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Contents

Preface ............................................................................................................

xiii

About the Computer Programs ........................................................................

xvii

List of Primary Symbols Used in Text ..............................................................

xix

1.

2.

Introduction .............................................................................................

1.1

Foundations: Their Importance and Purpose ...............................................

1.2

Foundation Engineering ................................................................................

1.3

Foundations: Classifications and Select Definitions .....................................

1.4

Foundations: General Requirements ............................................................

1.5

Foundations: Additional Considerations .......................................................

1.6

Foundations: Selection of Type .....................................................................

1.7

The International System of Units (SI) and the Foot-pound-second


(Fps) System .................................................................................................

1.8

Computational Accuracy versus Design Precision .......................................

12

1.9

Computer Programs in Foundation Analysis and Design .............................

13

Geotechnical and Index Properties: Laboratory Testing;


Settlement and Strength Correlations ..................................................

15

2.1

Introduction ....................................................................................................

15

2.2

Foundation Subsoils ......................................................................................

16

2.3

Soil Volume and Density Relationships ........................................................

17

2.4

Major Factors That Affect the Engineering Properties of Soils .....................

21

2.5

Routine Laboratory Index Soil Tests .............................................................

24

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vi

3.

Contents
2.6

Soil Classification Methods in Foundation Design ........................................

29

2.7

Soil Material Classification Terms .................................................................

35

2.8

In Situ Stresses and Ko Conditions ...............................................................

39

2.9

Soil Water; Soil Hydraulics ............................................................................

46

2.10 Consolidation Principles ................................................................................

56

2.11 Shear Strength ...............................................................................................

90

2.12 Sensitivity and Thixotropy .............................................................................

112

2.13 Stress Paths ..................................................................................................

113

2.14 Elastic Properties of Soil ................................................................................

121

2.15 Isotropic and Anisotropic Soil Masses ..........................................................

127

Problems ..................................................................................................................

131

Exploration, Sampling, and In Situ Soil Measurements ......................

135

3.1

Data Required ................................................................................................

135

3.2

Methods of Exploration ..................................................................................

136

3.3

Planning the Exploration Program ................................................................

137

3.4

Soil Boring ......................................................................................................

141

3.5

Soil Sampling .................................................................................................

145

3.6

Underwater Sampling ....................................................................................

152

3.7

The Standard Penetration Test (SPT) ..........................................................

154

3.8

SPT Correlations ...........................................................................................

162

3.9

Design N Values ............................................................................................

165

3.10 Other Penetration Test Methods ...................................................................

166

3.11 Cone Penetration Test (CPT) ........................................................................

167

3.12 Field Vane Shear Testing (FVST) .................................................................

183

3.13 The Borehole Shear Test (BST) ....................................................................

189

3.14 The Flat Dilatometer Test (DMT) ..................................................................

190

3.15 The Pressuremeter Test (PMT) ....................................................................

194

3.16 Other Methods for In Situ Ko ..........................................................................

198

3.17 Rock Sampling ...............................................................................................

202

3.18 Groundwater Table (GWT) Location .............................................................

204

3.19 Number and Depth of Borings .......................................................................

205

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Contents

4.

5.

vii

3.20 Drilling and/or Exploration of Closed Landfills or Hazardous Waste


Sites ...............................................................................................................

206

3.21 The Soil Report ..............................................................................................

206

Problems ..................................................................................................................

210

Bearing Capacity of Foundations ..........................................................

213

4.1

Introduction ....................................................................................................

213

4.2

Bearing Capacity ...........................................................................................

214

4.3

Bearing-capacity Equations ...........................................................................

219

4.4

Additional Considerations When Using the Bearing-capacity


Equations .......................................................................................................

228

4.5

Bearing-capacity Examples ...........................................................................

231

4.6

Footings with Eccentric or Inclined Loadings ................................................

236

4.7

Effect of Water Table on Bearing Capacity ...................................................

249

4.8

Bearing Capacity for Footings on Layered Soils ...........................................

251

4.9

Bearing Capacity of Footings on Slopes .......................................................

