500 75 R USD 43.50 15.31 0.00 Unsecured Note Stocks, Options US, CN No Barclays (iPath) 16-Dec-09 TSX
iPath CBOE S&P 500 BuyWrite Index ETN BWV CN - - - GB00B1WL1590 S 500 75 R CAD 44.35 - 0.00 Unsecured Note Stocks, Options US, CN No Barclays (iPath) 9-Feb-10 TSX
Volatility
iPath S&P 500 VIX Mid-Term Futures ETN VXZ/U CN VXZ.P VXZIV SPVXMTR US06740C5195 S N/A 89 None USD 89.00 754.65 0.00 Unsecured Note Futures US, G, CN No Barclays (iPath) 16-Dec-09 TSX
iPath S&P 500 VIX Mid-Term Futures ETN VXZ CN - - SPVXMTR US06740C5195 S N/A 89 None CAD 96.00 - 0.00 Unsecured Note Futures US, G, CN No Barclays (iPath) 9-Feb-10 TSX
iPath S&P 500 VIX Short-Term Futures ETN VXX/U CN VXX.P VXXIV SPVXSTR US06740C5278 S N/A 89 None USD 24.00 2,015.26 0.00 Unsecured Note Futures US, G, CN No Barclays (iPath) 16-Dec-09 TSX
iPath S&P 500 VIX Short-Term Futures ETN VXX CN - - SPVXSTR US06740C5278 S N/A 89 None CAD 23.50 - 3.66 Unsecured Note Futures US, G, CN No Barclays (iPath) 9-Feb-10 TSX
Notes:
Footnotes:
1. Price, assets and Average Daily Volume (ADV) captured from Bloomberg on 31 August 2010.
2. 20-day average.
3. Providers have notified Japan’s Financial Services Agency that these ETFs will be sold through brokers in Japan.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, various ETF/ETP providers.
Latin America
ETF providers with ETFs listed in Latin America, as at end August 2010 Figure 35: ETF providers in Latin America ranked by AUM, as at end August 2010
End August 2010
# total AUM % #
ETF provider Short name Website # ETFs listings (US$ Bn) total planned
iShares iShares www.ishares.com 18 214 $7.3 77.1% 1
BBVA Asset Management BBVA AM www.vancomer.com.mx 2 7 $1.2 12.8% 0
Banco Itau Banco Itau www.pibb.com.br 1 1 $0.9 10.1% 0
Direxion Shares Direxion www.direxionshares.com - 4 - - -
EasyETF EasyETF www.easyetf.com - 10 - - -
Lyxor Asset Management Lyxor AM www.lyxoretf.com - 4 - - -
PowerShares PowerShares www.invescopowershares.com - 1 - - -
Banco Itau BBVA Asset Management Direxion Shares EasyETF ProShares ProShares www.proshares.com - 18 - - -
www.pibb.com.br www.vancomer.com.mx www.direxionshares.com www.easyetf.com State Street Global Advisors SSgA www.spdrs.com - 27 - - -
Van Eck Associates Corp Van Eck www.vaneck.com - 13 - - -
Vanguard Vanguard www.vanguard.com - 39 - - -
WisdomTree Investments WisdomTree www.wisdomtree.com/etfs - 9 - - -
Total 21 347 $9.4 100.0% 1
Figure 36: ETF listings by exchange in Latin America, as at end August 2010
iShares Lyxor Asset Management PowerShares ProShares
www.ishares.com www.lyxoretf.com www.invescopowershares.com www.proshares.com End August 2010
Brazil BM&F Bovespa Bovespa www.bovespa.com.br 7 7 $1.6 $15.6
Chile Bolsa Comercio Santiago Santiago www.bolsadesantiago.com 0 50 $0.0 $0.0
Mexico Mexican Stock Exchange BMV www.bmv.com.mx 14 290 $7.9 $283.0
Total 21 347 $9.4 $298.7
State Street Global Advisors Van Eck Associates Corp Vanguard WisdomTree Investments
www.spdrs.com www.vaneck.com www.vanguard.com www.wisdomtree.com/etfs
ETP providers with ETPs listed in Latin America, as at end August 2010
Deutsche Bank ETF Securities iShares PowerShares

www.dbfunds.db.com www.etfsecurities.com www.ishares.com www.invescopowershares.com
Rydex SGI State Street Global Advisors

www.rydex-sgi.com/etf www.spdrgoldshares.com
ETFs and ETPs listed in Latin America ETFs and ETPs listed in Latin America
Approx. no. Annual Index Exempt Filed

Price ticker Bloomberg of securities TER Trad Local Assets ADV Legal replication from 12(D) notifications Launch
Name Bloomberg Reuters INAV NAV Index ISIN ETF/ETP Index (BPS) Divs curr price1 (US$ Mn)1 (US$ Mn)2 structure method rule3 Japan4 Provider date Exchange
ETFs listed in Brazil
PIBB Fundo Indice Brasil 50 PIBB11 BZ PIBB11.SA - - IBX50 BRPIBBCTF005 50 50 5.9 R BRL 87.00 1,210.63 1.44 Open Ended Fund Stocks (Fully Rep) No No Banco Itau 26-Jul-04 Bovespa
iShares Ibovespa Fundo de Índice BOVA11 BZ BOVA11 SA BOVABV - IBOV BRBOVACTF003 65 65 54 R BRL 63.73 275.84 13.33 Open End Condominium Stocks (Optimized) No No iShares 2-Dec-08 Bovespa
iShares BM&FBovespa Small Cap Fundo de Índice SMAL11 BZ SMAL11 SA SMALBV - SMLLBV BRSMALCTF002 61 61 69 R BRL 62.41 17.77 0.35 Open End Condominium Stocks (Optimized) No No iShares 2-Dec-08 Bovespa
iShares BM&FBovespa MidLarge Cap Fundo de Índice MILA11 BZ MILA11 SA MILABV - MLCXBV BRMILACTF003 68 68 54 R BRL 43.81 4.99 0.02 Open End Condominium Stocks (Optimized) No No iShares 2-Dec-08 Bovespa
iShares BM&FBOVESPA de Consumo Index Fund CSMO11 BZ CSMO11 SA CSMOBV - ICONBV BRCSMOCTF002 23 23 69 R BRL 28.67 11.43 0.02 Open End Condominium Stocks (Optimized) No No iShares 23-Feb-10 Bovespa
iShares IBrX-Índice Brasil Index Fund BRAX11 BZ BRAX11 SA BRAXBV - IBX BRBRAXCTF002 99 99 54 R BRL 40.69 16.22 0.07 Open End Condominium Stocks (Optimized) No No iShares 23-Feb-10 Bovespa
iShares Indice BM&FBOVESPA Imobiliario Index Fund MOBI11 BZ MOBI11 SA MOBIBV - IMOBBV BRMOBICTF005 15 15 69 R BRL 18.90 13.99 0.38 Open End Condominium Stocks (Optimized) No No iShares 23-Feb-10 Bovespa
ETFs cross-listed in Chile

iShares Barclays 1-3 Year Treasury Bond Fund SHY CI - - - - US4642874576 47 46 15 M USD 83.22 8,717.65 - 1940 Act Fund Bonds Yes Yes iShares 9-Dec-09 Santiago
iShares Barclays Short Treasury Bond Fund SHV CI - - - - US4642886794 29 57 15 M CLP - 3,703.06 - 1940 Act Fund Bonds - Yes iShares 9-Dec-09 Santiago
iShares Barclays TIPS Bond Fund TIP CI - - - - US4642871762 17 17 20 M CLP - 20,540.98 - 1940 Act Fund Bonds Yes Yes iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Basic Materials Sector IYM CI - - - DJUSBMT US4642878387 70 76 47 Q CLP - 612.11 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Consumer Goods Sector IYK CI - - - DJUSNCT US4642878122 126 152 48 Q CLP - 272.13 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Consumer Services Sector IYC CI - - - DJUSCYT US4642875805 200 248 48 Q CLP - 170.69 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Energy Sector Index Fund IYE CI - - - DJUSENT US4642877967 90 89 47 Q CLP - 586.97 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Financial Sector Index Fund IYF CI - - - DJUSFNT US4642877884 258 300 48 Q CLP - 411.26 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Home Construction Index Fund ITB CI - - - DJSHMBT US4642887529 27 22 47 Q CLP - 267.36 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Industrial Sector Index Fund IYJ CI - - - DJUSINT US4642877546 250 252 48 Q CLP - 277.14 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Real Estate Index Fund IYR CI - - - DJUSRET US4642877397 76 83 48 Q CLP - 2,644.20 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Telecommunications Sector IYZ CI - - - DJSTELT US4642877132 33 22 48 Q CLP - 642.82 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Dow Jones U.S. Utilities Sector Index Fund IDU CI - - - DJUSUT US4642876977 76 72 48 Q CLP - 508.61 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares FTSE/Xinhua China 25 Index Fund FXI CI - - - XINOI US4642871846 26 25 73 S USD 41.18 7,563.02 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares iBoxx $ High Yield Corporate Bond Fund HYG CI - - - IBOXHY US4642885135 50 50 50 M CLP - 6,337.70 - 1940 Act Fund Bonds - Yes iShares 9-Dec-09 Santiago
iShares iBoxx $ Investment Grade Corporate Bond Fund LQD CI - - - GSITOP US4642872422 105 100 15 M USD 111.89 14,460.41 - 1940 Act Fund Bonds Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI All Country Asia ex Japan Index Fund AAXJ CI - - - NDUECAXJ US4642881829 208 559 72 S USD 57.20 2,034.72 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI All Peru Capped Index Fund EPU CI - - - MXPECAPD US4642898427 26 25 63 M USD 35.01 230.62 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares MSCI Australia Index Fund EWA CI - - - NDDUAS US4642861037 75 73 55 S USD 24.78 2,207.10 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI Brazil Index Fund EWZ CI - - - NDUEBRAF US4642864007 76 76 65 S USD 69.05 9,081.68 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI BRIC Index Fund BKF CI - - - NDUEBRIC US4642866572 174 253 72 S USD 48.22 942.42 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares MSCI Canada Index Fund EWC CI - - - NDDUCA US4642865095 99 99 55 S CLP - 3,462.34 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI Chile Investable Market Index Fund ECH CI - - - MIMUCHLN US4642866408 33 27 65 S USD 64.80 671.33 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares MSCI EAFE Index Fund EFA CI - - - NDDUEAFE US4642874659 845 966 35 S USD 57.01 31,875.56 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI Emerging Markets Eastern Europe ESR CI - - - NDUEEMEE US4642865665 48 52 72 S CLP - 12.67 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares MSCI Emerging Markets Index Fund EEM CI - - - MXEF US4642872349 382 767 72 S USD 42.20 39,403.88 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI EMU Index Fund EZU CI - - - NDDUEMU US4642866085 269 284 56 S USD 32.57 812.84 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI Germany Index Fund EWG CI - - - NDDUGR US4642868065 51 51 55 S USD 19.31 1,469.57 0.01 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI Hong Kong Index Fund EWH CI - - - NDDUHK US4642868719 41 42 55 S USD 16.74 1,974.00 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI Israel Capped Investable Market Index Fund EIS CI - - - MISCNU US4642866325 78 69 66 S CLP - 127.82 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares MSCI Japan Index Fund EWJ CI - - - MXJP US4642868487 336 345 56 S USD 10.62 3,968.72 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI Mexico Investable Market Index Fund EWW CI - - - MIMUMEXN US4642868222 48 50 55 S USD 51.65 1,439.38 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI Pacific ex-Japan Index Fund EPP CI - - - MSDUPXJ US4642866655 149 146 50 S USD 44.43 3,442.68 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI Singapore Index Fund EWS CI - - - NDDUSG US4642866739 28 27 55 S USD 12.19 1,725.09 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares MSCI South Africa Index Fund EZA CI - - - NDEUSSA US4642867802 45 45 66 S CLP - 498.46 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI South Korea Index Fund EWY CI - - - MXKR US4642867729 101 98 65 S USD 49.08 3,265.75 0.01 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI Taiwan Index Fund EWT CI - - - MXTW US4642867315 125 121 82 S USD 12.95 2,729.74 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares MSCI United Kingdom Index Fund EWU CI - - - NDDUUK US4642866994 108 112 55 S USD 16.69 923.80 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Russell 2000 Index Fund IWM CI - - - RU20INTR US4642876555 2,013 2,010 28 Q USD 63.71 12,168.54 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares Russell 3000 Index Fund IWV CI - - - RU30INTR US4642876894 2,977 2,993 21 A CLP - 2,606.41 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Russell Microcap Index Fund IWC CI - - - RMICRO US4642888691 1,312 2,001 71 A CLP - 328.65 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Russell Midcap Index Fund IWR CI - - - RUMCINTR US4642874998 772 783 20 A CLP - 5,012.37 - 1940 Act Fund Stocks Yes No iShares 9-Dec-09 Santiago
iShares Russell Top 200 Growth Index Fund IWY CI - - - RUTPGRTR US4642894384 134 134 20 Q CLP - 167.54 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares S&P 500 Index Fund IVV CI - - - SPX US4642872000 501 500 9 Q USD 107.00 20,898.87 0.01 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares S&P Europe 350 Index Fund IEV CI - - - SPTR350N US4642878619 353 350 60 S USD 34.12 1,095.12 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares S&P Global Energy Sector Index Fund IXC CI - - - SGES US4642873412 82 81 48 S CLP - 1,035.79 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares S&P Global Financials Sector Index Fund IXG CI - - - SGFS US4642873339 221 218 48 S CLP - 260.99 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares S&P Global Materials Sector Index Fund MXI CI - - - SGM US4642886950 119 117 48 S CLP - 765.32 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
iShares S&P India Nifty 50 Index Fund INDY CI - - - BXTRNIFT US4642895290 48 50 89 S CLP - 78.36 - 1940 Act Fund Stocks - No iShares 9-Dec-09 Santiago
iShares S&P Latin America 40 Index Fund ILF CI - - - SPTRL40N US4642873909 34 40 50 S USD 44.15 2,435.83 - 1940 Act Fund Stocks Yes Yes iShares 9-Dec-09 Santiago
ETFs and ETPs listed in Latin America (continued) ETFs and ETPs listed in Latin America (continued)

ETFs registered for sale in Chile
Note: These ETFs registered for sale in Chile are only available as admissible investments for pension funds. AMUNDI ETF
S&P Euro SPO FP SPO.PA INSPO - SPEU IE0031091642 180 180 35 R EUR 134.28 93.71 0.01 Irish VCIC Stocks (Fully Rep) - No Amundi ETF 1-Feb-02 EN Par
AMUNDI ETF S&P Europe 350 SPE FP SPE.PA INSPE - SPEE IE0031091428 350 350 35 R EUR 130.50 215.26 0.32 Irish VCIC Stocks (Fully Rep) - No Amundi ETF 1-Feb-02 EN Par
db x-trackers DAX ETF XDAX GY XDAX.DE XDAXINAV - DAX LU0274211480 S 30 15 R EUR 58.99 2,451.63 33.87 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 17-Jan-07 Xetra
db x-trackers Euro Stoxx 50 ETF XESX GY XESX.DE XESXINAV - SX5E LU0274211217 S 50 - A EUR 26.64 2,926.52 13.11 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 17-Jan-07 Xetra
db x-trackers FTSE 100 ETF XUKX GY XUKX.DE XUKXINAV - UKX LU0292097234 S 102 30 A EUR 6.42 575.52 1.52 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 14-Jun-07 Xetra
db x-trackers FTSE/XINHUA China 25 XX25 GY XX25.DE XX25INAV - TXINOU LU0292109856 S 25 60 R EUR 22.59 304.50 1.80 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Brazil TRN INDEX XMBR GY XMBR.DE XMBRINAV - NDUEBRAF LU0292109344 S 76 65 R EUR 48.34 283.61 1.93 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI EM Asia TRN Index XMAS GY XMAS.DE XMASINAV - NDUEEGFA LU0292107991 S 490 65 R EUR 26.05 648.01 2.46 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI EM LATAM TRN INDEX XMLA GY XMLA.DE XMLAINAV - NDUEEGFL LU0292108619 S 125 65 R EUR 45.59 371.61 2.57 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Emerging Market TRN Index ETF XMEM GY XMEM.DE XMEMINAV - NDUEEGF LU0292107645 S 767 65 R EUR 28.50 4,112.98 12.18 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Europe TRN ETF XMEU GY XMEU.DE XMEUINAV - NDDUE15 LU0274209237 S 459 30 R EUR 30.65 989.14 5.24 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 17-Jan-07 Xetra
db x-trackers MSCI Japan TRN ETF XMJP GY XMJP.DE XMJPINAV - NDDUJN LU0274209740 S 345 50 R EUR 27.43 457.79 1.65 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 17-Jan-07 Xetra
db x-trackers MSCI KOREA TRN Index XMKO GY XMKO.DE XSPRINAV - MXKR LU0292100046 S 99 65 R EUR 36.61 194.14 1.50 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 30-Jul-07 Xetra
db x-trackers MSCI TAIWAN TRN INDEX XMTW GY XMTW.DE XMTWINAV - NDEUSTW LU0292109187 S 118 65 R EUR 12.29 134.68 1.50 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
EasyETF CAC 40 E40 FP E40.PA INE40 - CAC FR0010150458 40 40 25 A EUR 36.16 743.80 1.22 French FCP Stocks (Fully Rep) - No EasyETF 10-Mar-05 EN Par
EasyETF EURO STOXX 50 ETE FP ETEF.PA INETE - SX5T FR0000973588 50 50 45 R EUR 3.22 735.91 - French FCP Stocks (Fully Rep) - No EasyETF 25-Apr-01 EN Par
EasyETF FTSE Environmental Opportunities 100 EEVEUR FP EEVEUR.PA INEEVEUR - ET50TR FR0010616284 S 100 45 R EUR 115.96 65.51 - French FCP Swaps - No EasyETF 23-Jun-08 EN Par
EasyETF iBoxx Liquid Sovereigns Global ISM FP EEIB.PA INISM - QX62 FR0010276949 30 30 15 R EUR 179.12 313.76 0.19 French FCP Bonds (Fully Rep) - No EasyETF 17-Mar-06 EN Par
EasyETF STOXX EUROPE 50 ETN FP ETNN.PA INETN - SX5R FR0000973604 S 50 45 R EUR 2.99 222.81 0.19 French FCP Swaps - No EasyETF 25-Apr-01 EN Par
EasyETF Stoxx Europe 600 ETZEUR FP ETZEUR.PA INETZEUR - SXXR FR0010616250 S 600 30 R EUR 26.65 178.66 0.09 French FCP Swaps - No EasyETF 3-Jul-08 EN Par
iShares Barclays 10-20 Year Treasury Bond Fund TLH US TLH.N TLHIV TLHNV - US4642886539 7 7 15 M USD 122.83 356.21 6.45 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays 1-3 Year Credit Bond Fund CSJ US CSJ.N CSJIV CSJNV - US4642886463 124 124 20 M USD 105.09 7,229.85 55.54 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays 1-3 Year Treasury Bond Fund SHY US SHY.A SHYIV SHYNV - US4642874576 47 46 15 M USD 84.31 8,717.65 84.52 1940 Act Fund Bonds Yes Yes iShares 26-Jul-02 NYSE Arca
iShares Barclays 20+ Year Treasury Bond Fund TLT US TLT.A TLTIV TLTNV - US4642874329 10 9 15 M USD 107.37 3,167.30 838.55 1940 Act Fund Bonds Yes Yes iShares 26-Jul-02 NYSE Arca
iShares Barclays 3-7 Year Treasury Bond Fund IEI US IEI.N IEIIV IEINV - US4642886612 8 8 15 M USD 117.65 1,717.69 33.02 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays 7-10 Year Treasury Bond Fund IEF US IEF.A IEFIV IEFNV - US4642874402 8 9 15 M USD 98.82 3,745.28 82.32 1940 Act Fund Bonds Yes Yes iShares 26-Jul-02 NYSE Arca
iShares Barclays Agency Bond Fund AGZ US AGZ.P AGZIV AGZNV LUAASIUU US4642881662 18 971 20 M USD 111.43 356.58 1.95 1940 Act Fund Bonds - No iShares 7-Nov-08 NYSE Arca
iShares Barclays Aggregate Bond Fund AGG US AGG.A AGGIV AGGNV LBUSTRUU US4642872265 178 9,023 24 M USD 108.86 12,518.90 72.80 1940 Act Fund Bonds Yes Yes iShares 26-Sep-03 NYSE Arca
iShares Barclays Capital $ TIPS ITPS LN ITPS.L INAVTIPP - BCIT1T IE00B1FZSC47 28 26 25 R GBP 110.07 506.53 0.98 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital $ Treasury Bond 1-3 IBTS LN IBTS.L INAVUSTP - BCEY6T IE00B14X4S71 20 11 20 S GBP 85.50 506.26 0.31 Irish VCIC Bonds (Fully Rep) - No iShares 6-Jun-06 LSE
iShares Barclays Capital $ Treasury Bond 7-10 IBTM LN ISTB.L INAVTRBP - BCEY4T IE00B1FZS798 12 12 20 S GBP 119.91 515.03 1.13 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital £ Index-Linked Gilts INXG LN INXG.L INAVILGP - BCIU1G IE00B1FZSD53 16 12 25 S GBP 11.78 777.02 5.74 Irish VCIC Bonds (Fully Rep) - No iShares 4-Dec-06 LSE
iShares Barclays Capital Euro Aggregate Bond SEAG LN - INAVCG7G - LBEATREU IE00B3DKXQ41 391 2,909 25 S GBP 90.16 291.52 0.01 Irish VCIC Bonds (Optimized) - No iShares 9-Mar-09 LSE
iShares Barclays Capital Euro Government Bond 1-3 IBGS LN IBGS.L INAVEGBP - BCEX6T IE00B14X4Q57 10 10 20 S GBP 113.53 686.16 0.06 Irish VCIC Bonds (Fully Rep) - No iShares 6-Jun-06 LSE
iShares Barclays Capital Euro Government Bond 15-30 IBGL LN IBGL.L INAVGBFP - BCEX1T IE00B1FZS913 30 29 20 S GBP 145.57 209.90 0.30 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital Euro Government Bond 3-5 IBGX LN IBGX.L INAVGBTP - BCEX2G IE00B1FZS681 15 13 20 S GBP 125.98 541.10 2.73 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital Euro Government Bond 7-10 IBGM LN IBGM.L INAVGBSP - BCEX4T IE00B1FZS806 12 14 20 S GBP 138.84 502.63 0.08 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital Euro Inflation Linked Bond IBCI LN IBCI.L INAVILBP - BEIG1T IE00B0M62X26 21 20 25 R GBP 154.90 869.66 0.08 Irish VCIC Bonds (Fully Rep) - Yes iShares 21-Nov-05 LSE
iShares Barclays Credit Bond Fund CFT US CFT.N CFTIV CFTNV - US4642886208 237 237 20 M USD 107.90 722.93 4.54 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays Government/Credit Bond Fund GBF US GBF.N GBFIV GBFNV - US4642885960 196 4,589 20 M USD 111.27 155.77 0.60 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Credit Bond Fund CIU US CIU.N CIUIV CIUNV - US4642886380 176 176 20 M USD 107.79 2,975.00 15.18 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Government/Credit Bond Fund GVI US GVI.N GVIIV GVINV - US4642886125 104 104 20 M USD 110.21 529.01 1.56 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays MBS Bond Fund MBB US MBB.A MBBIV MBBNV - US4642885887 15 391 33 M USD 109.54 2,059.35 14.75 1940 Act Fund Bonds - Yes iShares 16-Mar-07 NYSE Arca
iShares Barclays Short Treasury Bond Fund SHV US SHV.N SHVIV SHVNV - US4642886794 29 57 15 M USD 110.21 3,703.06 40.54 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays TIPS Bond Fund TIP US TIP.N TIPIV TIPNV - US4642871762 17 17 20 M USD 107.94 20,540.98 82.83 1940 Act Fund Bonds Yes Yes iShares 5-Dec-03 NYSE Arca
iShares Cohen & Steers Realty Majors Index Fund ICF US ICF.A ICFIV ICFNV RMP US4642875649 31 30 35 Q USD 59.39 2,173.67 48.86 1940 Act Fund Stocks Yes No iShares 2-Feb-01 NYSE Arca
iShares Dow Jones International Select Dividend IDV US IDV IDVIV IDVNV DJEPCSDT US4642884484 99 100 50 Q USD 28.64 137.47 1.77 1940 Act Fund Stocks - No iShares 15-Jun-07 NYSE Arca
iShares Dow Jones Select Dividend Index Fund DVY US DVY.N DVYIV DVYNV DJDVY US4642871689 101 100 40 Q USD 43.98 4,290.25 26.13 1940 Act Fund Stocks Yes Yes iShares 3-Nov-03 NYSE Arca
iShares Dow Jones Transportation Average Index Fund IYT US IYT.A IYTIV IYTNV DJTTR US4642871929 21 20 47 Q USD 74.58 563.08 56.11 1940 Act Fund Stocks Yes No iShares 10-Oct-03 NYSE Arca
iShares Dow Jones U.S. Aerospace & Defense ITA US ITA.N ITAIV ITANV DJSASDT US4642887602 32 33 47 Q USD 49.55 161.04 2.30 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Basic Materials Sector IYM US IYM.A IYMIV IYMNV DJUSBMT US4642878387 70 76 47 Q USD 58.02 612.11 39.70 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Broker-Dealers Index Fund IAI US IAI.N IAIIV IAINV DJSINVT US4642887941 27 27 47 Q USD 23.59 81.39 1.61 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Consumer Goods Sector IYK US IYK IYKIV IYKNV DJUSNCT US4642878122 126 152 48 Q USD 56.11 272.13 2.54 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Consumer Services Sector IYC US IYC.A IYCIV IYCNV DJUSCYT US4642875805 200 248 48 Q USD 55.06 170.69 3.30 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Energy Sector Index Fund IYE US IYE.A IYEIV IYENV DJUSENT US4642877967 90 89 47 Q USD 29.72 586.97 4.09 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Financial Sector Index Fund IYF US IYF IYFIV IYFNV DJUSFNT US4642877884 258 300 48 Q USD 48.67 411.26 68.79 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Dow Jones U.S. Financial Services Index Fund IYG US IYG.A IYGIV IYGNV DJUSFV US4642877702 119 147 48 Q USD 47.52 201.96 8.39 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Healthcare Providers Index Fund IHF US IHF.N IHFIV IHFNV DJSHCPT US4642888287 47 52 48 A USD 44.16 92.74 3.34 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Healthcare Sector Index Fund IYH US IYH.A IYHIV IYHNV DJUSHCT US4642877629 133 171 48 Q USD 58.31 527.71 2.75 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Home Construction Index Fund ITB US ITB.N ITBIV ITBNV DJSHMBT US4642887529 27 22 47 Q USD 10.98 267.36 4.20 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca

ETFs registered for sale in Chile (continued)
iShares Dow Jones U.S. Index Fund IYY US IYY.A IYYIV IYYNV DJUS US4642878460 1,395 1,626 20 Q USD 52.57 499.42 1.76 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Industrial Sector Index Fund IYJ US IYJ.A IYJIV IYJNV DJUSINT US4642877546 250 252 48 Q USD 52.29 277.14 6.45 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Medical Devices Index Fund IHI US IHI.N IHIIV IHINV DJSMDQT US4642888105 39 44 48 Q USD 48.36 340.94 6.79 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Oil & Gas Exploration & Production IEO US IEO.N IEOIV IEONV DJSOEPT US4642888519 60 58 48 Q USD 47.42 339.05 12.01 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Oil Equipment & Services IEZ US IEZ.N IEZIV IEZNV DJSOEST US4642888444 44 57 47 Q USD 38.90 322.87 4.17 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Pharmaceuticals Index Fund IHE US IHE.N IHEIV IHENV DJSPHM US4642888360 33 40 48 Q USD 56.12 134.69 1.13 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Real Estate Index Fund IYR US IYR IYRIV IYRNV DJUSRET US4642877397 76 83 48 Q USD 50.51 2,644.20 636.75 1940 Act Fund Stocks Yes Yes iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Regional Banks Index Fund IAT US IAT.N IATIV IATNV DJSRBKT US4642887784 67 91 48 Q USD 20.13 130.85 3.39 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Technology Sector Index Fund IYW US IYW IYWIV IYWNV DJUSTC US4642877215 172 244 48 Q USD 51.84 1,124.93 10.04 1940 Act Fund Stocks Yes No iShares 15-May-00 NYSE Arca
iShares Dow Jones U.S. Telecommunications Sector IYZ US IYZ IYZIV IYZNV DJSTELT US4642877132 33 22 48 Q USD 19.84 642.82 11.42 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Dow Jones U.S. Utilities Sector Index Fund IDU US IDU.A IDUIV IDUNV DJUSUT US4642876977 76 72 48 Q USD 74.25 508.61 3.92 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares EURO STOXX 50 EUN2 GY LSTXXE.DE VLEUE - SX5T IE0008471009 50 50 35 Q EUR 26.29 4,046.41 12.54 Irish VCIC Stocks (Fully Rep) - Yes iShares 11-Apr-00 Xetra
iShares EURO STOXX Mid DJMC LN DJMC.L INAVDJMP - MCXT IE00B02KXL92 105 105 40 Q GB-p 2,660.00 163.22 0.05 Irish VCIC Stocks (Fully Rep) - No iShares 1-Nov-04 LSE
iShares EURO STOXX Select Dividend 30 IDVY LN IDVY.L INAVSSDP - SD3T IE00B0M62S72 30 30 40 Q GB-p 1,454.50 479.70 0.16 Irish VCIC Stocks (Fully Rep) - Yes iShares 31-Oct-05 LSE
iShares EURO STOXX Small DJSC LN DJSC.L INAVDJSP - SCXT IE00B02KXM00 108 108 40 Q GB-p 1,780.00 405.48 0.16 Irish VCIC Stocks (Fully Rep) - No iShares 1-Nov-04 LSE
iShares FTSE 100 ISF LN ISF.L BEIFT100 - UKX IE0005042456 102 102 40 Q GB-p 522.00 5,139.28 47.75 Irish VCIC Stocks (Fully Rep) - Yes iShares 28-Apr-00 LSE
iShares FTSE 250 MIDD LN IMID.L INAVMIDP - MCX IE00B00FV128 254 254 40 Q GB-p 971.25 614.57 4.98 Irish VCIC Stocks (Fully Rep) - No iShares 29-Mar-04 LSE
iShares FTSE BRIC 50 BRIC LN BRIC.L INAVFBRU - FBRIC IE00B1W57M07 50 50 74 S GB-p 1,817.00 914.21 0.89 Irish VCIC Stocks (Fully Rep) - Yes iShares 23-Apr-07 LSE
iShares FTSE EPRA/NAREIT Developed Real Estate ex-U.S. IFGL US IFGL.OQ IFGLIV IFGLNV TRGXUU US4642884898 155 197 48 Q USD 27.59 311.77 1.34 1940 Act Fund Stocks - No iShares 19-Nov-07 NASDAQ
iShares FTSE KLD Select Social Index Fund KLD US KLD.N KLDIV KLDNV KLDSSI US4642888022 264 226 50 Q USD 45.72 114.30 0.71 1940 Act Fund Stocks Yes Yes iShares 28-Jan-05 NYSE Arca
iShares FTSE UK All Stocks Gilt IGLT LN IGLT.L INAVGLTP - FTFIBGA IE00B1FZSB30 34 29 20 S GBP 11.00 586.10 8.27 Irish VCIC Bonds (Fully Rep) - No iShares 4-Dec-06 LSE
iShares FTSE/Xinhua China 25 FXC LN FXC.L INAVFXCP - XINOI IE00B02KXK85 25 25 74 Q GB-p 7,323.00 977.30 1.43 Irish VCIC Stocks (Fully Rep) - No iShares 25-Oct-04 LSE
iShares FTSE/Xinhua China 25 Index Fund FXI US FXI.N FXIIV FXINV XINOI US4642871846 26 25 73 S USD 39.36 7,563.02 698.95 1940 Act Fund Stocks Yes Yes iShares 8-Oct-04 NYSE Arca
iShares iBoxx $ High Yield Corporate Bond Fund HYG US HYG.A HYGIV HYGNV IBOXHY US4642885135 50 50 50 M USD 87.18 6,337.70 87.76 1940 Act Fund Bonds - Yes iShares 11-Apr-07 NYSE Arca
iShares iBoxx $ Investment Grade Corporate Bond Fund LQD US LQD.A LQDIV LQDNV GSITOP US4642872422 105 100 15 M USD 112.62 14,460.41 128.85 1940 Act Fund Bonds Yes Yes iShares 26-Jul-02 NYSE Arca
iShares JPMorgan $ Emerging Markets Bond Fund SEMB LN SEMB.L INAVEMG - JPEICOR IE00B2NPKV68 46 36 45 M GB-p 7,079.00 890.44 0.69 Irish VCIC Bonds (Fully Rep) - No iShares 18-Feb-08 LSE
iShares JPMorgan USD Emerging Markets Bond Fund EMB US EMB.P EMBIV EMBNV JPEICOR US4642882819 44 124 60 M USD 109.99 2,078.81 25.39 1940 Act Fund Bonds Yes Yes iShares 19-Dec-07 NYSE Arca
iShares Markit iBoxx $ Corporate Bond LQDE LN LQDE.L INAVUSDU - IBOXIG30 IE0032895942 33 30 20 Q USD 106.77 950.25 2.96 Irish VCIC Bonds (Fully Rep) - No iShares 16-May-03 LSE
iShares Markit iBoxx £ Corporate Bond SLXX LN SLXX.L INAVSLXP - IB8X IE00B00FV011 55 49 20 Q GBP 124.24 1,962.99 14.32 Irish VCIC Bonds (Fully Rep) - No iShares 29-Mar-04 LSE
iShares Markit iBoxx Euro Corporate Bond IBCS GY IBCSz.DE INAVBXE2 - IB8A DE0002511243 72 53 20 Q EUR 123.74 4,748.00 4.97 Irish VCIC Bonds (Fully Rep) - Yes iShares 19-Mar-03 Xetra
iShares Morningstar Large Core Index Fund JKD US JKD.N JKDIV JKDNV MLCRT US4642871275 81 97 20 Q USD 60.02 225.08 1.53 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Large Growth Index Fund JKE US JKE.N JKEIV JKENV MLGRT US4642871192 86 104 25 Q USD 52.74 303.26 1.73 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Large Value Index Fund JKF US JKF.N JKFIV JKFNV MLVLT US4642881092 69 94 25 Q USD 51.46 182.68 0.59 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Small Core Index Fund JKJ US JKJ.N JKJIV JKJNV MSCRT US4642885051 291 382 25 M USD 69.20 138.39 1.33 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares MSCI AC Far East ex-Japan IFFF LN IFFF.L INAVPACP - MXFEJ IE00B0M63730 403 483 74 Q GB-p 2,557.00 1,788.61 2.66 Irish VCIC Stocks (Optimized) - Yes iShares 31-Oct-05 LSE
iShares MSCI ACWI ex US Index Fund ACWX US ACWX.O ACWXIV ACWXNV NDUEACWZ US4642882405 659 2,247 35 S USD 37.62 639.48 3.20 1940 Act Fund Stocks - No iShares 31-Mar-08 NASDAQ
iShares MSCI ACWI Index Fund ACWI US ACWI.O ACWIIV ACWINV NDUEACWF US4642882579 702 2,884 35 S USD 39.27 1,201.66 8.70 1940 Act Fund Stocks - Yes iShares 28-Mar-08 NASDAQ
iShares MSCI All Country Asia ex Japan Index Fund AAXJ US AAXJ.O AAXJIV AAXJNV NDUECAXJ US4642881829 208 559 72 S USD 54.55 2,034.72 22.78 1940 Act Fund Stocks Yes No iShares 15-Aug-08 NASDAQ
iShares MSCI All Peru Capped Index Fund EPU US EPU.P EPUIV EPUNV MXPECAPD US4642898427 26 25 63 M USD 35.48 230.62 3.67 1940 Act Fund Stocks - No iShares 22-Jun-09 NYSE Arca
iShares MSCI Australia Index Fund EWA US EWA EWAIV EWANV NDDUAS US4642861037 75 73 55 S USD 21.02 2,207.10 81.58 1940 Act Fund Stocks Yes No iShares 12-Mar-96 NYSE Arca
iShares MSCI Austria Investable Market Index Fund EWO US EWO EWOIV EWONV MIMUATAN US4642862027 35 13 55 S USD 17.12 109.57 2.03 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Brazil IBZL LN IBZL.L INAVBRAP - MXBR IE00B0M63516 76 76 74 Q GB-p 3,514.75 981.26 1.22 Irish VCIC Stocks (Fully Rep) - No iShares 21-Nov-05 LSE
iShares MSCI Brazil Index Fund EWZ US EWZ.A EWZIV EWZNV NDUEBRAF US4642864007 76 76 65 S USD 66.90 9,081.68 964.01 1940 Act Fund Stocks Yes Yes iShares 14-Jul-00 NYSE Arca
iShares MSCI BRIC Index Fund BKF US BKF.P BKFIV BKFNV NDUEBRIC US4642866572 174 253 72 S USD 42.74 942.42 4.80 1940 Act Fund Stocks - No iShares 16-Nov-07 NYSE Arca
iShares MSCI Canada Index Fund EWC US EWC EWCIV EWCNV NDDUCA US4642865095 99 99 55 S USD 26.21 3,462.34 64.29 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Chile Investable Market Index Fund ECH US ECH.P ECHIV ECHNV MIMUCHLN US4642866408 33 27 65 S USD 67.47 671.33 18.26 1940 Act Fund Stocks - No iShares 16-Nov-07 NYSE Arca
iShares MSCI EAFE Growth Index Fund EFG US EFG.N EFGIV EFGNV NDUGEAFF US4642888857 544 682 40 S USD 51.19 1,208.08 4.02 1940 Act Fund Stocks Yes No iShares 5-Aug-05 NYSE Arca
iShares MSCI EAFE Index Fund EFA US EFA.A EFAIV EFANV NDDUEAFE US4642874659 845 966 35 S USD 49.79 31,875.56 926.62 1940 Act Fund Stocks Yes Yes iShares 17-Aug-01 NYSE Arca
iShares MSCI EAFE Small Cap Index Fund SCZ US SCZ.P SCZIV SCZNV NCUDEAFE US4642882736 697 600 40 S USD 34.46 1,033.80 9.72 1940 Act Fund Stocks - No iShares 12-Dec-07 NYSE Arca
iShares MSCI EAFE Value Index Fund EFV US EFV.N EFVIV EFVNV NDUVEAFF US4642888774 525 575 40 S USD 44.47 1,174.01 6.09 1940 Act Fund Stocks Yes No iShares 5-Aug-05 NYSE Arca
iShares MSCI Eastern Europe 10/40 IEER LN IEER.L INAVEEPP - MN40MEU IE00B0M63953 49 57 74 Q GB-p 1,817.00 284.30 0.80 Irish VCIC Stocks (Optimized) - Yes iShares 7-Nov-05 LSE
iShares MSCI Emerging Markets IEEM LN IEEM.L INAVEMKP - MXEF IE00B0M63177 329 767 75 Q GB-p 2,469.25 4,158.98 8.97 Irish VCIC Stocks (Optimized) - No iShares 21-Nov-05 LSE
iShares MSCI Emerging Markets Index Fund EEM US EEM.A EEMIV EEMNV MXEF US4642872349 382 767 72 S USD 39.82 39,403.88 2,234.36 1940 Act Fund Stocks Yes Yes iShares 7-Apr-03 NYSE Arca
iShares MSCI EMU Index Fund EZU US EZU.A EZUIV EZUNV NDDUEMU US4642866085 269 284 56 S USD 30.33 812.84 15.22 1940 Act Fund Stocks Yes No iShares 14-Jul-00 NYSE Arca
iShares MSCI Europe ex-UK IEUX LN IEUX.L INAVEUKP - MSDE15XN IE00B14X4N27 352 360 40 Q GB-p 1,651.50 638.41 1.83 Irish VCIC Stocks (Optimized) - No iShares 6-Jun-06 LSE
iShares MSCI France Index Fund EWQ US EWQ EWQIV EWQNV NDDUFR US4642867075 78 78 55 S USD 20.73 236.32 11.58 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Germany Index Fund EWG US EWG EWGIV EWGNV NDDUGR US4642868065 51 51 55 S USD 19.21 1,469.57 32.94 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Hong Kong Index Fund EWH US EWH EWHIV EWHNV NDDUHK US4642868719 41 42 55 S USD 16.00 1,974.00 92.27 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Israel Capped Investable Market EIS US EIS.P EISIV EISNV MISCNU US4642866325 78 69 66 S USD 49.16 127.82 4.45 1940 Act Fund Stocks - No iShares 28-Mar-08 NYSE Arca
iShares MSCI Japan IJPN LN IJPN.L INAVIJPP - NDDUJN IE00B02KXH56 345 345 59 S GB-p 614.50 1,679.77 4.60 Irish VCIC Stocks (Fully Rep) - No iShares 4-Oct-04 LSE

iShares MSCI Japan Index Fund EWJ US EWJ EWJIV EWJNV MXJP US4642868487 336 345 56 S USD 9.49 3,968.72 169.64 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Kokusai Index Fund TOK US TOK.P TOKIV TOKNV NDDUKOK US4642882652 1,192 1,203 25 S USD 33.82 236.74 0.09 1940 Act Fund Stocks - Yes iShares 12-Dec-07 NYSE Arca
iShares MSCI Korea IKOR LN IKOR.L INAVKORP - NDEUSKO IE00B0M63391 99 99 74 S GB-p 1,944.75 372.90 0.72 Irish VCIC Stocks (Fully Rep) - No iShares 21-Nov-05 LSE
iShares MSCI Malaysia Index Fund EWM US EWM.A EWMIV EWMNV NDDUMAF US4642868305 43 42 56 S USD 12.92 790.70 32.70 1940 Act Fund Stocks Yes Yes iShares 18-Mar-96 NYSE Arca
iShares MSCI Mexico Investable Market Index Fund EWW US EWW EWWIV EWWNV MIMUMEXN US4642868222 48 50 55 S USD 47.82 1,439.38 136.93 1940 Act Fund Stocks Yes Yes iShares 18-Mar-96 NYSE Arca
iShares MSCI Pacific ex-Japan Index Fund EPP US EPP.A EPPIV EPPNV MSDUPXJ US4642866655 149 146 50 S USD 39.30 3,442.68 39.54 1940 Act Fund Stocks Yes Yes iShares 25-Oct-01 NYSE Arca
iShares MSCI Singapore Index Fund EWS US EWS EWSIV EWSNV NDDUSG US4642866739 28 27 55 S USD 12.14 1,725.09 40.91 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI South Africa Index Fund EZA US EZA.A EZAIV EZANV NDEUSSA US4642867802 45 45 66 S USD 57.96 498.46 17.52 1940 Act Fund Stocks Yes Yes iShares 7-Feb-03 NYSE Arca
iShares MSCI South Korea Index Fund EWY US EWY EWYIV EWYNV MXKR US4642867729 101 98 65 S USD 47.92 3,265.75 107.74 1940 Act Fund Stocks Yes Yes iShares 10-May-00 NYSE Arca
iShares MSCI Spain Index Fund EWP US EWP EWPIV EWPNV NDDUSP US4642867646 30 33 56 S USD 36.39 191.05 21.01 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Sweden Index Fund EWD US EWD EWDIV EWDNV NDDUSW US4642867562 32 47 55 S USD 24.02 245.00 6.14 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Switzerland Index Fund EWL US EWL EWLIV EWLNV NDDUSZ US4642867497 38 38 56 S USD 21.32 399.75 4.07 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Taiwan ITWN LN ITWN.L INAVTAIP - NDEUSTW IE00B0M63623 118 118 74 S GB-p 1,964.00 286.21 0.62 Irish VCIC Stocks (Fully Rep) - No iShares 21-Nov-05 LSE
iShares MSCI Taiwan Index Fund EWT US EWT.A EWTIV EWTNV MXTW US4642867315 125 121 82 S USD 12.23 2,729.74 145.26 1940 Act Fund Stocks Yes Yes iShares 23-Sep-00 NYSE Arca
iShares MSCI Thailand Investable Market Index Fund THD US THD.P THDIV THDNV MIMUTHAN US4642866242 83 68 65 S USD 54.24 512.57 16.58 1940 Act Fund Stocks - No iShares 28-Mar-08 NYSE Arca
iShares MSCI Turkey ITKY LN ITKY.L INAVTUKP - MXTR IE00B1FZS574 22 22 74 S GB-p 2,536.00 221.74 0.42 Irish VCIC Stocks (Fully Rep) - Yes iShares 6-Nov-06 LSE
iShares MSCI Turkey Investable Market Index Fund TUR US TUR.P TURIV TURNV MIMUTURN US4642867158 84 68 65 S USD 60.10 594.99 18.64 1940 Act Fund Stocks - No iShares 28-Mar-08 NYSE Arca
iShares MSCI United Kingdom Index Fund EWU US EWU EWUIV EWUNV NDDUUK US4642866994 108 112 55 S USD 14.90 923.80 27.14 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI World IWRD LN IWRD.L INAVWORP - MXWO IE00B0M62Q58 668 1,654 50 Q GB-p 1,498.00 2,950.50 4.54 Irish VCIC Stocks (Optimized) - Yes iShares 31-Oct-05 LSE
iShares Nasdaq Biotechnology Index Fund IBB US IBB IBBIV IBBNV NBI US4642875565 119 121 48 Q USD 79.00 1,279.80 47.23 1940 Act Fund Stocks Yes Yes iShares 9-Feb-01 NASDAQ
iShares NYSE Composite Index Fund NYC US NYC.N NYCIV NYCNV NYA US4642871432 1,273 1,819 25 Q USD 61.90 92.85 0.29 1940 Act Fund Stocks Yes No iShares 2-Apr-04 NYSE Arca
iShares Russell 1000 Growth Index Fund IWF US IWF IWFIV IWFNV RU10GRTR US4642876142 624 636 20 Q USD 46.71 9,909.53 104.43 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Russell 1000 Index Fund IWB US IWB IWBIV IWBNV RU10INTR US4642876225 965 974 15 Q USD 58.07 4,996.92 68.49 1940 Act Fund Stocks Yes No iShares 15-May-00 NYSE Arca
iShares Russell 1000 Value Index Fund IWD US IWD IWDIV IWDNV RU10VATR US4642875987 677 643 20 Q USD 54.95 8,058.42 82.49 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Russell 2000 Growth Index Fund IWO US IWO.A IWOIV IWONV RU20GRTR US4642876480 1,272 1,371 25 A USD 65.91 2,715.49 87.66 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell 2000 Index Fund IWM US IWM.A IWMIV IWMNV RU20INTR US4642876555 2,013 2,010 28 Q USD 60.30 12,168.54 3,691.09 1940 Act Fund Stocks Yes Yes iShares 22-May-00 NYSE Arca
iShares Russell 2000 Value Index Fund IWN US IWN.A IWNIV IWNNV RU20VATR US4642876308 1,393 1,323 41 A USD 56.12 3,529.95 79.69 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell 3000 Growth Index Fund IWZ US IWZ.A IWZIV IWZNV RU30GRTR US4642876712 1,895 2,010 25 A USD 38.19 255.87 0.92 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell 3000 Index Fund IWV US IWV IWVIV IWVNV RU30INTR US4642876894 2,977 2,993 21 A USD 61.91 2,606.41 18.70 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Russell 3000 Value Index Fund IWW US IWW.A IWWIV IWWNV RU30VATR US4642876639 2,069 1,968 26 Q USD 71.87 269.51 1.74 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell Microcap Index Fund IWC US IWC.N IWCIV IWCNV RMICRO US4642888691 1,312 2,001 71 A USD 37.56 328.65 5.50 1940 Act Fund Stocks Yes No iShares 16-Aug-05 NYSE Arca
iShares Russell Midcap Growth Index Fund IWP US IWP.A IWPIV IWPNV RUMCGRTR US4642874816 491 499 25 A USD 44.67 2,436.75 27.35 1940 Act Fund Stocks Yes No iShares 17-Jul-01 NYSE Arca
iShares Russell Midcap Index Fund IWR US IWR.A IWRIV IWRNV RUMCINTR US4642874998 772 783 20 A USD 82.17 5,012.37 57.94 1940 Act Fund Stocks Yes No iShares 17-Jul-01 NYSE Arca
iShares Russell Midcap Value Index Fund IWS US IWS.A IWSIV IWSNV RUMCVATR US4642874733 551 519 25 A USD 37.15 2,598.64 62.55 1940 Act Fund Stocks Yes No iShares 17-Jul-01 NYSE Arca
iShares S&P 100 Index Fund OEF US OEF OEFIV OEFNV SPTR100 US4642871010 101 100 20 A USD 47.81 2,077.13 46.53 1940 Act Fund Stocks Yes No iShares 23-Oct-00 NYSE Arca
iShares S&P 1500 Index Fund ISI US ISI.A ISIIV ISINV SPTRSUPR US4642871507 1,501 1,500 20 A USD 47.82 270.18 0.65 1940 Act Fund Stocks Yes No iShares 20-Jan-04 NYSE Arca
iShares S&P 500 IUSA LN IUSA.L BEIFIUSA - SPX IE0031442068 500 500 40 Q GB-p 683.50 6,303.95 10.34 Irish VCIC Stocks (Fully Rep) - No iShares 19-Mar-02 LSE
iShares S&P 500 Growth Index Fund IVW US IVW.A IVWIV IVWNV SPTRSGX US4642873099 297 306 18 A USD 54.23 4,671.91 30.19 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares S&P 500 Index Fund IVV US IVV IVVIV IVVNV SPX US4642872000 501 500 9 Q USD 105.71 20,898.87 313.14 1940 Act Fund Stocks Yes Yes iShares 15-May-00 NYSE Arca
iShares S&P 500 Value Index Fund IVE US IVE.A IVEIV IVENV SPTRSVX US4642874089 370 354 18 A USD 50.57 3,534.84 28.93 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares S&P Asia 50 Index Fund AIA US AIA.P AIAIV AIANV SPAS50NT US4642884302 51 50 52 S USD 38.73 147.17 0.70 1940 Act Fund Stocks - No iShares 16-Nov-07 NYSE Arca
iShares S&P Developed ex-U.S. Property Index Fund WPS US WPS.N WPSIV WPSNV SPBMWUUT US4642884229 216 330 48 Q USD 29.87 107.53 0.66 1940 Act Fund Stocks - No iShares 7-Aug-07 NYSE Arca
iShares S&P Europe 350 Index Fund IEV US IEV.A IEVIV IEVNV SPTR350N US4642878619 353 350 60 S USD 33.80 1,095.12 16.19 1940 Act Fund Stocks Yes Yes iShares 25-Jul-00 NYSE Arca
iShares S&P Global 100 Index Fund IOO US IOO IOOIV IOONV SPTR100N US4642875722 109 100 40 S USD 53.61 731.78 5.15 1940 Act Fund Stocks Yes Yes iShares 5-Dec-00 NYSE Arca
iShares S&P Global Consumer Staples Sector KXI US KXI.N KXIIV KXINV SGCS US4642887370 100 100 48 S USD 55.90 279.50 2.76 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Energy Sector Index Fund IXC US IXC.A IXCIV IXCNV SGES US4642873412 82 81 48 S USD 30.69 1,035.79 7.58 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Financials Sector Index Fund IXG US IXG.A IXGIV IXGNV SGFS US4642873339 221 218 48 S USD 40.78 260.99 2.68 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Healthcare Sector Index Fund IXJ US IXJ.A IXJIV IXJNV SGH US4642873255 83 83 48 S USD 46.68 443.46 1.41 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Industrials Sector Index Fund EXI US EXI.N EXIIV EXINV SGN US4642887297 186 185 48 S USD 43.39 160.54 0.83 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Infrastructure Index Fund IGF US IGF.P IGFIV IGFNV SPGTINNT US4642883726 77 73 48 S USD 31.68 434.02 1.14 1940 Act Fund Stocks - Yes iShares 12-Dec-07 NYSE Arca
iShares S&P Global Materials Sector Index Fund MXI US MXI.N MXIIV MXINV SGM US4642886950 119 117 48 S USD 56.69 765.32 2.77 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Technology Sector Index Fund IXN US IXN.A IXNIV IXNNV SGI US4642872919 118 120 48 S USD 50.09 483.37 2.13 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Telecommunications Sector IXP US IXP.A IXPIV IXPNV SGT US4642872752 45 40 48 S USD 52.80 322.08 3.93 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Utilities Sector Index Fund JXI US JXI.N JXIIV JXINV SGU US4642887115 77 77 48 S USD 43.31 218.72 2.25 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Latin America 40 Index Fund ILF US ILF.A ILFIV ILFNV SPTRL40N US4642873909 34 40 50 S USD 44.49 2,435.83 90.17 1940 Act Fund Stocks Yes Yes iShares 25-Oct-01 NYSE Arca
iShares S&P MidCap 400 Growth Index Fund IJK US IJK.A IJKIV IJKNV MIDG US4642876068 254 254 25 M USD 78.63 2,064.04 22.10 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares S&P MidCap 400 Index Fund IJH US IJH IJHIV IJHNV SPTRMDCP US4642875078 401 400 22 Q USD 72.16 7,104.15 59.95 1940 Act Fund Stocks Yes Yes iShares 22-May-00 NYSE Arca
iShares S&P MidCap 400 Value Index Fund IJJ US IJJ.A IJJIV IJJNV MIDV US4642877058 287 283 28 M USD 64.70 1,850.42 10.15 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares S&P North American Natural Resources Sector IGE US IGE.A IGEIV IGENV SPGSSINR US4642873743 125 126 48 S USD 31.77 1,510.43 5.73 1940 Act Fund Stocks Yes No iShares 25-Oct-01 NYSE Arca
iShares S&P North American Technology Sector IGM US IGM.A IGMIV IGMNV SPGSTI US4642875490 213 218 48 S USD 48.83 356.46 3.71 1940 Act Fund Stocks Yes No iShares 19-Mar-01 NYSE Arca

