African American Legislators in the American States
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Has black inclusion in the political process changed political institutions and led to more black influence in the governmental process? How do African American legislators balance racial interests with broader issues of government? And how is their effectiveness subjectively perceived and objectively evaluated?
In one of the first book-length studies to analyze the behavior of African American state legislators in multiple legislative sessions across five states, Kerry Haynie has compiled a wealth of valuable data that reveals the dynamics and effectiveness of black participation in the legislative process. Owing to the increasing role of state government in administering what he defines as key "black issues" -- education, healthcare, poverty/social welfare, civil rights, and children's issues -- Haynie focuses on bills introduced in these categories in Arkansas, Illinois, Maryland, New Jersey, and North Carolina.
The book reveals how responsive political institutions have been to the nation's largest minority group. It explores the question of how legislators deal with the "duality dilemma" -- which requires them to be both responsible legislators and race representatives -- and whether agendas should be "deracialized" in order to appeal to a broader constituency. Along with numerous statistical charts illustrating everything from representation on house standing committees to a ranking of the fifteen legislative sessions by quartiles of African American political incorporation, a useful and revealing portrait emerges -- one that will fuel debate and inform future discussions of the role of African Americans in the political process.
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African American Legislators in the American States - Kerry L. Haynie
AFRICAN AMERICAN LEGISLATORS
IN THE AMERICAN STATES
Power, Conflict, and Democracy:
American Politics Into the 21st Century
Robert Y. Shapiro, Editor
Power, Conflict, and Democracy:
American Politics Into the Twenty-first Century
Robert Y. Shapiro, Editor
This series focuses on how the will of the people and the public interest are promoted, encouraged, or thwarted. It aims to question not only the direction American politics will take as it enters the twenty-first century but also the direction American politics has already taken.
The series addresses the role of interest groups and social and political movements; openness in American politics; important developments in institutions such as the executive, legislative, and judicial branches at all levels of government as well as the bureaucracies thus created; the changing behavior of politicians and political parties; the role of public opinion; and the functioning of mass media. Because problems drive politics, the series also examines important policy issues in both domestic and foreign affairs.
The series welcomes all theoretical perspectives, methodologies, and types of evidence that answer important questions about trends in American politics.
AFRICAN AMERICAN LEGISLATORS
IN THE AMERICAN STATES
Kerry L. Haynie
COLUMBIA UNIVERSITY PRESS
NEW YORK
Columbia University Press
Publishers Since 1893
New York Chichester, West Sussex
cup.columbia.edu
Copyright © 2001 Columbia University Press
All rights reserved
E-ISBN 978-0-231-50514-7
Library of Congress Cataloging-in-Publication Data
Haynie, Kerry Lee.
African American legislators in the American states / Kerry L.
Haynie.
p. cm.— (Power, conflict, and democracy)
Includes bibliographical references and index.
ISBN 0-231-10644-0 (cloth : alk. paper)—ISBN 0-231-10645-9 (pbk. : alk. paper)
1. African American state legislators. 2. Legislators—United States—States. 3. Political planning—United States—States. I. Title II. Series.
JK2488 .H39 2001 328.
73’092’396073—dc21
00–069379
A Columbia University Press E-book.
CUP would be pleased to hear about your reading experience with this e-book at cup-ebook@columbia.edu.
To my parents Joe and Nettie,
and to my siblings Melvin, Scott, Tony, and Lisa
CONTENTS
Acknowledgments
1. Introduction:
Race Representatives or Responsible Legislators
?
2. Agenda-Setting and the Representation of Black Interests
3. Race, Representation, and Committee Assignments
4. African American Political Incorporation:
A View from the States
5. Race and Peer Evaluations of African American Legislators:
A Case Study
6. Conclusion
Appendix: Appendix to Chapter 3
Notes
Bibliography
Index
ACKNOWLEDGMENTS
I am indebted to a number of friends and colleagues who helped make this book possible. George Rabinowitz deserves special recognition for the direction, advice, and encouragement that he provided from the beginning to the end of this project. Thad Beyle, William Keech, Stuart Elaine MacDonald, and Michael Munger gave me valuable comments and suggestions at the very early stages of my research. I thank Kathleen Bratton for her advice, support, and friendship. Kathleen and I collaborated in creating a state legislative database from which much of the data used in this book is taken. I benefited enormously from numerous conversations and debates with my friend Carol M. Swain. Ross Baker, Rick Lau, Jack Nagel, Leonard Ray, and Mina Silberberg commented on various portions of the manuscript and provided me with sound scholarly advice. I am grateful to Thomas Callaghy for recommending the manuscript to Columbia University Press.
