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Page 1
2011-11-2
The Statistical Analysis of
World-CiassUUinversstiess
Ying Cheng & Yan Wu
Center for World-Class Universities
Graduate School of Education
Shanghai Jiao Tong University
4 nematonal Conference on World-Class Universities
November Is, 2011 - Shanghai, Chin
Outline
+ Background
+ GRUP (Global Research University Profile)
+ Statistical Profiles of World-Class Universities
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+ Potential Indicators for Recognizing WCU (Global Rankings)
2011-11-2
Page 2
Background
+ WCU became a common desire of both
developed and developing countries
* What is the criteria for WCU?
+ Academic Ranking of World Universities (2003-)
~ Objective indicators & third-party data
— Focus on academic excellence
— Based on output measures
+ What do WCU look like?
GRUP(Global Research University Profile)
+ Aim: Basic facts of 1,200 research universities
+ Academie Staff: total N | by typel Ph.D] foreign
+ Students: total N by levell foreign] degree
+ Finance: total income] by sources] research income
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+ Source I: Survey of universities
* Source 2: Statistical agencies in major countries
2
2011-11-2
Page 3
GRUP - Survey of Institutions
+ Survey invitation was sent to ~1200 institutions
+ Number of responses: 282 (25%)
+ Number of positive responses: 276
+ Number of registered institutions:247
+ Number of valid cases: 231 (20%)
GRUP - Survey of Institutions
Distribution of Valid Respondents by Rank Range
Rank Range Renin Perventage
Top 100 36 36%
101-200 30 30%
201-300 34 34%
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301-400
401-500
sot
Pago 4
ath
29
25
29%
25%
12%
2011-11-2
GRUP - Survey of Institutions
Distribution of Valid Respondents by Country
county
Belgium
Netherlands
sweden
NowZealind
UK
canada
Invited Inst
Nusber af
Respondents
Rate
o2s%
55.0%
Number of nt
among Top 500
GRUP - Survey of Institutions
Distribution of Valid Respondents by Country (Con’d)
counry
rly
Germany
Number of
u
200%
170%
164%
Number of ns
2
2»
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Pago 5
Statistical Profiles of WCU (Top 100)
usa
Spain
span
cna
France
296
3s
us
“s
a
+ Academie Sat
ath
2
+ Student
95%
26%
19%
one
45%
Ist
"
2
2
a
Number of Academic Staff - Teaching Related
Top 00
36 aus omes
2011-11-2
4
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Tot a1 1s10 306 1 sts
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2011-11-2
Pago 6
Percentage of Academic Staff (Teaching Related)
with Doctoral-level Degrees
Percentage of International Academic Staff.
(Teaching Related)
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Tol 21016 8IF 0m oss
2011-112
Page 7
Number of Academic Staff— Research Only
Topo Masks
joan mas) ae
‘Number of Students (Degree-seeking)
opin meer 7ms ae
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2011-112
Page 8
Percentage of Graduate Students
Topi ae
ois 0880 a0
Tad asa os 100
Percentage of International Students
Topi aso oma
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2011-11-2
Page 9
Number of Doctoral Degrees Awarded
Topi esa
ois Sst ass a
Ratio of Academic Staff (Teaching Related) to Students
Topi 38 08k kas
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2011-11-2
Page 10
Institutional Income
(lions of USD)
pion esse ESE Sal 8
ois Mosk 8
Institutional Income per Student
(Thousnds oF SD)
Tim 6 wT
wa m8
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2011-112
Page 11
Percentage of Institutional Income from Public Sectors
Top M0 a2 a ose
ois 057 a a ose
Research Income
(sitions of USD)
oe ee
a oe
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2011-112
Page 12
Research Income per Academic Staff
(Teaching and Research)
Mounts ofU80)
iim eww
Percentage of Research Income from Public Sectors
ee
am M0 ahaa st
pis 3 amt o2t Tost
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2011-112
Figures of A Typical WCU (Top 100)
+ Academie Staff
shor of Aculemi Saf Tesshing Rel
Number of Acodomie Saf = Research On
Number of Doctoral Degrees Award
Finance
ution! Income
Inaiuonal Income per Stent
a sms pt Acstemie att
Indicators Could Be Considered for
Recognizing WCU /Global Rankings
+ Relevance / Validity of indicators
— Do WCU look similarly on these indicators with
each other and different with non-WCU?
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+ Data availability
13
—— 2011-11-2
Page 14
ARWU Indicator System
Cortera India Code Weight
Quilty of Alumni ofan nsttuton winning Nobel
Alumni 10%
[Bducaion Prizes an Fields Medsls
Saf of aniston winning Nobel Prizes
ns Award 20%
(Quality of and Fields Medals
Faculty Highly eited researchers in 21 broad
Hci 20%
sult categories
‘Papers published in Nature and Seience* Nast 20%
Research
Output Papers indexed in Science Cason Index- vp
expanded and Socal Seience Citation Index Pup
PecCapha —_Percipita acalemie performance of an
Patirmane ton ree 10%
Consistency of ARWU Indicators
Correlations among ARWU Indicators.