iShares S&P North American IGN US IGN.A IGNIV IGNNV SPGSTIIP US4642875318 31 33 48 S USD 25.94 155.64 3.82 1940 Act Fund Stocks Yes No iShares 10-Jul-01 NYSE Arca
Technology-Multimedia Networking
iShares S&P North American Technology-Semiconductors IGW US IGW.A IGWIV IGWNV SPGSTISM US4642875235 46 54 48 S USD 41.95 213.95 6.30 1940 Act Fund Stocks Yes No iShares 10-Jul-01 NYSE Arca
iShares S&P North American Technology-Software IGV US IGV.A IGVIV IGVNV SPGSTISO US4642875151 42 46 48 S USD 47.33 267.41 4.35 1940 Act Fund Stocks Yes No iShares 10-Jul-01 NYSE Arca
iShares S&P SmallCap 600 Growth Index Fund IJT US IJT.A IJTIV IJTNV SMLG US4642878874 367 364 25 M USD 56.15 1,370.06 15.49 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares S&P SmallCap 600 Index Fund IJR US IJR.A IJRIV IJRNV SML US4642878049 600 600 20 Q USD 53.34 5,165.98 88.50 1940 Act Fund Stocks Yes Yes iShares 22-May-00 NYSE Arca
iShares S&P SmallCap 600 Value Index Fund IJS US IJS.A IJSIV IJSNV SMLV US4642878791 425 423 25 M USD 56.31 1,464.06 9.72 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares S&P/TOPIX 150 Index Fund ITF US ITF ITFIV ITFNV SPTR150N US4642873826 151 150 50 S USD 41.18 111.19 0.33 1940 Act Fund Stocks Yes No iShares 23-Oct-01 NYSE Arca
iShares STOXX Europe 50 EUN1 GY LSTXX.DE VLEUN - SX5R IE0008470928 50 50 35 Q EUR 24.45 881.08 2.90 Irish VCIC Stocks (Fully Rep) - No iShares 11-Apr-00 Xetra
Lyxor CAC 40 CAC FP CAC.PA INCAC - CAC FR0007052782 S 40 25 A (Sep) EUR 36.21 3,654.37 39.19 French FCP Swaps - No Lyxor AM 22-Jan-01 EN Par
Lyxor ETF China Enterprise (HSCEI) ASI FP ASI.PA INASI - HSCEI FR0010204081 S 43 65 A (Jun) EUR 116.22 1,154.08 3.30 French FCP Swaps - No Lyxor AM 26-Jul-05 EN Par
Lyxor ETF Commodities CRB CRB FP CRB.PA INCRB - CRYTR FR0010270033 S 19 35 R EUR 20.23 1,045.50 1.86 French FCP Swaps - No Lyxor AM 1-Feb-06 EN Par
Lyxor ETF CRB Non Energy CRN FP CNRG.PA INCRN - CRYNETR FR0010346205 S 15 35 R EUR 18.79 283.58 0.86 French FCP Swaps - Yes Lyxor AM 9-Aug-06 EN Par
Lyxor ETF DAX LYXDAX GY LYXDAX.DE INDAX - DAX LU0252633754 S 30 20 R EUR 58.13 773.70 7.25 Luxembourg SICAV Swaps - No Lyxor AM 28-Jun-06 Xetra
Lyxor ETF DJ Turkey Titans 20 TUR FP LTUR.PA INTUR - TR20D FR0010326256 S 20 65 A (Sept) EUR 54.28 306.73 2.05 French FCP Swaps - No Lyxor AM 29-Aug-06 EN Par
Lyxor ETF Dow Jones Industrial Average DJE FP DJE.PA INDJE - INDU FR0007056841 S 30 50 A (Sept) EUR 80.57 567.42 1.95 French FCP Swaps - No Lyxor AM 17-May-01 EN Par
Lyxor ETF Eastern Europe (CECE Eur) CEC FP LYEE.PA INCEC - CECEEUR FR0010204073 S 30 50 A (Sept) EUR 19.57 418.36 3.25 French FCP Swaps - No Lyxor AM 26-Jul-05 EN Par
Lyxor ETF Europe Stoxx 600 Oil & Gas OIL FP LYXOIL.PA INOIL - SXEP FR0010344960 S 38 30 A (Sept) EUR 29.81 230.19 0.57 French FCP Swaps - No Lyxor AM 7-Nov-06 EN Par
Lyxor ETF Europe Stoxx Select Dividend 30 SEL FP SEL.PA INSEL - SD3P FR0010378604 S 30 30 A (Sept) EUR 14.89 171.59 0.23 French FCP Swaps - No Lyxor AM 7-Nov-06 EN Par
Lyxor ETF FTSE 100 L100 LN L100.L NVLL100 - FTPTT100 FR0010438127 S 102 30 R GB-p 543.90 398.65 2.16 French SICAV Swaps - No Lyxor AM 15-May-07 LSE
Lyxor ETF JAPAN (TOPIX) JPN FP JPN.PA INJPN - TPX FR0010245514 S 1,670 50 A (Dec) EUR 75.80 646.03 2.43 French FCP Swaps - No Lyxor AM 17-Nov-05 EN Par
Lyxor ETF MSCI AC Asia-Pacific Ex Japan AEJ FP AEJ.PA INAEJ - MXAPJ FR0010312124 S 644 65 A (Jun) EUR 31.97 710.75 0.94 French FCP Swaps - No Lyxor AM 3-May-06 EN Par
Lyxor ETF MSCI EM Latin America LTM FP LYXLTM.PA INLTM - MXLA FR0010410266 S 125 65 A (Sept) EUR 31.64 303.10 0.44 French FCP Swaps - No Lyxor AM 12-Jun-07 EN Par
Lyxor ETF MSCI Emerging Markets LEM FP LYXLEM.PA INLEM - MXEF FR0010429068 S 767 65 A (Sept) EUR 7.71 1,205.85 2.57 French FCP Swaps - No Lyxor AM 12-Jun-07 EN Par
Lyxor ETF MSCI EMU Small Cap MMS FP MSSM.PA INMMS - MXEMSC FR0010168773 S 569 40 A (Sept) EUR 141.93 185.03 0.43 French FCP Swaps - No Lyxor AM 13-Apr-05 EN Par
Lyxor ETF MSCI EMU Value VAL FP LEMU.PA INVAL - MXEM000V FR0010168781 S 149 40 A (Sept) EUR 103.29 173.23 0.09 French FCP Swaps - No Lyxor AM 13-Apr-05 EN Par
Lyxor ETF MSCI Europe MEU FP MEU.PA INMEU - MXEU FR0010261198 S 459 35 A (Sept) EUR 89.12 1,077.68 2.53 French FCP Swaps - No Lyxor AM 12-Jan-06 EN Par
Lyxor ETF MSCI India INR FP INR.PA ININR - MXIN FR0010361683 S 60 85 A EUR 12.15 1,973.74 2.59 French FCP Swaps - No Lyxor AM 7-Nov-06 EN Par
Lyxor ETF MSCI Korea KRW FP KRW.PA INKRW - MXKR FR0010361691 S 99 65 A (Jun) EUR 32.39 192.49 1.80 French FCP Swaps - No Lyxor AM 29-Sep-06 EN Par
Lyxor ETF MSCI World WLD FP WLD.PA INWLD - MXWO FR0010315770 S 1,654 45 A (Sept) EUR 86.56 924.54 2.28 French FCP Swaps - No Lyxor AM 4-May-06 EN Par
Lyxor ETF New Energy NRJ FP LYNRJ.PA INNRJ - WAEXPC FR0010524777 S 20 60 A (Sept) EUR 18.30 109.39 0.21 French FCP Swaps - No Lyxor AM 17-Oct-07 EN Par
Lyxor ETF Russia (DJ RusIndex Titans 10) RUS FP LRUS.PA INRUS - RU10D FR0010326140 S 10 65 A (Sept) EUR 28.94 816.24 3.28 French FCP Swaps - Yes Lyxor AM 22-Jun-06 EN Par
Lyxor ETF South Africa AFS FP LYXAFS.PA INAFS - TOP40 FR0010464446 S 42 65 A (Sept) EUR 25.97 173.27 0.44 French FCP Swaps - No Lyxor AM 12-Jun-07 EN Par
Lyxor ETF Stoxx 600 Basic Resources BRE FP BRES.PA INBRE - SXPP FR0010345389 S 30 30 A (Sept) EUR 48.68 212.04 2.29 French FCP Swaps - No Lyxor AM 30-Aug-06 EN Par
Lyxor ETF Stoxx 600 Food & Beverage FOO FP LYFOO.PA INFOO - SX3P FR0010344861 S 26 30 A (Sept) EUR 34.14 105.59 0.24 French FCP Swaps - No Lyxor AM 28-Aug-06 EN Par
Lyxor ETF Stoxx 600 Insurance INS FP LYYQ.PA ININS - SXIP FR0010344903 S 34 30 A (Sept) EUR 14.93 132.57 0.10 French FCP Swaps - No Lyxor AM 23-Aug-06 EN Par
Lyxor ETF Stoxx Europe 600 Banks BNK FP LYXBNK.PA INBNK - SX7P FR0010345371 S 54 30 A (Sept) EUR 21.45 454.31 2.54 French FCP Swaps - No Lyxor AM 30-Aug-06 EN Par
Lyxor ETF Stoxx Europe 600 Health Care HLT FP LYXHEA.PA INHLT - SXDP FR0010344879 S 36 30 A (Sept) EUR 38.62 228.92 0.57 French FCP Swaps - No Lyxor AM 28-Aug-06 EN Par
Lyxor ETF Stoxx Europe 600 Telecommunications TEL FP TELE.PA INTEL - SXKP FR0010344812 S 20 30 A (Sept) EUR 28.17 252.11 0.55 French FCP Swaps - No Lyxor AM 30-Aug-06 EN Par
Lyxor ETF Stoxx Europe 600 Utilities UTI FP LYXUTI.PA INUTI - SX6P FR0010344853 S 31 30 A (Sept) EUR 31.70 119.57 0.26 French FCP Swaps - No Lyxor AM 29-Aug-06 EN Par
Lyxor Euro STOXX 50 MSE FP MSE.PA INMSE - SX5E FR0007054358 S 50 25 A (Oct) EUR 27.16 6,635.74 35.27 French FCP Swaps - No Lyxor AM 21-Mar-01 EN Par
PowerShares FTSE RAFI Developed Markets ex-U.S. PXF US PXF PXFIV PXFNV FRX1X US73936T7899 1,000 1,007 75 Q USD 33.79 141.92 0.79 Open Ended Fund Stocks - Yes PowerShares 25-Jun-07 NYSE Arca
PowerShares FTSE RAFI Emerging Markets PXH US PXH PXH.IV PXHNV FREM US73936T7634 350 350 85 Q USD 21.71 377.75 1.90 Open Ended Fund Stocks - No PowerShares 27-Sep-07 NYSE Arca
PowerShares FTSE RAFI US 1000 PRF US PRFT.B PRFIV PRFNV FR10 US73935X5831 1,000 1,000 39 Q USD 46.40 672.80 4.67 Open Ended Fund Stocks - No PowerShares 19-Dec-05 NYSE Arca
PowerShares FTSE RAFI US 1500 Small-Mid PRFZ US PRFZ.O PRFZIV PRFZNV FR15US US73935X5674 1,500 1,500 39 Q USD 49.62 253.06 2.66 Open Ended Fund Stocks - No PowerShares 20-Sep-06 NASDAQ
PowerShares QQQ Trust QQQQ US QQQQ.O QXV QQQQN NDX US73935A1043 100 100 20 Q USD 43.61 15,845.69 2,954.30 Unit Invest. Trust Stocks - Yes PowerShares 10-Mar-99 NASDAQ
Consumer Discretionary Select Sector SPDR Fund XLY US XLY.A YXV YXVNV IXY US81369Y4070 87 87 21 Q USD 30.15 1,658.35 218.77 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Consumer Staples Select Sector SPDR Fund XLP US XLP.A PXV PXVNV IXR US81369Y3080 36 36 21 Q USD 26.46 3,146.67 197.33 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Energy Select Sector SPDR Fund XLE US XLE.A EXX EXVNV IXE US81369Y5069 29 29 21 Q USD 51.34 5,794.96 713.42 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Financial Select Sector SPDR Fund XLF US XLF.A FXV FXVNV IXM US81369Y6059 82 82 21 Q USD 13.44 5,170.31 947.95 Open Ended Fund Stocks Yes Yes SSgA 22-Dec-98 NYSE Arca
Health Care Select Sector SPDR Fund XLV US XLV.A NXV NXVNV IXV US81369Y2090 55 55 21 Q USD 28.21 2,501.25 212.82 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Industrial Select Sector SPDR Fund XLI US XLI.A TXV TXVNV IXI US81369Y7040 56 57 21 Q USD 28.30 2,540.66 484.96 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Materials Select Sector SPDR Trust XLB US XLB.A BXV BXVNV IXB US81369Y1001 32 32 21 Q USD 30.91 1,801.24 309.16 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
SPDR Barclays Capital 1-3 Month T-Bill ETF BIL US BIL.A BILIV BILNV LD12TRUU US78464A6800 9 9 13.45 M USD 45.86 1,224.48 30.80 Open Ended Fund Bonds - No SSgA 30-May-07 NYSE Arca
SPDR Barclays Capital Aggregate Bond ETF LAG US LAG.A LAGIV LAGNV LBUSTRUU US78464A6495 100 7,248 13.45 M USD 57.77 225.31 1.33 Open Ended Fund Bonds (Optimized) - No SSgA 30-May-07 NYSE Arca
SPDR Barclays Capital High Yield Bond ETF JNK US JNK.A JNKIV JNKNV LHVLTRUU US78464A4177 50 105 40 M USD 38.81 5,356.70 87.40 Open Ended Fund Bonds (Optimized) Yes No SSgA 4-Dec-07 NYSE Arca
SPDR Barclays Capital Intermediate Term Treasury ETF ITE US ITE.A ITEIV ITENV LT08TRUU US78464A6727 103 103 13.45 M USD 60.12 246.50 1.11 Open Ended Fund Bonds - No SSgA 30-May-07 NYSE Arca
SPDR Barclays Capital International Treasury Bond ETF BWX US BWX.A BWXIV BWXNV LTXUTRUU US78464A5166 54 674 50 M USD 57.88 1,174.97 7.09 Open Ended Fund Bonds (Optimized) - No SSgA 5-Oct-07 NYSE Arca
SPDR Barclays Capital TIPS ETF IPE US IPE.A IPEIV IPENV BCIT1T US78464A6560 21 21 25 M USD 53.34 373.39 3.71 Open Ended Fund Bonds - No SSgA 30-May-07 NYSE Arca
SPDR DB International Government WIP US WIP.A WIPIV WIPNV DBLNDILS US78464A4904 75 123 50 M USD 55.65 829.21 2.67 Open Ended Fund Bonds (Optimized) - No SSgA 19-Mar-08 NYSE Arca
Inflation-Protected Bond

SPDR DJ Euro STOXX 50 FEZ US FEZ.N FEZIV FEZNV SX5E US78463X2027 50 50 32 Q USD 32.46 142.86 1.04 Open Ended Fund Stocks Yes No SSgA 21-Oct-01 NYSE Arca
SPDR S&P 500 SPY US SPY.A SXV SXVNV SPX US78462F1030 500 500 9.45 Q USD 105.31 62,200.06 22,154.14 Unit Invest. Trust Stocks Yes Yes SSgA 29-Jan-93 NYSE Arca
SPDR S&P BRIC 40 ETF BIK US BIK.A BIKIV BIKNV SPPRBRIC US78463X7984 40 40 40 A USD 23.59 415.18 1.61 Open Ended Fund Stocks - No SSgA 22-Jun-07 NYSE Arca
SPDR S&P China ETF GXC US GXC.A GXCIV GXCNV STBCCNU US78463X4007 100 151 59 A USD 69.50 590.75 9.59 Open Ended Fund Stocks, ADRs Yes No SSgA 23-Mar-07 NYSE Arca
SPDR S&P Emerging Asia Pacific ETF GMF US GMF.A GMFIV GMFNV STBMAEU US78463X3017 300 930 59 A USD 74.64 597.12 9.37 Open Ended Fund Stocks (Optimized) Yes No SSgA 23-Mar-07 NYSE Arca
SPDR S&P Emerging Europe ETF GUR US GUR.A GURIV GURNV STBMEECQ US78463X6085 75 141 59 A USD 40.98 209.00 3.47 Open Ended Fund Stocks (Optimized) Yes No SSgA 23-Mar-07 NYSE Arca
SPDR S&P Emerging Latin America ETF GML US GML.A GMLIV GMLNV STBMLAU US78463X7075 50 202 59 A USD 75.07 180.17 3.60 Open Ended Fund Stocks (Optimized) Yes No SSgA 23-Mar-07 NYSE Arca
SPDR S&P Emerging Markets ETF GMM US GMM.A GMMIV GMMNV STBMEMU US78463X5095 600 1,525 59 A USD 62.60 194.06 3.15 Open Ended Fund Stocks (Optimized) Yes No SSgA 23-Mar-07 NYSE Arca
Technology Select Sector SPDR Fund XLK US XLK.C KXV KXVNV IXT US81369Y8030 90 90 21 Q USD 20.76 3,688.14 249.89 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Utilities Select Sector SPDR Fund XLU US XLU.A UXV UXVNV IXU US81369Y8865 33 33 21 Q USD 30.67 4,072.18 259.38 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Market Vectors Agribusiness ETF MOO US MOO.P MOOIV MOONV DXAG US57060U6055 37 37 56 A USD 43.43 1,728.51 35.54 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 5-Sep-07 NYSE Arca
Market Vectors Brazil Small-Cap ETF BRF US BRF.P BRFIV BRFNV MVRIO US57060U6139 52 52 65 A USD 50.85 734.78 16.12 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 14-May-09 NYSE Arca
Market Vectors Coal ETF KOL US KOL.P KOLIV KOLNV COAL US57060U8374 60 60 59 A USD 31.79 241.60 7.89 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 14-Jan-08 NYSE Arca
Market Vectors Gaming ETF BJK US BJK.P BJKIV BJKNV WAGR US57060U8291 69 69 65 A USD 25.39 102.83 0.33 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 24-Jan-08 NYSE Arca
Market Vectors Global Alternative Energy ETF GEX US GEX.P GEXIV GEXNV AGIXL US57060U4076 30 30 62 A USD 18.86 135.79 1.03 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 9-May-07 NYSE Arca
Market Vectors Gold Miners GDX US GDX.P GMI GMINV GDM US57060U1007 37 37 53 A USD 53.12 6,873.86 388.43 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 22-May-06 NYSE Arca
Market Vectors Hard Assets Producers ETF HAP US HAP.P HAPIV HAPNV RVEI US57060U7954 329 329 65 A USD 31.06 128.90 0.51 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 3-Sep-08 NYSE Arca
Market Vectors Indonesia ETF IDX US IDX.P IDXIV IDXNV MVINDO US57060U7533 24 24 68 A USD 75.57 494.98 14.78 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 20-Jan-09 NYSE Arca
Market Vectors Nuclear Energy ETF NLR US NLR.P NLRIV NLRNV DXNE US57060U7046 35 35 62 A USD 19.84 162.69 1.26 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 15-Aug-07 NYSE Arca
Market Vectors Russia ETF RSX US RSX.P RSXIV RSXNV DXRPUS US57060U5065 39 39 62 A USD 29.98 1,792.80 63.56 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 30-Apr-07 NYSE Arca
Market Vectors Steel ETF SLX US SLX.P KLX KLXNV STEEL US57060U3086 32 32 55 A USD 56.20 258.52 11.16 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 16-Oct-06 NYSE Arca
Vanguard Consumer Discretionary ETF VCR US VCR.A VCRIV VCRNV MZUSI0CD US92204A1088 378 377 25 A (Dec) USD 47.77 234.18 2.88 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Consumer Staples ETF VDC US VDC.A VDCIV VDCNV MZUSI0CS US92204A2078 114 114 25 A (Dec) USD 66.63 546.47 4.52 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Dividend Appreciation ETF VIG US VIG.A VIGIV VIGNV DVG US9219088443 142 142 23 Q USD 45.29 3,181.04 20.41 1940 Act Fund Stocks Yes No Vanguard 27-Apr-06 NYSE Arca
Vanguard Emerging Markets VWO US VWO.A VWOIV VWONV NDUEEGF US9220428588 836 748 27 A (Dec) USD 40.60 30,207.56 480.32 1940 Act Fund Stocks Yes Yes Vanguard 4-Mar-05 NYSE Arca
Vanguard Energy ETF VDE US VDE.A VDEIV VDENV MSCIEN US92204A3068 161 161 25 A (Dec) USD 75.41 1,043.94 8.08 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard European ETF VGK US VGK.A VGKIV VGKNV NDDUE15 US9220428745 476 459 16 A (Dec) USD 43.49 2,370.02 36.13 1940 Act Fund Stocks Yes Yes Vanguard 4-Mar-05 NYSE Arca
Vanguard Extended Market ETF VXF US VXF.A VXFIV VXFNV SPCMI US9229086528 3,075 3,459 13 A (Dec) USD 42.71 820.01 2.82 1940 Act Fund Stocks Yes No Vanguard 4-Jan-02 NYSE Arca
Vanguard Financials ETF VFH US VFH.A VFHIV VFHNV MZUSI0FN US92204A4058 492 491 25 Q USD 27.70 460.82 3.74 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Growth ETF VUG US VUG.A VUGIV VUGNV MZUSPG US9229087369 428 427 14 Q USD 49.92 3,905.44 18.67 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Health Care ETF VHT US VHT.A VHTIV VHTNV MZUSI0HC US92204A5048 303 303 25 A (Dec) USD 49.96 560.30 2.85 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Industrials ETF VIS US VIS.A VISIV VISNV MSCIIN US92204A6038 374 380 25 A (Dec) USD 51.83 295.61 2.24 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard Information Technology ETF VGT US VGT.A VGTIV VGTNV MZUSI0IT US92204A7028 426 420 25 A (Dec) USD 49.70 1,143.90 9.78 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Intermediate-Term Bond ETF BIV US BIV.A BIVIV BNVNV LD03TRUU US9219378190 1,044 1,519 12 M USD 86.24 2,121.50 15.75 1940 Act Fund Bonds Yes No Vanguard 10-Apr-07 NYSE Arca
Vanguard Large-Cap ETF VV US VV.A VVIV VVNV MZUSP US9229086379 755 754 12 Q USD 47.92 2,364.28 9.66 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Long-Term Bond ETF BLV US BLV.A BLVIV BLVNV LGC5TRUU US9219377937 961 1,273 12 M USD 86.77 433.83 5.20 1940 Act Fund Bonds Yes No Vanguard 10-Apr-07 NYSE Arca
Vanguard Materials ETF VAW US VAW.A VAWIV VAWNV MZUSI0MT US92204A8018 130 130 25 A (Dec) USD 65.05 412.54 4.93 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Mid-Cap ETF VO US VO.A VOIV VONV MZUSM US9229086296 455 453 14 A (Dec) USD 59.96 2,406.86 9.99 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Mid-Cap Growth ETF VOT US VOT.A VOTIV VOTNV MZUSMG US9229085389 248 248 14 A (Dec) USD 48.37 654.53 4.02 1940 Act Fund Stocks Yes No Vanguard 24-Aug-06 NYSE Arca
Vanguard Mid-Cap Value ETF VOE US VOE.A VOEIV VOENV MZUSMV US9229085124 263 263 14 A (Dec) USD 44.37 628.72 5.47 1940 Act Fund Stocks Yes No Vanguard 24-Aug-06 NYSE Arca
Vanguard Pacific Stock ETF VPL US VPL.A VPLIV VPLNV MXPC US9220428661 492 489 16 A (Dec) USD 50.24 1,352.13 6.97 1940 Act Fund Stocks Yes Yes Vanguard 4-Mar-05 NYSE Arca
Vanguard REIT ETF VNQ US VNQ.A VNQIV VNQNV RMZ US9229085538 98 99 15 Q USD 49.92 5,612.58 110.07 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard Short-Term Bond ETF BSV US BSV.A BSVIV BSVNV LD04TRUU US9219378273 1,251 2,227 12 M USD 81.63 5,632.47 32.77 1940 Act Fund Bonds Yes No Vanguard 10-Apr-07 NYSE Arca
Vanguard Small-Cap ETF VB US VB.A VBIV VBNV MZUSS US9229087518 1,753 1,750 14 A (Dec) USD 56.71 3,469.57 22.56 1940 Act Fund Stocks Yes Yes Vanguard 30-Jan-04 NYSE Arca
Vanguard Small-Cap Growth ETF VBK US VBK.A VBKIV VBKNV MZUSSG US9229085959 1,034 1,031 14 A (Dec) USD 59.04 1,263.38 7.94 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Small-Cap Value ETF VBR US VBR.A VBRIV VBRNV MSCISV US9229086114 993 990 14 A (Dec) USD 53.94 1,499.14 6.28 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Telecommunication Services ETF VOX US VOX.A VOXIV VOXNV MSCITC US92204A8844 38 38 25 A (Dec) USD 56.90 239.10 1.80 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard Total Bond Market ETF BND US BND.A BNDIV BNDNV LBUSTRUU US9219378356 4,570 8,211 12 M USD 82.75 8,920.45 64.82 1940 Act Fund Bonds Yes Yes Vanguard 10-Apr-07 NYSE Arca
Vanguard Total Stock Market ETF VTI US VTI.A VTIIV VTINV MSCIBM US9229087690 3,421 3,550 7 Q USD 53.59 13,634.00 95.70 1940 Act Fund Stocks Yes Yes Vanguard 31-May-01 NYSE Arca
Vanguard Utilities ETF VPU US VPU.A VPUIV VPUNV MZUSI0UT US92204A8760 89 89 25 Q USD 64.71 572.61 4.31 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Value ETF VTV US VTV.A VTVIV VTVNV MZUSPV US9229087443 422 421 14 Q USD 45.46 3,442.69 16.64 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
WisdomTree DEFA Equity Income Fund DTH US DTH.N DTHNV DTHNV WTDHYTR US97717W8029 395 669 58 Q USD 36.77 108.47 0.30 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree DEFA Fund DWM US DWM.N DWMNV DWMNV WTDIEFTR US97717W7039 625 2,300 48 Q USD 41.26 373.40 0.96 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Dividend Top 100 Fund DTN US DTN.N DTNNV DTNNV WTTOP US97717W4069 99 100 38 Q USD 41.16 224.32 2.65 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Dreyfus Brazilian Real Fund BZF US BZF .N BZFIV BZFNV - US97717W2402 67 - 45 A USD 27.65 221.20 4.88 Open Ended Fund Fixed Income - No WisdomTree 14-May-08 NYSE Arca
WisdomTree Dreyfus China Yuan Fund CYB US CYB .N CYBIV CYBNV - US97717W1826 81 - 45 A USD 24.84 586.22 3.45 Open Ended Fund Fixed Income, Forwards - No WisdomTree 14-May-08 NYSE Arca
WisdomTree Emerging Markets Equity Income Equity Fund DEM US DEM.N DEMIV DEMIV WTEMHYTR US97717W3152 213 213 63 Q USD 50.85 600.03 6.51 Open Ended Fund Stocks - No WisdomTree 13-Jul-07 NYSE Arca
WisdomTree Emerging Markets SmallCap Dividend Fund DGS US DGS.N DGSIV DGSNV WTEMSCTR US97717W2816 247 247 63 Q USD 45.36 476.28 6.70 Open Ended Fund Stocks - No WisdomTree 30-Oct-07 NYSE Arca
WisdomTree Equity Income Fund DHS US DHS.N DHSNV DHSNV WTHYE US97717W2089 427 427 38 Q USD 35.00 117.25 0.89 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International Dividend Top 100 Fund DOO US DOO.N DOONV DOONV WTI100TR US97717W7864 100 100 58 Q USD 39.08 134.84 0.47 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International LargeCap Dividend Fund DOL US DOL.N DOLIV DOLIV WTILDITR US97717W7948 266 300 48 Q USD 40.16 126.50 0.39 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca

WisdomTree International MidCap Dividend Fund DIM US DIM.N DIMNV DIMNV WTIMDITR US97717W7781 381 713 58 Q USD 44.09 123.45 0.50 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree International SmallCap Dividend Fund DLS US DLS.N DLSNV DLSNV WTISDITR US97717W7609 584 1,317 58 Q USD 42.99 395.51 0.92 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Japan SmallCap Dividend Fund DFJ US DFJ.N DFJNV DFJNV WTIDJSTR US97717W8367 510 510 58 Q USD 39.29 133.59 0.92 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree LargeCap Dividend Fund DLN US DLN.N DLNIV DLNNV WTLDITR US97717W3079 296 296 28 Q USD 39.93 401.30 2.13 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree MidCap Dividend Fund DON US DON.N DONNV DONNV WTMDI US97717W5058 449 449 38 Q USD 43.48 139.14 0.90 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Pacific ex-Japan Dividend Fund DND US DND.N DNDNV DNDNV WTDIPRTR US97717W8284 239 396 48 Q USD 57.37 77.45 0.18 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Pacific ex-Japan Equity Income Fund DNH US DNH.N DNHNV DNHNV WTDPHYTR US97717W8102 95 95 58 Q USD 50.95 66.24 0.27 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree SmallCap Dividend Fund DES US DES.N DESNV DESNV WTSDI US97717W6049 809 809 38 Q USD 39.20 172.48 1.64 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
WisdomTree Total Dividend Fund DTD US DTD.N DTDNV DTDNV WTDI US97717W1099 775 1,554 28 Q USD 40.22 130.72 0.47 Open Ended Fund Stocks - No WisdomTree 16-Jun-06 NYSE Arca
ETFs listed in Mexico

MEXTRAC MEXTRAC MM MEXTRAC09.MX - - RENTABLE MX1BME0F0008 20 20 25* - MXN 69.30 272.02 0.52 Mexican Stocks - No BBVA AM 27-Aug-09 BMV
BRTRAC 10 BRTRAC MM - - - BMBRATM MX1BBR060001 15 50* - MXN 33.87 677.70 9.86 - Stocks - No BBVA AM 4-Mar-10 BMV
iShares Habita Total Return TRAC IHBTRAC MM IHBTRAC.MX IHBTRCIV IHBTRCNV HABITART MX1BIH000002 6 5 48 - MXN 14.89 1.13 0.19 Investment Trust Stocks (Optimized) - No iShares 30-Oct-07 BMV
iShares INMEX TRAC IMXTRAC MM IMXTRAC MX IMXTRCIV IMXTRCNV INMEXRT MX1BIM030002 20 20 38 M MXN 38.16 2.08 - Investment Trust Stocks (Optimized) - No iShares 18-Dec-08 BMV
iShares IPC CompMx Total Return TRAC ICMTRAC MM ICMTRAC.MX ICMTRCIV ICMTRCNV IRTCOMP MX1BIC0F0000 60 56 38 - MXN 27.96 0.42 - Investment Trust Stocks (Optimized) - No iShares 19-Oct-07 BMV
iShares IPC Large Cap Total Return TRAC ILCTRAC MM ILCTRAC.MX ILCTRCIV ILCTRCNV IRTLARGE MX1BIL000006 20 20 38 - MXN 28.35 903.14 3.88 Investment Trust Stocks (Optimized) - No iShares 19-Oct-07 BMV
iShares IPC Mid Cap Total Return TRAC IMCTRAC MM IMCTRAC.MX IMCTRCIV IMCTRCNV IRTMID MX1BIM010004 20 20 45 - MXN 21.16 91.95 - Investment Trust Stocks (Optimized) - No iShares 19-Oct-07 BMV
iShares LATixx Mexico CETETRAC CETETRC MM CETETRC MX CETTRCIV CETETRNV DJLMGCET MX1CCE0B0001 18 11 30 M MXN 101.40 2.30 0.01 Investment Trust Bonds (Optimized) - No iShares 9-Jul-09 BMV
iShares LATixx Mexico M10TRAC M10TRAC MM M10TRAC MX M10TRCIV M10TRCNV DJLMGB10 MX1CM1000001 5 4 30 M MXN 108.80 1.65 0.06 Investment Trust Bonds (Optimized) - No iShares 9-Jul-09 BMV
iShares LATixx Mexico M5TRAC M5TRAC MM M5TRAC MX M5TRCIV M5TRCNV DJLMGB5 MX1CM5000007 8 8 30 M MXN 100.75 2.29 0.03 Investment Trust Bonds (Optimized) - No iShares 9-Jul-09 BMV
iShares LATixx Mexico UDITRAC UDITRAC MM UDITRAC MX UDITRCIV UDITRCNV DJLMGUDI MX1CUD000009 9 9 30 M MXN 119.20 129.04 0.14 Investment Trust Bonds (Optimized) - No iShares 9-Jul-09 BMV
iShares LATixx Mexico UMSTRAC UMSTRAC MM UMSTRAC MX UMSTRCIV UMSTRCNV DJLMGUMS MX1CUM000008 10 10 30 M MXN 102.70 16.33 0.03 Investment Trust Bonds (Optimized) - No iShares 9-Jul-09 BMV
iShares Mexico Corporate Bond TRAC CORPTRC MM CORPTRC MX CORTRCIV CORPTRNV VLMRCPTC MX1CCO0K0009 24 88 30 M MXN 9.93 151.85 0.01 Investment Trust Bonds (Optimized) - No iShares 2-Apr-09 BMV
iShares NAFTRAC NAFTRAC MM NAFTRAC02.MX - NAFTRCNV MEXBOL MX1BNA060006 35 35 25 M MXN 31.37 5,625.85 195.70 Investment Trust Stocks (Fully Rep) - No iShares 16-Apr-02 BMV
IBMTRAC-ISHRS iShares Planned
ETFs cross-listed in Mexico

BBVA-Acción Dow Jones Euro Stoxx 50 ETF BBVAE MM BBVAE.MX - - SX5E ES0105321030 50 50 15 S MXN - 218.67 - Spanish Stocks (Fully Rep) - No BBVA AM 18-Mar-08 BMV
BBVA-Accion FTSE Latibex Brasil ETF BBVAB MM - - - LATIBEXB ES0105322004 13 13 39 S MXN - 25.41 - Spanish Stocks (Fully Rep) - No BBVA AM 13-Aug-08 BMV
BBVA-Accion FTSE Latibex Top BBVAL MM BBVAL.MX - - LATIBEXT ES0105304002 15 15 45 S MXN 853.85 168.59 - Spanish Stocks (Fully Rep) - No BBVA AM 8-Apr-08 BMV
BBVA-AFI Bonos Medio Plazo Euro ETF BBVAD MM BBVAD.MX - - AFIXMDTR ES0106061007 18 18 15 - MXN - 123.85 - Spanish Bonds (Fully Rep) - No BBVA AM 18-Mar-08 BMV
BBVA-AFI Monetario Euro ETF BBVAM MM BBVAM.MX - - AFIXMOTR ES0106078001 23 23 5 - MXN - 511.46 - Spanish Bonds (Fully Rep) - No BBVA AM 18-Mar-08 BMV
Direxion Daily Emerging Markets Bull 3X Shares EDC* MM - EDCIV EDCNV MXEF US25459W3007 S 769 95 N/A MXN 329.20 306.09 3.99 1940 Act Fund Stocks (Opt), Swaps, Futures - No Direxion 18-Mar-10 BMV
Direxion Daily Financial Bear 3x Shares FAZ* MM - FAZIV FAZNV RGUSFL US25459W4906 S 194 95 N/A MXN 224.00 1,037.03 0.65 1940 Act Fund Futures, Swaps - No Direxion 10-Mar-10 BMV
Direxion Daily Financial Bull 3x Shares FAS* MM - FASIV FASNV RGUSFL US25459W5168 194 194 95 N/A MXN 232.00 1,781.06 5.34 1940 Act Fund Stocks (Opt), Swaps, Futures - No Direxion 10-Mar-10 BMV
Direxion Emerging Markets Bear 3X Shares EDZ* MM - EDZIV EDZNV MXEF US25459W4823 73 769 95 N/A MXN 516.94 136.03 0.21 1940 Act Fund Futures, Swaps - No Direxion 18-Mar-10 BMV
Easy ETF CAC 40 E40N MM - - - CAC FR0010150458 40 40 25 A MXN - 743.80 - French FCP Stocks (Fully Rep) - No EasyETF 19-May-10 BMV
EasyETF DJ Brazil 15 EEBN MM - - - B50BRT LU0339362906 S 15 65 R MXN 1,325.30 22.33 0.09 Luxembourg FCP Swaps - No EasyETF 26-Apr-10 BMV
EasyETF DJ BRIC 50 EBRIN MM - - - BRIC50D LU0339362732 S 50 65 R MXN 749.20 52.28 0.37 Luxembourg FCP Swaps - No EasyETF 19-May-10 BMV
EasyETF DJ India EIAN MM - - - B50INT LU0339363383 S 15 65 R MXN 653.45 24.83 0.08 Luxembourg FCP Swaps - No EasyETF 19-May-10 BMV
EasyETF DJ Russia 10 ERRN MM - - - RU10DT LU0339363110 S 10 65 R MXN 465.95 23.56 0.09 Luxembourg FCP Swaps - No EasyETF 19-May-10 BMV
EasyETF EURO STOXX ETXN MM - - - SXXE FR0010230516 300 300 30 R MXN - 73.02 - French FCP Stocks (Fully Rep) - No EasyETF 23-Feb-10 BMV
EasyETF EURO STOXX 50 ETEN MM - - - SX5T FR0000973588 50 50 45 R MXN - 735.91 - French FCP Stocks (Fully Rep) - No EasyETF 23-Feb-10 BMV
EasyETF Russell 1000 EREEURN MM - - - RU10INTR FR0010616292 S 1,000 35 R MXN - 95.78 - French FCP Swaps - No EasyETF 26-Apr-10 BMV
EasyETF S&P 500 ESEEURN MM - - - SPTR500N FR0010616300 S 500 20 R MXN 668.00 43.41 0.01 French FCP Swaps - No EasyETF 26-Apr-10 BMV
EasyETF Stoxx 50 Europe ETNN MM - - - SX5R FR0000973604 S 50 30 R MXN 52.70 222.81 0.01 French FCP Swaps - No EasyETF 23-Mar-10 BMV
iShares Barclays 10-20 Year Treasury Bond Fund TLH* MM TLH.MX TLHIV - - US4642886539 7 7 15 M MXN 1,496.40 356.21 - 1940 Act Fund Bonds - No iShares 7-May-08 BMV
iShares Barclays 1-3 Year Credit Bond Fund CSJ* MM - - - - US4642886463 124 124 20 M MXN - 7,229.85 - 1940 Act Fund Bonds - Yes iShares 23-Oct-09 BMV
iShares Barclays 1-3 Year Treasury Bond Fund SHY* MM SHY.MX SHYIV - - US4642874576 47 46 15 M MXN 1,107.04 8,717.65 5.20 1940 Act Fund Bonds Yes Yes iShares 29-Sep-04 BMV
iShares Barclays 20+ Year Treasury Bond Fund TLT* MM TLT.MX TLTIV - - US4642874329 10 9 15 M MXN 1,379.40 3,167.30 0.08 1940 Act Fund Bonds Yes Yes iShares 24-Mar-06 BMV
iShares Barclays 3-7 Year Treasury Bond Fund IEI* MM - IEIIV - - US4642886612 8 8 15 M MXN 1,460.80 1,717.69 - 1940 Act Fund Bonds - No iShares 12-Jan-07 BMV
iShares Barclays 7-10 Year Treasury IEF* MM IEF.MX IEFIV - - US4642874402 8 9 15 M MXN - 3,745.28 - 1940 Act Fund Bonds Yes Yes iShares 1-Oct-06 BMV
iShares Barclays Agency Bond Fund AGZ* MM - - - LUAASIUU US4642881662 18 971 20 M MXN - 356.58 - 1940 Act Fund Bonds - No iShares 23-Oct-09 BMV
iShares Barclays Aggregate Bond Fund AGG* MM AGG.MX AGGIV - LBUSTRUU US4642872265 178 9,023 24 M MXN 1,409.10 12,518.90 0.07 1940 Act Fund Bonds Yes Yes iShares 13-Jun-06 BMV
iShares Barclays Capital $ TIPS ITPS* MM - INAVTIPP - BCIT1T IE00B1FZSC47 27 22 25 R MXN - 506.53 - Irish VCIC Bonds (Fully Rep) - No iShares 24-Sep-08 BMV
iShares Barclays Capital $ Treasury Bond 1-3 IBTS* MM - INAVUSTP - BCEY6T IE00B14X4S71 17 11 20 S MXN - 506.26 - Irish VCIC Bonds (Fully Rep) - No iShares 24-Sep-08 BMV
iShares Barclays Capital $ Treasury Bond 7-10 IBTM* MM - INAVTRBP - BCEY4T IE00B1FZS798 12 12 20 S MXN - 515.03 - Irish VCIC Bonds (Fully Rep) - No iShares 24-Sep-08 BMV
iShares Barclays Capital Euro Government Bond 1-3 IBGSN MM IBGSN.MX INAVEGBP - BCEX6T IE00B14X4Q57 9 9 20 S MXN 2,253.00 686.16 0.02 Irish VCIC Bonds (Fully Rep) - No iShares 18-Oct-06 BMV
iShares Barclays Capital Euro Government Bond 15-30 IBGL* MM - INAVGBFP - BCEX1T IE00B1FZS913 28 29 20 S MXN - 209.90 - Irish VCIC Bonds (Fully Rep) - No iShares 24-Sep-08 BMV
iShares Barclays Capital Euro Government Bond 3-5 IBGX* MM - INAVGBTP - BCEX2G IE00B1FZS681 14 13 20 S MXN - 541.10 - Irish VCIC Bonds (Fully Rep) - No iShares 24-Sep-08 BMV

ETFs cross-listed in Mexico (continued)
iShares Barclays Capital Euro Government Bond 7-10 IBGM* MM - INAVGBSP - BCEX4T IE00B1FZS806 14 14 20 S MXN - 502.63 - Irish VCIC Bonds (Fully Rep) - No iShares 24-Sep-08 BMV
iShares Barclays Capital Euro Inflation Linked Bond IBCIN MM IBCIN.MX INAVILBP - BEIG1T IE00B0M62X26 23 20 25 R MXN - 869.66 - Irish VCIC Bonds (Fully Rep) - Yes iShares 3-May-06 BMV
iShares Barclays Credit Bond Fund CFT* MM - - - - US4642886208 237 237 20 M MXN - 722.93 - 1940 Act Fund Bonds - Yes iShares 23-Oct-09 BMV
iShares Barclays Government/Credit Bond Fund GBF* MM - - - - US4642885960 196 4,589 20 M MXN - 155.77 - 1940 Act Fund Bonds - No iShares 23-Oct-09 BMV
iShares Barclays Intermediate Credit Bond Fund CIU* MM - - - - US4642886380 176 176 20 M MXN 1,345.15 2,975.00 - 1940 Act Fund Bonds - Yes iShares 23-Oct-09 BMV
iShares Barclays Intermediate Government/Credit Bond Fund GVI* MM - - - - US4642886125 104 104 20 M MXN - 529.01 - 1940 Act Fund Bonds - No iShares 23-Oct-09 BMV
iShares Barclays MBS Bond Fund MBB* MM - - - - US4642885887 15 391 33 M MXN - 2,059.35 - 1940 Act Fund Bonds - Yes iShares 23-Oct-09 BMV
iShares Barclays Short Treasury Bond Fund SHV* MM - - - - US4642886794 29 57 15 M MXN 1,449.26 3,703.06 10.36 1940 Act Fund Bonds - Yes iShares 6-Oct-09 BMV
iShares Barclays US Treasury Inflation Protected Securities Fund TIP* MM TIP.MX TIPIV - - US4642871762 17 17 20 M MXN - 20,540.98 - 1940 Act Fund Bonds Yes Yes iShares 22-Aug-06 BMV
iShares DAX (DE) EXS1N MM - - - DAX DE0005933931 30 30 17 R MXN - 4,140.18 - German Index Fund Stocks (Fully Rep) - No iShares 13-Aug-09 BMV
iShares DJ Select Dividend Index fund DVY* MM - - - DJDVY US4642871689 101 100 40 Q MXN 574.00 4,290.25 0.01 1940 Act Fund Stocks - Yes iShares 23-Mar-10 BMV
iShares Dow Jones EPAC Select Dividend Index Fund IDV* MM - - - DJEPCSDT US4642884484 99 100 50 Q MXN 370.36 137.47 - 1940 Act Fund Stocks - No iShares 8-Jun-10 BMV
iShares Dow Jones Transportation Average Index Fund IYT* MM - - - DJTTR US4642871929 21 20 47 Q MXN - 563.08 - 1940 Act Fund Stocks Yes No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Aerospace & Defense ITA* MM ITA.MX ITAIV - DJSASDT US4642887602 33 33 47 Q MXN - 161.04 - 1940 Act Fund Stocks - No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Basic Materials Sector IYM* MM IYM.MX IYMIV - DJUSBMT US4642878387 72 76 47 Q MXN 758.00 612.11 0.03 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Broker-Dealers Index Fund IAI* MM - - - DJSINVT US4642887941 27 27 47 Q MXN 321.50 81.39 - 1940 Act Fund Stocks - No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Consumer Goods Sector IYK* MM IYK.MX IYKIV - DJUSNCT US4642878122 133 152 48 Q MXN - 272.13 - 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Consumer Services Sector IYC* MM IYC.MX IYCIV - DJUSCYT US4642875805 202 248 48 Q MXN 717.97 170.69 1.12 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Energy Sector Index Fund IYE* MM IYE.MX IYEIV - DJUSENT US4642877967 89 89 47 Q MXN 379.50 586.97 - 1940 Act Fund Stocks Yes No iShares 19-Sep-05 BMV
iShares Dow Jones U.S. Financial Sector IYF* MM IYF.MX IYFIV - DJUSFNT US4642877884 264 263 48 Q MXN 633.80 411.26 0.01 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Financial Services Index Fund IYG* MM - - - DJUSFV US4642877702 119 147 48 Q MXN 630.00 201.96 - 1940 Act Fund Stocks Yes No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Healthcare Sector IYH* MM IYH.MX IYHIV - DJUSHCT US4642877629 136 171 48 Q MXN 741.10 527.71 - 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Home Construction ITB* MM ITB.MX ITBIV - DJSHMBT US4642887529 28 22 47 Q MXN 143.90 267.36 1.95 1940 Act Fund Stocks - No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Index Fund IYY* MM - IYYIV - DJUS US4642878460 1,395 1,626 20 Q MXN 700.00 499.42 - 1940 Act Fund Stocks - No iShares 8-Jun-10 BMV
iShares Dow Jones U.S. Industrial Sector IYJ* MM IYJ.MX IYJIV - DJUSINT US4642877546 254 252 48 Q MXN 675.50 277.14 - 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Insurance Index Fund IAK* MM - - - DJSINST US4642887867 61 78 48 Q MXN - 75.53 - 1940 Act Fund Stocks - No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Medical Devices Index Fund IHI* MM - - - DJSMDQT US4642888105 39 44 48 Q MXN 660.12 340.94 - 1940 Act Fund Stocks - No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Oil & Gas Exploration & Production IEO* MM IEO.MX IEOIV - DJSOEPT US4642888519 58 58 48 Q MXN 608.00 339.05 0.01 1940 Act Fund Stocks - No iShares 21-May-07 BMV
iShares Dow Jones U.S. Oil Equipment & Services IEZ* MM - - - DJSOEST US4642888444 44 57 47 Q MXN - 322.87 - 1940 Act Fund Stocks - No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Real Estate Index Fund IYR* MM - IYRIV - DJUSRET US4642877397 76 83 48 Q MXN 672.00 2,644.20 0.01 1940 Act Fund Stocks Yes Yes iShares 17-Feb-09 BMV
iShares Dow Jones U.S. Regional Banks Index Fund IAT* MM - - - DJSRBKT US4642887784 67 91 48 Q MXN 269.00 130.85 - 1940 Act Fund Stocks - No iShares 9-Mar-10 BMV
iShares Dow Jones U.S. Technology Sector IYW* MM IYW.MX IYWIV - DJUSTC US4642877215 171 244 48 Q MXN 689.00 1,124.93 0.12 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones U.S. Telecommunications Sector IYZ* MM IYZ.MX IYZIV - DJSTELT US4642877132 32 22 48 Q MXN - 642.82 - 1940 Act Fund Stocks Yes No iShares 15-Jun-07 BMV
iShares Dow Jones U.S. Utilities IDU* MM IDU.MX IDUIV - DJUSUT US4642876977 76 72 48 Q MXN - 508.61 - 1940 Act Fund Stocks Yes No iShares 23-Apr-07 BMV
iShares Dow Jones US Healthcare Providers Index IHF* MM - IHFIV - DJSHCPT US4642888287 47 52 48 A MXN - 92.74 - 1940 Act Fund Stocks - No iShares 25-Mar-10 BMV
iShares Dow Jones US Pharmaceuticals Index Fund IHE* MM - IHEIV - DJSPHM US4642888360 33 40 48 Q MXN 730.00 134.69 - 1940 Act Fund Stocks - No iShares 25-Mar-10 BMV
iShares eb.rexx Government Germany (DE) EXHAN MM - - - RXPG DE0006289465 25 25 16 Up to 4x MXN - 1,255.87 - German Index Fund Bonds (Fully Rep) - No iShares 13-Aug-09 BMV
iShares eb.rexx Government Germany 1.5-2.5 (DE) EXHBN MM - - - RXP1 DE0006289473 6 7 16 Up to 4x MXN 1,655.00 1,649.60 - German Index Fund Bonds (Fully Rep) - No iShares 13-Aug-09 BMV
iShares eb.rexx Government Germany 2.5-5.5 (DE) EXHCN MM - - - RXP2 DE0006289481 11 12 16 Up to 4x MXN - 1,089.94 - German Index Fund Bonds (Fully Rep) - No iShares 13-Aug-09 BMV
iShares EURO STOXX 50 EUE MM - VLEUE - SX5T IE0008471009 50 50 35 Q MXN - 4,046.41 - Irish VCIC Stocks (Fully Rep) - Yes iShares 4-Sep-08 BMV
iShares EURO STOXX Banks (DE) EXX1N MM - - - SX7E DE0006289309 37 37 52 Up to 4x MXN - 165.12 - German Index Fund Stocks (Fully Rep) - No iShares 8-Jun-10 BMV
iShares EURO STOXX Health Care (DE) EXX4N MM - - - SXDT DE0006289333 15 16 53 Up to 4x MXN - 14.23 - German Index Fund Stocks (Fully Rep) - No iShares 8-Jun-10 BMV
iShares EURO STOXX Technology (DE) EXX3N MM - - - SX8T DE0006289325 16 15 52 Up to 4x MXN - 16.12 - German Index Fund Stocks (Fully Rep) - No iShares 8-Jun-10 BMV
iShares EURO STOXX Telecommunications (DE) EXX2N MM - - - SXKT DE0006289317 11 11 52 Up to 4x MXN - 24.50 - German Index Fund Stocks (Fully Rep) - No iShares 8-Jun-10 BMV
iShares FTSE China (HK Listed) Index Fund FCHI* MM - - - CH80 US4642881902 94 90 72 S MXN - 55.96 - 1940 Act Fund Stocks - No iShares 8-Jun-10 BMV
iShares FTSE EPRA/NAREIT Asia Index Fund IFAS* MM - IFASIV - TRGASU US4642884633 66 64 48 Q MXN - 22.38 - 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares FTSE EPRA/NAREIT Europe Index Fund IFEU* MM - IFEUIV - NUPRA US4642884716 80 82 48 Q MXN - 7.81 - 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. IFGL* MM - IFGLIV - TRGXUU US4642884898 154 197 48 Q MXN - 311.77 - 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares FTSE EPRA/NAREIT North America Index Fund IFNA* MM - IFNAIV - TRGNAU US4642884559 116 114 48 Q MXN - 9.11 - 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares FTSE/Xinhua China 25 FXI* MM FXI.MX FXIIV - XIN0I US4642871846 26 25 73 S MXN 518.20 7,563.02 0.39 1940 Act Fund Stocks Yes Yes iShares 26-Feb-07 BMV
iShares iBoxx $ High Yield Corporate HYG* MM HYG.MX HYGIV - IBOXHY US4642885135 50 50 50 M MXN 1,139.00 6,337.70 0.03 1940 Act Fund Bonds - Yes iShares 16-Apr-08 BMV
iShares iBoxx $ Investment Grade Corporate Bond Fund LQD* MM LQD*.MX LQDIV - IBOXIG US4642872422 105 100 15 M MXN 1,464.00 14,460.41 0.04 1940 Act Fund Bonds Yes Yes iShares 3-Dec-07 BMV
iShares JP Morgan USD Emerging Markets Bond Fund EMB* MM - EMBIV - JPEICORE US4642882819 44 124 60 M MXN 1,405.60 2,078.81 - 1940 Act Fund Bonds - Yes iShares 19-Mar-09 BMV
iShares Markit iBoxx Euro Corporate Bond IBCXN MM IBCXN.MX INAVBCXG -- IB8A IE0032523478 61 53 20 Q MXN - 4,748.00 - Irish VCIC Bonds (Fully Rep) - Yes iShares 5-Oct-05 BMV
iShares MSCI ACWI ex US Index Fund ACWX* MM - ACWXIV - NDUEACWZ US4642882405 650 2,247 35 S MXN 492.00 639.48 0.05 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares MSCI ACWI Index Fund ACWI* MM - ACWIIV - NDUEACWF US4642882579 692 2,884 35 S MXN 509.87 1,201.66 0.60 1940 Act Fund Stocks - Yes iShares 10-Oct-08 BMV
iShares MSCI All Country Asia ex-Japan Index Fund AAXJ* MM - - - NDUECAXJ US4642881829 208 559 72 S MXN 718.84 2,034.72 0.38 1940 Act Fund Stocks - No iShares 6-Oct-09 BMV
iShares MSCI All Peru Capped Index Fund EPU* MM - EPUIV - MXPECAPD US4642898427 27 25 63 M MXN 453.00 230.62 - 1940 Act Fund Stocks - No iShares 22-Aug-09 BMV
iShares MSCI Australia Index Fund EWA* MM EWA.MX EWAIV - NDDUAS US4642861037 75 73 55 S MXN 266.31 2,207.10 2.42 1940 Act Fund Stocks Yes No iShares 5-Sep-06 BMV
iShares MSCI Austria EWO* MM EWO.MX EWOIV - MIMUATAN US4642862027 35 13 55 S MXN 226.10 109.57 - 1940 Act Fund Stocks Yes No iShares 15-Feb-07 BMV
iShares MSCI Belgium Investable Market Index Fund EWK* MM - EWKIV - NDDUBE US4642863017 50 20 56 S MXN - 58.10 - 1940 Act Fund Stocks - No iShares 8-Jun-10 BMV

iShares MSCI Brazil EWZ* MM EWZ.MX EWZIV - NDUEBRAF US4642864007 76 76 65 S MXN 881.43 9,081.68 4.71 1940 Act Fund Stocks Yes Yes iShares 20-Jun-07 BMV
iShares MSCI BRIC Index Fund BKF* MM BKF*.MX BKFIV - NDUEBRIC US4642866572 170 253 72 S MXN 564.61 942.42 0.17 1940 Act Fund Stocks - No iShares 20-Dec-07 BMV
iShares MSCI Canada Index Fund EWC* MM EWC.MX EWCIV - NDDUCA US4642865095 99 99 55 S MXN 334.06 3,462.34 0.02 1940 Act Fund Stocks Yes No iShares 26-Jul-05 BMV
iShares MSCI Chile Index Fund ECH* MM ECH.MX ECHIV - MIMUCHLN US4642866408 33 27 65 S MXN 878.70 671.33 0.01 1940 Act Fund Stocks - No iShares 16-Apr-08 BMV
iShares MSCI EAFE EFA* MM EFA.MX EFAIV - NDDUEAFE US4642874659 830 966 35 S MXN 619.10 31,875.56 - 1940 Act Fund Stocks Yes Yes iShares 13-Jan-06 BMV
iShares MSCI EAFE Growth Index Fund EFG* MM - - - NDUGEAFF US4642888857 544 682 40 S MXN - 1,208.08 - 1940 Act Fund Stocks - No iShares 24-Nov-09 BMV
iShares MSCI EAFE Small Cap Index Fund SCZ* MM SCZ.MX SCZIV - NCUDEAFE US4642882736 690 600 40 S MXN - 1,033.80 - 1940 Act Fund Stocks - No iShares 16-Apr-08 BMV
iShares MSCI EAFE Value Index Fund EFV* MM - - - NDUVEAFF US4642888774 525 575 40 S MXN - 1,174.01 - 1940 Act Fund Stocks Yes No iShares 1-Oct-09 BMV
iShares MSCI Emerging Markets EEM* MM EEM.MX EEMIV - MXEF US4642872349 328 767 72 S MXN 524.46 39,403.88 0.40 1940 Act Fund Stocks Yes Yes iShares 15-Jun-05 BMV
iShares MSCI Emerging Markets Eastern Europe ESR* MM - - - NDUEEMEE US4642865665 48 52 72 S MXN - 12.67 - 1940 Act Fund Stocks - No iShares 8-Jun-10 BMV
iShares MSCI EMU EZU* MM EZU.MX EZUIV - NDDUEMU US4642866085 269 284 56 S MXN 392.00 812.84 1.26 1940 Act Fund Stocks Yes No iShares 26-Jul-05 BMV
iShares MSCI France Index Fund EWQ* MM EWQ.MX EWQIV - NDDUFR US4642867075 77 78 55 S MXN 270.20 236.32 1.00 1940 Act Fund Stocks Yes No iShares 5-Sep-06 BMV
iShares MSCI Germany Index Fund EWG* MM EWG.MX EWGIV - NDDUGR US4642868065 51 51 55 S MXN 255.25 1,469.57 0.08 1940 Act Fund Stocks Yes No iShares 29-Aug-06 BMV
iShares MSCI Hong Kong Index Fund EWH* MM EWH.MX EWHIV - NDDUHK US4642868719 41 42 55 S MXN 210.05 1,974.00 0.02 1940 Act Fund Stocks Yes No iShares 12-Jan-06 BMV
iShares MSCI Israel Capped Investable Market Index Fund EIS* MM - EISIV - MISCNU US4642866325 78 69 66 S MXN 640.00 127.82 - 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares MSCI Italy Index Fund EWI* MM EWI.MX EWIIV - NDDUIT US4642868552 37 40 59 S MXN 199.40 75.23 - 1940 Act Fund Stocks Yes No iShares 5-Sep-06 BMV
iShares MSCI Japan Index Fund EWJ* MM EWJ.MX EWJIV - MXJP US4642868487 336 345 56 S MXN 124.69 3,968.72 4.36 1940 Act Fund Stocks Yes No iShares 20-Jun-05 BMV
iShares MSCI Japan Small Cap Index Fund SCJ* MM SCJ.MX SCJIV - NCUAJN US4642865822 571 794 56 S MXN - 36.86 - 1940 Act Fund Stocks - No iShares 16-Apr-08 BMV
iShares MSCI Kokusai Index Fund TOK* MM TOK.MX TOKIV - NDDUKOK US4642882652 1,197 1,203 25 S MXN - 236.74 - 1940 Act Fund Stocks Yes iShares 16-Apr-08 BMV
iShares MSCI Malaysia Index Fund EWM* MM EWM.MX EWMIV - NDDUMAF US4642868305 43 42 56 S MXN 167.90 790.70 - 1940 Act Fund Stocks Yes Yes iShares 3-May-07 BMV
iShares MSCI Netherlands EWN* MM EWN.MX EWNIV - MIMUNETN US4642868149 61 26 55 S MXN - 145.28 - 1940 Act Fund Stocks Yes No iShares 5-Oct-06 BMV
iShares MSCI Pacific Ex-Japan EPP* MM EPP.MX EPPIV - MSDUPXJ US4642866655 147 146 50 S MXN 517.09 3,442.68 0.01 1940 Act Fund Stocks Yes Yes iShares 26-Jul-05 BMV
iShares MSCI Singapore Index Fund EWS* MM EWS.MX EWSIV - NDDUSG US4642866739 29 27 55 S MXN 155.34 1,725.09 0.03 1940 Act Fund Stocks Yes No iShares 15-Mar-07 BMV
iShares MSCI South Africa Index Fund EZA* MM EZA.MX EZAIV - NDEUSSA US4642867802 45 45 66 S MXN 761.20 498.46 - 1940 Act Fund Stocks Yes Yes iShares 15-Mar-07 BMV
iShares MSCI South Korea Index Fund EWY* MM EWY.MX EWYIV - MXKR US4642867729 102 98 65 S MXN 622.00 3,265.75 0.02 1940 Act Fund Stocks Yes Yes iShares 3-Oct-06 BMV
iShares MSCI Spain EWP* MM EWP.MX EWPIV - NDDUSP US4642867646 30 33 56 S MXN 495.01 191.05 0.04 1940 Act Fund Stocks Yes No iShares 18-Oct-06 BMV
iShares MSCI Sweden EWD* MM EWD.MX EWDIV - NDDUSW US4642867562 31 47 55 S MXN 311.70 245.00 0.01 1940 Act Fund Stocks Yes No iShares 17-Apr-07 BMV
iShares MSCI Switzerland Index Fund EWL* MM - - - NDDUSZ US4642867497 38 38 56 S MXN 270.94 399.75 0.02 1940 Act Fund Stocks - No iShares 1-Dec-09 BMV
iShares MSCI Taiwan Index Fund EWT* MM EWT.MX EWTIV - MXTW US4642867315 119 118 82 S MXN 159.00 2,729.74 0.22 1940 Act Fund Stocks Yes Yes iShares 26-Feb-07 BMV
iShares MSCI Thailand Investable Market Index Fund THD* MM - THDIV - MIMUTHAN US4642866242 83 68 65 S MXN 715.25 512.57 0.01 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares MSCI Turkey Investable Market Index Fund TUR* MM - TURIV - MIMUTURN US4642867158 86 68 65 S MXN 764.98 594.99 - 1940 Act Fund Stocks - No iShares 4-Sep-08 BMV
iShares MSCI United Kingdom Index Fund EWU* MM EWU.MX EWUIV - NDDUUK US4642866994 107 112 55 S MXN 196.00 923.80 0.05 1940 Act Fund Stocks Yes No iShares 11-Jan-06 BMV
iShares MSCI World IWRDN MM IWRDN.MX INAVWORP - MXWO IE00B0M62Q58 677 1,654 50 Q MXN 301.76 2,950.50 0.01 Irish VCIC Stocks (Optimized) - Yes iShares 25-Oct-06 BMV
iShares Nasdaq Biotechnology Index Fund IBB* MM - IBBIV - NBI US4642875565 122 121 48 Q MXN 1,035.49 1,279.80 0.03 1940 Act Fund Stocks Yes Yes iShares 4-Sep-08 BMV
iShares Russell 1000 Index Fund IWB* MM IWB.MX IWBIV - RU10INTR US4642876225 970 974 15 Q MXN - 4,996.92 - 1940 Act Fund Stocks Yes No iShares 8-May-06 BMV
iShares Russell 2000 IWM* MM IWM.MX IWMIV - RU20INTR US4642876555 2,021 2,016 28 Q MXN 795.10 12,168.54 0.31 1940 Act Fund Stocks Yes Yes iShares 30-Jan-06 BMV
iShares Russell 3000 IWV* MM IWV.MX IWVIV - RU30INTR US4642876894 2,990 2,985 21 A MXN 835.40 2,606.41 - 1940 Act Fund Stocks Yes No iShares 10-Mar-06 BMV
iShares S&P 100 Index Fund OEF* MM OEF.MX OEFIV OEL SPTR100 US4642871010 101 100 20 A MXN 622.38 2,077.13 0.07 1940 Act Fund Stocks Yes No iShares 10-Nov-04 BMV
iShares S&P 1500 Index Fund ISI* MM - - - SPTRSUPR US4642871507 1,501 1,500 20 A MXN 635.00 270.18 - 1940 Act Fund Stocks Yes No iShares 30-Apr-09 BMV
iShares S&P 500 IUSA* MM - BEIFIUSA - SPX IE0031442068 500 500 40 Q MXN - 6,303.95 - Irish VCIC Stocks (Fully Rep) - No iShares 23-Oct-08 BMV
iShares S&P 500 Growth IVW* MM IVW.MX IVWIV - SPTRSGX US4642873099 294 293 18 A MXN 729.50 4,671.91 0.01 1940 Act Fund Stocks Yes No iShares 20-Jun-07 BMV
iShares S&P 500 Index Fund IVV* MM IVV.MX IVVIV NNVNV SPX US4642872000 501 500 9 Q MXN 1,390.76 20,898.87 3.23 1940 Act Fund Stocks Yes Yes iShares 8-Sep-04 BMV
iShares S&P 500 Value IVE* MM IVE.MX IVEIV - SPTRSVX US4642874089 372 371 18 A MXN 665.85 3,534.84 - 1940 Act Fund Stocks Yes No iShares 22-Feb-07 BMV
iShares S&P Emerging Markets Infrastructure Index Fund EMIF* MM - - EMIFNV SPGEIFD US4642882165 27 30 75 S MXN - 60.84 - 1940 Act Fund Stocks - No iShares 12-Aug-10 BMV
iShares S&P Europe 350 Index IEV* MM IEV.MX IEVIV NLGNV SPTR350N US4642878619 352 350 60 S MXN 446.00 1,095.12 0.02 1940 Act Fund Stocks Yes Yes iShares 29-Sep-04 BMV
iShares S&P Global 100 Index Fund IOO* MM IOO.MX IOOIV OOV SPTR100N US4642875722 108 100 40 S MXN 725.18 731.78 0.01 1940 Act Fund Stocks Yes Yes iShares 8-Sep-04 BMV
iShares S&P Global Clean Energy Index Fund ICLN* MM - - ICLNNV SPGTCLEE US4642882249 31 30 48 S MXN - 50.99 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Consumer Discretionary Sector RXI* MM - - RXINV SGD US4642887453 173 179 48 S MXN - 92.67 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Consumer Staples Sector Index Fund KXI* MM - - KXINV SGCS US4642887370 100 100 48 S MXN - 279.50 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Energy Sector Index Fund IXC* MM - - IXCNV SGES US4642873412 82 81 48 S MXN - 1,035.79 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Financials Sector Index Fund IXG* MM - - IXGNV SGFS US4642873339 221 218 48 S MXN - 260.99 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Healthcare Sector Index Fund IXJ* MM - - IXJNV SGH US4642873255 83 83 48 S MXN - 443.46 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Industrials Sector Index Fund EXI* MM - - EXINV SGN US4642887297 186 185 48 S MXN - 160.54 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Infrastructure Index Fund IGF* MM - - IGFNV SPGTINNT US4642883726 77 73 48 S MXN - 434.02 - 1940 Act Fund Stocks - Yes iShares 12-Aug-10 BMV
iShares S&P Global Materials Sector Index Fund MXI* MM - - MXINV SGM US4642886950 119 117 48 S MXN - 765.32 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Nuclear Energy Index Fund NUCL* MM - - NUCLNV SPGTNEN US4642882322 25 24 48 S MXN - 16.38 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Technology Sector Index Fund IXN* MM - - IXNNV SGI US4642872919 118 120 48 S MXN 654.95 483.37 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Telecommunications Sector IXP* MM - IXPIV - SGT US4642872752 45 40 48 S MXN 682.35 322.08 0.14 1940 Act Fund Stocks Yes Yes iShares 4-Sep-08 BMV
iShares S&P Global Timber & Forestry Index Fund WOOD* MM - - WOODNV SPGTTF US4642881746 25 25 48 S MXN - 54.45 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P Global Utilities Sector Index Fund JXI* MM - - JXINV SGU US4642887115 77 77 48 S MXN - 218.72 - 1940 Act Fund Stocks Yes Yes iShares 12-Aug-10 BMV
iShares S&P India Nifty 50 Index Fund INDY* MM - - - BXTRNIFT US4642895290 48 50 89 S MXN - 78.36 - 1940 Act Fund Stocks - No iShares 22-Jun-10 BMV

