Professional Documents
Culture Documents
Inquiry: An Interdisciplinary
Journal of Philosophy
Publication details, including instructions for
authors and subscription information:
http://www.tandfonline.com/loi/sinq20
University of Liverpool , UK
Published online: 20 Jan 2011.
To cite this article: Siobhan Chapman (2011) Arne Naess and Empirical
Semantics, Inquiry: An Interdisciplinary Journal of Philosophy, 54:1, 18-30, DOI:
10.1080/0020174X.2011.542946
To link to this article: http://dx.doi.org/10.1080/0020174X.2011.542946
to anyone is expressly forbidden. Terms & Conditions of access and use can
be found at http://www.tandfonline.com/page/terms-and-conditions
Inquiry,
Vol. 54, No. 1, 1830, February 2011
SIOBHAN CHAPMAN
University of Liverpool, UK
ABSTRACT This article focuses on Arne Naesss work in the philosophy of language,
which he began in the mid-1930s and continued into the 1960s. This aspect of his work
is nowadays relatively neglected, but it deserves to be revisited. Firstly, it is intrinsically
interesting to the history of analytic philosophy in the twentieth century, because Naess
questioned some of the established philosophical methodologies and assumptions of his
day. Secondly, it suggests a compelling but unacknowledged intellectual pedigree for some
recent developments in linguistics. Naesss philosophy of language developed from his
reaction against logical positivism, in particular against what he saw as its unempirical
assumptions about language. He went on to establish empirical semantics, in which
the study of language was based on real-life linguistic data, drawn primarily from questionnaires issued to philosophically nave subjects. He also experimented with methods
for occurrence analysis, but concluded that the collection and analysis of sufficiently
large bodies of naturally-occurring data was impractical. Empirical semantics was not
well received by Naesss philosophical contemporaries. It was also seen as being at odds
with contemporary trends in linguistics. However, some present-day branches of linguistics have striking resonances with Naesss work from as much as seventy years ago. In
sociolinguistics, questionnaires have become an established means of collecting linguistic
data. In corpus linguistics, advances in technology have made Naesss unobtainable ideal
of occurrence analysis a viable methodology. Some of the principal conclusions reached
as a result of this methodology are strikingly similar to Naesss own findings.
I. Introduction
Arne Naess was active in the philosophy of language from early in the 1930s
into the 1960s. During this time he established and led what became known as
the Oslo School of Philosophy, centred on Naesss commitment to empirical semantics. This comprised not just a philosophical outlook or a series
of tenets, but in fact a thoroughgoing critique of contemporary established
philosophy and a pioneering new approach to philosophical methodology.
Correspondence Address: Siobhan Chapman, University of Liverpool, School of English,
Chatham Street, Liverpool, L69 7ZR, UK. Email: src@liverpool.ac.uk
0020-174X Print/1502-3923 Online/11/01001813 2011 Taylor & Francis
DOI: 10.1080/0020174X.2011.542946
19
This aspect of Naesss work is now largely overshadowed by his later work on
ethics and ecology, and is in fact rarely cited either by philosophers of language or by linguists. But it merits serious reconsideration, for two distinct
reasons. Firstly, in its own right it deserves a place in the history of analytic
philosophy in the twentieth century. Secondly, and perhaps even more strikingly, it has resonances with much more recent developments in the discipline
of linguistics, in terms both of methodology and of findings.
This article will consider the philosophical background against which
Naess developed empirical semantics and briefly outline both his views on
methodology and some of his findings. It will survey the generally rather
unenthusiastic reception of Naesss work among his contemporary philosophers and the assumption, which seems to have been mutually held, that his
views on language were not really consistent with the emergent discipline of
linguistics. Finally, it will argue that a fresh and much more positive assessment of empirical semantics is suggested by more recent developments in
linguistics, particularly in the fields of sociolinguistics and corpus linguistics.