I thank Mina, Katie G. Cannon, Dwayne Lee Pinkney, and Ufo Uzodike for listening to my frustrations and offering me their friendship, encouragement, and support over the years. They truly helped me finish this project. Debts of gratitude are also due to my dear friends Reid and Vickie Hilton for opening their home, lake, and blueberry patch to me. Their generosity allowed me to escape
and to maintain a real world
perspective.
I received generous financial support for this project from the Graduate School and the Department of Political Science at the University of North Carolina at Chapel Hill, as well as from the Political Science Department at the University of Pennsylvania. More recently, I have benefited from a very supportive work environment at Rutgers University.
I thank John Michel and Robert Y. Shapiro, my editors at Columbia University Press, for their patience and guidance. John provided the ideal amount of hand-holding and tactful prodding. I also thank Roy Thomas for making sure that what I have written stands a chance of making sense to those who dare to read it. However, I alone take full responsibility for the book’s content.
CHAPTER 1
INTRODUCTION
RACE REPRESENTATIVES OR RESPONSIBLE LEGISLATORS
?
Has the growing presence of African American representatives in state legislatures resulted in greater African American influence in state policymaking? That is, do African American representatives have a noticeable and distinctive effect on legislative institutions and the policies they produce? Do they articulate and advocate a race-based legislative agenda? Have African American legislators become more integrated or incorporated into the legislative process over time? How are black legislators viewed or perceived by their peers?
These are the primary questions addressed in this book. The answers to them are relevant and of some importance to both African American and American politics for a number of reasons. First, given this country’s history of de jure and de facto racial segregation, discrimination, and disenfranchisement, especially at the state level, it is significant and relevant to democratic theory and our system of representative governance whether or not American political institutions are now open to influence from a class of persons that was once widely regarded and treated as beings of an inferior order; and altogether unfit to associate with the white race either in social or political relations.
¹
Second, after passage of the 1965 Voting Rights Act, black politics was transformed from pressure or protest
politics to the politics of electoral participation. This new politics has served as an impetus for African Americans to compete for and win public office. However, the new black politics has not simply been a struggle to be included. For many, inclusion was intended to be a means toward several substantive ends rather than merely a symbolic end unto itself. For example, it was widely expected that black inclusion would in some way be a vehicle for altering American political institutions and achieving significant changes in the political and socioeconomic conditions of black people.² In exploring answers to the above questions, we can, with more than thirty years of hindsight, provide at least a partial evaluation of whether the consequences of the new black politics
have been more symbolic than substantive.
Finally, the questions raised here are important because, since the early 1970s, states have grown in importance as both actors and arenas for public policy-making. Beginning with the Nixon administration and continuing through the present, devolution and new federalism initiatives have resulted in the public’s becoming more reliant on states for programs and services that have in the past been provided primarily by the national government (e.g., Medicaid, student aid grants, school lunch programs, community development grants, Aid to Families with Dependent Children, and environmental protection).³ Many of these programs are seen as essential for improving the socioeconomic status of African Americans as a group. Consequently, state-level institutions have taken on a renewed importance for African Americans attempting to get their policy interests and needs met. As we begin the twenty-first century, black state legislators are perhaps becoming just as important in securing and protecting black interests as are those African Americans who serve in the United States Congress.