iShares S&P Latin America 40 ILF* MM ILF.MX ILFIV NIHNV SPTRL40N US4642873909 35 40 50 S MXN 589.00 2,435.83 0.04 1940 Act Fund Stocks Yes Yes iShares 22-Oct-04 BMV
iShares S&P MidCap 400 IJH* MM IJH.MX IJHIV NJHNV SPTRMDCP US4642875078 400 400 22 Q MXN - 7,104.15 - 1940 Act Fund Stocks Yes Yes iShares 21-Sep-04 BMV
iShares S&P MidCap 400 Growth Index Fund IJK* MM - IJKIV - MIDG US4642876068 254 234 25 M MXN 1,032.00 2,064.04 - 1940 Act Fund Stocks Yes No iShares 30-Apr-09 BMV
iShares S&P MidCap 400 Value Index Fund IJJ* MM - IJJIV - MIDV US4642877058 287 283 25 M MXN 880.10 1,850.42 - 1940 Act Fund Stocks - No iShares 25-Feb-10 BMV
iShares S&P SmallCap 600 IJR* MM IJR.MX IJRIV NIRNV SML US4642878049 601 600 20 Q MXN 685.00 5,165.98 - 1940 Act Fund Stocks Yes Yes iShares 21-Sep-04 BMV
iShares S&P SmallCap 600 Growth IJT* MM IJT.MX IJTIV - SMLG US4642878874 365 364 25 M MXN - 1,370.06 - 1940 Act Fund Stocks Yes No iShares 3-Apr-07 BMV
iShares S&P SmallCap 600 Value Index Fund IJS* MM IJS.MX IJSIV - SMLV US4642878791 424 423 25 M MXN - 1,464.06 - 1940 Act Fund Stocks Yes No iShares 14-Jun-07 BMV
iShares S&P/Citigroup 1-3 Year ISHG* MM - - ISHGNV SPBDXU3T US4642881258 25 125 35 M MXN - 109.69 - 1940 Act Fund Bonds - No iShares 12-Aug-10 BMV
International Treasury Bond Fund
iShares S&P/TSX60 XIU* MM XIU.MX - - SPTSX60 CA46578B1004 60 60 17 Q MXN - 10,676.80 - Mutual Fund Trust Stocks (Fully Rep) - No iShares 25-Apr-06 BMV
iShares STOXX Europe 600 (DE) EXSAN MM - - - SXXP DE0002635307 600 600 21 Up to 4x MXN - 1,134.46 - German Index Fund Stocks (Fully Rep) - No iShares 13-Aug-09 BMV
Lyxor ETF MSCI AC Asia-Pacific Ex Japan LYAEJ* MM AEJ.PA VLLYAEJ - MXAPJ FR0010372201 S 675 65 A (Jun) MXN - 710.75 - French FCP Swaps - No Lyxor AM 25-Mar-09 BMV
Lyxor ETF MSCI EM Latin America LYLTM* MM LTM.PA VLLYLTM - MXLA FR0010372193 S 125 65 A (Sept) MXN - 303.10 - French FCP Swaps - No Lyxor AM 25-Mar-09 BMV
Lyxor ETF MSCI USA LYUSA* MM USA.PA VLLYUSA - MXUS FR0010413310 S 599 35 A (Sept) MXN - 515.55 - French FCP Swaps - No Lyxor AM 25-Mar-09 BMV
Lyxor ETF MSCI World LYWLD* MM WLD.PA VLLYWLD - MXWO FR0010581439 S 1,654 45 A (Sept) MXN - 924.54 - French FCP Swaps - No Lyxor AM 25-Mar-09 BMV
Nasdaq-100 Index Tracking Stock QQQQ* MM QQQQ.MX QXV QQQQN NDX US73935A1043 100 100 20 Q MXN 575.61 15,845.69 5.48 Unit Invest. Trust Stocks - Yes PowerShares 4-May-04 BMV
ProShares Short Dow30 DOG* MM - DHJ - INDU US74347R7017 S 30 95 A MXN 684.51 340.15 2.35 1940 Act Fund Swaps - No ProShares 6-Feb-09 BMV
ProShares Short QQQ PSQ* MM - PSQIV PSQNV NDX US74347R6027 S 100 95 A MXN 568.00 283.80 - 1940 Act Fund Swaps - No ProShares 17-Mar-10 BMV
ProShares Ultra Basic Materials UYM* MM - - - DJUSBM US74347R7769 S 68 95 A MXN 361.00 273.50 - 1940 Act Fund Swaps - No ProShares 8-Apr-10 BMV
ProShares Ultra Dow30 DDM* MM - - - INDU US74347R3057 S 30 95 A MXN 543.40 267.63 0.06 1940 Act Fund Futures, Swaps - No ProShares 18-Sep-09 BMV
ProShares Ultra Financials UYG* MM - UYGIV - DJUSFN US74347X6334 - - 95 A MXN 626.62 1,129.06 0.07 1940 Act Fund Swaps - No ProShares 15-Jan-09 BMV
ProShares Ultra Oil & Gas DIG* MM - DIGIV - DJUSEN US74347R7199 - - 95 A MXN 338.99 354.98 0.01 1940 Act Fund Swaps - No ProShares 6-Feb-09 BMV
ProShares Ultra QQQ QLD* MM - - - NDX US74347R2067 - - 95 A MXN 695.91 698.34 0.01 1940 Act Fund Futures, Swaps - No ProShares 8-Jan-10 BMV
ProShares Ultra Real Estate URE* MM - - - DJUSRE US74347X6250 S 75 95 A MXN 531.90 478.98 0.13 1940 Act Fund Swaps - No ProShares 18-Sep-09 BMV
ProShares Ultra Russell2000 UWM* MM - UWMNV - RTY US74347R8429 - 1,948 95 A MXN 340.00 192.41 0.41 1940 Act Fund Futures, Swaps - No ProShares 26-Jun-08 BMV
ProShares UltraShort Basic Materials SMN* MM - - - DJUSBM US74347X6177 S - 95 A MXN 474.00 126.95 - 1940 Act Fund Swaps - No ProShares 6-Apr-09 BMV
ProShares UltraShort Consumer Services SCC* MM - - - DJUSCY US74347R6365 S - 95 A MXN 420.00 46.37 - 1940 Act Fund Swaps - No ProShares 17-Apr-09 BMV
ProShares UltraShort Dow30 DXD* MM - - - INDU US74347R8676 S 30 95 A MXN 364.72 577.37 0.29 1940 Act Fund Futures, Swaps - No ProShares 18-Sep-09 BMV
ProShares UltraShort Financials SKF* MM - SKFIV - DJUSFN US74347R6282 S - 95 A MXN 300.00 636.36 0.01 1940 Act Fund Swaps - No ProShares 23-Jan-09 BMV
ProShares UltraShort Industrials SIJ* MM - SIJIV - DJUSIN US74347R5946 S - 95 A MXN 280.00 14.65 - 1940 Act Fund Swaps - No ProShares 3-Mar-09 BMV
ProShares UltraShort Oil & Gas DUG* MM - DUGIV - DJUSEN US74347X5914 S - 95 A MXN 897.15 141.08 - 1940 Act Fund Swaps - No ProShares 27-Mar-09 BMV
ProShares UltraShort Real Estate SRS* MM - SRSIV - DJUSRE US74347X5831 S 75 95 A MXN 310.00 425.73 - 1940 Act Fund Swaps - No ProShares 15-Jan-09 BMV
ProShares UltraShort Russell 2000 TWM* MM - TWMIV - RTY US74347R8346 S 1,948 95 A MXN 295.28 649.15 2.05 1940 Act Fund Futures, Swaps - No ProShares 2-May-08 BMV
ProShares UltraShort Technology REW* MM - REWIV - DJUSTC US74347R5789 S 170 95 A MXN 318.00 29.66 - 1940 Act Fund Swaps - No ProShares 2-Feb-09 BMV
Consumer Discretionary Select Sector SPDR Fund XLY* MM XLY.MX YXV - IXY US81369Y4070 87 87 21 Q MXN - 1,658.35 - Open Ended Fund Stocks Yes No SSgA 2-Mar-07 BMV
Consumer Staples Select Sector SPDR Fund XLP* MM XLP.MX PXV - IXR US81369Y3080 36 36 21 Q MXN 340.75 3,146.67 0.01 Open Ended Fund Stocks Yes No SSgA 2-Mar-07 BMV
Energy Select Sector SPDR Fund XLE* MM XLE.MX EXX - IXE US81369Y5069 29 29 21 Q MXN 663.64 5,794.96 0.05 Open Ended Fund Stocks Yes No SSgA 20-Dec-06 BMV
Financial Select Sector SPDR Fund XLF* MM XLF.MX FXV - IXM US81369Y6059 82 82 21 Q MXN 176.15 5,170.31 2.78 Open Ended Fund Stocks Yes Yes SSgA 15-Dec-06 BMV
Health Care Select Sector SPDR Fund XLV* MM XLV.MX NXV - IXV US81369Y2090 55 55 21 Q MXN 370.86 2,501.25 3.82 Open Ended Fund Stocks Yes No SSgA 14-Feb-07 BMV
Industrial Select Sector SPDR Fund XLI* MM XLI.MX TXV - IXI US81369Y7040 56 57 21 Q MXN 366.30 2,540.66 0.07 Open Ended Fund Stocks Yes No SSgA 14-Feb-07 BMV
Materials Select Sector SPDR Trust XLB* MM XLB.MX BXV - IXB US81369Y1001 32 32 21 Q MXN 404.69 1,801.24 0.15 Open Ended Fund Stocks Yes No SSgA 15-Jun-07 BMV
SPDR Barclays Capital 1-3 Month T-Bill ETF BIL* MM - - - LD12TRUU US78464A6800 9 9 13.45 M MXN - 1,224.48 - Open Ended Fund Bonds - No SSgA 13-Oct-09 BMV
SPDR Barclays Capital High Yield Bond ETF JNK* MM - - - LHVLTRUU US78464A4177 50 105 40 M MXN 494.00 5,356.70 0.01 Open Ended Fund Bonds (Optimized) - No SSgA 13-Oct-09 BMV
SPDR Barclays Capital International Treasury Bond ETF BWX* MM - - - LTXUTRUU US78464A5166 54 674 50 M MXN - 1,174.97 - Open Ended Fund Bonds (Optimized) - No SSgA 13-Oct-09 BMV
SPDR Barclays Capital TIPS ETF IPE* MM - - - BCIT1T US78464A6560 21 21 25 M MXN - 373.39 - Open Ended Fund Bonds - No SSgA 13-Oct-09 BMV
SPDR DB International Government Inflation-Protected Bond WIP* MM - - - DBLNDILS US78464A4904 75 123 50 M MXN - 829.21 - Open Ended Fund Bonds (Optimized) - No SSgA 28-Jul-09 BMV
SPDR DJ Euro STOXX 50 FEZ* MM - - - SX5E US78463X2027 50 50 32 Q MXN - 142.86 - Open Ended Fund Stocks - No SSgA 28-Jul-09 BMV
SPDR DJ Industrial Average ETF DIA* MM DIA.MX DXV - INDU US2527871063 30 30 16.7 M MXN 1,321.12 7,552.10 1.14 Unit Invest. Trust Stocks Yes No SSgA 3-Nov-06 BMV
SPDR DJ STOXX 50 FEU* MM - - - SX5P US78463X1037 50 50 31 Q MXN - 35.09 - Open Ended Fund Stocks - No SSgA 28-Jul-09 BMV
SPDR DJ Wilshire Total Market ETF TMW* MM - - - DWCF US78464A8053 826 5,000 20 Q MXN 1,047.97 160.67 - Open Ended Fund Stocks - No SSgA 14-Dec-09 BMV
SPDR Russell/Nomura Small Cap Japan ETF JSC* MM - - - RNSCI US78463X8222 300 1,382 56 A MXN - 67.13 - Open Ended Fund Stocks - No SSgA 28-Jul-09 BMV
SPDR S&P 500 SPY* MM SPY.MX SXV - SPX US78462F1030 500 500 9.45 Q MXN 1,389.56 62,200.06 1.17 Unit Invest. Trust Stocks Yes Yes SSgA 25-Oct-06 BMV
SPDR S&P China ETF GXC* MM - - - STBCCNU US78463X4007 100 151 59 A MXN - 590.75 - Open Ended Fund Stocks, ADRs - No SSgA 28-Jul-09 BMV
SPDR S&P Emerging Asia Pacific ETF GMF* MM - - - STBMAEU US78463X3017 300 930 59 A MXN 974.00 597.12 0.06 Open Ended Fund Stocks (Optimized) - No SSgA 28-Jul-09 BMV
SPDR S&P Emerging Latin America ETF GML* MM - - - STBMLAU US78463X7075 50 202 59 A MXN - 180.17 - Open Ended Fund Stocks (Optimized) - No SSgA 28-Jul-09 BMV
SPDR S&P International Small Cap ETF GWX* MM - - - STBMWUU2 US78463X8719 498 3,991 60 A MXN - 554.18 - Open Ended Fund Stocks (Optimized) - No SSgA 28-Jul-09 BMV
SPDR S&P Oil & Gas Exploration & Production ETF XOP* MM - - - SPSIOP US78464A7303 45 45 35 Q MXN - 444.49 - Open Ended Fund Stocks - No SSgA 28-Jul-09 BMV
SPDR S&P World (ex-US) ETF GWL* MM - - - STBMWUU US78463X8891 674 5,527 35 Q MXN - 96.32 - Open Ended Fund Stocks (Optimized) - No SSgA 28-Jul-09 BMV
SPDR DJ Global Titans ETF DGT* MM - - - DJGT US78464A7063 45 50 50 Q MXN 654.60 80.43 - Open Ended Fund Stocks - No SSgA 28-Jul-09 BMV
Technology Select Sector SPDR Fund XLK* MM XLK.MX KXV - IXT US81369Y8030 90 90 21 Q MXN 279.50 3,688.14 - Open Ended Fund Stocks Yes No SSgA 11-Jan-07 BMV
Utilities Select Sector SPDR Fund XLU* MM XLU.MX UXV - IXU US81369Y8865 33 33 21 Q MXN - 4,072.18 - Open Ended Fund Stocks Yes No SSgA 10-Nov-06 BMV

Market Vectors Africa ETF AFK* MM AFK*.MX AFKIV - DJAFK US57060U7871 50 50 83 A MXN 393.00 64.92 - Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 23-Oct-08 BMV
Market Vectors Agribusiness ETF MOO* MM MOO*.MX MOOIV - DXAG US57060U6055 37 37 65 A MXN 556.00 1,728.51 0.51 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 5-Sep-07 BMV
Market Vectors Brazil Small-Cap ETF BRF* MM BRF*.MX BRFIV - MVRIO US57060U6139 52 52 65 A MXN 672.50 734.78 0.05 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 25-Sep-09 BMV
Market Vectors Coal ETF KOL* MM KOL*.MX KOLIV - COAL US57060U8374 60 60 65 A MXN 447.25 241.60 0.53 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 25-Sep-09 BMV
Market Vectors Global Alternative Energy ETF GEX* MM GEX*.MX GEXIV - AGIXL US57060U4076 30 30 65 A MXN 260.75 135.79 - Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 9-May-07 BMV
Market Vectors Gold Miners GDX* MM GDX*.MX GMI - GDM US57060U1007 37 37 55 A MXN 699.05 6,873.86 0.14 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 22-May-06 BMV
Market Vectors Gulf States ETF MES* MM MES*.MX MESIV - DJMES US57060U7798 40 40 98 A MXN 251.20 11.23 - Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 23-Oct-08 BMV
Market Vectors Hard Assets Producers ETF HAP* MM HAP*.MX HAPIV - RVEI US57060U7954 329 329 65 A MXN 365.00 128.90 - Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 25-Sep-09 BMV
Market Vectors Indonesia ETF IDX* MM IDX*.MX IDXIV - MVINDO US57060U7533 24 24 71 A MXN 973.00 494.98 - Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 25-Sep-09 BMV
Market Vectors Junior Gold Miners ETF GDXJ* MM GDXJ*.MX GDXJIV - MVGDXJTR US57060U5891 56 56 60 A MXN 373.20 1,255.98 0.03 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 1-Dec-09 BMV
Market Vectors Nuclear Energy ETF NLR* MM NLR*.MX NLRIV - DXNE US57060U7046 35 35 65 A MXN 255.74 162.69 - Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 25-Sep-09 BMV
Market Vectors Russia ETF RSX* MM RSX*.MX RSXIV - DXRPUS US57060U5065 39 39 69 A MXN 396.30 1,792.80 0.11 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 20-Dec-07 BMV
Market Vectors Steel ETF SLX* MM SLX*.MX KLX - STEEL US57060U3086 32 32 55 A MXN 727.84 258.52 0.01 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 25-Sep-09 BMV
Vanguard Consumer Discretionary ETF VCR* MM VCR*.MX VCRIV VCRNV MZUSI0CD US92204A1088 378 377 25 A (Dec) MXN 629.74 234.18 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Consumer Staples ETF VDC* MM VDC*.MX VDCIV VDCNV MZUSI0CS US92204A2078 114 114 25 A (Dec) MXN 859.19 546.47 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Dividend Appreciation ETF VIG* MM - VIGIV VIGNV DVG US9219088443 142 142 23 Q MXN 585.40 3,181.04 - 1940 Act Fund Stocks Yes No Vanguard 18-Nov-09 BMV
Vanguard Emerging Markets VWO* MM VWO.MX VWOIV VWONV NDUEEGF US9220428588 836 748 27 A (Dec) MXN 527.16 30,207.56 0.18 1940 Act Fund Stocks Yes Yes Vanguard 4-Jun-07 BMV
Vanguard Energy ETF VDE* MM VDE*.MX VDEIV VDENV MSCIEN US92204A3068 161 161 25 A (Dec) MXN 1,000.70 1,043.94 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Europe Pacific ETF VEA* MM VEA*.MX VEAIV VEANV NDDUEAFE US9219438580 944 964 15 A (Dec) MXN 410.70 4,290.90 0.01 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard European ETF VGK* MM VGK.MX VGKIV VGKNV NDDUE15 US9220428745 476 459 16 A (Dec) MXN 566.00 2,370.02 0.19 1940 Act Fund Stocks Yes Yes Vanguard 4-Jun-07 BMV
Vanguard Extended Duration Treasury ETF EDV* MM - EDVIV EDVNV - US9219107094 52 52 14 Q MXN - 174.68 - 1940 Act Fund Bonds Yes No Vanguard 20-Oct-09 BMV
Vanguard Extended Market ETF VXF* MM VXF*.MX VX*IV VX*NV SPCMI US9229086528 3,075 3,459 13 A (Dec) MXN - 820.01 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Financials ETF VFH* MM VFH*.MX VFHIV VFHNV MZUSI0FN US92204A4058 492 491 25 Q MXN 372.30 460.82 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard FTSE All World ex-US Small-Cap ETF VSS* MM - VSSIV VSSNV FSMUGXUS US9220427184 2,484 3,036 40 A MXN - 476.15 - 1940 Act Fund Stocks Yes Yes Vanguard 20-Oct-09 BMV
Vanguard FTSE All-World Ex-US Index Fund VEU* MM - VEUIV VEUNV FTR1WXUS US9220427754 2,206 2,176 25 A (Dec) MXN 531.15 5,466.88 0.08 1940 Act Fund Stocks Yes No Vanguard 20-Oct-09 BMV
Vanguard Growth ETF VUG* MM VUG.MX VUGIV VUGNV MZUSPG US9229087369 428 427 14 Q MXN 659.00 3,905.44 0.02 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
Vanguard Health Care ETF VHT* MM VHT*.MX VHTIV VHTNV MZUSI0HC US92204A5048 303 303 25 A (Dec) MXN 653.50 560.30 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard High Dividend Yield Index Fund VYM* MM - VYMIV VYMNV FTYLD US9219464065 555 555 20 Q MXN 476.80 688.76 - 1940 Act Fund Stocks Yes No Vanguard 20-Oct-09 BMV
Vanguard Industrials ETF VIS* MM VIS*.MX VISIV VISNV MSCIIN US92204A6038 374 380 25 A (Dec) MXN 691.10 295.61 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Information Technology ETF VGT* MM VGT*.MX VGTIV VGTNV MZUSI0IT US92204A7028 426 420 25 A (Dec) MXN 649.86 1,143.90 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Intermediate-Term Bond ETF BIV* MM BIV*.MX BIVIV BNVNV LD03TRUU US9219378190 1,044 1,519 12 M MXN 1,026.96 2,121.50 - 1940 Act Fund Bonds Yes No Vanguard 7-Dec-07 BMV
Vanguard Large-Cap ETF VV* MM - VVIV VVNV MZUSP US9229086379 755 754 12 Q MXN 640.20 2,364.28 - 1940 Act Fund Stocks Yes No Vanguard 1-Apr-08 BMV
Vanguard Long-Term Bond ETF BLV* MM BLV*.MX BLVIV BLVNV LGC5TRUU US9219377937 961 1,273 12 M MXN - 433.83 - 1940 Act Fund Bonds Yes No Vanguard 7-Dec-07 BMV
Vanguard Materials ETF VAW* MM VAW*.MX VAWIV VAWNV MZUSI0MT US92204A8018 130 130 25 A (Dec) MXN 837.78 412.54 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Mega Cap 300 ETF MGC* MM - MGCIV MGCNV MZUSL US9219108738 301 301 13 Q MXN - 226.93 - 1940 Act Fund Stocks Yes No Vanguard 4-May-09 BMV
Vanguard Mega Cap 300 Growth ETF MGK* MM - MGKIV MGKNV MZUSLG US9219108167 179 179 13 Q MXN - 287.79 - 1940 Act Fund Stocks Yes No Vanguard 24-Dec-08 BMV
Vanguard Mega Cap 300 Value ETF MGV* MM - MGCIV MGCNV MZUSLV US9219108407 301 301 13 Q MXN 423.70 225.62 - 1940 Act Fund Stocks Yes No Vanguard 24-Dec-08 BMV
Vanguard Mid-Cap ETF VO* MM VO.MX VOIV VONV MZUSM US9229086296 455 453 14 A (Dec) MXN - 2,406.86 - 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
Vanguard Mid-Cap Growth VOT* MM VOT.MX VOTIV VOTNV MZUSMG US9229085389 248 248 14 A (Dec) MXN - 654.53 - 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
Vanguard Mid-Cap Value ETF VOE* MM VOE.MX VOEIV VOENV MZUSMV US9229085124 263 263 14 A (Dec) MXN - 628.72 - 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
Vanguard Pacific ETF VPL* MM VPL.MX VPLIV VPLNV MXPC US9220428661 492 489 16 A (Dec) MXN 647.30 1,352.13 0.07 1940 Act Fund Stocks Yes Yes Vanguard 1-Jun-07 BMV
Vanguard REIT ETF VNQ* MM - VNQIV VNQNV RMZ US9229085538 98 99 15 Q MXN 650.58 5,612.58 0.01 1940 Act Fund Stocks Yes No Vanguard 15-Dec-09 BMV
Vanguard Short-Term Bond ETF BSV* MM BSV*.MX BSVIV BSVNV LD04TRUU US9219378273 1,251 2,227 12 M MXN 1,026.90 5,632.47 - 1940 Act Fund Bonds Yes No Vanguard 7-Dec-07 BMV
Vanguard Small-Cap ETF VB* MM VB.MX VBIV VBNV MZUSS US9229087518 1,753 1,750 14 A (Dec) MXN 727.00 3,469.57 - 1940 Act Fund Stocks Yes Yes Vanguard 23-Apr-07 BMV
Vanguard Small-Cap Growth ETF VBK* MM VBK.MX VBKIV VBKNV MZUSSG US9229085959 1,034 1,031 14 A (Dec) MXN - 1,263.38 - 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
Vanguard Small-Cap Value ETF VBR* MM VBR.MX VBRIV VBRNV MSCISV US9229086114 993 990 14 A (Dec) MXN 735.60 1,499.14 - 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
Vanguard Telecommunication Services ETF VOX* MM VOX*.MX VOXIV VOXNV MSCITC US92204A8844 38 38 25 A (Dec) MXN - 239.10 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Total Bond Market ETF BND* MM BND*.MX BNDIV BNDNV LBUSTRUU US9219378356 4,570 8,211 12 M MXN - 8,920.45 - 1940 Act Fund Bonds Yes Yes Vanguard 7-Dec-07 BMV
Vanguard Total World Stock Index Fund VT* MM - VTIV VTNV FTAW01 US9220427424 2,765 2,767 30 A (Dec) MXN 550.62 627.06 0.07 1940 Act Fund Stocks Yes No Vanguard 8-Jan-10 BMV
Vanguard Total Stock Market ETF VTI* MM VTI.A VTIIV VTINV MSCIBM US9229087690 3,421 3,550 7 Q MXN 709.67 13,634.00 0.34 1940 Act Fund Stocks Yes Yes Vanguard 9-Nov-06 BMV
Vanguard Utilities ETF VPU* MM VPU*.MX VPUIV VPUNV MZUSI0UT US92204A8760 89 89 25 Q MXN - 572.61 - 1940 Act Fund Stocks Yes No Vanguard 7-Dec-07 BMV
Vanguard Value ETF VTV* MM VTV.MX VTVIV VTVNV MZUSPV US9229087443 422 421 14 Q MXN 599.50 3,442.69 0.02 1940 Act Fund Stocks Yes No Vanguard 23-Apr-07 BMV
WisdomTree Dreyfus Brazilian Real Fund BZF* MM - BZFIV BZFNV - US97717W2402 67 - 45 A MXN 346.89 221.20 - Open Ended Fund Fixed Income - No WisdomTree 26-Apr-10 BMV
WisdomTree Dreyfus China Yuan Fund CYB* MM - CYBIV CYBNV - US97717W1826 81 - 45 A MXN 318.40 586.22 - Open Ended Fund Fixed Income, Forwards - No WisdomTree 26-Apr-10 BMV
WisdomTree Dreyfus Emerging Currency Fund CEW* MM - - - US97717W1339 129 - 55 A MXN - 336.49 - Open Ended Fund Fixed Income - No WisdomTree 26-Apr-10 BMV
WisdomTree Emerging Markets Equity Income Equity Fund DEM* MM - DEMIV DEMIV WTEMHYTR US97717W3152 213 213 63 Q MXN - 600.03 - Open Ended Fund Stocks - No WisdomTree 26-Apr-10 BMV
WisdomTree Emerging Markets SmallCap Dividend Fund DGS* MM - DGSIV DGSNV WTEMSCTR US97717W2816 247 247 63 Q MXN 548.55 476.28 - Open Ended Fund Stocks - No WisdomTree 26-Apr-10 BMV
WisdomTree India Earnings Fund EPI* MM - EPIIV EPINV WTIND US97717W4226 120 120 88 Q MXN - 1,093.99 - Open Ended Fund Stocks - No WisdomTree 26-Apr-10 BMV
WisdomTree Japan SmallCap Dividend Fund DFJ* MM - DFJNV DFJNV WTIDJSTR US97717W8367 510 510 58 Q MXN - 133.59 - Open Ended Fund Stocks - No WisdomTree 26-Apr-10 BMV
WisdomTree LargeCap Dividend Fund DLN* MM - DLNIV DLNNV WTLDITR US97717W3079 296 296 28 Q MXN - 401.30 - Open Ended Fund Stocks - No WisdomTree 26-Apr-10 BMV
WisdomTree SmallCap Earnings EES* MM - EESIV - WTSEITR US97717W5629 800 1,141 38 Q MXN - 81.53 - Open Ended Fund Stocks - No WisdomTree 26-Apr-10 BMV

ETPs listed in Mexico
PowerShares DB Agriculture Fund DBA* MM - - - DBAGIX US73936B4086 11 11 85 Other MXN 337.34 1,983.69 0.01 Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB Base Metals Fund DBB* MM - DBBIV DBBIV DBBMIX US73936B7055 5 5 75 None MXN 256.99 343.40 0.01 Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB Energy Fund DBE* MM - - - DBENIX US73936B1017 5 5 75 Other MXN 295.50 228.18 0.01 Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB G10 Currency Harvest Fund DBV* MM - - - DBCFHX US73935Y1029 10 10 75 Other MXN 283.03 353.44 0.01 Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB Oil Fund DBO* MM - - - DBOLIX US73936B5075 1 1 75 Other MXN 310.50 542.98 - Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB Precious Metals Fund DBP* MM - - - DBPMIX US73936B2007 2 2 75 Other MXN 547.30 278.06 0.01 Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB US Dollar Index Bearish Fund UDN* MM - - - USDDNX US73936D2062 6 6 75 Other MXN 334.00 154.02 - Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
PowerShares DB US Dollar Index Bullish Fund UUP* MM - - - USDUPX US73936D1072 6 6 75 Other MXN 311.78 1,038.02 0.06 Delaware Statutory Trust Futures - No Deutsche Bank 18-Feb-09 BMV
ETFS Brent Oil OILBN MM OILBN.MX - - - GB00B0CTWC01 1 1 49 None MXN 519.00 319.23 - Security (Not Fund) Futures - No ETF Securities 29-Sep-05 BMV
iShares Gold Trust IAU* MM IAU.MX IAV - GCA US4642851053 1 1 25 None MXN 158.40 3,792.75 0.22 NY Grantor Trust Physical Cmdty - Yes iShares 5-Apr-05 BMV
iShares GSCI Commodity-Indexed Trust GSG* MM GSG.MX GSGIV - GSCITR US46428R1077 6 6 75 None MXN 371.01 1,502.37 0.01 Delaware Statutory Trust Futures - Yes iShares 7-Aug-08 BMV
iShares Silver Trust SLV* MM SLV.MX SLVIV - SLVRLN US46428Q1094 1 1 50 None MXN 244.00 5,677.49 0.13 NY Grantor Trust Physical Cmdty Yes Yes iShares 23-May-06 BMV
PowerShares DB Commodity Index Tracking Fund DBC* MM DBC.MX DBCIIV - DBLCIX US73935S1050 6 6 85 Other MXN 281.30 4,144.50 - Delaware Statutory Trust Futures Yes No PowerShares 21-Sep-06 BMV
CurrencyShares Australian Dollar Trust FXA* MM - - - - US23129U1016 - - 40 M MXN 1,135.00 572.74 - Grantor Trust Currency in DDA Acct - No Rydex SGI 14-Dec-09 BMV
CurrencyShares British Pound Sterling Trust FXB* MM - - - - US23129S1069 - - 40 M MXN - 153.86 - Grantor Trust Currency in DDA Acct - No Rydex SGI 14-Dec-09 BMV
CurrencyShares Canadian Dollar Trust FXC* MM - - - - US23129X1054 - - 40 M MXN 1,217.00 572.12 - Grantor Trust Currency in DDA Acct - No Rydex SGI 14-Dec-09 BMV
CurrencyShares Japanese Yen Trust FXY* MM - - - - US23130A1025 - - 40 M MXN 1,299.24 292.78 - Grantor Trust Currency in DDA Acct - No Rydex SGI 14-Dec-09 BMV
CurrencyShares Mexican Peso Trust FXM* MM - - FXMNV - US23130H1077 - - 40 M MXN - 34.24 - Grantor Trust Currency in DDA Acct - No Rydex SGI 27-Jan-10 BMV
CurrencyShares Russian Ruble Trust XRU* MM - - - - US23130M1062 - - 40 M MXN - 6.46 - Grantor Trust Currency in DDA Acct - No Rydex SGI 23-Dec-09 BMV
CurrencyShares Swedish Krona Trust FXS* MM - - FXSNV - US23129R1086 - - 40 M MXN - 33.69 - Grantor Trust Currency in DDA Acct - No Rydex SGI 9-Mar-10 BMV
CurrencyShares Swiss Franc Trust FXF* MM - - - - US23129V1098 - - 40 M MXN 1,208.60 358.01 0.01 Grantor Trust Currency in DDA Acct - No Rydex SGI 14-Dec-09 BMV
Euro Currency Trust FXE* MM - - - - US23130C1080 - - 40 M MXN 1,678.50 479.60 - Grantor Trust Currency in DDA Acct - No Rydex SGI 20-Jan-10 BMV
SPDR Gold Trust GLD* MM GLD.MX GLDIV - - US78463V1070 1 1 40 - MXN 1,587.00 51,785.75 0.33 NY Grantor Trust Physical Cmdty pending Yes SSgA 18-Aug-06 BMV
Other ETFs on indices approved by Consar

S&P 400 MidCap SPDR MDY US MDY.A MXV MXVNV MID US78467Y1073 400 400 25 Q USD 131.24 8,569.91 443.46 Unit Invest. Trust Stocks Yes No BONY 4-May-95 NYSE Arca
iShares IPC Large Cap Total Return TRAC ILCTRAC MM ILCTRAC.MX ILCTRCIV ILCTRCNV IRTLARGE MX1BIL000006 20 20 38 N/A MXN 28.35 903.14 3.88 Investment Trust Stocks (Optimized) - No iShares 19-Oct-07 BMV
iShares IPC Mid Cap Total Return TRAC IMCTRAC MM IMCTRAC.MX IMCTRCIV IMCTRCNV IRTMID MX1BIM010004 20 20 45 N/A MXN 21.16 91.95 - Investment Trust Stocks (Optimized) - No iShares 19-Oct-07 BMV
iShares S&P 500 IUSA LN IUSA.L BEIFIUSA - SPX IE0031442068 500 500 40 Q GB-p 683.50 6,303.95 10.34 Irish VCIC Stocks (Fully Rep) - No iShares 19-Mar-02 LSE
iShares Dow Jones U.S. Aerospace & Defense ITA US ITA.N ITAIV ITANV DJSASDT US4642887602 32 33 47 Q USD 49.55 161.04 2.30 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Basic Materials Sector IYM US IYM.A IYMIV IYMNV DJUSBMT US4642878387 70 76 47 Q USD 58.02 612.11 39.70 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares MSCI Italy Index Fund EWI US EWI EWIIV EWINV NDDUIT US4642868552 37 40 59 S USD 14.75 75.23 3.07 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca

Other ETFs on indices approved by Consar (continued)
iShares MSCI Netherlands Investable Market Index Fund EWN US EWN EWNIV EWNNV MIMUNETN US4642868149 59 26 55 S USD 17.61 145.28 2.32 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares S&P/TSX 60 Index Fund XIU CN XIU.TO - - SPTSX60 CA46428D1087 60 60 17 Q CAD 17.45 10,676.80 218.28 Mutual Fund Trust Stocks (Fully Rep) - No iShares 4-Oct-99 TSX
Daiwa ETF NIKKEI 225 1320 JP 1320.OS - 04314017 JP NKY JP3027640006 225 225 23.1 A JPY 8,810.00 1,984.83 11.08 Japanese Inv. Trust Stocks (Fully Rep) - N/A Daiwa AM 9-Jul-01 OSE
Daiwa ETF TOPIX 1305 JP 1305.T - 04315017 JP TPX JP3027620008 1,670 1,674 11.55 A JPY 806.00 2,314.80 3.09 Japanese Inv. Trust Stocks (Fully Rep) - N/A Daiwa AM 10-Jul-01 TSE
Daiwa ETF TOPIX Banks 1612 JP 1612.T - 04315023 JP TPNBNK JP3040130001 83 83 23.1 A JPY 114.00 23.17 - Japanese Inv. Trust Stocks (Fully Rep) - N/A Daiwa AM 28-Mar-02 TSE
Daiwa ETF TOPIX Core 30 1310 JP 1310.T - 04312023 JP TPXC30 JP3040100004 30 30 23.1 A JPY 452.00 101.61 - Japanese Inv. Trust Stocks (Fully Rep) - N/A Daiwa AM 28-Mar-02 TSE
Daiwa ETF TOPIX Electric Appliances 1610 JP 1610.T - 04313023 JP TPELMH JP3040110003 157 157 23.1 A JPY 1,189.00 14.47 - Japanese Inv. Trust Stocks (Fully Rep) - N/A Daiwa AM 28-Mar-02 TSE
Listed Index Fund TOPIX 1308 JP 1308.T - - TPX JP3039100007 1,669 1,669 8.8 A JPY 794.00 2,480.69 2.79 Japanese Inv. Trust Stocks (Fully Rep) - N/A Nikko AM 20-Dec-01 TSE
NIKKEI 225 ETF 1321 JP 1321.OS - - NKY JP3027650005 225 225 22* A JPY 8,830.00 5,539.88 55.67 Japanese Inv. Trust Stocks (Fully Rep) No N/A Nomura AM 9-Jul-01 OSE
TOPIX ETF 1306 JP 1306.T - - TPX JP3027630007 1,669 1,671 11* A JPY 810.00 5,778.70 12.34 Japanese Inv. Trust Stocks (Fully Rep) No N/A Nomura AM 11-Jul-01 TSE
SPDR S&P/ASX 50 Fund SFY AU SFY.AX YSFY - AS31 AU000000SFY4 50 50 28.6 S (Jun, Dec) AUD 42.94 212.65 1.01 Open Ended Fund Stocks - No SSgA 27-Aug-01 ASX
ETFs registered for sale in Peru

Note: These ETFs registered for sale in Peru are only available as admissible investments for pension funds.
AMUNDI ETF S&P Euro SPO FP SPO.PA INSPO - SPEU IE0031091642 180 180 35 R EUR 134.28 93.71 0.01 Irish VCIC Stocks (Fully Rep) - No Amundi ETF 1-Feb-02 EN Par
AMUNDI ETF S&P Europe 350 SPE FP SPE.PA INSPE - SPEE IE0031091428 350 350 35 R EUR 130.50 215.26 0.32 Irish VCIC Stocks (Fully Rep) - No Amundi ETF 1-Feb-02 EN Par
S&P 400 MidCap SPDR MDY US MDY.A MXV MXVNV MID US78467Y1073 400 400 25 Q USD 131.24 8,569.91 443.46 Unit Invest. Trust Stocks Yes No BONY 4-May-95 NYSE Arca
CS ETF (CH) on SBI Domestic Government 3-7 CSBGC7 SW CSBGC7.S NAVSG - SBGM3T CH0016999846 6 6 19 A CHF 98.80 720.13 2.05 Switzerland AFG Bonds (Fully Rep) No No Credit Suisse 19-Nov-03 SIX
CS ETF (CH) on SMI CSSMI SW CSSMI.S NAVSI - SMIC CH0008899764 20 20 39 S CHF 61.88 3,511.17 11.00 Switzerland AFG Stocks (Fully Rep) No No Credit Suisse 15-Mar-01 SIX
db x-trackers Euro Stoxx 50 ETF XESX GY XESX.DE XESXINAV - SX5E LU0274211217 S 50 - A EUR 26.64 2,926.52 13.11 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 17-Jan-07 Xetra
db x-trackers MSCI Emerging Market TRN Index ETF XMEM GY XMEM.DE XMEMINAV - NDUEEGF LU0292107645 S 767 65 R EUR 28.50 4,112.98 12.18 Luxembourg Part 1 SICAV Swaps - Yes db x-trackers 9-Jul-07 Xetra
EasyETF EURO STOXX 50 ETE FP ETEF.PA INETE - SX5T FR0000973588 50 50 45 R EUR 3.22 735.91 - French FCP Stocks (Fully Rep) - No EasyETF 25-Apr-01 EN Par
EasyETF STOXX EUROPE 50 ETN FP ETNN.PA INETN - SX5R FR0000973604 S 50 45 R EUR 2.99 222.81 0.19 French FCP Swaps - No EasyETF 25-Apr-01 EN Par
Fidelity Nasdaq Composite Tracking Stock ONEQ US ONEQ.O ONEQI ONEQN CCMP US3159128087 1,974 1,980 30 Q USD 83.66 133.86 1.45 1940 Act Fund Stocks (Optimized) No No Fidelity 1-Oct-03 NASDAQ
iShares Barclays 10-20 Year Treasury Bond Fund TLH US TLH.N TLHIV TLHNV - US4642886539 7 7 15 M USD 122.83 356.21 6.45 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays 1-3 Year Credit Bond Fund CSJ US CSJ.N CSJIV CSJNV - US4642886463 124 124 20 M USD 105.09 7,229.85 55.54 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays 3-7 Year Treasury Bond Fund IEI US IEI.N IEIIV IEINV - US4642886612 8 8 15 M USD 117.65 1,717.69 33.02 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays Agency Bond Fund AGZ US AGZ.P AGZIV AGZNV LUAASIUU US4642881662 18 971 20 M USD 111.43 356.58 1.95 1940 Act Fund Bonds - No iShares 7-Nov-08 NYSE Arca
iShares Barclays Aggregate Bond Fund AGG US AGG.A AGGIV AGGNV LBUSTRUU US4642872265 178 9,023 24 M USD 108.86 12,518.90 72.80 1940 Act Fund Bonds Yes Yes iShares 26-Sep-03 NYSE Arca
iShares Barclays Capital $ TIPS ITPS LN ITPS.L INAVTIPP - BCIT1T IE00B1FZSC47 28 26 25 R GBP 110.07 506.53 0.98 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital $ Treasury Bond 1-3 IBTS LN IBTS.L INAVUSTP - BCEY6T IE00B14X4S71 20 11 20 S GBP 85.50 506.26 0.31 Irish VCIC Bonds (Fully Rep) - No iShares 6-Jun-06 LSE
iShares Barclays Capital $ Treasury Bond 7-10 IBTM LN ISTB.L INAVTRBP - BCEY4T IE00B1FZS798 12 12 20 S GBP 119.91 515.03 1.13 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital £ Index-Linked Gilts INXG LN INXG.L INAVILGP - BCIU1G IE00B1FZSD53 16 12 25 S GBP 11.78 777.02 5.74 Irish VCIC Bonds (Fully Rep) - No iShares 4-Dec-06 LSE
iShares Barclays Capital Euro Government Bond 15-30 IBGL LN IBGL.L INAVGBFP - BCEX1T IE00B1FZS913 30 29 20 S GBP 145.57 209.90 0.30 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital Euro Government Bond 3-5 IBGX LN IBGX.L INAVGBTP - BCEX2G IE00B1FZS681 15 13 20 S GBP 125.98 541.10 2.73 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Capital Euro Government Bond 7-10 IBGM LN IBGM.L INAVGBSP - BCEX4T IE00B1FZS806 12 14 20 S GBP 138.84 502.63 0.08 Irish VCIC Bonds (Fully Rep) - No iShares 11-Dec-06 LSE
iShares Barclays Credit Bond Fund CFT US CFT.N CFTIV CFTNV - US4642886208 237 237 20 M USD 107.90 722.93 4.54 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays Government/Credit Bond Fund GBF US GBF.N GBFIV GBFNV - US4642885960 196 4,589 20 M USD 111.27 155.77 0.60 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Credit Bond Fund CIU US CIU.N CIUIV CIUNV - US4642886380 176 176 20 M USD 107.79 2,975.00 15.18 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Government/Credit Bond Fund GVI US GVI.N GVIIV GVINV - US4642886125 104 104 20 M USD 110.21 529.01 1.56 1940 Act Fund Bonds - No iShares 11-Jan-07 NYSE Arca
iShares Barclays MBS Bond Fund MBB US MBB.A MBBIV MBBNV - US4642885887 15 391 33 M USD 109.54 2,059.35 14.75 1940 Act Fund Bonds - Yes iShares 16-Mar-07 NYSE Arca
iShares Barclays Short Treasury Bond Fund SHV US SHV.N SHVIV SHVNV - US4642886794 29 57 15 M USD 110.21 3,703.06 40.54 1940 Act Fund Bonds - Yes iShares 11-Jan-07 NYSE Arca