II. Naess and the Vienna Circle
The key to understanding the motivation for Naesss development of empirical semantics lies in the work of the Vienna Circle, the group of like-minded
philosophers and scientists who met regularly in the late 1920s and early
1930s. Naess initially admired their dogmatic brand of logical positivism,
but he quickly began to react against some of the assumptions and methodologies on which it was based. This reaction informed the outlook and the
methodologies that distinguished empirical semantics.
Naess travelled to Vienna in 1934, soon after graduating from the
University of Oslo. He was quickly invited to attend meetings of the Vienna
Circle, one of very few outsiders ever to receive such an invitation. At that
time, the Vienna Circle were concerned with distinguishing between statements that were philosophically interesting and those that were meaningless.
Statements that they considered to be scientifically and therefore philosophically acceptable were those that were capable of being conclusively established
to be either true or false. This category comprised analytic statements, true by
virtue of the meanings of the words they contained; statements of mathematics and of logic, true by virtue of the formal system to which they belonged;
and those synthetic sentences that were not inherently true but were amenable
to an identifiable process of verification by observation. All other types of
statements, including most controversially the statements concerned with
religious and ethical topics, they labelled as meaningless, or as pseudostatements. This made the more speculative style of philosophy typically
practiced in metaphysics anathema to them. As Moritz Schlick, the leader
of the Vienna Circle, had expressed it a few years earlier: The empiricist does
not say to the metaphysician what you say is false, but what you say asserts
20
Siobhan Chapman
nothing at all! He does not contradict him, but says I dont understand you
(Schlick, 1932, p. 107).
Naess was troubled by the dismissal of much of what was said in philosophical discussion, and by extension much of what was said in everyday life,
as pseudo-statements. It seemed to him that if an idea could be expressed in
ordinary language it must be worth analysing, and should not be too easily
dismissed by philosophers. The Vienna Circles sweeping application of the
term meaningless ignored how language was actually used and understood.
As such, for all the Vienna Circles claims to rigid empiricism, their dogmas
rested on some unempirical assumptions about language. As Naess put it
in an interview many years later: They imagined they had perfect knowledge of ordinary language about their mother tongue. So, to me, they were
anti-empirical, as they thought that their analysis of the use of or, for example, was much deeper than what you could get from statistics (Naess, in
Rothenberg, 1993, p. 28).
For Naess, a truly empirical approach to language, and therefore a valid
means of assessing the statements it could be used to make, must be based
on available evidence of how it is actually used, rather than on the intuitive
preconceptions favoured by the Vienna Circle. The reference to statistics in
the above quotation is telling. At much the same time, Naess began to think
about ways in which empirical data about language could in practice be collected and analysed. In this connection he developed an interest in the then
relatively new discipline of sociology, in which empirical evidence was collected by presenting subjects with questionnaires and subjecting the results
of these questionnaires to statistical analysis. In considering this method as
a possible source of evidence about language, Naess was going well beyond
what counted as legitimate in the Vienna Circles tightly constrained account
of scientific methodology. Naess urged that any method of gathering information that was relevant to the subject under study should be considered
permissible. A later review of a book that he initially wrote at about this time
summarised his position: Naess thus gives priority to research areas not to
any specific scientific method (Storheim, 1959, p. 190).
Naesss interest in the ordinary use of language, his unease with philosophical pronouncements that he considered to be unempirical and his
commitment to the use of questionnaires to collect data and statistics to
analyse them were all in place by the middle of the 1930s. These three factors underpinned everything that was to happen subsequently in empirical
semantics.
III. Naess on truth
Naesss first major work of empirical semantics concerned the philosophically loaded term truth, and was published in 1938 in a monograph entitled
Truth as Conceived by Those Who Are Not Professional Philosophers. Naess
21
was perplexed both by the large and diverse number of claims to be found in
philosophy about the proper definition of truth, and also by the tendency
of professional philosophers to make confident but unsupported pronouncements about the common, or non-philosophical conception of truth. He
argued that any philosophical account of truth must be based on knowledge
of how ordinary people use and understand the term. Because simple observation of linguistic usage was unlikely to yield enough evidence about truth to
be statistically interesting, he argued that such knowledge was best obtained
by questioning a sample of ordinary people about their understanding of the
term. Naess assembled a group of 250 informants, importantly all without
any formal philosophical training, and collected evidence of their responses
to a variety of experiments involving questionnaires. The most significant of
these was to record the informants response to the question: What is the
common characteristic of that which is true? (Naess, 1938, p. 23).