Since 1970, the number of African Americans elected to state legislatures has grown by more than 237 percent. Between 1970 and 1998, the number of African American state legislators nationwide increased from 168 to 567. Today, more than 7 percent of state legislative seats nationwide are held by African Americans—up from 2 percent in 1970 (Joint Center for Political and Economic Studies 1998). This growth notwithstanding, the scholarly literature on African American state legislators remains relatively small in quantity, especially when compared to the studies of African Americans in Congress. The extant research on this topic can be divided into two broad categories: studies that provide mostly biographical data and information on the conditions under which blacks were elected to office (e.g., Bullock 1975; Cavanagh and Stockton 1983; Cole 1976; Conyers and Wallace 1976; Grofman and Handley 1985), and studies that provide analytical insights into the representation styles and policy interests of black legislators (e.g., Bratton and Haynie 1992, 1999a; Button and Hedge 1993; Hamm, Harmel, and Thompson 1983; Hedge, Button, and Scher 1992; Herring 1990; McGriggs 1977; Miller 1990; Nelson 1991; Perry 1976). This book is meant to build upon and expand the latter body of research. It is one of the first book-length studies to examine analytically the behavior of African American state legislators by simultaneously considering multiple legislative sessions in more than one state. With this study, I do not profess to offer a general theory of African American legislative behavior. Instead, similar to the main objective of John Wahlke et al.’s classic 1962 book, The Legislative System: Exploration in Legislative Behavior, I examine several issues relative to the presence and behavior of African Americans in legislative institutions with the hope of providing an analytical framework from which such theories might later be developed (see Wahlke 1962:3–4).
In describing the parameters of their project, Wahlke and his colleagues wrote:
The aim of research was not to construct descriptive accounts of the institutions and processes of legislation in the four states studied, or of the political forces and factors which operate from day to day through their legislatures. Nor was it to discover precisely what happened in these four states in a particular session or to acquire understanding of the unique historical events of those particular situations. The objective, rather, was to gain knowledge about generic problems of legislative institutions and processes in American state government.
(Wahlke et al. 1962:4; emphasis added)
This book is written from a similar perspective. My principal aim is to provide general knowledge about the nature and consequences of African American representation in state legislatures. In so doing, the study sheds some light on the question of how open, receptive, and responsive an important political institution has been to the nation’s largest, most politically cohesive, and (in terms of political and social development) most historically significant racial minority group.
The growth in African American representation in state legislatures originated, to a large degree, with the political mobilization efforts associated with the civil rights movement of the 1960s. One product of these mobilization efforts was passage of the Voting Rights Act of 1965. The Voting Rights Act is arguably one on the most significant pieces of legislation passed by Congress in the twentieth century. Not only did it lead to tremendous increases in the number of African American elected officials at all levels of government, it also contributed directly to the growth in African American influence in the overall electoral process.
In addition to these rising numbers, many scholars and political observers have argued that in order to maximize their effectiveness and influence, African American legislators must also practice a politics intended to be system-changing. That is, black representatives should advocate and seek support for programs that are directly targeted, at least in part, toward African Americans, and that are likely to result in radical
changes in social and economic policies (e.g., Barker and Jones 1994; Guinier 1992; Pinderhughes 1987; Smith 1990, 1996; Walton and McLemore 1970). In other words, African American legislators are expected to be what St. Clair Drake and Horace Cayton (1945) called race men and race women. The concept of the race man/woman originated in the slavery era. The term itself, however, comes from Drake and Cayton’s now famous ethnographic study of Chicago’s African American community.⁴ Race men/women were black leaders who emerged from and lived in a segregated society and whose primary loyalty and responsibility was to African Americans. Sociologist Elijah Anderson has written (1997) that the birth of the race man came at a time when there was a caste-like system in the culture as a whole and a particular rigid wall of segregation between blacks and whites in terms of styles of life, behavior, culture, residence, and power. The race man flourished in that caste-like system
(117). Race men and women often behaved as though they carried the burdens and ordeals of the entire race on their shoulders, and in public they almost always chose to put matters of race above all other issues. Race representatives were interested in and intent upon advancing the entire African American community.
Although they no longer emerge from environments that are completely racially isolated and segregated, contemporary African American representatives are, nevertheless, usually elected from districts in which the majority of the voters and constituents are African American or members of various racial and ethnic groups. Coming from such jurisdictions, they are expected to formulate and enact public policies that serve the interests of black people. However, one of the many ironies of African American politics is that in seeking to formulate and enact policies