ETFs registered for sale in Peru (continued)
iShares Cohen & Steers Realty Majors Index Fund ICF US ICF.A ICFIV ICFNV RMP US4642875649 31 30 35 Q USD 59.39 2,173.67 48.86 1940 Act Fund Stocks Yes No iShares 2-Feb-01 NYSE Arca
iShares DAX (DE) DAXEX GY GDAXIEX.DE DAXNAV - DAX DE0005933931 30 30 17 R EUR 54.79 4,140.18 73.27 German Index Fund Stocks (Fully Rep) - No iShares 3-Jan-01 Xetra
iShares DEX All Government Bond Index Fund XGB CN XGB.TO - - SMAGUTR CA46430L1067 88 417 35* M CAD 21.00 181.14 1.00 Mutual Fund Trust Bonds (Optimized) - No iShares 10-Nov-06 TSX
iShares Dow Jones Industrial Average (DE) INDUEX GY DJIEX.DE INDUNAV - INDU DE0006289390 30 30 52 Up to 4x EUR 79.60 214.83 2.38 German Index Fund Stocks (Fully Rep) - No iShares 24-Sep-01 Xetra
iShares Dow Jones Transportation Average Index Fund IYT US IYT.A IYTIV IYTNV DJTTR US4642871929 21 20 47 Q USD 74.58 563.08 56.11 1940 Act Fund Stocks Yes No iShares 10-Oct-03 NYSE Arca
iShares Dow Jones U.S. Aerospace & Defense Index Fund ITA US ITA.N ITAIV ITANV DJSASDT US4642887602 32 33 47 Q USD 49.55 161.04 2.30 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Basic Materials Sector Index Fund IYM US IYM.A IYMIV IYMNV DJUSBMT US4642878387 70 76 47 Q USD 58.02 612.11 39.70 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Broker-Dealers Index Fund IAI US IAI.N IAIIV IAINV DJSINVT US4642887941 27 27 47 Q USD 23.59 81.39 1.61 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Financial Services Index Fund IYG US IYG.A IYGIV IYGNV DJUSFV US4642877702 119 147 48 Q USD 47.52 201.96 8.39 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Healthcare Providers Index Fund IHF US IHF.N IHFIV IHFNV DJSHCPT US4642888287 47 52 48 A USD 44.16 92.74 3.34 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Index Fund IYY US IYY.A IYYIV IYYNV DJUS US4642878460 1,395 1,626 20 Q USD 52.57 499.42 1.76 1940 Act Fund Stocks Yes No iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Medical Devices Index Fund IHI US IHI.N IHIIV IHINV DJSMDQT US4642888105 39 44 48 Q USD 48.36 340.94 6.79 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Oil Equipment & Services IEZ US IEZ.N IEZIV IEZNV DJSOEST US4642888444 44 57 47 Q USD 38.90 322.87 4.17 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Pharmaceuticals Index Fund IHE US IHE.N IHEIV IHENV DJSPHM US4642888360 33 40 48 Q USD 56.12 134.69 1.13 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Real Estate Index Fund IYR US IYR IYRIV IYRNV DJUSRET US4642877397 76 83 48 Q USD 50.51 2,644.20 636.75 1940 Act Fund Stocks Yes Yes iShares 12-Jun-00 NYSE Arca
iShares Dow Jones U.S. Regional Banks Index Fund IAT US IAT.N IATIV IATNV DJSRBKT US4642887784 67 91 48 Q USD 20.13 130.85 3.39 1940 Act Fund Stocks - No iShares 5-May-06 NYSE Arca
iShares Dow Jones U.S. Telecommunications Sector IYZ US IYZ IYZIV IYZNV DJSTELT US4642877132 33 22 48 Q USD 19.84 642.82 11.42 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares eb.rexx Government Germany 1.5-2.5 (DE) RXP1EX GY RXP1EX.DE RXP1NAV - RXP1 DE0006289473 6 7 16 Up to 4x EUR 100.28 1,649.60 8.56 German Index Fund Bonds (Fully Rep) - No iShares 11-Jun-03 Xetra
iShares eb.rexx Government Germany 2.5-5.5 (DE) RXP2EX GY RXP2EX.DE RXP2NAV - RXP2 DE0006289481 12 12 16 Up to 4x EUR 113.08 1,089.94 5.08 German Index Fund Bonds (Fully Rep) - No iShares 11-Jun-03 Xetra
iShares EURO STOXX 50 EUN2 GY LSTXXE.DE VLEUE - SX5T IE0008471009 51 50 35 Q EUR 26.29 4,046.41 12.54 Irish VCIC Stocks (Fully Rep) - Yes iShares 11-Apr-00 Xetra
iShares EURO STOXX 50 (DE) SX5EEX GY STOXX50EEX.DE SX5ENAV - SX5E DE0005933956 50 50 17 Up to 4x EUR 26.84 4,228.10 28.17 German Index Fund Stocks (Fully Rep) - No iShares 3-Jan-01 Xetra
iShares EURO STOXX Mid DJMC LN DJMC.L INAVDJMP - MCXT IE00B02KXL92 105 105 40 Q GB-p 2,660.00 163.22 0.05 Irish VCIC Stocks (Fully Rep) - No iShares 1-Nov-04 LSE
iShares EURO STOXX Select Dividend 30 IDVY LN IDVY.L INAVSSDP - SD3T IE00B0M62S72 30 30 40 Q GB-p 1,454.50 479.70 0.16 Irish VCIC Stocks (Fully Rep) - Yes iShares 31-Oct-05 LSE
iShares EURO STOXX Small DJSC LN DJSC.L INAVDJSP - SCXT IE00B02KXM00 108 108 40 Q GB-p 1,780.00 405.48 0.16 Irish VCIC Stocks (Fully Rep) - No iShares 1-Nov-04 LSE
iShares EURO STOXX Total Market Growth Large IDJG LN IDJG.L INAVSGWP - SLGT IE00B0M62V02 49 49 40 Q GB-p 1,625.50 54.86 0.20 Irish VCIC Stocks (Fully Rep) - No iShares 7-Nov-05 LSE
iShares EURO STOXX Total Market Value Large IDJV LN IDJV.L INAVSVLP - SLVT IE00B0M62T89 46 46 40 Q GB-p 1,582.50 58.26 0.04 Irish VCIC Stocks (Fully Rep) - No iShares 7-Nov-05 LSE
iShares FTSE 100 ISF LN ISF.L BEIFT100 - UKX IE0005042456 102 102 40 Q GB-p 522.00 5,139.28 47.75 Irish VCIC Stocks (Fully Rep) - Yes iShares 28-Apr-00 LSE
iShares FTSE 250 MIDD LN IMID.L INAVMIDP - MCX IE00B00FV128 254 254 40 Q GB-p 971.25 614.57 4.98 Irish VCIC Stocks (Fully Rep) - No iShares 29-Mar-04 LSE
iShares FTSE BRIC 50 BRIC LN BRIC.L INAVFBRU - FBRIC IE00B1W57M07 50 50 74 S GB-p 1,817.00 914.21 0.89 Irish VCIC Stocks (Fully Rep) - Yes iShares 23-Apr-07 LSE
iShares FTSE EPRA/NAREIT Developed Real Estate ex-U.S. IFGL US IFGL.OQ IFGLIV IFGLNV TRGXUU US4642884898 155 197 48 Q USD 27.59 311.77 1.34 1940 Act Fund Stocks - No iShares 19-Nov-07 NASDAQ
iShares FTSE KLD Select Social Index Fund KLD US KLD.N KLDIV KLDNV KLDSSI US4642888022 264 226 50 Q USD 45.72 114.30 0.71 1940 Act Fund Stocks Yes Yes iShares 28-Jan-05 NYSE Arca
iShares FTSE UK All Stocks Gilt IGLT LN IGLT.L INAVGLTP - FTFIBGA IE00B1FZSB30 34 29 20 S GBP 11.00 586.10 8.27 Irish VCIC Bonds (Fully Rep) - No iShares 4-Dec-06 LSE
iShares FTSE/Xinhua China 25 FXC LN FXC.L INAVFXCP - XINOI IE00B02KXK85 25 25 74 Q GB-p 7,323.00 977.30 1.43 Irish VCIC Stocks (Fully Rep) - No iShares 25-Oct-04 LSE
iShares FTSE/Xinhua China 25 Index Fund FXI US FXI.N FXIIV FXINV XINOI US4642871846 26 25 73 S USD 39.36 7,563.02 698.95 1940 Act Fund Stocks Yes Yes iShares 8-Oct-04 NYSE Arca
iShares iBoxx $ High Yield Corporate Bond Fund HYG US HYG.A HYGIV HYGNV IBOXHY US4642885135 50 50 50 M USD 87.18 6,337.70 87.76 1940 Act Fund Bonds - Yes iShares 11-Apr-07 NYSE Arca
iShares iBoxx $ Investment Grade Corporate Bond Fund LQD US LQD.A LQDIV LQDNV GSITOP US4642872422 105 100 15 M USD 112.62 14,460.41 128.85 1940 Act Fund Bonds Yes Yes iShares 26-Jul-02 NYSE Arca
iShares JPMorgan $ Emerging Markets Bond Fund SEMB LN SEMB.L INAVEMG - JPEICOR IE00B2NPKV68 46 36 45 M GB-p 7,079.00 890.44 0.69 Irish VCIC Bonds (Fully Rep) - No iShares 18-Feb-08 LSE
iShares JPMorgan USD Emerging Markets Bond Fund EMB US EMB.P EMBIV EMBNV JPEICOR US4642882819 44 124 60 M USD 109.99 2,078.81 25.39 1940 Act Fund Bonds Yes Yes iShares 19-Dec-07 NYSE Arca
iShares Markit iBoxx $ Corporate Bond LQDE LN LQDE.L INAVUSDU - IBOXIG30 IE0032895942 33 30 20 Q USD 106.77 950.25 2.96 Irish VCIC Bonds (Fully Rep) - No iShares 16-May-03 LSE
iShares Markit iBoxx £ Corporate Bond SLXX LN SLXX.L INAVSLXP - IB8X IE00B00FV011 55 49 20 Q GBP 124.24 1,962.99 14.32 Irish VCIC Bonds (Fully Rep) - No iShares 29-Mar-04 LSE
iShares Markit iBoxx Euro Corporate Bond IBCS GY IBCSz.DE INAVBXE2 - IB8A DE0002511243 72 53 20 Q EUR 123.74 4,748.00 4.97 Irish VCIC Bonds (Fully Rep) - Yes iShares 19-Mar-03 Xetra
iShares MDAX (DE) MDAXEX GY MDAXIEX.DE MDAXNAV - MDAX DE0005933923 50 50 52 R EUR 75.52 768.18 6.99 German Index Fund Stocks (Fully Rep) - No iShares 15-Apr-01 Xetra
iShares Morningstar Large Core Index Fund JKD US JKD.N JKDIV JKDNV MLCRT US4642871275 81 97 20 Q USD 60.02 225.08 1.53 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Large Growth Index Fund JKE US JKE.N JKEIV JKENV MLGRT US4642871192 86 104 25 Q USD 52.74 303.26 1.73 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Large Value Index Fund JKF US JKF.N JKFIV JKFNV MLVLT US4642881092 69 94 25 Q USD 51.46 182.68 0.59 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Mid Core Index Fund JKG US JKG.N JKGIV JKGNV MMCRT US4642882082 209 256 25 Q USD 68.08 108.93 0.61 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Mid Growth Index Fund JKH US JKH.N JKHIV JKHNV MMGRT US4642883072 187 241 30 Q USD 76.02 136.84 1.89 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Mid Value Index Fund JKI US JKI.N JKIIV JKINV MMVLT US4642884062 188 231 30 Q USD 64.27 109.26 0.59 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Small Core Index Fund JKJ US JKJ.N JKJIV JKJNV MSCRT US4642885051 291 382 25 M USD 69.20 138.39 1.33 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Small Growth Index Fund JKK US JKK.N JKKIV JKKNV MSGRT US4642886042 266 368 30 Q USD 64.30 64.30 1.37 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca
iShares Morningstar Small Value Index Fund JKL US JKL.N JKLIV JKLNV MSVLT US4642887032 258 337 30 Q USD 66.23 158.95 3.52 1940 Act Fund Stocks Yes No iShares 2-Jul-04 NYSE Arca

iShares MSCI AC Far East ex-Japan IFFF LN IFFF.L INAVPACP - MXFEJ IE00B0M63730 403 483 74 Q GB-p 2,557.00 1,788.61 2.66 Irish VCIC Stocks (Optimized) - Yes iShares 31-Oct-05 LSE
iShares MSCI ACWI ex US Index Fund ACWX US ACWX.O ACWXIV ACWXNV NDUEACWZ US4642882405 659 2,247 35 S USD 37.62 639.48 3.20 1940 Act Fund Stocks - No iShares 31-Mar-08 NASDAQ
iShares MSCI ACWI Index Fund ACWI US ACWI.O ACWIIV ACWINV NDUEACWF US4642882579 702 2,884 35 S USD 39.27 1,201.66 8.70 1940 Act Fund Stocks - Yes iShares 28-Mar-08 NASDAQ
iShares MSCI All Country Asia ex Japan Index Fund AAXJ US AAXJ.O AAXJIV AAXJNV NDUECAXJ US4642881829 208 559 72 S USD 54.55 2,034.72 22.78 1940 Act Fund Stocks Yes No iShares 15-Aug-08 NASDAQ
iShares MSCI All Peru Capped Index Fund EPU US EPU.P EPUIV EPUNV MXPECAPD US4642898427 26 25 63 M USD 35.48 230.62 3.67 1940 Act Fund Stocks - No iShares 22-Jun-09 NYSE Arca
iShares MSCI Belgium Investable Market Index Fund EWK US EWK EWKIV EWKNV NDDUBE US4642863017 50 20 56 S USD 11.62 58.10 2.04 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Brazil IBZL LN IBZL.L INAVBRAP MXBR IE00B0M63516 76 76 74 Q GB-p 3,514.75 981.26 1.22 Irish VCIC Stocks (Fully Rep) - No iShares 21-Nov-05 LSE
iShares MSCI Brazil Index Fund EWZ US EWZ.A EWZIV EWZNV NDUEBRAF US4642864007 76 76 65 S USD 66.90 9,081.68 964.01 1940 Act Fund Stocks Yes Yes iShares 14-Jul-00 NYSE Arca
iShares MSCI BRIC Index Fund BKF US BKF.P BKFIV BKFNV NDUEBRIC US4642866572 174 253 72 S USD 42.74 942.42 4.80 1940 Act Fund Stocks - No iShares 16-Nov-07 NYSE Arca
iShares MSCI Chile Investable Market Index Fund ECH US ECH.P ECHIV ECHNV MIMUCHLN US4642866408 33 27 65 S USD 67.47 671.33 18.26 1940 Act Fund Stocks - No iShares 16-Nov-07 NYSE Arca
iShares MSCI EAFE Growth Index Fund EFG US EFG.N EFGIV EFGNV NDUGEAFF US4642888857 544 682 40 S USD 51.19 1,208.08 4.02 1940 Act Fund Stocks Yes No iShares 5-Aug-05 NYSE Arca
iShares MSCI EAFE Index Fund EFA US EFA.A EFAIV EFANV NDDUEAFE US4642874659 845 966 35 S USD 49.79 31,875.56 926.62 1940 Act Fund Stocks Yes Yes iShares 17-Aug-01 NYSE Arca
iShares MSCI EAFE Small Cap Index Fund SCZ US SCZ.P SCZIV SCZNV NCUDEAFE US4642882736 697 600 40 S USD 34.46 1,033.80 9.72 1940 Act Fund Stocks - No iShares 12-Dec-07 NYSE Arca
iShares MSCI EAFE Value Index Fund EFV US EFV.N EFVIV EFVNV NDUVEAFF US4642888774 525 575 40 S USD 44.47 1,174.01 6.09 1940 Act Fund Stocks Yes No iShares 5-Aug-05 NYSE Arca
iShares MSCI Eastern Europe 10/40 IEER LN IEER.L INAVEEPP MN40MEU IE00B0M63953 49 57 74 Q GB-p 1,817.00 284.30 0.80 Irish VCIC Stocks (Optimized) - Yes iShares 7-Nov-05 LSE
iShares MSCI Emerging Markets IEEM LN IEEM.L INAVEMKP MXEF IE00B0M63177 329 767 75 Q GB-p 2,469.25 4,158.98 8.97 Irish VCIC Stocks (Optimized) - No iShares 21-Nov-05 LSE
iShares MSCI Emerging Markets Index Fund EEM US EEM.A EEMIV EEMNV MXEF US4642872349 382 767 72 S USD 39.82 39,403.88 2,234.36 1940 Act Fund Stocks Yes Yes iShares 7-Apr-03 NYSE Arca
iShares MSCI Europe ex-UK IEUX LN IEUX.L INAVEUKP MSDE15XN IE00B14X4N27 352 360 40 Q GB-p 1,651.50 638.41 1.83 Irish VCIC Stocks (Optimized) - No iShares 6-Jun-06 LSE
iShares MSCI Israel Capped Investable Market Index Fund EIS US EIS.P EISIV EISNV MISCNU US4642866325 78 69 66 S USD 49.16 127.82 4.45 1940 Act Fund Stocks - No iShares 28-Mar-08 NYSE Arca
iShares MSCI Italy Index Fund EWI US EWI EWIIV EWINV NDDUIT US4642868552 37 40 59 S USD 14.75 75.23 3.07 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Japan IJPN LN IJPN.L INAVIJPP NDDUJN IE00B02KXH56 345 345 59 S GB-p 614.50 1,679.77 4.60 Irish VCIC Stocks (Fully Rep) - No iShares 4-Oct-04 LSE
iShares MSCI Kokusai Index Fund TOK US TOK.P TOKIV TOKNV NDDUKOK US4642882652 1,192 1,203 25 S USD 33.82 236.74 0.09 1940 Act Fund Stocks - Yes iShares 12-Dec-07 NYSE Arca
iShares MSCI Korea IKOR LN IKOR.L INAVKORP NDEUSKO IE00B0M63391 99 99 74 S GB-p 1,944.75 372.90 0.72 Irish VCIC Stocks (Fully Rep) - No iShares 21-Nov-05 LSE
iShares MSCI Malaysia Index Fund EWM US EWM.A EWMIV EWMNV NDDUMAF US4642868305 43 42 56 S USD 12.92 790.70 32.70 1940 Act Fund Stocks Yes Yes iShares 18-Mar-96 NYSE Arca
iShares MSCI Mexico Investable Market Index Fund EWW US EWW EWWIV EWWNV MIMUMEXN US4642868222 48 50 55 S USD 47.82 1,439.38 136.93 1940 Act Fund Stocks Yes Yes iShares 18-Mar-96 NYSE Arca
iShares MSCI Netherlands Investable Market Index Fund EWN US EWN EWNIV EWNNV MIMUNETN US4642868149 59 26 55 S USD 17.61 145.28 2.32 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Pacific ex-Japan Index Fund EPP US EPP.A EPPIV EPPNV MSDUPXJ US4642866655 149 146 50 S USD 39.30 3,442.68 39.54 1940 Act Fund Stocks Yes Yes iShares 25-Oct-01 NYSE Arca
iShares MSCI Singapore Index Fund EWS US EWS EWSIV EWSNV NDDUSG US4642866739 28 27 55 S USD 12.14 1,725.09 40.91 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI South Africa Index Fund EZA US EZA.A EZAIV EZANV NDEUSSA US4642867802 45 45 66 S USD 57.96 498.46 17.52 1940 Act Fund Stocks Yes Yes iShares 7-Feb-03 NYSE Arca
iShares MSCI South Korea Index Fund EWY US EWY EWYIV EWYNV MXKR US4642867729 101 98 65 S USD 47.92 3,265.75 107.74 1940 Act Fund Stocks Yes Yes iShares 10-May-00 NYSE Arca
iShares MSCI Spain Index Fund EWP US EWP EWPIV EWPNV NDDUSP US4642867646 30 33 56 S USD 36.39 191.05 21.01 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Switzerland Index Fund EWL US EWL EWLIV EWLNV NDDUSZ US4642867497 38 38 56 S USD 21.32 399.75 4.07 1940 Act Fund Stocks Yes No iShares 18-Mar-96 NYSE Arca
iShares MSCI Taiwan ITWN LN ITWN.L INAVTAIP NDEUSTW IE00B0M63623 118 118 74 S GB-p 1,964.00 286.21 0.62 Irish VCIC Stocks (Fully Rep) - No iShares 21-Nov-05 LSE
iShares MSCI Taiwan Index Fund EWT US EWT.A EWTIV EWTNV MXTW US4642867315 125 121 82 S USD 12.23 2,729.74 145.26 1940 Act Fund Stocks Yes Yes iShares 23-Sep-00 NYSE Arca
iShares MSCI Thailand Investable Market Index Fund THD US THD.P THDIV THDNV MIMUTHAN US4642866242 83 68 65 S USD 54.24 512.57 16.58 1940 Act Fund Stocks - No iShares 28-Mar-08 NYSE Arca
iShares MSCI Turkey ITKY LN ITKY.L INAVTUKP MXTR IE00B1FZS574 22 22 74 S GB-p 2,536.00 221.74 0.42 Irish VCIC Stocks (Fully Rep) - Yes iShares 6-Nov-06 LSE
iShares MSCI Turkey Investable Market Index Fund TUR US TUR.P TURIV TURNV MIMUTURN US4642867158 84 68 65 S USD 60.10 594.99 18.64 1940 Act Fund Stocks - No iShares 28-Mar-08 NYSE Arca
iShares MSCI World IWRD LN IWRD.L INAVWORP MXWO IE00B0M62Q58 668 1,654 50 Q GB-p 1,498.00 2,950.50 4.54 Irish VCIC Stocks (Optimized) - Yes iShares 31-Oct-05 LSE
iShares NYSE 100 Index Fund NY US NY NYIV NYNV NYID US4642871358 101 100 20 Q USD 51.42 59.13 0.19 1940 Act Fund Stocks Yes No iShares 2-Apr-04 NYSE Arca
iShares NYSE Composite Index Fund NYC US NYC.N NYCIV NYCNV NYA US4642871432 1,273 1,819 25 Q USD 61.90 92.85 0.29 1940 Act Fund Stocks Yes No iShares 2-Apr-04 NYSE Arca
iShares Russell 1000 Growth Index Fund IWF US IWF IWFIV IWFNV RU10GRTR US4642876142 624 636 20 Q USD 46.71 9,909.53 104.43 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Russell 1000 Value Index Fund IWD US IWD IWDIV IWDNV RU10VATR US4642875987 677 643 20 Q USD 54.95 8,058.42 82.49 1940 Act Fund Stocks Yes No iShares 22-May-00 NYSE Arca
iShares Russell 2000 Growth Index Fund IWO US IWO.A IWOIV IWONV RU20GRTR US4642876480 1,272 1,371 25 A USD 65.91 2,715.49 87.66 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell 2000 Value Index Fund IWN US IWN.A IWNIV IWNNV RU20VATR US4642876308 1,393 1,323 41 A USD 56.12 3,529.95 79.69 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell 3000 Growth Index Fund IWZ US IWZ.A IWZIV IWZNV RU30GRTR US4642876712 1,895 2,010 25 A USD 38.19 255.87 0.92 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell 3000 Value Index Fund IWW US IWW.A IWWIV IWWNV RU30VATR US4642876639 2,069 1,968 26 Q USD 71.87 269.51 1.74 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares Russell Microcap Index Fund IWC US IWC.N IWCIV IWCNV RMICRO US4642888691 1,312 2,001 71 A USD 37.56 328.65 5.50 1940 Act Fund Stocks Yes No iShares 16-Aug-05 NYSE Arca

iShares Russell Midcap Growth Index Fund IWP US IWP.A IWPIV IWPNV RUMCGRTR US4642874816 491 499 25 A USD 44.67 2,436.75 27.35 1940 Act Fund Stocks Yes No iShares 17-Jul-01 NYSE Arca
iShares Russell Midcap Index Fund IWR US IWR.A IWRIV IWRNV RUMCINTR US4642874998 772 783 20 A USD 82.17 5,012.37 57.94 1940 Act Fund Stocks Yes No iShares 17-Jul-01 NYSE Arca
iShares Russell Midcap Value Index Fund IWS US IWS.A IWSIV IWSNV RUMCVATR US4642874733 551 519 25 A USD 37.15 2,598.64 62.55 1940 Act Fund Stocks Yes No iShares 17-Jul-01 NYSE Arca
iShares S&P 1500 Index Fund ISI US ISI.A ISIIV ISINV SPTRSUPR US4642871507 1,501 1,500 20 A USD 47.82 270.18 0.65 1940 Act Fund Stocks Yes No iShares 20-Jan-04 NYSE Arca
iShares S&P Developed ex-U.S. Property Index Fund WPS US WPS.N WPSIV WPSNV SPBMWUUT US4642884229 216 330 48 Q USD 29.87 107.53 0.66 1940 Act Fund Stocks - No iShares 7-Aug-07 NYSE Arca
iShares S&P Europe 350 Index Fund IEV US IEV.A IEVIV IEVNV SPTR350N US4642878619 353 350 60 S USD 33.80 1,095.12 16.19 1940 Act Fund Stocks Yes Yes iShares 25-Jul-00 NYSE Arca
iShares S&P Global 100 Index Fund IOO US IOO IOOIV IOONV SPTR100N US4642875722 109 100 40 S USD 53.61 731.78 5.15 1940 Act Fund Stocks Yes Yes iShares 5-Dec-00 NYSE Arca
iShares S&P Global Consumer Discretionary Sector RXI US RXI.N RXIIV RXINV SGD US4642887453 173 179 48 S USD 43.10 92.67 0.35 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Consumer Staples Sector Index Fund KXI US KXI.N KXIIV KXINV SGCS US4642887370 100 100 48 S USD 55.90 279.50 2.76 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Energy Sector Index Fund IXC US IXC.A IXCIV IXCNV SGES US4642873412 82 81 48 S USD 30.69 1,035.79 7.58 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Financials Sector Index Fund IXG US IXG.A IXGIV IXGNV SGFS US4642873339 221 218 48 S USD 40.78 260.99 2.68 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Healthcare Sector Index Fund IXJ US IXJ.A IXJIV IXJNV SGH US4642873255 83 83 48 S USD 46.68 443.46 1.41 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Industrials Sector Index Fund EXI US EXI.N EXIIV EXINV SGN US4642887297 186 185 48 S USD 43.39 160.54 0.83 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Infrastructure Index Fund IGF US IGF.P IGFIV IGFNV SPGTINNT US4642883726 77 73 48 S USD 31.68 434.02 1.14 1940 Act Fund Stocks - Yes iShares 12-Dec-07 NYSE Arca
iShares S&P Global Materials Sector Index Fund MXI US MXI.N MXIIV MXINV SGM US4642886950 119 117 48 S USD 56.69 765.32 2.77 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Global Technology Sector Index Fund IXN US IXN.A IXNIV IXNNV SGI US4642872919 118 120 48 S USD 50.09 483.37 2.13 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Telecommunications Sector IXP US IXP.A IXPIV IXPNV SGT US4642872752 45 40 48 S USD 52.80 322.08 3.93 1940 Act Fund Stocks Yes Yes iShares 12-Nov-01 NYSE Arca
iShares S&P Global Utilities Sector Index Fund JXI US JXI.N JXIIV JXINV SGU US4642887115 77 77 48 S USD 43.31 218.72 2.25 1940 Act Fund Stocks Yes Yes iShares 21-Sep-06 NYSE Arca
iShares S&P Latin America 40 Index Fund ILF US ILF.A ILFIV ILFNV SPTRL40N US4642873909 34 40 50 S USD 44.49 2,435.83 90.17 1940 Act Fund Stocks Yes Yes iShares 25-Oct-01 NYSE Arca
iShares S&P MidCap 400 Growth Index Fund IJK US IJK.A IJKIV IJKNV MIDG US4642876068 254 254 25 M USD 78.63 2,064.04 22.10 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares S&P MidCap 400 Value Index Fund IJJ US IJJ.A IJJIV IJJNV MIDV US4642877058 287 283 28 M USD 64.70 1,850.42 10.15 1940 Act Fund Stocks Yes No iShares 24-Jul-00 NYSE Arca
iShares S&P North American Natural Resources Sector IGE US IGE.A IGEIV IGENV SPGSSINR US4642873743 125 126 48 S USD 31.77 1,510.43 5.73 1940 Act Fund Stocks Yes No iShares 25-Oct-01 NYSE Arca
iShares S&P North American Technology Sector IGM US IGM.A IGMIV IGMNV SPGSTI US4642875490 213 218 48 S USD 48.83 356.46 3.71 1940 Act Fund Stocks Yes No iShares 19-Mar-01 NYSE Arca
iShares S&P North American Technology-Multimedia IGN US IGN.A IGNIV IGNNV SPGSTIIP US4642875318 31 33 48 S USD 25.94 155.64 3.82 1940 Act Fund Stocks Yes No iShares 10-Jul-01 NYSE Arca
Networking Index Fund
iShares S&P North American Technology-Semiconductors IGW US IGW.A IGWIV IGWNV SPGSTISM US4642875235 46 54 48 S USD 41.95 213.95 6.30 1940 Act Fund Stocks Yes No iShares 10-Jul-01 NYSE Arca
iShares S&P North American Technology-Software IGV US IGV.A IGVIV IGVNV SPGSTISO US4642875151 42 46 48 S USD 47.33 267.41 4.35 1940 Act Fund Stocks Yes No iShares 10-Jul-01 NYSE Arca
iShares S&P/TOPIX 150 Index Fund ITF US ITF ITFIV ITFNV SPTR150N US4642873826 151 150 50 S USD 41.18 111.19 0.33 1940 Act Fund Stocks Yes No iShares 23-Oct-01 NYSE Arca
iShares S&P/TSX 60 Index Fund XIU CN XIU.TO - - SPTSX60 CA46428D1087 60 60 17 Q CAD 17.45 10,676.80 218.28 Mutual Fund Trust Stocks (Fully Rep) - No iShares 4-Oct-99 TSX
iShares S&P/TSX Capped Composite Index Fund XIC CN XIC.TO - - T00C CA46430J1012 228 228 25* Q CAD 18.77 964.37 4.20 Mutual Fund Trust Stocks (Fully Rep) - No iShares 22-Feb-01 TSX
iShares S&P/TSX Capped Energy Index Fund XEG CN XEG.TO - - SPTSEN CA46428C1005 46 46 55* Q CAD 17.17 771.09 16.92 Mutual Fund Trust Stocks (Fully Rep) - No iShares 22-Mar-01 TSX
iShares S&P/TSX Capped Financials Index Fund XFN CN XFN.TO - - SPTSFN CA46431B1076 26 26 55* Q CAD 21.17 799.88 26.31 Mutual Fund Trust Stocks (Fully Rep) - No iShares 29-Mar-01 TSX
iShares S&P/TSX Capped Information Technology XIT CN XIT.TO - - SPTSIT CA46428N1069 5 5 55* Q CAD 6.59 34.60 0.14 Mutual Fund Trust Stocks (Fully Rep) - No iShares 22-Mar-01 TSX
iShares S&P/TSX Completion Index Fund XMD CN XMD.TO - - SPTSXM CA46430H1055 168 168 55* Q CAD 19.43 160.31 0.28 Mutual Fund Trust Stocks (Fully Rep) - No iShares 8-Mar-01 TSX
iShares S&P/TSX Global Gold Index Fund XGD CN XGD.TO - - SPTSGD CA46428M1086 54 54 55* Q CAD 24.45 1,159.92 19.76 Mutual Fund Trust Stocks (Fully Rep) - No iShares 29-Mar-01 TSX
iShares STOXX Europe 50 EUN1 GY LSTXX.DE VLEUN - SX5R IE0008470928 50 50 35 Q EUR 24.45 881.08 2.90 Irish VCIC Stocks (Fully Rep) - No iShares 11-Apr-00 Xetra
iShares STOXX Europe 50 (DE) SX5PEX GY STOXX50EX.DE SX5PNAV - SX5P DE0005933949 50 50 52 Up to 4x EUR 24.88 481.09 1.37 German Index Fund Stocks (Fully Rep) - No iShares 3-Jan-01 Xetra
iShares STOXX Europe 600 Banks (DE) SX7PEX GY SX7PEX.DE SX7PNAV - SX7P DE0006289341 54 54 52 Up to 4x EUR 21.05 213.79 0.50 German Index Fund Stocks (Fully Rep) - No iShares 4-May-01 Xetra
iShares STOXX Europe 600 Insurance (DE) SXIPEX GY SXIPEX.DE SXIPNAV - SXIP DE0006289416 34 34 52 Up to 4x EUR 14.49 73.11 0.26 German Index Fund Stocks (Fully Rep) - No iShares 22-Jul-02 Xetra
iShares STOXX Europe 600 Oil & Gas (DE) SXEPEX GY SXEPEX.DE SXEPNAV - SXEP DE0006344765 38 38 52 Up to 4x EUR 28.75 156.96 0.96 German Index Fund Stocks (Fully Rep) - No iShares 22-Jul-02 Xetra
iShares STOXX Europe 600 Telecommunications (DE) SXKPEX GY SXKPEX.DE SXKPNAV - SXKP DE0006289358 20 20 52 Up to 4x EUR 27.27 138.21 0.48 German Index Fund Stocks (Fully Rep) - No iShares 4-May-01 Xetra
iShares TecDAX (DE) TDXPEX GY TECDAXEX.DE TDXPNAV - TDXP DE0005933972 30 30 52 R EUR 7.13 90.91 0.23 German Index Fund Stocks (Fully Rep) - No iShares 11-Apr-01 Xetra
Lyxor DJ Global Titans 50 MGT FP MGT.PA INMGT - DJGTE FR0007075494 S 50 40 A (Sept) EUR 16.42 54.66 0.17 French FCP Swaps - No Lyxor AM 9-Jul-03 EN Par
Lyxor ETF Dow Jones Industrial Average DJE FP DJE.PA INDJE - INDU FR0007056841 S 30 50 A (Sept) EUR 80.57 567.42 1.95 French FCP Swaps - No Lyxor AM 17-May-01 EN Par
Lyxor ETF MSCI EMU MFE FP MFE.PA INMFE - MXEM FR0007085501 S 266 35 A (Sept) EUR 33.74 457.37 0.62 French FCP Swaps - No Lyxor AM 25-Sep-03 EN Par
Lyxor EuroMTS 10-15Y MTE FP MTE.PA INMTE - EMTXERT FR0010037242 S 13 16.5 R EUR 141.57 314.36 1.54 French SICAV Swaps - No Lyxor AM 24-Mar-04 EN Par
Lyxor EuroMTS 3-5Y MTB FP MTB.PA INMTB - EMTXBRT FR0010037234 S 20 16.5 R EUR 131.24 1,540.38 1.78 French SICAV Swaps - No Lyxor AM 24-Mar-04 EN Par
PowerShares QQQ Trust QQQQ US QQQQ.O QXV QQQQN NDX US73935A1043 100 100 20 Q USD 43.61 15,845.69 2,954.30 Unit Invest. Trust Stocks - Yes PowerShares 10-Mar-99 NASDAQ
Rydex Equal Weight S&P ETF RSP US RSP.A RSJ RSJNV SPXEWI US78355W1062 500 500 40 Q USD 38.66 1,734.24 40.87 1940 Act Fund Stocks (Fully Rep) Yes No Rydex SGI 30-Apr-03 NYSE Arca
Consumer Discretionary Select Sector SPDR Fund XLY US XLY.A YXV YXVNV IXY US81369Y4070 87 87 21 Q USD 30.15 1,658.35 218.77 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Consumer Staples Select Sector SPDR Fund XLP US XLP.A PXV PXVNV IXR US81369Y3080 36 36 21 Q USD 26.46 3,146.67 197.33 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca

Energy Select Sector SPDR Fund XLE US XLE.A EXX EXVNV IXE US81369Y5069 29 29 21 Q USD 51.34 5,794.96 713.42 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Financial Select Sector SPDR Fund XLF US XLF.A FXV FXVNV IXM US81369Y6059 82 82 21 Q USD 13.44 5,170.31 947.95 Open Ended Fund Stocks Yes Yes SSgA 22-Dec-98 NYSE Arca
Health Care Select Sector SPDR Fund XLV US XLV.A NXV NXVNV IXV US81369Y2090 55 55 21 Q USD 28.21 2,501.25 212.82 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Industrial Select Sector SPDR Fund XLI US XLI.A TXV TXVNV IXI US81369Y7040 56 57 21 Q USD 28.30 2,540.66 484.96 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Materials Select Sector SPDR Trust XLB US XLB.A BXV BXVNV IXB US81369Y1001 32 32 21 Q USD 30.91 1,801.24 309.16 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
SPDR AEX Index ETF AEXT NA AEXT.AS VLAEX - AEX FR0000001893 25 25 30 A EUR 31.28 168.68 0.47 French SICAV Stocks (Fully Rep) - No SSgA 30-May-01 EN Ams
SPDR DJ Industrial Average ETF DIA US DIA.A DXV DXVNV INDU US78467X1090 30 30 16.7 M USD 100.17 7,552.10 776.44 Unit Invest. Trust Stocks Yes Yes SSgA 20-Jan-98 NYSE Arca
SPDR DJ Wilshire Large Cap Growth ETF ELG US ELG.A FLG FLGNV DWLG US78464A4094 108 108 20 Q USD 46.15 161.52 0.55 Open Ended Fund Stocks Yes No SSgA 29-Sep-00 NYSE Arca
SPDR DJ Wilshire Large Cap Value ETF ELV US ELV.A FLV FLVNV DWLV US78464A5083 122 130 20 Q USD 55.40 152.41 4.28 Open Ended Fund Stocks Yes No SSgA 29-Sep-00 NYSE Arca
SPDR DJ Wilshire Small Cap Value ETF DSV US DSV.A PSV PSVNV DWSV US78464A3005 372 372 25 Q USD 55.54 125.04 1.22 Open Ended Fund Stocks Yes No SSgA 29-Sep-00 NYSE Arca
SPDR DJ Wilshire Total Market ETF TMW US TMW.A FFY FFYNV DWCF US78464A8053 826 5,000 20 Q USD 78.37 160.67 0.76 Open Ended Fund Stocks Yes No SSgA 10-Oct-00 NYSE Arca
SPDR Morgan Stanley High Tech 35 MTK US MTK.A JMT JMTNV MSH US78464A1025 35 35 50 Q USD 52.07 177.04 0.76 Open Ended Fund Stocks Yes No SSgA 29-Sep-00 NYSE Arca
SPDR MSCI Europe Energy ETF STN FP MSEN.PA VLSTN - MXEU0EN FR0000001810 26 26 30 R EUR 81.58 43.99 0.36 French SICAV Stocks (Fully Rep) - No SSgA 6-Sep-01 EN Par
SPDR MSCI Europe ETF ERO FP ERO.PA VLERO - MSEREURP FR0000001885 459 459 30 R EUR 105.18 427.07 0.82 French SICAV Stocks (Fully Rep) - Yes SSgA 19-Jun-01 EN Par
SPDR S&P 500 SPY US SPY.A SXV SXVNV SPX US78462F1030 500 500 9.45 Q USD 105.31 62,200.06 22,154.14 Unit Invest. Trust Stocks Yes Yes SSgA 29-Jan-93 NYSE Arca
SPDR S&P/ASX 200 Fund STW AU STW.AX YSTW - AS51 AU000000STW9 200 200 28.6 S (Jun, Dec) AUD 41.65 2,143.02 14.70 Open Ended Fund Stocks - Yes SSgA 27-Aug-01 ASX
SPDR S&P/ASX 200 Listed Property Fund SLF AU SLF.AX YSLF - AS51PROP AU000000SLF1 24 21 40 Q AUD 8.10 246.48 0.60 Open Ended Fund Stocks - No SSgA 18-Feb-02 ASX
SPDR Wilshire REIT RWR US RWR.A EWR EWRNV DWRTF US78464A6073 93 92 25 Q USD 54.89 1,214.82 12.94 Open Ended Fund Stocks Yes No SSgA 27-Apr-01 NYSE Arca
streetTRACKS STRAITS TIMES STTF SP STTF.SI STTFSF - STI SG1W45939194 45 45 30 S (Jun, Oct) SGD 2.98 149.62 0.46 Unit Trust Stocks - No SSgA 17-Apr-02 SGX
Technology Select Sector SPDR Fund XLK US XLK.C KXV KXVNV IXT US81369Y8030 90 90 21 Q USD 20.76 3,688.14 249.89 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
Utilities Select Sector SPDR Fund XLU US XLU.A UXV UXVNV IXU US81369Y8865 33 33 21 Q USD 30.67 4,072.18 259.38 Open Ended Fund Stocks Yes No SSgA 22-Dec-98 NYSE Arca
UBS-ETF MSCI Japan A JPNCHA SW FDJPHU.S FJPNAV - MSDLJN LU0136240974 345 345 50 S (Jan, Jul) CHF 29.87 717.29 0.34 Luxembourg SICAV Stocks (Fully Rep) - No UBS GAM 13-Nov-01 SIX
UBS-ETF MSCI USA USACHA SW FDUSIA.S FDJNAV - MSDLUS LU0136234654 593 593 30 S (Jan, Jul) CHF 103.58 858.18 0.47 Luxembourg SICAV Stocks (Fully Rep) - No UBS GAM 13-Nov-01 SIX
Market Vectors Agribusiness ETF MOO US MOO.P MOOIV MOONV DXAG US57060U6055 37 37 56 A USD 43.43 1,728.51 35.54 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 5-Sep-07 NYSE Arca
Market Vectors Brazil Small-Cap ETF BRF US BRF.P BRFIV BRFNV MVRIO US57060U6139 52 52 65 A USD 50.85 734.78 16.12 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 14-May-09 NYSE Arca
Market Vectors Coal ETF KOL US KOL.P KOLIV KOLNV COAL US57060U8374 60 60 59 A USD 31.79 241.60 7.89 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 14-Jan-08 NYSE Arca
Market Vectors Global Alternative Energy ETF GEX US GEX.P GEXIV GEXNV AGIXL US57060U4076 30 30 62 A USD 18.86 135.79 1.03 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 9-May-07 NYSE Arca
Market Vectors Gold Miners GDX US GDX.P GMI GMINV GDM US57060U1007 37 37 53 A USD 53.12 6,873.86 388.43 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 22-May-06 NYSE Arca
Market Vectors Nuclear Energy ETF NLR US NLR.P NLRIV NLRNV DXNE US57060U7046 35 35 62 A USD 19.84 162.69 1.26 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 15-Aug-07 NYSE Arca
Market Vectors Russia ETF RSX US RSX.P RSXIV RSXNV DXRPUS US57060U5065 39 39 62 A USD 29.98 1,792.80 63.56 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 30-Apr-07 NYSE Arca
Market Vectors Steel ETF SLX US SLX.P KLX KLXNV STEEL US57060U3086 32 32 55 A USD 56.20 258.52 11.16 Open Ended Fund Stocks (Fully Rep) Yes No Van Eck 16-Oct-06 NYSE Arca
Vanguard Consumer Discretionary ETF VCR US VCR.A VCRIV VCRNV MZUSI0CD US92204A1088 378 377 25 A (Dec) USD 47.77 234.18 2.88 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Consumer Staples ETF VDC US VDC.A VDCIV VDCNV MZUSI0CS US92204A2078 114 114 25 A (Dec) USD 66.63 546.47 4.52 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Dividend Appreciation ETF VIG US VIG.A VIGIV VIGNV DVG US9219088443 142 142 23 Q USD 45.29 3,181.04 20.41 1940 Act Fund Stocks Yes No Vanguard 27-Apr-06 NYSE Arca
Vanguard Emerging Markets VWO US VWO.A VWOIV VWONV NDUEEGF US9220428588 836 748 27 A (Dec) USD 40.60 30,207.56 480.32 1940 Act Fund Stocks Yes Yes Vanguard 4-Mar-05 NYSE Arca
Vanguard Energy ETF VDE US VDE.A VDEIV VDENV MSCIEN US92204A3068 161 161 25 A (Dec) USD 75.41 1,043.94 8.08 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard Europe Pacific ETF VEA US VEA.A VEAIV VEANV NDDUEAFE US9219438580 944 964 15 A (Dec) USD 31.39 4,290.90 37.30 1940 Act Fund Stocks Yes No Vanguard 26-Jul-07 NYSE Arca
Vanguard European ETF VGK US VGK.A VGKIV VGKNV NDDUE15 US9220428745 476 459 16 A (Dec) USD 43.49 2,370.02 36.13 1940 Act Fund Stocks Yes Yes Vanguard 4-Mar-05 NYSE Arca
Vanguard Extended Duration Treasury ETF EDV US EDV.A EDVIV EDVNV US9219107094 52 52 14 Q USD 102.75 174.68 5.72 1940 Act Fund Bonds Yes No Vanguard 13-Dec-07 NYSE Arca
Vanguard Extended Market ETF VXF US VXF.A VXFIV VXFNV SPCMI US9229086528 3,075 3,459 13 A (Dec) USD 42.71 820.01 2.82 1940 Act Fund Stocks Yes No Vanguard 4-Jan-02 NYSE Arca
Vanguard Financials ETF VFH US VFH.A VFHIV VFHNV MZUSI0FN US92204A4058 492 491 25 Q USD 27.70 460.82 3.74 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard FTSE All World ex-US Small-Cap ETF VSS US VSS.P VSSIV VSSNV FSMUGXUS US9220427184 2,484 3,036 40 A USD 81.37 476.15 2.46 1940 Act Fund Stocks Yes Yes Vanguard 6-Apr-09 NYSE Arca
Vanguard FTSE All-World Ex-US Index Fund VEU US VEU.A VEUIV VEUNV FTR1WXUS US9220427754 2,206 2,176 25 A (Dec) USD 41.01 5,466.88 39.66 1940 Act Fund Stocks Yes No Vanguard 8-Mar-07 NYSE Arca
Vanguard Growth ETF VUG US VUG.A VUGIV VUGNV MZUSPG US9229087369 428 427 14 Q USD 49.92 3,905.44 18.67 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Health Care ETF VHT US VHT.A VHTIV VHTNV MZUSI0HC US92204A5048 303 303 25 A (Dec) USD 49.96 560.30 2.85 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard High Dividend Yield Index Fund VYM US VYM.A VYMIV VYMNV FTYLD US9219464065 555 555 20 Q USD 36.50 688.76 3.30 1940 Act Fund Stocks Yes No Vanguard 16-Nov-06 NYSE Arca
Vanguard Industrials ETF VIS US VIS.A VISIV VISNV MSCIIN US92204A6038 374 380 25 A (Dec) USD 51.83 295.61 2.24 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard Information Technology ETF VGT US VGT.A VGTIV VGTNV MZUSI0IT US92204A7028 426 420 25 A (Dec) USD 49.70 1,143.90 9.78 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Intermediate-Term Bond ETF BIV US BIV.A BIVIV BNVNV LD03TRUU US9219378190 1,044 1,519 12 M USD 86.24 2,121.50 15.75 1940 Act Fund Bonds Yes No Vanguard 10-Apr-07 NYSE Arca
Vanguard Long-Term Bond ETF BLV US BLV.A BLVIV BLVNV LGC5TRUU US9219377937 961 1,273 12 M USD 86.77 433.83 5.20 1940 Act Fund Bonds Yes No Vanguard 10-Apr-07 NYSE Arca
Vanguard Materials ETF VAW US VAW.A VAWIV VAWNV MZUSI0MT US92204A8018 130 130 25 A (Dec) USD 65.05 412.54 4.93 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Mega Cap 300 ETF MGC US MGV.P MGCIV MGCNV MZUSL US9219108738 301 301 13 Q USD 36.02 226.93 2.05 1940 Act Fund Stocks Yes No Vanguard 24-Dec-07 NYSE Arca
Vanguard Mega Cap 300 Growth ETF MGK US MGK.P MGKIV MGKNV MZUSLG US9219108167 179 179 13 Q USD 38.89 287.79 1.75 1940 Act Fund Stocks Yes No Vanguard 21-Dec-07 NYSE Arca
Vanguard Mega Cap 300 Value ETF MGV US MGV.P MGVIV MGVNV MZUSLV US9219108407 159 158 13 Q USD 33.18 225.62 1.12 1940 Act Fund Stocks Yes No Vanguard 21-Dec-07 NYSE Arca
Vanguard Mid-Cap ETF VO US VO.A VOIV VONV MZUSM US9229086296 455 453 14 A (Dec) USD 59.96 2,406.86 9.99 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Mid-Cap Growth ETF VOT US VOT.A VOTIV VOTNV MZUSMG US9229085389 248 248 14 A (Dec) USD 48.37 654.53 4.02 1940 Act Fund Stocks Yes No Vanguard 24-Aug-06 NYSE Arca
Vanguard Mid-Cap Value ETF VOE US VOE.A VOEIV VOENV MZUSMV US9229085124 263 263 14 A (Dec) USD 44.37 628.72 5.47 1940 Act Fund Stocks Yes No Vanguard 24-Aug-06 NYSE Arca
Vanguard Pacific Stock ETF VPL US VPL.A VPLIV VPLNV MXPC US9220428661 492 489 16 A (Dec) USD 50.24 1,352.13 6.97 1940 Act Fund Stocks Yes Yes Vanguard 4-Mar-05 NYSE Arca
Vanguard REIT ETF VNQ US VNQ.A VNQIV VNQNV RMZ US9229085538 98 99 15 Q USD 49.92 5,612.58 110.07 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca

Vanguard Short-Term Bond ETF BSV US BSV.A BSVIV BSVNV LD04TRUU US9219378273 1,251 2,227 12 M USD 81.63 5,632.47 32.77 1940 Act Fund Bonds Yes No Vanguard 10-Apr-07 NYSE Arca
Vanguard Small-Cap ETF VB US VB.A VBIV VBNV MZUSS US9229087518 1,753 1,750 14 A (Dec) USD 56.71 3,469.57 22.56 1940 Act Fund Stocks Yes Yes Vanguard 30-Jan-04 NYSE Arca
Vanguard Small-Cap Growth ETF VBK US VBK.A VBKIV VBKNV MZUSSG US9229085959 1,034 1,031 14 A (Dec) USD 59.04 1,263.38 7.94 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Small-Cap Value ETF VBR US VBR.A VBRIV VBRNV MSCISV US9229086114 993 990 14 A (Dec) USD 53.94 1,499.14 6.28 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Telecommunication Services ETF VOX US VOX.A VOXIV VOXNV MSCITC US92204A8844 38 38 25 A (Dec) USD 56.90 239.10 1.80 1940 Act Fund Stocks Yes No Vanguard 23-Sep-04 NYSE Arca
Vanguard Total Bond Market ETF BND US BND.A BNDIV BNDNV LBUSTRUU US9219378356 4,570 8,211 12 M USD 82.75 8,920.45 64.82 1940 Act Fund Bonds Yes Yes Vanguard 10-Apr-07 NYSE Arca
Vanguard Total Stock Market ETF VTI US VTI.A VTIIV VTINV MSCIBM US9229087690 3,421 3,550 7 Q USD 53.59 13,634.00 95.70 1940 Act Fund Stocks Yes Yes Vanguard 31-May-01 NYSE Arca
Vanguard Total World Stock Index Fund VT US VT.P VTIV VTNV FTAW01 US9220427424 2,765 2,767 30 A (Dec) USD 40.65 627.06 2.61 1940 Act Fund Stocks Yes Yes Vanguard 26-Jun-08 NYSE Arca
Vanguard Utilities ETF VPU US VPU.A VPUIV VPUNV MZUSI0UT US92204A8760 89 89 25 Q USD 64.71 572.61 4.31 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
Vanguard Value ETF VTV US VTV.A VTVIV VTVNV MZUSPV US9229087443 422 421 14 Q USD 45.46 3,442.69 16.64 1940 Act Fund Stocks Yes No Vanguard 30-Jan-04 NYSE Arca
WisdomTree Emerging Markets SmallCap Dividend Fund DGS US DGS.N DGSIV DGSNV WTEMSCTR US97717W2816 247 247 63 Q USD 45.36 476.28 6.70 Open Ended Fund Stocks - No WisdomTree 30-Oct-07 NYSE Arca
XACT OMXS30 XACTOMX SS XACTOMXS30.ST - N/A OMX SE0000693293 30 30 30 A (Jun) SEK 98.40 841.01 15.46 Swedish Mutual Fund Stocks (Fully Rep) - No XACT 30-Oct-00 OMX Sto
XACT OMXSB XACTSBX SS XACTOMXSB.ST - N/A SBXPI SE0001056045 80-100 80-100 30 A (Jun) SEK 270.75 193.45 2.73 Swedish Mutual Fund Stocks (Fully Rep) - No XACT 19-May-03 OMX Sto
ETPs registered for sale in Peru

iShares Gold Trust IAU US IAU.A IAUIV IAUNV GCA US4642851053 1 1 25 None USD 12.10 3,792.75 35.05 NY Grantor Trust Physical Cmdty - Yes iShares 28-Jan-05 NYSE Arca
iShares S&P GSCI Commodity-Indexed Trust GSG US GSG GSGIV GSGNV GSCITR US46428R1077 S - 75 None USD 28.24 1,502.37 10.26 Delaware Statutory Trust Futures - Yes iShares 20-Jul-06 NYSE Arca
iShares Silver Trust SLV US SLV.A SLVIV SLVNV SLVRLN US46428Q1094 1 1 50 None USD 18.63 5,677.49 127.50 NY Grantor Trust Physical Cmdty Yes Yes iShares 28-Apr-06 NYSE Arca
SPDR Gold Trust GLD US GLD.N GLDIV GLDNV GOLDLNPM US78463V1070 1 1 40 None USD 120.91 51,785.75 1,214.03 NY Grantor Trust Physical Cmdty pending Yes SSgA 18-Nov-04 NYSE Arca
Notes:
Footnotes:
2. 20-day average.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, various ETF/ETP providers, Comision Clasificadora de Riesgo (CCR),
Superintendencia de Banca (SBS).
Asia Pacific (ex-Japan)

ETF providers with ETFs listed in Asia Pacific (ex-Japan), as at end August 2010 ETF providers with ETFs listed in Asia Pacific (ex-Japan), as at end August 2010 (continued)
AIG-Huatai Fund AmInvestment Management AMP Australian Index Investments Fubon Asset Management Hang Seng Investment Hanwha Investment Trust HSBC
Management www.abfmy1.com.my www.ampcapital.co.nz www.aii-etfs.com www.fubonetf.com.tw/en Management Management www.etf.hsbc.com
www.huatai-pb.com www.hangseng.com/etf www.koreatrust.co.kr
Bank Of Communications Benchmark Asset BOCI-Prudential Asset Bosera Asset Management Hua An Fund Management Hyundai Investments i-VCAP Management ICBC Credit Suisse Asset
www.jyfund.com Management Management www.bosera.com www.huaan.com.cn www.hdfund.co.kr www.myetf.com.my/ Management
www.benchmarkfunds.com www.boci-pru.com.hk fund_info.asp www.icbccs.com.cn
CICC
CHINA SOUTHERN FUND
CCB Principal Asset China Asset Management China International Capital China Southern Fund Indo Premier Securities iShares KB Asset Management Korea Investment Trust
Management www.chinaamc.com Corp Management www.ipc.co.id www.ishares.com www.kbam.co.kr Management
www.ccbfund.com www.cicc.com.cn/etf www.southernfund.com www.kitmc.com
CIMB-Principal Asset Da Cheng International Asset Daishin Investment Trust Daiwa Asset Management Kotak Mahindra Asset KTB Asset Management Lyxor Asset Management Mirae Asset MAPS Global
Management Management Management etf.daiwa-am.co.jp Management www.i-ktb.com www.lyxoretf.com Investments
etf.cimb-principal.com.my www.dcfund.com.hk www.ditm.co.kr www.kotakmutual.com mapsim.miraeasset.co.kr/en
db x-trackers DBS Asset Management E Fund Management Fortune SGAM Fund Motilal Oswal Asset One Asset Management Ping An Polaris
www.dbxtrackers.com www.dbsam.com www.efunds.com.cn Management Management www.one-asset.com asset.pingan.com.hk www.p-shares.com
www.fsfund.com www.motilaloswal.com
ETF providers with ETFs listed in Asia Pacific (ex-Japan), as at end August 2010 (continued) ETP providers with ETPs listed in Asia Pacific (ex-Japan), as at end August 2010
Continuing a tradition of trust.
Prudential Asset PRUDENTIAL ICICI Quantum Asset Management Reliance Capital Asset Benchmark Asset ETF Securities HDFC Mutual Fund Hyundai Investments
Management www.icicipruamc.com/ www.quantumamc.com Management Management www.etfsecurities.com www.hdfcfund.com www.hdfund.co.kr
www.prudentialfund.com funds1.html www.reliancemutual.com www.benchmarkfunds.com
Russell Investments Samsung Investment Trust Sensible Asset Management Smartshares Limited Kotak Mahindra Asset Quantum Asset Management Reliance Capital Asset Religare India Asset
www.russell.com Management www.sam-etf.com.hk www.smartshares.nzx.com Management www.quantumamc.com Management Management
www.kodex.com www.kotakmutual.com www.reliancemutual.com www.religaremf.com
State Street Global Advisors TMB Asset Management Tong Yang Investment Trust UOB Asset Management SBI Funds Management UTI Asset Management
www.spdrs.com www.tmbam.com Management www.uobam.com.sg/ www.sbifunds.com www.utimf.com
www.tyam.co.kr uobam/html/fund_price_index.html
UTI Asset Management Vanguard Woori Asset Management Yurie Asset Management
www.utimf.com www.vanguard.com www.kosef.co.kr www.yurieasset.co.kr
Figure 37: ETF providers in Asia Pacific (ex-Japan), as at end August 2010 Figure 37: ETF providers in Asia Pacific (ex-Japan), as at end August 2010 (continued)
AUM % # AUM % #
ETF provider Short name Website # ETFs (US$ Bn) total planned ETF provider Short name Website # ETFs (US$ Bn) total planned
State Street Global Advisors SSgA www.spdrs.com 6 $10.3 21.4% 1 Guotai Asset Management Guotai AM www.gtfund.com - - - 1
iShares iShares www.ishares.com 15 $9.1 19.0% 0 Penghua Fund Management Penghua Fund www.phfund.com.cn - - - 4
Hang Seng Investment Management Hang Seng IM www.hangseng.com/etf 3 $5.7 11.8% 0 Religare India Asset Management Religare Mutual Fund www.religaremf.com - - - 1
E Fund Management E Fund Mgt www.efunds.com.cn 2 $3.9 8.1% 1 Tata Mutual Fund Tata MF www.tatamutualfund.com - - - 1
China Asset Management China AM www.chinaamc.com 2 $3.9 8.1% 2 Other (planned) - - - - - 5
Polaris Polaris www.p-shares.com 8 $2.2 4.6% 3
Samsung Investment Trust Management Samsung ITM www.kodex.com 16 $2.1 4.3% 0 Total 180 $48.2 100.0% 51
Lyxor Asset Management Lyxor AM www.lyxoretf.com 2 $1.0 2.0% 1
Hua An Fund Management Hua An FM www.huaan.com.cn 1 $0.9 2.0% 2
Woori Asset Management Woori AM www.kosef.co.kr 10 $0.9 1.8% 7
BOCI-Prudential Asset Management BOCI-Prudential AM www.boci-pru.com.hk 3 $0.9 1.8% 0
China Southern Fund Management China Southern Fund www.southernfund.com 1 $0.8 1.6% 0 Figure 38: ETF listings by exchange in Asia Pacific (ex-Japan), as at end August 2010
Bank Of Communications BoComm www.jyfund.com 1 $0.7 1.4% 0
End August 2010
db x-trackers db x-trackers www.dbxtrackers.com 21 $0.6 1.2% 2
AIG-Huatai Fund Management AIG-Huatai FM www.huatai-pb.com 1 $0.5 1.1% 0 Country Exchange Short name Website # ETFs listings (US$ Bn) (US$ Mn)
Mirae Asset MAPS Global Investments MAPS IM mapsim.miraeasset.co.kr/en 15 $0.5 1.0% 0 Australia Australian Securities Exchange ASX www.asx.com.au 11 32 $2.8 $21.6
Fubon Asset Management Fubon AM www.fubonetf.com.tw/en 4 $0.4 0.8% 0 China Shanghai Stock Exchange SSE www.sse.com.cn 9 9 $6.6 $187.5
KB Asset Management KB AM www.kbam.co.kr 4 $0.3 0.7% 0 Shenzhen Stock Exchange SZSE www.szse.cn 3 3 $4.9 $151.6
Bosera Asset Management Bosera AM www.bosera.com 1 $0.3 0.6% 1 Hong Kong Hong Kong Stock Exchange SEHK www.hkex.com.hk 37 66 $23.1 $251.3
HSBC HSBC www.etf.hsbc.com 1 $0.3 0.6% 0 India Bombay Stock Exchange BSE www.bseindia.com 2 2 $0.0 $0.1
DBS Asset Management DBS AM www.dbsam.com 2 $0.3 0.6% 0 National Stock Exchange NSE www.nseindia.com 13 13 $0.3 $3.3
Korea Investment Trust Management Korea ITM www.kitmc.com 5 $0.3 0.5% 0 Indonesia Indonesia Stock Exchange IDX www.idx.co.id 1 1 $0.0 $0.0
Benchmark Asset Management Benchmark AM www.benchmarkfunds.com 7 $0.2 0.5% 7 Malaysia Bursa Malaysia Securities Berhad KLSE www.klse.com.my 4 5 $0.4 $0.2
Fortune SGAM Fund Management Fortune SGAM FM www.fsfund.com 1 $0.2 0.5% 0 New Zealand New Zealand Stock Exchange NZSE www.nzx.com 6 6 $0.3 $0.3
i-VCAP Management i-VCAP www.myetf.com.my/fund_info.asp 1 $0.2 0.4% 0 Singapore Singapore Stock Exchange SGX www.ses.com.sg 20 71 $2.8 $14.3
Smartshares Limited Smartshares www.smartshares.nzx.com 5 $0.2 0.4% 0 South Korea Korea Stock Exchange KSE www.krx.co.kr 59 59 $4.3 $83.5
ICBC Credit Suisse Asset Management ICBC Credit Suisse AM www.icbccs.com.cn 1 $0.2 0.4% 0 Taiwan Taiwan Stock Exchange TWSE www.twse.com.tw/en 12 14 $2.6 $17.7
AmInvestment Management Am IM www.abfmy1.com.my 2 $0.2 0.3% 0 Thailand Stock Exchange of Thailand SET www.set.or.th 3 3 $0.1 $0.5
CIMB-Principal Asset Management CIMB-Principal etf.cimb-principal.com.my 2 $0.2 0.3% 1
Vanguard Vanguard www.vanguard.com 1 $0.1 0.3% 2 Total 180 284 $48.2 $731.9
AMP AMP www.ampcapital.co.nz 1 $0.1 0.3% 0
Yurie Asset Management Yurie AM www.yurieasset.co.kr 2 $0.1 0.2% 0 Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
Hanwha Investment Trust Management Hanwha ITM www.koreatrust.co.kr 1 $0.1 0.2% 0
One Asset Management One AM www.one-asset.com 2 $0.1 0.2% 0
CCB Principal Asset Management CCB www.ccbfund.com 1 $0.1 0.1% 0
Motilal Oswal Asset Management Motilal Oswal AM www.motilaloswal.com 1 $0.1 0.1% 0 Figure 39: ETP providers in Asia Pacific (ex-Japan), as at end August 2010
Sensible Asset Management SAM www.sam-etf.com.hk 1 $0.0 0.1% 0 End August 2010
UOB Asset Management UOBAM www.uobam.com.sg/ 1 $0.0 0.1% 0 Assets % #
uobam/html/fund_price_index.html ETP provider Short name Website # ETPs (US$ Bn) total planned
Prudential Asset Management PAMS www.prudentialfund.com 2 $0.0 0.1% 0 ETF Securities ETF Securities www.etfsecurities.com 5 $0.6 56.7% 0
KTB Asset Management KTB www.i-ktb.com 1 $0.0 0.1% 0 Benchmark Asset Management Benchmark AM www.benchmarkfunds.com 1 $0.2 18.9% 0
Ping An Ping An asset.pingan.com.hk 1 $0.0 0.1% 0 UTI Asset Management UTI AM www.utimf.com 1 $0.1 6.7% 0
Da Cheng International Asset Management Da Cheng AM www.dcfund.com.hk 1 $0.0 0.0% 0 HDFC Mutual Fund HDFC MF www.hdfcfund.com 1 $0.1 5.6% 0
China International Capital Corp CICC www.cicc.com.cn/etf 1 $0.0 0.0% 0 Reliance Capital Asset Management Reliance Capital AM www.reliancemutual.com 1 $0.1 5.5% 0
Tong Yang Investment Trust Management Tong Yang ITM www.tyam.co.kr 1 $0.0 0.0% 0 Kotak Mahindra Asset Management Kotak Mahindra AM www.kotakmutual.com 1 $0.0 2.9% 0
Kotak Mahindra Asset Management Kotak Mahindra AM www.kotakmutual.com 3 $0.0 0.0% 0 SBI Funds Management SBI www.sbifunds.com 1 $0.0 2.2% 0
Daishin Investment Trust Management Daishin ITM www.ditm.co.kr 1 $0.0 0.0% 0 Religare India Asset Management Religare Mutual Fund www.religaremf.com 1 $0.0 0.6% 0
Daiwa Asset Management Daiwa AM etf.daiwa-am.co.jp 1 $0.0 0.0% 1 Hyundai Investments Hyundai Investments www.hdfund.co.kr 1 $0.0 0.6% 0
Russell Investments Russell www.russell.com 1 $0.0 0.0% 0 Quantum Asset Management Quantum AM www.quantumamc.com 1 $0.0 0.4% 0
Australian Index Investments Aii www.aii-etfs.com 6 $0.0 0.0% 0 Tata Mutual Fund Tata MF www.tatamutualfund.com - - - 1
Hyundai Investments Hyundai Investments www.hdfund.co.kr 1 $0.0 0.0% 0 RUSAL RUSAL www.rusal.com - - - 1
TMB Asset Management TMB AM www.tmbam.com 1 $0.0 0.0% 0 RiddiSiddhi Bullions RSBL www.rsbl.co.in - - - 1
Indo Premier Securities Indo Premier Sec www.ipc.co.id 1 $0.0 0.0% 0 Prudential ICICI Prudential ICICI www.iciciprulife.com - - - 1
Reliance Capital Asset Management Reliance Capital AM www.reliancemutual.com 1 $0.0 0.0% 4 ING OptiMix ING OptiMix www.ingim.co.in - - - 1
Quantum Asset Management Quantum AM www.quantumamc.com 1 $0.0 0.0% 0 Cydinar Sdn Bhd Cydinar Sdn Bhd - - - - 1
PRUDENTIAL ICICI Prudential ICICI www.icicipruamc.com/funds1.html 1 $0.0 0.0% 0 Birla Sun Life Mutual Fund Birla Sun Life AM www.birlasunlife.com - - - 1
UTI Asset Management UTI AM www.utimf.com 1 $0.0 0.0% 1 Axis Mutual Fund Axis MF www.axismf.com - - - 1
Allianz SE Allianz SE www.allianz.com - - - 1 Other (planned ETP) - - - - 1
Birla Sun Life Mutual Fund Birla Sun Life AM www.birlasunlife.com - - - 1
Government Service Insurance Systems GSIS www.gsis.gov.ph - - - 1 Total 14 $1.1 100.0% 9
continued... Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
ETFs and ETPs listed in Asia Pacific (ex-Japan) ETFs and ETPs listed in Asia Pacific (ex-Japan)
ETFs are open-end index funds that provide daily portfolio transparency, are listed and traded on exchanges like stocks on a secondary
basis as well as utilising a unique creation and redemption process for primary transactions. ETPs are products that have similarities to
ETFs in the way they trade and settle but they do not use a mutual fund structure. The use of other structures including grantor trusts,
partnerships, notes and commodity pools by ETPs can create different tax and regulatory implications for investors when compared to
ETFs which are funds.