258

4.10 Bearing Capacity from SPT ...........................................................................

263

4.11 Bearing Capacity Using the Cone Penetration Test (CPT) ..........................

266

4.12 Bearing Capacity from Field Load Tests .......................................................

267

4.13 Bearing Capacity of Foundations with Uplift or Tension Forces ...................

270

4.14 Bearing Capacity Based on Building Codes (Presumptive Pressure) .........

274

4.15 Safety Factors in Foundation Design ............................................................

275

4.16 Bearing Capacity of Rock ..............................................................................

277

Problems ..................................................................................................................

280

Foundation Settlements .........................................................................

284

5.1

The Settlement Problem ................................................................................

284

5.2

Stresses in Soil Mass Due to Footing Pressure ...........................................

286

5.3

The Boussinesq Method For qv .....................................................................

287

5.4

Special Loading Cases for Boussinesq Solutions ........................................

296

5.5

Westergaards Method for Computing Soil Pressures ..................................

301

5.6

Immediate Settlement Computations ............................................................

303

5.7

Rotation of Bases ..........................................................................................

310

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viii

6.

7.

Contents
5.8

Immediate Settlements: Other Considerations .............................................

313

5.9

Size Effects on Settlements and Bearing Capacity ......................................

316

5.10 Alternative Methods of Computing Elastic Settlements ................................

323

5.11 Stresses and Displacements in Layered and Anisotropic Soils ...................

326

5.12 Consolidation Settlements .............................................................................

329

5.13 Reliability of Settlement Computations .........................................................

337

5.14 Structures on Fills ..........................................................................................

337

5.15 Structural Tolerance to Settlement and Differential Settlements ..................

338

5.16 General Comments on Settlements ..............................................................

340

Problems ..................................................................................................................

341

Improving Site Soils for Foundation Use .............................................

344

6.1

Introduction ....................................................................................................

344

6.2

Lightweight and Structural Fills .....................................................................

346

6.3

Compaction ....................................................................................................

347

6.4

Soil-cement, Lime, and Fly Ash ....................................................................

351

6.5

Precompression to Improve Site Soils ..........................................................

352

6.6

Drainage Using Sand Blankets and Drains ..................................................

353

6.7

Sand Columns to Increase Soil Stiffness ......................................................

356

6.8

Stone Columns ..............................................................................................

358

6.9

Soil-cement Piles/Columns ...........................................................................

360

6.10 Jet Grouting ...................................................................................................

363

6.11 Foundation Grouting and Chemical Stabilization ..........................................

364

6.12 Vibratory Methods to Increase Soil Density ..................................................

365

6.13 Use of Geotextiles to Improve Soil ................................................................

367

6.14 Altering Groundwater Conditions ..................................................................

368

Problems ..................................................................................................................

369

Factors to Consider in Foundation Design ..........................................

370

7.1

Footing Depth and Spacing ...........................................................................

370

7.2

Displaced Soil Effects ....................................................................................

373

7.3

Net versus Gross Soil Pressure: Design Soil Pressures ..............................

373

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8.

9.

ix

7.4

Erosion Problems for Structures Adjacent to Flowing Water .......................

375

7.5

Corrosion Protection ......................................................................................

376

7.6

Water Table Fluctuation ................................................................................

376

7.7

Foundations in Sand and Silt Deposits .........................................................

377

7.8

Foundations on Loess and Other Collapsible Soils ......................................

378

7.9

Foundations on Unsaturated Soils Subject to Volume Change with


Change in Water Content ..............................................................................

380

7.10 Foundations on Clays and Clayey Silts ........................................................

395

7.11 Foundations on Residual Soils ......................................................................

397

7.12 Foundations on Sanitary Landfill Sites ..........................................................

397

7.13 Frost Depth and Foundations on Permafrost ................................................

399

7.14 Environmental Considerations ......................................................................

400

Problems ..................................................................................................................

401

Spread Footing Design ..........................................................................

403

8.1

Footings: Classification and Purpose ............................................................

403

8.2

Allowable Soil Pressures in Spread Footing Design ....................................

