Professional Documents
Culture Documents
Before
Howard, Lipez, and Barron,
Circuit Judges.
is
an
alcoholic.
The
district
court
vacated
the
award,
arguing that the district court failed to give due deference to the
arbitrators' ruling.
We reverse the district court's judgment.
Although the
RJFS is based in
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client's account, but went on to note Fenyk's "slip" and his "need
[for] meetings and real sobriety for a dialoug [sic] with you."
The email also reported that Fenyk's "new AA friend was very hard
on [him] last night."
The reviewer alerted Fenyk's RJFS supervisors in Florida
to the email.
Fenyk
and
told
him
they
were
no
longer
comfortable
His FINRA
Fenyk
-4-
Counsel for
She
Fenyk did
are
handled
differently
under
the
various
provisions.
"to
add
jurisdictions."
claims
for
violations
of
other
relevant
By this time, Fenyk's focus was solely on his disabilitybased cause of action, as he withdrew his claim based on sexual
orientation at the conclusion of the hearing.
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again
acknowledging
that
the
statutory
remedies
amend his Statement of Claim to add claims under federal, New York
and Florida law.
In its post-hearing brief, RJFS pressed the panel to
reject Fenyk's proposed amendment.3
alia, that Fenyk had violated FINRA rules by making the motion
outside the prescribed time period, RJFS would be prejudiced by the
belated amendment, and the proposed ADA claim should in any event
be
rejected
as
time-barred.
RJFS
acknowledged
that
Florida
April
2013,
issuing
only
brief
statement
of
their
conclusions. See Zayas v. Bacardi Corp., 524 F.3d 65, 70 (1st Cir.
2008) ("Although arbitrators frequently elect to explain their
decisions in written opinions, they are under no compulsion to do
so.").
decision.
After considering the pleadings, the testimony
and evidence presented at the hearing, and the
post-hearing submissions, the Panel has
decided in full and final resolution of the
issues submitted for determination as follows:
1. Respondent is liable for and shall pay to
Claimant compensatory damages in the amount of
$600,000.00 for back pay on his claim of
discrimination based on disability.
2. Respondent is liable for and shall pay to
Claimant attorneys' fees in the amount of
$33,627.50 plus litigation expenses in the
amount of $2,414.53 pursuant to paragraph
22(b) of the contract between the parties and
760.11(5) of the Florida Civil Rights Act.
Although the record does not show that Fenyk expressly asked
that Florida law be applied to the dispute, the panel reasonably
inferred such a request.
Not only did Fenyk seek to add a
discrimination claim under Florida law, but he also observed at the
close of the arbitration hearing that Florida law "probably" will
apply and, in his post-hearing brief, suggested that Florida or New
York law would apply depending upon where the employment contract
was signed. On appeal, Fenyk states that both parties agree that
Florida law governs their dispute.
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was unsupportable.
district
court
Florida
erred
in
construing
the
statute
of
-8-
In
fail
limitations
as
for
time-barred
initiating
under
the
complaint
one-year
under
statute
Florida's
of
anti-
discrimination law.
II.
A. Legal Principles
A district court's decision to vacate or confirm an
arbitration award is subject to plenary review.
However, our
To obtain vacatur of an
Stolt-
Nielsen S.A. v. AnimalFeeds Int'l Corp., 559 U.S. 662, 671 (2010);
see also N. New England Tel. Operations LLC v. Local 2327, 735 F.3d
-9-
15, 20-21 (1st Cir. 2013) ("[C]ourts [] do not sit to hear claims
of factual or legal error by an arbitrator as an appellate court
does reviewing decisions of lower courts." (second alteration in
original) (quoting United Paperworkers Int'l Union, AFL-CIO v.
Misco, Inc., 484 U.S. 29, 38 (1987))).
Rather, an arbitration ruling ordinarily is unenforceable
only if it imposes the arbitrators' "own view of sound policy"
instead of adhering to the agreement that governs the parties'
relationship.
interpretation
effectively
and
dispense[s]
application
his
own
brand
of
the
agreement
of
industrial
and
justice"
an
arbitrator's
decision
'only
in
very
unusual
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courts,
including
our
own,
have
held
that
that
standard
primarily
for
cases
where
We have
the
award
-11-
(listing cases).
See Stolt-
need
disregard" here.
not
resolve
the
uncertainty
over
"manifest
panel's
decision:
(1)
-12-
its
disregard
of
Florida's
We
Statute of Limitations
At the
Servs., Inc. v. Phillips, 126 So. 3d 186, 188 (Fla. 2013) (issued
May 16, 2013, and revised Nov. 7, 2013).
110 So. 3d 908, 914 (Fla. Dist. Ct. App. 2011) (per curiam).
In
reversing the lower court, the Florida Supreme Court concluded that
arbitrations are subject to 95.011 because the statute defines an
"action" to encompass "proceedings," thereby including arbitration
proceedings within its scope.
to
claims
760.01-760.11.8
brought
under
the
FCRA,
Fla.
Stat.
Ann.
-15-
Stolt-
disability
discrimination.
See
Johnson
v.
Great
Expressions Dental Ctrs. of Fla., P.A., 132 So. 3d 1174, 1176 (Fla.
Dist. Ct. App. 2014) (noting that "the FCRA is patterned after
Title VII of the federal Civil Rights Act of 1964" and that "we
look to federal case law as well as Florida decisions to interpret
the statute"); Payne v. U.S. Airways, Inc., 987 A.2d 944, 948 (Vt.
2009) (stating that "the VFEPA, which is patterned on Title VII of
the
federal
Civil
Rights
Act
protecting
against
employment
the
laws
and
their
-16-
mutual
reliance
on
federal
precedents.
determination.9
F.3d at 77 (citing George Watts & Son, Inc. v. Tiffany and Co., 248
that Fenyk's mistake in labeling his claims did not justify denying
him relief. Where the arbitrators applied the substantive law that
RJFS agreed would govern its conduct, that choice to apply Florida
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law falls within the category of judgments -- even if erroneous -that we may not disturb.
III.
In opting for arbitration as its preferred mechanism for
resolving employment disputes, RJFS "trade[d] the procedures and
opportunity
for
review
of
the
courtroom
for
the
simplicity,
Corp.,
inapplicable
500
here,
U.S.
our
20,
31
limited
(1991)).
review
Barring
of
arbitral
exceptions
decisions
Ltd. P'ship, 439 F.3d 27, 32 (1st Cir. 2006) (quoting Misco, 484
U.S. at 38). For the reasons we have explained, the panel's ruling
satisfies that standard.
Accordingly, we reverse the decision of the district
court and remand the case for entry of an order confirming the
arbitration award.
So ordered.
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