Name Bloomberg Reuters INAV Index ISIN ETF/ETP Index (BPS) Divs curr price1 (US$ Mn)1 (US$ Mn)2 structure method Registrations QFI3 Japan4 Provider date Exchange
ETFs listed in Australia
Aii S&P/ASX 200 Energy ENY AU ENY.AX YENY AS51ENRX AU000000ENY8 21 21 43 S (June, Dec) AUD 15.03 1.07 0.00 Registered MIS Stocks AU - No Aii 7-Apr-10 ASX
Aii S&P/ASX 200 Financials FIN AU FIN.AX YFIN A51FIN AU000000FIN8 38 38 43 S (June, Dec) AUD 4.30 3.06 0.01 Registered MIS Stocks AU - No Aii 31-Mar-10 ASX
Aii S&P/ASX 200 Financials ex A-REITs FIX AU FIX.AX YFIX AS51FNXP AU000000FIX7 22 22 43 S (June, Dec) AUD 5.06 0.90 0.01 Registered MIS Stocks AU - No Aii 14-Apr-10 ASX
Aii S&P/ASX 200 Industrials IDD AU IDD.AX YIDD AS44 AU000000IDD4 33 33 43 S (June, Dec) AUD 3.43 0.61 0.00 Registered MIS Stocks AU - No Aii 9-Apr-10 ASX
Aii S&P/ASX 200 Resources RSR AU RSR.AX YRSR AS45 AU000000RSR3 59 59 43 S (June, Dec) AUD 4.99 2.66 0.04 Registered MIS Stocks AU - No Aii 25-Mar-10 ASX
Aii S&P/ASX 300 Metals and Mining MAM AU MAM.AX YMAM AS52XMM AU000000MAM3 69 69 43 S (June, Dec) AUD 4.14 0.74 0.02 Registered MIS Stocks AU - No Aii 12-Apr-10 ASX
BetaShares S&P/ASX 200 Bull Plus ETF BetaShares Planned
BetaShares S&P/ASX 200 Bear Plus ETF BetaShares Planned
BetaShares S&P/ASX 200 Resources Sector ETF BetaShares Planned
BetaShares S&P/ASX 200 Financial Sector ETF BetaShares Planned
iShares FTSE/Xinhua China 25 IZZ AU IZZ.AX FXIIV XIN0I AU000000IZZ0 25 25 73 S (Jun, Dec) AUD 44.06 35.75 0.11 1940 Act Fund Stocks AU, MX, US, CL, UK - No iShares 15-Nov-07 ASX
iShares MSCI BRIC Index Fund IBK AU - - NDUEBRIC AU000000IBK3 177 253 72 S (Jun, Dec) AUD 47.57 22.15 0.07 1940 Act Fund Stocks US, CL - No iShares 10-Sep-08 ASX
iShares MSCI EAFE Index Fund IVE AU IVE.AX EFAIV NDDUEAFE AU000000IVE4 814 966 35 S (Jun, Dec) AUD 55.79 38.83 0.10 1940 Act Fund Stocks AU, MX, US, CL, UK - No iShares 10-Oct-07 ASX
iShares MSCI Emerging Markets IEM AU IEM.AX EEMIV NDUEEGF AU000000IEM3 338 767 72 S (Jun, Dec) AUD 44.65 100.83 0.33 1940 Act Fund Stocks AU, MX, US, CL, UK - No iShares 10-Oct-07 ASX
iShares MSCI Hong Kong Index Fund IHK AU IHK.AX EWHIV NDDUHK AU000000IHK0 41 42 55 S (Jun, Dec) AUD 17.95 6.22 0.01 1940 Act Fund Stocks AU, MX, US, CL, UK - No iShares 15-Nov-07 ASX
iShares MSCI Japan Index Fund IJP AU IJP.AX EWJIV NDDUJN AU000000IJP5 336 345 56 S (Jun, Dec) AUD 10.56 12.11 0.08 1940 Act Fund Stocks AU, MX, US, CL, UK - No iShares 10-Oct-07 ASX
iShares MSCI Singapore Index Fund ISG AU ISG.AX EWSIV NDDUSG AU000000ISG5 28 27 55 S (Jun, Dec) AUD 13.63 2.74 0.03 1940 Act Fund Stocks AU, MX, SG, US, CL - No iShares 15-Nov-07 ASX
iShares MSCI South Korea Index Fund IKO AU IKO.AX EWYIV MXKR AU000000IKO6 100 98 65 S (Jun, Dec) AUD 53.70 10.57 0.05 1940 Act Fund Stocks AU, HK, MX, US, CL - No iShares 15-Nov-07 ASX
iShares MSCI Taiwan Index Fund ITW AU ITW.AX EWTIV NDEUSTW AU000000ITW0 119 118 82 S (Jun, Dec) AUD 13.74 15.30 0.14 1940 Act Fund Stocks AU, HK, MX, US, CL, UK - No iShares 15-Nov-07 ASX
iShares Russell 2000 Index Fund IRU AU IRU.AX IWMIV RTY AU000000IRU8 2010 2016 28 Q AUD 67.50 4.63 0.03 1940 Act Fund Stocks AU, MX, US, CL, UK - No iShares 15-Nov-07 ASX
iShares S&P 500 Index Fund IVV AU IVV.AX IVVIV SPTR AU000000IVV8 501 500 9 Q AUD 118.01 110.15 0.41 1940 Act Fund Stocks AU, MX, SG, US, CL - No iShares 10-Oct-07 ASX
iShares S&P Asia 50 Index Fund IAA AU - - SPA50 AU000000IAA6 50 50 52 S (Jun, Dec) AUD 43.31 25.33 0.09 1940 Act Fund Stocks US - No iShares 10-Sep-08 ASX
iShares S&P Europe 350 Index Fund IEU AU IEU.AX IEVIV SPTR350N AU000000IEU6 354 350 60 S (Jun, Dec) AUD 37.82 17.26 0.15 1940 Act Fund Stocks AU, MX, US, CL - No iShares 10-Oct-07 ASX
iShares S&P Global 100 Index Fund IOO AU IOO.AX IOOIV OOI AU000000IOO8 100 101 40 S (Jun, Dec) AUD 60.08 79.73 0.32 1940 Act Fund Stocks AU, MX, US - No iShares 10-Oct-07 ASX
iShares S&P Global Consumers Staples Sector Index Fund IXI AU - KXIIV SGCS AU000000IXI1 92 100 48 S AUD 62.92 6.10 0.03 1940 Act Fund Stocks US, AU, MX - No iShares 12-Mar-09 ASX
iShares S&P Global Healthcare Sector Index Fund IXJ AU - IXJIV SGH AU000000IXJ9 80 83 48 A AUD 52.99 5.28 0.01 1940 Act Fund Stocks US, AU, MX - No iShares 12-Mar-09 ASX
iShares S&P Global Telecommunications Sector Index Fund IXP AU - IXPIV SGT AU000000IXP6 40 40 48 A AUD 59.92 2.03 0.00 1940 Act Fund Stocks US, MX, AU - No iShares 5-May-09 ASX
iShares S&P MidCap 400 Index Fund IJH AU IJH.AX IJHIV MID AU000000IJH2 400 400 22 Q AUD 80.51 2.55 0.02 1940 Act Fund Stocks AU, MX, US - No iShares 10-Oct-07 ASX
iShares S&P SmallCap 600 Index Fund IJR AU IJR.AX IJRIV SML AU000000IJR1 600 600 20 Q AUD 59.40 3.42 0.02 1940 Act Fund Stocks AU, MX, US - No iShares 10-Oct-07 ASX
iShares S&P/ASX 20 Index Fund iShares Planned
iShares S&P/ASX Small Ordinaries Index Fund iShares Planned
iShares S&P/ASX High Dividend Index Fund iShares Planned
iShares MSCI Australia 200 Index Fund iShares Planned
Russell High Dividend Australian Shares ETF RDV AU RDV.AX YRDV RURAHDIA AU000000RDV7 48 48 46 Q AUD 24.34 11.91 0.12 Registered MIS Stocks (Fully Rep) AU No No Russell 14-May-10 ASX
SPDR S&P/ASX 200 Fund STW AU STW.AX YSTW AS51 AU000000STW9 205 200 28.6 S (Jun, Dec) AUD 41.65 2,143.02 14.70 Registered MIS Stocks SG, AU No Yes SSgA 27-Aug-01 ASX
SPDR S&P/ASX 200 Listed Property Fund SLF AU SLF.AX YSLF AS51PROP AU000000SLF1 18 16 40 Q AUD 8.10 246.48 0.60 Registered MIS Stocks AU No No SSgA 18-Feb-02 ASX
SPDR S&P/ASX 50 Fund SFY AU SFY.AX YSFY AS31 AU000000SFY4 55 50 28.6 S (Jun, Dec) AUD 42.94 212.65 1.01 Registered MIS Stocks AU No No SSgA 27-Aug-01 ASX
SPDR MSCI Australia Select High Dividend Yield Fund SSgA Planned
Vanguard Australian Shares Index ETF VAS AU - - AS52 AU000000VAS1 296 296 27* Q AUD 57.08 149.71 2.92 Registered MIS Stocks AU N/A No Vanguard 8-May-09 ASX
Vanguard FTSE All-World Ex-US Index Fund VEU AU - - FTR1WXUS AU000000VEU9 2206 2176 25 A (Dec) AUD 45.90 17.63 0.12 1940 Act Fund Stocks US, AU No No Vanguard 12-May-09 ASX
Vanguard Total Stock Market ETF VTS AU - TSJ MSCIBM AU000000VTS1 3421 3550 7 Q AUD 59.98 11.64 0.05 1940 Act Fund Stocks US, AU No No Vanguard 12-May-09 ASX
Vangaurd Diversified Bond ETF Vanguard Planned
Vanguard ASX Real Estate Investment Trust ETF Vanguard Planned
ETPs listed in Australia

ETFS Physical Gold Gold AU GOLD.AX - GOLDLNPM AU00000GOLD7 - - 39 - AUD 134.78 607.84 3.50 Redeemable Pref Share Physical Cmdty AU - No ETF Securities 28-Mar-03 ASX
ETFS Physical Palladium ETPMPD AU - - PLDMLNPM AU000ETPMPD3 - - 49 None AUD 56.30 2.06 0.00 Redeemable Pref Share Physical Cmdty AU - No ETF Securities 4-Feb-09 ASX
ETFS Physical Platinum ETPMPT AU - - PLTMLNPM AU000ETPMPT9 - - 49 None AUD 171.42 4.01 0.01 Redeemable Pref Share Physical Cmdty AU - No ETF Securities 12-Feb-09 ASX
ETFS Physical PM Basket ETPMPM AU - - - AU000ETPMPM4 - - 43 None AUD 109.65 5.02 0.00 Redeemable Pref Share Physical Cmdty AU - No ETF Securities 2-Feb-09 ASX
ETFS Physical Silver ETPMAG AU - - SLVRLN AU000ETPMAG8 - - 49 None AUD 21.14 8.75 0.06 Redeemable Pref Share Physical Cmdty AU - No ETF Securities 2-Feb-09 ASX
ETFs listed in China

Huatai-PineBridge Dividend ETF 510880 CH 510880.SS - SSEDIV CNE000001PB0 50 50 60 S CNY 2.14 526.79 4.73 Open Ended Fund Stocks CH - No AIG-Huatai FM 18-Jan-07 SSE
Allianz SE Chinese Commodity ETF Allianz SE Planned
Bank Of Communications Schroder SSE180 Fund 510010 CH - - SSE180 - - 180 - - CNY 0.72 679.36 0.27 Open Ended Fund Stocks CH - No BoComm 15-Dec-09 SSE
Bosera SSE Large Cap Fund 510020 CH - - SH000043 - - - 50* - CNY 0.20 308.25 1.45 Open Ended Fund Stocks CH - No Bosera AM 19-Mar-10 SSE
S&P 500 ETF Bosera AM Planned
CCB Social Responsibility ETF 510090 CH - - - - - - 50* - CNY 0.90 66.32 0.00 - CH - No CCB 9-Aug-10 SSE
China AMC SSE 50 510050 CH 510050.SS E50IOPV SSE50 CNE000001LM6 50 50 60 O CNY 1.96 3,291.14 113.54 Open Ended Fund Stocks (Fully Rep) CH Yes No China AM 23-Feb-05 SSE
China SME ETF 159902 CH 159902.SZ - SMEBI CNE000001MW3 100 100 60 O CNY 2.88 616.16 38.29 Open Ended Fund Stocks (Fully Rep) CH Yes No China AM 5-Sep-06 SZSE
ETFs and ETPs listed in Asia Pacific (ex-Japan) (continued) ETFs and ETPs listed in Asia Pacific (ex-Japan) (continued)

ETFs listed in China (continued)
China Asset Management: ABF China China AM Planned
ChinaAMC HSI ETF China AM Planned
Shenzhen Stock Exchange Component Stock Index ETF 159903 CH - - SICOM - - - 50* - CNY 1.14 772.30 11.13 - Stocks CH - No China Southern Fund 2-Feb-10 SZSE
E Fund SSE Mid-cap ETF 510130 CH - - SH000044 - - CNY 2.80 412.05 5.14 Open Ended Fund Stocks CH - No E Fund Mgt 29-Mar-10 SSE
E Fund SZSE 100 159901 CH 159901.SZ - SI100 CNE000001MV5 - - 50 - CNY 3.68 3,510.01 102.21 Open Ended Fund Stocks CH - No E Fund Mgt 24-Apr-06 SZSE
Shenzhen 180 E Fund Mgt Planned
Fortune SGAM SSE 180 Value ETF 510030 CH - - SH000029 - - 60 50* - CNY 2.55 227.54 2.08 - Stocks CH - No Fortune SGAM FM 28-May-10 SSE
Nasdaq-100 Index ETF Guotai AM Planned
SHANGHAI SSE180 ETF 510180 CH 510180.SS E510181V SSE180 CNE000001MT9 180 180 60 None CNY 0.61 941.88 58.40 Open Ended Fund Stocks CH - No Hua An FM 18-May-06 SSE
QDII ETF Hua An FM Planned
SHANGHAI SSE INDUSTRY TOP ETF Hua An FM Planned
ICBC Credit Suisse Central 50 ETF 510060 CH - - SH000042 CNE100000H93 48 50 50 - CNY 1.28 183.40 1.90 - Stocks CH - No ICBC Credit Suisse AM 27-Oct-09 SSE
TOPIX Core 30 Index ETF Planned
MSCI EAFE ETF Penghua Fund Planned
MSCI Emerging Markets ETF Penghua Fund Planned
MSCI USA ETF Penghua Fund Planned
Penghua SSE Private-owned Enterprises 50 Index ETF Penghua Fund Planned
H-Share ETF Planned
ETFs listed in Hong Kong

World Index Shares ETFs - CSI 300 China Tracker 2827 HK 2827.HK - SHSZ300 HK2827039002 160 300 139 A HKD 31.90 787.39 3.33 Unit Trust P-notes/AXPs, HK No Yes BOCI-Prudential AM 7-Jul-07 SEHK
Shares-Optimized
World Index Shares ETFs - CSI HK100 Tracker 2825 HK 2825.HK - CSIHHK HK0000046224 75 100 99 A HKD 17.52 18.02 0.00 Unit Trust Stocks HK No No BOCI-Prudential AM 15-May-08 SEHK
World Index Shares ETFS - SSE 50 China Tracker 3024 HK 3024.HK - SSE50 HK0000052297 50 50 139 A HKD 19.58 56.38 0.14 Unit Trust P-notes/AXPs, HK No No BOCI-Prudential AM 15-Apr-09 SEHK
Shares-Optimized
CICC-SZSE 100 Index Tracker 3051 HK - - SI100 HK0000059300 100 100* HKD 37.35 20.41 0.00 - Stocks HK No CICC 29-Jan-10 SEHK
Da Cheng CSI China Mainland Consumer Tracker ETF 3071 HK 3071.HK - SH000942 HK0000066313 50 50 149 A HKD 10.54 21.68 0.09 Open Ended Fund Mixed HK No No Da Cheng AM 15-Jul-10 SEHK
db x-trackers CSI300 Banks Index ETF 3061 HK 3061.HK - SH000951 LU0460388514 S - 50 A HKD 9.11 27.22 4.29 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Consumer Discretionary Index ETF 3025 HK - - SH000911 LU0460388944 S 32 50 A HKD 9.36 41.41 7.77 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Energy Index ETF 3017 HK - - SH000908 LU0488319822 S 23 50 A HKD 7.53 9.24 3.78 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Financials Index ETF 2844 HK - - SH000914 LU0488320242 S 56 50 A HKD 9.26 18.38 4.47 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Health Care Index ETF 3057 HK - - SH000913 LU0460389678 S 17 50 A HKD 14.02 18.62 4.94 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Index ETF 3049 HK 3049.HK - SHSZ300 LU0455008887 S 300 50 A HKD 7.00 196.96 14.39 Luxembourg Part 1 SICAV Swaps G, SP, HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Industrials Index ETF 3005 HK - - SH000910 LU0488320671 S 68 50 A HKD 6.06 6.68 1.35 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Materials Index ETF 3062 HK - - SH000909 LU0460390924 S 61 50 A HKD 6.66 20.10 2.84 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Real Estate Index ETF 2816 HK 2816.HK - SH000952 LU0460390338 S - 50 A HKD 9.53 38.79 7.26 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Transportation Index ETF 3063 HK 3063.HK - - LU0460388274 S - 50 A HKD 3.77 3.89 1.13 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Utilities Index ETF 3052 HK - - SH000917 LU0488319582 S 16 50 A HKD 4.24 5.29 1.65 Luxembourg Part 1 SICAV Swaps HK, L Yes db x-trackers 25-Mar-10 SEHK
db x-trackers FTSE Vietnam 3087 HK 3087.HK XFVTINAV FVTTE LU0322252924 S 31 85 R HKD 292.20 172.23 0.32 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes db x-trackers 8-Jul-09 SEHK
db x-trackers FTSE/XINHUA China 25 3007 HK 3007.HK XX25INAV TXINOU LU0292109856 S 25 60 R HKD 222.20 304.50 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes db x-trackers 14-Jul-09 SEHK
db x-trackers MSCI Brazil TRN INDEX 3048 HK - XMBRINAV NDUEBRAF LU0455009182 S 76 65 R HKD 49.45 283.61 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 8-Mar-10 SEHK
db x-trackers MSCI Emerging Market TRN Index ETF 3009 HK - - NDUEEGF LU0455009778 S 767 65 R HKD 28.30 4,112.98 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 22-Mar-10 SEHK
db x-trackers MSCI EM Asia TRN Index 3035 HK - - NDUEEGFA LU0455009000 S 490 65 R HKD 26.15 648.01 0.03 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 10-Mar-10 SEHK
db x-trackers MSCI Korea TRN Index 2848 HK 2848.HK XSPRINAV MXKR LU0292100046 S 97 65 R HKD 361.40 194.14 0.07 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes db x-trackers 8-Jul-09 SEHK
db x-trackers MSCI Pacific ex Japan INDEX ETF 3043 HK - - NDDUPXJ LU0455009935 S - 45 None HKD 28.70 211.54 0.01 Luxembourg Part 1 SICAV Swaps A, G, FR, F, L, SP, S, G, IT, UK, N, HK Yes db x-trackers 16-Mar-10 SEHK
db x-trackers MSCI Russia Capped Index ETF 3027 HK - - MXRUC25P LU0455009265 S 31 65 A HKD 21.30 249.56 0.03 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, HK Yes db x-trackers 18-Mar-10 SEHK
db x-trackers MSCI TAIWAN TRN INDEX 3036 HK 3036.HK XMTWINAV NDEUSTW LU0292109187 S 118 65 R HKD 121.20 134.68 0.10 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes db x-trackers 10-Jul-09 SEHK
db x-trackers MSCI USA TRN ETF 3020 HK 3020.HK XMUSINAV NDDLUS LU0274210672 S 599 30 R HKD 191.80 1,332.40 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 10-Jul-09 SEHK
db x-trackers MSCI World TRN Index ETF 3019 HK - - NDDUWI LU0455009851 S 1654 45 R HKD 20.40 1,922.77 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 19-Mar-10 SEHK
db x-trackers S&P CNX NIFTY 3015 HK 3015.HK XNIFINAV NIFTY LU0292109690 S 50 85 R HKD 902.00 328.72 0.11 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes db x-trackers 13-Jul-09 SEHK
db x-trackers US Dollar Money Market 3011 HK 3011.HK - DBMMFED1 LU0356591882 S - 15 R USD 170.80 60.01 0.00 Luxembourg Part 1 SICAV Swaps G, FR, IT, L, SP, SG, UK, HK No db x-trackers 27-Aug-09 SEHK
Hang Seng FTSE/Xinhua China 25 ETF 2838 HK 2838.HK FXRUPV XIN0I HK2838031154 25 25 50 S HKD 175.40 30.69 0.06 Hong Kong, Unit Trust Stocks HK No Yes Hang Seng IM 8-Jun-05 SEHK
Hang Seng H-Share Index ETF 2828 HK 2828.HK HSRUPV HSCEI HK2828013055 42 42 5 S HKD 114.50 2,398.75 18.25 Hong Kong, Unit Trust Stocks HK, TW No Yes Hang Seng IM 10-Dec-03 SEHK
Hang Seng Index ETF 2833 HK 2833.HK HIRUPV HSI HK2833027330 43 43 50 S HKD 206.80 3,255.75 0.95 Hong Kong, Unit Trust Stocks (Fully Rep) HK, TW No Yes Hang Seng IM 21-Sep-04 SEHK
ABF Hong Kong Bond Index Fund 2819 HK 2819.HK 2819 HK ABTRHK HK2819031405 55 73 15* S HKD 102.20 301.48 0.02 Unit Trust Bonds (Optimized) HK No HSBC 21-Jun-05 SEHK
iShares Asia Trust - iShares BSE SENSEX India Tracker 2836 HK 2836.HK - SENSEX HK2836036130 30 30 99* A HKD 16.68 233.30 2.09 - P-Notes HK Yes iShares 2-Nov-06 SEHK
iShares CSI A-Share 300 Index ETF 2846 HK 2846.HK 2846IV CSIR0300 HK0000057395 100 - 99* S HKD 26.30 165.67 1.52 Unit Invest. Trust P-Notes HK Yes iShares 18-Nov-09 SEHK
iShares CSI A-Share Consumer Discretionary Index ETF 3001 HK - 3001IV CSIR0911 HK0000066206 30 119 139 A HKD 18.32 63.59 0.45 Unit Invest. Trust CAAPs HK No iShares 20-Jul-10 SEHK
iShares CSI A-Share Consumer Staples Index ETF 2841 HK - 2841IV CSIR0912 HK0000066198 16 54 139 A HKD 18.68 72.04 0.48 Unit Invest. Trust CAAPs HK No iShares 20-Jul-10 SEHK
iShares CSI A-Share Energy Index ETF 3050 HK - 3050IV CSIR0908 HK0000057429 - - 99* A HKD 11.68 48.05 0.06 Unit Invest. Trust P-Notes HK Yes iShares 18-Nov-09 SEHK

ETFs listed in Hong Kong (continued)
iShares CSI A-Share Financials Index ETF 2829 HK - 2829IV CSIR0914 HK0000057387 - - 99* A HKD 11.58 136.96 0.09 Unit Invest. Trust P-Notes HK - Yes iShares 18-Nov-09 SEHK
iShares CSI A-Share Infrastructure Index ETF 3006 HK - 3006IV CSIR0950 HK0000057403 - - 99* A HKD 12.84 34.66 0.06 Unit Invest. Trust P-Notes HK - Yes iShares 18-Nov-09 SEHK
iShares CSI A-Share Materials Index ETF 3039 HK - 3039IV CSIR0909 HK0000057411 - - 99* A HKD 13.12 69.15 0.12 Unit Invest. Trust P-Notes HK - Yes iShares 18-Nov-09 SEHK
iShares FTSE/Xinhua A50 China Index ETF 2823 HK 2823.HK - XIN50 HK2823028546 50 50 99* A HKD 11.88 7,120.12 144.07 Unit Invest. Trust P-Notes HK - Yes iShares 18-Nov-04 SEHK
iShares MSCI Asia APEX 50 Index ETF 3010 HK 3010.HK - MXAPEXA HK0000051877 50 50 69 A HKD 34.10 42.08 0.02 Unit Invest. Trust Stocks HK - No iShares 23-Apr-09 SEHK
iShares MSCI Asia APEX Mid Cap Index ETF 3032 HK 3032.HK - MXAPEXAM HK0000051885 48 50 69 A HKD 40.15 20.65 0.01 Unit Invest. Trust Stocks HK - No iShares 23-Apr-09 SEHK
iShares MSCI Asia APEX Small Cap Index ETF 3004 HK 3004.HK - MXAPEXAS HK0000051869 109 200 69 A HKD 41.05 12.67 0.11 Unit Invest. Trust Stocks HK - No iShares 23-Apr-09 SEHK
iShares MSCI China Tracker 2801 HK 2801.HK MCRUPV MXCN HK2801040828 109 123 99 A (Dec) HKD 20.45 167.20 0.47 Unit Invest. Trust Stocks HK - Yes iShares 23-Nov-01 SEHK
iShares MSCI Emerging Asia Index ETF 2802 HK 2802.HK - MXMSIM HK0000051851 72 490 69 A HKD 37.55 27.03 0.07 Unit Invest. Trust Stocks HK - Yes iShares 23-Apr-09 SEHK
iShares MSCI South Korea Index Fund 4362 HK 4362.HK WWK MXKR US4642867729 102 98 65 S USD - 3,265.75 0.00 1940 Act Fund Stocks AU, HK, MX, US, CL - Yes iShares 9-May-00 SEHK
iShares MSCI Taiwan Index Fund 4363 HK 4363.HK WWM NDEUSTW US4642867315 119 118 82 S USD 12.86 2,729.74 0.00 1940 Act Fund Stocks AU, HK, MX, US, CL, UK - Yes iShares 20-Jun-00 SEHK
Lyxor ETF Commodities CRB 2809 HK 2809.HK HKEF2809 CRYTR FR0010414813 S 19 65 None HKD 19.96 1,045.50 0.10 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 26-Apr-07 SEHK
Lyxor ETF FTSE RAFI Europe 2806 HK 2806.HK HKEF2806 FREU FR0010568857 S 451 60 A HKD 42.60 10.95 0.03 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 3-Jun-08 SEHK
Lyxor ETF FTSE RAFI US 1000 2803 HK 2083.HK HKEF2803 FR10 FR0010400754 S 983 60 A HKD 36.80 11.35 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 3-Jun-08 SEHK
Lyxor ETF Japan (TOPIX) 2814 HK 2814.HK HKEF2814 TPX FR0010477430 S 1680 50 A HKD 7.40 646.03 0.02 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - No Lyxor AM 3-Jun-08 SEHK
Lyxor ETF MSCI AC Asia-Pacific Ex Japan 2815 HK 2815.HK HKEF2815 MXAPJ FR0010372185 S 666 65 A HKD 31.55 710.75 0.05 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 18-Apr-07 SEHK
Lyxor ETF MSCI Emerging Markets 2820 HK 2020.HK HKEF2820 MXEF FR0010435297 S 767 65 A HKD 76.25 1,205.85 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 3-Jun-08 SEHK
Lyxor ETF MSCI India 2810 HK 2813.HK HKEF2810 MXIN FR0010375766 S 60 85 A HKD 118.90 1,973.74 0.08 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 26-Apr-07 SEHK
Lyxor ETF MSCI Korea 2813 HK 2813.HK HKEF2813 MXKR FR0010375774 S 91 65 A HKD 31.95 192.49 0.04 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 26-Apr-07 SEHK
Lyxor ETF MSCI Taiwan 2837 HK 2837.HK HKEF2837 TAMSCI FR0010398701 S 123 65 A HKD 6.75 156.03 0.09 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 3-Jun-08 SEHK
Lyxor ETF MSCI World 2812 HK 2812.HK HKEF2812 MXWO FR0010446914 S 1654 45 A HKD 8.52 44.97 0.02 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 18-Apr-07 SEHK
Lyxor ETF Nasdaq 100 2826 HK 2826.HK HKEF2826 NDX FR0010446930 S 83 30 A HKD 54.90 46.74 0.02 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 27-Apr-07 SEHK
Lyxor ETF Russia 2831 HK 2831.HK HKEF2831 RU10D FR0010460998 S 10 65 A HKD 28.25 29.08 0.07 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK - Yes Lyxor AM 21-May-07 SEHK
PAragon CSI RAFI 50 ETF 2818 HK - - SH000925 HK0000063765 49 50 139 A HKD 28.45 29.26 0.04 - Stocks HK - No Ping An 7-May-10 SEHK
Polaris Taiwan Top 50 Tracker 3002 HK - - TW50 HK0000055365 50 50 37 A HKD 10.90 1,567.14 0.09 Open Ended Fund Stocks (Fully Rep) T, HK Yes No Polaris 19-Aug-09 SEHK
Value China ETF 3046 HK - VCRUPV GPVP002 HK0000058484 25 25 99 S HKD 35.85 48.85 0.19 Unit Trust Stocks HK No No SAM 15-Dec-09 SEHK
ABF Pan Asia Bond Index Fund 2821 HK 2821.HK - ABTRPAUH SG9999002026 - - 20 S USD 119.50 2,227.77 1.28 Unit Trust Bonds HK, SG, J - Yes SSgA 7-Jul-05 SEHK
Tracker Fund of Hong Kong (TraHK) 2800 HK 2800.HK HKRUPV HSI HK2800008867 33 33 10 S (May, Nov) HKD 20.90 5,322.65 22.19 Unit Trust Stocks HK - Yes SSgA 12-Nov-99 SEHK
CSI 100 Index SSgA Planned
ETPs listed in Hong Kong

SPDR Gold Trust 2840 HK - GLDIV - US78463V1070 - - 40 - HKD 939.50 51,785.75 1.53 NY Grantor Trust Physical Cmdty US, MX, SG, HK, J, UK - Yes SSgA 31-Jul-08 SEHK
RUSAL Aluminium ETF RUSAL Planned
ETFs listed in Indonesia

Premier ETF LQ-45 R/LQ45X IJ LQ45XP.IDF - LQ45 IDN000053501 - 45 70 - IDR 519.00 4.02 0.00 Stocks IS - No Indo Premier Sec 18-Dec-07 IDX
ETFs listed in India

Banking Index Benchmark Exchange Traded Scheme - Bank BeES BBEES IN BBES.NS - CNXBANK INF732E01078 12 12 50 A INR 1,077.00 17.02 0.02 Indian Mutual Fund Stocks IN Yes No Benchmark AM 27-May-04 NSE
Hang Seng BeES HSBEES IN - HSI INF732E01227 - 43 150 - INR 1,252.00 11.72 0.01 Indian Mutual Fund Stocks IN - No Benchmark AM 18-Mar-10 NSE
Liquid Benchmark Exchange Traded Scheme - Liquid BeES LBEES IN LBES.NS - ISECSBXT INF732E01037 - - 60 D INR 1,000.00 85.92 1.75 Indian Mutual Fund Bonds IN Yes No Benchmark AM 16-Jul-03 NSE
Nifty Benchmark Exchange Traded Scheme - Nifty BeES NBEES IN NBES.NS - NIFTY INF732E01011 50 50 50 A INR 541.20 92.43 0.62 Indian Mutual Fund Stocks IN Yes No Benchmark AM 8-Jan-02 NSE
Nifty Junior Benchmark Exchange Traded Scheme - Junior BeES JBEES IN JBES.NS - NIFTYJR INF732E01045 50 50 100 A INR 117.13 37.20 0.25 Indian Mutual Fund Stocks IN Yes No Benchmark AM 21-Feb-03 NSE
PSU Bank Benchmark Exchange Traded Scheme - PSU Bank BeES PSUBBE IN PSUB.NS - CNXPSBK INF732E01110 12 12 75 A INR 428.42 1.57 0.01 Indian Mutual Fund Stocks IN Yes No Benchmark AM 1-Nov-07 NSE
Shariah Benchmark Exchange Traded Scheme - Shariah BeES SBEES IN SBET.NS - INSHNIFT INF732E01128 30 30 69 None INR 119.75 0.18 0.00 Indian Mutual Fund Stocks IN - No Benchmark AM 1-Apr-09 NSE
Benchmark Energy BeES Benchmark AM Planned
Benchmark FMCG BeES Benchmark AM Planned
Benchmark Infrastructure ETF Benchmark AM Planned
Benchmark IT BeES Benchmark AM Planned
Benchmark Pharma BeEs Benchmark AM Planned
Benchmark Realty BeES Benchmark AM Planned
Benchmark Services BeES Benchmark AM Planned
Birla Nifty ETF Birla Sun Life AM Planned
Kotak Nifty 50 KONIFTY IN - - NIFTY INF174K01518 50 50 150 - INR 539.80 6.52 0.02 - Stocks (Fully Rep) IN - No Kotak Mahindra AM 11-Feb-10 NSE
Kotak PSU Bank ETF KOPSUB IN KOPSUB.NS - CNXPSBK INF373I01023 - - 75* None INR 456.50 7.10 0.05 Indian Mutual Fund Stocks IN - No Kotak Mahindra AM 16-Nov-07 NSE
Kotak SENSEX ETF KOTSS IN - - SENSEX INF373I01031 - - 75 None INR 179.90 4.28 0.05 - Stocks IN - No Kotak Mahindra AM 16-Jun-08 BSE
Motilal Oswal MOSt Shares M50 ETF MOSTM50 IN - MOSTM50INAV NIFTY INF247L01015 50 50 100 None INR 78.86 62.06 0.54 Indian Mutual Fund Stocks (Fully Rep) IN No No Motilal Oswal AM 29-Jul-10 NSE
Sensex Spice ICSPICE IN SPIF.BO - SENSEX INF346A01034 30 30 80 R INR 180.00 0.21 0.00 Indian Mutual Fund Stocks IN Yes No Prudential ICICI 6-Jan-03 BSE
Quantum Index Fund QINDEX IN QUAN.NS - NIFTY INF082J01028 50 50 75 None INR 539.50 0.29 0.00 Indian Mutual Fund Stocks IN No No Quantum AM 18-Jul-08 NSE
Reliance Banking ETF RBETF IN RELB.NS - CNXBANK INF733I01028 12 12 35 R INR 1,076.81 2.67 0.01 Indian Mutual Fund Stocks (Fully Rep) IN N/A No Reliance Capital AM 27-Jun-08 NSE

ETFs listed in India (continued)
Reliance Liquid Exchange Traded Fund Reliance Capital AM Planned
Reliance MSCI Growth Exchange Traded Fund Reliance Capital AM Planned
Reliance MSCI India Exchange Traded Fund Reliance Capital AM Planned
Reliance MSCI Value Exchange Traded Fund Reliance Capital AM Planned
Religare Nifty ETF Religare Mutual Fund Planned
Tata CNX Banking Tata MF Planned
S&P CNX Nifty SUNDER IN UTSR.NS - NIFTY INF789F01042 50 50 50 R INR 945.16 0.14 0.00 Indian Mutual Fund Stocks IN Yes No UTI AM 11-Jul-03 NSE
UTI-SSgA Global Navigator UTI AM Planned
ETPs listed in
ETPs listed in India
Axis Gold ETF Axis MF Planned
Gold Exchange Traded Scheme - Gold BeES GBEES IN GBES.NS - INF732E01102 100 None INR 1,857.35 209.25 2.08 Indian Mutual Fund Physical Cmdty IN - No Benchmark AM 19-Mar-07 NSE
Birla Gold Fund Birla Sun Life AM Planned
HDFC Gold Exchange-Traded Fund HDFGOLD IN - INF179K01CN1 250 INR 1,899.00 62.09 0.00 Indian Mutual Fund Physical Cmdty IN - No HDFC MF 18-Aug-10 NSE
ING OptiMix Gold Fund ING OptiMix Planned
Kotak Gold ETF KOGOLD IN 65081834IN.LP - INF373I01015 100* None INR 1,855.45 31.79 0.25 - Physical Cmdty IN - No Kotak Mahindra AM 8-Aug-07 NSE
ICICI Prudential Gold Exchange Traded Fund Prudential ICICI Planned
Quantum Gold Fund QTGOLD IN QTGF.NS - INF082J01010 100 None INR 924.25 4.26 0.02 Indian Mutual Fund Physical Cmdty IN No No Quantum AM 28-Feb-08 NSE
Reliance Gold ETF REGOLD IN RELE.NS - INF733I01010 100 R INR 1,805.30 60.35 0.60 Indian Mutual Fund Physical Cmdty IN N/A No Reliance Capital AM 26-Nov-07 NSE
Religare Gold Exchange Traded Fund REGGOLD IN RELE.NS - INF205K01361 250 None INR 1,900.00 6.48 0.02 - Physical Cmdty IN - No Religare Mutual Fund 23-Mar-10 NSE
RiddiSiddhi Bullions Silver ETF RSBL Planned
SBI Gold Exchange Traded Scheme SGETS IN - - INF200K01099 50* None INR 1,892.35 24.72 0.12 - Physical Cmdty IN No SBI 28-May-09 NSE
Tata Gold Fund Tata MF Planned
UTI Gold ETF UTIGOL IN UTGF.NS - INF789F01059 99 None INR 1,852.35 74.35 0.29 - Physical Cmdty IN No UTI AM 18-Apr-07 NSE
ETFs listed in Malaysia

ABF Malaysia Bond Index Fund MBIF MK ABFM.KL - ABTRMALA MYL0800EA002 34 65 20 S MYR 1.06 162.81 0.00 Open Ended Fund Stocks (Optimized) MY No No Am IM 18-Jul-05 KLSE
FTSE Bursa Malaysia KLCI ETF FBM30 MK ABFM.KL - FBM30 MYL0820EA000 30 30 121 S MYR 1.43 1.52 0.14 Open Ended Fund Stocks (Fully Rep) MY No No Am IM 19-Jul-07 KLSE
CIMB FTSE ASEAN 40 Malaysia CIMBA40 MK CIAM.KL - ASEAN40 MYL0882EA006 40 40 75* A MYR 1.45 149.88 0.00 Open Ended Fund Stocks SG, MY - No CIMB-Principal 9-Jul-10 KLSE
CIMB FTSE Xinhua China 25 CIMBX25 MK CIXC.KL - XIN0I MYL0823EA004 25 25 60* A MYR 0.98 6.67 0.04 Open Ended Fund Stocks (Fully Rep) MY - No CIMB-Principal 9-Jul-10 KLSE
India ETF CIMB-Principal Planned
MyETF Dow Jones Islamic Market Malaysia Titans 25 DJIM25 MK DJMT.KL - DJMY25 MYL0821EA008 25 25 54 S MYR 0.87 216.51 0.06 SCM Section 212 Stocks (Fully Rep) MY No No i-VCAP 31-Jan-08 KLSE
Islamic ETF Planned
ETPs listed in Malaysia

Islamic Gold ETF Cydinar Sdn Bhd Planned
ETFs listed in New Zealand

AMP Investments World Index Fund WIN NZ WIN.NZ - - NZWINE0001S5 854 1678 70 S NZD 1.03 126.65 0.02 Open Ended Fund Stocks NZ No No AMP 6-Aug-97 NZSE
NZX 10 Fund (smartTENZ) TNZ NZ TNZ.NZ - NZSE10 NZTNZE0001S5 10 10 60 S NZD 0.81 39.11 0.13 Open Ended Fund Stocks (Fully Rep) NZ No No Smartshares 11-Jun-96 NZSE
NZX 50 Portfolio IDX (smartFONZ) FNZ NZ FNZ.NZ - NZSE50FG NZFNZE0001S4 50 50 75 S NZD 1.24 51.12 0.08 Open Ended Fund Stocks (Fully Rep) NZ No No Smartshares 10-Dec-04 NZSE
The NZX Australian 20 Leaders Index Fund (smartOZZY) OZY NZ OZY.NZ - AS26 NZOZYE0001S3 20 20 60 S NZD 3.38 66.93 0.02 Open Ended Fund Stocks (Fully Rep) NZ No No Smartshares 27-Feb-97 NZSE
The NZX Australian MidCap Index Fund (smartMOZY) MZY NZ MZY.NZ - AS34 NZMZYE0001S7 50 50 75 S NZD 4.95 34.95 0.01 Open Ended Fund Stocks (Fully Rep) NZ No No Smartshares 27-Sep-04 NZSE
The NZX MidCap Index Fund (smartMIDZ) MDZ NZ MDZ.NZ - NZSEMC NZMDZE0001S1 33 33 75 S NZD 2.07 24.21 0.00 Open Ended Fund Stocks (Fully Rep) NZ No No Smartshares 16-Jun-97 NZSE
ETFs listed in the Philippines

GSIS ETF GSIS Planned
ETFs listed in Singapore

CIMB FTSE ASEAN 40 ASEAN SP FASE.SI - ASEAN40 SG1T81931787 40 40 75* A USD 9.14 149.88 0.18 Open Ended Fund Stocks SG, MY No CIMB-Principal 21-Sep-06 SGX
DAIWA FTSE SHARIAH JAPAN 100 DFSJ SP DFSJ.SI - SJPN SG1W87940357 100 75 A USD 7.26 14.52 0.00 - Shares - (fully rep) SG No Daiwa AM 27-May-08 SGX
FTSE Shariah Japan 100 Daiwa AM Planned
db x-trackers II Australia SSA Bonds Total Return Index ETF K6Y SP - - DBLNSSAB LU0494592974 S - 25 R AUD 155.78 36.73 0.00 Luxembourg Part 1 SICAV Swaps SP, L No db x-trackers 4-Jun-10 SGX
db x-trackers II Australian Money Market ETF - 1C KV5 SP DCSG.SI - DBLCBUTN LU0482518031 S 1 20 R AUD 188.05 37.03 0.01 Luxembourg Part 1 SICAV Swaps SW, G, SG, L No db x-trackers 21-Apr-10 SGX
db x-trackers II Australian Money Market ETF - 2C KV6 SP DCSD.SI - DBMMAUDO LU0482521092 S 1 20 R USD 171.35 0.01 Luxembourg Part 1 SICAV Swaps SW, SG, L No db x-trackers 21-Apr-10 SGX
db x-trackers II Australian Money Market ETF - 3C KV7 SP DCSK.SI - DBMMAUDO LU0482522900 S 1 20 R SGD 228.12 0.06 Luxembourg Part 1 SICAV Swaps SW, SG, L No db x-trackers 21-Apr-10 SGX
db x-trackers II EONIA Total Return Index ETF KV8 SP KV8.SI - DBDCONIA LU0290358497 S - 15 R USD 177.55 2,078.69 0.01 Luxembourg Part 1 SICAV Swaps A, G, IT, L, SP, FR, UK, CH No db x-trackers 31-Mar-10 SGX
db x-trackers II iBoxx $ Treasuries Total Return Index ETF XUTD SP - - ITRROV LU0429459356 S - 15 R USD 190.69 18.23 0.00 Luxembourg Part 1 SICAV Swaps UK, SP No db x-trackers 10-Feb-10 SGX
db x-trackers II iBoxx € Sovereigns Eurozone Total Return XGLE SP - - QW1A LU0290355717 S 234 15 R USD 218.97 891.43 0.00 Luxembourg Part 1 SICAV Swaps A, G, FR, IT, L, SP, SW, UK No db x-trackers 10-Feb-10 SGX
db x-trackers II Markit iBoxx ABF Korea Government Index ETF KT2 SP DCSA.SI - ABUTKOGO LU0480088441 S 41 20 R USD 113.40 27.23 0.10 Luxembourg Part 1 SICAV Swaps SW, SG, UK, L No db x-trackers 21-Apr-10 SGX
db x-trackers II Markit iBoxx ABF Singapore Government ETF KV4 SP DCSX.SI - ABTRSGGO LU0378818560 S - 20 R SGD 122.44 30.72 0.26 Luxembourg Part 1 SICAV Swaps SW, G, SG, UK, L No db x-trackers 17-May-10 SGX

ETFs listed in Singapore (continued)
db x-trackers II Singapore Money Market ETF XSGO SP - DSGO.SI DBMMSGDO LU0378819964 S - 15 R SGD 7.76 1.43 0.00 Luxembourg Part 1 SICAV Swaps G, SP, L, UK No db x-trackers 8-Apr-10 SGX
db x-trackers II USD IG Inflation Linked Treasuries Total Return XUIT SP - - DBLNUSD LU0429459513 S - 20 R USD 237.09 27.14 0.17 Luxembourg Part 1 SICAV Swaps UK, SP No db x-trackers 10-Feb-10 SGX
db x-trackers Commodity Booster Light Energy Benchmark ETF L5G SP DBBP.SI - DBCMBUTN LU0474562237 - - 95 R USD - - - Luxembourg Part 1 SICAV Swaps A, FR, N, UK, D, G, SG, F, L, S No db x-trackers 1-Sep-10 SGX
db x-trackers CSI300 Index ETF XCSI SP - - SHSZ300 LU0432553047 S 300 50 A USD 9.00 196.96 0.34 Luxembourg Part 1 SICAV Swaps G, SP, HK, L No db x-trackers 4-Mar-10 SGX
db x-trackers DB Commodity Booster DJ-UBSCI ETF L5F SP DBBN.SI - DBCMDCTU LU0474561858 - 19 95 R USD - - - Luxembourg Part 1 SICAV Swaps A, FR, N, SW, UK, D, G, SG, F, L, S No db x-trackers 1-Sep-10 SGX
db x-trackers DBLCI-OY Balanced ETF J0S SP DBPN.SI - DBLCBUTN LU0455008614 S 14 55 R USD 32.68 1,070.13 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK No db x-trackers 17-May-10 SGX
db x-trackers DJ STOXX Global Select Dividend 100 ETF XGSD SP - - SDGP LU0292096186 S 100 50 A USD 24.70 287.15 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK No db x-trackers 17-Mar-10 SGX
db x-trackers Euro Stoxx 50 ETF XESX SP XESX.SI XESXCINVG SX5E LU0380865021 S 50 0 R USD 36.76 2,926.52 0.02 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG No db x-trackers 15-Jul-09 SGX
db x-trackers FTSE Vietnam XFVT SP DFVT.SI - FVTTE LU0322252924 S 31 85 R USD 37.43 172.23 0.76 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK Yes db x-trackers 25-Mar-09 SGX
db x-trackers FTSE/XINHUA China 25 XX25 SP DFXI.SI - TXINOU LU0292109856 S 25 60 R USD 28.56 304.50 0.12 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes db x-trackers 19-Feb-09 SGX
db x-trackers MSCI AC Asia ex Japan TRN XAXJ SP XAXJ.SI XAXJINAC NDUECAXJ LU0322252171 S - 65 None USD 28.09 416.79 0.05 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG No db x-trackers 15-Jul-09 SGX
db x-trackers MSCI Brazil TRN Index ETF XMBR SP DMBR.SI XMBRINAV NDUEBRAF LU0455009182 S 76 65 R USD 6.34 283.61 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 8-Jan-10 SGX
db x-trackers MSCI China TRN Index ETF LG9 SP - - NDEUCHF LU0514695690 S 12 65 R USD 11.39 5.13 0.11 Luxembourg Part 1 SICAV Swaps SP, L No db x-trackers 30-Jun-10 SGX
db x-trackers MSCI EM Asia TRN Index ETF XMAS SP DMAS.SI XMASINAV NDUEEGFA LU0455009000 S 490 65 R USD 3.40 648.01 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 8-Jan-10 SGX
db x-trackers MSCI Emerging Market TRN Index ETF XMEM SP DMEM.SI XMEMINAV NDUEEGF LU0455009778 S 767 65 R USD 3.74 4,112.98 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 8-Jan-10 SGX
db x-trackers MSCI Europe TRN ETF XMEU SP XMEU.DE XMEUINAV NDDUE15 LU0274209237 S 463 30 R USD 39.77 989.14 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG Yes db x-trackers 15-Jul-09 SGX
db x-trackers MSCI India TRN Index ETF LG8 SP - - NDEUSIA LU0514695187 S 61 75 R USD 9.81 3.43 0.13 Luxembourg Part 1 SICAV Swaps SP, L No db x-trackers 30-Jun-10 SGX
db x-trackers MSCI Indonesia TRN Index ETF XMIN SP - - NDEUINF LU0476289623 S 22 65 R USD 12.26 51.61 0.00 Luxembourg Part 1 SICAV Swaps L, SP No db x-trackers 12-Mar-10 SGX
db x-trackers MSCI Japan TRN Index ETF LF2 SP - - NDDUJN LU0274209740 S 345 50 R USD 35.36 457.79 0.02 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK Yes db x-trackers 15-Jun-10 SGX
db x-trackers MSCI Korea TRN Index XMKO SP XMKO.DE XSPRINAV MXKR LU0292100046 S 97 65 R USD 46.77 194.14 0.07 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG Yes db x-trackers 15-Jul-09 SGX
db x-trackers MSCI Malaysia TRN Index ETF LG6 SP - - NDDUMAF LU0514694370 S 40 50 R USD 11.19 3.58 0.22 Luxembourg Part 1 SICAV Swaps SP, L No db x-trackers 30-Jun-10 SGX
db x-trackers MSCI Pacific ex Japan Index ETF XPXJ SP - - NDDUPXJ LU0455009935 S - 45 None USD 3.55 211.54 0.00 Luxembourg Part 1 SICAV Swaps A, G, FR, F, L, SP, S, G, IT, UK, N, HK Yes db x-trackers 20-Jan-10 SGX
db x-trackers MSCI Russia Capped Index ETF XMRC SP - - MXRUC25P LU0455009265 S 31 65 A USD 2.73 249.56 0.01 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, HK Yes db x-trackers 10-Feb-10 SGX
db x-trackers MSCI TaiwanTRN INDEX XMTW SP DMTW.SI INXTW NDEUSTW LU0292109187 S 118 65 R USD 15.59 134.68 0.30 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes db x-trackers 13-Feb-09 SGX
db x-trackers MSCI Thailand TRN Index ETF LG7 SP - - NDEUTHF LU0514694701 S 20 50 R USD 13.12 18.37 0.61 Luxembourg Part 1 SICAV Swaps SP, L No db x-trackers 30-Jun-10 SGX
db x-trackers MSCI USA TRN Index ETF XMUS SP - - NDDLUS LU0274210672 S 599 30 R USD 25.33 1,332.40 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK Yes db x-trackers 10-Feb-10 SGX
db x-trackers MSCI World TRN Index ETF XMWO SP DMWO.SI XMWOINAV NDDUWI LU0455009851 S 1654 45 R USD 2.67 1,922.77 0.04 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK Yes db x-trackers 8-Jan-10 SGX
db x-trackers S&P 500 ETF K6K SP - - SPTR500N LU0490618542 S 500 20 R USD 16.47 33.13 0.02 Luxembourg Part 1 SICAV Swaps G, SP, S, L, UK No db x-trackers 17-May-10 SGX
db x-trackers S&P 500 Short XSPS SP DSPS.SI INXSS SPXTS LU0322251520 S 500 50 R USD 55.31 244.55 0.27 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SG Yes db x-trackers 19-Feb-09 SGX
db x-trackers S&P CNX NIFTY XNIF SP DNIX.SI - NIFTY LU0292109690 S 50 85 R USD 115.62 328.72 0.57 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK Yes db x-trackers 19-Feb-09 SGX
db x-trackers S&P/ASX 200 ETF LF1 SP - - AS51 LU0328474803 S 200 50 R USD 27.35 99.62 0.10 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT Yes db x-trackers 15-Jun-10 SGX
db x-trackers US Dollar Money Market XUSD SP XUSD.SI - DBMMFED1 LU0356591882 S - 15 R USD 170.88 60.01 0.00 Luxembourg Part 1 SICAV Swaps G, FR, IT, L, SP, SG, UK, HK No db x-trackers 27-Aug-09 SGX
ABF Singapore Bond Index Fund SBIF SP ABFB.SI - ABTRSG SG1S08926457 27 36 15 AA SGD 1.15 242.14 0.00 Unit Trust Bonds (Optimized) SG No No DBS AM 31-Aug-05 SGX
DBS Singapore STI ETF DBSSTI SP DSSE.SI - FSSTI SG1X52941694 30 30 20 AA SGD 3.00 35.24 0.05 Unit Trust Stocks (Fully Rep) SG No No DBS AM 25-Feb-09 SGX
iShares DJ US Technology IYW SP IYWT.SI NJW DJUSTC US4642877215 171 259 48 Q USD - 1,124.93 0.00 1940 Act Fund Stocks US, MX No iShares 4-May-01 SGX
iShares MSCI India ETF INDIA SP INDI.SI - MXIN SG1T41930465 60 60 99* None USD 6.87 927.45 4.87 Singapore Unit Trust P-Notes SG Yes iShares 15-Jun-06 SGX
iShares MSCI Singapore Index Fund EWS SP IEWS.SI INR NDDUSG US4642866739 29 27 55 A USD - 1,725.09 0.00 1940 Act Fund Stocks AU, MX, SG, US, CL No iShares 4-May-01 SGX
iShares S&P 500 Index Fund IVV SP IVVP.SI IVVIV SPTR US4642872000 501 500 9 Q USD - 20,898.87 0.00 1940 Act Fund Stocks AU, MX, SG, US, CL Yes iShares 4-May-01 SGX
Lyxor ETF China Enterprises (HSCEI) ASI SP LASI.SI SIEFASI HSCEI FR0010377010 S 26 65 A USD 14.70 67.01 0.14 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 19-Oct-06 SGX
Lyxor ETF Commodities CRB CRB SP LCRB.SI SIEFCRB CRYTR FR0010414813 S 19 65 None USD 2.58 190.40 0.04 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 18-Jan-07 SGX
Lyxor ETF CRB Non Energy CRN SP LCRG.SI SIEFCRN CRYNETR FR0010654079 S 15 70 None USD 2.36 25.25 0.00 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 5-Dec-08 SGX
Lyxor ETF Dow Jones Industrial Average DJI SP LDJI.SI SIEFDJI INDU FR0010736389 S 30 50 A USD 10.37 6.22 0.00 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 27-Oct-09 SGX
Lyxor ETF Eastern Europe (CECE Eur) CEC SP LCEC.SI SIEFCEC CECEEUR FR0010654095 S 30 50 A USD 4.86 9.72 0.10 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 21-May-09 SGX
Lyxor ETF Hong Kong HSI HSI SP LHSI.SI SIEFHSI HSI FR0010375741 S 33 65 A USD 2.63 22.07 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 1-Mar-07 SGX
Lyxor ETF India (S&P CNX Nifty) LNFU SP LNFU.SI SIEFLNFU NIFTY FR0010489435 S 50 85 S SGD 16.14 43.50 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK, UK No Lyxor AM 28-Mar-08 SGX
Lyxor ETF JAPAN (TOPIX) JPN SP LJPN.SI SIEFJPN TPX FR0010477430 S 1680 50 A USD 0.97 22.18 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 30-Aug-07 SGX
Lyxor ETF MSCI AC Asia-Pacific Ex Japan AEJ SP LAEJ.SI SIEFAEJ MXAPJ FR0010372185 S 666 65 A USD 4.03 167.87 2.95 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 19-Oct-06 SGX
Lyxor ETF MSCI Asia APEX50-B APEX SP LAPX.SI SIEFAPEX MXAPEXA FR0010653410 S 50 50 A USD 3.72 11.16 0.27 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 12-Nov-08 SGX
Lyxor ETF MSCI EM Latin America LTM SP LLTM.SI SIEFLTM MXLA FR0010654103 S 125 65 A USD 8.10 21.87 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 19-May-09 SGX
Lyxor ETF MSCI Emerging Markets LEM SP LLEM.SI SIEFLEM MXEF FR0010435297 S 767 65 A USD 9.87 1,205.85 0.00 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 13-May-09 SGX
Lyxor ETF MSCI Europe MEU SP LMEU.SI SIEFMEU MXEU FR0010797969 S 463 35 A USD 11.20 5.60 0.07 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 21-Oct-09 SGX
Lyxor ETF MSCI India INR SP LINR.SI SIEFINR MXIN FR0010375766 S 60 85 A USD 15.72 1,973.74 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 5-Nov-08 SGX
Lyxor ETF MSCI Korea KRW SP LKRW.SI SIEFKRW MXKR FR0010375774 S 91 65 A USD 4.11 56.78 0.05 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 7-Dec-06 SGX
Lyxor ETF MSCI Malaysia-B MAL SP LMAL.SI SIEFMAL MXMY FR0010589069 S 42 65 A USD 8.34 12.51 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK No Lyxor AM 5-Nov-08 SGX
Lyxor ETF MSCI Taiwan TWN SP LTWN.SI SIEFTWN TAMSCI FR0010398701 S 100 65 A USD 0.87 156.03 0.03 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 1-Mar-07 SGX
Lyxor ETF MSCI World WLD SP LWLD.SI SIEFWLD MXWO FR0010446914 S 1654 45 A USD 1.10 924.54 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 13-May-09 SGX
Lyxor ETF NASDAQ 100 NDX SP LNDX.SI SIEFNDX NDX FR0010446930 S 83 30 A USD 7.34 277.59 0.00 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 13-May-09 SGX
Lyxor ETF Russia (DJ RusIndex Titans 10) RUS SP LRUS.SI SIEFRUS RU10D FR0010460998 S 10 65 A USD 3.61 816.24 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Yes Lyxor AM 26-Oct-09 SGX
SPDR DJ Industrial Average ETF DIA SP DIA.SI DXV INDU US2527871063 30 30 16.7 M USD 108.60 7,552.10 0.00 Unit Invest. Trust Stocks N , US, MX, SG, UK No SSgA 4-May-01 SGX
SPDR S&P 500 SPY SP SPY.SI SXV SPX US78462F1030 500 500 9.45 Q USD - 62,200.06 0.00 Unit Invest. Trust Stocks SG, US, Auk Yes SSgA 4-May-01 SGX