404

8.3

Assumptions Used in Footing Design ...........................................................

405

8.4

Reinforced-concrete Design: USD ................................................................

406

8.5

Structural Design of Spread Footings ...........................................................

411

8.6

Bearing Plates and Anchor Bolts ..................................................................

425

8.7

Pedestals .......................................................................................................

433

8.8

Base Plate Design with Overturning Moments .............................................

437

8.9

Rectangular Footings ....................................................................................

445

8.10 Eccentrically Loaded Spread Footings .........................................................

449

8.11 Unsymmetrical Footings ................................................................................

465

8.12 Wall Footings and Footings for Residential Construction .............................

466

Problems ..................................................................................................................

469

Special Footings and Beams on Elastic Foundations .........................

472

9.1

Introduction ....................................................................................................

472

9.2

Rectangular Combined Footings ...................................................................

472

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Contents
9.3

Design of Trapezoid-shaped Footings ..........................................................

481

9.4

Design of Strap (or Cantilever) Footings .......................................................

486

9.5

Footings for Industrial Equipment .................................................................

489

9.6

Modulus of Subgrade Reaction .....................................................................

501

9.7

Classical Solution of Beam on Elastic Foundation .......................................

506

9.8

Finite-element Solution of Beam on Elastic Foundation ...............................

509

9.9

Ring Foundations ..........................................................................................

523

9.10 General Comments on the Finite-element Procedure ..................................

531

Problems ..................................................................................................................

534

10. Mat Foundations .....................................................................................

537

10.1 Introduction ....................................................................................................

537

10.2 Types of Mat Foundations .............................................................................

538

10.3 Bearing Capacity of Mat Foundations ...........................................................

539

10.4 Mat Settlements .............................................................................................

540

10.5 Modulus of Subgrade Reaction ks for Mats and Plates ................................

544

10.6 Design of Mat Foundations ...........................................................................

548

10.7 Finite-difference Method for Mats .................................................................

552

10.8 Finite-element Method for Mat Foundations .................................................

557

10.9 The Finite-grid Method (FGM) .......................................................................

558

10.10 Mat Foundation Examples Using the FGM ...................................................

565

10.11 Mat-superstructure Interaction ......................................................................

576

10.12 Circular Mats or Plates ..................................................................................

576

10.13 Boundary Conditions .....................................................................................

587

Problems ..................................................................................................................

587

11. Lateral Earth Pressure ...........................................................................

589

11.1 The Lateral Earth Pressure Problem .............................................................

589

11.2 Active Earth Pressure ....................................................................................

589

11.3 Passive Earth Pressure .................................................................................

593

11.4 Coulomb Earth Pressure Theory ...................................................................

594

11.5 Rankine Earth Pressures ..............................................................................

601

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Contents

xi

11.6 General Comments About Both Methods .....................................................

604

11.7 Active and Passive Earth Pressure Using Theory of Plasticity ....................

609

11.8 Earth Pressure on Walls, Soil-tension Effects, Rupture Zone ......................

611

11.9 Reliability of Lateral Earth Pressures ............................................................

616

11.10 Soil Properties for Lateral Earth Pressure Computations .............................

617

11.11 Earth-pressure Theories in Retaining Wall Problems ...................................

620

11.12 Graphical and Computer Solutions for Lateral Earth Pressure ....................

623

11.13 Lateral Pressures by Theory of Elasticity ......................................................

629

11.14 Other Causes of Lateral Pressure .................................................................

640

11.15 Lateral Wall Pressure from Earthquakes ......................................................

640

11.16 Pressures in Silos, Grain Elevators, and Coal Bunkers ...............................

646

Problems ..................................................................................................................