Naess collated the responses and categorised them into thirty-seven different response types. The following summaries of these types, expressed in
Naesss own words, are representative:
response: agreement with reality
response: agreement with the facts of the case
response: that they can be proved
response: agreement between statement and observation
response: what I perceive directly by my senses
response: scientists statements
response: what the majority says
response: it serves life
response: a thing that must and ought to be accepted by all
(Naess, 1938, pp. 424 and 668)
Naess concluded, firstly, that professional philosophers were simply wrong
when they claimed without empirical support to know how the term truth
is ordinarily conceived of outside philosophical discussions. There simply
was no such thing as a single, identifiable, ordinary conception of truth.
Secondly he argued that the types of response that he had collected from ordinary people were in fact remarkably similar, despite differences in phrasing
and in sophistication of expression, to many of the major philosophical theories of truth. Naess identified in his informants responses theories of truth
allied to those of pragmatism, relativism and logical positivism itself, among
others.
Reviews of Truth as Conceived by Those Who Are Not Professional
Philosophers in the academic journals were generally not favourable. This is
perhaps not surprising, given the implication of Naesss work that serious
consideration of one of the central topics of philosophy was not exclusive to
professional philosophers. However, reviewers tended to comment on Naesss
unconventional methodology rather than his findings or more specific claims.
22
Siobhan Chapman
Ernest Nagel predicted that Naesss working practice would not be generally
well received: This is an interesting book, not without amusing features . . .
[but Naess] will no doubt remain an outcast from the philosophical community (Nagel, 1939, pp. 78 and 79). Jared Moore was harsher in his criticism:
The author tries desperately hard to be scientific, but seems to have little
to show for it when all is done and recorded (Moore, 1939, p. 490). Naess
himself had no doubt that the hostile reception of his book was due to the
challenges it posed to the philosophical establishment, in terms both of its
methodology and of its broader implications:
I used questionnaires. At that time, 193738, they were looked upon as
the absolute bottom of doing research. They couldnt be taken seriously
at all. And then it implied that I had an undignified, really atrocious
view of one of the great problems of humanitynamely, the problem
of truth. Taking seriously what those schoolboys and housewives were
saying was a kind of caricature of philosophy. (Naess, in Rothenberg,
1993, p. 49)
23
24
Siobhan Chapman
25
The non-existence of a method by which meanings can be seen by observation of use is one of the strong reasons not to abandon the synonymity
questionnaire (Naess, 1947/51, vol. 6, p. 2).
The topics that Naess was working with in the middle part of the twentieth century were absolutely central to the concerns of contemporary analytic
philosophy. The conclusions he was reaching were striking, and had something in common with ways in which other philosophers were questioning the
assumptions of formal approaches to language such as the one espoused by
the Vienna Circle. Certainly, Naesss work was cited by and drew responses
from some of the leading analytic philosophers of the time. But their reactions continued to be in general wary, hostile or dismissive; Naess remained
the philosophical outsider that Nagel had predicted he would be.
Rudolf Carnap, a prominent member of the Vienna Circle and a strong
early influence on Naesss philosophical development did express interest in
empirical semantics, and maintained a friendly correspondence with Naess.
However, Naess himself was convinced that Carnap never fully appreciated,
or at least never fully acknowledged, the extent of the challenge that his work
on truth and other topics posed to logical positivism. In fact, Carnap seems
to have purposely marginalised and even suppressed Naesss work. Naess
recalled how at a conference in the 1930s Carnap dissuaded him from presenting the work that would lead to Truth as Conceived by Those Who Are Not
Professional Philosophers: I agreed, having the feeling that nobody would
think it even meaningful to do empirical research on ordinary language
(Naess, 1981, p. 145, emphasis in original).