ETFs listed in Singapore (continued)
streetTRACKS STRAITS TIMES STTF SP STTF.SI STTFSF STI SG1W45939194 45 45 30 S (Jun, Oct) SGD 2.98 149.62 0.46 Unit Trust Stocks SG - No SSgA 17-Apr-02 SGX
United SSE 50 China ETF USSE50 SP - - - SG1Y89950071 - - 45 None SGD 1.94 44.76 0.58 - P-Notes SG - No UOBAM 26-Nov-09 SGX
ETPs listed in Singapore

iPath Dow Jones-UBS Commodity Index Total Return ETN* DJP SP DJP.N DJPIV DJUBSTR US06738C7781 - - 75 None USD - 2,090.74 0.00 Unsecured Note Futures US, SG - No Barclays (iPath) 11-Dec-09 SGX
SPDR Gold Trust GLD SP SGLD.SI GLDIV - US78463V1070 - - 40 - USD 120.76 51,785.75 0.77 NY Grantor Trust Physical Cmdty US, MX, SG, HK, J, UK - Yes SSgA 11-Oct-06 SGX
ETFs listed in South Korea

Daishin GIANT Hyundai Motor Group ETF 107560 KS - - - KR7107560005 - - 40 None KRW 15,500.00 17.84 0.08 - Stocks SK - No Daishin ITM 24-Dec-08 KSE
Hanhwa Arirang KOSPI50 ETF 122090 KS - 2209INAV KOSPI50 KR7122090004 - - 34* - KRW 14,550.00 88.48 0.02 - Stocks SK - No Hanwha ITM 7-Jan-10 KSE
Hyundai hiShares Insurance ETF 124090 KS - - - KR7124090002 - - 49 - KRW 8,150.00 6.80 0.08 - - SK - No Hyundai Investments 7-May-10 KSE
KB KStar Leverage Securities ETF 123760 KS - 2376INAV KOSPI2LG KR7123760001 - 200 50* - KRW 9,705.00 19.43 0.11 Open Ended Fund - SK - No KB AM 9-Apr-10 KSE
KStar KOSDAQ Elite30 ETF 108480 KS - 0848INAV - KR7108480005 - - 40 None KRW 1,715.00 37.19 0.00 Open Ended Fund Stocks SK - No KB AM 22-Jan-09 KSE
KStar KTB ETF 114100 KS - - - KR7114100001 - - 16 Q KRW 105,070.00 257.67 0.29 Open Ended Fund Bonds SK - No KB AM 29-Jul-09 KSE
KStar Top5 Group ETF 105780 KS - 0578INAV - KR7105780001 - - 40 Q KRW 4,500.00 14.26 0.05 Open Ended Fund Stocks SK - No KB AM 22-Oct-08 KSE
KITM KINDEX 200 ETF 105190 KS - 5190INAV KOSPI2 KR7105190003 - - 19 Q KRW 22,800.00 137.88 3.85 Open Ended Fund Stocks SK - No Korea ITM 25-Sep-08 KSE
KITM KINDEX F15 ETF 105270 KS - 5270INAV - KR7105270003 - - 27 None KRW 5,425.00 8.60 0.02 Open Ended Fund Stocks SK - No Korea ITM 25-Sep-08 KSE
KITM KINDEX KOSDAQ Star ETF 108440 KS - 0844INAV KOSTAR KR7108440009 - - 27 None KRW 12,500.00 13.97 0.05 Open Ended Fund Stocks SK - No Korea ITM 22-Jan-09 KSE
KITM KINDEX KTB ETF 114460 KS - - - KR7114460009 - - 4.5 Q KRW 105,065.00 68.36 0.14 Open Ended Fund Bonds SK - No Korea ITM 31-Jul-09 KSE
KITM KINDEX SAMSUNG Group SW ETF 108450 KS - 0845INAV - KR7108450008 - - 27 None KRW 7,235.00 21.73 0.03 Open Ended Fund Stocks SK - No Korea ITM 3-Feb-09 KSE
KTB GREAT SRI ETF 120210 KS - 2021INAV - KR7120210000 - - - None KRW 7,895.00 32.27 0.00 - Stocks SK - No KTB 15-Dec-09 KSE
Mirae Asset Maps Tiger 200 (2X) ETF 123320 KS 123320.KS 2332INAV KOSPI2LG KR7123320004 - - 70 n.a. KRW 9,660.00 8.86 0.26 Investment Trust Stocks, SK No No MAPS IM 9-Apr-10 KSE
Derivatives, ETFs
Mirae Asset Maps Tiger 200 ETF 102110 KS 102110.KS 0211INAV KOSPI2 KR7102110004 177 200 34 M KRW 22,680.00 183.51 9.05 Investment Trust Stocks SK No No MAPS IM 3-Apr-08 KSE
Mirae Asset Maps Tiger 200 (-1X) ETF 123310 KS 123310.KS 2331INAV FKOSPI2 KR7123310005 70 n.a. KRW 9,705.00 9.71 0.13 Investment Trust Stocks, SK No No MAPS IM 29-Mar-10 KSE
Derivatives, ETFs
Mirae Asset Maps Tiger China ETF 117690 KS 117690.KS - HSFML25 KR7117690008 25 25 49 M KRW 11,385.00 8.55 0.00 Investment Trust Stocks SK No No MAPS IM 21-Oct-09 KSE
Mirae Asset Maps Tiger KOSDAQ Premier ETF 122390 KS 122390.KS 2239INAV KSDQPREM KR7122390008 97 100 46 M KRW 14,655.00 54.52 0.00 Investment Trust Stocks SK No No MAPS IM 8-Feb-10 KSE
Mirae Asset Maps Tiger KTB ETF 114820 KS 114820.KS - - KR7114820004 3 3 15 Q KRW 105,430.00 92.34 0.00 Investment Trust Bonds SK No No MAPS IM 27-Aug-09 KSE
Mirae Asset Maps Tiger WTI Futures ETF 130680 KS 130680. KS - SPGCESP KR7130680002 1 1 70 n.a. KRW 9,700.00 8.09 0.08 Investment Trust Derivatives, ETFs SK No MAPS IM 2-Aug-10 KSE
Mirae Asset Tiger Banks 091220 KS 091220.KS 9122INAV KRXBANK KR7091220004 10 10 46 Q KRW 8,450.00 22.70 0.00 Investment Trust Stocks SK No No MAPS IM 27-Jun-06 KSE
Mirae Asset Tiger BRIC 105020 KS 105020.KS - BKBRIC KR7105020002 85 85 49 M KRW 5,630.00 9.86 0.00 Investment Trust Stocks SK No No MAPS IM 27-Aug-08 KSE
Mirae Asset Tiger KRX100 091210 KS 091210.KS 9121INAV KRX100 KR7091210005 98 100 46 Q KRW 36,875.00 9.23 0.00 Investment Trust Stocks SK No No MAPS IM 27-Jun-06 KSE
Mirae Asset Tiger Latin 105010 KS 105010.KS - BKTLA KR7105010003 35 35 49 M KRW 5,125.00 11.97 0.00 Investment Trust Stocks SK No No MAPS IM 27-Aug-08 KSE
Mirae Asset Tiger Media & Telecom ETF 098560 KS 098560.KS 9856INAV KRXMETEL KR7098560006 10 10 46 Q KRW 8,240.00 9.14 0.00 Investment Trust Stocks SK No No MAPS IM 7-Sep-07 KSE
Mirae Asset Tiger Mid-Cap Value ETF 097720 KS 097720.KS 9772INAV - KR7097720007 66 69 46 M KRW 7,530.00 7.54 0.00 Investment Trust Stocks SK No No MAPS IM 31-Jul-07 KSE
Mirae Asset Tiger Pure Value ETF 097710 KS 097710.KS 9771INAV - KR7097710008 169 193 46 M KRW 13,705.00 8.92 0.00 Investment Trust Stocks SK No No MAPS IM 31-Jul-07 KSE
Mirae Asset Tiger Semiconductor 091230 KS 091230.KS 9123INAV KRXSEMI KR7091230003 20 20 46 Q KRW 15,825.00 24.55 0.01 Investment Trust Stocks SK No No MAPS IM 27-Jun-06 KSE
Prudential PREX LG Group ETF 117740 KS - 1774INAV - KR7117740001 - - 27 None KRW 11,610.00 20.34 0.05 - Stocks SK - No PAMS 27-Oct-09 KSE
Prudential PREX Neo Value ETF 129270 KS - 2927INAV - KR7129270005 - - 27* - KRW 5,500.00 13.76 0.02 - Stocks SK - No PAMS 17-Jun-10 KSE
Samsung KODEX Autos ETF 091180 KS 091180.KS 9118INAV KRXAUTO KR7091180000 20 20 50 Q KRW 13,470.00 11.80 0.07 Open Ended Fund Stocks SK No No Samsung ITM 27-Jun-06 KSE
Samsung KODEX Banks ETF 091170 KS 091170.KS 9117INAV KRXBANK KR7091170001 10 10 50 Q KRW 8,300.00 13.50 0.14 Open Ended Fund Stocks SK No No Samsung ITM 27-Jun-06 KSE
Samsung KODEX Brazil ETF 104580 KS 104580.KS 0458INAV BR20 KR7104580006 20 20 65 Q KRW 7,670.00 2.88 0.01 Open Ended Fund Stocks SK No No Samsung ITM 28-Jul-08 KSE
Samsung KODEX China H ETF 099140 KS 099140.KS 9914INAV HSCEI KR7099140006 40 40 66 M KRW 18,040.00 90.29 0.21 Open Ended Fund Stocks SK No No Samsung ITM 10-Oct-07 KSE
Samsung KODEX Construction ETF 117700 KS 117700.KS 1770INAV KRXCST KR7117700005 10 10 49 Q KRW 4,985.00 4.16 0.02 Open Ended Fund Stocks SK No No Samsung ITM 30-Oct-09 KSE
Samsung KODEX Energy & Chemicals ETF 117460 KS 117460.KS 1746INAV KRXENCM KR7117460006 20 20 49 Q KRW 11,095.00 5.18 0.05 Open Ended Fund Stocks SK No No Samsung ITM 12-Oct-09 KSE
Samsung KODEX Inverse ETF 114800 KS 114800. KS 1480INAV KOSPI2 KR7114800006 1 1 93 A KRW 9,165.00 97.86 13.65 Open Ended Fund Futures SK No No Samsung ITM 16-Sep-09 KSE
Samsung KODEX Japan ETF 101280 KS 101280.KS 0128INAV TPX100 KR7101280006 100 100 65 Q KRW 8,350.00 2.79 0.00 Open Ended Fund Stocks SK No No Samsung ITM 20-Feb-08 KSE
Samsung KODEX Leverage ETF 122630 KS 122630 KS 2263INAV KOSPI2LG KR7122630007 3 200 93 A KRW 11,040.00 112.35 24.24 Open Ended Fund Futures and Stocks SK No No Samsung ITM 22-Feb-10 KSE
Samsung KODEX Samsung Group ETF 102780 KS 102780.KS 0278INAV LHBRSMGI KR7102780004 14 14 49 Q KRW 5,305.00 325.25 2.36 Open Ended Fund Stocks SK No No Samsung ITM 21-May-08 KSE
Samsung KODEX Securities ETF 102970 KS 102970.KS 0297INAV KRXSEC KR7102970001 11 11 49 Q KRW 8,625.00 5.40 0.04 Open Ended Fund Stocks SK No No Samsung ITM 29-May-08 KSE
Samsung KODEX Semicon ETF 091160 KS 091160.KS 9116INAV KRXSEMI KR7091160002 20 20 50 Q KRW 15,480.00 17.43 0.25 Open Ended Fund Stocks SK No No Samsung ITM 27-Jun-06 KSE
Samsung KODEX Shipbuilding ETF 102960 KS 102960.KS 0296INAV KRXSHIP KR7102960002 10 10 49 Q KRW 17,270.00 4.03 0.04 Open Ended Fund Stocks SK No No Samsung ITM 29-May-08 KSE
Samsung KODEX Steel ETF 117680 KS 117680.KS 1768INAV KRXSTEEL KR7117680009 10 10 49 Q KRW 9,875.00 5.19 0.01 Open Ended Fund Stocks SK No No Samsung ITM 30-Oct-09 KSE
Samsung KODEX Treasury Bond ETF 114260 KS 114260. KS 14260INAV MKFTR KR7114260003 3 3 15 Q KRW 53,020.00 61.03 0.36 Open Ended Fund Stocks SK No No Samsung ITM 29-Jul-09 KSE
Samsung Kodex200 ETF 069500 KS 069500.KS 6950INAV KOSPI2 KR7069500007 129 200 35 Q KRW 22,815.00 1,316.95 20.21 Open Ended Fund Stocks J, SK No Yes Samsung ITM 14-Oct-02 KSE
Tongyang First Star Bluechip ETF 108630 KS - 0863INAV - KR7108630005 - - 26 None KRW 15,140.00 19.95 0.00 Open Ended Fund Stocks SK - No Tong Yang ITM 3-Feb-09 KSE
Woori KOSEF 200 - KOSPI 200 069660 KS 069660.KS 6966INAV KOSPI2 KR7069660009 150 200 36 S KRW 22,710.00 125.03 4.80 Open Ended Fund Stocks SK No No Woori AM 14-Oct-02 KSE
Woori KOSEF Banks 091190 KS 091190.KS 9119INAV KRXBANK KR7091190009 9 10 50 S KRW 8,440.00 2.53 0.00 Open Ended Fund Stocks SK No No Woori AM 27-Jun-06 KSE
Woori KOSEF Bluechip ETF 104520 KS 104520.KS 4520INAV N/A KR7104520002 41 41 50 S KRW 5,920.00 27.65 0.08 Open Ended Fund Stocks SK No No Woori AM 29-Jul-08 KSE
Woori KOSEF Enhanced Cash ETF 130730 KS - 0730INAV MKMMITR KR7130730005 12 12 15 A KRW 100,245.00 160.55 0.57 Open Ended Fund Bonds SK No No Woori AM 29-Jul-10 KSE

ETFs listed in South Korea (continued)
Woori KOSEF High Dividend ETF 104530 KS 104530.KS 4530INAV N/A KR7104530001 20 20 50 S KRW 7,015.00 4.39 0.00 Open Ended Fund Stocks SK No No Woori AM 29-Jul-08 KSE
Woori KOSEF Inverse ETF 123930 KS - 2393INAV FKOSPI2 KR7123930000 - - 83 A KRW 9,995.00 9.17 0.11 Open Ended Fund Futures SK No No Woori AM 15-Apr-10 KSE
Woori KOSEF IT 091200 KS 091200.KS 9120INAV KRXIT KR7091200006 30 30 50 S KRW 11,610.00 6.59 0.00 Open Ended Fund Stocks SK No No Woori AM 27-Jun-06 KSE
Woori KOSEF KRX100 100910 KS 100910.KS 0091INAV KRX100 KR7100910009 100 100 23 S KRW 3,680.00 29.47 0.01 Open Ended Fund Stocks SK No No Woori AM 23-Jan-07 KSE
Woori KOSEF KTB ETF 114470 KS 114470.KS 1447INAV N/A KR7114470008 3 3 15 Q KRW 105,100.00 323.50 0.67 Open Ended Fund Bonds SK No No Woori AM 31-Jul-09 KSE
Woori KOSEF MK MSB ETF 122260 KS - 2226INAV KISKMSB KR7122260003 5 5 15 A KRW 102,685.00 179.87 0.91 Open Ended Fund Bonds SK No No Woori AM 14-Jan-10 KSE
China A Share ETF Woori AM Planned
Commodity ETF Woori AM Planned
Currency ETF Woori AM Planned
Leveraged ETF Woori AM Planned
Long term bond ETF (10 years) Woori AM Planned
MSCI EM ETF Woori AM Planned
Short term bond ETF (6months) Woori AM Planned
Yurie TREX 200 ETF 108590 KS - 8590INAV KOSPI2 KR7108590001 - - 32.5 - KRW 22,870.00 88.71 0.33 Open Ended Fund Stocks SK - No Yurie AM 23-Jan-09 KSE
Yurie TREX Mid Small Cap Value ETF 097750 KS 097750.KS 9775INAV - KR7097750004 251 292 46 Q KRW 5,550.00 3.06 0.00 Open Ended Fund Stocks (Optimized) SK - No Yurie AM 31-Jul-07 KSE
ETPs listed in South Korea

Hyundai hiShares Gold ETF 110550 KS - - N/A KR7110550001 - - - None KRW 7,370.00 6.15 0.02 - ETPs SK - No Hyundai Investments 5-Nov-09 KSE
ETFs listed in Sri Lanka

Colombo All-Share Index Planned
ETFs listed in Taiwan

Fubon MSCI Taiwan 0057 TT 0057.TW FUBO0057 GDLESTW TW0000057009 118 118 33.5 A TWD 28.63 366.90 0.07 Open Ended Fund Stocks (Fully Rep) TW No No Fubon AM 27-Feb-08 TWSE
Fubon Taiwan Eight Industries 0058 TT 0058.TW FUBO0058 TWEI TW0000058007 82 82 43.5 A TWD 30.01 9.55 0.02 Open Ended Fund Stocks (Fully Rep) TW No No Fubon AM 27-Feb-08 TWSE
Fubon Taiwan Finance 0059 TT 0059.TW FUBO0059 TWSEBKI TW0000059005 25 36 43.5 A TWD 25.60 10.77 0.04 Open Ended Fund Stocks (Optimized) TW No No Fubon AM 27-Feb-08 TWSE
Fubon Taiwan Technology ETF 0052 TT 0052.TW FUBO0052 TWIT TW0000052000 44 44 43.5 A TWD 31.26 17.08 0.01 Open Ended Fund Stocks (Fully Rep) TW No No Fubon AM 12-Sep-06 TWSE
Hang Seng H-Share Index ETF 0080 TT - HSRUPV HSCEI HK2828013055 42 42 5 S TWD 469.00 2,398.75 0.06 Hong Kong, Unit Trust Stocks HK, TW No Yes Hang Seng IM 14-Aug-09 TWSE
Hang Seng Index ETF 0081 TT - HIRUPV HSI HK2833027330 43 43 50 S TWD 835.95 3,255.75 0.01 Hong Kong, Unit Trust Stocks (Fully Rep) HK, TW No Yes Hang Seng IM 14-Aug-09 TWSE
Polaris Taiwan Mid-Cap 100 Tracker Fund 0051 TT 0051.TW 0051INAV TWMC TW0000051002 100 100 47.5 A TWD 28.06 39.42 0.14 Open Ended Fund Stocks (Fully Rep) TW Yes No Polaris 31-Aug-06 TWSE
Polaris Taiwan Top 50 Tracker 0050 TT 0050.TW 0050INAV TW50 TW0000050004 50 50 37 A TWD 53.30 1,567.14 12.63 Open Ended Fund Stocks (Fully Rep) TW, HK Yes No Polaris 30-Jun-03 TWSE
Polaris/P-Shares MSCI Taiwan Financials Fund 0055 TT 0055.TW 0055INAV MSTW0FN TW0000055003 18 18 49.5 A TWD 12.11 96.46 1.03 Open Ended Fund Stocks (Fully Rep) TW Yes No Polaris 16-Jul-07 TWSE
Polaris/P-Shares S&P Taiwan Custom China Play 50 Fund 0054 TT 0053.TW 0054INAV TWSEELEC TW0000054006 146 314 45.5 A TWD 20.41 30.02 0.05 Open Ended Fund Stocks (Optimized) TW Yes No Polaris 16-Jul-07 TWSE
Polaris/P-Shares Taiwan Dividend Plus Exchange Fund 0056 TT 0056.TW 0056INAV TWDP TW0000056001 30 30 47.5 A TWD 23.90 40.69 0.19 Open Ended Fund Stocks (Fully Rep) TW Yes No Polaris 26-Dec-07 TWSE
Polaris/P-Shares Taiwan Electronics Tech Fund 0053 TT 0054.TW 0053INAV CPC TW0000053008 50 50 48.5 A TWD 24.59 42.21 0.08 Open Ended Fund Stocks (Fully Rep) TW Yes No Polaris 16-Jul-07 TWSE
Polaris/P-Shares TSEC Taiwan Non-Tech 50 0060 TT 0060.TW - TWPOLA50 TW0000060003 50 50 48.5 A TWD 26.00 3.78 0.05 Open Ended Fund Stocks (Fully Rep) TW - No Polaris 18-Aug-08 TWSE
W.I.S.E. Polaris CSI 300 Investment Trust Fund 0061 TT 0061.TW - SHSZ300 TW0000061001 1 300 40 N TWD 17.32 393.40 3.33 Open Ended Fund ETFs TW - No Polaris 17-Aug-09 TWSE
Polaris China 50 ETF Polaris Planned
Polaris Taiwan Islam ETF Polaris Planned
Polaris TSEC Taiwan non-finance, non-electrical ETF Polaris Planned
Global Semi33 Index Planned
ISOCG (ISO Corporate Governance) Planned
ETFs listed in Thailand

ThaiDEX FTSE SET Large Cap ETF TFTSE TB TFTSE.BK FSTHL THFSEL070001 30 30 62.5 S THB 10.72 3.77 0.00 Open Ended Fund Stocks (Fully Rep) TH No No One AM 5-Aug-09 SET
ThaiDEX SET50 ETF TDEX TB TDEX.BK SET50 THSE50070002 50 50 43.5 S THB 6.22 75.19 0.45 Open Ended Fund Stocks (Fully Rep) TH No Yes One AM 6-Sep-07 SET
MTrack Energy ETF ENGY TB - SETENERG THENGY070000 - - - - THB 4.28 6.57 0.02 - Stocks TH - No TMB AM 7-Aug-08 SET
ETPs listed in Thailand

Gold ETF Planned
Notes:
Footnotes:
2. 20-day average.
3. QFI: Qualified Foreign Investor – Investing in these ETFs requires foreign investor status.
Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg, CHESS, various ETF/ETP providers, exchanges.
Japan
ETF providers with ETFs listed in Japan, as at end August 2010 Figure 40: ETF providers in Japan ranked by AUM, as at end August 2010
End August 2010
# total AUM % #
ETF provider Short name Website # ETFs listings (US$ Bn) total planned
Nomura Asset Management Nomura AM www.nomura-am.co.jp/english/nextfunds 32 32 $12.7 52.5% 0
Nikko Asset Management Nikko AM www.nikkoam.com/products 14 14 $5.4 22.4% 0
Daiwa Asset Management Daiwa AM etf.daiwa-am.co.jp 22 22 $4.7 19.6% 0
Mitsubishi UFJ Asset Management Mitsubishi UFJ AM www.muamuk.com 4 4 $1.3 5.3% 0
iShares iShares www.ishares.com 1 1 $0.0 0.1% 0
Simplex Asset Management Simplex AM www.simplexasset.com 1 1 $0.0 0.0% 0
EasyETF EasyETF www.easyetf.com 0 1 $0.0 0.0% 0
Daiwa Asset Management EasyETF iShares Mitsubishi UFJ Asset Samsung Investment Trust Management Samsung ITM www.kodex.com 0 1 $0.0 0.0% 0
etf.daiwa-am.co.jp www.easyetf.com www.ishares.com Management State Street Global Advisors SSgA www.spdrs.com 0 1 $0.0 0.0% 0
www.muamuk.com
Total 74 77 $24.3 100.0% 0.0%
Figure 41: ETF listings by exchange in Japan, as at end August 2010

End August 2010
Nikko Asset Management Nomura Asset Management Samsung Investment Trust Simplex Asset Management Country Exchange Short name Website # ETFs listings (US$ Bn) (US$ Mn)
www.nikkoam.com/products www.nomura-am.co.jp/english/ Management www.simplexasset.com Japan Osaka Securities Exchange OSE www.ose.or.jp/e 9 9 $8.4 $71.5
nextfunds www.kodex.com
Tokyo Stock Exchange TSE www.tse.or.jp 65 68 $15.9 $50.4
Total 74 77 $24.3 $121.8
Figure 42: ETP providers in Japan ranked by assets, as at end August 2010
End August 2010
# total Assets % #
State Street Global Advisors ETP provider Short name Website # ETPs listings (US$ Bn) total planned
www.spdrs.com
Nomura Asset Management Nomura AM www.nomura-am.co.jp 3 3 $0.2 67.8% 0
Mitsubishi UFJ Trust & Banking Corp. MUFJ Trust & Banking kikinzoku.tr.mufg.jp 4 4 $0.1 15.7% 0
Simplex Asset Management Simplex AM www.simplexasset.com 1 1 $0.1 15.4% 0
Mizuho Asset Management Mizuho AM www.mizuho-am.co.jp 1 1 $0.0 1.1% 0
ETP providers with ETPs listed in Japan, as at end August 2010 ETF Securities ETF Securities www.etfsecurities.com 0 19 $0.0 0.0% 0
State Street Global Advisors SSgA www.spdrgoldshares.com 0 1 $0.0 0.0% 0
Other (planned ETP) - - - - 1
Total 9 29 $0.3 100.0% 1
ETF Securities Mitsubishi UFJ Trust and Mizuho Asset Management Nomura Asset Management
www.etfsecurities.com Banking Corporation www.mizuho-am.co.jp www.nomura-am.co.jp
kikinzoku.tr.mufg.jp
Simplex Asset Management State Street Global Advisors

www.simplexasset.com www.spdrgoldshares.com
ETFs and ETPs listed in Japan ETFs and ETPs listed in Japan
Approx. no. Annual Index

Price ticker Bloomberg of securities TER Trad Local Assets ADV Legal replication Launch
Name Bloomberg Reuters INAV Index ISIN ETF/ETP Index (BPS) Divs curr price1 (US$ Mn)1 (US$ Mn)2 structure method Registrations Provider date Exchange
ETFs listed in Japan
Daiwa ETF NIKKEI 225 1320 JP 1320.OS - NKY JP3027640006 225 225 23.1 A JPY 8,810.00 1,984.83 11.08 Japanese Inv. Trust Stocks (Fully Rep) J, MX Daiwa AM 9-Jul-01 OSE
Daiwa ETF TOPIX 1305 JP 1305.T - TPX JP3027620008 1670 1668 11.55 A JPY 806.00 2,314.80 3.09 Japanese Inv. Trust Stocks (Fully Rep) J, MX Daiwa AM 10-Jul-01 TSE
Daiwa ETF TOPIX Banks 1612 JP 1612.T - TPNBNK JP3040130001 83 83 23.1 A JPY 114.00 23.17 0.00 Japanese Inv. Trust Stocks (Fully Rep) J, MX Daiwa AM 28-Mar-02 TSE
Daiwa ETF TOPIX Core 30 1310 JP 1310.T - TPXC30 JP3040100004 30 30 23.1 A JPY 452.00 101.61 0.00 Japanese Inv. Trust Stocks (Fully Rep) J, MX Daiwa AM 28-Mar-02 TSE
Daiwa ETF TOPIX Electric Appliances 1610 JP 1610.T - TPELMH JP3040110003 157 157 23.1 A JPY 1,189.00 14.47 0.00 Japanese Inv. Trust Stocks (Fully Rep) J, MX Daiwa AM 28-Mar-02 TSE
Daiwa ETF TOPIX-17 Automobiles & Transportation Equipment 1639 JP 1639.T - TP17TPEQ JP3046860007 73 73 29.4 S JPY 10,420.00 31.18 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Banks 1648 JP 1648.T - TP17BNK JP3046950006 83 83 29.4 S JPY 7,530.00 23.51 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Commercial & Wholesale Trade 1646 JP 1646.T - TP17WSAL JP3046930008 139 139 29.4 S JPY 17,720.00 14.76 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Construction & Materials 1636 JP 1636.T - TP17CNMT JP3046830000 163 163 29.4 S JPY 10,200.00 11.73 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Electric Appliances & Precision Instruments 1642 JP 1642.T - TP17ELPR JP3046890004 181 181 29.4 S JPY 8,880.00 47.76 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOP IX-17 Electric Power & Gas 1644 JP 1644.T - TP17ELEC JP3046910000 17 17 29.4 S JPY 11,280.00 17.98 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Energy Resources 1635 JP 1635.T - TP17ERGY JP3046820001 16 16 29.4 S JPY 9,850.00 2.95 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Financials (Ex Banks) 1649 JP 1649.T - TP17FNCL JP3046960005 50 50 29.4 S JPY 6,490.00 11.31 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Foods 1634 JP 1634.T - TP17FOOD JP3046810002 70 70 29.4 S JPY 12,910.00 15.06 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 IT & Services, Others 1643 JP 1643.T - TP17ITSV JP3046900001 237 237 29.4 S JPY 8,320.00 32.57 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Machinery 1641 JP 1641.T - TP17MACH JP3046880005 122 122 29.4 S JPY 14,920.00 13.87 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Pharmaceutical 1638 JP 1638.T - TP17PHRM JP3046850008 33 33 29.4 S JPY 10,060.00 14.63 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Raw Materials & Chemicals 1637 JP 1637.T - TP17RWCH JP3046840009 172 172 29.4 S JPY 10,320.00 22.80 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Real Estate 1650 JP 1650.T - TP17REAL JP3046970004 45 45 29.4 S JPY 15,000.00 6.85 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Retail Trade 1647 JP 1647.T - TP17RETL JP3046940007 145 145 29.4 S JPY 8,420.00 8.52 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Steel & Nonferrous 1640 JP 1640.T - TP17STML JP3046870006 59 59 29.4 S JPY 18,510.00 11.51 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
Daiwa ETF TOPIX-17 Transportation & Logistics 1645 JP 1645.T - TP17TPLG JP3046920009 66 66 29.4 S JPY 9,800.00 21.28 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Daiwa AM 23-Jul-08 TSE
EasyETF S&P GSCI/Tokyo Stock Exchange 1327 JP - - SPGSCPTR LU0203243844 S 24 53 R JPY 3,315.00 719.65 0.02 Luxembourg FCP Swaps A, G, J, SW, B, L, SP, UK EasyETF 22-Oct-08 TSE
iShares Nikkei 225 1329 JP 1329.T - NKY JP3027710007 225 225 31.5 A JPY 9,050.00 36.17 0.12 Japanese Inv. Trust Stocks (Fully Rep) J iShares 4-Sep-01 TSE
MAXIS NIKKEI 225 ETF 1346 JP - - NKY JP3047040005 225 225 17 S JPY 8,860.00 431.66 3.18 - Stocks (Fully Rep) J Mitsubishi UFJ AM 25-Feb-09 OSE
MAXIS S&P Mitsubishi Group ETF 1670 JP - - SPSXMUJP JP3047070002 - 25 50 S JPY 91.00 572.57 0.28 - Stocks (Fully Rep) J Mitsubishi UFJ AM 17-Jul-09 TSE
MAXIS TOPIX Core30 ETF 1344 JP - - TPXC30 JP3047020007 30 30 19 A JPY 440.00 178.00 0.20 - Stocks (Fully Rep) J Mitsubishi UFJ AM 22-Sep-08 TSE
MAXIS TOPIX ETF 1348 JP - - TPX JP3047060003 - 1668 7.8 S JPY 801.00 114.33 0.66 - Stocks (Fully Rep) J Mitsubishi UFJ AM 15-May-09 TSE
Listed Index Fund 225 1330 JP 1330.T - NKY JP3027660004 225 225 22.5 A JPY 8,890.00 2,672.56 26.29 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 9-Jul-01 TSE
Listed Index Fund China A Share (Panda) CSI 300 1322 JP 1322.T - SHSZ300 JP3046760009 301 300 95 A JPY 3,420.00 80.50 0.43 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 11-Apr-08 TSE
Listed Index Fund FTSE Japan Green Chip 35 1347 JP 1347.T - GPNIKK1 JP3047050004 34 34 40 S (Jan, July) JPY 2,920.00 12.47 0.03 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 27-Apr-09 TSE
Listed Index Fund International Bond (Citigroup WGBI) 1677 JP 1677.T - SBWJNJYU JP3047090000 20 571 25 M JPY 45,900.00 32.74 0.15 Japanese Inv. Trust Bonds (Optimized) J Nikko AM 25-Sep-09 TSE
Monthly Dividend Payment Type
Listed Index Fund International Developed Countries Equity 1680 JP 1680.T - MSDUKOK JP3047120005 - 1318 25 A JPY 940.00 34.64 0.24 Japanese Inv. Trust Future & etc (Optimized)J Nikko AM 29-Jan-10 TSE
Listed Index Fund International Emerging Countries Equity 1681 JP 1681.T - MSEUEGF JP3047130004 - 755 25 A JPY 1,058.00 41.50 0.21 Japanese Inv. Trust Future & etc (Optimized)J Nikko AM 24-Feb-10 TSE
Listed Index Fund Japan Equity (MSCI Japan) 1544 JP 1544.T - MXJP JP3047230002 341 341 16 A JPY 512.00 12.38 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 27-Jul-10 TSE
Listed Index Fund Japan High Dividend 1698 JP 1698.T - TSEDF100 JP3047170000 100 100 28 Q JPY 966.00 10.20 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 13-May-10 TSE
Listed Index Fund J-REIT 1345 JP 1345.T - TSEREIT JP3047030006 36 36 30 Bi-Monthly JPY 921.00 39.12 0.38 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 21-Oct-08 TSE
Listed Index Fund S&P Japan Emerging Equity 100 1314 JP 1314.T - SPJES JP3046550004 96 100 50 A JPY 530.00 4.68 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 11-Mar-08 TSE
Listed Index Fund TOPIX 1308 JP 1308.T - TPX JP3039100007 1668 1668 8.8 A JPY 794.00 2,480.69 2.79 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 20-Dec-01 TSE
Listed Index Fund TOPIX Mid400 Japan Mid Cap Equity 1317 JP 1317.T - TPXM400 JP3046740001 395 395 50 A JPY 844.00 8.39 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 24-Mar-08 TSE
Listed Index Fund TOPIX Small Japan Small Cap Equity 1318 JP 1318.T - TPXSM JP3046750000 1164 1172 50 A JPY 845.00 9.21 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 24-Mar-08 TSE
Listed Index Fund TOPIX100 Japan Large Cap Equity 1316 JP 1316.T - TPX100 JP3046730002 101 101 20 A JPY 558.00 9.13 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nikko AM 24-Mar-08 TSE
Next Funds Dow Jones Industrial Average ETF 1546 JP 1546.OS - INDU JP3047250000 30 30 45* A JPY 8,440.00 24.08 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 16-Aug-10 OSE
Next Funds FTSE/JFE Africa Top40 Linked ETF 1323 JP 1323.OS - TOP40 JP3046780007 - 42 95* A JPY 268.00 15.34 0.03 Japanese Inv. Trust Index-Linked Notes J Nomura AM 29-Jul-08 OSE
Next Funds Ibovespa Linked ETF 1325 JP 1325.T - IBOV JP3046800003 - 65 95* A JPY 274.00 135.95 0.59 Japanese Inv. Trust Index-Linked Notes J Nomura AM 18-Jul-08 TSE
Next Funds India S&P CNX Nifty Linked ETF 1678 JP 1678.T - NIFTY JP3047100007 - 50 95* A JPY 93.00 39.80 0.22 Japanese Inv. Trust Index-Linked Notes J Nomura AM 26-Nov-09 TSE
Next Funds NASDAQ-100 ETF 1545 JP 1545.OS - NDX JP3047240001 100 100 45* A JPY 1,495.00 11.55 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 16-Aug-10 OSE
Next Funds Russia RTS Linked ETF 1324 JP 1324.OS - RTSI$ JP3046790006 - 50 95* A JPY 125.00 19.11 0.06 Japanese Inv. Trust Index-Linked Notes J Nomura AM 29-Jul-08 OSE
Next Funds Tokyo Stock Exchange REIT Index ETF 1343 JP 1343.T - TSEREIT JP3047010008 36 36 32* Q JPY 934.00 72.22 0.29 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 18-Sep-08 TSE
Next Funds TOPIX-17 Automobiles & Transportation Equipment ETF 1622 JP 1622.T - TP17TPEQ JP3046610006 73 73 32* A JPY 10,410.00 4.75 0.04 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Banks ETF 1631 JP 1631.T - TP17BNK JP3046700005 83 83 32* A JPY 6,990.00 25.90 0.04 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Commercial & Wholesale Trade ETF 1629 JP 1629.T - TP17WSAL JP3046680009 136 139 32* A JPY 15,760.00 3.18 0.03 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Construction & Materials ETF 1619 JP 1619.T - TP17CNMT JP3046580001 163 163 32* A JPY 10,160.00 5.75 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Electric Appliances & Precision Instruments ETF 1625 JP 1625.T - TP17ELPR JP3046640003 181 181 32* A JPY 8,740.00 9.00 0.05 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Electric Power & Gas ETF 1627 JP 1627.T - TP17ELEC JP3046660001 17 17 32* A JPY 11,160.00 2.00 0.03 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Energy Resources ETF 1618 JP 1618.T - TP17ERGY JP3046570002 16 16 32* A JPY 9,720.00 3.51 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Financials Ex Banks ETF 1632 JP 1632.T - TP17FNCL JP3046710004 52 50 32* A JPY 6,490.00 1.75 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Foods ETF 1617 JP 1617.T - TP17FOOD JP3046560003 70 70 32* A JPY 12,720.00 6.68 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 IT & Services Others ETF 1626 JP 1626.T - TP17ITSV JP3046650002 227 237 32* A JPY 8,020.00 4.99 0.04 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Machinery ETF 1624 JP 1624.T - TP17MACH JP3046630004 122 122 32* A JPY 14,140.00 5.09 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
ETFs and ETPs listed in Japan (continued) ETFs and ETPs listed in Japan (continued)

ETFs listed in Japan (continued)
Next Funds TOPIX-17 Pharmaceutical ETF 1621 JP 1621.T - TP17PHRM JP3046600007 33 33 32* A JPY 9,890.00 4.86 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Raw Materials & Chemicals ETF 1620 JP 1620.T - TP17RWCH JP3046590000 169 172 32* A JPY 9,480.00 5.17 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Real Estate ETF 1633 JP 1633.T - TP17REAL JP3046720003 47 44 32* A JPY 14,260.00 3.50 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Retail Trade ETF 1630 JP 1630.T - TP17RETL JP3046690008 143 145 32* A JPY 8,010.00 2.58 0.00 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Steel & Nonferrous ETF 1623 JP 1623.T - TP17STML JP3046620005 59 59 32* A JPY 17,910.00 4.49 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
Next Funds TOPIX-17 Transportation & Logistics ETF 1628 JP 1628.T - TP17TPLG JP3046670000 66 66 32* A JPY 9,580.00 3.19 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 25-Mar-08 TSE
NIKKEI 225 ETF 1321 JP 1321.OS - NKY JP3027650005 225 225 22* A JPY 8,830.00 5,539.88 55.67 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 9-Jul-01 OSE
Nikkei 300 Stock Index Listed Fund 1319 JP 1319.T - NTY JP3013190008 300 300 52* A JPY 140.00 101.90 0.02 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 29-May-95 TSE
Russell/Nomura Small Cap Core Index Linked ETF 1312 JP 1312.OS - RNIROSC JP3046520007 398 398 50* A JPY 8,160.00 29.97 0.01 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 23-Oct-07 OSE
SSE 50 Index Linked ETF 1309 JP 1309.OS - SSE50 JP3046510008 - 50 95* A JPY 22,340.00 334.62 1.44 Japanese Inv. Trust Index-Linked Notes J Nomura AM 23-Oct-07 OSE
TOPIX ETF 1306 JP 1306.T - TPX JP3027630007 1668 1668 11* A JPY 810.00 5,778.70 12.34 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 11-Jul-01 TSE
TOPIX Banks Exchange Traded Fund 1615 JP 1615.T - TPNBNK JP3040170007 83 83 22* A JPY 119.00 351.17 1.28 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 2-Apr-02 TSE
TOPIX Core 30 Exchange Traded Fund 1311 JP 1311.T - TPXC30 JP3040140000 30 30 22* A JPY 451.00 168.70 0.08 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 2-Apr-02 TSE
TOPIX Electric Appliances Exchange Traded Fund 1613 JP 1613.T - TPELMH JP3040150009 155 157 22* A JPY 1,125.00 15.26 0.05 Japanese Inv. Trust Stocks (Fully Rep) J Nomura AM 2-Apr-02 TSE
Samsung Kodex200 ETF 1313 JP 1313.T 6950INAV KOSPI2 KR7069500007 118 200 35 Q JPY 1,688.00 1,316.95 0.01 Open Ended Fund Stocks J, SK Samsung ITM 19-Nov-07 TSE
Simplex NY Dow Jones Index Linked ETF 1679 JP 1679.T - INDU JP3047110006 - 30 15* A JPY 8,320.00 10.78 0.14 Trust Stocks (Fully Rep) J Simplex AM 10-Dec-09 TSE
ABF Pan Asia Bond Index Fund 1349 JP 2821.HK - ABTRPAUH SG9999002026 318 - 20 S JPY 10,120.00 2,227.77 0.01 Unit Trust Bonds HK, SG, J SSgA 19-Jun-09 TSE
ETPs listed in Japan

ETFS Physical Gold 1672 JP - - GOLDLNPM JE00B1VS3770 1 1 39* None JPY 10,280.00 5,068.66 0.07 Secured Note Physical Cmdty FR, G, N, IT, UK, J ETF Securities 25-Aug-09 TSE
ETFS Physical Platinum 1674 JP - - PLTMLNPM JE00B1VS2W53 1 1 49* None JPY 12,590.00 545.00 0.00 Secured Note Physical Cmdty FR, G, N, IT, UK, J ETF Securities 24-Aug-09 TSE
ETFS Physical Palladium 1675 JP - - PLDMLNPM JE00B1VS3002 1 1 49* None JPY 4,100.00 222.58 0.00 Secured Note Physical Cmdty FR, G, N, IT, UK, J ETF Securities 25-Aug-09 TSE
ETFS Physical Silver 1673 JP - - SLVRLN JE00B1VS3333 1 1 49* None JPY 1,570.00 518.59 0.04 Secured Note Physical Cmdty FR, G, N, IT, UK, J ETF Securities 24-Aug-09 TSE
ETFS Physical PM Basket 1676 JP - - - JE00B1VS3W29 4 4 43* None JPY 8,270.00 217.03 0.00 Secured Note Physical Cmdty FR, G, N, IT, UK, J ETF Securities 24-Aug-09 TSE
ETFS Agriculture DJ-UBSCI 1687 JP - - DJUBAGTR GB00B15KYH63 7 7 54 None JPY 583.00 1,092.11 0.02 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS All Commodities DJ-UBSCI 1684 JP - - DJUBSTR GB00B15KY989 19 19 54 None JPY 1,163.00 460.29 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Corn 1696 JP - - DJUBCNTR GB00B15KXS04 1 1 54 None JPY 118.00 118.38 0.03 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Natural Gas 1689 JP - - DJUBNGTR GB00B15KY104 1 1 54 None JPY 31.00 547.50 0.03 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Crude Oil 1690 JP - - DJUBCLTR GB00B15KXV33 1 1 54 None JPY 1,999.00 475.75 0.01 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Energy DJ-UBSCI 1685 JP - - DJUBENTR GB00B15KYB02 4 4 54 None JPY 913.00 175.98 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Nickel 1694 JP - - DJUBNITR GB00B15KY211 1 1 54 None JPY 2,015.00 67.23 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Wheat 1695 JP - - DJUBWHTR GB00B15KY765 1 1 54 None JPY 204.00 115.00 0.07 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Grains DJ-UBSCI 1688 JP - - DJUBGRTR GB00B15KYL00 3 3 54 None JPY 452.00 76.45 0.01 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Copper 1693 JP - - DJUBHGTR GB00B15KXQ89 1 1 54 None JPY 3,235.00 126.65 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Industrial Metals DJ-UBSCI 1686 JP - - DJUBINTR GB00B15KYG56 4 4 54 None JPY 1,442.00 207.39 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Aluminium 1692 JP - - DJUBALTR GB00B15KXN58 1 1 54 None JPY 455.00 39.91 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Gasoline 1691 JP - - DJUBRBTR GB00B15KXW40 1 1 54 None JPY 2,401.00 8.59 0.00 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
ETFS Soybeans 1697 JP - - DJUBSYTR GB00B15KY542 1 1 54 None JPY 1,431.00 27.11 0.01 Secured Note Futures FR, G, N, IT, UK, J ETF Securities 19-Mar-10 TSE
Japan Physical Gold ETF 1540 JP 1540.T - - JP3047190008 1 1 40* None JPY 3,380.00 34.83 0.71 Trust Physical Cmdty J MUFJ Trust & Banking 2-Jul-10 TSE
Japan Physical Palladium ETF 1543 JP 1543.T - - JP3047220003 1 1 50* None JPY 13,500.00 3.69 0.01 Trust Physical Cmdty J MUFJ Trust & Banking 2-Jul-10 TSE
Japan Physical Platinum ETF 1541 JP 1541.T - - JP3047200005 1 1 50* None JPY 4,140.00 7.88 0.03 Trust Physical Cmdty J MUFJ Trust & Banking 2-Jul-10 TSE
Japan Physical Silver ETF 1542 JP 1542.T - - JP3047210004 1 1 50* None JPY 5,230.00 5.82 0.07 Trust Physical Cmdty J MUFJ Trust & Banking 2-Jul-10 TSE
Mizuho Gold ETF 1683 JP - - TMECSUB4 JP3047150002 1 1 45 - JPY 3,295.00 3.69 0.01 - Futures J Mizuho AM 15-Feb-10 OSE
Gold-Price-Linked ETF 1328 JP 1328.OS - - JP3046490003 1 1 50* A JPY 3,050.00 215.62 1.17 Japanese Inv. Trust Index-Linked Notes J Nomura AM 10-Aug-07 OSE
Next Funds Nikkei-Tocom Platinum Index Linked ETF 1682 JP 1682.OS - TMECSUB6 JP3047140003 1 1 45* A JPY 242.00 5.58 0.04 Japanese Inv. Trust Futures J Nomura AM 15-Feb-10 OSE
Next Funds NOMURA Crude Oil Long Index Linked ETF 1699 JP 1699.T - - JP3047180009 1 1 50* A JPY 805.00 4.88 0.02 Japanese Inv. Trust Futures J Nomura AM 17-May-10 TSE
Simplex WTI Crude Oil Price Linked ETF 1671 JP 1671.OS - CTWCTR JP3047080001 1 1 85* A JPY 4,805.00 51.24 0.65 Trust Futures J Simplex AM 3-Aug-09 OSE
SPDR Gold Trust 1326 JP - GLDIV - US78463V1070 1 1 40 - JPY 10,170.00 51,785.75 3.24 NY Grantor Trust Physical Cmdty US, MX, SG, HK, J, UK SSgA 30-Jun-08 TSE
Silver ETC Planned
ETFs that have filed notification in Japan

P-notes/AXPs,
World Index Shares ETFs - CSI 300 China Tracker 2827 HK 2827.HK - SHSZ300 HK2827039002 160 300 139 A HKD 31.90 787.39 3.33 Unit Trust Shares-Optimized HK BOCI-Prudential AM 7-Jul-07 SEHK
db x-trackers - MSCI Emerging Market TRN Index ETF 3009 HK - - NDUEEGF LU0455009778 S 767 65 R HKD 28.30 - 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 22-Mar-10 SEHK
db x-trackers - MSCI Pacific ex Japan INDEX ETF 3043 HK - - NDDUPXJ LU0455009935 S 147 45 None HKD 28.70 - 0.01 Luxembourg Part 1 SICAV Swaps A, G, FR, F, L, SP, S, G, IT, UK, N, HK db x-trackers 16-Mar-10 SEHK
db x-trackers - MSCI World TRN Index ETF 3019 HK - - NDDUWI LU0455009851 S 1654 45 R HKD 20.40 - 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 19-Mar-10 SEHK
db x-trackers CSI300 Index ETF 3049 HK 3049.HK - SHSZ300 LU0455008887 S 300 50 A HKD 7.00 - 14.39 Luxembourg Part 1 SICAV Swaps G, SP, HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Banks Index ETF 3061 HK 3061.HK - SH000951 LU0460388514 S - 50 A HKD 9.11 27.22 4.29 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Consumer Discretionary Index ETF 3025 HK - - SH000911 LU0460388944 S 32 50 A HKD 9.36 41.41 7.77 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Energy Index ETF 3017 HK - - SH000908 LU0488319822 S 23 50 A HKD 7.53 9.24 3.78 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Financials Index ETF 2844 HK - - SH000914 LU0488320242 S 56 50 A HKD 9.26 18.38 4.47 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK

ETFs that have filed notification in Japan (continued)
db x-trackers CSI300 Health Care Index ETF 3057 HK - - SH000913 LU0460389678 S 17 50 A HKD 14.02 18.62 4.94 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Industrials Index ETF 3005 HK - - SH000910 LU0488320671 S 68 50 A HKD 6.06 6.68 1.35 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Materials Index ETF 3062 HK - - SH000909 LU0460390924 S 61 50 A HKD 6.66 20.10 2.84 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Real Estate Index ETF 2816 HK 2816.HK - SH000952 LU0460390338 S - 50 A HKD 9.53 38.79 7.26 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Transportation Index ETF 3063 HK 3063.HK - SH000957 LU0460388274 S - 50 A HKD 3.77 3.89 1.13 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers CSI300 Utilities Index ETF 3052 HK - - SH000917 LU0488319582 S 16 50 A HKD 4.24 5.29 1.65 Luxembourg Part 1 SICAV Swaps HK, L db x-trackers 25-Mar-10 SEHK
db x-trackers DAX ETF XDAX GY XDAX.DE XDAXINAV DAX LU0274211480 S 30 15 R EUR 58.99 2,451.63 33.87 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK db x-trackers 17-Jan-07 Xetra
db x-trackers DJ EURO STOXX 50 Short ETF XSSX GY XSSX.DE XSSXINAV SX5TS LU0292106753 S 50 40 R EUR 35.96 669.27 23.52 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK db x-trackers 14-Jun-07 Xetra
db x-trackers Euro Stoxx 50 ETF XESX GY XESX.DE XESXINAV SX5E LU0274211217 S 50 0 A EUR 26.64 2,926.52 13.11 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG db x-trackers 17-Jan-07 Xetra
db x-trackers FTSE 100 ETF XUKX GY XUKX.DE XUKXINAV UKX LU0292097234 S 102 30 A EUR 6.42 575.52 1.52 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, UK db x-trackers 14-Jun-07 Xetra
db x-trackers FTSE 100 Short XUKS GY XUKS.DE XUKSINAV UKX LU0328473581 S 102 50 R EUR 10.96 - 0.47 Luxembourg Part 1 SICAV Swaps G, UK, IT, SW, FR db x-trackers 7-Aug-08 Xetra
db x-trackers FTSE Vietnam XFVT GY XFVT.DE XFVTINAV FVTTE LU0322252924 S 31 85 R EUR 29.32 172.23 0.69 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK db x-trackers 6-Feb-08 Xetra
db x-trackers FTSE Vietnam 3087 HK 3087.HK XFVTINAV FVTTE LU0322252924 S 31 85 R HKD 292.20 - 0.32 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SG, SW, HK db x-trackers 8-Jul-09 SEHK
db x-trackers FTSE/XINHUA China 25 XX25 GY XX25.DE XX25INAV TXINOU LU0292109856 S 25 60 R EUR 22.59 304.50 1.80 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK db x-trackers 9-Jul-07 Xetra
db x-trackers FTSE/XINHUA China 25 3007 HK 3007.HK XX25INAV TXINOU LU0292109856 S 25 60 R HKD 222.20 - 0.00 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK db x-trackers 14-Jul-09 SEHK
db x-trackers LPX MM Private Equity ETF XLPE GY XLPE.DE XLPEINAV LPXMMITR LU0322250712 S 25 70 R EUR 19.53 85.87 0.17 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, IT, UK db x-trackers 6-Feb-08 Xetra
db x-trackers MSCI Brazil TRN Index XMBR GY XMBR.DE XMBRINAV NDUEBRAF LU0292109344 S 76 65 R EUR 48.34 283.61 1.93 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Brazil TRN Index 3048 HK - XMBRINAV NDUEBRAF LU0455009182 S 76 65 R HKD 49.45 - 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 8-Mar-10 SEHK
db x-trackers MSCI EM Asia TRN Index XMAS GY XMAS.DE XMASINAV NDUEEGFA LU0292107991 S 490 65 R EUR 26.05 648.01 2.46 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI EM Asia TRN Index 3035 HK - - NDUEEGFA LU0455009000 S 490 65 R HKD 26.15 - 0.03 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 10-Mar-10 SEHK
db x-trackers MSCI EM EMEA TRN Index XMEA GY XMEA.DE XMEAINAV NDDUEMEA LU0292109005 S 212 65 R EUR 24.04 90.95 0.31 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI EM LATAM TRN Index XMLA GY XMLA.DE XMLAINAV NDUEEGFL LU0292108619 S 125 65 R EUR 45.59 371.61 2.57 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Emerging Market TRN Index ETF XMEM GY XMEM.DE XMEMINAV NDUEEGF LU0292107645 S 767 65 R EUR 28.50 4,112.98 12.18 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Europe Mid Cap TRN XEUM GY XEUM.DE XEUMINAV MMDUEURN LU0322253732 S 264 40 R EUR 47.45 24.69 0.23 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, IT, UK, SW db x-trackers 6-Feb-08 Xetra
db x-trackers MSCI Europe Small Cap TRN XXSC GY XXSC.DE XXSCINAV NCEDE15 LU0322253906 S 1079 40 R EUR 16.76 353.91 0.11 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, IT, UK, SW db x-trackers 6-Feb-08 Xetra
db x-trackers MSCI Europe TRN ETF XMEU GY XMEU.DE XMEUINAV NDDUE15 LU0274209237 S 459 30 R EUR 30.65 989.14 5.24 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG db x-trackers 17-Jan-07 Xetra
db x-trackers MSCI Japan TRN ETF XMJP GY XMJP.DE XMJPINAV NDDUJN LU0274209740 S 345 50 R EUR 27.43 457.79 1.65 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK db x-trackers 17-Jan-07 Xetra
db x-trackers MSCI Korea TRN Index XMKO GY XMKO.DE XSPRINAV MXKR LU0292100046 S 99 65 R EUR 36.61 194.14 1.50 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG db x-trackers 30-Jul-07 Xetra
db x-trackers MSCI Korea TRN Index 2848 HK 2848.HK XSPRINAV MXKR LU0292100046 S 97 65 R HKD 361.40 - 0.07 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK, SG db x-trackers 8-Jul-09 SEHK
db x-trackers MSCI Russia Capped Index ETF XMRC GY XMRC.DE XMRCINAV MXRUC25P LU0322252502 S 28 65 A EUR 21.37 249.56 0.78 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, HK db x-trackers 6-Feb-08 Xetra
db x-trackers MSCI Russia Capped Index ETF 3027 HK - - MXRUC25P LU0455009265 S 31 65 A HKD 21.30 - 0.03 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, HK db x-trackers 18-Mar-10 SEHK
db x-trackers MSCI Taiwan TRN Index XMTW GY XMTW.DE XMTWINAV NDEUSTW LU0292109187 S 118 65 R EUR 12.29 134.68 1.50 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK db x-trackers 9-Jul-07 Xetra
db x-trackers MSCI Taiwan TRN Index 3036 HK 3036.HK XMTWINAV NDEUSTW LU0292109187 S 118 65 R HKD 121.20 - 0.10 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK db x-trackers 10-Jul-09 SEHK
db x-trackers MSCI USA TRN ETF XMUS GY XMUS.DE XMUSINAV NDDLUS LU0274210672 S 593 30 R EUR 19.52 1,332.40 3.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 17-Jan-07 Xetra
db x-trackers MSCI USA TRN ETF 3020 HK 3020.HK XMUSINAV NDDLUS LU0274210672 S 599 30 R HKD 191.80 - 0.01 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 10-Jul-09 SEHK
db x-trackers MSCI World TRN ETF XMWO GY XMWO.DE XMWOINAV NDDUWI LU0274208692 S 1654 45 R EUR 20.57 1,922.77 4.54 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, HK db x-trackers 10-Jan-07 Xetra
db x-trackers S&P 500 Inverse Daily ETF XSPS GY XSPS.DE XSPSINAV SPXTS LU0322251520 S 500 50 R EUR 43.11 244.55 5.14 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, S db x-trackers 7-Feb-08 Xetra
db x-trackers S&P CNX Nifty XNIF GY XNIF.DE XNIFINAV NIFTY LU0292109690 S 50 85 R EUR 92.14 328.72 1.21 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK db x-trackers 30-Jul-07 Xetra
db x-trackers S&P CNX Nifty 3015 HK 3015.HK XNIFINAV NIFTY LU0292109690 S 50 85 R HKD 902.00 - 0.11 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK, SG, HK db x-trackers 13-Jul-09 SEHK
db x-trackers S&P Global Infrastructure Equity XSGI GY XSGI.DE XSGIINAV SPGTINTR LU0322253229 S 75 60 R EUR 20.04 162.68 0.47 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SW db x-trackers 6-Feb-08 Xetra
db x-trackers S&P Select Frontier XSFR GY XSFR.DE XSFR INAV SPSFN LU0328476410 S 30 95 R EUR 8.10 35.37 0.04 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT, SW db x-trackers 14-Feb-08 Xetra
db x-trackers S&P/ASX 200 XAUS GY XAUS.DE XAUSINAV AS51 LU0328474803 S 200 50 R EUR 22.06 99.62 0.90 Luxembourg Part 1 SICAV Swaps G, F, A, N, L, SP, UK, FR, IT db x-trackers 6-Feb-08 Xetra
db x-trackers ShortDAX ETF XSDX GY XSDX.DE XSDXNAV SHORTDAX LU0292106241 S 30 40 R EUR 64.08 773.82 39.03 Luxembourg Part 1 SICAV Swaps A, F, FR, G, IT, L, N, S, SP, SW, UK db x-trackers 14-Jun-07 Xetra
EasyETF S&P GSCI Capped Commodity 35/20 GSCIUSD SW GSCIS.S GSCIUSD SPGSCPTR LU0203243844 S 24 53 R USD 39.47 719.65 0.60 Luxembourg FCP Swaps A, G, J, SW, B, L, SP, UK EasyETF 23-May-05 SIX
Hang Seng FTSE/Xinhua China 25 ETF 2838 HK 2838.HK FXRUPV XIN0I HK2838031154 25 25 50 S HKD 175.40 30.69 0.06 Hong Kong, Unit Trust Stocks HK Hang Seng IM 8-Jun-05 SEHK
Hang Seng H-Share Index ETF 2828 HK 2828.HK HSRUPV HSCEI HK2828013055 42 42 5 S HKD 114.50 2,398.75 18.25 Hong Kong, Unit Trust Stocks HK, TW Hang Seng IM 10-Dec-03 SEHK
Hang Seng Index ETF 2833 HK 2833.HK HIRUPV HSI HK2833027330 43 43 50 S HKD 206.80 3,255.75 0.95 Hong Kong, Unit Trust Stocks (Fully Rep) HK, TW Hang Seng IM 21-Sep-04 SEHK
iShares Asia Trust - iShares BSE SENSEX India Tracker 2836 HK 2836.HK - SENSEX HK2836036130 30 30 99* A HKD 16.68 233.30 2.09 - P-Notes HK iShares 2-Nov-06 SEHK
iShares Barclays 1-3 Year Credit Bond Fund CSJ US CSJ.N CSJIV - US4642886463 124 124 20 M USD 105.09 7,229.85 55.54 1940 Act Fund Bonds US, MX iShares 11-Jan-07 NYSE Arca
iShares Barclays 1-3 Year Treasury Bond Fund SHY US SHY.A SHYIV - US4642874576 47 46 15 M USD 84.31 8,717.65 84.52 1940 Act Fund Bonds US, CL, MX iShares 26-Jul-02 NYSE Arca
iShares Barclays 20+ Year Treasury Bond Fund TLT US TLT.A TLTIV - US4642874329 10 9 15 M USD 107.37 3,167.30 838.55 1940 Act Fund Bonds US, MX iShares 26-Jul-02 NYSE Arca
iShares Barclays 7-10 Year Treasury Bond Fund IEF US IEF.A IEFIV - US4642874402 8 9 15 M USD 98.82 3,745.28 82.32 1940 Act Fund Bonds US, MX iShares 26-Jul-02 NYSE Arca
iShares Barclays Aggregate Bond Fund AGG US AGG.A AGGIV LBUSTRUU US4642872265 178 9,023 24 M USD 108.86 12,518.90 72.80 1940 Act Fund Bonds US, MX iShares 26-Sep-03 NYSE Arca
iShares Barclays Capital Euro Inflation Linked Bond IBCI LN IBCI.L INAVILBP BEIG1T IE00B0M62X26 21 20 25 R GBP 154.90 869.66 0.08 Irish VCIC Bonds (Fully Rep) A, FR, G, IT, L, N, SW, UK, MX iShares 21-Nov-05 LSE
iShares Barclays Credit Bond Fund CFT US CFT.N CFTIV - US4642886208 237 237 20 M USD 107.90 722.93 4.54 1940 Act Fund Bonds US, MX iShares 11-Jan-07 NYSE Arca
iShares Barclays Intermediate Credit Bond Fund CIU US CIU.N CIUIV - US4642886380 176 176 20 M USD 107.79 2,975.00 15.18 1940 Act Fund Bonds US, MX iShares 11-Jan-07 NYSE Arca
iShares Barclays MBS Bond Fund MBB US MBB.A MBBIV - US4642885887 15 391 33 M USD 109.54 2,059.35 14.75 1940 Act Fund Bonds US, MX iShares 16-Mar-07 NYSE Arca
iShares Barclays Short Treasury Bond Fund SHV US SHV.N SHVIV - US4642886794 29 57 15 M USD 110.21 3,703.06 40.54 1940 Act Fund Bonds US, MX, CL iShares 11-Jan-07 NYSE Arca
iShares Barclays TIPS Bond Fund TIP US TIP.N TIPIV - US4642871762 17 17 20 M USD 107.94 20,540.98 82.83 1940 Act Fund Bonds US, MX, CL iShares 5-Dec-03 NYSE Arca
iShares CSI A-Share 300 Index ETF 2846 HK 2846.HK 2846IV CSIR0300 HK0000057395 100 300 99* S HKD 26.30 165.67 1.52 Unit Invest. Trust P-Notes/CAAPs HK iShares 18-Nov-09 SEHK
iShares CSI A-Share Energy Index ETF 3050 HK - 3050IV CSIR0908 HK0000057429 23 23 99* A HKD 11.68 48.05 0.06 Unit Invest. Trust P-Notes/CAAPs HK iShares 18-Nov-09 SEHK

iShares CSI A-Share Financials Index ETF 2829 HK - 2829IV CSIR0914 HK0000057387 57 57 99* A HKD 11.58 136.96 0.09 Unit Invest. Trust P-Notes/CAAPs HK iShares 18-Nov-09 SEHK
iShares CSI A-Share Infrastructure Index ETF 3006 HK - 3006IV CSIR0950 HK0000057403 45 45 99* A HKD 12.84 34.66 0.06 Unit Invest. Trust P-Notes/CAAPs HK iShares 18-Nov-09 SEHK
iShares CSI A-Share Materials Index ETF 3039 HK - 3039IV CSIR0909 HK0000057411 58 61 99* A HKD 13.12 69.15 0.12 Unit Invest. Trust P-Notes/CAAPs HK iShares 18-Nov-09 SEHK
iShares DJ Asia/Pacific Select Dividend 30 IAPD LN IAPD.L INAVASDP DJAPSDT IE00B14X4T88 30 30 59 Q GB-p 1,676.00 197.96 0.51 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SW, UK iShares 6-Jun-06 LSE
iShares Dow Jones Select Dividend Index Fund DVY US DVY.N DVYIV DJDVY US4642871689 101 100 40 Q USD 43.98 4,290.25 26.13 1940 Act Fund Stocks US, MX iShares 3-Nov-03 NYSE Arca
iShares Dow Jones U.S. Real Estate Index Fund IYR US IYR IYRIV DJUSRET US4642877397 76 83 48 Q USD 50.51 2,644.20 636.75 1940 Act Fund Stocks US, MX, CL iShares 12-Jun-00 NYSE Arca
iShares EURO STOXX 50 EUE LN EUE.L VLEUE SX5T IE0008471009 50 50 35 Q GB-p 2,179.00 4,046.41 2.46 Irish VCIC Stocks (Fully Rep) A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX iShares 1-Jun-01 LSE
iShares EURO STOXX Select Dividend 30 IDVY LN IDVY.L INAVSSDP SD3T IE00B0M62S72 30 30 40 Q GB-p 1,454.50 479.70 0.16 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SW, UK iShares 31-Oct-05 LSE
iShares FTSE 100 ISF LN ISF.L BEIFT100 UKX IE0005042456 102 102 40 Q GB-p 522.00 5,139.28 47.75 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SP, UK iShares 28-Apr-00 LSE
iShares FTSE BRIC 50 BRIC LN BRIC.L INAVFBRU FBRIC IE00B1W57M07 50 50 74 S GB-p 1,817.00 914.21 0.89 Irish VCIC Stocks (Fully Rep) A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK iShares 23-Apr-07 LSE
iShares FTSE KLD Select Social Index Fund KLD US KLD.N KLDIV KLDSSI US4642888022 264 226 50 Q USD 45.72 114.30 0.71 1940 Act Fund Stocks US iShares 28-Jan-05 NYSE Arca
iShares FTSE/Macquarie Global Infrastructure 100 INFR LN INFR.L INAVMQGP MCGIGIDI IE00B1FZS467 100 100 65 Q GB-p 1,376.00 308.17 0.40 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SW, UK iShares 23-Oct-06 LSE
iShares FTSE/Xinhua A50 China Index ETF 2823 HK 2823.HK - XIN50 HK2823028546 50 50 99* A HKD 11.88 7,120.12 144.07 Unit Invest. Trust P-Notes HK iShares 18-Nov-04 SEHK
iShares FTSE/Xinhua China 25 Index Fund FXI US FXI.N FXIIV XINOI US4642871846 26 25 73 S USD 39.36 7,563.02 698.95 1940 Act Fund Stocks AU, MX, US, CL, UK iShares 8-Oct-04 NYSE Arca
iShares iBoxx $ High Yield Corporate Bond Fund HYG US HYG.A HYGIV IBOXHY US4642885135 50 50 50 M USD 87.18 6,337.70 87.76 1940 Act Fund Bonds US, MX, CL iShares 11-Apr-07 NYSE Arca
iShares iBoxx $ Investment Grade Corporate Bond Fund LQD US LQD.A LQDIV GSITOP US4642872422 105 100 15 M USD 112.62 14,460.41 128.85 1940 Act Fund Bonds US, CL, MX iShares 26-Jul-02 NYSE Arca
iShares JPMorgan USD Emerging Markets Bond Fund EMB US EMB.P EMBIV JPEICOR US4642882819 44 124 60 M USD 109.99 2,078.81 25.39 1940 Act Fund Bonds US, MX iShares 19-Dec-07 NYSE Arca
iShares Markit iBoxx Euro Corporate Bond IBCX LN IBCX.L INAVBXE2 IB8A IE0032523478 72 53 20 Q EUR 123.68 4,748.00 2.53 Irish VCIC Bonds (Fully Rep) A, FR, G, IT, L, N, SW, UK, MX iShares 21-May-03 LSE
iShares MSCI AC Far East ex-Japan IFFF LN IFFF.L INAVPACP MXFEJ IE00B0M63730 403 483 74 Q GB-p 2,557.00 1,788.61 2.66 Irish VCIC Stocks (Optimized) A, FR, G, IT, L, N, SP, SW, UK iShares 31-Oct-05 LSE
iShares MSCI ACWI Index Fund ACWI US ACWI.O ACWIIV NDUEACWF US4642882579 702 2,884 35 S USD 39.27 1,201.66 8.70 1940 Act Fund Stocks US, MX iShares 28-Mar-08 NASDAQ
iShares MSCI Brazil Index Fund EWZ US EWZ.A EWZIV NDUEBRAF US4642864007 76 76 65 S USD 66.90 9,081.68 964.01 1940 Act Fund Stocks US, CL, MX, UK iShares 14-Jul-00 NYSE Arca
iShares MSCI China Tracker 2801 HK 2801.HK MCRUPV MXCN HK2801040828 109 123 99 A (Dec) HKD 20.45 167.20 0.47 Unit Invest. Trust Stocks HK iShares 23-Nov-01 SEHK
iShares MSCI EAFE Index Fund EFA US EFA.A EFAIV NDDUEAFE US4642874659 845 966 35 S USD 49.79 31,875.56 926.62 1940 Act Fund Stocks AU, MX, US, CL, UK iShares 17-Aug-01 NYSE Arca
iShares MSCI Eastern Europe 10/40 IEER LN IEER.L INAVEEPP MN40MEU IE00B0M63953 49 57 74 Q GB-p 1,817.00 284.30 0.80 Irish VCIC Stocks (Optimized) A, FR, G, IT, L, N, SP, SW, UK iShares 7-Nov-05 LSE
iShares MSCI Emerging Asia Index ETF 2802 HK 2802.HK - MXMSIM HK0000051851 72 490 69 A HKD 37.55 27.03 0.07 Unit Invest. Trust Stocks HK iShares 23-Apr-09 SEHK
iShares MSCI Emerging Markets Index Fund EEM US EEM.A EEMIV MXEF US4642872349 382 767 72 S USD 39.82 39,403.88 2,234.36 1940 Act Fund Stocks AU, MX, US, CL, UK iShares 7-Apr-03 NYSE Arca
iShares MSCI Europe IMEU LN IMEU.L INAVMSEG MXEU IE00B1YZSC51 379 459 35 Q GB-p 1,326.00 1,216.36 2.49 Irish VCIC Stocks (Optimized) A, D, F, FR, G, IT, L, N, NO, S, SW, UK iShares 9-Jul-07 LSE
iShares MSCI India ETF INDIA SP INDI.SI - MXIN SG1T41930465 60 60 99* None USD 6.87 927.45 4.87 Singapore Unit Trust P-Notes SG iShares 15-Jun-06 SGX
iShares MSCI Kokusai Index Fund TOK US TOK.P TOKIV NDDUKOK US4642882652 1,192 1,203 25 S USD 33.82 236.74 0.09 1940 Act Fund Stocks US, MX iShares 12-Dec-07 NYSE Arca
iShares MSCI Malaysia Index Fund EWM US EWM.A EWMIV NDDUMAF US4642868305 43 42 56 S USD 12.92 790.70 32.70 1940 Act Fund Stocks US, MX iShares 18-Mar-96 NYSE Arca
iShares MSCI Mexico Investable Market Index Fund EWW US EWW EWWIV MIMUMEXN US4642868222 48 50 55 S USD 47.82 1,439.38 136.93 1940 Act Fund Stocks US, CL iShares 18-Mar-96 NYSE Arca
iShares MSCI North America INAA LN INAA.L INAVMNAP NDDUNA IE00B14X4M10 486 693 40 Q GB-p 1,376.00 1,203.13 1.06 Irish VCIC Stocks (Optimized) A, FR, G, IT, L, N, SW, UK iShares 6-Jun-06 LSE
iShares MSCI Pacific ex-Japan Index Fund EPP US EPP.A EPPIV MSDUPXJ US4642866655 149 146 50 S USD 39.30 3,442.68 39.54 1940 Act Fund Stocks US, CL, MX iShares 25-Oct-01 NYSE Arca
iShares MSCI South Africa Index Fund EZA US EZA.A EZAIV NDEUSSA US4642867802 45 45 66 S USD 57.96 498.46 17.52 1940 Act Fund Stocks US, MX, CL iShares 7-Feb-03 NYSE Arca
iShares MSCI South Korea Index Fund EWY US EWY EWYIV MXKR US4642867729 101 98 65 S USD 47.92 3,265.75 107.74 1940 Act Fund Stocks AU, HK, MX, US, CL iShares 10-May-00 NYSE Arca
iShares MSCI Taiwan Index Fund EWT US EWT.A EWTIV MXTW US4642867315 125 121 82 S USD 12.23 2,729.74 145.26 1940 Act Fund Stocks AU, HK, MX, US, CL, UK iShares 23-Sep-00 NYSE Arca
iShares MSCI Turkey ITKY LN ITKY.L INAVTUKP MXTR IE00B1FZS574 22 22 74 S GB-p 2,536.00 221.74 0.42 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SW, UK iShares 6-Nov-06 LSE
iShares MSCI World IWRD LN IWRD.L INAVWORP MXWO IE00B0M62Q58 668 1,654 50 Q GB-p 1,498.00 2,950.50 4.54 Irish VCIC Stocks (Optimized) A, D, F, FR, G, IT, L, N, NO, SP, S, SW, UK, MX iShares 31-Oct-05 LSE
iShares Nasdaq Biotechnology Index Fund IBB US IBB IBBIV NBI US4642875565 119 121 48 Q USD 79.00 1,279.80 47.23 1940 Act Fund Stocks US, MX iShares 9-Feb-01 NASDAQ
iShares Russell 2000 Index Fund IWM US IWM.A IWMIV RU20INTR US4642876555 2,013 2,010 28 Q USD 60.30 12,168.54 3,691.09 1940 Act Fund Stocks AU, MX, US, CL, UK iShares 22-May-00 NYSE Arca
iShares S&P 500 Index Fund IVV US IVV IVVIV SPX US4642872000 501 500 9 Q USD 105.71 20,898.87 313.14 1940 Act Fund Stocks AU, MX, SG, US, CL iShares 15-May-00 NYSE Arca
iShares S&P Europe 350 Index Fund IEV US IEV.A IEVIV SPTR350N US4642878619 353 350 60 S USD 33.80 1,095.12 16.19 1940 Act Fund Stocks AU, MX, US, CL iShares 25-Jul-00 NYSE Arca
iShares S&P Global 100 Index Fund IOO US IOO IOOIV SPTR100N US4642875722 109 100 40 S USD 53.61 731.78 5.15 1940 Act Fund Stocks AU, MX, US iShares 5-Dec-00 NYSE Arca
iShares S&P Global Clean Energy Index Fund ICLN US ICLN.O ICLNIV SPGTCLEE US4642882249 31 30 48 S USD 15.45 50.99 0.24 1940 Act Fund Stocks US, MX iShares 25-Jun-08 NASDAQ
iShares S&P Global Consumer Discretionary Sector Index Fund RXI US RXI.N RXIIV SGD US4642887453 173 179 48 S USD 43.10 92.67 0.35 1940 Act Fund Stocks US, MX iShares 21-Sep-06 NYSE Arca
iShares S&P Global Consumer Staples Sector Index Fund KXI US KXI.N KXIIV SGCS US4642887370 100 100 48 S USD 55.90 279.50 2.76 1940 Act Fund Stocks US, AU, MX iShares 21-Sep-06 NYSE Arca
iShares S&P Global Energy Sector Index Fund IXC US IXC.A IXCIV SGES US4642873412 82 81 48 S USD 30.69 1,035.79 7.58 1940 Act Fund Stocks US, CL, MX iShares 12-Nov-01 NYSE Arca
iShares S&P Global Financials Sector Index Fund IXG US IXG.A IXGIV SGFS US4642873339 221 218 48 S USD 40.78 260.99 2.68 1940 Act Fund Stocks US, CL, MX iShares 12-Nov-01 NYSE Arca
iShares S&P Global Healthcare Sector Index Fund IXJ US IXJ.A IXJIV SGH US4642873255 83 83 48 S USD 46.68 443.46 1.41 1940 Act Fund Stocks US, AU, MX iShares 12-Nov-01 NYSE Arca
iShares S&P Global Industrials Sector Index Fund EXI US EXI.N EXIIV SGN US4642887297 186 185 48 S USD 43.39 160.54 0.83 1940 Act Fund Stocks US, MX iShares 21-Sep-06 NYSE Arca
iShares S&P Global Infrastructure Index Fund IGF US IGF.P IGFIV SPGTINNT US4642883726 77 73 48 S USD 31.68 434.02 1.14 1940 Act Fund Stocks US, MX iShares 12-Dec-07 NYSE Arca
iShares S&P Global Materials Sector Index Fund MXI US MXI.N MXIIV SGM US4642886950 119 117 48 S USD 56.69 765.32 2.77 1940 Act Fund Stocks US, CL, MX iShares 21-Sep-06 NYSE Arca
iShares S&P Global Nuclear Energy Index Fund NUCL US NUCL.O NUCLIV SPGTNEN US4642882322 25 24 48 S USD 37.22 16.38 0.05 1940 Act Fund Stocks US, MX iShares 25-Jun-08 NASDAQ
iShares S&P Global Technology Sector Index Fund IXN US IXN.A IXNIV SGI US4642872919 118 120 48 S USD 50.09 483.37 2.13 1940 Act Fund Stocks US, MX iShares 12-Nov-01 NYSE Arca
iShares S&P Global Telecommunications Sector Index Fund IXP US IXP.A IXPIV SGT US4642872752 45 40 48 S USD 52.80 322.08 3.93 1940 Act Fund Stocks US, MX, AU iShares 12-Nov-01 NYSE Arca
iShares S&P Global Timber & Forestry Index Fund WOOD US WOOD.O WOODIV SPGTTF US4642881746 25 25 48 S USD 38.62 54.45 0.28 1940 Act Fund Stocks US, MX iShares 25-Jun-08 NASDAQ
iShares S&P Global Utilities Sector Index Fund JXI US JXI.N JXIIV SGU US4642887115 77 77 48 S USD 43.31 218.72 2.25 1940 Act Fund Stocks US, MX iShares 21-Sep-06 NYSE Arca
iShares S&P Global Water IH2O LN IH2O.L INAVSGWG SPGTAQUA IE00B1TXK627 50 50 65 S GB-p 1,306.00 166.28 1.19 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SW, UK iShares 20-Mar-07 LSE
iShares S&P Latin America 40 Index Fund ILF US ILF.A ILFIV SPTRL40N US4642873909 34 40 50 S USD 44.49 2,435.83 90.17 1940 Act Fund Stocks US, CL, MX iShares 25-Oct-01 NYSE Arca
iShares S&P Listed Private Equity IPRV LN IPRV.L INAVSGPG SPLPEQTY IE00B1TXHL60 30 30 75 S GB-p 765.50 109.21 0.08 Irish VCIC Stocks (Fully Rep) A, FR, G, IT, L, N, SW, UK iShares 20-Mar-07 LSE
iShares S&P MidCap 400 Index Fund IJH US IJH IJHIV SPTRMDCP US4642875078 401 400 22 Q USD 72.16 7,104.15 59.95 1940 Act Fund Stocks AU, MX, US iShares 22-May-00 NYSE Arca

iShares S&P SmallCap 600 Index Fund IJR US IJR.A IJRIV SML US4642878049 600 600 20 Q USD 53.34 5,165.98 88.50 1940 Act Fund Stocks AU, MX, US iShares 22-May-00 NYSE Arca
iShares S&P/Citigroup International Treasury Bond Fund IGOV US IGOV.O IGOVIV SPBDXUTR US4642881175 45 552 35 M USD 101.34 141.88 0.57 1940 Act Fund Bonds US iShares 29-Jan-09 NASDAQ
Lyxor ETF Commodities CRB 2809 HK 2809.HK HKEF2809 CRYTR FR0010414813 S 19 65 None HKD 19.96 1,045.50 0.10 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 26-Apr-07 SEHK
Lyxor ETF CRB Non Energy CRN FP CNRG.PA INCRN CRYNETR FR0010346205 S 15 35 R EUR 18.79 283.58 0.86 French FCP Swaps A, FR, G, IT, SW, SG, SP Lyxor AM 9-Aug-06 EN Par
Lyxor ETF FTSE RAFI Europe 2806 HK 2806.HK HKEF2806 FREU FR0010568857 S 451 60 A HKD 42.60 10.95 0.03 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 3-Jun-08 SEHK
Lyxor ETF FTSE RAFI United States 1000 2803 HK 2083.HK HKEF2803 FR10 FR0010400754 S 983 60 A HKD 36.80 11.35 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 3-Jun-08 SEHK
Lyxor ETF MSCI AC Asia-Pacific Ex Japan 2815 HK 2815.HK HKEF2815 MXAPJ FR0010372185 S 666 65 A HKD 31.55 710.75 0.05 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 18-Apr-07 SEHK
Lyxor ETF MSCI Emerging Markets 2820 HK 2020.HK HKEF2820 MXEF FR0010435297 S 767 65 A HKD 76.25 1,205.85 0.01 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 3-Jun-08 SEHK
Lyxor ETF MSCI India 2810 HK 2813.HK HKEF2810 MXIN FR0010375766 S 60 85 A HKD 118.90 1,973.74 0.08 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 26-Apr-07 SEHK
Lyxor ETF MSCI Korea 2813 HK 2813.HK HKEF2813 MXKR FR0010375774 S 91 65 A HKD 31.95 192.49 0.04 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 26-Apr-07 SEHK
Lyxor ETF MSCI Taiwan 2837 HK 2837.HK HKEF2837 TAMSCI FR0010398701 S 123 65 A HKD 6.75 156.03 0.09 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 3-Jun-08 SEHK
Lyxor ETF MSCI World 2812 HK 2812.HK HKEF2812 MXWO FR0010446914 S 1,654 45 A HKD 8.52 44.97 0.02 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 18-Apr-07 SEHK
Lyxor ETF Nasdaq 100 2826 HK 2826.HK HKEF2826 NDX FR0010446930 S 83 30 A HKD 54.90 46.74 0.02 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 27-Apr-07 SEHK
Lyxor ETF Russia 2831 HK 2831.HK HKEF2831 RU10D FR0010460998 S 10 65 A HKD 28.25 29.08 0.07 French FCP Swaps A, FR, G, IT, SW, SP, SG, HK Lyxor AM 21-May-07 SEHK
Lyxor ETF Russia (DJ RusIndex Titans 10) RUS FP LRUS.PA INRUS RU10D FR0010326140 S 10 65 A (Sept) EUR 28.94 816.24 3.28 French FCP Swaps A, FR, G, IT, SW, HK, SP, SG Lyxor AM 22-Jun-06 EN Par
ThaiDEX SET50 ETF TDEX TB TDEX.BK - SET50 THSE50070002 50 50 43.5 S THB 6.22 75.19 0.45 Open Ended Fund Stocks (Fully Rep) TH One AM 6-Sep-07 SET
PowerShares Dynamic Developed International Opportunities PFA US PFA PFAIV QSGDEV US73936T8053 250 248 75 Q USD 14.61 27.75 0.09 Open Ended Fund Stocks US PowerShares 13-Jun-07 NYSE Arca
PowerShares FTSE RAFI Asia Pacific ex-Japan PAF US PAF PAFIV FRDAPXJ US73936T8541 137 138 80 Q USD 45.03 38.28 0.21 Open Ended Fund Stocks US PowerShares 25-Jun-07 NYSE Arca
PowerShares FTSE RAFI Developed Markets ex-U.S. PXF US PXF PXFIV FRX1X US73936T7899 1,000 1,007 75 Q USD 33.79 141.92 0.79 Open Ended Fund Stocks US PowerShares 25-Jun-07 NYSE Arca
PowerShares FTSE RAFI Europe PEF US PEF PEFIV FREU US73936T7550 479 462 75 Q USD 30.97 13.94 0.02 Open Ended Fund Stocks US PowerShares 25-Jun-07 NYSE Arca
PowerShares Global Clean Energy PBD US PBD PBDIV NEX US73936T6156 86 76 75 Q USD 12.27 145.09 0.85 Open Ended Fund Stocks US PowerShares 13-Jun-07 NYSE Arca
PowerShares Global Water PIO US PIO PIOIV PIIWI US73936T6230 41 37 75 Q USD 16.39 291.74 0.94 Open Ended Fund Stocks US PowerShares 13-Jun-07 NYSE Arca
PowerShares QQQ Trust QQQQ US QQQQ.O QXV NDX US73935A1043 100 100 20 Q USD 43.61 15,845.69 2,954.30 Unit Invest. Trust Stocks US, MX, UK PowerShares 10-Mar-99 NASDAQ
Samsung Kodex200 ETF 069500 KS 069500.KS 6950INAV KOSPI2 KR7069500007 129 200 35 Q KRW 22,815.00 1,316.95 20.21 Open Ended Fund Stocks J, SK Samsung ITM 14-Oct-02 KSE
ABF Pan Asia Bond Index Fund 2821 HK 2821.HK - ABTRPAUH SG9999002026 318 - 20 S USD 119.50 2,227.77 1.28 Unit Trust Bonds HK, SG, J SSgA 7-Jul-05 SEHK
Financial Select Sector SPDR Fund XLF US XLF.A FXV IXM US81369Y6059 82 82 21 Q USD 13.44 5,170.31 947.95 Open Ended Fund Stocks US, MX SSgA 22-Dec-98 NYSE Arca
SPDR DJ Industrial Average ETF DIA US DIA.A DXV INDU US78467X1090 30 30 16.7 M USD 100.17 7,552.10 776.44 Unit Invest. Trust Stocks N, US, MX, SG, UK SSgA 20-Jan-98 NYSE Arca
SPDR MSCI Europe ETF ERO FP ERO.PA VLERO MSEREURP FR0000001885 459 459 30 R EUR 105.18 427.07 0.82 French SICAV Stocks (Fully Rep) FR, G, L, N, UK SSgA 19-Jun-01 EN Par
SPDR S&P 500 SPY US SPY.A SXV SPX US78462F1030 500 500 9.45 Q USD 105.31 62,200.06 22,154.14 Unit Invest. Trust Stocks US, MX, UK SSgA 29-Jan-93 NYSE Arca
SPDR S&P/ASX 200 Fund STW AU STW.AX YSTW AS51 AU000000STW9 200 200 28.6 S (Jun, Dec) AUD 41.65 2,143.02 14.70 Open Ended Fund Stocks SG, AU SSgA 27-Aug-01 ASX
Tracker Fund of Hong Kong (TraHK) 2800 HK 2800.HK HKRUPV HSI HK2800008867 33 33 10 S (May, Nov) HKD 20.90 5,322.65 22.19 Unit Trust Stocks HK SSgA 12-Nov-99 SEHK
Vanguard Emerging Markets VWO US VWO.A VWOIV NDUEEGF US9220428588 836 748 27 A (Dec) USD 40.60 30,207.56 480.32 1940 Act Fund Stocks US, UK, MX, PE, CL Vanguard 4-Mar-05 NYSE Arca
Vanguard European ETF VGK US VGK.A VGKIV NDDUE15 US9220428745 476 459 16 A (Dec) USD 43.49 2,370.02 36.13 1940 Act Fund Stocks US, MX, PE, CL Vanguard 4-Mar-05 NYSE Arca
Vanguard FTSE All World ex-US Small-Cap ETF VSS US VSS.P VSSIV FSMUGXUS US9220427184 2,484 3,036 40 A USD 81.37 476.15 2.46 1940 Act Fund Stocks US, MX, PE Vanguard 6-Apr-09 NYSE Arca
Vanguard Pacific Stock ETF VPL US VPL.A VPLIV MXPC US9220428661 492 489 16 A (Dec) USD 50.24 1,352.13 6.97 1940 Act Fund Stocks US, MX, PE, CL Vanguard 4-Mar-05 NYSE Arca
Vanguard Small-Cap ETF VB US VB.A VBIV MZUSS US9229087518 1,753 1,750 14 A (Dec) USD 56.71 3,469.57 22.56 1940 Act Fund Stocks US, MX, PE, CL Vanguard 30-Jan-04 NYSE Arca
Vanguard Total Bond Market ETF BND US BND.A BNDIV LBUSTRUU US9219378356 4,570 8,211 12 M USD 82.75 8,920.45 64.82 1940 Act Fund Bonds US, MX, PE, CL Vanguard 10-Apr-07 NYSE Arca
Vanguard Total Stock Market ETF VTI US VTI.A VTIIV MSCIBM US9229087690 3,421 3,550 7 Q USD 53.59 13,634.00 95.70 1940 Act Fund Stocks US, MX, AU, PE, CL Vanguard 31-May-01 NYSE Arca
Vanguard Total World Stock Index Fund VT US VT.P VTIV FTAW01 US9220427424 2,765 2,767 30 A (Dec) USD 40.65 627.06 2.61 1940 Act Fund Stocks US, MX, PE Vanguard 26-Jun-08 NYSE Arca
ETPs that have filed notification in Japan

iShares Silver Trust SLV US SLV.A SLVIV SLVRLN US46428Q1094 1 1 50 None USD 18.63 5,677.49 127.50 NY Grantor Trust Physical Cmdty US, MX, UK iShares 28-Apr-06 NYSE Arca
iShares Gold Trust IAU US IAU.A IAUIV GCA US4642851053 1 1 25 None USD 12.10 3,792.75 35.05 NY Grantor Trust Physical Cmdty CN, US, MX iShares 28-Jan-05 NYSE Arca
iShares S&P GSCI Commodity-Indexed Trust GSG US GSG GSGIV GSCITR US46428R1077 S - 75 None USD 28.24 1,502.37 10.26 Delaware Statutory Trust Futures US iShares 20-Jul-06 NYSE Arca
SPDR Gold Trust GLD US GLD.N GLDIV GOLDLNPM US78463V1070 1 1 40 None USD 120.91 51,785.75 1,214.03 NY Grantor Trust Physical Cmdty US, MX, SG, HK, J, UK SSgA 18-Nov-04 NYSE Arca
Notes:
Footnotes:
2. 20-day average.
Middle East and Africa

Figure 43: ETF providers in the Middle East and Africa ranked by AUM, as at end August 2010
ETF providers with ETFs listed in the Middle East and Africa, as at end August 2010 End August 2010
AUM % #
ETF provider Short name Website # ETFs (US$ Bn) total planned
Satrix Managers Satrix www.satrix.co.za 7 $1.3 71.1% 1
db x-trackers db x-trackers www.dbxtrackers.com 5 $0.2 8.7% 0
Bips Investment Managers Bips IM www.bipsetf.co.za 2 $0.1 7.7% 0
Fortress Asset Managers Fortress www.proptrax.co.za 1 $0.0 2.3% 0
Investec Fund Management Investec FM www.zshares.co.za 1 $0.0 1.4% 0
Absa Capital Bips Investment Managers db x-trackers Falcom Financial Services Falcom Financial Services Falcom www.falcom.com.sa 2 $0.0 0.7% 0
www.absacapitaletfs.com www.bipsetf.co.za www.dbxtrackers.com www.falcom.com.sa
National Bank of Abu Dhabi NBAD www.nbad.com 1 $0.0 0.2% 2
Nedbank Capital Nedbank www.nedbank.co.za 1 $0.0 0.2% 0
Al Mal Capital Al Mal Capital www.almalcapital.com - - - 1
Gaon Investment House Gaon Investment www.gaon.com - - - 2
Other (planned) - - - 15
shares Total 27 $1.8 100.0% 21
Fortress Asset Managers Investec Fund Management National Bank of Abu Dhabi Nedbank Capital
www.proptrax.co.za www.zshares.co.za www.nbad.com www.nedbank.co.za
Figure 44: ETF listings by exchange in the Middle East and Africa, as at end August 2010
End August 2010
Saudi Arabia Saudi Stock Exchange Tadawul www.tadawul.com.sa 2 2 $0.0 $0.1
Satrix Managers South Africa Johannesburg Stock Exchange JSE www.jse.co.za 24 24 $1.8 $9.6
www.satrix.co.za UAE Abu Dhabi Securities Exchange ADX www.adx.ae 1 1 $0.0 $0.0
Total 27 27 $1.8 $9.7

ETP providers with ETPs listed in the Middle East and Africa, as at end August 2010 Source: Global ETF Research and Implementation Strategy Team, BlackRock, Bloomberg.
Figure 45: ETP providers in the Middle East and Africa ranked by assets, as at end August 2010
End August 2010
Assets % #
Israeli ETP Providers 300 $13.3 87.1% 0
New Funds Clade Investment Harel Harel www.harel-group.com/finance.html 16 N/A1 N/A 0
Management Dubai Commodity Asset Harel
www.newfunds.co.za
www.cladegroup.com
Management www.harel-group.com/finance.html Index Index www.indexsal.co.il 20 N/A1 N/A 0
www.dubaigoldsecurities.com KSM KSM www.xnes.co.il/Eng 98 N/A1 N/A 0
Mabat Mabat www.clalfinance.com 49 N/A1 N/A 0
Meitav Meitav www.meitav.co.il 14 N/A1 N/A 0
Psagot Psagot www.psagot.co.il 52 N/A1 N/A 0
Tachlit Tachlit www.tih.co.il/English 51 N/A1 N/A 0
Dubai Commodities Asset Management DCAM www.dubaigoldsecurities.com 1 $0.0 0.0% 0
Clade Investment Management Clade IM www.cladegroup.com 1 $0.0 0.0% 0
Other (planned ETP) - - - 1
Index KSM Mabat Meitav

Total 303 $15.3 100.0% 4
www.indexsal.co.il www.xnes.co.il/Eng www.clalfinance.com www.meitav.co.il
1. Individual assets of Israeli providers are temporarily unavailable. An aggregate value for Israeli ETPs has been included in the total assets.
Psagot Tachlit
www.psagot.co.il www.tih.co.il/English
ETFs and ETPs listed in the Middle East and Africa ETFs and ETPs listed in the Middle East and Africa

ETFs listed in Egypt
CASE 30 Index ETF Planned
ETFs listed in Israel

British Pound Sterling ETF Gaon Investment Planned
Japanese Yen ETF Gaon Investment Planned
CECE Index Planned
NSE S&P CNX Nifty 50 Planned
Russell 2000 Planned
ETNs listed in Israel

Harel Galil Bonds 0-2 y HRLGLL02 IT HRGLL.10 - - IL0011137374 7 7 40 R ILs 227.36 N/A 0.07 ETN - ISA - IL No Harel 23-Apr-09 TASE
Harel Galil Bonds 2-5 y HRLGLL25 IT HRLGLL.5 - - IL0011132656 4 4 40 R ILs 247.39 N/A 0.15 ETN - ISA - IL No Harel 27-Jan-09 TASE
Harel Gilon Gov. Bonds HRLGIL IT HRGIL.8 - - IL0011137119 5 5 40 R ILs 253.89 N/A 0.08 ETN - ISA - IL No Harel 23-Apr-09 TASE
Harel Hang Seng HRHSN29 IT HRHSN.29 - HSI IL0011164667 43 43 100 R ILs 1,023.00 N/A 0.01 ETN - ISA - IL No Harel 16-Dec-09 TASE
Harel Sal DJCBT HRDJN31 IT HRDJN.31 - DJCBT IL0011164824 96 96 80 R ILs 1,027.00 N/A 0.02 ETN - ISA - IL No Harel 16-Dec-09 TASE
Harel Sal Dow Jones Brazil ADR Index HBR2032 IT HBR20.32 - BR20 IL0011163008 20 20 100 R ILs 1,205.00 N/A 0.02 ETN - ISA - IL No Harel 9-Dec-09 TASE
Harel Sal NIFTY HRNFT30 IT HRNFT.30 - NIFTY IL0011164741 50 50 100 R ILs 438.80 N/A 0.11 ETN - ISA - IL No Harel 16-Dec-09 TASE
Harel Sal S&P 500 HRS&P25 IT HRS&P.25 - SPX IL0011164410 500 500 70 R ILs 409.70 N/A 0.02 ETN - ISA - IL No Harel 30-Dec-09 TASE
Harel Shahar Gov. Bonds 2-5 Years HRLSHA IT HRSHA.9 - - IL0011137291 4 4 40 R ILs 334.27 N/A 0.16 ETN - ISA - IL No Harel 23-Apr-09 TASE
Harel TA-100 HRL100 IT HRT100.2 - TA-100 IL0011132326 100 100 - R ILs 1,042.00 N/A 1.12 ETN - ISA - IL No Harel 10-May-09 TASE
Harel TA-25 HRLA25 IT HRT25.7 - TA-25 IL0011132243 25 25 - R ILs 1,564.00 N/A 0.03 ETN - ISA - IL No Harel 20-Jan-09 TASE
Harel TA-75 HRL75 IT HRT75.11 - TA-75 IL0011137457 76 76 40 R ILs 772.20 N/A 0.25 ETN - ISA - IL No Harel 25-May-09 TASE
Harel TA-Banks HRLBNK IT HRBAN.12 - TABANK IL0011137523 5 5 50 R ILs 1,179.00 N/A 0.26 ETN - ISA - IL No Harel 25-May-09 TASE
Harel Tel-Bond 20 HRLTB20 IT HRTB20.3 - TEL-B20 IL0011132409 20 20 30 R ILs 267.44 N/A 0.19 ETN - ISA - IL No Harel 9-Feb-09 TASE
Harel Tel-Bond 40 HRLTB40 IT HRB40.13 - TEL-B40 IL0011137606 40 40 40 R ILs 258.33 N/A 0.52 ETN - ISA - IL No Harel 10-May-09 TASE
Harel Tel-Bond 60 HRLTB60 IT HRTB60.4 - TEL-B60 IL0011132573 60 60 35 R ILs 262.83 N/A 0.35 ETN - ISA - IL No Harel 9-Feb-09 TASE
Index 75/25 INDX13 IT - - - IL0011018491 - - - None ILs 12,710.00 N/A 0.08 Exchange Traded Note - IL No Index 25-Feb-07 TASE
Index 80/20 INDX23 IT - - - IL0011070443 - - - None ILs 11,042.00 N/A 0.02 Exchange Traded Note - IL No Index 9-Sep-07 TASE
Index 90/10 INDX20 IT - - - IL0011070369 - - - None ILs 11,721.00 N/A 0.33 Exchange Traded Note - IL No Index 9-Sep-07 TASE
Index Eurostoxx 50(SX5E) INCEU11 IT - - - IL0011018236 - 50 - - ILs 2,586.00 N/A 0.01 Exchange Traded Note - IL No Index 25-Feb-07 TASE
Index Galil Bonds 2-5 y INDX36 IT - - - IL0011070773 - - - - ILs 245.85 N/A 0.20 Exchange Traded Note - IL No Index 10-Sep-07 TASE
Index Gilon Gov. Bonds INDG35 IT - - - IL0011070690 - - - - ILs 252.11 N/A 0.08 Exchange Traded Note - IL No Index 9-Sep-07 TASE
Index HSCEI (China) INHSCE7 IT - - - IL0010993819 - - - 3x a yr ILs 11,400.00 N/A 0.11 Exchange Traded Note - IL No Index 30-Oct-06 TASE
Index India CNX Nifty INCNX14 IT - - - IL0011018566 - - - None ILs 5,237.00 N/A 0.07 Exchange Traded Note - IL No Index 25-Feb-07 TASE
Index NASDAQ 100 INDNDX6 IT - - NDQ IL0010993736 - - - None ILs 1,705.00 N/A 0.21 Exchange Traded Note - IL No Index 26-Oct-06 TASE
Index Nikkei Shekel INDNKY3 IT - - NKY IL0010978232 - - - - ILs 9,690.00 N/A 0.00 Exchange Traded Note - IL No Index 13-Jul-06 TASE
Index NIKKEI-225 INDNKY5 IT - - NKY IL0010993652 - 225 - - ILs 8,678.00 N/A 0.04 Exchange Traded Note - IL No Index 10-Jul-06 TASE
Index Real-Estate 15 INND158 IT - - EST-15 IL0011017816 - 15 - - ILs 281.70 N/A 0.04 Exchange Traded Note - IL No Index 25-Feb-07 TASE
Index S&P 500 INDSP18 IT - - SPX IL0011075566 - 500 - Q ILs 1,043.00 N/A 0.36 Exchange Traded Note - IL No Index 8-Nov-07 TASE
Index TA-100 IND1002 IT - - TA-100 IL0010978158 - 100 - - ILs 1,043.00 N/A 1.46 Exchange Traded Note - IL No Index 10-Jul-06 TASE
Index Short 100 IN10010 IT - - - IL0011018152 - 100 - None ILs 858.50 N/A 0.39 Exchange Traded Note - IL No Index 25-Feb-07 TASE
Index TA-25 INDX251 IT - - TA-25 IL0010978075 - 25 - - ILs 1,131.00 N/A 0.63 Exchange Traded Note - IL No Index 10-Jul-06 TASE
Index Short 25 INTA259 IT - - - IL0011018079 - 25 - None ILs 769.60 N/A 0.38 Exchange Traded Note - IL No Index 25-Feb-07 TASE
Index TA-75 IND7515 IT - - - IL0011070286 - 75 - A ILs 767.20 N/A 0.23 Exchange Traded Note - IL No Index 6-Sep-07 TASE
Index TA-Banks INDXBN4 IT - - TABANK IL0010993579 - - - A ILs 1,165.00 N/A 0.52 Exchange Traded Note - IL No Index 26-Oct-06 TASE
Index Tel-Div 20 INTDB27 IT - - - IL0011070518 - - - A ILs 1,231.00 N/A 0.26 Exchange Traded Note - IL No Index 6-Sep-07 TASE
KSM 80/20 KSM8020 IT KSM80-20.TA - - IL0011057663 - - - - ILs 11,239.00 N/A 0.06 Exchange Traded Note - IL No KSM 21-Jun-07 TASE
KSM 90/10 KSM9010 IT KSM90-10.TA - - IL0011057580 - - - - ILs 12,049.00 N/A 0.07 Exchange Traded Note - IL No KSM 21-Jun-07 TASE
KSM ASX200 52 ETF KA20052 IT KSMOMX.TA - AS51 IL0011077547 200 200 100* S ILs 1,478.00 N/A 0.08 Exchange Traded Note - IL No KSM 12-Nov-07 TASE
KSM BITUACH ETF KSMBIT IT KSMINS.TA - - IL0011077620 12 12 50* - ILs 13,320.00 N/A 0.16 Exchange Traded Note - IL No KSM 15-Nov-07 TASE
KSM Brazil KBVSP50 IT KSMBVSP.TA - IBOV IL0011077398 64 64 100* - ILs 13,510.00 N/A 0.39 Exchange Traded Note - IL No KSM 12-Nov-07 TASE
KSM CAC40 51 ETF KCAC451 IT KSMCAC.TA - CAC IL0011077471 40 40 80* S ILs 1,671.00 N/A 0.15 Exchange Traded Note - IL No KSM 12-Nov-07 TASE
KSM Canada KSMSPTSX IT KSKND46.TA - SPTSX60 IL0011062697 60 60 60* S ILs 2,452.00 N/A 0.06 Exchange Traded Note - IL No KSM 19-Jul-07 TASE
KSM China KSMCHN IT KSMCHN.TA - TXINOU IL0011196206 25 25 100* Q ILs 8,106.00 N/A 0.21 Exchange Traded Note - IL No KSM 30-Nov-04 TASE
KSM Cleantech KSMCLNT IT KSMCUS.TA - CTIUS IL0010976178 76 77 100* Q ILs 3,448.00 N/A 0.01 Exchange Traded Note - IL No KSM 8-Jun-06 TASE
KSM Commodities KSMCMDT IT - - SPGSCI IL0010967185 24 24 120* - ILs 1,467.93 N/A 0.08 Exchange Traded Note - IL No KSM 10-Apr-06 TASE
KSM DAX KSMDAX IT KSMDAX.TA - DAX IL0011169120 30 30 50* Q ILs 2,760.00 N/A 0.19 Exchange Traded Note - IL No KSM 12-Sep-04 TASE
KSM DJ 50 KSMSX5E IT KSMDJBK.TA - SX5E IL0011172827 50 50 100* - ILs 12,560.00 N/A 0.09 Exchange Traded Note - IL No KSM 21-Jan-04 TASE
KSM Dollar KSMDLR IT - - - IL0010982762 - - - None ILs 37,864.00 N/A 0.57 Exchange Traded Note - IL No KSM 28-Aug-06 TASE
KSM Dow Jones KSMDJIA IT KSMDJ.TA - INDU IL0011173080 30 30 50* Q ILs 3,811.00 N/A 0.04 Exchange Traded Note - IL No KSM 3-Mar-04 TASE
KSM Dow Jones Banks KSMDJBK IT KSMDJBK.TA - DJTBAK IL0010975006 30 30 100* Q ILs 2,432.00 N/A 0.11 Exchange Traded Note - IL No KSM 26-Jun-06 TASE
ETFs and ETPs listed in the Middle East and Africa (continued) ETFs and ETPs listed in the Middle East and Africa (continued)

ETNs listed in Israel (continued)
KSM East Europe KSMESEU IT - - CECEEUR IL0011169955 29 30 100* S ILs 8,988.00 N/A 0.02 Exchange Traded Note - IL No KSM 12-Sep-05 TASE
KSM Energy KSMENG IT KSMIXE.TA - IXE IL0010976251 32 32 - Q ILs 1,930.00 N/A 0.02 Exchange Traded Note - IL No KSM 22-Jun-06 TASE
KSM EURO KSMEUR IT - - - IL0010982846 - - - None ILs 48,500.00 N/A 0.03 Exchange Traded Note - IL No KSM 10-Aug-06 TASE
KSM Euro Dividend KSMSD3E IT - - SD3E IL0011057333 30 30 80* S ILs 7,680.00 N/A 0.00 Exchange Traded Note - IL No KSM 3-Jul-07 TASE
KSM Eurostoxx 50(SX5E) KSMSX5I IT KSME50.TA - SX5E IL0010994726 50 50 - Q ILs 2,747.00 N/A 0.14 Exchange Traded Note - IL No KSM 1-Nov-06 TASE
KSM FN KSMFIN15.TA - - - IL0011169534 15 15 50* - ILs 10,660.00 N/A 0.29 Exchange Traded Note - IL No KSM 19-Jan-05 TASE
KSM FTSE 100 KSMFTSE IT KSMFT.TA - UKX IL0011168965 102 102 - Q ILs 3,101.00 N/A 0.01 Exchange Traded Note - IL No KSM 2-Aug-04 TASE
KSM Galil KSGLL83 IT KSMGLIL83.TA - - IL0011116576 19 19 40* - ILs 2,660.00 N/A 0.08 Exchange Traded Note - IL No KSM 4-Sep-08 TASE
KSM Galil 0-2 ETF KSMGL02 IT KSMGLIL0-2.TA - - IL0011080590 8 8 - - ILs 2,278.40 N/A 0.06 Exchange Traded Note - IL No KSM 22-Nov-07 TASE
KSM Galil 2-5 ETF KSMGL25 IT KSMGLIL2-5.TA - - IL0011080673 5 5 40* - ILs 2,473.27 N/A 0.71 Exchange Traded Note - IL No KSM 22-Nov-07 TASE
KSM Galil 7-10 ETF KSMG710 IT KSMGLIL7-10.TA - - IL0011080756 1 1 40* - ILs 2,809.66 N/A 0.12 Exchange Traded Note - IL No KSM 22-Nov-07 TASE
KSM Global Dividend KSMSDGL IT - - SDGL IL0011057416 100 100 100* S ILs 7,665.00 N/A 0.03 Exchange Traded Note - IL No KSM 21-Jun-07 TASE
KSM Gold KSMGLD IT KSMGL.TA - GOLDS IL0010931603 - - 100* - ILs 4,482.66 N/A 0.25 Exchange Traded Note - IL No KSM 1-Jun-05 TASE
KSM Government Linked KSMB5 IT KSMBL.TA - - IL0011170011 - - 40* - ILs 2,690.59 N/A 0.15 Exchange Traded Note - IL No KSM 18-Aug-05 TASE
KSM Health Care KSMDJHC IT KSMDJHC.TA - DJTHCA IL0010975261 30 30 100* Q ILs 991.00 N/A 0.02 Exchange Traded Note - IL No KSM 5-Jul-06 TASE
KSM IBOXHY KSMIBXH IT - - IBOXHY IL0011029126 50 50 100* - ILs 626.00 N/A 0.03 Exchange Traded Note - IL No KSM 22-Mar-07 TASE
KSM IL Gillon Gov Bonds KSMGLBND IT KSMGILON.TA - - IL0011057259 5 5 40* - ILs 2,527.44 N/A 0.32 Exchange Traded Note - IL No KSM 25-Jun-07 TASE
KSM Il Shahar Bond KSMSHBND IT KSMSHAHAR.TA - - IL0011169617 11 11 40* - ILs 3,389.04 N/A 0.05 Exchange Traded Note - IL No KSM 1-Jun-05 TASE
KSM India K SMSP IT KSMSP.TA - SPX IL0011173247 500 500 70* Q ILs 3,978.00 N/A 0.33 Exchange Traded Note - IL No KSM 23-Jun-04 TASE
KSM Korea KSMKOREA IT KSMKR.TA - KOSPI IL0011170359 750 750 100* Q ILs 7,226.00 N/A 0.02 Exchange Traded Note - IL No KSM 31-Jan-06 TASE
KSM Latin America 40 KSMLA40 IT KSMLT.TA - SPALC IL0011170276 40 40 100* S ILs 1,622.00 N/A 0.06 Exchange Traded Note - IL No KSM 5-Dec-05 TASE
KSM Long Real Estate 15 X2 Dai KSRX222 IT KSMREALX2.TA - - IL0011118978 15 15 150* - ILs 467.20 N/A 0.20 Exchange Traded Note - IL No KSM 25-Sep-08 TASE
KSM Long TA 25 X3 Daily Exposu KST2523 IT KSMTA25X3.TA - TA-25 IL0011119059 25 25 150* - ILs 1,298.00 N/A 2.38 Exchange Traded Note - IL No KSM 25-Sep-08 TASE
KSM Long TA 75 X2 Daily Exposu KST7520 IT KSMTA75X2.TA - TA-75 IL0011118895 75 75 150* - ILs 1,357.00 N/A 0.72 Exchange Traded Note - IL No KSM 25-Sep-08 TASE
KSM Makam 84 KSMKM84 IT KSMMKM84.TA - - IL0011116659 12 12 - - ILs 2,539.57 N/A 0.10 Exchange Traded Note - IL No KSM 4-Sep-08 TASE
KSM Mid-Cap 50 KSM5070 IT - - MCXP IL0011106007 50 50 - Q ILs 3,650.00 N/A 0.18 Exchange Traded Note - IL No KSM 14-May-08 TASE
KSM MSCI AC Far East ex Japan PMMXFEJ IT - - - IL0010990435 572 572 79* S ILs 1,643.00 N/A 0.20 Exchange Traded Note - IL No KSM 4-Oct-06 TASE
KSM MSCI Brazil PMMSCI7 IT - - MXBR IL0011045619 - 76 85* S ILs 2,398.00 N/A 0.09 Exchange Traded Note - IL No KSM 6-May-07 TASE
KSM MSCI China PMSCI16 IT - - MXCN IL0011097438 - 125 - S ILs 2,943.00 N/A 0.01 Exchange Traded Note - IL No KSM 11-Mar-08 TASE
KSM MSCI East Europe PMMXME6 IT - - MXME IL0011045536 - 58 85* S ILs 1,455.00 N/A 0.01 Exchange Traded Note - IL No KSM 5-Jun-07 TASE
KSM MSCI Emerging Markets PMMXEF2 IT - - - IL0010990351 939 939 100* S ILs 3,546.00 N/A 0.81 Exchange Traded Note - IL No KSM 4-Oct-06 TASE
KSM MSCI Europe PMMXEU5 IT - - MXEU IL0011045460 - 462 95* S ILs 2,036.00 N/A 0.00 Exchange Traded Note - IL No KSM 5-Jun-07 TASE
KSM MSCI India PMMSCI8 IT - - MXIN IL0011045791 - 60 85* S ILs 1,156.00 N/A 0.01 Exchange Traded Note - IL No KSM 5-Jun-07 TASE
KSM MSCI Japan PMMXJP4 IT - - - IL0010990500 395 395 95* S ILs 2,174.00 N/A 0.00 Exchange Traded Note - IL No KSM 4-Oct-06 TASE
KSM MSCI Scandinavia PMSCI11 IT - - MXND IL0011096935 - 70 95* S ILs 1,394.00 N/A 0.00 Exchange Traded Note - IL No KSM 11-Mar-08 TASE
KSM MSCI Singapore KMSCI48 IT - - SIMSCI IL0011077216 37 37 100* S ILs 965.70 N/A 0.02 Exchange Traded Note - IL No KSM 8-Nov-07 TASE
KSM MSCI South Africa PMMSCI9 IT - - MXZA IL0011045874 - 45 80* S ILs 1,785.00 N/A 0.01 Exchange Traded Note - IL No KSM 5-Jun-07 TASE
KSM MSCI Spain PMSCI14 IT - - MXES IL0011097271 - 28 - S ILs 2,715.00 N/A 0.00 Exchange Traded Note - IL No KSM 11-Mar-08 TASE
KSM MSCI Turkey PMMSCI1 IT - - MXTR IL0011045957 - 20 85* S ILs 2,121.00 N/A 0.02 Exchange Traded Note - IL No KSM 5-Jun-07 TASE
KSM MSCI World PMMXWO1 IT - - - IL0010990195 1,941 1,654 95* S ILs 3,967.00 N/A 0.84 Exchange Traded Note - IL No KSM 4-Oct-06 TASE
KSM Nasdaq 100 KSMNSDQ IT KSMNDX - NDX IL0011169047 100 100 50* Q ILs 6,514.00 N/A 0.31 Exchange Traded Note - IL No KSM 2-Aug-04 TASE
KSM NASDAQ 100 KSHORTNS IT KSMNDX.TA - NDX IL0011170680 100 100 - Q ILs 8,360.00 N/A 0.05 Exchange Traded Note - IL No KSM 9-Jun-05 TASE
KSM Nikkei 225 KSMNK IT KSMNKY.TA - NKY IL0011173163 225 225 75* Q ILs 9,526.00 N/A 0.04 Exchange Traded Note - IL No KSM 19-Apr-04 TASE
KSM NIKKEI-225 KSMNKIL IT KSMNKY.TA - NKY IL0010994643 225 225 - Q ILs 9,358.00 N/A 0.28 Exchange Traded Note - IL No KSM 1-Nov-06 TASE
KSM Oil KSMOIL IT KSBNT18.TA - CO1 IL0010981103 - - - S ILs 1,719.25 N/A 0.61 Exchange Traded Note - IL No KSM 24-Jul-06 TASE
KSM REIT - KSMREAL15.TA - EST-15 IL0011169468 15 15 50* - ILs 2,802.00 N/A 0.19 Exchange Traded Note - IL No KSM 19-Jan-05 TASE
KSM Russel 20000 KSMRU2K IT KSMRS.TA - RTY IL0011169872 2,016 2,016 50* Q ILs 2,231.00 N/A 0.09 Exchange Traded Note - IL No KSM 8-Sep-05 TASE
KSM Russia KSMRUSIA IT KSMRU.TA - CRTX IL0011170433 16 16 100* S ILs 6,658.00 N/A 0.17 Exchange Traded Note - IL No KSM 30-Jan-06 TASE
KSM S&P 500 KSMSP IT KSMSP.TA - SPX IL0011173247 500 500 70* Q ILs 3,978.00 N/A 0.33 Exchange Traded Note - IL No KSM 23-Jun-04 TASE
KSM Mid 31 KSMID31 IT - - MCXP IL0011055501 - 200 90* S ILs 1,160.00 N/A 0.00 Exchange Traded Note - IL No KSM 11-Jun-07 TASE
KSM Scandinavia KSMOMX IT KSMOMX.TA - OMX IL0011029209 30 30 80* Q ILs 502.00 N/A 0.01 Exchange Traded Note - IL No KSM 26-Mar-07 TASE
KSM Shahar 0-2 KSMSH02 IT KSMSHRO-2.TA - - IL0011080830 2 2 - - ILs 2,862.28 N/A 0.08 Exchange Traded Note - IL No KSM 29-Nov-07 TASE
KSM Shahar 2-5 KSMSH25 IT KSMSHR2-5.TA - - IL0011081093 4 4 40* - ILs 3,338.80 N/A 0.17 Exchange Traded Note - IL No KSM 29-Nov-07 TASE
KSM Shahar 5+ KSMSH5 IT KSMSHR5.TA - - IL0011080913 5 5 40* - ILs 3,826.85 N/A 0.13 Exchange Traded Note - IL No KSM 29-Nov-07 TASE
KSM Short Real Estate 15 - KSMSREAL15.TA - EST-15 IL0010993082 15 15 - - ILs 9,117.00 N/A 0.03 Exchange Traded Note - IL No KSM 18-Oct-06 TASE
KSM Short S&P 500 KSHORTSP IT KSMSP.TA - SPX IL0011170763 500 500 - Q ILs 6,976.00 N/A 0.03 Exchange Traded Note - IL No KSM 20-Jun-05 TASE
KSM Short TA 100 X3 daily expo KT10019 IT KSM3STA100.TA - TA-100 IL0011058406 100 100 150* - ILs 304.70 N/A 0.32 Exchange Traded Note - IL No KSM 25-Jun-07 TASE
KSM Short TA 25 1200 KSMTA IT - - TA-25 IL0011124737 - - - None ILs N/A Exchange Traded Note - IL No KSM 6-Nov-08 TASE
KSM Short TA 25 X3 daily expos KSRT25X3 IT KSM3STA25.TA - TA-25 IL0011058323 25 25 150* - ILs 287.30 N/A 2.51 Exchange Traded Note - IL No KSM 25-Jun-07 TASE
KSM Short TA 75 X2 daily expos KSRT75X2 IT KSM2STA75.TA - TA-25 IL0011057903 25 25 - - ILs 498.70 N/A 0.33 Exchange Traded Note - IL No KSM 5-Jul-07 TASE
KSM Short TA Banks - KSMSTBNK.TA - TABANK IL0010984412 5 5 - - ILs 12,250.00 N/A 0.30 Exchange Traded Note - IL No KSM 28-Aug-06 TASE

