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However perplexing such theory can be, it can nonetheless yield rich divi
dends in interpreting an innovative writer like John Fowles.
One way to illustrate the process of relating theory and fiction is to bring
to bear on an often-taugiu text like Fowles' The French Lieutenant's Wom
an one of the most extreme claims in post-structural writing, what Roland
Barthes proclaims with his customary flamboyance as "The Death of the
Author." ' We have grown accustomed to organizing our curricula, our re
search, even our research tools and journals around the literary giants from
whom we hope our students will absorb the wisdom of the humanistic tradi
tion. And yet Barthes and other theoreticians propose killing off the Author
Such a procedure of explanation can cause problems with any text, but most
notably in certain anomalous novels that seem almost to flout our expecta
tion that a single voice is seeking us out for confidence. The French Lieuten
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127
ant's Woman is notorious for its doubling back, for its juxtaposition of
conflicting personae of the authorial narrator, and for a variety of narrative
Author.
To see how this problem may be formulated, we need first to trace the
theoretical side developed by Barthes and his sponsor at the Coll?ge de
France, Michel Foucault. A look at Fowles' own comments on the subject
outside his fiction, and then at a sample of the narrative itself, will suggest
how necessary this approach becomes in an effort to explore fully aspects of
contemporary fiction that otherwise seem anomalous, perverse, or for the
most determined traditionalist, unnoticed.
The Theory
Foucault's answer in his essay "What is an Author?" is that the author is
a critical concept.2 Foucault's mini-history of the variations in our concept
of Author both over time and across disciplines is a healthy reminder of the
cultural origins of our enshrining the Author as an original, creative genius.
But it is Foucault's agenda for future work that is most relevant here, for he
ary rules and?"give rise to the designs which are properly its own," as
Foucault characterizes the view he seeks to displace. Foucault would have
us treat the Author neither as a "person" nor as an "originator," but as
"something like a subject." That something frees narrators and implied au
thors from our metaphysical expectations of selfhood, and suggests we see
them as "a variable and complex function" of forces within the fiction,
within the wider sphere of discourse, and within the institutional structures
of society. A novel like The French Lieutenant's Woman, or even a classic
like Vanity Fair, may seem troublesome mainly because the "plurality of
self" which we find in its narrator highlights for us the variability and com
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128
COLLEGE LITERATURE
is that neutral, composite, oblique space where our subject slips away, the
negative where all identity is lost, starting with the very identity of the body
129
The passage bluntly denies any afterlife ("nothing"), any metaphysical ele
ment of the self ("machinery"), and any pseudo-divine ex nihilo creativity
("reflections reflected"). The metaphysical view of man arises, Fowles sug
gests, "because of the loose way we use T " in which the pronoun "be
be referring to one point in time and space in the plane of "all human
lows:
So I have written myself another memorandum: YOU ARE NOT THE "I"
WHO BREAKS INTO THE ILLUSION, BUT THE "I" WHO IS A PART
OF IT.
In other words, the "I" who will make first-person commentaries here and
there in my story, and who will finally even enter it, will not be my real "I" in
1967; but much more just another character, though in a different category
from the purely fictional ones.6
COLLEGE LITERATURE
130
al slot in any given discourse the "real T " might engage in.
The issue is further complicated by the grammatical blurring in the equa
tion of "you" and " 'I.' " What can it mean to say that "You are the T
that is part of the illusion?" Perhaps the "real T " is always already "part
of the [textual] illusion." That is, given Fowles' earlier argument that what
mechanism rather than a self, and that our habitual conversion from pro
noun to mythic concept is basically linguistic, we are pressed towards the
conclusion that no authorial 'I' is ever the "real T in 1967," but always al
ready a textual mechanism in one discourse or another. Even to persist in
the idea of a "different category" to describe author, narrator, and charac
ter, as Fowles does above, seems inconsistent with the larger implications of
the principles he advances, for they are all linguistic functions serving textu
The Practice
The theories of Barthes, Foucault, and Fowles share much common
ground, and point towards a concept of the Author different from our stu
dents' expectations, and perhaps from our own thinking a decade ago. One
finds several aspects of this theoretical shift reflected in a representative sec
tion of The French Lieutenant's Woman like Chapter 35, a long "intru
sion" by the novel's authorial narrator ("authorial" because he often pre
sents himself assembling and managing this complex narrative). The chap
ter itself is part of a larger, almost allegorical structure paralleling the spe
cifically discursive qualities of sexuality, aesthetics, theology, science, and
history. Early in the novel the narrator alerts us to this elaborate compari
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131
son by noting that his digression has much "to do with your Time, Prog
ress, Society, Evolution, and all those other capitalized ghosts in the night
that are rattling their chains behind the scenes in this book."7 For our pur
poses, this focus upon the discursiveness of these "capitalized ghosts" of
fers several ways to think of the Author in textual rather than ontological
terms.