Alumni Award wei NaS PUB
Alum \ s M s
Award M \ s M s
ici s s \ s s s
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Nas M M s \
pus s M s M
per. s s s s
8: Seong (HP) M Mocerate (44167)
Weak (2594) N. Negligible ovary wek (HE2)
Page 15,
4
2011-112
Indicators’ Correlation with ARWU Total Score
tndkatr Conetaton
Coeffiient
Rescach Income 226 Th
Festina! Ieome 230 Re
fof Academie Sta Research Only m “i
ot Doctoral Degrees Awaeded 230 sl
InstittonlInome per Stent 230 Sie
Reseach Income pr Asaemie Staff 208 som
8 Strong (HP7) M Moderate (4467)
We weak 2} 28) 1. Negligible to very weak (V2)
Level of
Corelation
Indicators’ Correlation with ARWU Total Score
(Con’d)
Inde N
ecenge o Acton Saf wiha ,
Doctoral Degree. or
omer o Areni Sa-Teahing on
ene!
fat Ace Saf Techn on
feeds Sens
erat emanates a
Peceige of Recah eae fom
Public Sectors: 2
Perentge of Income fom Public
CCorcaton
Coeticint
aie
2h
Level of
CCorelation
w
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secur ae Ise N
Peventge of Graduate Students 21 hy N
eee an to y
Number of Students m1 os N
S:Srone (HP7) M Moterate (4467)
W weak (2598) N Neghgileo very weak (FE 2)
_ 2011-11-2
Page 16
Consistency of THE Inkhdatatsrs
Correlations among THE WUR Indicators
Im’ Industry
renga isn
Texting \ yooWw sow
neato y \ y x y
Oudok
Indy sme w N w N
Keech s Now \ w
ceaen w Xu yooWw
5 stone he Mode 45167)
Wea 28) Seino wk OK)
Consistency of QS Indidatanors
Correlations among QS WUR Indicators
Reston Repaanon—Faoty Sto Faty Stade
ness \ Mow wooN ow
fee www
oer w N ‘ w N N
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so w wow 4 noon
ve x woo NN .
oe w wooN NW
5 svone (He) Me Modente (44447
W weak 24H) Neate to ery weak (HE2)
16
_ 201-112
Page 17
Decisive Indicators of THE WUR.
Indicators’ Correlation with THE WUR Total Score
Gonelion Leva Assn
Indicaor Coefficier Correlation Weight
Tashing ow s 30%
Reseach som s 0%
Caton sore M 30%
Indasty Income am w asm
InteraonalOuok a x 15%
5 svone ith 7 Me Moderate (4467
Winesk 248) Negligible vey weak (2)
Decisive Indicators of QS WUR
Indicators* Correlation with QS WUR Total Score
na Conon Leva’ Assigned
inseator Coefficient Correlation ‘Weight
Academic Reputation see s «
Ear Retin on M 10%
Cations aie M 20%
Facade ue w 20%
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Intatnal Stan ate w %
Intentional acu 1s x o%
17
_ 201-112
Page 18
Data Availability
+ Some information is more difficult to obtain than others
— Unemployment rates of graduates
“less than half of partipatinginstiutons reported
+ the ame varie fom O moths to 24 months
— Number of doctoral staff
— Number of research staff
Data available at Educational Statistical
Agencies in Different Countries
+ 14 countries were identified to have relatively
mature institution statistics
— 64% of institutions in ARWU database
— 70% of ARWU Top 500 institutions
+ If Germany, France and Italy could be added in
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~ 80% of institutions in ARWU database
~ 86% of ARWU Top 500 institutions
18
_ 2011-11-2
Page 19,
Level of Data Availability from Statistical
Agencies in Different Countries
counay Stat Swudens Fisanee
Statistics Sates Satis
usa, Adeouse Susying sSatisying
Japan Adeouse Suing Satsying
UK Adequate Satine Satisfying
Chine Sing Sateing Satisying
Spain Adcouse Adequate Poor
Taiwan, China| Sarstying satying
canada Poor Poor Satsving
Awstalin Adecoate Sosying Satving
South Korea Adeate Adeauate
Neshelards Poor Pa
‘Sweden Adequate Adequate
Swit Sutsing Satsying
Avstia sosying Poor
Belgium Adequate
Ranking Lab
+231 institutions
+21 indicators including
ARWU indicators
* Indicators and weights are
decided by users
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_ 201-11-2
Page 20
Ranking by indicator
+ 1,200 institutions
+21 indicators
+ Data from
+ nratonsl Databases
+ GRUP and
+ Satisieal Agencies
Thank you for your kind attention!
bttp:/fwww-ShanghaiRanking.com/
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