The American philosopher W. V. O. Quine might have been expected to be
more sympathetic. He had himself criticised logical positivism for its unempirical assumptions, and had argued that the study of language should proceed
by means of linguistic fieldwork. But his own methodology remained very
much that of the armchair philosopher, and he caricatured Naess as responding to the question of how language should be studied with a simplistic ask
the natives (Quine, 1970, p. 392).
At much the same time as Naess was circulating the mimeographed studies
that constituted Interpretation and Preciseness, J. L. Austin was pioneering the
methods of ordinary language philosophy at Oxford. Like Naess, he was
insistent on the importance to philosophers of consulting everyday usage,
but he had very different ideas as to how this should be done. Whereas
Naess shunned professional philosophers as informants, Austin relied almost
exclusively on the intuitions of himself and a select group of his colleagues.
Geoffrey Warnock reported how Austin was careful to distinguish the programme he had in mind from the kind of Gallup-poll, empirical team work
which Naess believed in, and which Austin regarded as, in principle, misguided (Warnock, 1963, p. 14n.; see also Warnock, 1973, p. 43; Urmson
et al., 1965, p. 80). Naesss enthusiasm for finding out about the intuitions
of ordinary people on philosophical matters seems to have been the main
26
Siobhan Chapman
27
28
Siobhan Chapman
have argued for the mutability and instability of meaning. Wolfgang Teubert,
for instance, has claimed, as a central tenet of corpus linguistics: There is
no true and no fixed meaning. Everyone can paraphrase a unit of meaning
however they like, therefore the meaning of any lexical item type is always
provisional (Teubert, 2005, p. 67). In Interpretation and Preciseness, Naess
argued that context was paramount in determining how a word could be interpreted: A great deal of plausible interpretations of the words isolated from
the sentence are not plausible in that particular context defined by the sentence (Naess, 1947/51, vol. 1, p. 32). Corpus linguists have even replicated
in more detail Naesss challenge to the idea of synonymity, or at least to the
idea that synonymity is a fixed category to which certain pairs of expressions
belong: Corpora have been used to detect subtle semantic distinctions in
near synonyms (McEnery et al., 2006, p. 103).
Linguistics remains, of course, a multifaceted discipline. Work is still being
conducted both in the broadly Chomskyan framework of mentalism and in
the more empirical approaches represented by sociolinguistics and corpus linguistics. (For a discussion of the diversity of current approaches to linguistics,
and of the relative positions of these two broad traditions, see Chapman,
2008.) Mentalist linguists are in general ready to identify a broader philosophical context for their work. Chomsky himself, for instance, has drawn
attention to his place in a tradition of rationalist philosophy, particularly
in relation to the Enlightenment and the work of Descartes (for instance,
Chomsky, 1966). Empirical linguists generally have less to say about their
philosophical pedigree. However, a scrutiny of empirical semantics suggests
that it can be seen as an intellectual forerunner by those working in some
of the more empirical branches of linguistics. These recent developments in
linguistics have, in turn, something to offer to our understanding of empirical semantics; they suggest that it is time for a revision of Naesss status as
an outsider to established ways of studying language. Present-day linguists
are carrying out work that Naess aspired to but was not able to see through
because of the technological restrictions of his time. In some cases, their actual
findings resonate closely with Naesss unfashionable hunches and predictions.
Naesss philosophy of language was innovative, unprecedented and very controversial in the middle of the twentieth century. But it is highly pertinent to
some of the major ways in which the academic study of language is currently
being conducted.1
Note
1.
I am grateful for very helpful comments on and discussion of earlier versions of this paper
from audiences at the English Language Research Seminar and the Stapledon Philosophy
Colloquium at the University of Liverpool in March 2006, and at the Arne Naess Memorial
Seminar in Oslo in June 2009. I would also like to thank the two anonymous reviewers for
Inquiry and, in particular, Kristian Bjrkdahl, for their help in preparing this paper for
publication.
29
References
Chapman, S. (2008) Language and Empiricism: After the Vienna Circle (Basingstoke: Palgrave
Macmillan).