mative labels like "undersexed" (to the Victorians) or "Naughty" (to the
Nineties) without betraying a temporal provincialism of vocabulary and
metaphor. One is not an objective historian assessing a practice, a person
originating a clear relation of events, but the pressure of a larger discursive
praxis against that of another era.
Hence Fowles goes so far as to argue that the Victorians may even have
been better off than we are since they may have been able to "experience a
much keener, because less frequent, sexual pleasure than we do" and may
have been "dimly aware of this and so chose a convention of suppression,
repression and silence to maintain the keenness of the pleasure" (p. 213).
Our freedom of indulgence and explicit knowledge about sexuality destroys
pleasure as well as "the mystery, the difficulty, the aura of the forbidden"
(p. 214). One can see that each discourse screens experiences according to its
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COLLEGE LITERATURE
norms and conventions; the error of one period's judging another lies in as
of belief.
This debate about the historiography of sex has another side to it, how
ever. One must keep in mind that the narrator proceeds within the norms of
pleasure shaping modern discourse, not at all within those of spiritual uplift
and public duty that shaped the Victorian discourse of restraint. Himself
within the modern discursive frame, he can neither mediate between the two
frames, as he appears to do, nor give us a necessarily true or even a Victori
an way of seeing nineteenth-century subject matter. Such an argument
against evaluative interpretation, one might contend, imperils the novel's
central thematic description of Charles' evolution to an apparently more
authentic state of being. How, that is, can one imply that an existentialist
approach is better than that of Victorian "prudence" if one is already, as
Fowles himself acknowledges, within the existentialist "vocabulary" and
"metaphor"? Charles' initial state would seem to be as full of recompense
as his final, more existentialist one.
One must conclude that this authorial voice is composed of at least three
contrary strands in contemporary thinking. One is a very contemporary rec
ognition that an authorial voice must be caught within the "vocabulary"
and "metaphor" of one point in the space and time of human mentality,
and hence is the voice of those external conventions contesting others (either
contemporary or historical) for dominance. At the same time, a second
voice is that of a kind of scientific positivism, insisting with an impossible
rigor on the repudiation of any condescending temporal provincialism at
the expense of the Victorians. A third seems unaware of the problem and
cheerfully valorizes existential awakenings. This is indeed a "variable and
complex function of discourse" we are confronting, to recur to Foucault's
description, and to speak of a single "modern" convention looking at the
Victorian convention is thus imprecise.
The Author as ontological being is thus, on closer examination, an inter
play among the narrative and interpretive codes or conventions which make
the authorial voice something other than the personal presence we may in
formally take it to be. The authorial voice is, in other words, a varying tacti
cal maneuver of the specific confluence of conventions discernible in a text,
even if at the same time it functions as if it were "authoritative" in the ar
ticulation of a theme. If the Author is thus a function of those conventions,
then not he but they are the delimiters of the text. Moreover, they are not
the single point of origin of the univocal subjective tradition to which
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133
The novel thus exploits the sexual connotations of the relations among
the Author, the narrator, his characters, and his readers, in order to define
the discursive roles governing the principals' participation. At the very
least, one is reminded by this analogy of the importance of the purely
appetitive nature of our love of narrative, its gratification of our need to be
identified with another, its dependency upon shifting lines of dominance
and compliance among participants?akin to those in sexual relations?and
finally the necessary reliance upon the conventions of narrative courtship
that comprise a discourse with its repertoires of structural patterns and im
ages. If this is beginning to sound like Roland Bathes' work in The Pleasure
of the Text and A Lover's Discourse, it is because Fowles and Barthes are
working the same hofhology between narrative and sexuality although in
different directions.