653

12. Mechanically Stabilized Earth and Concrete Retaining Walls ............

657

12.1 Introduction ....................................................................................................

657

12.2 Mechanically Reinforced Earth Walls ............................................................

658

12.3 Design of Reinforced Earth Walls .................................................................

665

12.4 Concrete Retaining Walls ..............................................................................

681

12.5 Cantilever Retaining Walls ............................................................................

683

12.6 Wall Stability ..................................................................................................

685

12.7 Wall Joints ......................................................................................................

691

12.8 Wall Drainage ................................................................................................

692

12.9 Soil Properties for Retaining Walls ................................................................

693

12.10 General Considerations in Concrete Retaining Wall Design ........................

695

12.11 Allowable Bearing Capacity ...........................................................................

696

12.12 Wall Settlements ............................................................................................

696

12.13 Retaining Walls of Varying Height; Abutments and Wingwalls ....................

698

12.14 Counterfort Retaining Walls ..........................................................................

700

12.15 Basement or Foundation Walls; Walls for Residential Construction ............

701

12.16 Elements of ACI 318- Alternate Design Method ...........................................

702

12.17 Cantilever Retaining Wall Examples .............................................................

704

Problems ..................................................................................................................

723

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xii

Contents

13. Sheet-pile Walls: Cantilevered and Anchored ......................................

725

13.1 Introduction ....................................................................................................

725

13.2 Types and Materials Used for Sheetpiling ....................................................

728

13.3 Soil Properties for Sheet-pile Walls ...............................................................

732

13.4 Stability Numbers for Sheet-pile Walls ..........................................................

737

13.5 Sloping Dredge Line ......................................................................................

738

13.6 Finite-element Analysis of Sheet-pile Walls ..................................................

741

13.7 Finite-element Examples ...............................................................................

747

13.8 Anchor Rods, Wales, and Anchorages for Sheetpiling .................................

771

13.9 Overall Wall Stability and Safety Factors ......................................................

781

Problems ..................................................................................................................

782

14. Walls for Excavations .............................................................................

785

14.1 Construction Excavations ..............................................................................

785

14.2 Soil Pressures on Braced Excavation Walls .................................................

791

14.3 Conventional Design of Braced Excavation Walls ........................................

795

14.4 Estimation of Ground Loss around Excavations ...........................................

803

14.5 Finite-element Analysis for Braced Excavations ...........................................

806

14.6 Instability Due to Heave of Bottom of Excavation .........................................

811

14.7 Other Causes of Cofferdam Instability ..........................................................

815

14.8 Construction Dewatering ...............................................................................

816

14.9 Slurry-wall (or -Trench) Construction ............................................................

820

Problems ..................................................................................................................

826

15. Cellular Cofferdams ................................................................................

828

15.1 Cellular Cofferdams: Types and Uses ..........................................................

828

15.2 Cell Fill ...........................................................................................................

836

15.3 Stability and Design of Cellular Cofferdams .................................................

837

15.4 Bearing Capacity ...........................................................................................

849

15.5 Cell Settlement ..............................................................................................

849

15.6 Practical Considerations in Cellular Cofferdam Design ................................

850

15.7 Design of Diaphragm Cofferdam Cell ...........................................................

853

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xiii

15.8 Circular Cofferdam Design ............................................................................

857

15.9 Cloverleaf Cofferdam Design ........................................................................

864

Problems ..................................................................................................................

865

16. Single Piles Static Capacity and Lateral Loads; Pile/Pole


Buckling ..................................................................................................

867

16.1 Introduction ....................................................................................................

867

16.2 Timber Piles ...................................................................................................

869

16.3 Concrete Piles ...............................................................................................

875

16.4 Steel Piles ......................................................................................................

880

16.5 Corrosion of Steel Piles .................................................................................

883

16.6 Soil Properties for Static Pile Capacity ..........................................................

883

16.7 Static Pile Capacity ........................................................................................

885

16.8 Ultimate Static Pile Point Capacity ................................................................

891

16.9 Pile Skin Resistance Capacity .......................................................................

898

16.10 Pile Settlements .............................................................................................

907

16.11 Static Pile Capacity: Examples ......................................................................

909

16.12 Piles in Permafrost ........................................................................................

921

16.13 Static Pile Capacity Using Load-transfer Load-test Data .............................

925

16.14 Tension Piles Piles for Resisting Uplift .......................................................

928

16.15 Laterally Loaded Piles ...................................................................................

929

16.16 Laterally Loaded Pile Examples ....................................................................

948

16.17 Buckling of Fully and Partially Embedded Piles and Poles ..........................

953

Problems ..................................................................................................................