Chomsky, N. (1966) Cartesian Linguistics: A Chapter in the History of Rationalist Thought (New
York: Harper & Row).
Fishman, J. (1971) A sociology of language, Language in Sociocultural Change, pp. 115
(Stanford: Stanford University Press).
Labov, W. (1972) Some principles of linguistic methodology, Language in Society, 1,
pp. 97120.
McEnery, T., Xiao, R. & Tono, Y. (2006) Corpus-Based Language Studies (London: Routledge).
Moore, J. (1939) Review of Truth as Conceived by Those Who Are Not Professional Philosophers
by Arne Ness [sic], The American Journal of Psychology, 52, pp. 48990.
Naess, A. (1938) Truth as Conceived by Those Who Are Not Professional Philosophers (Oslo:
Jacob Dybwad).
Naess, A. (1947/51) Interpretation and Preciseness, vols. 16 (Oslo: Universitetets studentkontor). Published in (1953) in a single volume (Oslo: Jacob Dybwad). Reprinted in (2005) The
Selected Works of Arne Naess, vol. 1 (Berlin: Springer).
Naess, A. (1949) Toward a theory of interpretation and preciseness, Theoria, 15, pp. 22041.
Naess, A. (1953) An Empirical Study of the Expressions True, Perfectly Certain and
Extremely Probable (Oslo: Jacob Dybwad).
Naess, A. (1956) Synonymity and empirical research, Methodos, 8, pp. 322.
Naess, A. (1956/8) Logical equivalence, intentional isomorphism and synonymity as studied by
questionnaires, Synthese, 10, pp. 47179.
Naess, A. (1957) Synonymity as revealed by intuition, The Philosophical Review, 66, pp. 8793.
Naess, A. (1960) Typology of questionnaires adopted to the study of expressions with closely
related meanings, Synthese, 12, pp. 48194.
Naess, A. (1961) A study of or, Synthese, 13, pp. 4960.
Naess, A. (1966) Communication and Argument (Oslo: Universitetsforlaget).
Naess, A. (1981) The empirical semantics of key terms, phrases and sentences, in: S. Kanger &
S. hman (Eds.), Philosophy and Grammar, pp. 13554 (Dordrecht: D. Reidel Publishing
Company).
Naess, A. (1982) Pluralism in cultural anthropology, in: I. Gullvg & J. Wetlesen (Eds.), In
Sceptical Wonder, pp. 14754 (Oslo: Universitetsforlaget).
Naess, A. (1993) Logical empiricism and the uniqueness of the Schlick seminar: A personal
experience with consequences, in: F. Stadler (Ed.), Scientific Philosophy: Origins and
Developments, pp. 1125 (Dordrecht: Kluwer Academic Publishers).
Nagel, E. (1939) Review of Truth as Conceived by Those Who Are Not Professional Philosophers
by Arne Ness [sic] The Journal of Philosophy, 36, pp. 7880.
Quine, W.V.O. (1970) Methodological reflections on current linguistic theory, Synthese, 21,
pp. 38698.
Rothenberg, D. (1993) Is It Painful to Think? Conversations with Arne Naess (Minneapolis, MN:
University of Minnesota Press).
Schlick, M. (1932) Positivism and realism in: A.J. Ayer (Ed.) (1959), Logical Positivism,
pp. 82107 (Glencoe: The Free Press).
Skjervheim, H. (1982) Structuralism, empiricism and intentionalism, in: I. Gullvg &
J. Wetlesen (Eds.), In Sceptical Wonder, pp. 12946 (Oslo: Universitetsforlaget).
Storheim, E. (1959) Review of Arne Naess Wie frdert man heute die empirische Bewegung? Eine
Auseinandersetzung mit dem Empirismus von Otto Neurath und Rudolph Carnap, Theoria,
25, pp. 18791.
Stubbs, M. (2001) Text, corpora and the problems of interpretation: A response to
Widdowson, Applied Linguistics, 22, pp. 14972.
30
Siobhan Chapman