Certainly this homology foregrounds the conventions governing each ac
tivity and assuring participants that they can play complex but relatively
predictable roles in either form of cultural intercourse. One may say, first of
all, that conventional cues open and close distance among participants, as
we have all suffered or enjoyed in love, and as critics like Wayne Booth can
so persuasively chart in fiction. In The French Lieutenant's Woman, the
voice quoting in epigraphs, describing Lyme in the 1860s, vividly evoking a
character's beauty or impatience, blowing away the plot as a fictional play
thing, analyzing the nature and grounds of a given response or interpreta
tion?this voice opens and closes differing relationships whose coincidence
within one text underscores the range possible within the discourse. Sarah,
as an authorial character, dramatizes the solicitation that opens a relation, a
solicitation paralleling that of the narrator eyeing the passenger in the rail
road car, as well as her own opening of a narrative relation in the Under
cliff. She also imposes her demands for submission that end Charles'
willingness to continue the relation in the final ending of the novel; such de
mands parallel, perhaps, those implicit in a text for a reader's conceptual
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134
COLLEGE LITERATURE
ing the other; neither can approach the other except in the forms inscribable
The first part our look at the novel suggested that the author was less the
source of judgments and insights than a feature of the nexus of literary,
philosophical, and cultural conventions criss-crossing in his text. This sec
ond section opens up another model for the "disappearance of the author"
into the roles possible for him as they become acted out in the text itself. To
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135
ful conception of the Author than the subjective model Foucault would
have us eschew.
In the last third of Chapter 35, Fowles takes up the case of another
author, Thomas Hardy, and shows how the Author is constructed by an in
terpretation of textual elements, an interpretation subject to the hermeneu
tic problems we found in the passages on historiography. Fowles recounts
the case of Hardy's engagement to Tryphena, broken off at the discovery
that Tryphena was his niece rather than his cousin. Because the emotions of
the whole affair led eventually (Fowles argues) to both Sue Bridehead and
Tess, as well as to Hardy's greatest love poems, Fowles argues the benefits
of quashed love:
This tension, then?between lust and renunciation, undying recollection and
undying repression, lyrical surrender and tragic duty, between the sordid
facts and their noble use?energizes and explains one of the age's greatest
writers; and beyond him, structures the whole age itself. It is this I have di
gressed to remind you of. (p. 216)
tween" all involve the giving up of what we think of as the self to forces
quite beyond that self: lust (to another's sexual appeal), recollection (to
one's narrative interpretation of the past), surrender (to the "lyrical"
scripting of emotional release), and facts (to the cultural roles prescribed in
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COLLEGE LITERATURE
cases of consanguinity). But these forces all share purely cultural form
rather than the primordial naturalness we might expect in discussions of li
bidos and lust?the coding of sexual appeal, the artifice in recollective inter
pretation, the literary stylizing of "lyrical," and the ethical (or moral?)
duty, and use?all reflect either passive or active shaping of what is offered
according to even more specifically cultural ideas?tragic, noble, useful,
and the ever differently defined duty and conduct. What would have
for example, that the author was less an authoritative entity dispensing
truth than a tactical voice of discursive conventions and their underlying as
sumptions, that he was less the court of final resort as to intentions and
thematic ends that the playing out of a courtship role stylized by the dra
matic conventions of the narrative process, and that his relevance was less
that of the definable, absolute entity whose "nature" or "structure" some
how explained the text than?as in the case of the reading we get of
Hardy?an interpretive construct built by the reader on the basis of both the
specific characteristics of the recombination of conventional elements in a
text and that reader's assumptions about interpretive procedures.
We have, in other words, found our close reading of this curious chapter
cohering in the light of the theories of Barthes and Foucault, but not neces
sarily in the traditional interpretive sense of a stable, univocal message re
layed from author to reader. Indeed, both author and reader become com
posites that take shape as interpretive connections are made among the
points in the text, just as the text becomes less a linear message than a cross
hatching of conventional "lines" (in all senses of the word), a series of over
lays of various code systems which, as they come together, disperse and re
combine in an apparently inexhaustible way. By addressing the retrospec
tive logic of interpretations, the chapter helps clarify them as "operations
that we force texts to undergo." I0 By aligning sexual and narrative relations
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137
We too must adapt our reading practices so that we are equally nimble in
mixing and countering writings instead of attempting to "rest" on one that,
detached from what appears now as an Ozymandian monolith, has in its
new context become something different altogether.
NOTES
1 A 1968 essay available in Image-Music-Text, trans. Stephen Heath (New
York: Hill & Wang, 1977).
2 Two versions of Foucault's lecture are available in English. The earlier version is
much as it was originally presented to the Soci?t? fran?aise de Philosophie in
1969, and is available in Language, Counter-Memory, and Practice, ed. Donald
version.
pp. 186-195.
5 John Fowles, The Aristos, (New York: New American Library, 1970), p. 203.
Future references are noted parenthetically.
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