963

17. Single Piles: Dynamic Analysis, Load Tests ........................................

968

17.1 Dynamic Analysis ..........................................................................................

968

17.2 Pile Driving .....................................................................................................

968

17.3 The Rational Pile Formula .............................................................................

973

17.4 Other Dynamic Formulas and General Considerations ................................

978

17.5 Reliability of Dynamic Pile-driving Formulas .................................................

985

17.6 The Wave Equation .......................................................................................

986

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Contents
17.7 Pile-load Tests ...............................................................................................

996

17.8 Pile-driving Stresses ......................................................................................

999

17.9 General Comments on Pile Driving ...............................................................

1003

Problems ..................................................................................................................

1004

18. Pile Foundations: Groups ...................................................................... 1006


18.1 Single Piles versus Pile Groups ....................................................................

1006

18.2 Vertically Loaded Pile Groups .......................................................................

1006

18.3 Efficiency of Pile Groups ...............................................................................

1008

18.4 Stresses on Underlying Strata from Piles .....................................................

1011

18.5 Settlements of Pile Groups ............................................................................

1019

18.6 Pile Caps ........................................................................................................

1027

18.7 Batter Piles .....................................................................................................

1029

18.8 Negative Skin Friction ....................................................................................

1029

18.9 Laterally Loaded Pile Groups ........................................................................

1035

18.10 Matrix Analysis for Pile Groups .....................................................................

1040

18.11 Pile Cap Design by Computer .......................................................................

1051

Problems ..................................................................................................................

1053

19. Drilled Piers or Caissons ....................................................................... 1055


19.1 Introduction ....................................................................................................

1055

19.2 Current Construction Methods ......................................................................

1055

19.3 When to Use Drilled Piers .............................................................................

1062

19.4 Other Practical Considerations for Drilled Piers ............................................

1063

19.5 Capacity Analysis of Drilled Piers .................................................................

1065

19.6 Settlements of Drilled Piers ...........................................................................

1072

19.7 Structural Design of Drilled Piers ..................................................................

1075

19.8 Drilled Pier Design Examples ........................................................................

1076

19.9 Laterally Loaded Drilled Pier Analysis ...........................................................

1081

19.10 Drilled Pier Inspection and Load Testing ......................................................

1086

Problems ..................................................................................................................

1087

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xv

20. Design of Foundations for Vibration Controls ..................................... 1090


20.1 Introduction ....................................................................................................

1090

20.2 Elements of Vibration Theory ........................................................................

1090

20.3 The General Case of a Vibrating Base .........................................................

1096

20.4 Soil Springs and Damping Constants ...........................................................

1098

20.5 Soil Properties for Dynamic Base Design .....................................................

1104

20.6 Unbalanced Machine Forces ........................................................................

1111

20.7 Dynamic Base Example ................................................................................

1114

20.8 Coupled Vibrations ........................................................................................

1120

20.9 Embedment Effects on Dynamic Base Response ........................................

1123

20.10 General Considerations in Designing Dynamic Bases .................................

1125

20.11 Pile-supported Dynamic Foundations ...........................................................

1126

Problems ..................................................................................................................

1133

Appendix A: General Pile-data and Pile Hammer Tables ........................... 1135


A.1

HP Pile Dimensions and Section Properties .................................................

1136

A.2

Typical Pile-driving Hammers from Various Sources ...................................

1137

A.3

Steel Sheetpiling Sections Produced in the United States ...........................

1139

A.4

Typical Available Steel Pipe Sections Used for Piles and Caisson
Shells .............................................................................................................

1141

Typical Prestressed-concrete Pile Sections Both Solid and


Hollow-core (HC) ...........................................................................................

1143

A.5

References ..................................................................................................... 1144


Author Index .................................................................................................. 1165
Index ............................................................................................................... 1169

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