KSM Short TA Banks X2 daily ex KSRTBKX2 IT KSM2BNK.TA - - IL0011058083 5 5 150* - ILs 370.50 N/A 0.08 Exchange Traded Note - IL No KSM 11-Jul-07 TASE
KSM Short TA Real Estate 15 X2 KSRTREX2 IT KSM2SREAL15.TA - - IL0011058166 15 15 - - ILs 165.70 N/A 0.20 Exchange Traded Note - IL No KSM 11-Jul-07 TASE
KSM Short TA-25 KSHOR25B IT KSMSTA25B.TA - TA-25 IL0010997794 25 25 - - ILs 7,139.00 N/A 0.46 Exchange Traded Note - IL No KSM 29-Nov-06 TASE
KSM Short Tel Bond X2 daily ex KSRTTBX2 IT KSM3STELBOND.TA - TEL-B20 IL0011057747 20 20 - - ILs 529.63 N/A 0.01 Exchange Traded Note - IL No KSM 25-Jun-07 TASE
KSM Short Yeter 30 - KSMSYETR50.TA - ISSMYETR IL0010984586 50 50 - - ILs 6,163.00 N/A 0.10 Exchange Traded Note - IL No KSM 17-Aug-06 TASE
KSM Short YETER 50 (750) KST5077 IT KSMSTERT50.TA - - IL0011124992 50 50 - - ILs N/A Exchange Traded Note - IL No KSM 4-Nov-08 TASE
KSM Small Cap 30 KSM30 IT - - ISSMYETR IL0011169385 30 30 100* - ILs 3,632.00 N/A 0.31 Exchange Traded Note - IL No KSM 19-Jan-05 TASE
KSM TA 100 KSM100 IT KSM100.TA - TA-100 IL0011172660 100 100 - - ILs 10,440.00 N/A 4.45 Exchange Traded Note - IL No KSM 30-Nov-03 TASE
KSM TA Banks KSMTABK IT KSMBN4.TA - TABANK IL0010896715 5 5 50* - ILs 11,520.00 N/A 1.53 Exchange Traded Note - IL No KSM 29-Feb-04 TASE
KSM TA MAALA 20 KSMMA IT KSMMAALA.TA - MAALA IL0011172587 20 20 20* - ILs 8,608.00 N/A 0.06 Exchange Traded Note - IL No KSM 14-Mar-05 TASE
KSM Taiwan KSMTW IT KSMTW.TA - TWY IL0011170508 100 100 100* Q ILs 1,040.00 N/A 0.01 Exchange Traded Note - IL No KSM 6-Feb-06 TASE
KSM Tel Aviv Banks KSMTABK IT - - TABANK IL0011172900 5 5 50* S ILs 11,520.00 N/A 1.53 Exchange Traded Note - IL No KSM 29-Feb-04 TASE
KSM Tel Aviv T - KSMTT15.TA - TATEK15 IL0011172744 15 15 90* - ILs 2,008.00 N/A 0.19 Exchange Traded Note - IL No KSM 18-Dec-03 TASE
KSM Tel Bond KSMTLBND IT KSMTELBOND.TA - - IL0011016339 20 20 30* - ILs 2,661.00 N/A 0.77 Exchange Traded Note - IL No KSM 6-Feb-07 TASE
KSM Tel Bond 40 KSBND63 IT KSMBND63.TA - - IL0011092306 40 40 35* - ILs 2,580.95 N/A 1.09 Exchange Traded Note - IL No KSM 6-Feb-08 TASE
KSM Tel Bond 60 KSBND64 IT KSMBND64.TA - - IL0011092488 60 60 35* - ILs 2,630.82 N/A 0.98 Exchange Traded Note - IL No KSM 6-Feb-08 TASE
KSM Tel Div - KSTDB17.TA - TELDIV20 IL0010981020 20 20 50* - ILs 12,220.00 N/A 0.32 Exchange Traded Note - IL No KSM 24-Jul-06 TASE
KSM US Dividend KSMDJDVP IT - - - IL0011060535 - - 100* S ILs 1,188.00 N/A 0.06 Exchange Traded Note - IL No KSM 3-Jul-07 TASE
KSM Water KSMDJWA IT KSMZWI.TA - ZWI IL0010975758 38 38 100* Q ILs 5,016.00 N/A 0.03 Exchange Traded Note - IL No KSM 8-Jun-06 TASE
KSM Yeter 120 - KSM120.TA - - IL0011031676 120 120 100* - ILs 7,833.00 N/A 0.24 Exchange Traded Note - IL No KSM 15-Apr-07 TASE
KSM25 KSM25 IT KSMTA25.TA - TA-25 IL0011169799 25 25 - - ILs 11,320.00 N/A 2.28 Exchange Traded Note - IL No KSM 18-Aug-05 TASE
KSM75 KSM75 IT KSMTA75.TA - TA-75 IL0011172413 75 75 50* - ILs 7,466.00 N/A 1.41 Exchange Traded Note - IL No KSM 2-Feb-04 TASE
Clal Bat-Mabat Real State-15 MBTIN15 IT - - EST-15 IL0010964943 15 15 45 None ILs 280.30 N/A 0.07 Exchange Traded Note - IL No Mabat 15-Mar-06 TASE
Clal Fin Bat-Mabat 20/80 MBT2827 IT - - - IL0011041998 - - 90 None ILs 493.44 N/A 0.12 Exchange Traded Note - IL No Mabat 3-Jun-07 TASE
Clal Fin Bat-Mabat 28 20/80 MBT8228 IT - - - IL0011042079 - - 90 None ILs 4,222.00 N/A 0.00 Exchange Traded Note - IL No Mabat 29-May-07 TASE
Clal Fin Bat-Mabat 30 TA25 MBMN30 IT - - - IL0011042236 25 25 90 None ILs 12,050.00 N/A 0.00 Exchange Traded Note - IL No Mabat 29-May-07 TASE
Clal Fin Bat-Mabat DAX MBDX21 IT - - DAX IL0011014193 30 30 50 None ILs 2,840.00 N/A 0.05 Exchange Traded Note - IL No Mabat 14-Feb-07 TASE
Clal Fin Bat-Mabat Djusre MBRE22 IT - - DJUSRE IL0011014276 76 76 120 Q ILs 709.00 N/A 0.04 Exchange Traded Note - IL No Mabat 14-Feb-07 TASE
Clal Fin Bat-Mabat Fin 15 MBTF151 IT - - FIN-15 IL0010920630 15 15 50 None ILs 1,067.00 N/A 0.02 Exchange Traded Note - IL No Mabat 27-Jan-05 TASE
Clal Fin Bat-Mabat FTSE 100 MBFT23 IT - - UKX IL0011014359 102 102 90 Q ILs 3,000.00 N/A 0.02 Exchange Traded Note - IL No Mabat 14-Feb-07 TASE
Clal Fin Bat-Mabat Gilon MBGE15 IT - - - IL0011013518 5 5 40 None ILs 253.66 N/A 0.20 Exchange Traded Note - IL No Mabat 5-Feb-07 TASE
Clal Fin Bat-Mabat In 18-Nk MBNK18 IT - - NKY IL0011013930 225 225 - None ILs 9,402.00 N/A 0.04 Exchange Traded Note - IL No Mabat 14-Feb-07 TASE
Clal Fin Bat-Mabat Ind Eco12 MTIEC12 IT - - ECO IL0010972037 52 52 100 None ILs 311.80 N/A 0.02 Exchange Traded Note - IL No Mabat 30-May-06 TASE
Clal Fin Bat-Mabat S/C 120 MBTYT38 IT - - MCAP-120 IL0011083644 120 120 90 S ILs 786.50 N/A 0.04 Exchange Traded Note - IL No Mabat 4-Dec-07 TASE
Clal Fin Bat-Mabat Sh Sh 5+ MBSHA35 IT - - - IL0011080004 5 5 - None ILs 115.30 N/A 0.10 Exchange Traded Note - IL No Mabat 22-Nov-07 TASE
Clal Fin Bat-Mabat Shahar MBSHR14 IT - - - IL0011013443 5 5 40 None ILs 382.20 N/A 0.21 Exchange Traded Note - IL No Mabat 5-Feb-07 TASE
Clal Fin Bat-Mabat TA 100 MBT1002 IT - - TA-100 IL0010914955 100 100 - S ILs 1,040.00 N/A 1.69 Exchange Traded Note - IL No Mabat 30-Oct-04 TASE
Clal Fin Bat-Mabat Ta 100 32 MT1S32 IT - - TA-100 IL0011079782 100 100 - None ILs 960.50 N/A 0.02 Exchange Traded Note - IL No Mabat 22-Nov-07 TASE
Clal Fin Bat-Mabat TA 25 ENBT1 IT - - TA-25 IL0010895154 25 25 - S ILs 1,134.00 N/A 1.48 Exchange Traded Note - IL No Mabat 28-May-07 TASE
Clal Fin Bat-Mabat TA-75 MBTG75 IT - - TA-75 IL0010964869 75 75 50 - ILs 755.50 N/A 0.38 Exchange Traded Note - IL No Mabat 22-Sep-07 TASE
Clal Fin Bat-Mabat Ta-Banks MBTGBN IT - - TABANK IL0010964372 5 5 45 - ILs 1,165.00 N/A 1.09 Exchange Traded Note - IL No Mabat 15-Mar-06 TASE
Clal Fin Bat-Mabat Tel Bd 40 MBB4048 IT - - TEL-B40 IL0011094617 40 40 40 None ILs 260.52 N/A 0.43 Exchange Traded Note - IL No Mabat 5-Feb-08 TASE
Clal Fin Bat-Mabat Tel Bd 60 MBB6049 IT - - TEL-B60 IL0011094799 60 60 40 None ILs 265.32 N/A 0.45 Exchange Traded Note - IL No Mabat 5-Feb-08 TASE
Clal Fin Bat-Mabat Tel Div20 MBTDIV IT - - TELDIV20 IL0010979719 20 20 50 - ILs 1,220.00 N/A 0.19 Exchange Traded Note - IL No Mabat 4-Jul-06 TASE
Clal Fin Bat-Mabat Yeter 50 MBTF302 IT - - MCAP-50 IL0010920713 50 50 100 None ILs 359.70 N/A 0.03 Exchange Traded Note - IL No Mabat 27-Jan-05 TASE
Clal Fin Bat-Mabat-Banks Sht MBTGSBN IT - - TABANK IL0010964786 5 5 - None ILs 1,414.00 N/A 0.05 Exchange Traded Note - IL No Mabat 15-Mar-06 TASE
Clal Fin Bat-Mabatint SP500 MBTSP1 IT - - SPX IL0010900913 500 500 70 Q ILs 3,943.00 N/A 0.05 Exchange Traded Note - IL No Mabat 1-Jan-05 TASE
Clal Fin Bt-Galil 0-2 MBGL237 IT - - - IL0011081663 7 7 40 None ILs 227.34 N/A 0.09 Exchange Traded Note - IL No Mabat 21-Nov-07 TASE
Clal Fin Bt-Mabat Galil 7-10 MBGLL44 IT - - - IL0011081820 1 1 40 None ILs 280.36 N/A 0.11 Exchange Traded Note - IL No Mabat 21-Nov-07 TASE
Clal Fin Bt-Mabat Gidur NSDQ MBTGNS3 IT - - NDX IL0010933765 100 100 - None ILs 1,050.00 N/A 0.00 Exchange Traded Note - IL No Mabat 15-Jun-05 TASE
Clal Fin Bt-Mabat Sh Tel B20 MTB2033 IT - - TEL-B20 IL0011079865 20 20 - None ILs 131.85 N/A 0.02 Exchange Traded Note - IL No Mabat 20-Nov-07 TASE
Clal Fin Bt-Mabat Shahar 0-2 MBTS236 IT - - - IL0011081580 2 2 40 None ILs 285.59 N/A 0.10 Exchange Traded Note - IL No Mabat 21-Nov-07 TASE
Clal Fin Bt-Mabat Shahar 2-5 MBTSH45 IT - - - IL0011081903 4 4 40 None ILs 333.30 N/A 0.20 Exchange Traded Note - IL No Mabat 21-Nov-07 TASE
Clal Fin Bt-Mabat Short Ta75 MTA7534 IT - - TA-75 IL0011079949 75 75 - None ILs 1,223.00 N/A 0.11 Exchange Traded Note - IL No Mabat 20-Nov-07 TASE
Clal Fin-Galil 2-5 MBGLL43 IT - - - IL0011081747 5 5 40 None ILs 247.28 N/A 0.24 Exchange Traded Note - IL No Mabat 21-Nov-07 TASE
Clal Mabat Short Real Est MND1531 IT - - EST-15 IL0011079600 15 15 - None ILs 1,116.00 N/A 0.01 Exchange Traded Note - IL No Mabat 20-Nov-07 TASE
Mabat 25 Agr25 Short MBT2526 IT - - TA-25 IL0011041816 25 25 - None ILs 1,157.00 N/A 0.14 Exchange Traded Note - IL No Mabat 28-May-07 TASE
Mabat 90/10 Gov M901078 IT - - - IL0011165995 - - - None ILs 391.35 N/A 0.04 Exchange Traded Note - IL No Mabat 17-Dec-09 TASE
Mabat CAC MBCAC39 IT - - CAC IL0011083727 40 40 80* None ILs 1,641.00 N/A 0.00 Exchange Traded Note - IL No Mabat 5-Dec-07 TASE
Mabat EuroSTOXX 50 MBEU17 IT - - SX5E IL0011013856 50 50 90 S ILs 1,218.00 N/A 0.01 Exchange Traded Note - IL No Mabat 14-Feb-07 TASE
Mabat Galil 5-7 MBGL16 IT - - - IL0011013773 2 2 40 None ILs 269.23 N/A 0.22 Exchange Traded Note - IL No Mabat 5-Feb-07 TASE

Mabat Index Nky10 MBINK10 IT - - NKY IL0010971872 225 225 65 - ILs 9,650.00 N/A 0.01 Exchange Traded Note - IL No Mabat 30-May-06 TASE
Mabat Indx HSI 9 MBTIHS9 IT - HIS HIS IL0010971799 42 42 80 Q ILs 16,270.00 N/A 0.02 Exchange Traded Note - IL No Mabat 16-Jan-07 TASE
Mabat Indx MSC11 MBIMS11 IT - - MXWO IL0010971955 - 1,656 90 None ILs 5,225.00 N/A 0.01 Exchange Traded Note - IL No Mabat 30-May-06 TASE
Mabat Indx Ta25 Short MBT2520 IT - - TA-25 IL0011040826 25 25 - Q ILs 870.40 N/A 1.21 Exchange Traded Note - IL No Mabat 21-May-07 TASE
Mabat Long Term Bond MBTLB41 IT - - - IL0011083800 - - 40* None ILs 304.33 N/A 0.26 Exchange Traded Note - IL No Mabat 9-Dec-07 TASE
Mabat Nasdaq 100 MBTFNS1 IT - - NDX IL0010909849 100 100 50 Q ILs 1,452.00 N/A 0.10 Exchange Traded Note - IL No Mabat 5-Aug-04 TASE
Mabat Short Term Bond MNGLN42 IT - - - IL0011083982 - - 40* None ILs 258.85 N/A 0.09 Exchange Traded Note - IL No Mabat 23-Dec-07 TASE
Mabat Tel Bd 20 MBTB24 IT - - TEL-B20 IL0011014433 20 20 - None ILs 267.36 N/A 1.03 Exchange Traded Note - IL No Mabat 5-Feb-07 TASE
Mabat Teltech 15 MBT1T15 IT - - ISSMTTEC IL0010965023 15 15 80* None ILs 206.50 N/A 0.09 Exchange Traded Note - IL No Mabat 19-Mar-06 TASE
Mbt 19 90/10 MBT1929 IT - - - IL0011042152 - - 90 None ILs 376.63 N/A 0.06 Exchange Traded Note - IL No Mabat 3-Jun-07 TASE
Meitav Currencies Ltd. B1 GBP HDSCB1 IT - - GBPILS IL0011096281 - - - Q ILs 58,800.00 N/A 0.00 Exchange Traded Note - IL No Meitav 4-Mar-08 TASE
Meitav Currencies Ltd. B2 JPY HDSCB2 IT - - JPYILS IL0011097842 - - - Q ILs 45,060.00 N/A 0.00 Exchange Traded Note - IL No Meitav 4-Mar-08 TASE
Meitav Galil Bonds 0-2 y HDAS1 IT - - - IL0011019895 - - - R ILs 226.90 N/A 0.04 Exchange Traded Note - IL No Meitav 7-Jun-07 TASE
Meitav Galil Bonds 2-5 y HDAS2 IT - - - IL0011020034 - - - R ILs 247.03 N/A 0.19 Exchange Traded Note - IL No Meitav 11-Mar-07 TASE
Meitav Galil Bonds 5-7 y. HDAS3 IT - - - IL0011020117 - - - R ILs 267.93 N/A 0.03 Exchange Traded Note - IL No Meitav 11-Mar-07 TASE
Meitav Galil Bonds 7-10 y HDAS4 IT - - - IL0011020299 - - - R ILs 280.50 N/A 0.01 Exchange Traded Note - IL No Meitav 11-Mar-07 TASE
Meitav Gilon Gov. Bonds HDSGLN5 IT - - - IL0011144388 - - - R ILs 254.55 N/A 0.00 Exchange Traded Note - IL No Meitav 5-Jul-09 TASE
Meitav Negotiable Dollar B1 USD HDSB1 IT - - ILS IL0010881527 - - - Q ILs 38,171.00 N/A 0.72 Exchange Traded Note - IL No Meitav 28-Aug-03 TASE
Meitav Negotiable Dollar B2 EUR HDSB2 IT - - EURILS IL0010899115 - - - Q ILs 48,403.00 N/A 0.07 Exchange Traded Note - IL No Meitav 30-Mar-04 TASE
Meitav Non-Linked Gov. Bonds HDSHSH1 IT - - - IL0010931785 - - - R ILs 305.59 N/A 0.08 Exchange Traded Note - IL No Meitav 1-Jun-05 TASE
Meitav Quarterly Ltd. B1 USD HDSQRB1 IT - - ILS IL0010908288 - - - Q ILs 38,124.00 N/A 0.12 Exchange Traded Note - IL No Meitav 22-Jul-04 TASE
Meitav Shahar Gov. Bonds 0-2 Years HDS206 IT - - - IL0011144461 - - - R ILs 285.01 N/A 0.00 Exchange Traded Note - IL No Meitav 5-Jul-09 TASE
Meitav Shahar Gov. Bonds 2-5 Years HDS257 IT - - - IL0011144537 - - - R ILs 334.96 N/A 0.08 Exchange Traded Note - IL No Meitav 5-Jul-09 TASE
Meitav Shahar Gov. Bonds 5+Years HDS58 IT - - - IL0011144610 - - - R ILs 383.74 N/A 0.01 Exchange Traded Note - IL No Meitav 5-Jul-09 TASE
Psagot Sal 20/80 TLCSTA2 IT - - - IL0011046112 - - 80* R ILs 11,629.00 N/A 0.03 Exchange Traded Note Bonds, Stocks IL No Psagot 12-Jun-07 TASE
Psagot Sal AlphaBeta 60/40 PSG4032 IT - - - IL0011183972 - - 80* R ILs 9,809.00 N/A 0.02 Exchange Traded Note Bonds IL No Psagot 21-Mar-10 TASE
Psagot Sal AlphaBeta 80/20 P802027 IT - - - IL0011152373 - - - R ILs 11,102.00 N/A 0.22 Exchange Traded Note Bonds, Stocks IL No Psagot 14-Sep-09 TASE
Psagot Sal AlphaBeta 90/10 P901028 IT - - - IL0011160525 - - 70* R ILs 10,489.00 N/A 0.37 Exchange Traded Note Bonds, Stocks IL No Psagot 16-Nov-09 TASE
Psagot Sal AlphaBeta 90/10 Defensive PSG9031 IT - - - IL0011183717 - - 50* R ILs 10,054.00 N/A 0.01 Exchange Traded Note Bonds IL No Psagot 21-Mar-10 TASE
Psagot Sal AlphaBeta 9010 Gov PSG10 IT - - - IL0011173817 - - 70* R ILs 10,460.00 N/A 0.04 Exchange Traded Note Bonds, Stocks IL No Psagot 6-Jan-10 TASE
Psagot Sal AlphaBeta 95/5 P950526 IT - - - IL0011152290 - - - R ILs 10,976.00 N/A 0.69 Exchange Traded Note Bonds, Stocks IL No Psagot 14-Sep-09 TASE
Psagot Sal AlphaBeta General Bond PSTLB34 IT - - - IL0011178782 - - 40* R ILs 10,483.00 N/A 0.38 Exchange Traded Note Bonds IL No Psagot 23-Feb-10 TASE
Psagot Sal Asia Div TLDJAS3 IT - - DJASDT IL0011046294 30 30 125* R ILs 3,410.00 N/A 0.03 Exchange Traded Note Stocks IL No Psagot 5-Jun-07 TASE
Psagot Sal Asia Tiger TDJTGR4 IT - - DJTGR IL0010966013 50 50 - Q ILs 16,000.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 6-Apr-06 TASE
Psagot Sal Australia Div TLASTR8 IT - - DJAUSDT IL0011079113 30 30 100* R ILs 1,077.00 N/A 0.02 Exchange Traded Note Stocks IL No Psagot 19-Nov-07 TASE
Psagot Sal Banks TLTABN5 IT - - TABANK IL0011046450 5 5 45* R ILs 1,170.00 N/A 0.47 Exchange Traded Note Stocks IL No Psagot 5-Jun-07 TASE
Psagot Sal Bond 20 TLTLBD1 IT - - TEL-B20 IL0011046039 20 20 35* R ILs 266.04 N/A 1.29 Exchange Traded Note Bonds IL No Psagot 5-Jun-07 TASE
Psagot Sal Bond 40 TALM412 IT - - TEL-B40 IL0011094120 40 40 - R ILs 2,576.45 N/A 0.68 Exchange Traded Note Bonds IL No Psagot 4-Feb-08 TASE
Psagot Sal Bond 60 TALM613 IT - - TEL-B60 IL0011094203 60 60 - R ILs 2,624.08 N/A 0.67 Exchange Traded Note Bonds IL No Psagot 4-Feb-08 TASE
Psagot Sal Brazil TLIBV10 IT - - IBOV IL0011079378 65 65 100* R ILs 13,500.00 N/A 0.21 Exchange Traded Note Stocks IL No Psagot 26-Nov-07 TASE
Psagot Sal Canada Div TLICND7 IT - - DJCASDT IL0011079030 30 30 100* R ILs 1,044.00 N/A 0.03 Exchange Traded Note Stocks IL No Psagot 26-Nov-07 TASE
Psagot Sal Commoditys TDBLCI8 IT - - DBLCMACL IL0010966500 6 6 - N/A ILs 1,366.50 N/A 0.05 Exchange Traded Note - IL No Psagot 6-Apr-06 TASE
Psagot Sal DAX - NIS PSDAX68 IT - - DAX IL0011202038 30 30 80* R ILs 5,841.00 N/A 0.00 Exchange Traded Note Stocks IL No Psagot 12-Aug-10 TASE
Psagot Sal Euro Stoxx Div TSD3E12 IT - - SD3E IL0010995228 30 30 100* Q ILs 7,539.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 20-Nov-06 TASE
Psagot SAL FTSE Xinhua China 25 PSCHN56 IT - - XIN0I IL0011175630 25 25 100* R ILs 8,581.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 27-Jan-10 TASE
Psagot Sal Galil 0-2 PSGGL22 IT - - - IL0011128530 8 8 - R ILs 226.69 N/A 0.08 Exchange Traded Note Bonds IL No Psagot 10-Dec-08 TASE
Psagot Sal Galil 2-5 PSGGL23 IT - - - IL0011128613 4 4 - R ILs 246.61 N/A 0.30 Exchange Traded Note Bonds IL No Psagot 10-Dec-08 TASE
Psagot Sal Galil 5-10 PSGGL45 IT - - - IL0011183899 3 - 40* R ILs 270.23 N/A 0.09 Exchange Traded Note Bonds IL No Psagot 21-Mar-10 TASE
Psagot Sal Germany Div TLIGRM6 IT - - DJDESDT IL0011078958 20 20 - R ILs 1,171.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 19-Nov-07 TASE
Psagot Sal Gilonim TLGLN11 IT - - - IL0011079451 5 5 - R ILs 252.29 N/A 0.10 Exchange Traded Note Bonds IL No Psagot 26-Nov-07 TASE
Psagot Sal Global TLDJGT5 IT - - DJGT IL0010966195 50 50 - Q ILs 5,691.00 N/A 0.00 Exchange Traded Note Stocks IL No Psagot 6-Apr-06 TASE
Psagot Sal Global Div TLSDGV9 IT - - SDGV IL0011079295 100 100 100* R ILs 1,265.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 19-Nov-07 TASE
Psagot Sal Gold PGOLD60 IT - - GOLDLNAM IL0011202111 1 1 100* N/A ILs 4,723.00 N/A 0.00 Exchange Traded Note - IL No Psagot 29-Jul-10 TASE
Psagot Sal Japan Div TDJSD13 IT - - DJJPSDT IL0010995301 30 30 120* R ILs 8,622.00 N/A 0.03 Exchange Traded Note Stocks IL No Psagot 20-Nov-06 TASE
Psagot Sal Makam PSMKM24 IT - - - IL0011128795 12 12 - N/A ILs 253.94 N/A 0.50 Exchange Traded Note Bonds IL No Psagot 10-Dec-08 TASE
Psagot Sal Nadlan 15 PR15S18 IT - - EST-15 IL0011157406 15 15 - R ILs 283.60 N/A 0.04 Exchange Traded Note Stocks IL No Psagot 3-Nov-09 TASE
Psagot Sal NASDAQ 100 PSNAS48 IT - - NDX IL0011188013 100 100 50* R ILs 6,731.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 29-Apr-10 TASE
Psagot Sal Nasdaq 100 NIS PNASD62 IT - - NDX IL0011201956 100 100 80* R ILs 1,763.00 N/A 0.00 Exchange Traded Note Stocks IL No Psagot 29-Jul-10 TASE
Psagot Sal Oil & Gas TDJTEN6 IT - - DJTENG IL0010966278 30 30 - Q ILs 13,750.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 6-Apr-06 TASE
Psagot Sal Real Estate Europe TEPRA15 IT - - EPRA IL0010995558 97 97 100* Q ILs 5,870.00 N/A 0.00 Exchange Traded Note Stocks IL No Psagot 20-Nov-06 TASE
Psagot Sal Russell 2000 PRUSS52 IT - - RTY IL0011201873 2,000 2,000 50* R ILs 2,314.00 N/A 0.00 Exchange Traded Note Stocks IL No Psagot 12-Aug-10 TASE

Psagot Sal S&P 500 PSP IT - - SPX IL0011173999 500 500 70* R ILs 4,011.00 N/A 0.13 Exchange Traded Note Stocks IL No Psagot 4-Jan-10 TASE
Psagot Sal S&P 500 NIS PS50047 IT - - SPX IL0011160608 500 500 80* R ILs 10,530.00 N/A 0.13 Exchange Traded Note Stocks IL No Psagot 16-Nov-09 TASE
Psagot Sal Scandinavia Div TLSD2G4 IT - - SD2G IL0011046377 20 20 110* R ILs 1,273.00 N/A 0.01 Exchange Traded Note Stocks IL No Psagot 5-Jun-07 TASE
Psagot Sal Shahar 0-2 PSSHR14 IT - - - IL0011094385 2 2 - R ILs 2,843.10 N/A 0.06 Exchange Traded Note Bonds IL No Psagot 27-Feb-08 TASE
Psagot Sal Shahar 2-5 PSSHR15 IT - - - IL0011094468 5 5 - R ILs 3,325.64 N/A 0.51 Exchange Traded Note Bonds IL No Psagot 27-Feb-08 TASE
Psagot Sal Shahar 5+ PSSHR16 IT - - - IL0011094534 5 5 - R ILs 3,812.11 N/A 0.09 Exchange Traded Note Bonds IL No Psagot 27-Feb-08 TASE
Psagot Sal Stars Global TCSTS14 IT - - CSTARSGD IL0010995483 25 25 100* R ILs 5,222.00 N/A 0.00 Exchange Traded Note Stocks IL No Psagot 20-Nov-06 TASE
Psagot Sal Tel Aviv 100 TTA1003 IT - - TA-100 IL0010965932 100 100 - R ILs 1,042.00 N/A 1.38 Exchange Traded Note Stocks IL No Psagot 10-Apr-06 TASE
Psagot Sal Tel Aviv 20 Div TLTDB10 IT - - TELDIV20 IL0010995061 20 20 50* R ILs 1,221.00 N/A 0.17 Exchange Traded Note Stocks IL No Psagot 22-Nov-06 TASE
Psagot Sal Tel Aviv 25 TALI IT - - TA-25 IL0010846561 25 25 - R ILs 1,130.00 N/A 0.75 Exchange Traded Note Stocks (Fully Rep) IL No Psagot 25-May-00 TASE
Psagot Sal Tel Aviv 75 PST7517 IT - - TA-75 IL0011133076 75 75 5* R ILs 769.50 N/A 0.61 Exchange Traded Note Stocks IL No Psagot 26-Jan-09 TASE
Psagot Sal Tel Bond Shekel PTBSK61 IT - - TEL-BSH IL0011163263 - 21 - R ILs 266.66 N/A 0.79 Exchange Traded Note Bonds IL No Psagot 8-Dec-09 TASE
Psagot Sal U.S Div TDJDVP7 IT - - DJDVP IL0010966351 100 100 - Q ILs 11,780.00 N/A 0.05 Exchange Traded Note Stocks IL No Psagot 6-Apr-06 TASE
Psagot Sal Yeter 120 PS12019 IT - - - IL0011142630 120 120 - R ILs 802.00 N/A 0.16 Exchange Traded Note Stocks IL No Psagot 11-Jun-09 TASE
Psagot Sal Yeter 50 PSG5020 IT - - - IL0011187692 50 50 100* R ILs 388.50 N/A 0.05 Exchange Traded Note Stocks IL No Psagot 28-Apr-10 TASE
Tachlit 100 TC100 IT TC100.TA - TA-100 IL0010918188 - 100 - - ILs 10,420.00 N/A 2.81 Exchange Traded Note Stocks IL No Tachlit 2-Jan-05 TASE
Tachlit 25 TC25 IT TC25.TA - TA-25 IL0010918261 - 25 - S ILs 1,132.00 N/A 4.20 Exchange Traded Note Stocks IL No Tachlit 2-Jan-05 TASE
Tachlit 25 Agresive TCT2540 IT TCC1.TA - TA-25 IL0011128381 - 25 - None ILs 1,575.00 N/A 0.15 Exchange Traded Note Stocks IL No Tachlit 4-Dec-08 TASE
Tachlit 75 TGTA758 TC75.TA - TA-75 IL0011053860 - 75 50* - ILs 770.80 N/A 1.07 Exchange Traded Note Stocks IL No Tachlit 11-Jun-07 TASE
Tachlit 80/20 TC20803 IT TC8020.TA - - IL0011062028 - - 60* None ILs 11,494.00 N/A 0.07 Exchange Traded Note - IL No Tachlit 22-Jul-07 TASE
Tachlit 90/10 TC90102 IT TC9010.TA - - IL0011061947 - - 80* None ILs 12,247.00 N/A 0.12 Exchange Traded Note - IL No Tachlit 22-Jul-07 TASE
Tachlit Banks TCBNK IT TCBNK.TA - TABANK IL0010957020 - 5 50* - ILs 1,165.00 N/A 1.37 Exchange Traded Note Stocks IL No Tachlit 1-Feb-06 TASE
Tachlit Brazil TCBRZ29 IT - - IBOV IL0011154767 - 68 100* None ILs 13,800.00 N/A 0.22 Exchange Traded Note Futures IL No Tachlit - TASE
Tachlit Dax TCDX20 IT - - DAX IL0011155426 - 30 50* None ILs 2,824.00 N/A 0.07 Exchange Traded Note Futures IL No Tachlit 19-Oct-09 TASE
Tachlit Dax Global Bric TGDAX9 IT TCGDAX.TA - D1A1 IL0011054025 - 40 90* None ILs 421.30 N/A 0.11 Exchange Traded Note Certificate IL No Tachlit 11-Jun-07 TASE
Tachlit DivDax Reinvest TCLTMR5 IT TCMRS.TA - DDAXK IL0011092710 - 15 80* R ILs - N/A - Exchange Traded Note ETFs IL No Tachlit - TASE
Tachlit DJ Eurostoxx 30 Reinvest TCLTMR3 IT TCMRU.TA - SX5E IL0011093553 - 30 80* R ILs - N/A - Exchange Traded Note ETFs IL No Tachlit - TASE
Tachlit Dollar TADOB1 IT ILTCLST3.TA - USDILS IL0010908023 - - - - ILs - N/A - Exchange Traded Note Deposits IL No Tachlit 14-Jul-04 TASE
Tachlit Euro TCELRB2 IT ILTCLST1.TA - EURILS IL0010938558 - - - None ILs 48,344.00 N/A 0.06 Exchange Traded Note Deposits IL No Tachlit 16-Aug-05 TASE
Tachlit EuroStoxx 50 TCEUR50 IT TCEURO50.TA - SX5E IL0010957442 - 50 - Q ILs 12,560.00 N/A 0.02 Exchange Traded Note Futures IL No Tachlit 8-Feb-06 TASE
Tachlit Galil 0-2 Reinvest TCGLL19 IT TCGLL19.TA - - IL0011085623 - 7 - R ILs 2,274.50 N/A 0.05 Exchange Traded Note Bonds IL No Tachlit 17-Dec-07 TASE
Tachlit Galil 5-7 Reinvest TCMR9 IT TCMR9.TA - - IL0011092637 - 2 40* R ILs 2,690.63 N/A 0.21 Exchange Traded Note Bonds IL No Tachlit 3-Feb-08 TASE
Tachlit GBP TCLSTB1 IT ILTCLST2.TA - GBPILS IL0010938483 - - - None ILs 58,797.00 N/A 0.11 Exchange Traded Note Deposits IL No Tachlit 16-Aug-05 TASE
Tachlit Gilon Reinvest TCLTMR8 IT TCMR8.TA - - IL0011093130 - 5 40* R ILs 2,544.04 N/A 0.39 Exchange Traded Note Bonds IL No Tachlit 3-Feb-08 TASE
Tachlit India TCSP21 IT - - NIFTY IL0011155590 - 50 100* R ILs 437.40 N/A 0.03 Exchange Traded Note Futures IL No Tachlit - TASE
Tachlit Makam (Short Term Loan) TLTGL30 IT TLTG30.TA - - IL0011116816 - 12 - None ILs 2,539.70 N/A 0.90 Exchange Traded Note Bonds IL No Tachlit 8-Sep-08 TASE
Tachlit Nasdaq 100 TCNSX5 IT TCNSX.TA - NDX IL0010957285 - 100 45* Q ILs 3,296.00 N/A 0.51 Exchange Traded Note Futures IL No Tachlit 2-Feb-06 TASE
Tachlit Nasdaq BioTech TCNBI8 IT TCNB.TA - NBI IL0010957517 - 127 100* Q ILs 2,951.00 N/A 0.01 Exchange Traded Note ETFs IL No Tachlit 9-Feb-06 TASE
Tachlit Nikkei 225 TCNK16 IT TCNKI.TA - NKY IL0010957368 - 225 65 Q ILs 9,440.00 N/A 0.05 Exchange Traded Note Futures IL No Tachlit 1-Feb-06 TASE
Tachlit Oil TGBRNT1 IT TGBRNT1.TA - CO1 COMDTY IL0010977572 - - - None ILs 1,717.61 N/A 0.20 Exchange Traded Note Futures IL No Tachlit 24-Jul-06 TASE
Tachlit Real Estate 15 TGND153 TGN15.TA - EST-15 IL0010992258 - 15 45* A ILs 282.80 N/A 0.11 Exchange Traded Note Stocks IL No Tachlit 22-Oct-06 TASE
Tachlit S&P 500 TCSP4 IT TCSP.TA - SPX IL0010957103 - 500 - Q ILs 3,981.00 N/A 0.38 Exchange Traded Note Futures IL No Tachlit 9-Feb-06 TASE
Tachlit Shahar 0-2 Reinvest TCSHR21 IT TCSHR21.TA - - IL0011085888 - 2 - R ILs 2,861.20 N/A 0.05 Exchange Traded Note Bonds IL No Tachlit 13-Dec-07 TASE
Tachlit Shahar 2-5 Reinvest TCSHR22 IT TCSHR22.TA - - IL0011085961 - 4 - R ILs 3,360.83 N/A 0.38 Exchange Traded Note Bonds IL No Tachlit 13-Dec-07 TASE
Tachlit Shahar 5+ Reinvest TCSHR13 IT TCSHR13.TA - - IL0011085540 - 5 40* R ILs 3,841.85 N/A 0.14 Exchange Traded Note Bonds IL No Tachlit 13-Dec-07 TASE
Tachlit Shahar General Reinvest TCSHR11 IT TCSHR11.TA - - IL0011085391 - 11 - R ILs 3,403.10 N/A 0.04 Exchange Traded Note Bonds IL No Tachlit 13-Dec-07 TASE
Tachlit Short 25 (strike 1700) TGTA255 IT TCSTA25.TA - TA-25 IL0010992415 - 25 - None ILs 567.80 N/A 1.86 Exchange Traded Note Stocks IL No Tachlit 22-Oct-06 TASE
Tachlit Short Bank (strike 1910) TGTAB33 IT - - TABANK IL0011149825 - 5 - None ILs 719.00 N/A 0.17 Exchange Traded Note Stocks IL No Tachlit - TASE
Tachlit Short Bank (x2) TCMR12 IT TCMR12.TA - TABANK IL0011093395 - 5 - None ILs 398.20 N/A 0.06 Exchange Traded Note Stocks IL No Tachlit 26-Feb-08 TASE
Tachlit Short Oil TCFU22 IT - - CO1 COMDTY IL0011155673 - - - None ILs 3,438.50 N/A 0.01 Exchange Traded Note Futures IL No Tachlit - TASE
Tachlit Short Real-Estate 15 (x2) TCMR11 IT TCMR11.TA - EST-15 IL0011093213 - 15 - None ILs - N/A - Exchange Traded Note Stocks IL No Tachlit 17-Feb-08 TASE
Tachlit Short TA-75 (x2) TCMR13 IT TCMR13.TA - TA-75 IL0011093478 - 75 - None ILs - N/A - Exchange Traded Note Stocks IL No Tachlit 5-Mar-08 TASE
Tachlit Short Tel Bond 40 (435) TBN4023 IT - - TEL-B40 IL0011146441 - 40 - - ILs - N/A - Exchange Traded Note Bonds IL No Tachlit - TASE
Tachlit Short Tel Bond 60 (strike 465) TBN6028 IT - - TEL-B60 IL0011149742 - 60 - None ILs 2,003.41 N/A 0.09 Exchange Traded Note Bonds IL No Tachlit - TASE
Tachlit Silver TGSLVR2 IT TGSLVR.TA - - IL0010977655 - - - None ILs 5,526.45 N/A 0.03 Exchange Traded Note Futures IL No Tachlit 14-Aug-06 TASE
Tachlit Target 2025 TCLTMR7 IT TCMR7.TA - - IL0011092975 - - - - ILs - N/A - Exchange Traded Note - IL No Tachlit - TASE
Tachlit Target 2035 TCLTMR6 IT TCMR6.TA - - IL0011092892 - - - - ILs - N/A - Exchange Traded Note - IL No Tachlit - TASE
Tachlit Tel Bond 20 TGBND7 IT TGTELBOND.TA - TEL-B20 IL0011022766 - 20 - None ILs 132.93 N/A 0.33 Exchange Traded Note Bonds IL No Tachlit 12-Mar-07 TASE
Tachlit Tel Bond 20 Reinvest TCMR16 IT TCMR16.TA - TEL-B20 IL0011093700 - 20 30* R ILs 2,688.94 N/A 0.79 Exchange Traded Note Bonds IL No Tachlit 6-Feb-08 TASE

Tachlit Tel Bond 40 Reinvest TCMR14 IT TCMR14.TA - TEL-B40 IL0011093544 - 40 35 R ILs 2,601.81 N/A 1.21 Exchange Traded Note Bonds IL No Tachlit 6-Feb-08 TASE
Tachlit Tel Bond 60 Reinvest TCMR15 IT TCMR15.TA - TEL-B60 IL0011093627 - 60 35 R ILs 2,649.90 N/A 1.15 Exchange Traded Note Bonds IL No Tachlit 6-Feb-08 TASE
Tachlit TelDiv 20 TGTLDB4 IT TGTLD.TA - TELDIV20 IL0010992332 - 20 50* - ILs 1,223.00 N/A 0.26 Exchange Traded Note Stocks IL No Tachlit 22-Oct-06 TASE
Tachlit Yeter 120 Reinvest TCLYT10 IT TG120YTR.TA - MCAP-120 IL0011086795 - 136 100* R ILs 798.60 N/A 0.30 Exchange Traded Note Stocks IL No Tachlit 23-Dec-07 TASE
Tachlit Yeter 50 Reinvest TCMR10 IT TCMR10.TA - MCAP-50 IL0011093056 - 50 100* R ILs 375.30 N/A 0.22 Exchange Traded Note Stocks IL No Tachlit 19-Feb-08 TASE
ETFs listed in Saudi Arabia

Falcom Saudi Equity ETF FALCOM30 AB \9400.se FALCOM30ABINAV F30 SA12HGA4IS40 30 30 50* N/A SAR 18.80 12.53 0.04 Open ended Stocks (Fully Rep) SD No Falcom 28-Mar-10 Tadawul
Falcom Petrochemical ETF FPETRO AB \9401.se FPETROABINAV FALCOMPC SA12L0A4ISH8 14 14 50* N/A SAR 20.15 0.00 0.04 Open ended Stocks (Fully Rep) SD No Falcom 10-Jul-10 Tadawul
ETFs listed in South Africa

eRAFI Overall SA Index ETF RAFISA SJ RAFISAJ.J - - ZAE000117149 40 40 81 Q ZAr 2,679.00 18.39 0.05 Collective Investment Scheme Stocks (Fully Rep) SA No Absa Capital 1-Dec-08 JSE
eRAFI SA Financial 15 Index ETF Portfolio RAFFIN SJ RAFFINJ.J - - ZAE000134979 15 15 81 Q ZAr 2,152.00 3.13 0.00 Collective Investment Scheme Stocks (Fully Rep) SA No Absa Capital 15-Jun-09 JSE
eRAFI SA Industrial 25 Index ETF Portfolio RAFIND SJ RAFINDJ.J - - ZAE000135182 25 25 81 Q ZAr 2,719.00 4.05 0.00 Collective Investment Scheme Stocks (Fully Rep) SA No Absa Capital 15-Jun-09 JSE
eRAFI SA Resources 20 Index ETF Portfolio RAFRES SJ RAFRESJ.J - - ZAE000135166 20 20 81 Q ZAr 2,635.00 3.80 0.00 Collective Investment Scheme Stocks (Fully Rep) SA No Absa Capital 15-Jun-09 JSE
NewFunds Shariah Top 40 Index ETF NFSH40 SJ NFSH40J.J - JSH40 ZAE000130431 19 19 81 Q ZAr 261.00 4.21 0.00 Collective Investment Scheme Stocks (Fully Rep) SA No Absa Capital 6-Apr-09 JSE
NewRand ETF NRD SJ NRDJ.J - - ZAE000047841 10 10 32 Q ZAr 2,033.00 93.67 0.65 Special Purpose Company Stocks (Fully Rep) SA No Absa Capital 25-Jun-03 JSE
NewSA Index ETF NEWFSA SJ NEWFSAJ.J - TOP40 ZAE000104055 37 37 101 Q ZAr 2,557.00 11.30 0.00 Collective Investment Scheme Stocks (Fully Rep) SA No Absa Capital 12-Jun-08 JSE
Bips Government Inflation Linked Bond Fund BIPINF SJ QBIPINFJ.J - GILBx ZAE000134185 4 4 48 Q ZAr 1,508.00 80.88 0.16 Collective Investment Scheme Bonds (Fully Rep) SA No Bips IM 21-May-09 JSE
Bips Top 40 BIPS40 SJ QBIPS40J.J - TOP40 ZAE000127767 42 42 21 Q ZAr 2,420.00 56.81 0.74 Collective Investment Scheme Stocks (Fully Rep) SA No Bips IM 15-Oct-08 JSE
db x-trackers DJ EURO STOXX 50 DBXEU SJ DBXEUJ.J - SX5E ZAE000115937 50 50 114 S ZAr 2,410.00 40.15 0.02 Open Ended Fund Stocks SA No db x-trackers 10-Oct-05 JSE
db x-trackers FTSE 100 DBXUK SJ DBXUKJ.J - UKX ZAE000115929 102 102 114 S ZAr 5,920.00 40.89 0.01 Open Ended Fund Stocks SA No db x-trackers 10-Oct-05 JSE
db x-trackers MSCI Japan DBXJP SJ DBXJP.J - MXJP ZAE000115176 - 345 114 S ZAr 434.00 19.40 0.05 Open Ended Fund Stocks SA No db x-trackers 1-Apr-08 JSE
db x-trackers MSCI USA DBXUS SJ DBXUS.J - MXUS ZAE000115192 - 599 114 S ZAr 735.00 20.90 0.04 Open Ended Fund Stocks SA No db x-trackers 1-Apr-08 JSE
db x-trackers MSCI World DBXWD SJ DBXWD.J - MXWO ZAE000115184 - 1,654 114 S ZAr 800.00 35.76 0.24 Open Ended Fund Stocks SA No db x-trackers 1-Apr-08 JSE
Property Index Tracker SAPY PTXSPY SJ - - JSAPY ZAE000101911 17 17 75* Q ZAr 3,710.00 40.96 0.02 Collective Investment Scheme Stocks (Fully Rep) SA No Fortress 25-Sep-07 JSE
Zshares GOVI ZGOVI SJ ZGOVIJ.J - GOVITR ZAE000126686 10 10 34 S (Mar,Sep) ZAr 1,122.00 24.82 0.09 Collective Investment Scheme Bonds (Fully Rep) SA No Investec FM 21-Oct-08 JSE
BettaBeta Equally Weighted TOP40 BBET40 SJ BBET40J.J N/A TOP40 ZAE000144507 40 40 20* Q ZAr 2,896.00 4.17 0.06 Collective Investment Scheme Stocks (Fully Rep) SA No Nedbank 25-Mar-10 JSE
Satrix Dividend Plus STXDIV SJ STXDIVJ.J - JDIVD ZAE000102018 30 30 79.6 Q ZAr 153.00 97.69 0.67 Open Ended Fund Stocks SA No Satrix 30-Aug-07 JSE
SATRIX Financials STXFIN SJ STXFINJ.J - - ZAE000036356 16 16 31.3 Q ZAr 768.00 106.58 0.12 Open Ended Fund Stocks SA No Satrix 18-Feb-02 JSE
SATRIX Industrials STXIND SJ STXINDJ.J - - ZAE000036364 25 25 48.1 Q ZAr 2,289.00 73.26 0.42 Open Ended Fund Stocks SA No Satrix 18-Feb-02 JSE
SATRIX RAFI 40 Total Return STXRAF SJ STXRAFJ.J - JR40 ZAE000126033 41 41 70 N/A ZAr 615.00 62.88 0.06 Open Ended Fund Stocks SA No Satrix 16-Oct-08 JSE
SATRIX RESI STXRES SJ STXRESJ.J - - ZAE000078622 20 20 39.1 Q ZAr 4,550.00 52.16 1.21 Open Ended Fund Stocks SA No Satrix 10-Apr-06 JSE
SATRIX SWIX TOP 40 STXSWX SJ STXSWXJ.J - - ZAE000078580 41 41 46.2 Q ZAr 511.00 108.34 1.57 Open Ended Fund Stocks SA No Satrix 10-Apr-06 JSE
SATRIX40 STX40 SJ STX40J.J - STX40 ZAE000027108 41 41 34.6 Q ZAr 2,400.00 776.15 3.39 Open Ended Fund Stocks SA No Satrix 27-Nov-00 JSE
Satrix FTSE/JSE Rafi 40 Satrix Planned
DJ Eurostoxx 50 Planned
Dow Jones Industrial Average Planned
FTSE 250 Planned
Indweza (SA Money Market) Planned
Itrix Global ETF Planned
Itrix Japan ETF Planned
Itrix North America ETF Planned
PropTrax ETF Planned
Russell 1000 Planned
SA Government Bonds Planned
Topix Planned
ETPs listed in South Africa

NewGold ETF GLD SJ GLDJ.J - - ZAE000060067 1 1 40 None ZAr 8,900.00 1,967.63 7.97 Special Purpose Company Physical Cmdty SA No Absa Capital 2-Nov-04 JSE
NewWave Commodity Index ETN Absa Capital Planned -
NewWave Platinum ETN Absa Capital Planned -
NewWave Silver ETN Absa Capital Planned -
Government Bond ETF (Govex) GOVEX1 SJ - - - ZAG000039462 - - 9* - ZAr - N/A - Debenture - SA No Clade IM 1-Jun-07 JSE

ETFs listed in the United Arab Emirates
Al Mal UAE Falcon Al Mal Capital Planned
NBAD OneShare Dow Jones UAE 25 ETF 1UAE UH 1UAE.AD DJAE25R IE00B61PJX16 S 25 99 R AED 4.31 4.34 0.00 Open Ended Fund Swaps UA No NBAD 25-Mar-10 ADX
Dow Jones GCC Titans 50 ETF NBAD Planned
Global Fund ETF NBAD Planned
ETPs listed in the United Arab Emirates

Dubai Gold Securities GOLD DU AE000A0V1RL1 40 None USD 122.62 6.13 0.00 Special Purpose Company Physical Cmdty UA No DCAM 2-Mar-09 Dubai
Dubai Silver Shares Planned
Notes:
Footnotes:
2. 20-day average.
ETF Landscape Q3 2010 Global Handbook from BlackRock
Subscribe to ETF Landscape reports

We publish a number of regular reports which you and your colleagues can receive by email and you can contact us at
ETFresearch@blackrock.com.
Monthly Global Industry Highlights Annual Review of Institutional Users of ETFs

Monthly snapshot of the latest key global and regional ETF and Review of the use of ETFs listed globally by institutional investors
ETP industry trends produced in the second week of the month globally who have reported holding one or more ETFs in their
showing data as at end of previous month. mutual fund holding disclosures, or in different filing sources
including 13F, 13D and 13G, proxy and other declarable stakes
during any of the four quarters of the year based on data
Monthly Global Industry Review compiled by Thomson Reuters.
Comprehensive monthly review of the latest key global and

regional ETF and ETP industry trends. Includes global assets, Exposure Industry Reviews
flows, number of products, trading volumes, comparison to
the mutual fund industry, index performance comparison and Review of all ETFs listed around the world including exposure
correlations, and applications. Produced at the end of the month breakdowns, assets, products, flows, index performance and
showing data as at end of previous month. correlation comparison and key tax considerations:
 China
 Emerging Markets
Quarterly Global Handbook
 Fixed Income
Quarterly comprehensive guidebook to all ETFs and ETPs from  Commodities
all providers listed around the world. Includes the price tickers,  Real Estate
index tickers, annual Total Expense Ratio (TER), dividend policy,
fund structure, Assets Under Management (AUM) as well as ETF
provider websites, exchanges, and index providers to assist in
Regional Industry Reviews
comparing the various products available.
Review of all ETFs listed providing exposure and/or listed in the
region covered. Includes a comparison to the local mutual fund
Weekly STOXX 600 European Sector ETF Net Flows flows and index performance:
Weekly report covering the seven families of European Sector ETF  Latin America
Net Flows, analysing all ETFs listed in Europe tracking the STOXX  UK
600 sectors. Data reported in this analysis includes index weights,  Asia Pacific
tickers, performance, futures open interest, ETF assets under
 Canada
management, trading volumes and net inflows/outflows. Produced
every Wednesday showing data as at end of previous week.  Europe: 10 year anniversary of ETFs
348 This document is not an offer to buy or sell any security or to participate in any trading strategy. Please refer to important information and qualifications at the end of this material.

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Table of contents Table of contents

Global ETF Research and Implementation Strategy Team

Deborah Fuhr Shane Kelly

Americas 1,042 1,394 $756.8 $53,948.3

Total 874 $135.0 100.0% 139

Total 92 100.0% 2.2% Total 174 100.0% 2.7%

Conservative Balanced Growth Dynamic

Portfolio  Fill allocations required by investment strategy.

Risk management  Active risk budgeting.

Aggregate Corporate Inflation-linked Corporate

Inflation-linked % accumulated US$ total return % accumulated US$ total return

Source: Fixed Income Index Guide, BlackRock.

% accumulated US$ total return % accumulated US$ total return

Total 100.00% 100.00% 100.00% 100.00%

Basic ETF structures Researching ETFs using Bloomberg

AQR Volume-weighted average quote 4. PRPT + GO

IVV US + EQUITY + NVV + INDEX + SGIP + GO

TCA Trade cost analysis

Total 985 3,140 $230.9 100.0% 74

ETFs listed in Europe ETFs listed in Europe

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Single country exposure

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Asia Pacific – equity

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Single country exposure

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

North America – equity

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Country exposure United States

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Country exposure Canada

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

Single country exposure

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)

ETFs listed in Europe (continued) ETFs listed in Europe (continued)